KEY INFORMATION MEMORANDUMCPSE ETF

Managed by Goldman Sachs Asset Management (India) Private Limited

(An Open-ended Index Exchange Traded Scheme)

(Rajiv Gandhi Equity Savings Scheme (RGESS) Qualified Scheme)

Product Label

This product is suitable for investors who are seeking*:

long-term capital appreciation.

investment in securities covered by CPSE Index.

high risk. (BROWN)

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

Note: Risk may be represented as:

(BLUE) investors understand thattheir principal will be at low risk

(YELLOW) investors understand thattheir principal will be at medium risk

(BROWN) investors understandthat their principal will be at high risk

Offer of Units of ̀ 10/- each for cash (on allotment, the value of each Unit would be approximately 1/100th of the value of CPSE Index) to be issued ata premium, if any, approximately equal to the difference between face value and allotment price during the New Fund Offer (“NFO”) and at NAV basedprices during the Ongoing Offer.

This Document is dated March 13, 2014

Scheme re-opens for continuous Subscription and Redemption on or before 11th April, 2014

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. Forfurther details of the Scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights and services, riskfactors, penalties and pending litigations, etc. investors should, before investment, refer to the Scheme Information Document (SID) andStatement of Additional Information (SAI) available free of cost at any of the Investor Service Centres or Distributors or from thewebsite www.gsam.in

The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations,1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The Units being offered for public subscriptionhave not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

The offer and sale of the Units has not been registered pursuant to an effective registration statement under the United StatesSecurities Act of 1933, as amended (the “U.S. Securities Act”), or approved or disapproved by the United States Securities andExchange Commission or the securities or regulatory agency of any state in the United States. The offer and sale of the Units is madein reliance upon the exemption from registration contained in Regulation S of the U.S. Securities Act (“Regulation S”), and theregulations promulgated thereunder relating to limited offering transactions. Units will be offered to non-U.S. persons (as that term isdefined in Regulation S) and will not be offered for sale in the United States or its territories or possessions.

The Scheme will not be registered as an “investment company” under the United States Investment Company Act of 1940, as amended(the “U.S. Investment Company Act”) and Goldman Sachs Asset Management (India) Private Limited will not be registered as an“Investment Adviser” under the United States Investment Advisers Act of 1940, as amended. Accordingly, Investors who acquire Unitswill not be entitled to the protections afforded by such acts. Please refer to the Section I(C) (Special Considerations) of the SID for furtherdetails in this regard.

Units may not be acquired by or for the benefit of U.S. Persons, employee benefit plans to which Title I of the United States EmployeeRetirement Income Security Act of 1974, as amended (“ERISA”) applies, certain other plans (such as individual retirement accounts andKeogh plans) that, although not subject to ERISA, are subject to certain similar rules of the United States Internal Revenue Code of1986, as amended (the “Code”) and entities whose assets are treated as “plan assets” of any such plans or accounts under ERISA, orany entities that hold the assets of such plans, accounts or entities (collectively, “Prohibited Purchasers”). Please refer to the disclosurescontained in the SID and in the Statement of Additional Information and other public filings (as applicable) of the Mutual Fund for furtherdetails in this regard. An attempted purchase of Units by such persons may be ineffective and may result in mandatory Redemption,repurchase or transfer. By purchasing Units, whether during the NFO Period or by secondary market purchase, an Investor will bedeemed to have represented to the Scheme and the Mutual Fund that it is not a Prohibited Purchaser.

For Anchor InvestorNFO Period Opens on : 18th March, 2014NFO Period Closes on : 18th March, 2014

For Non Anchor InvestorNFO Period Opens on : 19th March, 2014NFO Period Closes on : 21st March, 2014

TRUSTEE COMPANYGoldman Sachs Trustee Company (India) PrivateLimitedRegistered Office : 951-A Rational House,Appasaheb Marathe Marg, Prabhadevi,Mumbai - 400 025

ASSET MANAGEMENT COMPANYGoldman Sachs Asset Management (India) PrivateLimitedRegistered Office : 951-A Rational House,Appasaheb Marathe Marg, Prabhadevi,Mumbai - 400 025

KEY INFORMATION MEMORANDUM AND APPLICATION FORM

NAME OF THE MUTUAL FUNDGoldman Sachs Mutual FundRegistered Office : 951-A Rational House,Appasaheb Marathe Marg, Prabhadevi,Mumbai - 400 025

InvestmentObjective

The investment objective of the Scheme is to provide returns that, before expenses, closely correspond to the total returns ofthe Securities as represented by the CPSE Index, by investing in the Securities which are constituents of the CPSE Index in thesame proportion as in the Index. However the performance of the Scheme may differ from that of underlying index due toTracking error. There can be no assurance or guarantee that the investment objective of the Scheme would be achieved.

InvestmentStrategy

The AMC uses a “passive” or indexing approach to try and achieve Scheme’s investment objective. The Scheme will investatleast 95% of its total assets in the stocks of its underlying index in the same proportion as in the index.

How the Scheme isdifferent fromexisting Open-ended IndexExchange TradedScheme offered bythe AMC

At present the Mutual Fund has seven open-ended index schemes, listed on the exchange in the form of an Exchange TradedFund (“ETF”) by the name of (i) Goldman Sachs Nifty Exchange Traded Scheme (GS Nifty BeES) (ii) Goldman Sachs Nifty JuniorExchange Traded Scheme (GS Junior BeES) (iii) Goldman Sachs Banking Index Exchange Traded Scheme (GS Bank BeES) (iv)Goldman Sachs PSU Bank Exchange Traded Scheme (GS PSU Bank BeES) (v) Goldman Sachs CNX Nifty Shariah Index ExchangeTraded Scheme (GS Shariah BeES) (vi) Goldman Sachs Infrastructure Exchange Traded Scheme (GS Infra BeES) (vii) GoldmanSachs Hang Seng Exchange Traded Scheme (GS Hang Seng BeES).

Name of thescheme

InvestmentObjective

Asset AllocationPattern*

AUM and No. of Foliosas on February 28, 2014 Differentiation

GS NiftyBeES

GS JuniorBeES

GS BankBeES

GS PSU BankBeES

GS ShariahBeES

GS InfraBeES

To provideinvestment returnsthat, beforeexpenses, closelycorrespond to thetotal returns of thesecurities asrepresented bythe CNX NiftyIndex.

To provide returnsthat, beforeexpenses, closelycorrespond to thereturns ofsecurities asrepresented byCNX Nifty JuniorIndex.

To provide returnsthat, beforeexpenses, closelycorrespond to thetotal returns of thesecurities asrepresented by theCNX Bank Index.

To provide returnsthat, beforeexpenses, closelycorrespond to thetotal returns of thesecurities asrepresented by theCNX PSU BankIndex.To provide returnsthat, beforeexpenses, closelycorrespond to thetotal returns of thesecurities asrepresented by theCNX Nifty ShariahIndex by investingin securities whichare constituents ofCNX Nifty ShariahIndex in the sameproportion as in theindex. Investors tonote that GSShariah BeES is nota Shariahcompliant scheme.

To provide returnsthat, beforeexpenses, closelycorrespond to thetotal returns of thesecurities as

(i) Securities covered byCNX Nifty index - Upto100%

(ii) money marketinstruments,convertible bonds&other securitiesincluding cash at callbut excludingsubscription &redemption cash flow- Upto 10%

(i) securities covered byCNX Nifty Junior Index– 90% - 100%

(ii) money marketinstruments,convertible bonds &other securitiesincluding cash at callbut excludingsubscription &redemption cash flow– 0% - 10%

(i) Securities covered bythe CNX Bank Index –90% - 100%

(ii) money marketinstruments,governmentsecurities, bonds,debentures,preference shares andcash at call – 0% - 10%

(i) Securities covered bythe CNX PSU BankIndex – 90% - 100%

(ii) money marketinstruments,governmentsecurities, bonds,debentures and cashat call – 0% - 10%

(i) securities covered bythe CNX Nifty ShariahIndex – 90% - 100%

(ii) cash – 0% - 10%

(i) securities covered bythe CNX InfrastructureIndex – 95% - 100%

(ii) money marketinstruments,government

`359.28 CrsFolios – 22,931

`56.90 CrsFolios – 5,053

`29.16 CrsFolios – 3,778

`6.77 CrsFolios – 2,050

`0.77 CrsFolios – 351

`4.41 CrsFolios – 1,417

GS Nifty BeES is an open-ended exchange listed indexscheme which invests insecurities constituting CNXNifty Index in the sameproportion as in the index.

GS Junior BeES is an open-ended exchange listed indexscheme which invests insecurities constituting CNXNifty Junior Index in the sameproportion as in the index.

GS Bank BeES is an open-ended exchange listed indexscheme which invests insecurities constituting CNXBank Index in the sameproportion as in the index.

GS PSU Bank BeES is anopen-ended exchange listedindex scheme which investsin securities constituting CNXPSU Bank Index in the sameproportion as in the index.

GS Shariah BeES is an open-ended exchange listed indexscheme which invests insecurities constituting CNXShariah Index in the sameproportion as in the index.

GS Infra BeES is an open-ended exchange listed indexscheme which invests insecurities constituting CNXInfrastructure Index in thesame proportion as in theindex.

GS HangSeng BeES

`6.18 CrsFolios – 1,134

represented bythe CNXInfrastructureIndex by investingin the securities inthe sameproportion as inthe index.

To provide returnsthat, beforeexpenses, closelycorrespond to thetotal returns ofsecurities asrepresented byHang Seng Indexof Hang Seng DataServices Limited.,by investing in thesecurities in thesame proportionas in the index.

securities, bonds,debentures and cashat call – 0% - 5%

(i) Securities constitutingHang Seng Index –90% - 100%(ii)Money marketinstruments,government securities,bonds, debtinstruments and cashat call, mutual fundschemes/overseasexchange traded fundsbased on Hang SengIndex – 0% - 10%

* The above percentages are indicative and not absolute.

Asset AllocationPattern of theScheme

Under normal market circumstances, the asset allocation of the Scheme will be as follows:

InstrumentsIndicative allocations (% of net assets)

Risk ProfileMaximum Minimum

Securities covered by CPSE Index 95% 100% Medium to High

Money Market Instruments (with maturity Low tonot exceeding 91 days), including CBLO, 0% 5% Mediumcash & cash equivalents.

Rajiv Gandhi EquitySavings Scheme, 2013

The Scheme is in compliance with the provisions of Rajiv Gandhi Equity Savings Scheme, 2013 (‘RGESS’) notified by the Ministryof Finance, Government of India, vide notification no. 94 /2013/SO 3693(E) dated December 18, 2013 and SEBI circular vide ref.no. CIR/MRD/DP/32/2012 dated December 6, 2012 and is an eligible scheme under RGESS as of the date of the SID.Eligible Investors/ Unit holders are entitled to tax benefits under section 80CCG of the Income-tax Act, 1961 for investmentsmade in the Scheme subject to complying with the requirements specified in RGESS. For complete details of RGESS, Investorsare requested to access the website of the Mutual Fund (www.gsam.in).Lock-inAs per Section 80CCG of the Income-tax Act, 1961, investments made by a Retail Individual Investor in this Scheme will qualifyfor a 50% deduction of the actual amount invested from the taxable income of the financial year. The maximum investmentpermissible for claiming deduction in a financial year is `50,000.The Unit holders who wish to avail of the tax deduction under the Scheme shall be subject to lock-in-periods viz. fixed lock-in andflexible lock-in as specified under the notified RGESS. The fixed lock-in-period shall commence from the date of purchase of suchUnits in the relevant financial year and end on the 31st day of March of the year immediately following the relevant financial year.The flexible lock-in period will be of two years beginning immediately after the end of the fixed lock-in period.The DepositoryParticipant will be required to ensure the enforcement of the lock-in on Units of the Scheme. Please refer to Section III (A) (RGESSEligibility) of the SIDfor further details on the RGESS.

The above stated percentages are indicative and not absolute.The Scheme will not invest in securitized debt, ADR, GDR, foreign Securities, nor will it engage in short selling and Repo incorporate debt.As the CPSE Index is an Equity index, the constituents of the index do not include debt Securities.Cash and cash equivalents will include Cash Component of the Portfolio Deposit received for Subscription and payable onRedemptions, Dividend received by the Scheme which is pending deployment, etc.The Fund Manager would monitor the Tracking Error of the Scheme on an ongoing basis and would seek to minimize the TrackingError to the maximum extent possible. Under normal circumstances, the AMC shall endeavor that the Tracking Error of theScheme shall not exceed 2% per annum. There can be no assurance or guarantee that the Scheme will achieve any particularlevel of Tracking Error relative to performance of the underlying Index.For the time duration of change in the index constituents, the Scheme may have to invest in Derivatives to maintain therespective weightages for the companies, constituting the index. Other than for purposes of portfolio rebalancing, the Schemewill not invest in Derivatives. These investments would be for a short period of time. The notional exposure of the Scheme inDerivative instruments shall be restricted to 10% of the net assets of the Scheme. The combined exposure of equity shares,debt Securities and gross notional exposure of Derivatives instruments shall not exceed 100% of the net assets of the Scheme.The maximum exposure of the Scheme to a single intermediary in the stock lending programme at any point of time would belimited to 5% of the market value of its equity portfolio or up to such limits as may be specified by SEBI. The Scheme will notlend more than 20% of its corpus.

GS Hang Seng BeES is anopen-ended exchange listedindex scheme which investsin securities constitutingHang Seng Index in the sameproportion as in the index.

Risk Profile of theScheme

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details onrisk factors before investment. The Scheme is further subjected to risks which are briefly enumerated below:(i) Portfolio Concentration Risk

To the extent that the Scheme may concentrate its investments in the Securities of companies of certain sectors, theScheme will therefore be subject to the risks associated with such concentration. In addition, to the extent the Scheme mayinvest in small capitalization and/or newly-established companies, the Scheme may be exposed to higher levels of volatilityand risk than would generally be the case in a more diverse fund portfolio of equity Securities. Such risks may impact theScheme to the extent that it invests in particular sectors even in cases where the investment objective is more generic.

(ii) Risk Associated with Investing in Equities• The Scheme is intended for long-term Investors who can accept the risks associated with investing primarily in Equity

and Equity Related Securities. Equity instruments by nature are volatile and prone to price fluctuations on a daily basis.• Equity and Equity Related Securities are subordinate in the right of payment (e.g., they will rank behind in a bankruptcy,

etc.) to other corporate Securities, including debt Securities.• The portfolio price volatility and associated risks could be greater for investments in smaller, lesser-known companies

as compared to investments in more mature or better- known firms.• The Scheme may concentrate its investments in the Securities of companies of certain sectors and will therefore be

subject to the risks associated with such concentration.• The Scheme may invest in convertible Securities which have a similar risk and performance profile to the underlying

equity shares when they are or are close to convertible.

• If the Fund Manager does not receive sufficient advance notice of a voluntary corporate action by the issuer of theSecurity, such as an offer to purchase new shares, or to tender existing shares, of that Security at a certain price, theFund Manager may not be able to elect to participate in that corporate action.

(iii) Risks Associated with Investing in Indian MarketsInvesting in Indian markets may be affected by political, social, and economic developments affecting India, which mayinclude changes in exchange rates and controls, interest rates, government policies, diplomatic conditions, hostilerelations with neighbouring countries, taxation policies including the possibility of expropriation or confiscatory taxation,imposition of withholding taxes on Dividend or interest payments, limitation on removal of funds or assets of the Scheme andethnic, religious and racial disaffections or conflict.

(iv) Risk relating to receiving underlying CPSE Securities from the GOIIn the event the Scheme does not receive the underlying CPSE Securities from the GOI for any reason whatsoever, includingon account of GOI terminating the agreement with the AMC (for sale of the underlying CPSE Securities to the Scheme) forbreach of any terms under such agreement, the Scheme will not allot Units to the Investor and would refund the Subscriptionamount to the Investor. In the event the Scheme has already allotted Units to the Investor in anticipation of receipt of theunderlying CPSE Securities from the GOI, the AMC would cancel the Units allotted to the Investor and refund the Subscriptionamount to the Investor in accordance with the provisions of the SID.

(v) Risk relating to Loyalty UnitsIf the AMC does not receive the underlying CPSE Securities from the GOI, the AMC will not allot Loyalty Units to the Unitholders. Further, the Scheme will allot only whole Units to eligible Retail Individual Investors, and any fractional Units whichthe Unit holder may be eligible to would be paid by way of cash to the Unit holders based on the Applicable NAV as on theLoyalty Unit Record Date. In the event of delay in receipt of the underlying CPSE Index shares for the Loyalty Units from theGOI or any decline in market value of such underlying shares on the date of sale of such underlying shares by the Schememay result in dilutive effect to all Unit holders.

(vi) Risk relating to CPSE SecuritiesSince the CPSE companies are substantially owned by the GOI, the agenda of the GOI may at times be focused on the socialgood and therefore may not always be aimed at profit maximization for the Unit holder. The interests of the GOI may bedifferent from the interests of Unit holders and as a result, the GOI may take actions with respect to the CPSE sector thatmay not be in the best interests of Unit holders. There can be no assurance that such incidents would not result in a fall inprice of the underlying securities constituting the CPSE Index and correspondingly the NAV of the Scheme.

(vii) Risk of Investment StrategyAs the Scheme would be primarily investing in the stock of CPSE companies, any government policy which will have animpact on central public sector enterprises, including any change in the disinvestment policy of the government, couldimpact the performance of the Scheme.

(viii) Risks relating to the proposed discount (if any) on the Reference Market Price / Tap Structure Reference Market PriceInvestors should note that the Reference Market Price for each of the constituents of the CPSE Index would be determinedbased on the average of the full day volume weighted average price (VWAP) of the constituents of the CPSE Index on the NSEduring the Non Anchor Investor NFO Period. This price could be different from the closing market price for each of theconstituents of the CPSE Index on the Allotment Date. Since the AMC would be applying the discount offered by the GOI to theScheme on the Reference Market Price, the discounted price for each of the constituents may or may not be lower than theclosing market price for each of the constituents on the Allotment Date. Hence, the discounted price at which the Scheme wouldpurchase shares of each of the constituents of the CPSE Index from the GOI from the NFO proceeds might not amount to adiscount against the closing market price of the constituents on the Allotment Date. Similarly, the Tap Structure ReferenceMarket Price for each of the constituents of the CPSE Index would be determined based on the full day volume weighted averageprice (VWAP) of the constituents of the CPSE Index on the NSE on the Subscription day. This price could be different from theclosing market price for each of the constituents of the CPSE Index on the Subscription day. Since the AMC would be applyingthe discount (if any) offered by the GOI to the Scheme on the Tap Structure Reference Market Price, the discounted price foreach of the constituents may or may not be lower than the closing market price for each of the constituents on the Subscriptionday. Hence, the discounted price at which the Mutual Fund will purchase the underlying constituents of the CPSE Index (for thePortfolio Deposit portion) from the GOI on behalf of the Investor under the Tap Structure on the Subscription day might notamount to a discount against the closing market price of the constituents on the Subscription day.

(ix) Tracking Error RiskThe Scheme will be subject to Tracking Error risk. The Fund Manager would not be able to invest the entire corpus exactlyin the same proportion as in the underlying index due to certain factors such as fees and expenses of the respective Scheme,corporate actions, cash balance, changes to the underlying index and regulatory restrictions, which may result in TrackingError. Further, internal policies of the global Goldman Sachs group may affect AMC’s ability to achieve close correlation withthe underlying index of the Schemes. The Schemes’ returns may therefore deviate from those of their respective underlyingindices. Regulations and internal policies of the global Goldman Sachs Group may impose restrictions on the investment and/or divestment activities of the Schemes and would occur as a result of the diverse nature of the activities of the globalGoldman Sachs Group. Such restrictions are typically outside the control of the AMC and may cause or exacerbate theTracking Error.Under normal circumstances, the AMC shall endeavor that the Tracking Error of the Scheme shall not exceed 2% per annum.There can be no assurance or guarantee that the Scheme will achieve any particular level of Tracking Error relative toperformance of the underlying Index.

(x) Passive InvestmentsThe Scheme is not actively managed. Since the Scheme is linked to index, it may be affected by a general decline in theIndian markets relating to its underlying index. The Scheme as per its investment objective invests in Securities which areconstituents of its underlying index regardless of their investment merit. The AMC does not attempt to individually selectstocks or to take defensive positions in declining markets.

(xi) Risk Factors relating to Portfolio RebalancingIn the event that the asset allocation of the Scheme deviates from the ranges as provided in the asset allocation table in theSID, then the Fund Manager will rebalance the portfolio of the Scheme to the position indicated in the asset allocation tablewithin a period of 7 days from the date of said deviation. However, if market conditions do not permit the Fund Manager torebalance the portfolio of the Scheme within the stipulated period of 7 days then the AMC would notify the Board of theTrustee Company and the Investment Committee of the AMC with appropriate justifications.

(xii) Risk Factors in case of Corporate ActionsIn case the Scheme invests in stocks of companies outside the Index due to corporate actions, then the Fund Manager willrebalance the portfolio of the Scheme to the position indicated in the asset allocation table within a period of 30 days fromthe date of said deviation. However, if market conditions do not permit exiting the corporate action within this stipulatedperiod of 30 days then the AMC would notify the Board of the Trustee Company and the Investment Committee of the AMCwith appropriate justifications.

(xiii) Units of the Scheme may trade at prices other than NAVThe Units of the Scheme may trade above or below its NAV. The NAV of the Scheme will fluctuate with changes in the marketvalue of the holdings of the Scheme. The trading prices of the Units of the Scheme will fluctuate in accordance with changesin its NAV as well as market supply and demand for the Units of the Scheme. However, given that Units of the Scheme canbe created and Redeemed in Creation Units directly with the Mutual Fund, it is expected that large discounts or premiumsto the NAV of Units of the Scheme will not sustain due to arbitrage opportunity available.

(xiv) Market RiskThe Scheme’s NAV will react to the securities market movements.

(xv) Substantial Redemption/Redemption RiskSubstantial Redemptions of Units within a limited period of time could require the Scheme to liquidate positions more rapidlythan would otherwise be desirable, which could adversely affect the value of both the Units being Redeemed and that of theoutstanding Units of the Scheme.

(xvi) Volatility RiskThe equity markets and Derivative markets are volatile and the value of, Derivative contracts and other instrumentscorrelated with the equity markets may fluctuate dramatically from day to day. This volatility may cause the value ofinvestment in the Scheme to decrease.

RiskMarket Risk The Scheme is vulnerable to movements in theprices of securities invested by the scheme, which couldhave a material bearing on the overall returns from the scheme.The value of the Scheme’s investments, may be affectedgenerally by factors affecting securities markets, such asprice and volume, volatility in the capital markets, interestrates, currency exchange rates, changes in policies of theGovernment, taxation laws or any other appropriate authoritypolicies and other political and economic developments whichmay have an adverse bearing on individual securities, a specificsector or all sectors including equity and debt markets.

Liquidity Risk The liquidity of the Scheme’s investments isinherently restricted by trading volumes in the securities inwhich it invests.Tracking Error Risk The performance of the Scheme may notbe commensurate with the performance of CPSE Index onany given day or over any given period.

Risk mitigation strategyMarket risk is a risk which is inherent to an equity scheme.With the Scheme following a passive investment strategy, theScheme will invest in Securities in accordance with theweightage in the underlying CPSE Index and will typically notseek to take any active risk relative to such index. As apassive scheme is designed to track an index, the Schemeaims to track CPSE Index, and aims to purchase Securities ofthe constituent companies as per the composition andweightages provided in the CPSE Index. Therefore, the specificmarket risk associated with the CPSE Index is inherent to thisScheme. Investors should however note the section on TrackingError Risk set out below.The underlying index will have constituents which have highlevel of liquidity. Hence liquidity issues in the scheme relatedto underlying constituents is not envisaged.

The objective of the Scheme is that the NAV should closelytrack the performance of CPSE Index over the same periodsubject to tracking error. The Scheme would endeavor tomaintain a low tracking error by actively aligning the portfolioin line with the index.

Investors are requested to read the detailed sections on ‘Standard Risk Factors’ and the ‘Scheme Specific Risk Factors’ applicableto the Scheme provided in the SID carefully before making investments in the Scheme.

Plans and Options The Scheme offers only Growth Option.Unit holders to note that the Trustee may at their absolute discretion reserve the right to declarea Dividend from time to time (which will be paid out to the Unit holders) in accordance with the Dividend Policy set out in the SID.

Applicable NAVfor Subscriptions/ Redemptions (afterthe Scheme opens forrepurchase and sale)

Investors / Unit holders to note that the below mentioned Cut-off time are not applicable to transactions undertaken ona recognised Stock Exchange and are only applicable to transactions undertaken at the Official Points of Acceptance.The Cut-off time for receipt of valid application for Subscriptions and Redemptions is 3.00 p.m. However, as the Scheme is anExchange Traded Fund, the Subscriptions and Redemptions of Units would be based on the Portfolio Deposit and CashComponent as defined by the Mutual Fund for that respective Working Day.

Category of Investors(only during the NFOperiod)

• Retail Individual Investors• Qualified Institutional Buyer or QIB• Non Institutional Investors• Anchor Investors

Minimum ApplicationAmount/ Number ofUnits

During the New Fund Offer (NFO) PeriodFor Non Anchor InvestorsRetail Individual Investors can invest in the Scheme with a minimum investment amount of `5,000/- (Rupees Five Thousandonly) and in multiples of `1/- (Rupee One) thereafter.Non Institutional Investors / Qualified Institutional Buyer (other than Anchor Investors) can invest in the Scheme with aminimum investment amount of ̀ 2, 00,001/- (Rupees Two Lakhs and One only) and in multiples of ̀ 1/- (Rupee One) thereafter.For Anchor InvestorInvestors can invest in the Scheme with a minimum investment amount of ̀ 10 Crores (Rupees Ten Crores Only) and in multiplesof `1/- (Rupee One) thereafter.During the Ongoing Offer Periodi. Directly with the Mutual Fund - The Investors can create / Redeem in exchange of Portfolio Deposit and Cash Component

in Creation Unit Size of the Scheme.ii. On the Exchange – The minimum number of Units that can be bought or sold by the Investors on the Exchange is 1 (one)

Unit and in multiples thereof.

Dispatch of Repurchase(Redemption) Request

Within10 Working Days of the receipt of Redemption request at any Official Points of Acceptance of the Mutual Fund.

Application Size forDetermining InvestorCategory

For Anchor InvestorsThe application amount must be atleast ` 10 Crores. An application by an Anchor Investor cannot be submitted for more than 30%of the Maximum Amount to be Raised (if any) as stated in the Section III- New Fund Offer. Please refer to sections ‘Allotment’ and‘Illustration on Proportionate Amount to be Considered for Investing in CPSE ETF from Different Investor Categories in Case their TotalApplication Amount Exceeds the Maximum Amount Available for Respective Investor Categories’ in Section III (A) of the SID fordetails of the manner in which Units would be allotted in the event that the Subscriptions received from all Anchor Investors exceeds30% (Thirty percent) of the Maximum Amount to be Raised.For Retail Individual InvestorsThe application amount by the Retail Individual Investor should not exceed ` 2,00,000 (Rupees Two Lakhs). If the application amountis over ` 2,00,000 (Rupees Two Lakhs), the same would be considered for allocation under the Non-Institutional portion. Please referto sections ‘Allotment’ and ‘Illustration on Proportionate Amount to be considered for investing in CPSE ETF from Different InvestorCategories in Case their Total Application Amount Exceeds the Maximum Amount Available for Respective Investor Categories’ inSection III (A) of the SID for details of the manner in which Units would be allotted in the event that the Subscriptions received from allRetail Individual Investors (and other Investors except for Anchor Investors) exceeds 70% of the Maximum Amount to be Raised.For Non-Institutional Investors and QIBs (except Anchor Investors)The application amount by a Non-Institutional Investor or a QIB (except an Anchor Investor) must exceed ` 2,00,000 (Rupees TwoLakhs). An application by such an Investor cannot be submitted for more than the Maximum Amount to be Raised (if any) as statedin the Section III- New Fund Offer. Please refer to sections ‘Allotment’ and ‘Illustration on Proportionate Amount to be Considered forInvesting in CPSE ETF from Different Investor Categories in Case their Total Application Amount Exceeds the Maximum AmountAvailable for Respective Investor Categories’ in Section III (A) of the SID for details of the manner in which Units would be allottedin the event that the Subscriptions received from all Non-Institutional Investors and QIBs (and other Investors except for AnchorInvestors) exceeds 70% of the Maximum Amount to be Raised.

CPSE IndexAbout the IndexCPSE Index is constructed in order to facilitate Government of India’s initiative to dis-invest some of its stake in selected centralpublic sector enterprises (“CPSE”). The government opted for ETF route for disinvestment. The ETF shall track the performanceof the CPSE index. The index values are to be calculated on free float market capitalization methodology. The index has base dateof 01-Jan-2009 and base value of 1000. Weights of index constituent shall be re-aligned (i.e. capped at 25%) every quartereffective 2nd Monday of February, May, August and November.Selection Criteria’s for the CPSE Index:The 10 CPSEs selected meet below mentioned parameters:1. Included in the list of CPSEs published by the Department of Public Enterprise2. Listed at National Stock Exchange of India Ltd. (NSE)3. Having more than 55% government holding (stake via Govt. of India or President of India) under promoter category.4. Companies having average free float market capitalization of more than 1,000 Cr. for six month period ending June 2013 are selected.5. Have paid dividend of not less than four per cent including bonus for the seven years immediately preceding or for at least

seven out of the eight or nine years immediately preceding, are considered as eligible companies as on cut-off date i.e.28-Jun-2013.

Benchmark Index

Dividend Policy The Trustees may declare Dividend to the Unit holders under the Scheme subject to the availability of distributable surplus, andthe actual distribution of Dividend, the frequency of distribution, the quantum of Dividend and the record date will be entirely atthe discretion of the Trustees. Such Dividend will be payable to the Unit holders whose names appear on the register of Unitholders on the record date, as fixed by the Trustees for the Scheme.The Trustees reserve the right to declare Dividends on a regular basis. The Fund does not guarantee or assure declaration orpayment of Dividends. Such declaration of Dividend, if any, is subject to Scheme’s performance and the availability ofdistributable surplus in the Scheme at the time of declaration of such Dividend.If the Fund declares Dividend, the NAV of the Scheme will stand reduced by the amount of Dividend and dividend distribution tax(if applicable) paid.The Dividend proceeds may be paid by way of cheques, Dividend warrants / direct credit / NEFT / RTGS / ECS or any other mannerthrough the Unit holder’s bank account as specified in the Registrar’s records.Please refer to SAI and SID for further details on ‘Dividend Policy’.

Dematerialization The Units of the Scheme will be available in dematerialized form. This helps in consolidating with other portfolio holdings.

Minimum TargetAmount

The Scheme seeks to collect a minimum target amount of `100 Crores during the NFO Period. This is the minimum amountrequired to operate the Scheme and if this is not collected during the NFO Period, then in accordance with the SEBI Regulations,all the Investors would be refunded the amount invested without any return as mentioned in the section on ‘Refund’ in the SID.In addition to the above, refund of the Subscription amount to Investors whose applications are invalid for any reasonwhatsoever, will commence after the allotment process is completed, the AMC shall not incur any liability whatsoever, in thisregard, for interest or any other sum.

Maximum Amount tobe Raised (if any)

`3000 Crores (“Maximum Amount to be Raised”), subject to maximum of 3% of the paid up share capital of each ofthe constituents of the CPSE Index.If the Subscriptions received from the Non Anchor Investors during the NFO Period is in excess of the Non Anchor InvestorPortion, the excess so received will be refunded to the Investors subject to the following:a) To the extent Non Anchor Investors have Subscribed (i) upto 5,000 Units, all such Investors will be provided full allotment

upto 5,000 Units (subject to section on Allotment below and the Subscription amount paid by such Investors), and (ii) formore than 5,000 Units, all such Investors will be provided allotment of a minimum of 5,000 Units (subject to section onAllotment below); however, if the total value of such allotments would be in excess of the Non Anchor Investor Portion, allInvestors will be provided equal allotment.

b) all Investors who have applied for investing more than 5,000 Units will be given allotment of any remaining Units (up to theNon Anchor Investor Portion) after allotments made under paragraph (a) above, pro-rata to their application amounts inexcess of 5,000 Units.

Anchor Investors should note that if the Subscriptions received from the Anchor Investors during the NFO Period is in excess ofthe Anchor Investor Portion, allocation to the Anchor Investors shall be on a proportionate basis as set out in the SID.Subscription monies relating to the un-allotted portion of the Investor’s original allotment request will be refunded to Investors inaccordance with the SEBI Regulations, without any return, subject to as mentioned in the section on ’Refund’ in the SID.

Index Composition as on 28 February 2014 is as below:Company Name Weightage (%)Oil & Natural Gas Corporation Ltd. 26.43GAIL (India) Ltd. 18.97Coal India Ltd. 17.55Rural Electrification Corporation Ltd. 7.23Oil India Ltd. 7.07Indian Oil Corporation Ltd. 6.81Power Finance Corporation Ltd. 6.50Container Corporation of India Ltd. 6.26Bharat Electronics Ltd. 2.05Engineers India Ltd. 1.13

Anchor InvestorSubscription Amount

Anchor Investors shall pay a margin of at least 25% (Twenty Five percent) of the Subscription amount during the Anchor InvestorNFO period, with the balance to be paid on or before the closure of the Non Anchor Investor NFO Period. If the Anchor Investordoes not pay the balance amount before the closure of the Non Anchor Investor NFO Period, then the margin amount paid by theAnchor Investor shall be forfeited and credited to the Scheme. The Anchor Investor will not be able to withdraw / modify itsapplication once submitted to the AMC. Please note that any Units allotted to Anchor Investors during the NFO period shallbe locked-in for a period of 30 days from the Allotment Date.

Units Offered atPremium/ Discount

As the Units of the Scheme can be bought / sold directly from the Mutual Fund, this mechanism provides efficient arbitragebetween the traded prices and the NAV, thereby reducing the incidence of the Units of the Scheme being traded at premium /discounts to NAV.In the NFO, each Unit of the Scheme being offered will have a face value of ` 10/- (Rupees Ten) each and will be issued at apremium, if any, approximately equal to the difference between the face value and the allotment price. The allotment price wouldbe approximately equal to 1/100th of CPSE Index and would be calculated post adjusting discount offered by GOI to CPSE ETF forbuying the underlying CPSE Index shares.

Discount Offered by GOIto CPSE ETF

A discount of 5 (five) % on the “Reference Market Price” of the underlying CPSE Index shares shall be offered to CPSE ETF by GOI.Reference Market Price means the price determined based on the average of full day volume weighted average price on the NSE duringthe Non Anchor Investor NFO Period (inclusive of Non Anchor Investor NFO Period open as well as close date) for each of the indexconstituents of the CPSE Index. The Department of Disinvestment, through its letter (F.No.9(5)/2009-DD-II(Part-I) Vol.(3)) datedMarch 11, 2014 conveyed the approval granted by the Empowered Group of Ministers of the GOI for the discount of 5 (five) % to beoffered to the CPSE ETF for buying the underlying CPSE Index shares from GOI. The purchase from GOI would be out of the NFOproceeds received by CPSE ETF towards Subscription of its Units by all categories of Investors. Investors should note that the abovementioned discount on the ‘Reference Market Price’ may not be a discount to the closing market price of the underlying shares ofCPSE Index on the Allotment Date.

Loyalty Units The Retail Individual Investor that invests during the NFO Period and meets the criteria set out below will be eligible to receiveLoyalty Units. Please note that Anchor Investors, Qualified Institutional Buyers and Non Institutional Investors will not be offeredLoyalty Units under this Scheme.Loyalty Units will be allocated in the following way: One Loyalty Unit will be allocated for every 15 (fifteen) Units held continuouslyfrom the NFO Allotment Date to the Loyalty Unit Record Date, which will be 1 year from the NFO allotment date (in case this datefalls on a non-working day, the next Working day will be considered as record date), subject to satisfying the “Eligibility Criteria”as mentioned in Section III (A) (Loyalty Units for Retail Individual Investor Investing During NFO) of the SID. The Loyalty Unitswould be credited to the DP account of the eligible Unit holder within 30 days from the Loyalty Unit Record Date. The Units to beallotted under this program will be rounded up to 3 decimal places. The Scheme will allot only whole Units to the Unit holders andany fractional Units which the Unit holder may be eligible for would be paid by way of cash, either by way of a cheque or directcredit to the registered bank account of the Unit holder, based on the Applicable NAV of the Scheme as on the Loyalty Unit RecordDate. The AMC will announce the Loyalty Unit Record Date by way of notice in one English daily newspaper having nationwidecirculation as well as in a newspaper published in the language of the region where the head office of the Mutual Fund is situatedand the same will also be made available on the Mutual Fund website www.gsam.in

Tap Structure Under the Tap Structure, during the Ongoing Offer Period, Investors/ Unit holders will be able to Subscribe for Units of the Schemein multiples of Creation Unit size at a predetermined discount (if any) as set out in the SID.Creation Unit means fixed number of Units of the Scheme, which is exchanged for basket of Securities as specified by the AMCcalled the Portfolio Deposit and Cash Component. For Redemption of Units, it is vice versa i.e. fixed number of Units of theScheme and Cash Component are exchanged for Portfolio Deposit. Please refer to Section III (B) (Ongoing Offer Details) of theSID for further details on Portfolio Deposit and Cash Component.For the Tap Structure, the Scheme will announce at least 5 Working Days before the commencement of each quarter themaximum number of Units in Creation Unit size which will be made available by the Scheme for Subscription in the next quarterunder the Tap Structure, i.e. the Tap Issue Limit. If the limit is reached at any particular time on any particular Working Day duringthe quarter, the Tap Structure shall be immediately stopped for that particular quarter.Under the Tap Structure, the underlying CPSE Index shares (in the form of an Index basket) will be purchased by the Schemedirectly from the GOI on every Working Day (as required) for every calendar quarter up to a quarterly limit allocated by GOI tothe Scheme. Under the Tap Structure, Investors can only Purchase Units in multiples of the Creation Unit size by payingcash, and the AMC/Scheme will not accept any Portfolio Deposit(s) from the Investors for such Purchases.Investors should note that the above mentioned discount (if any) on the ‘Tap Structure Reference Market Price’ may not be adiscount to the closing market price of the underlying shares of CPSE Index on the Subscription day. Tap Structure ReferencePrice means the price determined based on the full day volume weighted average price on the NSE for each of the CPSE Indexconstituents as defined by the Portfolio Deposit portion of the Creation Unit of CPSE ETF on the day the Investor Subscribes forUnits under the Tap Structure. Further, Investors should note that such predetermined discount (if any) would be available toInvestors only if they Subscribe for the Units of the Scheme directly from the Mutual Fund through the Tap Structure, and not ifthey purchase the Units of the Scheme from the Exchanges.Upon receipt of a request and Subscription amount from the Investor to Purchase Creation Unit(s), the Mutual Fund will purchasethe underlying CPSE Index constituents (i.e. the Portfolio Deposit) from the GOI on behalf of the Investor. The Portfolio Depositand Cash Component will be exchanged for the Units of the Scheme in Creation Unit Size. Details relating to the Portfolio Depositas well as Cash Component will be disclosed on the website of Mutual Fund under the Creation Unit section of the Scheme oneach Working Day. The Portfolio Deposit and Cash Component to be considered for Subscribing to Units of the Scheme under theTap Structure will be as of the Working Day on which the Investor wants to Subscribe to the Units under the Tap Structure.Tap Structure Discount (if any) Offered by GOI to CPSE ETFA discount of a specified % on the “Tap Structure Reference Market Price” of the underlying shares of CPSE Index shall beoffered by GOI to the Scheme for buying the underlying shares of the CPSE Index on behalf of Investors Subscribing to the Unitsunder Tap Structure. The percentage of discount offered by GOI to the Scheme would be announced at least 5 Working Daysbefore the opening of Tap Structure for each quarter and the same will be published by way of notice every quarter and displayedon the Mutual Fund website (www.gsam.in)/ Investor Service Centers (ISCs).For additional details on the Tap Structure, please refer to Section III (B) (Ongoing Offer Details) of the SID.

Investors should note that any delay in receipt of the underlying CPSE Index shares for the Loyalty Units from the GOI or anydecline in market value of such underlying shares on the date of sale of such underlying shares by the Scheme may result indilutive effect to all Unit holders of the Scheme. Loyalty Units will not be offered to the Retail Individual Investor who invests inthe Scheme during the Ongoing Offer Period. For additional details on Loyalty Units, please refer to Section III(A) (Loyalty Unitsfor Retail Individual Investor Investing During NFO) of the SID.

Name of the FundManager

Payal Kaipunjal

Name of the TrusteeCompany

Goldman Sachs Trustee Company (India) Private Limited

Performance of theScheme

As the Scheme is new, this Scheme does not have any performance track record.

Expenses of the Scheme(i) Load Structure

Entry Load : NilExit Load : Nil**Please refer to Section IV(D) (Load Structure) of the SID for details on Exit Loads applicable on Redemption of Units lesser thanCreation Unit Size directly with the Mutual Fund.

(ii) Transaction Charges For applications received during the NFO Period, the AMC/ Mutual Fund may deduct transaction charges of `150 (Rupees OneHundred and Fifty) (for first time investors across mutual funds) or `100 (Rupees One Hundred) (for existing investors acrossmutual funds) from the Subscription amount, which would be paid to the empanelled AMFI registered Distributor / agent of theInvestor (incase the empanelled AMFI registered Distributor / agent has”opted in”to receive the transaction charge for this typeof product) and the balance amount shall be invested in the Scheme. Please refer to Section IV (C) (Transaction Charges) of theSID for further details in this regard.

iii) Recurring Expenses Annual scheme recurring expenses are fees and expenses for operating the Scheme. Illustrated below are examples of recurringexpenses chargeable to the Scheme. These are aimed to assist the Investor to understand the composition of various costs andexpenses that an Investor of the Schemes will bear directly or indirectly and are permitted under Regulation 52 of the SEBI Regulations.

Expense Description: Expense Head % of daily Net AssetsInvestment management and advisory fees Upto 0.49%Trustee feeAudit feesCustodian feesRTA FeesMarketing and selling expenseCost related to investor communicationsCost of fund transfer from location to locationCost of providing account statements and Dividend / Redemptioncheques and warrantsCosts of statutory advertisementsCost towards investor education & awareness (at least 2 bps)Brokerage and transaction cost over and above 12 bps and 5 bpsfor cash and derivative market trades respectivelyService tax on expenses other than investment and advisory feesService tax on brokerage and transaction cost paid forexecution of trades*Other Expenses**Maximum total expense ratio (TER) *** Upto 0.49% (Please refer to the

below table for more details)

Waiver of Load forDirect Applications

As per SEBI Regulations, no Entry Load shall be charged for existing / prospective Investors of the Scheme.

The Scheme shall not incur any distribution expenses and no commission shall be paid by this Scheme.*To the extent incurred on the brokerage and transaction cost over and above 12 bps and 5 bps for cash and derivative markettrades respectively.** As permitted under Regulation 52 of the SEBI Regulations.*** Though permissible limit as per the SEBI Regulation is higher, same has been kept at 0.49% as per the Financial Bidsubmitted by the AMC to Government of India (GOI) on 26th March 2013, based on GOI Request for Proposal towardsengagement of an asset management company for creation and launch of a Central Public Sector Enterprise (CPSE) exchangetraded fund (ETF) comprising shares of listed CPSE.Permissible limit as per the Financial Bid submitted by the AMC to Government of India (GOI) on 26th March 2013.

Daily Net Assets Total expenses as % of daily net assetsUpto ` 5,000 Crores 0.49%Next ` 10,000 Crores 0.39%Over ` 15,000 Crores 0.29%

Investors should note that the actual annual recurring expenses of the Scheme will be variable in nature and will be subjectto changes over time but within the limit prescribed above. For details on the latest actual current expenses charged to theScheme, the Investor should refer to the website of the Mutual Fund on www.gsam.inIt is possible that the AMC may charge the maximum recurring expenses provided above as investment management andadvisory fees except for 0.02% on daily net assets for investor education and awareness initiatives.Service tax on investment management and advisory fees, to the Scheme will be, in addition to the maximum annual recurringexpenses that may be charged to the Scheme.As permitted under Regulation 52(6A) of SEBI Regulations, brokerage and transaction costs which are incurred for the purposeof execution of trade and is included in the cost of investment, not exceeding 0.12% in case of cash market transactions and0.05% in case of derivatives transactions may be charged to the Scheme within the maximum limit of Total Expense Ratio (TER)of upto 0.49% as mentioned in the above table. Any expenditure in excess of the said prescribed limit (including brokerage andtransaction cost, if any) shall be borne by the AMC or by the Trustee or Sponsor.Subject to the SEBI Regulations and the Offer Document, expenses over and above the prescribed ceiling will be borne by theAMC, Trustees or the Sponsor.The Trustee/ AMC reserves the right to change the expenses of the Scheme as capped above as and when it is allowed by SEBIto charge higher expenses under the Scheme.

For Investor Grievancesplease contact

Mr. Rajdeep BasuGoldman Sachs Asset Management (India) Pvt. Ltd.(Investment Manager of Goldman Sachs Mutual Fund)Address : Ground Floor, Prince Ville

Embassy Golf Link Business Park,Off Intermediate Ring Road,Domlur, Bengaluru – 560071

Telephone : +91-80-6772 4507Fax : +91-80-6772 4570E-mail : rajdeep.basu@gs.comInvestors are advised to contact any of the ISCs or the AMC by calling the toll free no. of the AMC at 1800-266-1220. Investorscan also visit our website at www.gsam.in for complete details.

Tax Treatment for theUnit holders

Investor will be advised to refer to the details in the Statement of Additional Information, SID and also to independently referto their tax advisor.

Unit holders’Information

(A) Account Statement(i) Confirmation of allotment of Units : Upon allotment, each Unit holder shall be sent an account statement / allotment

advice by ordinary post / courier / e-mail / SMS on the Unit holders’ registered email address and/or mobile number,confirming the number of Units allotted to the Unit holder, not later than fifteen days from the close of the Non AnchorInvestor NFO Period. In case the Investor provides an email address in the Application Form, the account statement /allotment advice will be provided only through email.

(ii) Since Investors are holding Units in demat mode : The Units will be credited to the DP account of the applicant as per thedetails provided in the Application form. The AMC will only issue the initial allotment advice/transaction advice to theInvestor. Thereafter, the Depository Participant with whom the Unit holder has a Depository account will send a holdingstatement in accordance with the byelaws of the Depository. If the Units of the Scheme are in demat form, then the holdingstatement issued by the Depositary Participant would be deemed to be adequate compliance with requirements of SEBIregarding provision of account statements. Investors to also note that the AMC will not co-ordinate to issue anymonthly or half yearly consolidated account statement to Unit holders of this Scheme.

(B) Annual Report : For Unit holders whose e-mail address are available with the Mutual Fund, Scheme wise annual report oran abridged summary thereof shall be provided to such Unit holders only by e-mail within four months from the date ofclosure of the relevant accounting year i.e. 31st March each year. In case of any request from Unit holders for physicalcopies of annual report/abridged summary, notwithstanding their registration of email addresses, the AMC shall provide thesame. For Unit holders whose e-mail addresses are not available with the Mutual Fund or who have opted to receive annualreport / abridged summary as physical copies, the AMC will continue to send physical copies of such reports thereof withinthe aforesaid time frame. Unit holders are requested to provide their e-mail address for registration in the database of theMutual Fund. Further, the full text of the annual report will be available for inspection at the office of the Mutual Fund andcopy shall be made available on specific request on payment of nominal fees, if any. Also, the Scheme wise annual reportwill be placed on the website of the Mutual Fund www.gsam.in and a link will be provided on the website of AMFIwww.amfiindia.com

(C) Monthly Disclosures – Portfolio :The Mutual Fund and the AMC shall publish a complete statement of the portfolio (alongwith the ISIN) of the Scheme as on last day of the month on or before the 10th of the succeeding month on the website ofthe Mutual Fund www.gsam.in

(D) Half yearly Disclosures- Portfolio/Financial Results :The Mutual Fund and the AMC shall publish a complete statement of the portfolio of the Scheme within one month from theclose of each half year (i.e. 31st March and 30th September), by way of an advertisement at least, in one national Englishdaily newspaper and one regional newspaper in the language of the region where the head office of the Mutual Fund islocated. The portfolio statement will also be placed on the website of the Mutual Fund www.gsam.in and link will be providedon www.amfiindia.com.Further the Mutual Fund and the AMC shall before the expiry of one month from the close of each half year (i.e. 31st Marchand 30th September), host a soft copy of its unaudited financial results on the website of the Mutual Fund www.gsam.in anda link will be provided on www.amfiindia.com and shall publish an advertisement disclosing the hosting of such financialresults on the Mutual Fund website in at least one English daily newspaper having nationwide circulation and in a newspaperhaving wide circulation published in the language of the region where the head office of the Fund is situated.

Daily Net Asset Value(NAV) Publication

The first NAV of the Scheme shall be calculated and announced not later than 5 Working Days from the date of allotment ofUnits. Thereafter, the NAV of the Scheme shall be calculated and announced on all Working Days. The NAV of the Scheme shallbe published at least in two daily newspapers on every Working Day. The AMC shall update the NAVs on the website of theMutual Fund (www.gsam.in) and on the website of AMFI (www.amfiindia.com) by 9.00 p.m. on every Working Day.

CPSE ETF(An Open-ended Index Exchange Traded Scheme)(Rajiv Gandhi Equity Savings Scheme (RGESS) Qualified Scheme)

Units of CPSE ETF

Designation (For corporate contact) PAN*

(Refer instruction no. 5)4. APPLICANT’S INFORMATIONName of First / Sole Applicant / Non-Individual Investor (In case of minor, there shall not be any joint holder)Mr./Mrs./Ms./M/s.

Date of Birth

PAN*

Date of Birth proof (for minor) attached (Please ) (Refer instruction no. 5(c))KYC# compliant (Please ) (Refer instruction no. 5(h)) Nationality

Power of Attorney (PoA) Holder Details - First Holder

(Refer instruction no. 5(h)) NationalityPAN*

Mr./Mrs./Ms.

Name of Guardian (in case first / sole applicant is a minor) / Name of Corporate Contact (in case of Non-Individual Investors)Mr./Mrs./Ms.

Relationship with Minor (Please ) :

KYC# compliant ) (Please

Father Mother Court appointed Legal Guardian (Please attach proof.) Nationality

KYC# compliant ) (Please (Refer instruction no. 5(h))Name of the Second ApplicantMr./Mrs./Ms./M/s.

Date of Birth PAN* KYC# compliant ) (Please (Refer instruction no. 5(h)) Nationality

Power of Attorney (PoA) Holder Details - Second HolderMr./Mrs./Ms.

PAN* KYC# compliant ) (Please (Refer instruction no. 5(h)) Nationality

“I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relatonship manager/salesperson of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker”.

Declaration for “execution-only” transaction (mandatory if EUIN box is left blank) (Refer instruction no.1(i))

(Refer instruction no. 2 and please any one )

2. INVESTOR CATEGORY

Anchor Investor Qualified Institutional Buyer (QIB)

I confirm that I am a first time investor across mutual funds. I confirm that I am an existing investor in mutual funds.

1. TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY

3. DEMAT ACCOUNT DETAILS (Refer instruction no. 4)

(Please any one)

NATIONAL SECURITIES DEPOSITORY LTD. (NSDL)Depository Participant Name

DP-ID

Beneficiary A/c No.

CENTRAL DEPOSITORY SERVICES (INDIA) LTD. (CDSL)

Depository Participant Name

Beneficiary A/c No.

Non-Institutional Investor Retail Individual Investor

Product LabelThis product is suitable for investors who are seeking*:

long-term capital appreciation investment in securities covered by CPSE Index. high risk. (BROWN)

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them.Note: Risk may be represented as:

(BLUE) investors understand that their principalwill be at low risk

(YELLOW) investors understand that their principalwill be at medium risk

(BROWN) investors understand that their principalwill be at high risk

(Refer instruction no. 1(j))

(Refer instruction no.3)

For Anchor Investor For Non Anchor Investor

150 deductible as transaction charge and payable to the Distributor for an investment amount of ` 10,000/-and above)

Name of the Third ApplicantMr./Mrs./Ms./M/s.

Date of Birth PAN* KYC# compliant ) (Please (Refer instruction no. 5(h)) NationalityPower of Attorney (PoA) Holder Details - Third HolderMr./Mrs./Ms.

PAN* KYC# compliant ) (Please (Refer instruction no. 5(h)) Nationality

100 deductible as transaction charge and payable to the Distributor for an investment amount of ` 10,000/-and above)

:

NEW FUND OFFER APPLICATION FORM

I N

D D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

thNFO Period Opens on 18 March, 2014:thNFO Period Closes on 18 March, 2014:

thNFO Period Opens on 19 March, 2014:stNFO Period Closes on 21 March, 2014:

Cheque / Demand Draft should be in favour of “CPSE ETF”

DateInstrument No

Address Of First / Sole Applicant / Non-Individual Investor (Only P. O. Box Address is not sufficient)

City State Pincode

Overseas Address (Mandatory for NRIs /FIIs/QFIs) (Principal place of business/operations required if different from mailing/correspondence address)

Contact details of First / Sole Applicant / Non-Individual Investor (Please mention the STD/ISD Codes)

Office Tel. Residence Tel. Mobile

E-mail** Fax

I/We wish to receive the account statement/scheme wise annual report or an abridged summary thereof/statutory and other documents by physical mode in lieu of e-mail (Please ) (Applicable ifE-mail address is mentioned above) (**Refer instruction no. 9)

*Please attach proof. PAN is not mandatory for certain Investors (Refer instruction no. 5(g)(ii)). #Please attach proof.

8. BANK ACCOUNT DETAILS (Refer instruction no. 7)

(Investors need to ensure that bank account details linked with demat account are mentioned)Name of the Bank Branch

Bank City Pincode StateAccount No. 11 Digit IFSC Code (Mandatory for credit via NEFT/RTGS)

9 Digit MICR Code Account Type (Please ) Savings Current NRE NRO FCNR

Others (please specify)

9. PAYMENT DETAILS (Refer instruction no. 8) Non-Third Party Payment Third Party Payment (Refer instruction no. 8 (k),(l),(m))

Cheque/Demand Draft Details: Amount(A)

Account Type (Please ) Savings Current NRE NRO FCNR Others (please specify)________________________

10. NOMINATION -

11. CONFIRMATION AND SIGNATURE/S (Refer instruction no. 12 and 13)

Please note that by signing this Application Form, the Investors also give the Important Declarations set out in the instructions section of the Application Form.

I/We hereby apply for the allotment / Purchase of Units of the Scheme, as indicated in this form and confirm that I/we have read, understood and are bound bythe terms and conditions of this Application Form, including the Important Declarations in the instructions to the Application Form, the contents of the KeyInformation Memorandum, the Scheme Information Document and the Statement of Additional Information, and am/are fully capable of assessing and bearingthe risks involved in purchasing the Units, and agree to abide by the terms, conditions, rules and regulations of the Scheme.

I / We hereby authorise Goldman Sachs Mutual Fund, its Investment Manager and its agents to disclose personal data / details of my investment to anyone asmay be necessary or expedient for the purposes of administration of investments in the Units of the Scheme. By signing this Application Form, I / we confirmthat I / we have read the Goldman Sachs India Privacy Policy which is available at ww.gsam.in and agree to the collection and use of my / our personalinformation as provided in such policy, as it may be updated from time to time.

Applicable to NRIs only.I / We confirm that I am / We are Non-Resident of Indian Nationality/ Origin and I / We hereby confirm that funds for Subscription have been remitted fromabroad through normal banking channels or from funds in my/ our Non-Resident External/ Ordinary Account/ FCNR Account.(Please )

For Anchor Investors Only : The above amount is the margin amount towards the application of Subscription of ` _____________ during the Anchor Investor NFO period, the balance of ` ___________ shall be paid on or before the closure of the Non Anchor Investor NFO Period.

First/SoleApplicant/Guardian/POA Holder

SecondApplicant/POA Holder

ThirdApplicant/POA Holder

7. MODE OF OPERATION

The mode of holding registered with Depository Participant will be applicable to the Units of the Scheme.

Bank Name

Bank City

The nomination registered with Depository Participant will be applicable to the Units of the Scheme. (Refer instruction no.10)

Account No.

Branch Name

(Refer instruction no. 6)

5. STATUS (of First / Sole Applicant) (Please ) (Refer instruction no. 6)

Individual (Indian Resident) Schemes of Mutual Fund

Society / Charity AOP BOI QFI Hindu Undivided Family Investment through Power of Attorney Other (Please Specify) ___________________

Registered Financial Institution / Commercial Bank

Non-Resident Indian / Person of Indian Origin Minor

Foreign Institutional Investor (FII)

Private Company

Partnership Firm

Public Company

Trust

6. OCCUPATION (of First / Sole Applicant) (Please ) (Refer instruction no. 6)

ProfessionalAgriculturist

BusinessPrivate Sector Service

HousewifeForex Dealer

RetiredProprietorship

StudentOthers (please specify)_____________________________

Public Sector / Government Service

Is any person associated with this account a current/former head of state, senior official in any government, senior executive of state-owned enterprise or senior politician in/outside of India; or an immediatefamily member or close advisor of such an individual; or is this account held by an organization controlled by such an individual? (Please )

Payment Reference no./UTR no. (Applicable for payments made through electronic mode)

Insurance Companies etc.

D D M M Y Y Y Y

1. GENERAL INSTRUCTIONS(a) Please read the Scheme Information Document (“SID”), the

Statement of Additional Information (“SAI”), Key InformationMemorandum (“KIM”) (collectively the “Offering Documents”)and these Instructions (including the Important Declarations inthese Instructions) carefully before filling the Application Form.

(b) All Investors are deemed to have read and accepted the terms inthe Offering Documents and the Application Form including theseInstructions subject to which this offer is being made and bindthemselves to the terms thereof upon signing the Application Formand tendering the payment.

(c) Units of this Scheme will be available only in the dematerialized(electronic) form. Investors seeking to apply for Units of the Schememust necessarily have a beneficiary account with a DepositoryParticipantof NSDL/CDSL and will be required to indicate in theapplication such Depository Participant’s name, DPID Number (forNSDL) and the Investor’s beneficiary account number with suchDepository Participant. No request for issuance of Units in physicalform will be accepted.

(d) All applicants should be KYC compliant as on the date of submittingthe Application Form and should attach each of their respective KYCAcknowledgment Letters and a certified copy of their PAN card withthe Application Form, else the application will be rejected. Pleaserefer to paragraph 5(h) below for further details on KYC compliance.

(e) All applications will be accepted subject to detailed scrutiny andverification. Please ensure that the requisite details and documentshave been provided, in order to avoid processing delays and /orrejection of your Application Form. Invalid, incomplete, incorrect orambiguous applications are liable to be rejected after acceptanceand verification. Subject to the SEBI Regulations and applicableLaws, the Application Form may be accepted or rejected at the soleand absolute discretion of the Trustees/ AMC. Please refer to theOffering Documents for further details on rejection of applications.

(f) No request for withdrawal or modification of applications will beallowed after submission of this Application Form.

(g) All Application Forms should be submitted at the Official Points ofAcceptance, details of which are provided along with the SID andKIM and on our website www.gsam.in. Please ensure that therequisite details and documents have been provided, in order toavoid processing delays and / or rejection of your Application Form.

(h) Please do not overwrite. For any correction / changes, if any, madeon the Application Form, the applicants are requested to authenticatethe same by cancelling and re-writing the correct details and countersigning the same, failing which the AMC / Mutual Fund / Trusteesmay at its sole discretion reject such application / transaction request.

(i) Investor should note that it is mandatory to provide the EmployeeUnique Identification Number (“EUIN”) along with the ARN of theDistributor if the Application Form is routed through a Distributor,as this would assist in tackling the problem of mis-selling even ifthe relevant employee /relationship manager / sales person leavethe employment of the Distributor. If the EUIN is not provided in theApplication Form, the Investor(s) must sign the declaration providedin the section where EUIN details are required to be provided.

(j) Investors should ensure to write the word ‘DIRECT’ in the columnfor ‘Broker/Distributor Name’ in the Application Form in caseswhere such applications are not routed through any Distributor /broker. If the column for ‘Broker/Distributor Name’ is left blank inthe Application Form, then the application would be considered asa ‘DIRECT’ application. Any subsequent change / update / removalof Distributor / broker name, ARN or sub-broker name and code willbe based on the written request from the Unit holder and will onlybe on a prospective basis from the date when the Registrar acceptssuch written instruction.

(k) All Distributors (except overseas Distributors), agents or personsemployed or engaged or to be employed or engaged in the saleand/or distribution of mutual fund products are required to have avalid certificate from the Association of Mutual Funds of India(“AMFI”) / the National Institute of Securities Markets (“NISM”) bypassing the certification examination. All overseas Distributors arerequired to be in compliance with the extant laws, rules andregulations of jurisdictions where they carry out their operations inthe capacity of distributors. Further, no agents/ Distributors (exceptoverseas Distributors) will be entitled to sell units of mutual fundsunless the intermediary is registered with AMFI. Investors shouldensure that all agents / Distributors (except overseas Distributors)are registered with AMFI. Investors are also requested to ensurethat the Distributors (except overseas Distributors) / agents theyapproach possess valid certification / registration in the mannerspecified herein.

(l) No separate receipt will be issued for the application money. TheOfficial Points of Acceptance wil l stamp and return theacknowledgement slip in the Application Form, to acknowledgereceipt of the application, subject to final verification and scrutiny.Investors are requested to retain the acknowledgment slip untilreceipt of confirmation of allotment of Units.

(m) All allotments will be provisional, subject to realisation of paymentand furnishing mandatory information / documents and meetingthe other requirements or conditions set out in the SID, failingwhich the Trustees/ AMC reserve the right to reject the applicationor if Units have been allotted, cancel the Units allotted to theInvestor, reverse the transaction of crediting Units in the Unitholder’s account and refund the application money or Redeem theUnits at Applicable Net Asset Value (“NAV”) (at applicable ExitLoad, if any) and in such a case the Trustees / AMC will not beresponsible for any consequence there from. In case of QualifiedForeign Investors (“QFIs”) Units shall be allotted based on the NAVof the day on which funds are realized in the Scheme’s account,subject to receipt of duly filled Application Form and mandatory

INSTRUCTIONS FOR THE CPSE ETF APPLICATION FORM

information / documents, as per the applicable Cut-off timementioned in the SID. Further in case of over Subscriptions in theAnchor Investor Portion and / or the Non Anchor Investor Portion,Investors would be allotted Units in the manner provided in the SID.Please refer to the SID for further information in this regard.

(n) Irrespective of mode of holding, all communication and paymentsshall be made by the Mutual Fund only in the name of and favoringthe sole / 1st applicant, including all account statements, Dividendor Redemption payments, and all other relevant correspondence.

(o) The Mutual Fund / AMC / Trustees and their directors, employeesand agents shall not be liable in any manner for any claims arisingwhatsoever on account of freezing the folios / rejection of anyapplication / allotment of Units or mandatory Redemption of Unitsat Applicable Net Asset Value (“NAV”) (at applicable Exit Load, ifany) due to non compliance with the provisions of the PMLA, SEBIRegulations including circular(s) and KYC policy and / or where theAMC believes that transaction is suspiciousin nature within thepurview of the PMLA and SEBI Regulations including circular(s) andreporting the same to the competent authorities under PMLA andrules / guidelines issued thereunder by SEBI and / or the RBI.

(p) The Application Form should be completed in ENGLISH in BLOCKLETTERS only. Please tick (ü) in the appropriate box (o) whereboxes have been provided.

(q) In the event the Investor / Unit holder is a QFI, the following wouldalso be applicable:

QFIs are compulsorily required to hold Units in demat form.Units of the Scheme held by QFI(s) are non transferable andnon- tradable. Further no encumbrance, i.e. pledge or lien,can be created for Units held by QFIs.The AMC/ Mutual Fund will deduct applicable taxes at sourceout of the Redemption proceeds before making Redemptionpayments to QFIs.

2. TRANSACTION CHARGES(a) For investments through Distributors, please tick the appropriate

box insection 1. Pursuant to SEBI Circular No. Cir/IMD/DF/13/2011dated August 22, 2011 and SEBI Circular No. Cir/IMD/DF/21/2012dated September 13, 2012, the Mutual Fund shall deduct transactioncharges from the Subscription amount in the manner set out in theKIM and the SID for investments through empanelled Distributors/agents who have “opted in” to receive such transaction charge.The amount so deducted shall be paid to the empanelled Distributor/ agent of the Investorand the balance shall be invested and Unitswill be allotted against the net investment.

(b) Fora new investor(across mutual funds) a transaction charge of` 150/- shall be levied for per Purchase / Subscription of ̀ 10,000 andabove; and for existing investors (across mutual funds), a transactioncharge of ` 100/- shall be levied for per Purchase / Subscription of` 10,000 and above. Please note that any transaction chargeslevied in the manner set out above are in addition to the existingsystem of commission payable to Distributors (if any).In case theSubscription amount falls below the minimum application amountdue to deduction of transaction charge from the Subscription amount,the Application Form will not be rejected solely on account of thesame, and will be processed in accordance with the provisionscontained in the Offering Documents and these Instructions.

3. INVESTOR CATEGORY(a) Investors are required to select the appropriate category of Investor

in section 2 of the Application Form. For this Scheme, Investorswould be categorized into the following four categories during theNFO Period: (i) Anchor Investor, (ii) Qualified Institutional Buyer orQIB, (iii) Non Institutional Investor and (iv) Retail IndividualInvestor.Anchor Investors are permitted to submit ApplicationForms in such a category only during the Anchor Investor NFOPeriod. Likewise Non Anchor Investors are not permitted to submittheir Application Forms during the Anchor Investor NFO Period.Investors are requested to refer to the SID and KIM of the Schemefor further details on the categories of Investors and conditionsapplicable to each type of Investor investing in this Scheme.

(b) An investor should make only one application / submit only oneApplication Form for the total amount to be invested in the Scheme. Inthe event that an Investor submits two or more Applications Forms, thesame will be deemed to be a single application, for the purpose ofdetermining the Investor category (Retail Individual Investor, Non-Institutional Investor, QIB and Anchor Investor) and the total amountreceived under multiple Application Forms are liable to be taken togetherand clubbed by the AMC. However please note that QIBs could submitseparate Applications Forms for making investments in the Schemeunder the Anchor Investor category as well as under the Non AnchorInvestor category (as QIB), and such separate applications would not beclubbed by the AMC.

Application Size for Determining Investor CategoryFor Anchor InvestorsThe application amount must be atleast ` 10 Crores. An application by anAnchor Investor cannot be submitted for more than 30% of the MaximumAmount to be Raised (if any) as stated in the Section III- New Fund Offer.Please refer to sections ‘Allotment’ and ‘Illustration on Proportionate Amountto be Considered for Investing in CPSE ETF from Different Investor Categoriesin Case their Total Application Amount Exceeds the Maximum AmountAvailable for Respective Investor Categories’ in Section III (A) of the SIDfor details of the manner in which Units would be allotted in the event thatthe Subscriptions received from all Anchor Investors exceeds 30% (Thirtypercent) of the Maximum Amount to be Raised.For Retail Individual InvestorsThe application amount by the Retail Individual Investor should not exceed` 2,00,000 (Rupees Two Lakhs). If the application amount is over` 2,00,000 (Rupees Two Lakhs), the same would be considered for allocationunder the Non-Institutional portion. Please refer to sections ‘Allotment’and ‘Illustration on Proportionate Amount to be considered for investing in

CPSE ETF from Different Investor Categories in Case their Total ApplicationAmount Exceeds the Maximum Amount Available for Respective InvestorCategories’ in Section III (A) of the SID for details of the manner in whichUnits would be allotted in the event that the Subscriptions received from allRetail Individual Investors (and other Investors except for Anchor Investors)exceeds 70% of the Maximum Amount to be Raised.For Non-Institutional Investors and QIBs (except Anchor Investors)The application amount by a Non-Institutional Investor or a QIB (except anAnchor Investor) must exceed ` 2,00,000 (Rupees Two Lakhs). Anapplication by such an Investor cannot be submitted for more than theMaximum Amount to be Raised (if any) as stated in the Section III- NewFund Offer. Please refer to sections ‘Allotment’ and ‘Illustration onProportionate Amount to be Considered for Investing in CPSE ETF fromDifferent Investor Categories in Case their Total Application AmountExceeds the Maximum Amount Available for Respective InvestorCategories’ in Section III (A) of the SID for details of the manner in whichUnits would be allotted in the event that the Subscriptions received from allNon-Institutional Investors and QIBs (and other Investors except for AnchorInvestors) exceeds 70% of the Maximum Amount to be Raised.

4. DEMAT ACCOUNT DETAILS(a) The Units of the Scheme will be available only in the dematerialized

(electronic) mode. Please note that Units held in demat form cannotbe Redeemed directly with the Mutual Fund/AMC and must beRedeemed only through the Depository Participant.

(b) Investors are required to provide relevant details of the DepositoryParticipant and the beneficiary account in section 3 of the ApplicationForm and a copy of the Client Master List (“CML”) should beprovided along with the Application Form showing active demataccount details for verification. The CML shall not be older thanone month. Investors applying as joint holders need to providedemat details of their joint demat account. Investors should fill indetails for either CDSL or NSDL, not for both. All static details of theaccount including PAN, address, bank mandate, mode of holding,nomination etc. will be captured as per the Depository Participantrecords shall prevail over the corresponding details provided in theApplication Form. The mode of holding specified for the folio shouldmatch the mode of operation of the demat account as specified inthe Depository Participant’s record. The Units will be credited tothe beneficiary (demat) account only after successful verificationwith the depository records and realization of payment. In case thedemat details mentioned in the Application Form are incomplete/incorrect or do not match with the depository data/CML, theapplication shall be treated as invalid for processing under dematmode and therefore may either be rejected, or considered forprocessing in non-demat form, i.e. in physical mode, if the applicationis otherwise valid.

(c) Investors who Subscribe/Redeem Units in demat mode will initiallybe provided with a confirmation by the Mutual Fund till the Units aredeposited in the demat account after which all subsequent accountrelated information will be provided by the Depository Participant.

5. APPLICANT’S INFORMATION(a) Investors are required to provide their details in section 4 of the

Application Form. Name and address must be written in full. (P. O.Box address alone is not sufficient). Investors should ensure thatthe applicant(s) name and the holding pattern provided in theApplication Form matchwith the details registered indemat accountof the applicant(s) with the Depository Participant. Non-individualInvestors are also required to provide their registered office address,if the same has not been provided as address for correspondence.In case of NRIs / FIIs/QFIs, it is mandatory that the overseasaddress / registered office address should also be provided.Investors should also ensure that the address details provided inthe application form matches with the details registered in demataccount of the Investor(s) with the Depository Participant. Name ofthe sole/ 1st applicant should be mentioned in the same manner inwhich it appears in the Bank Account specified in section 8 of theApplication Form.

(b) Name of the contact person with designation should be mentionedin case of investments by a company, body corporate, partnership,society, mutual fund, trust, FII, QFI and other non-individualinvestors. The officials should sign under their official designation.Please refer to the ‘Investor’s Documentation and Particulars Grid’provided along with the KIM forfurther detailsin this regard.

(c) Minors:(i) A minor can only be the first and sole holder in an account.

There cannot be any joint account holder with a minor as thefirst or joint holder. Name of the parent or guardian must bementioned if the investments are being made on behalf of aminor and should match with the demat account details withthe Depository Participant. Date of birth is mandatory forminors. Guardian in the folio on behalf of the minor shouldeither be a natural guardian (i.e. father or mother) or a courtappointed legal guardian. Information on the relationship /status of the guardian as father, mother or legal guardianmust be mentioned in the Application Form. Both the minorand the guardian are required to be KYC compliant in theirindividual capacities and attach each of their respective KYCAcknowledgment Letters with the Application Form.

(ii) In case the minor attains the age of majority before or on theAllotment Date and the documents for changing status arenot received by the AMC / Mutual Fund / Trustee before theAllotment Date, the AMC / Mutual Fund / Trustee will not allotUnits to the Investor.Please refer to the SAI for further detailson the process and documentation relating to a minor Investorattaining majority or change in guardian of a minor.

(d) For Applications made under a POA, the original POA or a dulynotarized copy of the POA (which is also apostiled/consularised foroffshore investors) shall be submitted along with the ApplicationForm. The POA holder and the Investor are both required to be KYCcompliant in their individual capacities and attach each of theirrespective KYC Acknowledgment Letters with the Application Form.

(e) The name of the guardian / POA holder / authorized signatory of non-individual Investors, who will sign on behalf of the minor / Investorsshould be filled in the space provided in the Application Form.

(f) Contact details, including telephone numbers, mobile numbers andemail IDs, of the First / Sole Applicant / Non-Individual Investor,should be filled in the space provided in the Application Form.

(g) Permanent Account Number (“PAN”)(i) SEBI has made it mandatory for all applicants (in the case of

application in joint names, each of the applicants) to mentionhis/her PAN and submit a certified copy of the PAN card asthe sole identif ication number, irrespective of theamount.Applications received without PAN / PAN card copywill be rejected.. In case of joint applicants, PAN details andcertified copies of PAN card of all holders should be submitted.If a POA holder is transacting on behalf of the Investor, thenthe PAN details and certified copy of the PAN card of the POAholder and the Investor should be provided.

(ii) PAN is not mandatory in the case of Investors residing in thestate of Sikkim and transactions undertaken on behalf ofCentral Government, State Government entities and theofficials appointed by the courts e.g. Official liquidator, Courtreceiver etc (under the category of Government) and UN entities/ multilateral agencies exempt from paying taxes / filing taxreturns in India for their investments in the Mutual Fund. TheMutual Fund reserves the right to ascertain the status of suchentities with adequate supporting documents. Applicationsnot complying with the above requirement may not beaccepted/processed. For further details, please refer Section‘Permanent Account Number’ under Statement of AdditionalInformation (SAI) available on our website www.gsam.in.

(h) Know your Customer (“KYC”) Compliance :(i) KYC is mandatory under the Prevention of Money Laundering

Act, 2002 for all applications/ investments in thecapital market.KYC Compliance status of all Investors in a folio (includingjoint holders, minors, guardians and POA holders) is requiredto be quoted in the Application Form. The status of KYCshould reflect as ‘Verified’ / ‘Registered’ on the respectiveKYC Registration Agency (“KRA”) website as on the date ofinvestment, incase the KRA website shows any other statusfor a given PAN, the application will be liable to be rejectedand the Subscription amount will be refunded.

(ii) With effect from January 1, 2012, SEBI has introduced acommon KYC Application Form for all the SEBI registeredintermediaries. Fresh/ new Investors are, therefore, requestedto use the common KYC Application Form and carry out theKYC process including In-Person Verification (“IPV”) with anySEBI registered intermediaries, including mutual funds. Allreferences to KYC Acknowledgement Letter in theseInstructions shall include a reference to acknowledgmentletters obtained from the KRA. The investor is required tohave previously completed KYC process and obtained a KYCAcknowledgement Letter before submitting this ApplicationForm. However, in any event, the Mutual Fund reserves theright to carry out fresh KYC of the Investor.

(iii) Investors who are KYC Compliant, i.e. who have obtained aKYC Acknowledgment Letter issued by CDSL Ventures Ltd(“CVL”) or any other KYC Registration Agency (“KRA”) arerequired to tick the box as KYC compliant in the ApplicationForm and enclose a self attested copy of the KYCAcknowledgment Letter or a printout of KYC compliance statusdownloaded from CVL’s website (www.cvlindia.com) usingtheir PAN, along with the Application Form to evidencefulfillment of KYC requirements. Applications where KYC is notcompleted will be rejected.

(iv) PAN & KYC in respect of QFIs: QFIs are required to submitthe combined PAN cum KYC Form notified by the CentralBoard of Direct Taxes for QFIs. QFIs are also required toprovide their KYC Acknowledgement Letters along with theAppl icat ion Form. Please refer to the ‘ Investor’sDocumentation and Particulars Grid’, provided along with theKIM for further details in this regard.

6. STATUS, OCCUPATION & MODE OF OPERATION(a) Investors are required to indicate the status and occupation of the

sole/1st applicant in the Application Form. Any change in the statusduring the period of holding Units should be given to assist incorrect tax treatment of income arising from such holding. In theevent that the Investor has not mentioned the status of the firstapplicant, (i.e. whether the first applicant is an individual, HUF,company, etc.), it shall be deemed as “others” and the tax rates(including the tax on Dividend distribution) applicable to a residentIndian company would be applicable to such an Investor. Further,in the event the foreign exchange laws in India are amended topermit FPIs to make investments in mutual fund schemes, FPIsare requested tocontact the ISC for any further details or informationrequired to be provided by FPIs along with their Application Forms.

(b) With regard to the mode of operation, the mode of holding registeredby the Investor(s) with its Depository Participant will be applicableto the Units of the Scheme.

7. BANK ACCOUNT DETAILS(a) Investors should provide the name of the bank, branch address,

account type and account number of the sole / 1st applicant asregistered with the Depository Participant with whom such applicantholds the demat account. Please note that as per SEBI guidelines, itis mandatory for Investors to mention their bank account details inthe Application Form. Investors must also write the Application Formnumber / Folionumber on the reverse of the Cheques and bank draftsaccompanying the Application Form. Applications without completebank details shall be treated as incomplete and may be rejected.

(b) All Dividend and Redemption proceeds will be electronically crediteddirectly into the bank account registered with DepositoryParticipanteven if the investor provides a different bank details

than those registered with Depository Participant. However, if theMutual Fund does not have the required information to credit theamounts electronically, or if the Investor’s bank is not a part of thedistribution network, the payment will be made by cheque / demanddraft. Incase of rejection of the application for any reason, theamount will be refunded to thebank accountdetails mentioned insection 8 of the Application Form. Investors who do not wish toreceive their Dividend and/or Redemption payments electronicallyand would prefer to receive the same by cheque/demand draftshould contact the ISCs in this regard.

(c) To facilitate verification of your bank account details please furnishthe following details in the form:

MICR code of your bank / branch (this is a 9 digit numberappearing next to the cheque number on the cheque leaf).IFSC code of your bank / branch (this is an 11 characteralphanumeric code that you would find on your cheque leaf.IFSC will help to secure credit of Redemption and Dividendproceeds via the various electronic modes of credit that areavailable with the banks). If your cheque leaf does not carrythis, please check for the same with your local bank branch.The Investor is required to provide a blank cancelled chequeleaf for the purpose of verifying the bank account number, inthe case where the payment instrument is from a bank accountother than the bank account, detailed in section 8 of theApplication Form. If the bank account number on the chequeleaf is handwritten or Investor name is not printed on the faceof the cheque, the bank account statement, bank certificateor pass book giving the name, address and the accountnumber should be enclosed. If photocopies are submitted,Investors must produce original for verification.

8. PAYMENT DETAILS(a) Resident Investors may make the payment by cheque / demand

drafts payable locally at any of the Official Points of Acceptance.Application Forms accompanied with outstation cheque/ postdatedcheque / cash/ stock invest / postal orders / money orders,or such other modes as may be decided by the AMC from time totime, will not be accepted. The AMC will not accept any request forrefund of demand draft charges. All cheques and bank drafts mustbe crossed “Account Payee only” and drawn in favour of the nameof the Scheme, as it appears on the Application Form. If theScheme name on the Application Form and on the cheque is different,then the Application Form is liable to be rejected.Note: Returned cheque(s) will not be presented again for collectionand the accompanying Application Form shall not be consideredagain for allotment. In case the returned cheque(s) are presentedagain, the necessary charges are liable to be debited to the Investor.

(b) Payment should be made by cheque or bank draft drawn on any bankwhich is situated at and is a member of the Bankers Clearing Houselocated at the place where the Application Form is submitted or as apayment instruction (such as pay order, banker’s cheque etc.) orelectronic instructions or in a manner acceptable to the AMC, whichis evidenced by receipt of credit in a bank account of the Scheme.

(c) In case of NRIs / PIOs, payment must be made either by chequeor demand draft by means of inward remittance through normalbanking channels or out of funds held in the NRE / FCNR account,in the case of Purchases on a repatriation basis or out of funds heldin the NRE / FCNR / NRO account, in the case of Purchases on anon-repatriation basis. In case of Indian Rupee drafts purchasedfrom abroad or payments from FCNR / NRE accounts, a certificatefrom the bank issuing the draft confirming the debit and/ or foreigninward remittance certificate (“FIRC”) issued by Investor’s bankershould also be enclosed alongwith the Application Form. The MutualFund reserves the right to reject the application of NRI Investors incase the debit certificate / FIRC / requisite details are not submitted.

(d) Payment by the FII/QFI must be made either by inward remittancethrough normal banking channels or out of funds held in foreigncurrency account or non-resident rupee account maintained by theFII/QFI with a designated branch of an authorised dealer in India.

(e) The minimum amount ofapplication for different category ofinvestorsduring the New Fund Offer (NFO) period, areas follows:For Non Anchor Investors(i) Retail Individual Investors can invest in the Scheme with a

minimum investment amount of `5,000/- (Rupees fivethousand only) and in multiples of ̀ 1/- (Rupee one) thereafter.

(ii) Non Institutional Investors/ Qualified Institutional Buyer (otherthan Anchor Investors) can invest in the Scheme with aminimum investment amount of ̀ 2,00,001/- (Rupees two lakhsand one only) and in multiples of `1/- (Rupee one) thereafter.

For Anchor InvestorInvestors can invest in the Scheme with a minimum investmentamount of ̀ 10,00,00,000 (Rupees ten crores only) and in multiplesof `1/- (Rupee one) thereafter.

(f) Anchor Investors must pay a margin of at least 25% (Twenty Fivepercent) of the Subscription amount during the Anchor InvestorNFO Period, with the balance to be paid on or before the closure ofthe Non Anchor Investor NFO Period. If the Anchor Investor doesnot pay the balance amount before the closure of the Non AnchorInvestor NFO Period, then the margin amount paid by the AnchorInvestor shall be forfeited and credited to the Scheme.

(g) The Anchor Investor will not be able to withdraw / modify itsapplication once submitted to the AMC.Units allotted to AnchorInvestors during the NFO period shall be locked-in for a period of 30days from the Allotment Date.Anchor Investors are required tomention the margin amount as well as the total subscription amountunder the Payment Details section.

(h) All applications together with the cheque / demand draft / paymentinstruction or copy of the electronic instruction should be submittedat any of the Official Points of Acceptance.

(i) In order to protect Investors from fraud, the Application Formnumber/ folio number and name of the sole / 1st applicant / Unitholder must be written on the back of the cheque / demand draft

before the same is handed over to any courier / Distributor / OfficialPoints of Acceptance.

(j) Bank charges for out-station demand drafts (as defined herein) willhave to be borne by the Investor/Unit holder. An out-station demanddraft has, for this purpose, been defined as a demand draft issuedby a bank in a place where there is no collection centre provided forthe Investor.

(k) The AMC/ Mutual Fund shall not accept applications for Subscriptionsof Units accompanied with Third Party Payments except in casesas enumerated below. “Third Party Payment” means (i) whenpayment is made through an instrument issued from a bank accountother than that of the first named beneficiary Investor mentioned inthe Application Form

(l) In case of payment instruments issued from a joint bank account,the first named applicant/ Investor must be one of the joint holdersof the bank account from which the payment instrument is issued.Investors are requested to tick the appropriate box on whether thepayments under the Application Form are from the bank account ofthe Investor or a Third Party Payment.

(m) Applications accompanied by Third Party Payments as definedabove shall be rejected except in the following exceptional situations:

Paymentby parents/grand-parents/Related Persons* on behalfof a minor in consideration of natural love and affection or asgift for a value not exceeding ̀ 50,000 for each regular purchaseor per SIP installment. However this restriction of ̀ 50,000 willnot be applicable for payment made by a guardian whosename is registered in the records of Mutual Fund in that folio(i.e. father / mother / court appointed legal guardian). *‘RelatedPerson’ means any person investing on behalf of a minor inconsideration of natural love and affection or as a gift.Payment by employer on behalf of employee under SIP throughpayroll deductions, orCustodian on behalf of an FII or a Client.

For investments through Third Party Payments, Investors mustaccompany the ‘Third Party Payment Declaration Form’ (availableat any of our ISCs or on our website www.gsam.in) along with theApplication Form.

(n) The Mutual Fund/ AMC reserves the right at its absolute discretionto reject / not process the application which does not comply withthese provisions and refund the application money. The MutualFund / AMC shall not be liable in any manner whatsoever for suchrejections.

9. EMAIL /SMS COMMUNICATION(a) In case the Investor provides an email address in the Application

Form, all communications including the accounts statement,allotment advice, transaction advice, annual report (or an abridgedsummary thereof), newsletters or statutory /other information aspermitted under the SEBI Regulations and all the documents inrespect of the services provided by the Mutual Fund will be providedonly through email. These documents shall be sent physically incase the Investor opts/ requests for the same. In the event theInvestor has provided a mobile number in the Application Form,then upon allotment of Units to the Unit holder, the AMC may sendthe account statement/allotment advice/transaction adviceconfirming the number of Units allotted to the Unit holder by SMSon such registered mobile number of the Unit holder. Such emailaddress / mobile number will be considered as the registered emailaddress / mobile number of the Investor for all purposes by theAMC/ Mutual Fund. Please refer to the SAI for further details under“Correspondence by E-mail”.

10. NOMINATION DETAILSThe nomination details registered by the Investor(s) with its DepositoryParticipant will be applicable for the investment in the Units of theScheme. Such nomination including any variation, cancellation orsubstitution of nominee(s), shall be governed by the rules and bye-lawsof the Depository.

11. SUBSCRIPTION & REDEMPTION OF UNITS THROUGH THE STOCKEXCHANGE MECHANISM OR THROUGH CLEARING MEMBERS ANDDEPOSITORY PARTICIPANTSInvestors may also Subscribe/Redeem Units by availing the Mutual FundService System (MFSS) and the BSE Star MF platform/facilities providedby the NSE and BSE respectively for Subscription and Redemption ofUnits or through clearing members and Depository Participants. Pleaserefer to the SAI and contact the ISC for more details in this regard.

12. CONFIRMATION AND SIGNATURE/S(a) All signatures should be in English or in any Indian language.

Thumb impressions should be from the left hand for males and theright hand for females and in all cases must be attested by amagistrate, notary public or special executive magistrate under his/ her official seal. In case of HUF, the karta will sign on behalf of theHUF. Applications by minors should be signed by their guardians.

(b) Authorised officials should sign the form under their officialdesignation and company seal. If you are investing through yourconstituted attorney, please ensure that the POA document issigned by you and your constituted attorney.The signature in theApplication Form then, needs to clearly indicate that the signatureis on your behalf by the constituted attorney.

13. IMPORTANT DECLARATIONS.The Investor(s) to note that by executingthe Application Form(s) the Investors give the following declarations:(a) The Investor(s) understand that the Mutual Fund, the Schemes and

the Units and their material terms are described in the OfferingDocuments. The Investor(s) acknowledge that the OfferingDocuments have been made available to them for inspection.Terms defined in the Offering Documents and not otherwise definedin the Application Form or these Instructions shall have themeanings provided in the Offering Documents.

(b) The Investor(s) confirm that:(i) the Investor(s) are fully informed ofthe legal requirements within their country for Purchasing the Units;(ii) the Investor(s) are permitted to Purchase the Units under thelaws and regulations of their home country in the manner in whichthe Units have been offered or sold to them; (iii) the Investor(s) are

KYC compliant proofPAN proof**Proof of relationship with GuardianDocument evidencing date of birth(a) birth certificate of minor;(b) school leaving certificate / mark sheet issued

by Higher Secondary Board of respectivestates, ICSE, CBSE etc,

(c) passport of the minor, or (d) any other suitableproof evidencing date of birth of minor.

Resolution/ authorisation to invest#Memorandum & Articles of AssociationTrust DeedBye LawsOverseas Auditor’s CertificateAuthorised signatory List(With specimensignatures)#Duly certified proof of permanent overseas addressNotarised power of AttorneyFIRC (in case payment is made by DD fromNRE / FCNR or where applicable)Requirements under SEBI Circular datedSeptember12, 2013 for eligible foreign investors# Should be original or true copy certified by the Director / Trustee / Company Secretary / Authorised Signatory / Notary Public, as applicable* For FIIs, copy of SEBI registration certificate should be provided. If the QFI / FII does not have a certificate of incorporation or charter documents, then anyreasonable equivalent legal document evidencing formation of entity should be submitted.** Submitting a copy of the evidence of having applied for PAN / Form 60 / Form 61 will be rejected. Self certified copy of the PAN card if accompained with originalor copy attested by a Distributor empanelled with the Mutual Fund or a bank manager or a notarized copy of the PAN card will be accepted.

fully informed of any relevant foreign exchange restrictions and taxconsiderations arising out of their Purchase and ownership of Units;(iv) the Investor(s) have neither received nor been induced by anyrebate or gifts, directly or indirectly, in making their investment; (v)the amount invested in the Scheme by, or on behalf of, the Investor(s)is through legitimate sources only and not from any source incontravention of any applicable Law, including without limitation,any applicable anti money laundering and related laws; and (vi) theInvestor(s) are not a US Person(s) (as defined in rule 902(k) underRegulation S under the Securities Act of 1933) or a Canadianresident(s) or a Prohibited Purchaser, nor received or accepted theoffer to Purchase / Subscribe to the Units of the Schemes withinthe United States or Canada.

(c) The Investor(s) confirm that the Investor(s) is not involved inconcealing, transferring, or disguising any property which, directlyor indirectly, represents the proceeds of a criminal activity for thepurpose of avoiding prosecution for an offence.

(d) If the Investor(s) is acting for a partnership or entity organised forpassive investment, less than 10% of the equity interests in theentity are owned by U.S. Persons and such entities are not formedprincipally for facilitating investment by U.S. Persons. If theInvestor(s) are acting for a corporation (other than those includedin the preceding sentence), 20% or more of the equity interests inthe corporation are not owned by U.S. Persons other than U.S.publicly traded corporations.

(e) Applicable for NRIs: The Investor(s) confirm that they are a non-resident of Indian nationality / origin (“NRI”) as defined under theForeign Exchange Management Act, 1999 and Regulations issuedthere under, and that they have remitted funds from abroad throughapproved banking channels or from funds in their Non-Resident(External) Rupee Account (“NRE”) or Foreign Currency (Non-Resident) Account (“FCNR”) or Non-Resident Ordinary Rupee(“NRO”) Account.

(f) The Investor(s) represent and warrant that they have full powerand authorization to execute the Application Form and to make thisinvestment. The Investor(s) agree that none of the Mutual Fund,the AMC, the Trustee or their agents shall (i) have any responsibilityto verify such authorization, and (ii) have no liability whatsoeverand shall be indemnified by them against all costs, losses, claimsand expenses arising from any omissions or any action properlytaken by the Mutual Fund, the AMC, the Trustee or their agents inaccordance with the terms of the Application Form. The Investor(s)understand and agree that the Trustees / AMC have the power tomandatorily Redeem Units held by Investor(s), if the Trustees/AMC, in their sole opinion, suspect the Investor(s) to be engagedin activities such as, including but not limited to, market-timing orexcessive trading or unfair or suspicious practices, or if the Trustees/AMC for any other reason believe that mandatory Redemption ofsuch Investor(s) would generally be in the interest of the Schemeor its Unit holders.

(g) Investors(s) have read and understood the information provided inSection V(C)(I) of the Statement of Additional Information on ‘InvestorInformation’ and the ‘Privacy and Security Policy’ provided on thewebsite of the Mutual Fund, and authorize the Mutual Fund, theAMC and all service providers to use their Personal Data.

(h) If, as a result of a miscalculation of the NAV that has been notifiedto the Investor(s) by AMC/ Trustee/ the Mutual Fund, the Investor(s)have received dividend in excess of the correct value, theInvestor(s), where relevant, upon determination of such correctNAV, agree to repay such excess. In cases where further Units inthe Mutual Fund have been issued as a result of such error theInvestor(s) hereby authorise the AMC / Trustee/ Mutual Fund tocancel or Redeem such Units to effect repayment.

(i) In the event that the Application Form are executed by more than

one Investor(s), each party’s liabilities thereunder shall be jointand several.

(j) The Investor(s) agree to notify the ISC promptly in writing of anychanges to the information, representations or confirmations,provided by them in or along with the Application Form. TheApplication Form shall be governed by and construed in accordancewith Laws of India.

(k) The Investor(s) declare that the information given in this ApplicationForm is accurate and complete.

(l) If applicable, the Distributor has disclosed to the Investor(s) allcommissions (in the form of trail commission or any other mode),payable to him for the different competing schemes of variousmutual funds from amongst which the Scheme is beingrecommended to the Investor(s).

(m) Investor(s) agree that the declarations and confirmations given byit/ them in the Application Form and the Important Declarationsinthese Instructions are continuous and will be deemed repeated inconnection with all further Subscriptions, Redemptions andtransactions with the AMC / Mutual Fund. Investor(s) agree toadvise the AMC / Mutual Fund promptly of any violations of thedeclarations and confirmations made therein.

(n) Additional declaration given by QFIs:The QFI fulfills the following criteria:(a) resident in a country that is a member of Financial Action Task Force

(“FATF”) or a member of a group which is a member of FATF; and(b) Resident in a country that is a signatory to International Organization

of Securities Commission’s Multilateral Memorandum ofUnderstanding (Appendix A Signatories) or a signatory of a bilateralMemorandum of Understanding with SEBIThe QFI is not a person resident in India, or registered with SEBI asa FII or its sub-account or a Foreign Venture Capital Investor.QFIs agree that in case of any penalty, pending litigations orproceedings, findings of inspections or investigations for whichaction may have beentaken or is in the process of being taken byan overseas regulator against the Mutual Fund/ AMC, it shall bringsuch information to the attention of the Mutual Fund / AMC.QFIs have only one demat account with a qualified DepositoryParticipant and all Subscriptions and Redemptions have, and willcontinue to be made, through that Depository Participant only.

14. TAX BENEFIT UNDER SECTION 80CCG(a) Eligible Investors / Unitholdersare entitled to claim the benefit under

Rajiv Gandhi Equity Savings Scheme, 2013 (“RGESS”) forinvestments made inthis Scheme.

(b) Investors are requested to note that as per the RGESS guidelines,the Depositories will be required to certify the ‘New Retail Investor’status of the investors at the time of designating his/her demataccount as demat account for the purpose of RGESS.The Depositorieswill be also required to ensure the enforcement of the lock-in onUnits under the Scheme. To avail tax deduction, the Unit holdersshall be required to Purchase/ Subscribe as well as hold the Unitsunder prescribed lock-in under dematmode only.As per Section80CCG of the Income-tax Act, 1961, investments made by ‘NewRetail Investor’ in this Scheme will qualify for a 50% deduction of theactual amount invested from the taxable income of the financialyear. The maximum investment permissible for claiming deductionin a financial yearis ` 50,000.Units held under the Scheme by theUnit holders andas declared/ designated for availing tax benefitsshall be subject to lock-in-periods viz. fixed lockinand flexible lock-in as specified under the notified Rajiv Gandhi Equity Savings Scheme,2013.In case the investor fails to meet the conditionsstipulatedunder RGESS and the provisions laidunder Section 80CCG, the taxbenefit will be withdrawn.For more details on RGESS scheme pleaserefer the Scheme Information Document (SID).

INVESTOR’S DOCUMENTATION AND PARTICULARS GRIDDocuments Individual Minor NRI Companies Societies Partnership Investments

through POATrusts FIIs QFIs Foreign

Investors

List of Investor Service Centres

Ahmedabad: Karvy Computershare Private Limited, 201/202, “Shail”, Opp: Madhusudan House, Navrangpura,Ahmedabad - 380006, Email:ahmedabadmfd@karvy.com, Phone(s): 079-26402967 /079-32997508;

Bangalore: Karvy Computershare Private Limited, 59,Skanda, Puttanna Road, Basavanagudi, Bangalore -560004, Email: bangaloremfd@karvy.com, Phone(s): 080-26600785 / 080-26602852/9625;

Baroda: Karvy Computershare Private Limited, SB-5,Mangaldeep Complex, Opp. Masonic Hall, ProductivityRoad, Alkapuri, Baroda - 390007, Email:barodamfd@karvy.com, Phone(s): 0265-6640870 / 0265-6640871;

Bhavnagar: Karvy Computershare Private Limited, G-11, Gitanjali Complex, Beside Bhavnagar MunicipalCorporation & Collector Office, Kalanala , Bhavnagar -364001, Email: mfsbhavnagar@karvy.com, Phone(s):0278-3004116;

Bhopal: Karvy Computershare Private Limited, Kay KayBusiness Centre, 133, Zone I, MP Nagar, Above CityBank, Bhopal - 462011, Email: bhopalmfs@karvy.com,Phone(s): 0755-4092712 / 0755-4092715;

Bhubaneswar: Karvy Computershare Private Limited,A/181 , Back Side Of Shivam Honda Show Room,Saheed Nagar, Bhubaneswar - 751007, Email:bhubaneswarmfd@karvy.com, Phone(s): 0674-6534585;

Chandigarh: Karvy Computershare Private Limited, SCO 371-372S, Above HDFC Bank, Sector 35-B, Chandigarh- 160036, Email: chandigarhmfd@karvy.com, Phone(s):0172-5042279;

Chennai: Karvy Computershare Private Limited, F-11,Akshaya Plaza, 1St Floor, 108, Adhithanar Salai, Egmore,Opp To Chief Metropolitan Court, Chennai - 600002,Email: chennaimfd@karvy.com, Phone(s): 044-42028512/ 044-42028513;

Cochin: Karvy Computershare Private Limited, AliArcade, 1St Floor, Kizhavana Road, Panampilly Nagar,Near Atlantis Junction, Ernakulam - 682036, Email:cochinmfd@karvy.com, Phone(s): 0484 3000231 / 04843000232;

Coimbatore: Karvy Computershare Private Limited,1057/1058, Jaya Enclave, 2nd Floor, Avinashi Road,Coimbatore - 641018, Email:mfscoimbatore@karvy.com, Phone(s): 0422-4384770;

Dehradun: Karvy Computershare Private Limited,Kaulagarh Road, Near Sirmaur Marg, aboveRelianceWebworld, Dehradun - 248001, Email:dehradunmfd@karvy.com, Phone(s): 9369918608;

Faridabad: Karvy Computershare Private Limited, A-2B,Ist Floor, Nehru Groundnit, Faridabad - 121001, Email:mfsfaridabad@karvy.com, Phone(s): 9310448851;

Ghaziabad: Karvy Computershare Private Limited, 1stFloor, C-7, Lohia Nagar, Ghaziabad - 201001, Email:mfsghaziabad@karvy.com, Phone(s): 9310448804;

Gurgaon: Karvy Computershare Private Limited, ShopNo.18, Ground Floor,Sector - 14, Opp. AKD Tower, NearHuda Office, Gurgaon - 122001, Email:mfsgurgaon@karvy.com, Phone(s): 9310448806;

Guwahati: Karvy Computershare Private Limited, 54,Sagarika Bhawan, 2nd Floor, R G Barooah Road, AIDC,Near Baskin Robbins, Guwahati - 781024, Email:mfsguwahati@karvy.com, Phone(s): 8811036746;

Hissar: Karvy Computershare Private Limited, SCO-71,1st Floor, Red Square Market, Hissar - 125001, Email:mfshissar@karvy.com, Phone(s): 9315017303;

Hubli: Karvy Computershare Private Limited, 22nd & 23rd, 3rd Floor, Eureka Junction, Travellers Bunglow , Hubli- 580029, Email: mfshubli@karvy.com, Phone(s): 0836-2252444;

Hyderabad: Karvy Computershare Private Limited, 8-2-596, Avenue 4, Karvy Plaza, Street No 1, Banjara Hills,Hyderabad - 500034, Email: mfshyderabad@karvy.com,Phone(s): 040-23312454 / 23433103;

Indore: Karvy Computershare Private Limited, 213 B CityCenter, M.G. Road, Opp. High Court, Indore - 452001,Email: mfsindore@karvy.com, Phone(s): 0731-4266828/ 0731-4218902;

Jabalpur: Karvy Computershare Private Limited, GroverChamber, 43 Naya Bazar, Malviya Chowk, Opp ShyamMarket, Jabalpur - 482002, Email:mfsjabalpur@karvy.com, Phone(s): 0761-3204376;

Jaipur: Karvy Computershare Private Limited, S16/A IIIrdFloor, Land Mark Building, Opp Jai Club, MahaverMarg C Scheme, Jaipur - 302001, Email:jaipurmfd@karvy.com, Phone(s): 0141-2379761 /01414167715/17;

Jamnagar: Karvy Computershare Private Limited, 108,Madhav Plaza, Opp SBI Bank, Nr Lal Bunglow, Jamnagar- 361001, Email: mfsjamnagar@karvy.com, Phone(s):0288-2558887;

Jamshedpur: Karvy Computershare Private Limited,Kanchan Tower, 3rd Floor, Main Road, Bistupur, NearTraffic Signal, Jamshedpur - 831001, Email:jamshedpurmfd@karvy.com, Phone(s): 0657-2317025;

Jodhpur: Karvy Computershare Private Limited, 203,Modi Arcade, Chopasni Road , Jodhpur - 342001, Email:mfsjodhpur@karvy.com, Phone(s): 0291-2638479;

Kanpur: Karvy Computershare Private Limited, 15/46,B, Ground Floor, Opp : Muir Mills, Civil Lines, Kanpur -208001, Email: kanpurmfd@karvy.com, Phone(s):9369918615;

Kolkata: Karvy Computershare Private Limited, 166 A,Rashbihari Avenue, 2nd Floor, Opp- Fortis Hospital,Kolkata - 700029, Email: ratul.majumder@karvy.com ;sushmita.m@karvy.com, Phone(s): 033-24635432 / 03324659263;

Kota: Karvy Computershare Private Limited, 29, Ist Floor,Near Lala Lajpat Rai Circle, Shopping Centre, Kota -324007, Email: mfskota@karvy.com, Phone(s): 0744-5100964;

Lucknow: Karvy Computershare Private Limited, 24,Prem Nagar, Ashok Marg, Lucknow - 226001, Email:lucknowmfd@karvy.com, Phone(s): 9369918600;

Ludhiana: Karvy Computershare Private Limited, SCO -136 , 1st Floor, Above Airtel Showroom , Feroze GandhiMarket , Ludhiana - 141001, Email:mfsludhiana@karvy.com, Phone(s): 0161-4648747;

Madurai: Karvy Computershare Private Limited, Rakeshtowers, 30-C, Ist floor, Bye pass Road, Opp Nagappamotors, Madurai - 625010, Email:mfsmadurai@karvy.com, Phone(s): 0452-2605856;

Mangalore: Karvy Computershare Private Limited,Mahendra Arcade, Opp Court Road, Karangal Padi,Mangalore - 575003, Email: mangaloremfd@karvy.com,Phone(s): 0824-2496289;

Meerut: Karvy Computershare Private Limited, 1st Floor,Medi Centre, Opp: ICICI Bank, Hapur Road, Near BachhaPark, Meerut - 250002, Email: mfsmeerut@karvy.com,Phone(s): 9369918619;

Mumbai: Karvy Computershare Private Limited, 24/B,Raja Bahadur Compound, Ambalal Doshi Marg, BehindBSE Bldg., Fort - 400001, Email:mumbaimfd@karvy.com, Phone(s): 022-66235353;

Mysore: Karvy Computershare Private Limited, L-350,Silver Tower, Ashoka Road, Opp.Clock Tower , Mysore- 570001, Email: mfsmysore@karvy.com, Phone(s):0821-2438006;

Nagpur: Karvy Computershare Private Limited, Plot No2/1, House No 102/1, Mata Mandir Road, MangaldeepApartment, Opp Khandelwal Jewellers, Dharampeth,Nagpur - 440010, Email: nagpurmfd@karvy.com,Phone(s): 0712-2533040;

NewDelhi: Karvy Computershare Private Limited, 305,New Delhi House, 27 Barakhamba Road , New Delhi -110001, Email: jose.yohannan@karvy.com, Phone(s):011-43681700 / 011-43681704;

Noida: Karvy Computershare Private Limited, 307Jaipuria Plaza, 68 A, 2nd Floor, Opp Delhi Public School,Sector 26, Noida - 201301, Email: mfsnoida@karvy.com,Phone(s): 9310448805;

Panjim: Karvy Computershare Private Limited, CityBusiness Centre, Coelho Pereira Building, Room No 18,19& 20, Dada Vaidya Road,Panjim - 403001, Email:panjimmfd@karvy.com, Phone(s): 0832-2426873 / 0832-2426874;

Patna: Karvy Computershare Private Limited, 3A, 3rdFloor Anand Tower, Exhibition Road, Opp ICICI BankPatna - 800001, Email: mfspatna@karvy.com, Phone(s):0612-6453098;

Pondicherry: Karvy Computershare Private Limited,No:7, Thiayagaraja Street, Pondicherry - 605001, Email:mfspondy@karvy.com, Phone(s): 0413 2220640;

Pune: Karvy Computershare Private Limited, Office #16, Ground Floor, Shrinath Plaza, Near DyaneshwarPaduka Chowk, F C Road, Pune - 411005, Email:punemfd@karvy.com, Phone(s): 020-25533795 / 020-25539957;

Raipur: Karvy Computershare Private Limited, 2 & 3Lower Level, Millenium Plaza, Room No. L1, 2& 3,Behind Indian Coffee House, Raipur - 492001, Email:mfsraipur@karvy.com, Phone(s): 0771-4052620;

Rajkot: Karvy Computershare Private Limited, 104, SiddhiVinayak Com, Opp Ramkrishna Ashram, Dr YagnikRoad, Rajkot - 360001, Email: rajkotmfd@karvy.com,Phone(s): 9601288416;

Salem: Karvy Computershare Private Limited, No:40, 2ndFloor, Brindavan Road, Fairlands, Near Perumal Koil,Salem - 636016, Email: mfssalem@karvy.com,Phone(s): 0427-4020300;

Siliguri: Karvy Computershare Private Limited, NanakComplex, Sevoke Road, Siliguri - 734001, Email:mfssiliguri@karvy.com, Phone(s): 0353-2526393;

Surat: Karvy Computershare Private Limited, G-5 EmpireState Building, Nr Udhna Darwaja, Ring Road, Surat -395002, Email: suratmf@karvy.com, Phone(s): 0261-3042170;

Trivandrum: Karvy Computershare Private Limited, 2ndFloor, Akshaya Tower, Sasthamangalam, Trivandrum -695010, Email: mfstrivandrum@karvy.com, Phone(s):0471-2725728;

Varanasi: Karvy Computershare Private Limited, D-64/132,1st Floor, Anant Complex, Sigra, Varanasi - 221010,Email: varanasimfd@karvy.com, Phone(s): 9369918626;

Vijayawada: Karvy Computershare Private Limited, 39-10-7, Opp : Municipal Water Tank, Labbipet, Vijayawada- 520010, Email: vijayawadamfd@karvy.com, Phone(s):0866-2475126;

Visakhapatnam: Karvy Computershare Private Limited,Door No 47-14-5/1,Eswar Paradise, Dwarakanagar MainRoad, Visakhapatnam - 530016, Email:vizagmfd@karvy.com, Phone(s): 0891-2714125