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Transcript of Leadership Gates Ihrkey10 17 2005
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Leadership:Leadership:
Session FocusSession Focus
What does leadership really mean?What does leadership really mean?
Do higher education business officers need to beDo higher education business officers need to beleaders, or is this the domain of elected officialsleaders, or is this the domain of elected officialsand chief executives?and chief executives?
How can we officers exercise leadership within theHow can we officers exercise leadership within thefinance or business office?finance or business office?
What is the difference between managing andWhat is the difference between managing andleading?leading?
How do you develop leadership skills in yourselfHow do you develop leadership skills in yourself
and others?and others?
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Session PanelistsSession Panelists
Dr. Doug IhrkeyDr. Doug Ihrkey
Associate Professor of Political ScienceAssociate Professor of Political ScienceUniversity of Wisconsin - MilwaukeeUniversity of Wisconsin - Milwaukee
Mr. Larry C. GatesMr. Larry C. GatesVice ChancellorVice Chancellor
Division of Administration & FinanceDivision of Administration & Finance
University of Missouri Kansas CityUniversity of Missouri Kansas City
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Leadership Development in
Public Institutions?
Douglas M. Ihrke
University of Wisconsin-
Milwaukee
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Douglas M. IhrkeAssociate Professor of Political Science
University of Wisconsin - Milwaukee
Serves as the Director of the Master of Public Administration (MPA) program.
Teaching and research interest are in the areas of public and nonprofitmanagement, organizational leadership and change, urban politics andpublic policy.
Published in prestigious journals as Publius, the Journal of Urban Affairs,Public Productivity and Management Review, Public Personnel
Administration, and Nonprofit Management and Leadership.
Consults regularly with public and nonprofit sector organization andspecializes in change management and training and development.
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Overview
Defining Leadership and Leadership Development
Measuring Leadership Effectiveness
Overview of Major Research Approaches
Leadership and Organization Culture Leadership Credibility
OD Approach to Leadership Development Self-Other Perceptions
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Defining Leadership
Leadership is influence processes affecting the interpretationof events for followers, the choice of objectives for the groupor organization, the organization of work activities toaccomplish the objectives, the motivation of followers toachieve the objectives, the maintenance of cooperativerelationships and teamwork, and the enlistment of support andcooperation from people outside the group or organization(Yukl, 1994, p. 5).
Most definitions of leadership, like the one above, reflect theassumption that leadership involves a social influence processwhereby intentional influence is exerted by one person overother people to guide, structure, and facilitate activities andrelationships in a group or organization.
Influence is often viewed as the essence of leadership
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Leadership Development
Can we develop leaders in publicorganizations?
Yes, but not with out a lot of work andcommitment!
Development takes time
OD Approach action research
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Leadership Effectiveness
Common Measures Unit and/or Individual Performance Attitudes of followers toward leader
Leader contribution to quality of group process
Direct and Indirect Effects Direct immediate impact on what is done, how it is
done, or how efficiently it is done Indirect refer to leader decisions and actions that are
mediated by intervening variables in the causal chain.Slower to be felt, but often more durable.
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Overview of Major Research
Approaches
Most leadership research can be
classified into one of the following four
approaches:1. Trait Approach
2. Behavior Approach
3. Power-Influence Approach
4. Situational Approach
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Trait Approach
One of earliest approaches to study of leadership.
Emphasizes the personal attributes of leaders.
Underlying assumption that some people are natural
leaders who are endowed with certain traits notpossessed by other people.
Exercise
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Behavior Approach
Paying attention to what managers
actually do. Two subcategories:
Nature of managerial work (Mintzberg)
Comparing effective and ineffective leaders
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Power-Influence Approach
Attempts to understand leadership by
examining influence processes between
leaders and followers. Power is viewed as important not only for
influencing subordinates, but also for
influencing peers, superiors and peopleoutside the organization
How is power acquired and lost by various
individuals.
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Situational Approach
Emphasizes the importance of contextual factorssuch as the nature of the work performed by theleaders unit, the nature of the external
environment, and characteristics of followers.
Attempts to identify the aspects of the situation that
moderate the relationship of leader behaviorsand leadership effectiveness
Theories describing this relationship are
sometimes called contingency theories.
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Transactional vs.
Transformational Leadership
Transactional Leadership exchange
between leader and follower
Transformational Leadership transform the
organization in fundamental ways
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Leadership and Organization
Culture
Nature of organization culture Schein (1992) defines culture as the basic assumptions
and beliefs shared by members of a group or
organization.
Fundamental measure of leadership effectiveness
is cultural change
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Embedding and reinforcing
aspects of culture
5 primary mechanisms:
1. Attention communicate through planning
2. Reactions to crises increases potential forlearning about values and assumptions
3. Role modeling
4. Allocation of rewards
5. Criteria for selection and dismissal influenceculture by recruiting people who have particularvalues and skills and promoting them topositions of authority
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Embedding and reinforcing
aspects of culture
5 secondary mechanisms:
1. Design of organization structure
2. Design of systems and procedures
3. Design of facilities
4. Stories, legends, and myths
5. Formal statements
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Leadership Credibility
Like a bank account. You make deposits and
withdrawals via actions.
Credibility enables leaders to get followers to do
extraordinary things in organizations.
Cant bring about change unless perceived as
credible.
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Developing Credibility: 5 Broad
Practices and 10 Commitments
1. Challenge the Process
1. Search for opportunities
2. Experiment and take risks
2. Inspire a Shared Vision
1. Envision the Future
2. Enlist Others
3. Enable Others to Act
1. Foster Collaboration
2. Strengthen Others
4. Model the Way
1. Set the Example
2. Plan Small wins
5. Encourage the Heart
1. Recognize Individual
Contributions
2. CelebrateAccomplishments
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Leadership Development: Self-
Other Perceptions
Self-ratings are inflated, unreliable, invalid, biased, inaccurate, andgenerally suspect when compared to ratings of others (e.g.,superiors, subordinates, co-workers/peers, customers/clients) ormore objective criteria.
Self-rating is determined by a number of personality, cognitive andbiographical factors.
Significant others perception is based on interactions with, andobservations of, the focal individual by the relevant other.
A comparison process results in which self-other agreement isassessed. That is a determination is made to the degree to whichthe self-rating is in agreement with the other-rating a definition ofaccuracy that is common in the literature.
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Self-Other Ratings The
Comparison Process
Model asserts that comparison process results in three
categories
Accurate estimators are those focal individuals whose self-ratings are in agreementwith the ratings of the relevant others.
Over-estimators are those focal individuals whose self-ratings
are significantlyinflatedabove the ratings of the relevant others
Under-estimators are those focal individuals whose self-ratings
are significantlydeflatedbelow the ratings of the relevant
others.
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Individual and Organizational
Outcomes of Self-Other Process
Accurate Estimates positive individual andorganizational outcomes
Over-estimators tend to produce diminished org.outcomes for example, poor supervision-subordinate relationships
Under-estimators affect some organizationaloutcomes favorably for example, interest in self-development/training, and others less favorably for example, promotions are not pursued.
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Leadership Development: Self-Other
Perceptions in Wisconsin Communities
Self City Manager Communicates = 4.0
Plans Future = 3.6 Trust CEO = 3.4
Follows Thru = 3.90
Rewards = 3.8
Experiments = 4.0 Eff. W/ Council = 3.9
Other Dept. Heads Communicates = 3.3
Plans Future = 3.0 Trust CEO = 2.8
Follows Thru = 3.2
Rewards = 3.0
Experiments = 3.3 Eff. W/ Council = 3.3
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Leadership Development: Self-Other
Perceptions in Wisconsin Communities
Overall, department heads (relevant others)do not view managers/mayors (focal
individuals) as positively as they themselvesdo.
All differences are statistically significant
Same pattern holds for council member viewson managers/mayors
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Another OD Option: Influence
Tactics
Work of Gary Yukl (SUNY-Albany), ChuckSiefert (Siena College) and Doug
Skill development in influencing people
To be effective necessary to influence people
to: Carry out requests Support proposals Implement decisions
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Overview of Influence Tactics
Influence Process The effect of one
party (the agent) on another (the
target)
Direction of Influence Attempts not
unidirectional leaders influence followersbut followers also influence leaders
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Examples of Influence Tactics
15 in Total
Rational Persuasion agent uses logical arguments and factualevidence to show that a request or proposal is feasible and relevant.
Consultation agent asks the target person to suggest improvements or
help plan a proposed activity or change for which the target personssupport is desired.
Inspirational Appeal agent appeals to the targets values and ideals orseeks to arouse the target persons emotions to gain commitment to therequest.
Pressure agent uses demands, threats, frequent checking, orpersistent reminders to influence the target to do something.
Collaboration agent offers to provide assistance or necessaryresources if the target will carry out a request or approve a proposedchange.
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Outcomes of Influence Tactics
Commitment target internally agrees with adecision or request from the agent and makesgreat effort to carry out decision or request.
Compliance target is willing to do what the agentasks but is apathetic rather than enthusiastic andwill make a minimal effort.
Resistance target is opposed to the proposal orrequest and actively tries to avoid carrying it out.
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Use of Influence Tactics in
Leadership Development
Provide 3 dimensional picture for agent
Provide feedback to agent on others
perceptions of their use by the agent
Provide training for agents in using
different influence tactics
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Leadership Development in Public
Institutions? - Conclusions
Leadership getting people to do what you want them to do (Dahl)
Leaders can be developed through training - introspection
Long-term change does not occur without cultural change transformational change
Analysis of self-other perceptions is one way of developing leaders I guess cameras do work?
Training in the use of influence tactics is one way of developingleaders
Followers will not buy-in to what leaders are trying to do unless theyperceive them as credible.
Have some fun and try this at work!
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TeamTeamLeadershipLeadership
Larry C. Gates
Vice Chancellor for Administration &Finance
University of Missouri Kansas City
Larry GatesLarry Gates
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Larry GatesLarry GatesVice Chancellor for Administration & FinanceVice Chancellor for Administration & Finance
University of Missouri Kansas CityUniversity of Missouri Kansas City
22 years at Missouri State University in administrative roles and as22 years at Missouri State University in administrative roles and astenured faculty member in the School of Business.tenured faculty member in the School of Business.
12 years at the University of Missouri System Office as Associate Vice12 years at the University of Missouri System Office as Associate VicePresident responsible for coordinating the system level strategicPresident responsible for coordinating the system level strategic
planning, budget planning and development, institutional research andplanning, budget planning and development, institutional research andplanning and coordinated the system audit internal auditing.planning and coordinated the system audit internal auditing.
Joined University of Missouri Kansas City in 2001 as Vice ChancellorJoined University of Missouri Kansas City in 2001 as Vice Chancellorfor Administrative and Finance with senior leadership responsibility forfor Administrative and Finance with senior leadership responsibility forall financial and business related functions.all financial and business related functions.
Bachelors and Masters degrees in Business Administration.Bachelors and Masters degrees in Business Administration.
Significantly involved in leading a number of quality improvementSignificantly involved in leading a number of quality improvementinitiatives in higher education environments. Focused during the pastinitiatives in higher education environments. Focused during the past5 years on creating a culture of leadership excellence integrating both5 years on creating a culture of leadership excellence integrating both
individual and team leadership development.individual and team leadership development.
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TeamTeam
LeadershipLeadershipLarry C. Gates
Vice Chancellor for Administration &Finance
University of Missouri Kansas City
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The Next Stage inThe Next Stage in
Leadership EvolutionLeadership Evolution
Premise:Premise: 2121stst century organizations are ripecentury organizations are ripefor a new model of leadership how it isfor a new model of leadership how it isviewed, practiced, and developedviewed, practiced, and developed
Organizational DriversOrganizational Drivers Teams as the primary work unitTeams as the primary work unit
Boundaryless organizations and horizontalBoundaryless organizations and horizontal
coordinationcoordination Workforce diversityWorkforce diversity
Focus on customer responsivenessFocus on customer responsiveness
Advent of learning organizationsAdvent of learning organizations
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The Next Stage inThe Next Stage in
Leadership EvolutionLeadership Evolution
Emerging Characteristic of New Model forEmerging Characteristic of New Model for
LeadershipLeadership
Reciprocal Relationship of People Working TogetherReciprocal Relationship of People Working Together Initiated by interaction of people rather than by an individualInitiated by interaction of people rather than by an individual
Shared Meaning MakingShared Meaning Making Joint interpretation of experiencesJoint interpretation of experiences
Synthesis of all partial observationSynthesis of all partial observation
Social or group processSocial or group process Spawned from the diverse collective wisdom of individualsSpawned from the diverse collective wisdom of individuals
working togetherworking together
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Team Leadership vs.Team Leadership vs.
Leader-led TeamLeader-led Team
Premise:Premise:Team leadership is distinct from a leader-ledTeam leadership is distinct from a leader-led
team. Team leadership is based on the concept ofteam. Team leadership is based on the concept of
team, while the leader-led team is based onteam, while the leader-led team is based on
teamwork.teamwork.
Basic Principles ofBasic Principles ofTeam LeadershipTeam Leadership
Jointly create a meaningful purposeJointly create a meaningful purpose
Shared leadershipShared leadership
Mutual accountabilityMutual accountability
Collective work productsCollective work products Performance goals set and assessed collectivelyPerformance goals set and assessed collectively
Work approach shaped and enforced by membersWork approach shaped and enforced by members
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Team Leadership vs.Team Leadership vs.
Leader-led TeamLeader-led Team
Basic Principles of aBasic Principles of a Leader-ledLeader-led
TeamTeam
Purpose directed by organizational missionPurpose directed by organizational mission Strong clearly focused leaderStrong clearly focused leader
Individual accountabilityIndividual accountability
Individual work productsIndividual work products
Performance goals set and assessed byPerformance goals set and assessed byleaderleader
Work approach directed by leaderWork approach directed by leader
l iD l i T
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DeployingDeploying TeamTeam
Leadership or Leader-ledLeadership or Leader-led
TeamTeamPremise:Premise: The use ofThe use ofteam leadershipteam leadershipversusversus
leader-led teamleader-led teamis determined byis determined by the performancethe performancechallenge to bechallenge to be addressed.addressed.
Team LeadershipTeam Leadership is best suited when:is best suited when: Focus is on strategic not operational resultsFocus is on strategic not operational results
Real-time collaboration is requiredReal-time collaboration is required
Integration of multiple skills and perspective is necessaryIntegration of multiple skills and perspective is necessary
Time frame for producing results is long-termTime frame for producing results is long-term
Performance affects entire organizationsPerformance affects entire organizations successsuccess
Cross-organizational participation is neededCross-organizational participation is needed
D l i TD l i T
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Deploying TeamDeploying Team
Leadership or Leader-ledLeadership or Leader-led
TeamTeam Leader-led teamLeader-led team is best suited when:is best suited when:
Performance challenge is operational in naturePerformance challenge is operational in nature
Work can be delivered through the sum ofWork can be delivered through the sum of
individual contributionsindividual contributions Performance results require short time framePerformance results require short time frame
Performance narrowly affects organizationsPerformance narrowly affects organizations
successsuccess
Cross organizational participation is notCross organizational participation is not requiredrequired
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Team LeadershipTeam Leadership
Premise:Premise: High performing organizationsHigh performing organizations
in the future will achieve successin the future will achieve success throughthrough
team leadership more thanteam leadership more than throughthrough
individual leadershipindividual leadership
AttributesAttributes
Mutual trustMutual trust
Constructive conflictConstructive conflict
Shared commitmentShared commitment
Joint accountabilityJoint accountability
Focus on resultsFocus on results
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Team LeadershipTeam Leadership
PracticesPractices
Challenging the ProcessChallenging the Process Willingness to take riskWillingness to take risk
Exploring new alternativesExploring new alternatives Learning from mistakesLearning from mistakes
Support team members in these effortsSupport team members in these efforts
Inspiring Shared VisionInspiring Shared Vision Common understanding of purposeCommon understanding of purpose
Aligning team efforts with organizations goalsAligning team efforts with organizations goals
Using values to guide actionUsing values to guide action
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Team LeadershipTeam Leadership
Enabling Others to ActEnabling Others to Act Playing active role in setting goals and planningPlaying active role in setting goals and planning
projectsprojects
Setting cooperative objectivesSetting cooperative objectives Sharing information and keeping each otherSharing information and keeping each other
informedinformed Demonstrating mutual respect for one anotherDemonstrating mutual respect for one another
Modeling the WayModeling the WayTranslating shared values into actionTranslating shared values into action Mutual accountabilityMutual accountability Influencing by exampleInfluencing by example
Creating small winsCreating small wins
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Team LeadershipTeam Leadership
Encouraging the Heart Emotionally connected to the teamEmotionally connected to the team
Timely feedbackTimely feedback
Pride in team accomplishmentsPride in team accomplishments
Celebrating togetherCelebrating together
ContributionsContributions Legacy of leadership excellence - qualityLegacy of leadership excellence - quality
Legacy of future leaders - continuityLegacy of future leaders - continuity
Legacy of organizational growth - sustainabilityLegacy of organizational growth - sustainability
I li ti f L d hiI li ti f L d hi
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Implication for LeadershipImplication for Leadership
DevelopmentDevelopment
Premise:Premise: A new model of leadership requiresA new model of leadership requires
aa new way of thinking about leadershipnew way of thinking about leadership
developmentdevelopment
Develop capacity to engage in contextDevelop capacity to engage in context
of interdependenceof interdependence
Focusing on collective ability of people toFocusing on collective ability of people tointerrelateinterrelate
Taking responsibility individually and with othersTaking responsibility individually and with others
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Implication for LeadershipImplication for Leadership
DevelopmentDevelopment
Develop People in ContextDevelop People in Context Interactions with people influence who youInteractions with people influence who you
areare
Leadership arises in the joint actions ofLeadership arises in the joint actions ofindividualsindividuals
Leadership is about taking part, not takingLeadership is about taking part, not taking
chargecharge
Understand the nature of interrelating, itsUnderstand the nature of interrelating, itsforms, and effectivenessforms, and effectiveness
Quality leadership is dependent upon theQuality leadership is dependent upon the
vitality of interrelatingvitality of interrelating
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Implication for LeadershipImplication for Leadership
DevelopmentDevelopment
Develop Leadership Capacity of TeamsDevelop Leadership Capacity of Teams Improve the quality of interrelating among peopleImprove the quality of interrelating among people
engaged in interdependent workengaged in interdependent work
Strengthen collective contributions as the sumStrengthen collective contributions as the sum
total oftotal of
all interaction of peopleall interaction of people
Enhance ability to resolve conflict constructivelyEnhance ability to resolve conflict constructively Expand capability to engage in quantum thinkingExpand capability to engage in quantum thinking
T D l t dT D l t d
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Team Development andTeam Development and
Individual LeadershipIndividual Leadership
DevelopmentDevelopmentPremise:Premise: Organizational developmentOrganizational development
practice andpractice and individual development practiceindividual development practice
will mergewill merge to support a new concept ofto support a new concept of
leadership.leadership.
Current ModelCurrent Model
Separate model and curriculum for leadershipSeparate model and curriculum for leadership
development versus team building ordevelopment versus team building or
organizational developmentorganizational development
Viewed from different focus individual vs.Viewed from different focus individual vs.
group dynamicsgroup dynamics
Team Development and IndividualTeam Development and Individual
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Team Development and IndividualTeam Development and Individual
Leadership DevelopmentLeadership Development
Future ModelFuture Model
Integration of team and organizationalIntegration of team and organizational
development with leadershipdevelopment with leadershipdevelopmentdevelopment
Blending of two separateBlending of two separateorganizational structures and culturesorganizational structures and cultures
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LeadershipLeadership
::
What Does It MeanWhat Does It Mean& How Do You Get It?& How Do You Get It?
Open Discussion andOpen Discussion and
QuestionsQuestions