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    C . K . T O H

    V I S I T I N G C H A I R P R O F E S S O R

    N C K U T A I N A N

    0 8 A P R I L 2 0 1 0

    How to get my paper accepted?

    Part 3: Review, Rebuttal, Revision, & Ethics

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    1

    INTERNATIONAL

    F O R U M

    INTERNATIONAL FORUM

    Seminar Series Outline

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    2

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    ANNOUNCEMENTS

    ESSAY WRITING CONTEST: Core students pleasesubmit a 1-page essay with the title: My Thoughts onusing English in NCKU. Deadline is 12 April 2010.Email your essay to: [email protected]

    TUTORIAL HOURS: Starting from 26 April 2010,every Monday and Wednesday. Open to EECS PhD &Masters only. Time: 2pm 3pm. Place: Dr. Tohs office at ChiMei Building, 4th Floor, R95403 Advance reservation of tutorial slots needed. Each student is allowed 20 minutes of consultation time. Please make your reservations in advance online on web. Your reservation will be confirmed via email sent to you.

    3

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    OutlineTodays Lecture

    1. Reviews Evaluation Metrics Used (conferences, magazines, journals)

    Qualitative & Quantitative Measures

    Decisions (minor, major, accept, reject)

    2. Rebuttal How to reply to reviewers comments

    What if reviewers are wrong?

    What if reviewers are unreasonable?

    When to move on?

    3. Revision First revision what you need to do.. Second revision possibly last

    Third revision - unlikely

    4. Research Ethics 5. Conclusion

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    RECALLTechnical Paper

    Contents Abstract Introduction / Motivation The Problem Your Work / Proposal More More Your Work Comparisons Claims / Discoveries

    I proved that ..

    I discovered that ..

    Related Work Future Work Conclusion References

    HEAD/ Title(Abstract & Introduction)

    BODY(My Work)

    TAIL(Conclusion)

    My Paper

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    5

    SUBMISSION

    Please Check

    Before you submit your paper, ensure it is:

    Readable

    Free of errors (language or technical)

    Within page limit (else pay $$)

    Conform to required format

    Font type

    Font size Margins

    Headings, sections, subsections

    6

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    Readable

    No Errors

    Technicalsubstance

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    Submission

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    7

    SUBMISSIONPlease Check

    WritePaper

    ProfessorCheck

    PaperOK?

    No

    SubmitEditor-in-chief(EiC)

    revision

    Yes

    Sent outForReviews

    INTERNATIONAL FORUMHow to get my paper accepted?

    1

    Reviews

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    8

    Review: to examine critically or to study material again

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    Assignment of ReviewersReviewers

    OR

    EiC

    EiC Assistant orAssociate Editor

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    Read,Check,

    Evaluate,Score

    Review period canbe from 3 months upto 1 year or more

    ReturnscorestoEiC

    REVIEWSThe Process

    REVIEWSEvaluation Methods

    Paper Review

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    10

    Quantitative Evaluation introduce evaluation metrics use numeric scores (say 1 5) give an overall

    recommendation score

    Qualitative Evaluation

    reviewers must comment on thepaper regarding various aspects,such as:

    weakness of paper strength of paper comments for improvement overall recommendation

    1

    2

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    Reviewers are looking for (main metrics):

    Novelty

    Did you introduce anything new in your paper?

    Significance

    Are your work significant or is it just marginal work?

    Impact

    Did your work impact the field or the community or the society?

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    NCKU EECS College: International Forum Seminar Series for Graduate Students

    REVIEWSEvaluation Metrics

    Readability Is your paper written in such a way that is easy to read?

    Originality Does your paper contain original ideas and is not copied from elsewhere?

    Technical Correctness Are there any flaws in your technical approach/solution?

    Timeliness Is your topic appropriate for the current year or is it an old topic that is

    fading away?

    Relevance Is your topic relevant to the theme of the conference or journal?

    12

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    REVIEWSOther Evaluation Metrics

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    REVIEWER SCORING (see appendix for more examples)Metrics Score (1: lowest; 5: highest)

    Novelty 3

    Significance 1

    Technical Correctness 4

    Timeliness 5

    Relevance 5

    Overall Recommendation 2

    13

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    REVIEWSEvaluation Scoring

    Note: Some reviewers use 2.5 but this should be avoided as much as possible!

    REVIEWERS COMMENTS (see appendix for more examples)

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    NCKU EECS College: International Forum Seminar Series for Graduate Students

    This paper is poorly organized and poorly written. There is a lack oftechnical depth. The issue addressed by the authors are trivial and

    there is nothing novel in their approach. Also, the simulationresults are unconvincing since the traffic load is set below 500bps.

    This paper presents a brand new approach in solving low powerrequirements in analog circuits. The authors have successfully

    demonstrated the performance of the new circuit through bothsimulation and practical experiments. The paper itself is well organized

    and readable. The work done is significant and the reviewerrecommends that this paper be accepted.

    REVIEWSQualitative Evaluation

    Bad

    Good

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    REVIEWSOutcome

    EiC then made a decision

    Scoresand

    Comments

    Accept

    Reject

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    Major Revision

    Accept WithMinor Revision

    OrOn Conditions

    Conflicting Reviews:Accept/Reject recommendations

    16

    REVIEWSScoring & Outcome

    Accept Accept Accept

    Accept Reject Reject

    LikelyACCEPT

    DefinitelyACCEPT

    LikelyREJECT

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    Accept Accept Reject

    Reviewer #1 Reviewer #2 Reviewer #3

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    Conflicting Reviews: Overall recommendation score

    17

    3 3 3

    5 2 2

    LikelyACCEPT

    ACCEPT /REJECT

    LikelyREJECT

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    4 3 2Reviewer #1 Reviewer #2 Reviewer #3

    REVIEWSScoring & Outcome

    REVIEWSAbout Reviewers

    18

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    They are humans too!

    They are also your competitors

    They may not want you to get ahead

    They may not want you to publish the same topicbefore them!

    They try to find fault in your paper or accuse you offlaws or wrong doing

    ACTION: You need to stay cool and try to address the accusations and

    negative comments based on facts. Hence, the need forrebuttals.

    YouOthers

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    INTERNATIONAL FORUMHow to get my paper accepted?

    2

    Rebuttal

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    Rebut: to provide an answer or counter-proof

    REBUTTAL

    Paper Accept

    Rebut to provide an answer or counter-proof.

    EiC Decision: Accept

    20

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    Accept Correct

    Any typos

    PrepareCamera-ready

    CopySign Copyright

    Forms

    Submit for

    Publication

    Outcome

    is usually

    Accept!

    1. No need for rebuttal

    2. Correct any minor typo or grammatical errors

    3. Prepare final camera ready copy

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    REBUTTALAccept with Conditions

    21

    Accept on

    Conditions

    Revise

    according

    to reviewers

    comments

    Fulfill

    Reviewers

    Conditions

    Submit for 2nd

    Review

    Prepare REPLY TO REVIEWERS

    1. Extract what reviewers want you to do.

    2. Write a REPLY letter. (EXAMPLE)

    3. Address each issue with an adequate answer. (EXAMPLE)

    4. Revise the paper accordingly to changes recommended by reviewers.

    5. Fulfill most, if not all, of the requested conditions

    Accept on Conditions

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    Major

    Revision

    Revise

    according

    to

    reviewers

    comments

    Perform

    more

    Simulations

    + research if

    needed

    Usually

    paper

    needs to

    be

    rewritten

    Prepare REPLY TO

    REVIEWERS

    Submit

    for

    2nd

    Review

    Outcomeis still

    uncertain!

    Can be

    Accept or

    Reject

    REBUTTAL

    Major Revision22

    Major Revision

    1. Write a REPLY addressing all changes to the paper2. Need to think carefully if you want to do a major revision3. There is no guarantee of acceptance after a major revision

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    REBUTTALReply to reviewers

    23

    Example

    of

    Rebuttal

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    REBUTTALYou versus Reviewers

    What if reviewers are wrong?

    If reviewers accept your clarifications, then matter issolved. Your paper will be accepted. If not, EiC can stillreject your paper!

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    Ask &Check with

    YourProfessor!

    Revieweris still

    correct?

    Check with another3rd person!

    Prepare aREPLY to

    reviewers toexplain why they

    are wrong andyou are right!

    SubmittoEiCandto

    Reviewers

    N

    Y

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    Avoid vending your anger at reviewers!

    EXAMPLES:

    Reviewer 1 seems jealous of our results and do not believe inour performance gain.

    Reviewer 2 is stupid that he cannot understand our algorithm.

    Reviewer 3 did not read our section 2 at all! His remarks arechildish and untrue.

    Reviewer 2 should read our paper again!

    Equation 5 is so simple. Why Reviewer 1 cannot understand it?

    Reviewer 2 is unreasonable to ask us to do so many things.

    Reviewer 1 has not read our earlier paper.

    REBUTTALPsychology

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    NCKU EECS College: International Forum Seminar Series for Graduate Students

    Avoid creating a suspicious atmosphere!

    It does not help to get your paper accepted.

    If reviewers misbehave, report to EiC.

    Let EiC makes the final decision after rebuttal.

    If EiC misbehaves, then it is time to withdraw yourpaper and submit it elsewhere!

    EXAMPLES: We think Reviewer 2 is our competitor and enemy. We think Reviewer 2 is dishonest, biased, and unjust

    Reviewer 1 is trying to delay the publication of our work

    Reviewer 3 is envy of our success

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    REBUTTAL

    Psychology

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    Reviewer is fussy: Try to fulfill his/her requests as much as possible

    i.e., keep him/her happy, interested, and positive

    Reviewer is mistaken: Try to clarify his/her doubts in your reply

    i.e., make him/her feel positive about your work

    Reviewer is unreasonable:

    Keep your cool, try to answer his/her negative comments

    Seek help from Editor-in-chief Decide to stay in the process or quit (i.e. withdraw)

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    REBUTTALPsychology

    REBUTTALReviewers CONDITIONS

    You did not cite my papers This is unreasonable

    To get your paper accept, you must cite my

    papers first bad behavior!

    Your figures are not clear Redraw or make it larger and sharper

    You need to do more experiments / simulations This may or may not be reasonable

    Some experiments are hard to repeat Time consuming and manpower needed to redo experiments

    You need a native writer to rewrite your paper! English aspects (reasonable)

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    INTERNATIONAL FORUMHow to get my paper accepted?

    3

    Revision

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    Revise: to look over again in order to correct or improve

    REVISION

    (1st, 2nd, 3rd )

    1st REVISION (For Journals) Rewrite parts of paper

    Resubmit revised paper to EiC

    Letter to EiC highlighting corrections done

    Your revised paper will be reviewed again!

    Wait for another 2-3 months; Outcome from EiC

    2nd Revision If reviewers are still unhappy with 1st revision, EiC may ask you to do a

    2nd revision

    This is the last chance!!

    If reviewers accept your 2nd revision, then EiC usually recommendsaccept.

    3rd Revision (?) Usually no!

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    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    REVISIONIMPLICATIONS

    PAPER ACCEPTANCE & REJECT

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    NCKU EECS College: International Forum Seminar Series for Graduate Students

    CONTRIBUTINGFACTORS

    1. High reviewers scores

    2. Positive comments

    3. Paper is well written

    4. Minor revision

    5. Major revision

    6. REJECT: Negative comments Low scores

    Characteristics of good researchand a well-written paper.

    Paper likely to be acceptedbut imperfect in some ways;Inadequacies can be rectified.

    Paper regarded as inadequate;A polite form of saying reject

    Paper regarded as inadequate;A direct form of saying no way

    REVISION

    WHAT IF?

    Time can kill you!

    1st

    Submission

    1st

    Reject

    Consult with your professor; You only have 3 years or more to graduate If after 2 or 3 resubmissions and your paper cannot be accepted in any

    journals, you need to be realistic to accept that there is no appreciationand merit of your paper. You must abandon and move on !! Dont be stubborn.

    Do not take failure as forever. Do something you are good at.

    2nd

    Submission

    2nd

    Reject3rd

    Submission

    3rd

    Reject

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    time

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    PAPER ACCEPTANCEFORMULA?

    So how to get your paper accepted?

    PS: I will talk more about World Class High Impact Research in another seminar.

    Do QualityResearch

    ProvideProfoundSolutions

    Write yourpaper well

    Submit it tothe right place

    for

    consideration

    Pray that your3 anonymousreviewers willlike your work

    Dont vendyour emotions

    at the EiC or

    reviewers

    Getyourpaperaccepted

    andpublished!

    Waitandseehowothers

    feltaboutyourwork!!

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    DIFFERENCES

    Conferences vs. Journals

    FACTORS CONFERENCES JOURNAL

    Reviewing

    Period

    Usually 3 months Usually 6 months to 12

    months or more

    Number of

    Reviewers

    Usually 3; Sometimes 2;

    sometimes 4 or more

    Usually 3

    Critical

    Evaluation

    Metrics

    Novelty; Significance;

    Technical Correctness;

    Relevance;

    Novelty; Significance;

    Impact; Technical

    Correctness; etc

    Rebuttal

    allowed

    Usually no Usually yes

    Who decide

    to accept or

    reject

    Technical Program

    Committee Chair or Co-

    chair

    Editor-in-Chief

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    INTERNATIONAL FORUMHow to get my paper accepted?

    4

    Research Ethics

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    Ethics: a set of moral principles or good conduct

    RESEARCH ETHICS

    BASICS & REALITY

    ARE THERE BAD PEOPLE/REVIEWERS OUT THERE? SURE!

    GOOD & EVIL ARE IN BATTLE EVERYDAY !!

    MAINTAIN HIGH LEVEL OF INTEGRITY,

    HONESTY, & PROFESSIONALISM BE HONEST WITH YOUR RESEARCH RESULTS

    ACCEPT & DEFEND THE TRUTH!

    BAD PRACTICES: COPY PAPER CONTENTS FROM OTHERS!

    FAKE OR COPY RESULTS

    LIE ABOUT THE TRUTH

    USE BULLY OR INTIMIDATION

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    SEENOEVIL

    HEARNOEVIL

    SAYNOEVIL

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    RESEARCH ETHICSWHY WE CARE?

    IF I LIE.. WHAT HAPPENS? (EXAMPLE) SAY YOU AND OTHERS ARE A TEAM THAT INVENTED A

    NEW MATERIAL TO BE USED ON A PLANE.

    YOU ALL LIED THAT THE MATERIAL CAN BE USED FORTHE BODY OF THE PLANE UNDER EXTREMETURBULENCE & STRESS.

    PLANE WAS MADE WITH YOUR PROPOSED MATERIAL

    PLANE WENT UP TO 35,000 feet

    PLANE EXPLODED IN THE SKY

    350 PEOPLE KILLED !

    HOW DO YOU FEEL?? ARE YOU A MURDERER?

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    NCKU EECS College: International Forum Seminar Series for Graduate Students

    EXAMPLE

    RESEARCH ETHICSGOOD OR EVIL: YOU CHOOSE

    Great power comes with great responsibility!

    You are defenders of the truth and for good of mankind

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    RESEARCH ETHICSYour PhD is your Power! Be real!

    EXAMPLES

    UNIVERSITY Requirements forPhD Degree

    http://www.admin.cam.ac.uk/univ/gsprospectus/study/research/phd.html

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    HARVARDUNIVERSITY

    Significant & Original Research

    CAMBRIDGEUNIVERSITY

    Significant contribution to learning

    -for example through the discovery ofnew knowledge, the connection ofpreviously unrelated facts, thedevelopment of a new theory, or therevision of older views

    RESEARCH ETHICSWHY & WHO ENFORCES THEM?

    Your conduct will determine: Your reputation

    Your success

    Influence the behavior of your students

    Many organizations enforces ethics:

    Your University

    Your Societies: IEEE, ACM, IET, etc

    Your Academy: e.g. Academia Sinica Your Government: Ministry of Education / Ministry of Trade /

    Ministry of Technology / Ministry of Law

    40

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    Please!

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    RESEARCH ETHICSPEOPLE WHO CHEATED!

    EXAMPLE (2002)

    BELL LABS RESEARCHER CHEATED & FIRED!

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    http://en.wikipedia.org/wiki/Jan_Hendrik_Sch%C3%B6n

    Born 1970German Physicist;Nanotechnology &

    Condensed matterPhysics; PhD fromGermany; His PhD wassubsequently removed

    by his university!!

    MORE

    EXAMPLES

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    Luk Van ParijsBorn 1970BelgiumPhD HarvardProfessor at MIT

    RESEARCH ETHICSPEOPLE WHO CHEATED!

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    Apology for cheating (real case in 2001)

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    RESEARCH ETHICSPEOPLE WHO CHEATED!

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    STUDENTS CHEAT TOO

    44

    RESEARCH ETHICSPEOPLE WHO CHEATED!

    NCKU EECS College: International Forum Seminar Series for Graduate Students

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    JUNK CONFERENCESFAKE PAPERS

    EXAMPLE MIT created SCIgen program can generate paper with fake content + results

    Paper that doesnt make sense, but still accepted at a conference!!!

    45

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    http://pdos.csail.mit.edu/scigen/

    A prankster who submitted a computer-generated researchpaper to the International Conference on Computer Scienceand Software Engineering discovered that not only was his fakepaper accepted - its "author" is to chair a panel.The prankster, known only by his nickname Schlangemann

    (which he used to submit the paper), created the paper usingSCIGen - the automatic CS paper generator. His nickname istaken from a German movie called Der Schlangemann.

    INTERNATIONAL FORUMHow to get my paper accepted?

    5

    Conclusion &

    Appendices

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    TODAY, WE HAVE COVERED:

    Reviews, Rebuttals, Revision

    CONCLUSION47

    NCKU EECS College: International Forum Seminar Series for Graduate Students

    Paper Acceptance what it entails: Good quality research

    A well-written paper

    Your responsibility Research ethics

    Your paper acceptance means:

    Formal dissemination of your work Paper publication is not the end!

    Final success depends on how others felt about your work!!!

    Example: Review Outcome

    Dear Dr. YYYYY,

    Reviewer Comments concerning your manuscript, "An Ultra-Wideband Radio System for VehicleNetworks," have been obtained and are copied below. Based on the attached reviewers' comments, we

    will not be able to publish your manuscript in our transactions.

    Thank you for submitting your manuscript to the IEEE Transactions on ZZZ.

    Sincerely,Editor-in-ChiefIEEE Transactions on ZZZ

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    Appendix

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    ---

    Reviewer: 1

    Recommendation: Reject

    Comments:(There are no comments)

    Additional Questions:Summary of Evaluation: Fair

    If the paper is rejected for publication, the authors should: Regard the paper as not publishable.

    Organization: 4

    Clarity: 4

    Length: 1

    References: 3

    Correctness: 4

    Significance: 1

    Originality: 1

    Attachments:

    If Survey Coverage:

    Contribution: 1

    Example: Review Outcome

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    Appendix

    (Reviewer 1)

    What are the contributions of this paper?

    : The paper presents a system concepts and experimental results for UWB-based positioning of vehicles. While I like to seeexperimental verification of results (and thus was favorably disposed to the paper when first looking at it), I find that theoriginality and novelty of the paper is not sufficient for publication in a prestigious medium such as IEEE transactions. Thearchitecture and transmission protocol is straightforward; the location algorithm for TDOA is well-known, and the use of UWB forranging at distances up to 30 m has been shown with practical demonstrators multiple times. While the results appear correct, Icannot find that they are sufficiently original to justify publication.

    What are some ways in which the paper could be improved? Please supply any additional important references that you feel theauthor omitted which should be noted in the paper.:

    Example: Review Outcome50

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    Appendix

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    (Reviewer: 2)

    Recommendation:Reject

    Comments: see review report

    Additional Questions:Summary of Evaluation: Fair

    If the paper is rejected for publication, the authors should: Prepare a major revision and resubmit to The ITS Transactions as a new paper

    Organization: 5

    Clarity: 3

    Length: 5

    References: 1

    Correctness: 2

    Significance: 1

    Originality: 1

    Attachments:

    If Survey Coverage:

    Contribution: 2

    Example: Review Outcome

    51

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    Appendix

    (Reviewer 2)

    What are the contributions of this paper?: see review report attached

    What are some ways in which the paper could be improved? Please supply any additionalimportant references that you feel the author omitted which should be noted in thepaper.: see review report attached

    Example: Review Outcome52

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    Appendix

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    (Reviewer: 3)

    Recommendation: Prepare A Major Revision For A New ReviewSummary of Evaluation: Good

    If the paper is rejected for publication, the authors should: Prepare a major revision and resubmit to The ITSTransactions as a new paper

    Organization:3

    Clarity: 4

    Length: 3

    References: 4

    Correctness: 4

    Significance: 3

    Originality: 3

    Attachments:

    If Survey Coverage: 3

    Contribution: 3

    Example: Review Outcome

    53

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    Appendix

    (Reviewer 3)

    What are the contributions of this paper?

    : * Proposed a system concept of "unilateral" positioning which is different from most non-GPS positioning system

    * Prosposed a transmitter synchronization scheme (TDMA) to achieve the high resolution of TDOA estimates.

    * Developed a system demonstrator to show the feasibility and performance of this proposed positioning system in a specificoutdoor test scenario.

    What are some ways in which the paper could be improved? Please supply any additional important references that you feel theauthor omitted which should be noted in the paper.: * Authors used a rudimental approach to solve the nonlinear TDOA equations which requires known z-coordinate and has thesingularity problem. Suggest use the two-stage least square solution proposed by Y. Chan in reference [18] .

    * Authors conducted some simulations to evaluate the impact of the transmitter configuration on the positioning performance andidentified a particular configuration with five transmitters. Suggest authors check the following references for a simulation workand an analytical evaulationon a proposed four "nodes" configuration.[1]. J. Ni, et al; UWB Tracking System Design for Free-Flyers, AIAA Space 2004 Conference and Exposition, San Diego, CA,September 28-30, 2004.[2]. J. Ni, et al; Design and Performance Analysis of a UWB Tracking System for Space Applications, 2005 IEEE/ACES

    International Conference on Wireless Communications and Applied Computational Electromagnetics, Honolulu, Hawaii, April 3-7, 2005.

    * The outdoor test showed sub-meter positioning accuracy of the system demonstrator in a confined area of about 35m x 25m.Since authors claimed the UWB signal coverage is a area of a few hundred meters, it will be helpful to show the system's feasibilityand accuracy in a larger (also more closer to a practical scenario) area. To test if the positioning performance is degraded when thecoverage area is increased.

    Example: Review Outcome54

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    Appendix

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    NCKU EECS College: International Forum Seminar Series for Graduate Students