Leadership Gates Ihrkey10 17 2005

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    Leadership:Leadership:

    Session FocusSession Focus

    What does leadership really mean?What does leadership really mean?

    Do higher education business officers need to beDo higher education business officers need to beleaders, or is this the domain of elected officialsleaders, or is this the domain of elected officialsand chief executives?and chief executives?

    How can we officers exercise leadership within theHow can we officers exercise leadership within thefinance or business office?finance or business office?

    What is the difference between managing andWhat is the difference between managing andleading?leading?

    How do you develop leadership skills in yourselfHow do you develop leadership skills in yourself

    and others?and others?

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    Session PanelistsSession Panelists

    Dr. Doug IhrkeyDr. Doug Ihrkey

    Associate Professor of Political ScienceAssociate Professor of Political ScienceUniversity of Wisconsin - MilwaukeeUniversity of Wisconsin - Milwaukee

    Mr. Larry C. GatesMr. Larry C. GatesVice ChancellorVice Chancellor

    Division of Administration & FinanceDivision of Administration & Finance

    University of Missouri Kansas CityUniversity of Missouri Kansas City

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    Leadership Development in

    Public Institutions?

    Douglas M. Ihrke

    University of Wisconsin-

    Milwaukee

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    Douglas M. IhrkeAssociate Professor of Political Science

    University of Wisconsin - Milwaukee

    Serves as the Director of the Master of Public Administration (MPA) program.

    Teaching and research interest are in the areas of public and nonprofitmanagement, organizational leadership and change, urban politics andpublic policy.

    Published in prestigious journals as Publius, the Journal of Urban Affairs,Public Productivity and Management Review, Public Personnel

    Administration, and Nonprofit Management and Leadership.

    Consults regularly with public and nonprofit sector organization andspecializes in change management and training and development.

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    Overview

    Defining Leadership and Leadership Development

    Measuring Leadership Effectiveness

    Overview of Major Research Approaches

    Leadership and Organization Culture Leadership Credibility

    OD Approach to Leadership Development Self-Other Perceptions

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    Defining Leadership

    Leadership is influence processes affecting the interpretationof events for followers, the choice of objectives for the groupor organization, the organization of work activities toaccomplish the objectives, the motivation of followers toachieve the objectives, the maintenance of cooperativerelationships and teamwork, and the enlistment of support andcooperation from people outside the group or organization(Yukl, 1994, p. 5).

    Most definitions of leadership, like the one above, reflect theassumption that leadership involves a social influence processwhereby intentional influence is exerted by one person overother people to guide, structure, and facilitate activities andrelationships in a group or organization.

    Influence is often viewed as the essence of leadership

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    Leadership Development

    Can we develop leaders in publicorganizations?

    Yes, but not with out a lot of work andcommitment!

    Development takes time

    OD Approach action research

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    Leadership Effectiveness

    Common Measures Unit and/or Individual Performance Attitudes of followers toward leader

    Leader contribution to quality of group process

    Direct and Indirect Effects Direct immediate impact on what is done, how it is

    done, or how efficiently it is done Indirect refer to leader decisions and actions that are

    mediated by intervening variables in the causal chain.Slower to be felt, but often more durable.

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    Overview of Major Research

    Approaches

    Most leadership research can be

    classified into one of the following four

    approaches:1. Trait Approach

    2. Behavior Approach

    3. Power-Influence Approach

    4. Situational Approach

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    Trait Approach

    One of earliest approaches to study of leadership.

    Emphasizes the personal attributes of leaders.

    Underlying assumption that some people are natural

    leaders who are endowed with certain traits notpossessed by other people.

    Exercise

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    Behavior Approach

    Paying attention to what managers

    actually do. Two subcategories:

    Nature of managerial work (Mintzberg)

    Comparing effective and ineffective leaders

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    Power-Influence Approach

    Attempts to understand leadership by

    examining influence processes between

    leaders and followers. Power is viewed as important not only for

    influencing subordinates, but also for

    influencing peers, superiors and peopleoutside the organization

    How is power acquired and lost by various

    individuals.

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    Situational Approach

    Emphasizes the importance of contextual factorssuch as the nature of the work performed by theleaders unit, the nature of the external

    environment, and characteristics of followers.

    Attempts to identify the aspects of the situation that

    moderate the relationship of leader behaviorsand leadership effectiveness

    Theories describing this relationship are

    sometimes called contingency theories.

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    Transactional vs.

    Transformational Leadership

    Transactional Leadership exchange

    between leader and follower

    Transformational Leadership transform the

    organization in fundamental ways

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    Leadership and Organization

    Culture

    Nature of organization culture Schein (1992) defines culture as the basic assumptions

    and beliefs shared by members of a group or

    organization.

    Fundamental measure of leadership effectiveness

    is cultural change

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    Embedding and reinforcing

    aspects of culture

    5 primary mechanisms:

    1. Attention communicate through planning

    2. Reactions to crises increases potential forlearning about values and assumptions

    3. Role modeling

    4. Allocation of rewards

    5. Criteria for selection and dismissal influenceculture by recruiting people who have particularvalues and skills and promoting them topositions of authority

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    Embedding and reinforcing

    aspects of culture

    5 secondary mechanisms:

    1. Design of organization structure

    2. Design of systems and procedures

    3. Design of facilities

    4. Stories, legends, and myths

    5. Formal statements

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    Leadership Credibility

    Like a bank account. You make deposits and

    withdrawals via actions.

    Credibility enables leaders to get followers to do

    extraordinary things in organizations.

    Cant bring about change unless perceived as

    credible.

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    Developing Credibility: 5 Broad

    Practices and 10 Commitments

    1. Challenge the Process

    1. Search for opportunities

    2. Experiment and take risks

    2. Inspire a Shared Vision

    1. Envision the Future

    2. Enlist Others

    3. Enable Others to Act

    1. Foster Collaboration

    2. Strengthen Others

    4. Model the Way

    1. Set the Example

    2. Plan Small wins

    5. Encourage the Heart

    1. Recognize Individual

    Contributions

    2. CelebrateAccomplishments

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    Leadership Development: Self-

    Other Perceptions

    Self-ratings are inflated, unreliable, invalid, biased, inaccurate, andgenerally suspect when compared to ratings of others (e.g.,superiors, subordinates, co-workers/peers, customers/clients) ormore objective criteria.

    Self-rating is determined by a number of personality, cognitive andbiographical factors.

    Significant others perception is based on interactions with, andobservations of, the focal individual by the relevant other.

    A comparison process results in which self-other agreement isassessed. That is a determination is made to the degree to whichthe self-rating is in agreement with the other-rating a definition ofaccuracy that is common in the literature.

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    Self-Other Ratings The

    Comparison Process

    Model asserts that comparison process results in three

    categories

    Accurate estimators are those focal individuals whose self-ratings are in agreementwith the ratings of the relevant others.

    Over-estimators are those focal individuals whose self-ratings

    are significantlyinflatedabove the ratings of the relevant others

    Under-estimators are those focal individuals whose self-ratings

    are significantlydeflatedbelow the ratings of the relevant

    others.

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    Individual and Organizational

    Outcomes of Self-Other Process

    Accurate Estimates positive individual andorganizational outcomes

    Over-estimators tend to produce diminished org.outcomes for example, poor supervision-subordinate relationships

    Under-estimators affect some organizationaloutcomes favorably for example, interest in self-development/training, and others less favorably for example, promotions are not pursued.

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    Leadership Development: Self-Other

    Perceptions in Wisconsin Communities

    Self City Manager Communicates = 4.0

    Plans Future = 3.6 Trust CEO = 3.4

    Follows Thru = 3.90

    Rewards = 3.8

    Experiments = 4.0 Eff. W/ Council = 3.9

    Other Dept. Heads Communicates = 3.3

    Plans Future = 3.0 Trust CEO = 2.8

    Follows Thru = 3.2

    Rewards = 3.0

    Experiments = 3.3 Eff. W/ Council = 3.3

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    Leadership Development: Self-Other

    Perceptions in Wisconsin Communities

    Overall, department heads (relevant others)do not view managers/mayors (focal

    individuals) as positively as they themselvesdo.

    All differences are statistically significant

    Same pattern holds for council member viewson managers/mayors

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    Another OD Option: Influence

    Tactics

    Work of Gary Yukl (SUNY-Albany), ChuckSiefert (Siena College) and Doug

    Skill development in influencing people

    To be effective necessary to influence people

    to: Carry out requests Support proposals Implement decisions

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    Overview of Influence Tactics

    Influence Process The effect of one

    party (the agent) on another (the

    target)

    Direction of Influence Attempts not

    unidirectional leaders influence followersbut followers also influence leaders

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    Examples of Influence Tactics

    15 in Total

    Rational Persuasion agent uses logical arguments and factualevidence to show that a request or proposal is feasible and relevant.

    Consultation agent asks the target person to suggest improvements or

    help plan a proposed activity or change for which the target personssupport is desired.

    Inspirational Appeal agent appeals to the targets values and ideals orseeks to arouse the target persons emotions to gain commitment to therequest.

    Pressure agent uses demands, threats, frequent checking, orpersistent reminders to influence the target to do something.

    Collaboration agent offers to provide assistance or necessaryresources if the target will carry out a request or approve a proposedchange.

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    Outcomes of Influence Tactics

    Commitment target internally agrees with adecision or request from the agent and makesgreat effort to carry out decision or request.

    Compliance target is willing to do what the agentasks but is apathetic rather than enthusiastic andwill make a minimal effort.

    Resistance target is opposed to the proposal orrequest and actively tries to avoid carrying it out.

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    Use of Influence Tactics in

    Leadership Development

    Provide 3 dimensional picture for agent

    Provide feedback to agent on others

    perceptions of their use by the agent

    Provide training for agents in using

    different influence tactics

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    Leadership Development in Public

    Institutions? - Conclusions

    Leadership getting people to do what you want them to do (Dahl)

    Leaders can be developed through training - introspection

    Long-term change does not occur without cultural change transformational change

    Analysis of self-other perceptions is one way of developing leaders I guess cameras do work?

    Training in the use of influence tactics is one way of developingleaders

    Followers will not buy-in to what leaders are trying to do unless theyperceive them as credible.

    Have some fun and try this at work!

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    TeamTeamLeadershipLeadership

    Larry C. Gates

    Vice Chancellor for Administration &Finance

    University of Missouri Kansas City

    Larry GatesLarry Gates

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    Larry GatesLarry GatesVice Chancellor for Administration & FinanceVice Chancellor for Administration & Finance

    University of Missouri Kansas CityUniversity of Missouri Kansas City

    22 years at Missouri State University in administrative roles and as22 years at Missouri State University in administrative roles and astenured faculty member in the School of Business.tenured faculty member in the School of Business.

    12 years at the University of Missouri System Office as Associate Vice12 years at the University of Missouri System Office as Associate VicePresident responsible for coordinating the system level strategicPresident responsible for coordinating the system level strategic

    planning, budget planning and development, institutional research andplanning, budget planning and development, institutional research andplanning and coordinated the system audit internal auditing.planning and coordinated the system audit internal auditing.

    Joined University of Missouri Kansas City in 2001 as Vice ChancellorJoined University of Missouri Kansas City in 2001 as Vice Chancellorfor Administrative and Finance with senior leadership responsibility forfor Administrative and Finance with senior leadership responsibility forall financial and business related functions.all financial and business related functions.

    Bachelors and Masters degrees in Business Administration.Bachelors and Masters degrees in Business Administration.

    Significantly involved in leading a number of quality improvementSignificantly involved in leading a number of quality improvementinitiatives in higher education environments. Focused during the pastinitiatives in higher education environments. Focused during the past5 years on creating a culture of leadership excellence integrating both5 years on creating a culture of leadership excellence integrating both

    individual and team leadership development.individual and team leadership development.

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    TeamTeam

    LeadershipLeadershipLarry C. Gates

    Vice Chancellor for Administration &Finance

    University of Missouri Kansas City

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    The Next Stage inThe Next Stage in

    Leadership EvolutionLeadership Evolution

    Premise:Premise: 2121stst century organizations are ripecentury organizations are ripefor a new model of leadership how it isfor a new model of leadership how it isviewed, practiced, and developedviewed, practiced, and developed

    Organizational DriversOrganizational Drivers Teams as the primary work unitTeams as the primary work unit

    Boundaryless organizations and horizontalBoundaryless organizations and horizontal

    coordinationcoordination Workforce diversityWorkforce diversity

    Focus on customer responsivenessFocus on customer responsiveness

    Advent of learning organizationsAdvent of learning organizations

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    The Next Stage inThe Next Stage in

    Leadership EvolutionLeadership Evolution

    Emerging Characteristic of New Model forEmerging Characteristic of New Model for

    LeadershipLeadership

    Reciprocal Relationship of People Working TogetherReciprocal Relationship of People Working Together Initiated by interaction of people rather than by an individualInitiated by interaction of people rather than by an individual

    Shared Meaning MakingShared Meaning Making Joint interpretation of experiencesJoint interpretation of experiences

    Synthesis of all partial observationSynthesis of all partial observation

    Social or group processSocial or group process Spawned from the diverse collective wisdom of individualsSpawned from the diverse collective wisdom of individuals

    working togetherworking together

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    Team Leadership vs.Team Leadership vs.

    Leader-led TeamLeader-led Team

    Premise:Premise:Team leadership is distinct from a leader-ledTeam leadership is distinct from a leader-led

    team. Team leadership is based on the concept ofteam. Team leadership is based on the concept of

    team, while the leader-led team is based onteam, while the leader-led team is based on

    teamwork.teamwork.

    Basic Principles ofBasic Principles ofTeam LeadershipTeam Leadership

    Jointly create a meaningful purposeJointly create a meaningful purpose

    Shared leadershipShared leadership

    Mutual accountabilityMutual accountability

    Collective work productsCollective work products Performance goals set and assessed collectivelyPerformance goals set and assessed collectively

    Work approach shaped and enforced by membersWork approach shaped and enforced by members

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    Team Leadership vs.Team Leadership vs.

    Leader-led TeamLeader-led Team

    Basic Principles of aBasic Principles of a Leader-ledLeader-led

    TeamTeam

    Purpose directed by organizational missionPurpose directed by organizational mission Strong clearly focused leaderStrong clearly focused leader

    Individual accountabilityIndividual accountability

    Individual work productsIndividual work products

    Performance goals set and assessed byPerformance goals set and assessed byleaderleader

    Work approach directed by leaderWork approach directed by leader

    l iD l i T

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    DeployingDeploying TeamTeam

    Leadership or Leader-ledLeadership or Leader-led

    TeamTeamPremise:Premise: The use ofThe use ofteam leadershipteam leadershipversusversus

    leader-led teamleader-led teamis determined byis determined by the performancethe performancechallenge to bechallenge to be addressed.addressed.

    Team LeadershipTeam Leadership is best suited when:is best suited when: Focus is on strategic not operational resultsFocus is on strategic not operational results

    Real-time collaboration is requiredReal-time collaboration is required

    Integration of multiple skills and perspective is necessaryIntegration of multiple skills and perspective is necessary

    Time frame for producing results is long-termTime frame for producing results is long-term

    Performance affects entire organizationsPerformance affects entire organizations successsuccess

    Cross-organizational participation is neededCross-organizational participation is needed

    D l i TD l i T

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    Deploying TeamDeploying Team

    Leadership or Leader-ledLeadership or Leader-led

    TeamTeam Leader-led teamLeader-led team is best suited when:is best suited when:

    Performance challenge is operational in naturePerformance challenge is operational in nature

    Work can be delivered through the sum ofWork can be delivered through the sum of

    individual contributionsindividual contributions Performance results require short time framePerformance results require short time frame

    Performance narrowly affects organizationsPerformance narrowly affects organizations

    successsuccess

    Cross organizational participation is notCross organizational participation is not requiredrequired

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    Team LeadershipTeam Leadership

    Premise:Premise: High performing organizationsHigh performing organizations

    in the future will achieve successin the future will achieve success throughthrough

    team leadership more thanteam leadership more than throughthrough

    individual leadershipindividual leadership

    AttributesAttributes

    Mutual trustMutual trust

    Constructive conflictConstructive conflict

    Shared commitmentShared commitment

    Joint accountabilityJoint accountability

    Focus on resultsFocus on results

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    Team LeadershipTeam Leadership

    PracticesPractices

    Challenging the ProcessChallenging the Process Willingness to take riskWillingness to take risk

    Exploring new alternativesExploring new alternatives Learning from mistakesLearning from mistakes

    Support team members in these effortsSupport team members in these efforts

    Inspiring Shared VisionInspiring Shared Vision Common understanding of purposeCommon understanding of purpose

    Aligning team efforts with organizations goalsAligning team efforts with organizations goals

    Using values to guide actionUsing values to guide action

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    Team LeadershipTeam Leadership

    Enabling Others to ActEnabling Others to Act Playing active role in setting goals and planningPlaying active role in setting goals and planning

    projectsprojects

    Setting cooperative objectivesSetting cooperative objectives Sharing information and keeping each otherSharing information and keeping each other

    informedinformed Demonstrating mutual respect for one anotherDemonstrating mutual respect for one another

    Modeling the WayModeling the WayTranslating shared values into actionTranslating shared values into action Mutual accountabilityMutual accountability Influencing by exampleInfluencing by example

    Creating small winsCreating small wins

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    Team LeadershipTeam Leadership

    Encouraging the Heart Emotionally connected to the teamEmotionally connected to the team

    Timely feedbackTimely feedback

    Pride in team accomplishmentsPride in team accomplishments

    Celebrating togetherCelebrating together

    ContributionsContributions Legacy of leadership excellence - qualityLegacy of leadership excellence - quality

    Legacy of future leaders - continuityLegacy of future leaders - continuity

    Legacy of organizational growth - sustainabilityLegacy of organizational growth - sustainability

    I li ti f L d hiI li ti f L d hi

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    Implication for LeadershipImplication for Leadership

    DevelopmentDevelopment

    Premise:Premise: A new model of leadership requiresA new model of leadership requires

    aa new way of thinking about leadershipnew way of thinking about leadership

    developmentdevelopment

    Develop capacity to engage in contextDevelop capacity to engage in context

    of interdependenceof interdependence

    Focusing on collective ability of people toFocusing on collective ability of people tointerrelateinterrelate

    Taking responsibility individually and with othersTaking responsibility individually and with others

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    Implication for LeadershipImplication for Leadership

    DevelopmentDevelopment

    Develop People in ContextDevelop People in Context Interactions with people influence who youInteractions with people influence who you

    areare

    Leadership arises in the joint actions ofLeadership arises in the joint actions ofindividualsindividuals

    Leadership is about taking part, not takingLeadership is about taking part, not taking

    chargecharge

    Understand the nature of interrelating, itsUnderstand the nature of interrelating, itsforms, and effectivenessforms, and effectiveness

    Quality leadership is dependent upon theQuality leadership is dependent upon the

    vitality of interrelatingvitality of interrelating

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    Implication for LeadershipImplication for Leadership

    DevelopmentDevelopment

    Develop Leadership Capacity of TeamsDevelop Leadership Capacity of Teams Improve the quality of interrelating among peopleImprove the quality of interrelating among people

    engaged in interdependent workengaged in interdependent work

    Strengthen collective contributions as the sumStrengthen collective contributions as the sum

    total oftotal of

    all interaction of peopleall interaction of people

    Enhance ability to resolve conflict constructivelyEnhance ability to resolve conflict constructively Expand capability to engage in quantum thinkingExpand capability to engage in quantum thinking

    T D l t dT D l t d

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    Team Development andTeam Development and

    Individual LeadershipIndividual Leadership

    DevelopmentDevelopmentPremise:Premise: Organizational developmentOrganizational development

    practice andpractice and individual development practiceindividual development practice

    will mergewill merge to support a new concept ofto support a new concept of

    leadership.leadership.

    Current ModelCurrent Model

    Separate model and curriculum for leadershipSeparate model and curriculum for leadership

    development versus team building ordevelopment versus team building or

    organizational developmentorganizational development

    Viewed from different focus individual vs.Viewed from different focus individual vs.

    group dynamicsgroup dynamics

    Team Development and IndividualTeam Development and Individual

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    Team Development and IndividualTeam Development and Individual

    Leadership DevelopmentLeadership Development

    Future ModelFuture Model

    Integration of team and organizationalIntegration of team and organizational

    development with leadershipdevelopment with leadershipdevelopmentdevelopment

    Blending of two separateBlending of two separateorganizational structures and culturesorganizational structures and cultures

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    LeadershipLeadership

    ::

    What Does It MeanWhat Does It Mean& How Do You Get It?& How Do You Get It?

    Open Discussion andOpen Discussion and

    QuestionsQuestions