Learn More: Project Personnel: Roles & Responsibilities...Learn More: Project Personnel: Roles &...
Transcript of Learn More: Project Personnel: Roles & Responsibilities...Learn More: Project Personnel: Roles &...
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Northeastern University
Learn More: Project Personnel: Roles & Responsibilities
RESEARCH ENTERPRISE SERVICE
November 2018
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Northeastern University
Learning Objectives• Identify project personnel roles;
• Understand how each team member’s role corresponds to individual responsibilities related to federal rules, funding agency regulations and NU research policies; and
• Learn how administrators can support Investigators and Project Personnel in meeting their responsibilities related to research projects.
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Northeastern University
Principal Investigators/
Research Administrators
Compliance Committees
IRB, IACUC, IBC
NU-RES
ITSData
Security
NUCompliance
Export Control
College Associate
Deans(FCOI) Office of
General Counsel
Funding Agency
Audit & Advisory Services
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Northeastern University
Project Personnel: Roles Principal InvestigatorMPIsCo-Investigators and Senior/Key PersonnelConsultants CollaboratorsStaff: Research Associate, TechniciansResearch Fellows (Trainees)Research Assistants (Students)Other Personnel
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Northeastern University
Principal Investigator
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Northeastern University
Principal Investigator Principal Investigators (PIs) have overall responsibility for the design, conduct and reporting of research and are charged with developing project that will generate high quality, reproducible, objective findings and results.
They lead a project team, forge collaborative partnerships and provide mentorship and training of future researchers.
They are also responsible for the administrative and fiscal management of their awards and compliance with all applicable regulations and policies – both individually and also are responsible for holding project personnel accountable for their compliance with applicable rules, regulations and policies.
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Northeastern University
Principal Investigator (1) the information submitted within the application is true,
complete, and accurate; and
(2) any false, fictitious, or fraudulent statements or claims may be subject to criminal, civil, or administrative penalties; and
(3) I accept responsibility for the scientific conduct of the project, compliance with the terms & conditions of the award and will provide the required progress and final reports --- (fiscal, programmatic and invention reports).
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Northeastern University
Principal Investigator – Leadership & Oversight
EligibilityProposal DevelopmentScientific & Programmatic Direction & OversightMentorship & TrainingCulture & SafetyAward Management (Fiscal, Administrative, Reporting)
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Northeastern University
Principal Investigator – Leadership & Oversight
Eligibility
PIMPISelection of Project Personnel
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Northeastern University
Principal Investigator – Leadership & OversightProposal Development
Reviewing the FoA; lead the writing team in drafting the proposal;Developing the Budget to capture the full costs of conducting Project;Identifying Special Needs, e.g., equipment, spacePreparing Protocols (animals, human subjects, IBC registration)Securing Institutional Approvals
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Northeastern University
Principal Investigator – Leadership & Oversight
Scientific & Programmatic Direction & Oversight
Record KeepingData SharingAuthentication/Replication of ResultsResearch Integrity
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Northeastern University
Principal Investigator – Leadership & Oversight
Mentorship & Training
IDPsTraining
RCRHuman SubjectsAnimalsConflicts of Interest
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Northeastern University
Principal Investigator – Leadership & Oversight
Culture & Safety
Environmental Health & SafetyLab Safety Protocol Review & AdherenceData SecurityNon-Discrimination Accountability
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Northeastern University
Principal Investigator – Leadership & Oversight
Culture & Safety
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Northeastern University
Principal Investigator – Leadership & Oversight
Award Management (Fiscal, Administrative, Reporting)
Allocable CostsRoEsAnnual ProgressNotifications of Changes/ModificationsProgress & Final
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Northeastern University
Investigators
Responsible for the design, conduct or reporting of the research, educational or public service program.
Contribute to the project in a substantial, measurable way.
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Northeastern University
Investigators
MPI – MPI Plan
Senior/Key Personnel
Subrecipient Investigators
Consulting Investigators
Collaborators*
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Northeastern University
Investigators
BioSketchesOther Research Support ReportTrainingT&E Certification
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Northeastern University
Investigators
BioSketchesOther Research Support ReportTrainingT&E Certification
Subrecipient Investigators
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Northeastern University
ConsultantsInvestigators or Vendor?
Independent Contractor – Investigators follow NU Regulations, including FCOI.
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Northeastern University
Collaborators
Letters of Support
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Northeastern University
Staff: Research Associates, Technicians, Study Coordinators
Participate in the design, conduct and reporting of the study under the supervision of Investigators; work within the scope of research or program activity and their role; and comply with applicable regulations.
Training, EH&S, Adherence to Protocols
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Northeastern University
Trainees & Students
Under the supervision of Investigators and Senior Personnel and Staff, participate in the design, conduct and reporting of the study.
RCR, EH&S, Adherence to Protocols
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Northeastern University
Best Practices• On-Boarding New Faculty
• Review & Annotate the Notice of Award Terms & Conditions, and corresponding training and reporting requirements.
• Regular Meetings w/Project Team for updates about new awards, revised protocols, etc.
• Ask for help
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Northeastern University
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