Leading Change to Improve Student Learning
Transcript of Leading Change to Improve Student Learning
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Leading Change to Improve Student LearningWebinar #4: Successfully Leading Second-order Change Initiatives
Cherie Lyons, Ph.D.Principal Consultant
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Proposed Outcomes1. Increased understanding of how to successfully lead
others through second-order change.2. Increased understanding of the two remaining
phases of the change process: Monitor & Evaluate and Managing Personal Transitions.
3. Increased knowledge of 2 of the 7 leadership responsibilities positively associated with leading change and the 4 leadership responsibilities negatively impacted by second-order change.
4. Knowledge of how to complete and use the Change Initiative Plan.
5. Enjoy sharing ideas and strategies with colleagues
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Handouts
• Change Initiative Planning Tool (11 x 17)
• 21 Leadership Responsibilities• Assessing the Use of Research-Based
School Practices• Monitoring the Implications of a
Change• The Four P’s
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Purposeful Community
Purposeful Community
School-Level Leadership
School-Level Leadership
FocusOfLeadership
MagnitudeofChange
Balanced Leadership Framework®
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McREL’s Conclusions: Change1. The magnitude of change is determined by the
implications it has for stakeholders. 2. When leaders miscalculate the magnitude of
change, it can have a negative impact on student achievement.
3. Change can be a complex and iterative process. 4. Leaders need to emphasize leadership
responsibilities based on the magnitude of change for the organization.
5. Leaders need to balance their approach to leadership based on the magnitude of change for stakeholders.
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1: The Magnitude of Change Do stakeholders perceive the change as ...
First-Order Implications
an extension of the past? a break with the past?
consistent with prevailing organizational norms?
inconsistent with prevailing organizational norms?
congruent with personal values?
incongruent with personal values?
easily learned using existing knowledge and skills?
requiring new knowledge and skills?
Second-Order Implications
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“Failing to understand these implications and manage them can result in a good idea–even one that is focused on the right school or classroom practices–being poorly implemented. As a result, even the best laid plans can have a minimal, if not detrimental, impact on student performance.”
(Waters & Cameron 2007, p.10)
2: The Differential Impact
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3: McREL’s View of Change
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4: First-order Change
1. Monitor/evaluate 2. Culture3. Ideals/beliefs4. Knowledge of CIA5. Involvement in CIA6. Focus7. Order8. Affirmation9. Intellectual
stimulation10. Communication11. Input
12. Relationships13. Optimize14. Flexibility15. Resources16. Contingent rewards17. Situational awareness18. Outreach19. Visibility20. Discipline21. Change agent
(rank ordered)
(Marzano, Waters, & McNulty, 2005)
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4: Second-order Change
1. Knowledge of curriculum, instruction, and assessment
2. Optimize3. Intellectual
stimulation4. Change agent5. Monitor/evaluate6. Flexibility7. Ideals/beliefs
1. Culture 2. Communication3. Order 4. Input
(Marzano, Waters, & McNulty, 2005)
(rank ordered)
Positive Negative
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5: Balancing leadership for change
Direct Support
Answer Question
Step up Step back
What an organization needs from its leader depends on the magnitude of change for the organization.
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Targeting the Initiative
Identifying the issue that connects individuals (i.e., opinion leaders) to a common sense of purpose and creates demand for change.
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Framing the Initiative
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Clarifying the issue and contextualizing the messages in order to gain greater understanding and support among opinion leaders.
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Examples of FramingReason for adoption
Framing for school staff
Relative advantage
With standards-based grading, we can monitor student growth objectively.
Compatibility It reinforces our current operating principle of “Excellence” regarding academic achievement.
Complexity Standards-based grading is similar to the way we currently grade student writing using anchor papers.
Standards-based grading
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Examples of Framing
Reason for adoption
Framing for school staff
Trialability This is an opportunity for us to explore a variety of standards-based assessments.
Observability This is an opportunity for us to collaborate to see what is working.
Standards-based grading
Provides an opportunity for the leader to develop a stronger sense of collective efficacy by providing vicarious and mastery experiences
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Chat Board Last week we discussed two phases of change:
Create Demand and Implement and you were asked to complete these sections on your Change Initiative Plan.
• Share your change initiative and how you plan to create demand and then implement it.
• Share how you plan to use the leadership responsibilities of ideals & beliefs, intellectual stimulation, change agent, knowledge of curriculum, instruction and assessment and optimize in creating demand and implementing the change.
• Share how you identified opinion leaders and how you will frame your change initiative to appeal to them.
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Phases of Change
1st Order
Create Demand
Manage PersonalTransitions
Implement
2nd Order
Monitor & Evaluate
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Monitor and Evaluate
• Assess the implementation of research–based practices.
• Check the impact of implementation on implementers (magnitude of change).
• Attend to leading indicators.
Collect and analyze data.
Techniques to monitor and evaluate:
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Monitor/evaluateMonitor/evaluateLeadership practices
The leader . . .Examples of actions
•Continually monitors the effectiveness of the school’s curricular practices.•Continually monitors the effectiveness of the school’s instructional practices.•Continually monitors the effectiveness of the school’s assessment practices.•Remains aware of the impact of the
school’s practices on student achievement.
•Assess the implementation of research-based practices for quality,
fidelity, intensity and consistency.
•Assess the magnitude of change (the
effect of implementation on implementers). •Analyze student work as a leading
indicator of successful implementation of research-
Monitor and Evaluate
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Monitor for QFIC1. Think about your change initiative.2. What would Quality implementation
look like?3. How does the concept of fidelity apply
to implementing your change initiative?
4. What level of intensity is necessary for the change to impact students?
5. What amount of consistency is needed?6. How do you plan to monitor the impact
of the initiative on staff? On student learning?
Be ready to share your ideas with others.
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“The top performing school systems
recognize that the only way to improve
outcomes is to improve
instruction…”
How the World’s Best-Performing School Systems Come out on Top
McKinsey & Company, September, 2007
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Assessing Research-based School Practices
(Marzano, 2000, 2003)
What Works in Schools New Era of School Reform
Guaranteed and Viable Curriculum
• Alignment• Time
Challenging Goals and Effective Feedback
• Monitoring• Pressure to Achieve
Parent and Community Involvement
• Parent Involvement
Safe and Orderly Environment • School Climate
Collegiality and Professionalism • Communication and Decision Making
• Cooperation
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Chat Board
What did you discover as you completed the Assessing the Use of Research-Based School Practices ?
How might you use this information?
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First or Second Order?Do stakeholders perceive the change as . . .
Second-Order ImplicationsFirst-Order Implications
an extension of the past? a break with the past?
consistent with prevailing organizational norms?
inconsistent with prevailing organizational norms?
congruent with personal values?
incongruent with personal values?
easily learned using existing knowledge and skills?
requiring new knowledge and skills?
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Monitoring the Implications 1. Think about the change initiative that you
are leading or that you will lead in the near future.
2. Consider the four questions for determining if a change is perceived as first order or second order.
3. Select a stakeholder group and answer each question.
4. Determine if your change initiative has second-order implications for the majority of stakeholders you identified.
5. Share with others.
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Change Initiative Planning Tool
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Phases of change
1st Order
Create Demand
Manage PersonalTransitions
ImplementMonitor & Evaluate
2nd Order
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ManagePersonal Transitions
•Differentiate your approach based on individual needs.
•Create new structures and processes to do the work.
Respond to the personal transitions associated with second-order change.
Techniques to manage personal transitions:
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FlexibilityFlexibility
Leadership practicesThe leader . . .
Examples of actions
• Is comfortable with making major changes in how things are done. • Encourages people to express diverse opinions contrary to those held by individuals in positions of authority.
• Adapts leadership style to the needs of specific situations.
• Is directive or non-directive as the
• Plan and stage ceremonial endings. • Create and use a transition team. • Establish temporary agreements on policy and procedures.
• Offer a picture, a purpose, a plan, and the part that individuals can play.
Manage Personal Transitions
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Managing Personal
Based on the work of William Bridges
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Transition Phases
(Bridges, 1993)
Neutral Zone
New Ending(dying)
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Ending
(Bridges, 2003)
• Taking stock of what will be left behind
• Grieving for the losses• Understanding how the past
fits with the future
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Neutral zone
• Nothing seems to work
• Production dips
• Both creativity and chaos are possible
(Bridges, 2003)
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Transition Management Team
• 7–12 people that represent a broad cross section
• Meets bi-monthly to “take the pulse” of the organization
• Has no decision-making power • Purpose:
Demonstrate organization’s interest in staying in touch
Review information prior to dissemination
Serve as the organization’s "grapevine” (Bridges, 2003)
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Research Supporting
CultureCommunicationOrder Input
Leadership responsibilities:
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New Beginning • Developing new understandings, new values, new attitudes, and new identities
• Making a commitment to the new way
• Being willing to take a risk that the new way will work
(Bridges, 2003)
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Four P’s of a New Beginning Four P’s What people need What leaders need to do
Purpose Understand the purpose behind the outcome.
Explain the purpose.
Picture See what the outcome looks and feels like.
Show the picture.
Plan Have a plan for how to get from here to there.
Lay out the plan.
Part Have a part in the plan and the outcomes.
Allocate the part.
(Bridges, 2003)
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The Four P’s
(Bridges, 2003)
•Think about your change initiative.•Complete the Four P’s worksheet.•Be ready to share your ideas with others.
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Change Initiative Planning Tool
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Phases of the Change Process
1st Order
Create Demand
Manage PersonalTransitions
ImplementMonitor and Evaluate
2nd Order
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Review OutcomesDo you now have:
1. Increased understanding of how to successfully lead others through second-order change.
2. Increased understanding of the two remaining phases of the change process: Monitor & Evaluate and Managing Personal Transitions.
3. Increased knowledge of 2 of the 7 leadership responsibilities positively associated with leading change and the 4 leadership responsibilities negatively impacted by second-order change.
4. Knowledge of how to complete and use the Change Initiative Plan.
5. Enjoy sharing ideas and strategies with colleagues
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For More InformationVisit the McREL Web site
• www.mcrel.org
Visit McREL’s online newsroom• www.mcrel.org/newsroom • Click on “education topics”• Click on “leadership”