Lect2 Electron Interactions Ph451 551 2012

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    Chapter 3: Electron-Specimen Interactions

    Electron Scattering Signals from Elastic Scattering

    Signals from Inelastic Scattering

    Interaction Volume

    Influence of Beam Energy on Interaction Volume Influence of Atomic Number on Interaction Volume

    Influence of Specimen Surface Tilt on Interaction Volume

    X-Rays

    Continuum X-Ray Production

    Inner-Shell Ionization

    X-Ray Absorption

    X-Ray Fluorescence

    Cathodoluminescence

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    The versatility of scanning electron microscopy and of x-ray

    microanalysis is derived in large measure from the rich variety of

    interactions that the beam electrons undergo in a specimen. Theseinteractions can reveal information on the specimens composition,

    topography, crystallography, electrical potential, local magnetic

    field, and other properties.

    1. Elastic scattering events

    affect the trajectories of thebeam electrons inside the

    specimen without changing

    the kinetic energy of the

    electron.

    2. Elastic scattering is

    responsible for thephenomenon of electron

    backscattering that forms

    an important imaging signal

    in SEM.

    3. Inelastic scattering events

    result in a transfer of energyfrom the beam electrons to

    the atoms of the specimen.

    4. This event leads to the

    generation of secondary

    electrons; Auger electrons;

    characteristic x-ray and

    bremsstrahlung (continuum)

    x-ray; electron-hole pairs in

    semiconductor and

    insulators.

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    Elastic and Inelastic Scattering

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    Five Major Inelastic Scattering Events

    1. Phonon Excitation:Much of the energy deposited

    into the specimen by the incident electron beam is

    transferred to the solid by the excitation of lattice

    oscillations (phonons), that is, heat. If the specimenis a good thermal conductor, the specimen and the

    specimen holder will serve as an effective heat sink,

    and significant heating will not occur. For

    nonconductors, heating can be more significant. In

    some cases, beam-induced heating is sufficient tocause phase transformations or recrystallization in

    specimens.

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    2. Plasmon Excitation:For metallic species such asaluminum or copper, the outermost atomic

    electrons are so loosely bound that in a solidthese electrons are not localized to a specific atom

    but rather form free-electron gas or sea, which

    permeates the ion core. The incident electrons canexcite waves in this free-electron sea. Because of

    the regularity of the atomic arrangement, theplasmon energy tends to have a specific value; in

    aluminum, the excitation of a plasmon involves a

    transfer of about 15 eVfrom the incident electronsto the free electron gas of the solid.

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    3. Secondary Electron Excitation:The interaction of

    the incident electron beam with the solid can leadto the ejection of loosely bound electrons in theconduction band. These ejected electrons are

    referred to as secondary electrons, and most have

    a kinetic energy of

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    4. Bremsstrahlung or Continuum X-Ray Generation:

    An incident electron beam can undergo deceleration in

    the Coulombic field of the specimen atoms. Theenergy lost from the beam electron in this decelerationis converted into an x-ray photon known as abremsstrahlung x-ray. Deceleration is a continuousprocess, with most electrons losing their energythrough several interactions. The most energetic

    continuum x-ray possible has the energy of theincident electron. In this case, the electron has lost allits energy in one scattering event. Consequently, thebremsstrahlung x-rays form a continuous spectrumfrom zero energy up to the incident-beam energy. Thecontinuum x-ray spectrum must be considered in

    quantitative x-ray microanalysis. Because only thecharacteristic x-ray intensity above the continuum isimportant, the continuum must be removed to obtainonly the characteristic intensities.As such, thecontinuum x-ray serves no useful purpose inmicroanalysis.

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    5. Inner-Shell Ionization:A sufficiently energeticelectron can interact with an atom and cause the

    ejection of a tightly bound inner-shell electron,leaving the atom in an ionized and highly energeticstate (See next page). During subsequent de-excitation, an electron transition occurs in which anelectron from an outer shell drops inward to fill theinner shell vacancy. The electron transitioninvolves a change in energy. The energy releasedwill be in the form of a characteristic x-ray or anejected outer-shell electron termed an Augerelectron. Because the electron structure of eachatom is unique, the spectrum of possible

    characteristic x-rays and Auger electrons is alsounique. The name assigned to a givencharacteristic x-ray, for example, K

    , depends onthe electron shells involved in the transition.

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    The principal quantum

    number n is assigned

    integral values 1, 2, 3, 4, 5,

    that refer to the quantumshell to which the electron

    belongs.

    Quantum shells are

    assigned a letter:

    n=1 is designated K

    n=2 is L

    n=3 is M

    n=4 is N

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    Interaction Volume:

    The combined effect of elasticand inelastic scattering is tolimit the penetration of thebeam into the solid. Theresulting region over whichthe incident electrons interactwith the solid, depositingenergy and producing thoseforms of secondary radiationis known as the interactionvolume.

    An understanding of the sizeand shape of the interactionvolume as a function of

    specimen and beamparameters is vital for properinterpretation of features ofSEM images and the spatialresolution of x-raymicroanalysis.

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    Etching plastic can

    directly reveal the

    interaction volume for

    the low atomic numbermaterials but can not for

    intermediate- and high-

    atomic number materials

    such as metals.

    Monte Carlo electron-

    trajectory simulationprovides an indirect

    method to visualize the

    interaction volume for

    metals.

    A large number of

    trajectories, typically

    10,000 to 100,000, must

    be calculated to achieve

    statistical significance.

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    Influence of Beam Energy on Interaction Volume

    As the beamenergy is

    increased, the

    electrons can

    penetrate to

    greater depths.

    The shape of the

    interaction

    volume does not

    change

    significantly withbeam energy.

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    The influence of Atomic Number on Interaction Volume

    In specimens of high atomic

    number, the electrons

    undergo more elasticscattering per unit distance

    and the average scatteringangleis greater, as

    compared to low-atomic-

    number materials. Theelectron trajectories in high-

    atomic-number materials

    thus tend to deviate out of

    the initial direction of travel

    more quickly and reducethe penetration into the

    solid. The shape of the interaction

    volume also changes

    significantly as a function

    of atomic number.

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    Influence of Specimen Surface Tilt on Interaction Volume

    As the angle of tilt

    of a specimen

    surface increases(i.e., the angle of

    the beam relativeto the surface

    decreases), the

    interaction volumebecomes smaller

    and asymmetric.

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    Interaction Volumes of Materials with Different Density

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    SiO2Composition

    The SiO2wires were found to be pure, the Au peakrepresents the nanoparticle in the center of the

    nanoflower. This is a spectrum of the red spot.

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