Kurt Lewin’s Three Stage Model

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    Kurt Lewin’s Three stage modelApproaches to Managing Organizational Change

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    Prepared

    By

    Kindly restrict the use of slides for personal purpose

     Please see! permission to reproduce the same in pu"lic formsand presentations

    Manu Melwin #oy

    Assistant Professor

    ahia %chool of Management

    %tudiesKerala& $ndia

    Phone ' ()**++,,,*

    ail ' manu-melwin.oy/yahoocom

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    Three stage model•

    One of the cornerstonemodels for understandingorganizational change wasdeveloped by Kurt Lewinback in the 1940s and stillholds true today!

    • "is model is known as0nfreeze ' Change '1efreeze refers to the

    three#stage process ofchange he describes!

    •  Kurt Lewin a physicist aswell as social scientist

    e%plained organizational

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     &hree stage model

    Unfreezing RefreezingMoving

    Provide rationalefor change

    • Create minor

    levels of

    guilt/anxiety about

    not changing

    • Create sense of

    psychological

    safety concerning

    change

    Provide informationthat suspects

    proposed changes

    • Bring about actual

    shifts in behavior 

    Implement neevaluation systems

    • Implement ne

    hiring and promotion

    systems

    !urt "ein

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     &hree stage model

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    Three stage model

    'nfreezing is the process whichinvolves (nding a method of makingit possible for people to let go of anold pattern that wascounterproductive in some way!

    • 'nfreezing is necessary to overcome

    the strains of individual resistanceand group conformity!

    • 'nfreezing can be achieved by theuse of these three methods!

     – )ncrease the driving forces that direct

    behavior away from the e%istingsituation or status *uo!

     – +ecrease the restraining forces thatnegatively a,ect the movement fromthe e%isting e*uilibrium!

     – -ind a combination of the two methods

    listed above!

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    Three stage model• .ovement stage involves a process of

    change in thoughts& feeling& "eha2ior&or all three that is in some way moreliberating or more productive!

    • Once team members have opened uptheir minds change can start! Thechange process can "e dynamic andif it is to be e,ective it will probably takesome time and involve a transition period!

    • )n order to gain e/ciency people willhave to ta!e on new tas!s andresponsi"ilities& which entail a learningcurve that will at (rst slow the

    organization down!• change process has to be viewed as an

    in2estment& "oth in terms of timeand the allocation of resources3 afterthe new organization and processes havebeen rolled out!

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    Three stage model

    • hange will only reach its fulle,ect if it2s made permanent!Once the organizationalchanges have been made andthe structure has regained itse,ectiveness e,orts should bemade to cement them andma!e sure the neworganization reaches thestandard

    • 3e#freezing5 gives people theopportunity to thri2e in thenew organization and ta!efull ad2antage of the change!

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    Changing People# $ome Basic

    $teps

    1ecognizing theneed for change

    Attempting tocreate a new stateof a4airs

    $ncorporating the changes&creating and maintaining anew organizational system

    %tep ,3 0nfreezing

    %tep 53 1efreezing

    %tep 63 Changing

     C u r r e n  t

      %  t a  t e

     

      7 e w  %  t a  t e

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    Case study

    •  &he oil company had threedivisional o/ces in the 6est

    located in 7eattle 7an-rancisco and Los ngeles!

    The decision was made toconsolidate the di2isions into a single regional o8ce to"e located in %an 9rancisco!

    •  &he reorganization meant

    transferring over 180employees eliminating some

    duplicate managerial positionsand instituting a new hierarchy

    of command

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    0791::;$7<

     &he status *uo can be consideredto be an e*uilibrium state! &o movefrom this e*uilibrium to overcome

    the pressures of both individualresistance and group conformity

    unfreezing is necessary! )t can beachieved in one of three ways!

    •  &he driving forces which direct

    behavior away from the status *uocan be increased!

    •  &he restraining forces whichhinder movement from the e%isting

    e*uilibrium can be decreased!

    • third alternative is to combinethe (rst two approaches!

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    Mo2ement• &he oil company2s managementcould e%pect employee resistanceto the consolidation! &o deal withthat resistance management

    could use positive incentive to

    encourage employees to acceptthe change such as these

    •  $ncrease in pay  can be o,eredto those who accept the transfer!

    •  &he company can pay li"eral

    mo2ing e=penses!

    • .anagement might o4er lowcost mortgage  funds to allowemployees to buy new homes in

    7an -rancisco!

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    Mo2ement•

    :mployees could "e counseledindi2idually! :ach employee2s concernsand apprehensions could be heard andspeci(cally clari(ed!

    • ssuming that most of the fears areun;usti(ed the counselor could assure the

    employees that there was nothing to fearand then demonstrate through tangibleevidence that restraining forces areunwarranted!

    • )f resistance is e%tremely highmanagement mat have to resort to both

    reducing resistance and increasing theattractiveness of the alternative if theunfreezing is to be successful!

    • To "e e4ecti2e& change has to happen>uic!ly  Organizations that build up tochange do less well than those that get to

    and through the movement stage *uickly!

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    1efreezing

    • Once the consolidation changehas been implemented if it is tobe successful the new situationneeds to be refrozen so that itcan be sustained over time!

    • 'nless this last step is takenthere is a very high chance thatthe change will be short lived andthat employees will attempt torevert to the previous e*uilibriumstate!

    •  &he ob;ective of refreezing thenis to stabilize the new situationby balancing the driving andrestraining forces!

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