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    Leeway Space and the Resolution of

    rowding in the Mixed Dentmon

    Anthony A Gianelly

    The leeway space provides adequate space to resolve crowding that is

    present in the mixed dentition in the majority of individuals. This space can

    be mainta ined by preserving arch length w ith a lingual arch as the p rimary

    teeth begin to exfoliate unless conditions such as the pre mat ure loss of a

    primary canine require earlier intervention. A lip bumper can also be in-

    serted after the eruption of the first premolars to preserve arch length.

    Co p y r i g h t 1 99 5 b y W B Sa u n d e r s C om p a n y

    o wd i n g , wh i c h c a n b e p r e s e n t i n al l c l as s es

    o f m a l o c c l u s i o n s , i s p r o b a b l y t h e m o s t

    c o m m o n p r o b l e m r e s o l ve d by o r t h o d o n t i c

    t r e a t m e n t . T o a l i g n a c r o w d e d d e n t i t i o n , s p a c e

    i s n e c e s s a ry . I n t h e m i x e d d e n t i t i o n , o n e m e c h -

    a n i s m f b r g a i n i n g s p a c e f o r a l i g n m e n t is t o

    p re s e rv e t h e l e e wa y s p a c e , wh i c h c a n b e a s

    m u c h a s 4 .3 r a m . ~ T h i s g e n e r o u s s p a c e m a y b e

    o n e r e a s o n w h y c r o w d i n g i n t h e m i x e d d e n t i -

    t i o n b e c o m e s l e s s p r o n o u n c e d w i t h t h e d e v e l -

    o p m e n t o f t he p e r m a n e n t d e n ti t io n . F o r e x a m -

    p le , M o o r r e e s a n d C h a d a i n d i c a t e d t h a t 1 t o 2

    m m o f c r o w d i n g is a c h a r a c te r i s ti c f e a t u r e i n

    i n d i v id u a l s w h o d e m o n s t r a t e n o r m a l a li g n-

    m e n t i n t h e p e r m a n e n t d e n t i t i o n .

    T h i s o b s e r v a t i o n r a i s e s a s e r i e s o f i n t e r e s t -

    i n g q u e s t i o n s , s u c h a s wh a t i s t h e i n c i d e n c e o f

    c r o w d i n g i n th e m i x e d d e n t i t i o n , a n d h o w o f-

    t e n c a n t h e l e e w a y s p a c e p r o v i d e a d e q u a t e

    s p a c e t o r e s o l v e t h i s c ro wd i n g ? (S i n c e l o we r

    a rc h c o n d i t i o n s d i c t a t e t h e s t r a t e g y fo r m a x i l -

    l a r y a r c h t r e a t m e n t , o n l y t h e c h a n g e s i n t h e

    l o we r a r c h w i l l b e d i s c u s s e d . )

    T o a n s w e r t h e s e q u e s t i o n s , t h e m a n d i b u l a r

    m o d e l s o f t 0 0 p a t i e n t s i n t h e m i x e d d e n t i t i o n

    s t ag e o f d e v e l o p m e n t w e r e e v a l u a t e d , i n t h e

    s a m p l e , c r o w d i n g , w h i c h a v e r a g e d 4 . 5 r a m ,

    w a s p r e s e n t i n 8 5 o f t h e 1 0 0 i n d i v i d u a l s . ~

    From the Department of Orthodontics, Boston University

    School of Graduate Dentist~, Boston, MA.

    Address correspondence to Anthony A. Gianelly, DMD, PhD,

    MD, Professor and Chairman, Department of Orthodontics, Bos-

    ton University School of Graduate Dentist~ , 100 E Newton St,

    Boston, MA 02118.

    Copyright 1995 by W.B. Saunders Company

    1073-8746/95/0103-000655.00/0

    C r o w d i n g w a s d e f i n e d a s a t o o t h -s i z e / a rc h - s i z e

    d i s c re p a n c y a n d w a s d e t e r m i n e d b y c o m p a r i n g

    t h e m e s io d i st a l d i a m e t e r s o f t h e p r i m a r y a n d

    p e r m a n e n t t e e t h t o a r c h p e r i m e t e r . W h e n

    t e e t h w e r e a b s e n t , t h e i r s i ze w as e s t i m a t e d

    f r o m t h e i r a n ti m e r e , w h e n p r e s e nt , o r f r o m

    d a t a p ro v i d e d b y M o y e r s e t a l . 3

    W h e n t i l e l e e wa y s p a c e g a i n wa s i n c l u d e d i n

    t h e a n a l ys i s , o n l y 2 3 o f t h e 1 0 0 i n d i v i d u a l s h a d

    i n s u f f i c i e n t s p a c e fo r a l i g n m e n t . I n a c t u a l i t y ,

    t h e l e e w ay s p a c e r e p r e s e n t s th e E s p a c e o r

    t h e d i f f e r e n c e b e t w e e n t h e m e s i o - d is t a l ( m - d )

    d i a m e t e r o f t he s e c o n d p r i m a r y m o l a r a n d t h e

    s e c o n d p r e m o l a r b e c a u s e t h e c o m b i n e d m - d

    d i a m e t e r o f t h e p r i m a r y c a n i n e a n d f i rs t m o l a r

    ( 1 3 .6 4 r a m ) i s a p p ro x i m a t e l y e q u a l t o t h e c o m -

    b i n e d m - d d i a m e t e r ( 1 3. 8 5 r am ) o f t h e p e r m a -

    n e n t c a n i n e a n d f i r s t p r e m o l a r . :~ T h i s s i m p l i-

    f i e s t h e u s u a l l e e wa y s p a c e c a l c u l a t i o n .

    T h u s , w i t h t h e i n c l u s i o n o f t h e E s p a c e , 7 7

    o f t h e 1 0 0 p a t i e n t s h a d a d e q u a t e s p a c e i n t h e

    a r c h t o a c c o m m o d a t e a n a l i g n e d d e n t i t i o n .

    ( T h e s iz e o f u n e r u p t e d p e r m a n e n t t e e t h w a s

    d e r i v e d f r o m m - d d i a m e t e r r a ti os o f p r i m a r y

    t o c o r r e s p o n d i n g p e r m a n e n t t e e t h as d e f i n e d

    by M oy er s et al. :~)

    I n s e v e n o f ti le r e m a i n i n g 2 3 p a t i e n t s w h o

    wo u l d s ti ll e x h i b i t a s p a c e d e f i c i t e v e n a f t e r t h e

    i n c l u s i o n o f t h e E s p a c e , t il e c ro wd i n g d i d n o t

    e x c e e d 2 r a m , i n d i c a t i n g t h a t 8 4 o u t o f 1 0 0

    s u b j e c t s w o u l d h a v e n o m o r e t h a n 2 m m o f

    c r o w d i n g b y s im p l y m a i n t a i n i n g t h e E s p a c e.

    D e v e l o p m e n t a l l y , t h e r e a r e t h r e e s i g n s t h a t

    a r e u s u a l l y d e s c r i b e d t o i d e n t i fy t h e p o t e n t i a l

    f o r c r o w d i n g i n t h e p e r m a n e n t d e n t it i o n. 4 T h e

    f i r st is t h e l a c k o f i n t e r d e n t a l s p a c e s i n t h e p r i -

    188 Semi nars in Orthodontics, Vol 1, No 3 (September), 1995 : pp 188 -19 4

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    Leeway Space and Crowding in the M ed Dentition

    189

    mary dentition. This sign is not especially reli-

    able since Baume showed that 9 of 16 individ-

    uals with no interdental spaces in the primary

    dentition did not exhibit crowding in the per-

    man ent dentition. 5 The second sign is crowd-

    ing of the permanent incisors in the mixed

    dentition. The third sign is the premature loss

    of a primary canine, presumably reflecting in-

    adequate space for the eruption of the lateral

    incisor. In crowded conditions, the erupting

    lateral incisor promo tes the resorpti on of the

    root of the primary canine which then exfoli-

    ates.

    In the group of 100 patients, the most se-

    vere crowding was most often associated with

    the early loss of a primary canine.

    Mainte nance of the E Space

    Two common appliances used to maintain the

    E space are the lingual arch and the lip bum-

    per.

    Lingual Arch

    Despite its widespread use, comparatively little

    is known concerning the effect of lingual arch

    placement on the dimensions of the lower

    arch. In one of the few reported investigations

    on this topic, Singer observed that both arch

    length and arch width were increased slightly

    by appro ximat ely 0.5 mm. 6 Alth oug h n ot a

    clinically useful increase, this led him to state,

    It can be seen that the appellation 'passive lin-

    gual arch' is a misnomer. Certain basic dental

    changes were noted with the use of this appli-

    ance. A portion of the e ffect may be construe d

    as active mo veme nt (distal reposition ing of the

    molars) although the reason remains obscure.

    The results of Singer's study indicated that the

    lingual arch should readily maintain the E

    space.

    Timing of lingual

    arch placement

    The lingual

    arch is used when a primary canine is lost pre-

    maturely, disrupting the integrity of the dental

    arch (Fig 1). The opposite primary canine is

    then removed for purposes of symmetry and a

    lingual arch is inserted. The function of the

    lingual arch at this stage is to prevent the lin-

    gual movement (uprighting) of the incisors

    with consequent loss of arch length. For in

    Figure 1. (A) Models illustrating early loss of right

    primary canine, the removal of the lef t primary ca-

    nine, and a lingual arch in place to maintain arch

    length. (B) Lingual arch in place as permanent teeth

    erupt. Space is available for all teeth.

    stance, in a review article on space closure fol-

    lowing the early loss of primary teeth, Owen

    indicated that most investigators found that

    space closure in the lower arch is primarily due

    to lingual movement of the Iower incisor

    teeth. 7

    This raises a question: Why not consider a

    serial extraction protocol in patients who lose a

    primary canine early, because exfoliation of

    the canine represents a space deficit and the

    most severe crowding was often noted in pa-

    tients who lost a primary canine early? This

    would avoid the routine insertion of a lingual

    arch in these patients. An answer to this ques-

    tion is that the predic tion of imp end ing crowd-

    ing in the permanent dentition is difficult.5'8

    For example, Sampson and Richards 8 were

    unable to predict incisor crowding from dental

    arch parameters and pre-eruptive tooth posi-

    tions because of unpredic table chan ges in den-

    tal arch width and depth. They advised that,

    Considering the great individual variation,

    lack of reliable radiographic and dental arch

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    190 Anthony A Gianelly

    p a r a m e t e r s o f c r o w d i n g , a n d t h e u n e x p e c t e d

    t e n d e n c y f o r m a n y i n i t i a l l y c r o w d e d c a s e s t o a t

    l e a s t p a r t i a l l y r e s o l v e t h e i n c i s o r a n d / o r c a n i n e

    c r o w d i n g , e x t r e m e c a u t i o n s h o u l d b e e x e r c i s e d

    i n d e c i d i n g w h i c h p a t i e n t s w i l l t r u l y b e n e f i t

    f r o m s e r i a l e x t r a c t i o n o r e a r l y s p a c e g a i n i n g

    p r o c e d u r e s .

    A n o t h e r r e a s o n f o r n o t ro u t i ne l y e n d o r s i n g

    s e ri al e x tr a c t i o n p r o c e d u r e s w h e n c r o w d i n g

    e x i st s i n t h e m i x e d d e n t i t i o n i s t h e o b s e r v a t i o n

    b y R i n g e n b e r g t h a t t h e r e w a s n o d i f f e r e n c e i n

    t r e a t m e n t r e s u lt s o b t a i n e d i n a g r o u p o f p a-

    t i e n ts t r e a t e d b y m e a n s o f s er i a l e x t r a c t i o n

    w h e n c o m p a r e d w i th p a t ie n ts w h o s e t r e a t m e n t

    i n v o l v e d c o n v e n t i o n a l p r e m o l a r e x t r a c t io n s , l

    A c t iv e t r e a t m e n t i n t h e s e ri a l e x t r a c t i o n g r o u p

    w a s a p p r o x i m a t e l y 6 m o n t h s s h o r t e r . T h i s i n -

    d i c a t e d t h a t t h e e x t r a c t i o n p r o c e d u r e c a n b e

    d e l a y e d w i t h l i t t l e c o n s e q u e n c e .

    A c c o r d i n g l y , a r e c o m r n e n d e d s t r a t e g y is t o

    m a i n t a i n a r c h l e n g t h u n t i l t h e f i r s t p r e m o l a r s

    e r u p t . A t t h a t t im e , a d e c i s i o n c o n c e r n i n g e x -

    t r a c t i o n c a r l b e m a d e w i t h m o r e p r e c i s i o n b e -

    c a u s e m o s t d e v e l o p m e n t a l c h a n g e s w i l l h a v e

    o c c u r r e d , r e d u c i n g t h e c h a n c e f o r e r r o r .

    T h e r e a r e e x c e p t i o n s t o t h i s p r o t o c o l . O n e i s

    t h e p r e s e n c e o f a d e h i s c e n c e o n t h e l a b i a l a s -

    p e c t o f a m a n d i b u l a r i n c i so r t o o th . L i n g u a l

    m o v e m e n t o f t h e i n ci s o r m i g h t h e f a v o r a b l e

    s i n ce l in g u a l m o v e m e n t is a s s o c i a t ed w i t h m o r e

    p e r i o d o n t a l s u p p o r t ) ) A s e c o n d e x c e p t i o n is

    w h e n e r u p t i n g t e e t h a r e f o r c e d t o e r u p t i n a n

    a r e a o f n o n - k e r a t i n i z e d g i n g i v a. I n t h i s i n-

    s t an c e , th e p e r i o d o n t a l s u p p o r t o f t h e t o o t h

    m i g h t b e c o m p r o m i s e d d u e t o t h e l ac k o f k e-

    ra t in i zed t i s sue .

    A l i n g u a l a r c h is a l so c o m m o n l y u s e d w h e n

    t h e l a t e r a l i n c i s o r s e r u p t l i n g u a l t o t i l e c e n t r a l

    i n c i s o rs ( F ig 2 ). T h e f u n c t i o n o f t h e a p p l i a n c e

    is t o p r e v e n t l os s o f a r c h l e n g t h t h a t c o u l d o c -

    Figure 2. Pre- and pos t- l ingual arch placement .

    c u r i f t h e l a t e r a l i n c i so r s m o v e d l i n g u a ll y , f o l -

    l o w e d b y t h e c e n t r a l i n c i s o r t e e t h .

    Lip umper

    T h e l ip b u m p e r is a n e f f e c ti v e a p p l i a n c e f o r

    m a i n t a i n i n g a n d / o r i n c r e a s i n g a r c h l e n g t h ( F i g

    3 ) . A n y i n c r e a s e i n a r c h l e n g t h g e n e r a l l y r e -

    f le c ts b o t h d i st a l m o v e m e n t o f t h e m o l a r s a n d

    lab ia l m ov em en t o f t he inc i sors , l L. 12 Also , mo s t

    o f t h e c h a n g e s i n d u c e d b y l ip b u m p e r t r e a t-

    m e n t o c c u r w i t h i n t h e f i r st y e a r . t t A s a n e x -

    a m p l e , B e r g e r s o n n o t e d t h a t a 1 m m i n c r e a s e

    i n a r c h l e n g t h c a n r o u t i n e l y b e a c h i e v e d i n a s

    l it tl e a s 3 m o n t h s o f f u l l - t i m e l i p b u m p e r u s e . 12

    A r c h w i d t h a l s o i n c r e a s e s w i t h l i p b u m p e r

    t r e a t m e n t . 1:~ C e t l i n a n d T e n H o e v e l t d e m o n -

    s t r a t e d a 2 . 5 m m i n c r e a s e i n i n t e r c a n i n e w i d t h

    a n d a 4 m m g a i n i n i n t e r p r e m o l a r w i d t h . T h e y

    e m p h a s i z e d t h a t t h is a r c h w i d t h i n c r e a s e i s a n

    i m p o r t a n t m e c h a n i s m f o r g a i n i n g s p a c e f o r i n -

    c i so r a l i g n m e n t . O t h e r s h a v e o b s e r v e d s i m i la r

    inc rease s in a rch wid th . 13

    Ne van t e t a l l:~ ind ic a ted tha t t he type of l i p

    b u m p e r a n d t h e a c t i v a t i o n s c h e d u l e c a n i n f l u -

    e n c e t h e c h a n g e s i n t h e m a n d i b u l a r a r c h o b -

    t a i n e d w it h l ip b u m p e r t h e r a p y . T h e y n o t e d a

    l a r g e r i n c r e as e s in a r c h l e n g t h a n d w i d t h w h e n

    a l ip b u m p e r w i t h a n a c r y l i c s h i e l d w a s a c ti -

    v a t e d e v e r y 4 to 5 w e e k s w h e n c o m p a r e d w i th

    t h e c h a n g e s o b s e r v e d w i t h t h e u s e o f a t h i n n e r

    l i p b u m p e r w h i c h w a s a c t i v a t e d e v e r y 2 t o 3

    m o n t h s . T h u s , m o r e f r e q u e n t a c t iv a t i o n o f a

    l i p b u m p e r w i t h a r e l a t i v e l y t h i c k l a b i a l s h i e l d

    c a n e n h a n c e t h e c h a n g e s i n t h e d e n t a l a r c h .

    T h e a r c h l e n g t h a n d w i d t h c h a n g e s p r o d u c e d

    b y th e l i p b u m p e r l e ad t o a n i n c r e a s e i n a r c h

    c i r c u m f i ~ r e n c e w h i c h , i n o n e s t u d y , a v e r a g e d

    4 .1 m m. II

    B e c a u s e b o t h t h e l e n g t h a n d w i d t h o f th e

    l o w e r d e n t a l a r c h c a n b e i n c r e a se d b y b u m p e r

    u s e , w h a t a r e r e a s o n a b l e o b j e c t i v es o f li p

    b u m p e r t r e a t m e n t ? T h i s i s a d i f f ic u l t q u e s t i o n

    t o a n s w e r b e c a u s e o p i n i o n s d i f f e r c o n c e r n i n g

    t h e s ta b il it y o f e x p a n d e d m a n d i b u l a r d e n t a l

    a r c h e s . N a n c e t6 b e l i e v e d t h a t e x c e s s i v e l a b i al

    m o v e m e n t o f a n t e r i o r t e e t h l e a d s t o e v e n t u a l

    r e l a p s e a n d p o s s i b l e t i ss u e d a m a g e : t o l i n e u p

    t h e t e e t h i n a n a r c h t o n o r m a l c o n t a c t p o i n t

    r e l a t io n s h i p s . . . is d o w n r i g h t e a s y p r o v i d e d

    o n e i g n o r e s t h e r e l a t i o n s h i p s o f t e e t h t o su p -

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    Leeway Space and rowding in the Mixe d Dentition 191

    Figure 3 . (A) Lip bumper in place. (B) Adequate space is present to al ign the teeth . Arch length was

    increased by i mm.

    p o r t i n g b o n e s . H i s v i e w r e i t e r a t e s t h e wel l-

    k n o w n e x t r a c t i o n / n o n - e x t r a c t i o n c o n t r o v e r sy

    b e t w e e n E d w a r d A n g l e a n d C a l v i n C a s e .

    A n g l e , a s r e f e r e n c e d b y B e r n s t e i n , r e p r e -

    s e n t e d t h e n e w s c h o o l o f d e n t i s t r y w h i c h

    s t r e s s e d t h a t n o r m a l o c c l u s i o n c o u l d e x i s t o n l y

    wh e n t h e re wa s a fu l l c o m p l e m e n t o f t e e t h . 17

    A n g l e a l s o b e l i e v e d t h a t b a s a l b o n e g r o w t h

    c o u l d b e i n d u c e d b y f u n c t i o n a l f o r c e s so t h a t

    t e e t h t h a t w e r e m o v e d t o a n e w p o s i t io n w o u l d

    b e s u r r o u n d e d b y n e w l y - f o r m e d b a sa l b on e .

    T h u s , e x p a n s i o n w a s a c c e p t a b l e a n d e x t r a c -

    t i on s n e v e r i n d i c a t e d . I n d i s a g r e e m e n t , C a s e,

    w h o s u p p o r t e d t h e v i ew s o f t h e r a t i o n a l

    s c h o o l, a r g u e d t h a t n e w b o n e c a n n o t b e i n-

    d u c e d t o g r ow b e y o n d i ts i n h e r e n t s iz e a n d ,

    t h e r e f o r e , t h e r e a r e i n d i c a t io n s f o r e x t r a c t io n s

    in cer t a in types o f maloc c lus ion s . ~8

    O n e o f t h e m o r e c o m p e l l i n g t a le s o f o r t h -

    o d o n t i c f o l k l o r e i s t h e c o n v e r s i o n o f D r

    C h a r l e s T w e e d f r o m a n o n - e x t r a c t i o n i s t t o

    a n e x t r a c t i o n i s t . As h e r e c a l l e d , I p r a c t i c e d

    t h e p h i l o s o p h y o f th e f u l l c o m p l e m e n t o f t e e t h

    d i l i g e n t l y fo r s i x y e a r s . A t t h e e n d o f s ix a n d a

    h a l f y e a rs o f o r t h o d o n t i c p r a c t ic e , I c a l le d 7 0 %

    o f t h e p a t i e n t s I h a d t r e a t e d a n d c l a s s if i e d t h e

    r e s u l t s i n t o s u c c e s s e s a n d f a i l u r e s . T o m y

    a m a z e m e n t , m y s u c c e s s e s w e r e l e s s t h a n 2 0 %

    a n d m y f a i l u r e s m o r e t h a n 8 0 % . ' 'm

    T w e e d t h e n p e r f o r m e d a s e ri e s o f t ri a ls

    t h a t , to t h is d a y , a r e u n i q u e . H e n o t e d , I n t h e

    b e g i n n i n g , t wo p a t i e n t s w i t h s i m i l a r o c c l u s i o n s

    w e r e s e l e c t e d , b o t h 1 3 y e a r s o l d . O n e w a s

    t r e a t e d w i t h t h e r e t e n t i o n o f t e e t h a n d t h e

    o t h e r h a d f o u r f i rs t p r e m o l a r s r e m o v e d b e f o r e

    t r e a t m e n t . A f t e r t r e a t m e n t , t h e r e s u lt s w e r e

    m o s t g r a t i f y i n g . N o t s o f o r t h e o t h e r , t h e c o n -

    t r ol ca se . . . . T h e e x p e r i m e n t w a s r e p e a t e d ,

    d o u b l i n g t h e n u m b e r s a n d t h e r e s u l t s w e r e

    s i m i la r . ' '2 F in a l l y, a g r o u p o f p a t i e n t s p r e s e n t -

    i n g a d i s c r e p a n c y b e t w e e n t h e s iz e o f t e e t h a n d

    b a s a l b o n e w e r e s e l e c t e d . T h e y w e r e f i r s t

    t r e a t e d b y r e t e n t i o n o f al l t e e t h . T h e s e s a m e

    p a t i e n ts w e r e r e t r e a t e d a f t e r t h e r e m o v a l o f al l

    f i rs t p r e m o l a r s . T h e m a n d i b u l a r i n c i s or s w e r e

    p o s i t i o n e d o v e r b as a l b o n e . T h e c h a n g e s i n f a-

    c ia l e s t he t i cs w e r e r e m a r k a b l e a n d t h e c a s es a r e

    n o w o u t o f r e t e n t i o n a n d f r e e f r o m a n y s e ri o u s

    rela pse . ' '19

    T w e e d a l s o s t a t e d t h a t w h e n p a t i e n t s w i t h

    b i m a x i l la r y p r o t r u s i o n s w e r e t r e a t e d b y n o n

    e x t r a c t i o n p r o c e d u r e s , t h e c a se s w e r e f i n i sh e d

    w i t h t h e m a n d i b u l a r i n c is o r s e i t h e r t i p p e d o r

    b o d i l y d i s p l a c e d m e s i al f r o m t h e i r n o r m a l p o -

    s i t i o n . F a c i a l a e s t h e t i c s we re b a d a n d t h e d i s -

    h a r m o n y o f f a ci a l l in e s i n c r e a s e d i n d i r e c t r e -

    l a t io n t o t h e e x t e n t o f m e s i a l d i s p l a c e m e n t o f

    t h e m a n d i b u l a r i n c i s o r s f r o m t h e i r n o r m a l p o -

    s i ti o n . Ye a r s o f r e t e n t i o n we re fu t i le , a n d , a s a

    r u l e , c o ll a p se o f t h e m a n d i b u l a r a r c h i n t h e

    i n ci s or r e g i o n o c c u r r e d . . . a n d i r r e p a r a b l e

    d a m a g e t o h a r d a n d s o f t i n v e s t i ng t i ss u e s p a r -

    t i c u l a r l y i n th e i n c i s al a n d p re m o l a r a r e a s , wa s

    t h e u s u a l a f t e r m a t h o f s u c h t r e a t m e n t . ''19

    T h i s b r i e f r e v i e w i n d i c a t e s t h a t , h i s t o r i c a l l y,

    t h e e x p a n d e d l o w e r de n t a l a r c h w a s p e r c e iv e d

    t o b e u n s t a b l e . S i n c e t h e re i s c o n fu s i o n , o n e

    a p p r o a c h t o d e v e l o p a s o u n d s t r a t e g y m i g h t b e

    t o e v a l u a t e c o m p a r a t i v e o u t c o m e s . F o r e x a m -

    p l e , is t h e s t a bi l it y o f l o we r d e n t a l a r c h e s wh i c h

    h a v e b e e n e x p a n d e d i n t h e m i x e d d e n t i t i o n

    e q u a l t o o r g r e a t e r t h a n t h e s t a bi li ty o f d e n t a l

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    192

    Anthony A Gianelly

    a r c h e s w h ic h h a v e n o t b e e n e x p a n d e d ? T h i s

    q u e s t i o n h a s b e e n a d d r e s s e d i n o n e s t u d y . L i t-

    t l e e t a l c o m p a r e d t h e s t a b i l i t y o f m a n d i b u l a r

    d e n t a l a r c h e s t h a t w e r e e x p a n d e d i n t h e m i x e d

    d e n t i t i o n s t a g e o f d e v e l o p m e n t t o re s o lv e

    c ro w d i n g w i t h t h e s t ab i l it y o f a r c h e s t h a t w e re

    n o t e x p a n d e d . 21 T h e y f o u n d t h a t l o w e r a r c h e s

    t h a t u n d e r w e n t a n i n c r e a se o f m o r e t h a n 1 m m

    i n a r c h l e n g t h ( a s m e a s u r e d f r o m o n e m o l a r t o

    t h e m i d p o i n t b e t we e n t h e c e n t r a l i n c i s o r s t o

    t h e o t h e r m o l a r ) e x p e r i e n c e d m o r e r e c r o w d -

    i n g w h e n c o m p a r e d w i th t h e r e c r o w d i n g n o t e d

    w h e n a r c h e s w e r e n o t e x p a n d e d . T h i s ob s e r -

    v a t io n l ed t h e a u t h o r s t o r e c o m m e n d a n o n e x -

    p a n s i o n t r e a t m e n t p r o t o c o l .

    I s t h e t r a n s v e r s e e x p a n s i o n n o t e d w i t h l i p

    b u m p e r t r e a t m e n t s t a b le ? M o st e m p h a s i s h a s

    b e e n p l a c e d o n t h e i n t e r c a n i n e d i m e n s i o n b e -

    c a u s e a n i n c r e a s e i n i n t e r c u s p i d w i d t h p r o v i d e s

    m o r e s p a c e t o c o r r e c t c r o w d i n g t h a n o t h e r

    t r a n s v e r s e c h a n g e s . S p e c i f i c a l l y, o n e e s t i m a t e i s

    t h a t 1 m m o f i n t e r c a n i n e e x p a n s i o n p r o d u c e s a

    0 . 7 3 m m s p a c e t h a t ( :a n b e u s e d t o t a l i g n m e n t ,

    w h e r e a s a 1 m m e x p a n s i o n a t t he l e ve l o f t h e

    m o l a r s p r o d u c e s o n l y a 0 .2 5 m m i n c r e a s e in

    space . 22

    T h e v a s t m a j o r i t y o f i n v e s t i g a t o r s wh o a s-

    s e s s e d th e l o n g - t e rm s t a bi l it y o f i n t e r c a n i n e e x -

    p a n s i o n i n d i c a t e d t h a t e x p a n s i o n o f th i s z o n e i s

    i n h e re n t l y u n s t a b l e . 9 ~-3 i n a r e l e v a n t s t u d y

    t h a t e m p h a s i z e d s t ab i li ty o f n o n e x t r a c t i o n

    t r e a t m e n t r e s ul t s, t h e i n t e r c a n i n e w i d t h w a s i n-

    c r e a s e d s l i g h t l y i n t r e a t m e n t f r o m 2 5 . 4 m m t o

    2 6 r a m . A f t e r r e t e n t i o n , t h e i n t e r c a n i n e w i d t h

    c o n t r a c t e d t o 2 5 r a m . Arc h l e n g t h wa s n o t i n -

    c r e a s e d i n t h i s s a m p l e . A t t h e s t a r t o f t r e a t -

    m e n t , a r c h l e n g t h w a s 6 0 m m , w h e r e a s i m m e -

    d i a t e l y a f t e r t r e a t m e n t , i t wa s 6 0 . 2 r a m . Af t e r

    r e t e n t i o n , a r c h l e n g t h w a s 5 8 m m , r e f l e c t i n g a

    loss o f 2 ra m . :~1

    T h e i n ab i li ty t o e n l a r g e m a n d i l m l a r i n t e r ca -

    n i n e w i d t h p e r m a n e n t l y i s p r o b a b l y o n e o f t h e

    m o s t d o c u m e n t e d p o s t t r e a t m e n t c h a n g e s . Al -

    t h o u g h m o s t o f t he i n f o r m a t i o n f o r th is c o n-

    c l u si o n h a s b e e n d e r i v e d b y e v a l u a t in g r e c o r d s

    o f p a t i e n t s w h o w e r e n o t t r e a t e d e a r l y i n t h e

    m i x e d d e n t i t i o n s t ag e o f d e v e l o p m e n t , i t p l ac e s

    t h e b u r d e n o f p r o o f t o v e r i f y t h e s t a bi li ty o f

    e x p a n s i o n o f th e i n t e r c a n i n e w i d t h in th e

    m i x e d d e n t i t i o n o n t h o s e w h o p r o p o s e t h i s

    t r e a t m e n t p l an .

    T h e f i n d i n g s o f th e a b o v e - m e n t i o n e d i n v es -

    t i g a t i o n s i n d i c a t e s t h a t t h e o r i g i n a l a r c h d i -

    m e n s i o n s a r e n o t e a si ly c h a n g e d . T h e r e f o r e , a

    p r u d e n t g o al o f l ip b u m p e r t h e r a p y m a y b e to

    g a i n n o m o r e t h a n 1 m m o f a r c h l e n g t h a n d

    l i tt le a r c h w i d t h , p ro d u c i n g o n l y a 2 m m i n -

    c r e a s e in a r c h p e r i m e t e r . I f t h is 2 m m i n c r e a se

    i n a r c h p e r i m e t e r is a p p l i e d t o t h e 1 0 0 i n d i v i d -

    u a ls p r e v i o u s l y d e s c r i b e d , s p a c e f o r a l i g n m e n t

    wo u l d b e a v a i la b l e i n 8 4 o f t h e s e i n d i v i d u a l s o r

    i n 8 4% o f t he s t u d y g r o u p .

    Timing of lip bumper placement T h e a u t h o r ' s

    p r e f e r e n c e i s t o i n s e r t a l i p b u m p e r a f t e r t h e

    e r u p t i o n o f t h e f i r st p r e m o l a r s , p a r t i c u l a r l y

    s in c e t h e p r i m a r y g o a l o f b u m p e r p l a c e m e n t is

    t o m a i n t a i n t h e E s p a c e . I f a d e c i s i o n is m a d e t o

    i n c re a s e a r c h l e n g t h 1 r a m , i t c a n b e r e a d i l y

    a c h i e v e d a s t h e s e c o n d d e c i d u o u s m o l a r s e x f o -

    l ia te a n d t h e s e c o n d p r e m o l a r s e r u p t .

    As d i s c u ss e d p re v i o u s l y , o n e o f t h e i n d i c a -

    t io n s f o r e a rl i e r i n t e r v e n t i o n is t h e p r e m a t u r e

    l os s o f a p r i m a r y c a n i n e . T h e t r e a t m e n t e n t a i ls

    t h e r e m o v a l o f th e c o n t r a l a t e r a l p r i m a r y c a -

    n i n e a n d t h e p l a c e m e n t o f a l i n g u al a r c h .

    W h e n t h e f i r s t p r e m o l a r t e e t h a r e e r u p t i n g , a

    s p a c e a n a ly s i s is p e r fo rm e d . I f s p a c e is a d e -

    q u a t e fo r a l i g n m e n t , t h e l i n g u a l a r c h i s l e f t i n

    p l a c e u n t i l a l l p r e m o l a r s h a v e e r u p t e d . A n y

    n e c e s s a r y a l i g n m e n t i s p e r f o r m e d a t t h i s t i m e .

    I f t h e r e is a s p a c e d e f i c i t wh i c h d o e s n o t e x c e e d

    2 r a m , t h e l i n g u a l a r c h i s r e m o v e d w h e n t h e

    f i rs t p r e m o l a r s a r e e r u p t i n g a n d a l ip b u m p e r

    i n s e r t e d . I f t h e s h o r t a g e o f s p a c e is g r e a t e r

    t h a n 2 m m , e x t r a c t io n t r e a t m e n t m a y b e t h e

    t r e a t m e n t o f c h o i ce u n l es s s k e l e t o - d e n t a l c o n -

    d i t io n s c o n t r a i n d i c a t e t h e e x t r a c t i o n o f t e e t h .

    In t h e s t u d y s a m p l e , o n l y 1 6 o f t h e 1 0 0 p a -

    t i en t s e v a l u a t e d h a d c r o w d i n g i n e x c e s s o f 2

    i n h i

    S o m e m i g h t a r g u e t h a t e a r l i e r i n t e r v e n t i o n

    c o u l d a l s o p r o v i d e t h e s p a c e n e c e s s a r y f o r

    t h e s e t 6 p a t i e n t s . F o r e x a m p l e , o n e s t r a t e g y i s

    t o e x p a n d t h e m a x i l l a (R P E ) t o g a i n s p a c e i n

    t h e m a x i l l a r y a r c h , a n d a t t h e s a m e t i m e p r o -

    v o k e s p o n t a n e o u s t r a n s v e r s e e x p a n s i o n o f th e

    l o we r a r c h . :~9 A l t h o u g h t h e r e a r e t o o l i t t le d a t a

    t o a s se s s t h e m e r i t s o f t h is a p p r o a c h a d e -

    q u a t e l y , t h e r e s u l t s o f t wo s t u d i e s a r e n o t o p -

    t i m i st i c . S a n d s t r o m e t a l 3~ e v a l u a t e d t h e

    r e c o r d s o f 2 8 p a t i e nt s w h o s e m a x i l l a e w e r e e x -

    p a n d e d o r t h o p e d i c a l l y a n d n o t e d a 2 m m i n-

    c r e a s e i n i n t e r c a n i n e w i d t h w h i c h l a t e r c o n -

    t r a c t e d t o o n l y 1 .1 r a m . Ad k i n s e t a1 34 o b s e rv e d

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    Leeway Space and rowding in the Mixed Dentition

    193

    that expansion o f the lower arch following rapid

    palatal expansion did not exceed 0.8 mm.

    If passive expansion of the lower arch

    proves inadequate, there is the possibility of

    actively exp and ing the transverse dimensi on of

    the arch with an appliance such as a Schwartz

    plate. 35 As Burs tone 36 indicated, the ability to

    expand this apical base skeletally is limited

    since there is no suture. Therefore any expan-

    sion is principally dental in nature. The avail-

    able data are sparse and equivocal concerning

    the ability to expand the lower arch with active

    appliances such as the Schwartz plate. Lutz and

    Poulton 37 exp and ed the transverse d imens ion

    of 13 patients in the prim ary den tition stage of

    development and compared the changes to

    those observed in 12 control subjects. Expan-

    sion was accomplished with removable appli-

    ances in 1 1 patients and with fixed appl iances

    in the remaining two patients. After a three-

    year retention period, the patients were fol-

    lowed for another three years. At this time, (6

    years posttreatment) the intercanine dimen-

    sion of the treated sample was not different

    from the control group, indicating total re-

    lapse of the treatment gain. The findings of

    this study are consistent with the many inves-

    tigations, which concluded that expansion of

    the intercanine dimension of the lower arch is

    inh erentl y unstabl e. 23-3

    McI nan ey et al 3s used Crozat appliances to

    expand the transverse dimension of the lower

    arch in 5-year-old and 6-year-old patients and

    retained the changes until all the prima ry teeth

    exfoliated. The intercanine dimension was ex-

    panded approximately 5 ram. After retention

    was discontinued, the arches remained stable.

    In this study there were no control subjects

    and data from other published sources were

    used to represent the controls. As such, the

    actual net expansion ( t reatment change/

    growth change) was not reported. The net ex-

    pansion would depend on the control sample

    chosen for comparison. If the control sample

    were comparable to the control group identi-

    fied by Lutz and Poulton, in which the inter-

    canine width increased 4 to 5 mm, s7 there

    would be no net expansion. If, on the other

    hand, the comparison involved the control

    sample re porte d by Moorrees and Chada, 1 in

    which the intercanine width increased only 2

    or more mm as the permanent incisors

    erupted, a net gain approximating 2 mm

    would be apparent . This lack of correlation be-

    tween control groups may indicate that arch

    width changes that occur in conditions with a

    space defici t may be different from the

    changes noted when there is adequate space

    for alignment.

    Crowding can be easily resolved by nonex-

    traction treatm ent procedures, if desired, in at

    least 85% of all patients with modest treat-

    ment, which can be started in the late mixed

    dentition. (One exception previously noted is

    the early loss of a primary canine, which re-

    quires earlier intervention.) The fate of the

    other 15% of the patients is debatable. Should

    these be extraction type patients (assuming

    there are no skeletal contraindications), or

    should they be treat ed earlier, to pursue a non-

    extraction approach more aggressively? One

    view, shared by the author, is that extractions

    are the preferable route. A reason for this is

    that long-term consequences of early interven-

    tion procedures, which are designed to avoid

    extraction by producing active and/or passive

    expansion of the anterior part of mandibular

    dental arch (arch development), are not clear.

    Often, the focus is lateral expansion of the in-

    tercanine dimension, because this procedure,

    as indicated, can readily provide space for

    alignment. In this context, arch dev elop ment is

    contra ry to the vast majority of available data,

    which do cument the instability of mandibular

    intercani ne expansion. 23-3 In addition, others

    who have discussed and demonstrated post-

    treatment stability have emphasized that the

    mandibular intercanine dimension should not

    be ex pan ded dur ing treatm ent. 39 4

    Thus, for those who prefer not to expand

    the mandibular dental arch more than 1 mm, a

    fundamental difference between extraction

    and non-extraction resolution of crowding is

    the timing of treatment. Four to five millime-

    ters of incisor crowding in the mix ed den tition

    stage of develo pmen t can usually be treat ed by

    nonextraction procedures whose goals include

    maintaining the E space. Extraction treatmen t

    is most often necessary to correct 4 to 5 mm of

    crowding in the permanent dentition.

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    f o l lo w i n g t h e p r e m a t u r e e x t r a c t i o n o f d e c i d u o u s

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