Key Information Memorandum & Common Application …Key Information Memorandum & Common Application...

Key Information Memorandum &Common Application FormKey Information Memorandum &Common Application Form

Continuous offer for units at NAV based prices.

Select Equity Schemes

• ICICI Prudential Dynamic Plan

• ICICI Prudential Discovery Fund

• ICICI Prudential Top 100 Fund

• ICICI Prudential Focused Bluechip Equity Fund

• ICICI Prudential US Bluechip Equity Fund

• ICICI Prudential Equity - Volatility Advantage Fund

• ICICI Prudential Tax Plan

Select Monthly Income Plans (MIP)

• ICICI Prudential MIP 25(Monthly income is not assured and is subject to the availability of distributable surplus)

Select Fixed Income Schemes

• ICICI Prudential Income Plan

• ICICI Prudential Floating Rate Plan

• ICICI Prudential Short Term Plan

• ICICI Prudential Regular Savings Fund

• ICICI Prudential Corporate Bond Fund

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the Schemes/Mutual Fund, due diligence certificate by AMC, Key Personnel, Investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the website www.icicipruamc.com.

The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

Call : MTNL/BSNL - 1800 222 999; Others - 1800 200 6666 • Apply online at www.icicipruamc.com

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INDEX

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

• Common Application Form -

Main Application Form for LumpSum Investment/SIP Invesment .............................................................. 3 - 4

Systematic Investments - Registration-cum-Mandate Form for ECS (Debit Clearing)/

Standing Instructions/Direct Debit Facility for Systematic Investments ........................................................... 5 - 6

Main Application Form for LumpSum Investment/SIP Invesment .............................................................. 7 - 8

Systematic Investments - Registration-cum-Mandate Form for ECS (Debit Clearing)/

Standing Instructions/Direct Debit Facility for Systematic Investments ......................................................... 9 - 10

Smart Features Form ....................................................................................................................................... 11 - 12

Trigger Application/Cancellation Form ............................................................................................................... 13

Instructions for filling up the Common Application Form ........................................................................ 14 - 15

Instructions for filling up the Smart Features Form ........................................................................................... 16

• Key Scheme Features .................................................................................................................................................. 17 - 21

• Investment Strategy .......................................................................................................................................................... 22

• Risk Mitigation Factors ............................................................................................................................................... 23 - 24

• Scheme performance snapshot ................................................................................................................................ 24 - 26

• Tax benefits of investing in the Mutual Fund ............................................................................................................... 26

• Publication of Daily Net Asset Value (NAV) .................................................................................................................. 26

• Investor Grievances Contact Details ................................................................................................................................ 26

• Unitholders’ Information .................................................................................................................................................. 26

• Transaction Charges .......................................................................................................................................................... 26

• Consolidated Account Statement (CAS) ................................................................................................................. 26 - 27

• Mailing of Scheme-wise Annual Report or Abridged Summary ................................................................................ 27

• Cash Investments in the Scheme ..................................................................................................................................... 27

• Multiple Bank Accounts .................................................................................................................................................... 27

• Branches / Transaction Points .................................................................................................................................. 27 - 28

Cheques are to be drawn in favour of:

ICICI Prudential Dynamic Plan

ICICI Prudential Discovery Fund

ICICI Prudential Top 100 Fund

ICICI Prudential Focused Bluechip Equity Fund

ICICI Prudential US Bluechip Equity Fund

ICICI Prudential Equity - Volatility Advantage Fund

ICICI Prudential Tax Plan

ICICI Prudential MIP 25

ICICI Prudential Income Plan

ICICI Prudential Floating Rate Plan

ICICI Prudential Short Term Plan

ICICI Prudential Regular Savings Fund

ICICI Prudential Corporate Bond Fund

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COMMON APPLICATION FORMFOR LUMP SUM/SYSTEMATIC INVESTMENTS

Application No.

FOR ANY ASSISTANCE OR FURTHER INFORMATION PLEASE CONTACT US

ICICI Prudential Asset Management Company Limited3rd Floor, Hallmark Business Plaza, Sant Dyaneshwar Marg, Bandra (East), Mumbai - 400 051. India

SIGNATURE, STAMP & DATE

TOLL FREE NUMBER 1800 222 999 (MTNL/BSNL) 1800 200 6666 (OTHERS) EMAIL [email protected] WEBSITE www.icicipruamc.comNote: All future communications in connection with this application should be addressed to the nearest ICICI Prudential Mutual Fund Customer Service Centre, quoting full name ofthe first applicant, the application serial number, the name of the scheme, the amount invested, date and the place of the Customer Service Centre where application was lodged.

� �Application No.

Investor must read Key Scheme Features and Instructions before completing this form. All sections to be completed in ENGLISH in BLACK / BLUE COLOURED INK and in BLOCK LETTERS.

I confirm that I am a First time investor across Mutual Funds.(Rs. 150 deductible as Transaction Charge and payable to the Distributor)

I confirm that I am an existing investor in Mutual Funds.(Rs. 100 deductible as Transaction Charge and payable to the Distributor)

TRANSACTION CHARGES FOR APPLICANTS THROUGH DISTRIBUTORS ONLY [Refer Instruction XII and please tick (�) any one]

In case the purchase / subscription amount is Rs. 10,000 or more and your Distributor has opted to receive Transaction Charges, the same are deductible as applicable from the purchase/subscriptionamount and payable to the Distributor. Units will be issued against the balance amount invested.

1 EXISTING UNITHOLDERS INFORMATION If you have an existing folio no. with PAN & KYC validation, please mention your name & folio No. and proceed to Step 4

Folio No.Name FIRST MIDDLE LASTMr. Ms. M/s

2 APPLICANT(S) DETAILS (Please Refer to Instruction No. II (b) )

Enclosed (Please �)§ Attested PAN Card KYC Acknowledgement Letter

Date of Birth**

Name of * # GUARDIAN IN CASE FIRST APPLICANT IS A MINOR OR CONTACT PERSON IN CASE OF NON-INDIVIDUAL APPLICANTS

Enclosed (Please �)§ Attested PAN Card

KYC Acknowledgement Letter


Date of Birth


Date of Birth

D D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

PAN*

PAN*

PAN*

PAN*

Sole/FirstApplicant

Mr. Ms. M/s FIRST MIDDLE LAST

Mr. Ms. FIRST MIDDLE LAST3rd Applicant

Mr. Ms. FIRST MIDDLE LAST2nd Applicant

Mr. Ms.

Relationship withMinor applicant

Natural guardian

Court appointed guardian

Mandatory information – If left blank the application is liable to be rejected.

Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.

BROKER CODE (ARN)SERIAL NUMBER, DATE & TIME OF RECEIPT

FOR OFFICIAL USE ONLYSUB-BROKER CODE Employee Unique Identification No. (EUIN)

I/We hereby confirm that where the EUIN space has been left blank by me/us, the transaction is an “execution-only” transaction.

Minor NRI/PIO Resident Individual HUF Sole Proprietorship Partnership Firm

Trust Bank/FI AOP/BoI Club/Society Company FII

Status of First Applicant [Please tick (�)] Others PLEASE SPECIFY

Correspondence Address (Please provide full address)*

HOUSE / FLAT NO.

STREET ADDRESS

STREET ADDRESS

COUNTRY PIN CODE

Overseas Address (Mandatory for NRI / FII Applicants)

HOUSE / FLAT NO.

STREET ADDRESS

STREET ADDRESS

PIN CODE

Please � if you wish to receive Account statement / Annual Report/ Other statutory information via Post instead of Email

CITY / TOWN STATE

COUNTRY

CITY / TOWN STATE

Single Joint Anyone or Survivor

(Default option: Anyone or Survivor)

Mode of holding [Please tick (�)]

Please � any of the frequencies to receive Account Statement through e-mail £ : Daily Weekly Monthly Quarterly Half Yearly Annually

Tel. (Res.)

Occupation [Please tick (�)] Professional Business Retired Housewife Service Student Others (Please specify)

Mobile

FaxTel. (Off.)

Email £

* Mandatory information – If left blank the application is liable to be rejected.** Mandatory in case the Sole/First applicant is minor.§ For PAN & KYC requirements, please refer to the instruction Nos. II b(5), V(h) & X

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3 BANK ACCOUNT DETAILS OF FIRST APPLICANT (Please Refer to Instruction No. III) Mandatory information – If left blank the application is liable to be rejected.

Name of Bank

Account NumberAccount Type NRE NRO Savings Current FCNR

Branch Name

9 Digit MICR code 11 Digit IFSC Code

4 DEMAT ACCOUNT DETAILS OF FIRST APPLICANT (Please refer Instruction No. XI)

Depository Participant (DP) ID (NSDL only) Beneficiary Account Number (NSDL only) Depository Participant (DP) ID (CDSL only)

Branch City

Do you want units in demat form : Yes OR No (Please �)The application form should mandatorily accompany the latest Client investor

master/ Demat account statement.

NSDL OR CDSL (Please �)

Please note for unit holder opting to invest in demat, please ensure that the bank account linked with the demat account is mentioned here.

# Name of Guardian/Contact Person is Mandatory in case of Minor/Non-Individual Investor.For documents to be submitted on behalf of minor folio refer instruction II-b(2)£ Please refer to instruction no. IX

ARN-47791

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Micro SIPs/Lumpsum or Additional purchase upto Rs. 50,000/- (Please �) Mandatory. [Please refer instruction No. V(h)]

Sole/First

Applicant

2nd Applicant

3rd Applicant

5 INVESTMENT & PAYMENT DETAILS (Refer Instruction No. IV) For Plans & Sub-options please see key features for scheme specific details

SIP Through ECS/Standing Instruction / Direct Debit PDCs ¶

ACKNOWLEDGEMENT SLIP

Please Retain this SlipTo be filled in by the Investor. Subject to realization of

cheque and furnishing of Mandatory Information.

Scheme

From Cheque/DD No.

From Date

TOTAL AMOUNTICICI PRUDENTIAL

M M Y Y

To Cheque/DD No.

AMOUNT PER CHEQUE

BANK AND BRANCH

` `SCHEME AND OPTION

End Date 12 / 2015 12 / 2017 12 / 2022 12 / 2099Y Y M M Y YY Y

Name of scheme ICICI PRUDENTIAL

SIP Frequency* Monthly Quarterly

Subsequent SIP Installment Details

Start Month/ End Date 12 / 2015 12 / 2017 Or other please

Year 12 / 2022 12 / 2099 fill in alongside

PER CHEQUE`Amount InvestedFrom Cheque No. To Cheque No.

No. of Cheques Drawn on BANK / BRANCH

Please � applicable check boxes. ¶ PDCs - Post Dated Cheques *Default SIP Frequency is Monthly.

M M Y Y Y YM M Y Y Y Y

� �

The Trustee, ICICI Prudential Mutual Fund, I/We have read and understood the Scheme Information Document/Key Information Memorandum of the Scheme(s). I/We apply for the units of the Fund and agree to abide by the terms, conditions,rules and regulations of the scheme and other statutory requirements of SEBI, AMFI, Prevention of Money Laundering Act, 2002 and such other regulations as may be applicable from time to time.I/We confirm to have understood the investmentobjectives, investment pattern, and risk factors applicable to Plans/Options under the Scheme(s). I/we have not received nor been induced by any rebate or gifts, directly or indirectly, in making this investment. I/We declare that the amountinvested in the Scheme is through legitimate sources only and is not designed for the purpose of contravention or evasion of any Act, Regulations or any other applicable laws enacted by the Government of India or any Statutory Authority. I/Weagree that in case my/our investment in the Scheme is equal to or more than 25% of the corpus of the plan, then ICICI Prudential Asset Management Co. Ltd.(the 'AMC'), has full right to refund the excess to me/us to bring my/our investment below25%. I/We hereby declare that I am/we are not US Person(s). I/We hereby declare that I/we do not have any existing Micro SIPs which together with the current application will result in a total investments exceeding Rs.50,000 in a year. TheARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommendedto me/us. I/We interested in receiving promotional material from the AMC via mail, SMS, telecall, etc. If you do not wish to receive, please call on tollfree no. 1800 222 999 (MTNL/BSNL) or 1800 200 6666 (Others).

7 INVESTOR(S) DECLARATION & SIGNATURE(S)

EXISTING FOLIO NO.

Applications with Third Party Cheques, prefunded instruments etc. and in circumstances as detailed in AMFI Circular No.135/BP/16/10-11 shall be processed in accordance with the said

circular. Please read the instruction no. VI(e) on page 15. Third Party Payment Declaration form is available in www.icicipruamc.com or ICICI Prudential Mutual Fund branch offices.

#Top Up amount has to be in multiples of ` 500 only. $ In case of quarterlySIP, only yearly frequency is available under SIP TOP UP. Please refer toinstructions V (i).

AMOUNT`SIP Top Up#

(Optional) Half Yearly Yearly

Top Up Frequency$

Account Type NRE NRO Savings Current FCNR

Payment details for Lump Sum Investment/details of

first cheque for SIP payment through PDCs

B`DD Charges(if applicable)

A + B`AmountInvested

Mode of Payment Cheque DD Funds Transfer NEFT RTGS

Cheque /DD Number

D D M M Y YDate

Amount PaidA`

Bank Name

AccountNumber

Bank Branch & City

SIGNATURE OF SOLE / FIRST APPLICANT SIGNATURE OF SECOND APPLICANT SIGNATURE OF THIRD APPLICANT

Option & Sub option (Please � the appropriate boxes only if applicable to the scheme in which you plan to invest)

6 NOMINATION DETAILS (Refer instruction VII) • For Multiple nominations, please use the separate form available in AMC’s branch offices or in the websitewww.icicipruamc.com • Nomination is mandatory if the mode of holding is SINGLE.

Date of Birth is MANDATORY in case Nominee is a minor

Nominee

Guardian

Nominee’s

Address

(Mandatory) SIGNATURE OF NOMINEE / GUARDIAN, IF

NOMINEE IS A MINOR

HOUSE / FLAT NO STREET ADDRESS

CITY / TOWN PIN CODE

I/We hereby nominate the under-mentioned nominee to receive the amount to my/our credit in the event of my/ourdeath and confirm that I/we have read and understood the nomination clause under instruction no. VII.

6(a)

I/We do not wish to nominate [Please tick (�) & sign]6(b)


This section is to be filled only by investor who opt to hold units in non demat form.

Date of Birth D D M M Y YNAME OF NOMINEE

Relationship withMinor applicant (�)

Natural guardian

Court appointed guardianMANDATORY, IF NOMINEE IS A MINOR

PAN Exempt KYC Reference No. (PEKRN) (Mandatory if PAN not provided)



SUB-OPTION: Divident Reinvestment OR Dividend Payout

Dividend Frequencies: Daily Weekly Fortnightly Monthly Quarterly Half Yearly Annual Dividend Others

OPTION: Growth/Cumulative OR DividendPLAN:

Regular Direct

SIP Date 7th 10th 15th 25th

OR AEP– Regular@ OR Appreciation

@Cumulative – AEP Regular Option: Encashment of units is subject to declaration of dividend in the respective Scheme(s). Please refer to Instruction no. IV(f)

AEP Frequencies: Monthly Quarterly Half Yearly

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Do you want units in demat form : Yes OR No (Please �) The application form should mandatorily accompany the latest Client investor master/ Demat account statement.

The Trustee, ICICI Prudential Mutual Fund, I/We have read and understood the contents of the Scheme Information Document of the following Scheme and the terms and conditions of the SIP Enrolment.

SIGNATURE(S) OF BANK ACCOUNT HOLDER(S) AS IN BANK RECORDS (Mandatory)

I/We have read and understood the contents of the Scheme Information Document(s) and Statement of Additional Information and the terms & conditions of SIP enrolment and ECS (Debit Clearing) / Direct Debit/Standing Instruction and agree to abide by the same. I /We hereby apply to the Trustee of ICICI Prudential Mutual Fund for enrolment under the SIP of the following Scheme(s)/ Plan(s) / Option(s) and agree to abideby the terms and conditions of the same. I/We hereby declare that the particulars given above are correct and express my willingness to make payments referred above through participation in ECS. This is to informI/we have registered for the RBI's Electronic Clearing Service (Debit Clearing) and that my payment towards my investment in ICICI Prudential Mutual Fund shall be made from my/our below mentioned bank accountwith your bank. I/We authorise the representative carrying this ECS mandate Form to get it verified & executed. I/We authorise the bank to honour the instructions as mentioned in the application form. I/We alsohereby authorise bank to debit charges towards verification of this mandate, if any. I/We agree that AMC/Mutual Fund (including its affiliates), and any of its officers directors, personnel and employees, shall notbe held responsible for any delay/wrong debits on the part of the bank for executing the direct debit instructions of additional sum on a specified date from my account. If the transaction is delayed or not effectedat all for reasons of incomplete or incorrect information, I/We would not hold the user institution responsible. I/We confirm to have understood that the introduction of this facility may also give rise to operationalrisks and hereby take full responsibility. I/We undertake to keep sufficient funds in the funding account on the date of execution of standing instruction. I/We have not received nor been induced by any rebate orgifts, directly or indirectly, in making this investment. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him/them for the different competingSchemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I/We hereby agree to avail the TOP UP facility for SIP and authorize my bank to execute the ECS/StandingInstruction/Direct Debit for a further increase in installment from my designated account. I/We agree that AMC/Mutual Fund (including its affiliates), and any of its officers directors, personnel and employees, shallnot be held responsible for any delay / wrong debits on the part of the bank for executing the standing instructions of additional sum on a specified date from my account.

Authorisation of the Bank Account Holder for Auto Debit (ECS)/Standing Instruction/Direct Debit

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Application No.SIP REGISTRATION CUM MANDATE FORM

[For investment through ECS (Debit Clearing)/Direct Debit Facility/Standing Instruction]

FIRST MIDDLE LASTMr. Ms. M/s

Sole/First Applicant’s Name Existing Folio No.

D D M M Y YDate:New Registration Cancellation Change in Bank Account*[*Please provide a cancelled cheque]Please tick (�)

� �

I/We, Mr. / Ms. / M/s. (NAME AS PER THE BANK RECORD) (NAME AS PER THE BANK RECORD)

hereby authorise ICICI Prudential Mutual Fund and their authorised service providers to debit from my/our Bank Account No. mentioned below (hereinafter referred as “funding account”) by ECS (Debit Clearing)/Direct Debit for collection of SIP payments/authorise the bank to record a Standing Instruction for debit to my bank account as mentioned below, as instructed by ICICI Prudential Mutual Fund.

�

Enclosed [please tick (�)]: Blank cancelled cheque Photocopy of Cheque [Please refer to Instruction No. C(5)]

Name of Bank


Branch Name

9 Digit MICR code

PARTICULARS OF BANK ACCOUNT

(Please enter the 9 digit number that appears next to the cheque number). In case of At Par accounts, kindly provide the correctMICR number of the bank branch. MICR code starting and/or ending with 000 are not valid for ECS.

Each SIP Amount: Rs. Rupees in words: _______________________________

___________________________________________________________________________________________________

TOP UP Amount*: Rs._____________________ TOP UP Frequency: Half Yearly Yearly

* TOP UP amount has to be in multiples of Rs.500 only. [Please refer to Instruction No. C(6)]

SIP TOP UP

(Optional)(Tick to avail this facility)

Signature(s) as per ICICI Prudential Mutual Fund Records (Mandatory)

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SIP Frequency: Monthly Quarterly

(Default SIP frequency is Monthly)

In case of Quarterly SIP, only Yearly frequency is availableunder SIP TOP UP.

YOUR CONFIRMATION/DECLARATION: I/We hereby declare that I/we do not have any existing Micro SIPs which together with the current application will result in a totalinvestments exceeding Rs.50,000 in a year. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the differentcompeting Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

SIP Date: 7th

SIP TOP UP Amount Rs.__________________ Frequency: Half Yearly Yearly


(To be filled in by the investor)

Folio No./Application No.SIP Amount Rs.___________________


Scheme Name:______________________

Option:____________________________

Sub-Option:_________________________

Acknowledgement Stamp

Branch City





10th 15th

SIP StartMonth/Year

12 / 2015 12 / 2017

12 / 2022 12 / 2099

Or other please fill in below

M M Y Y Y Y

25th

M M Y Y Y Y

DEMAT ACCOUNT DETAILS OF FIRST APPLICANT [Please refer Instruction No. C(8)] NSDL OR CDSL


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(Please note for unit holder opting to invest in demat, please ensure that the bank account linked with the demat account is mentioned here.)

SIP EndMonth/Year


BROKER CODE (ARN)

SERIAL NUMBER, DATE & TIME OF RECEIPTFOR OFFICIAL USE ONLYSUB-BROKER CODE Employee Unique Identification No. (EUIN)



DividendFrequencies:


Regular Direct

Daily Weekly Fortnightly Monthly Quarterly Half Yearly Annual Dividend Others


Scheme Name: ICICI PRUDENTIAL __________________________________________________________________________


@ Cumulative – AEP Regular Option: Encashment of units is subject to declaration of

dividend in the respective Scheme(s). Please refer to Instruction no. IV(f)

ARN-47791

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A) SIP Payment through Electronic Clearing Service (DebitClearing) of the Reserve Bank of India (RBI)

List Cities for SIP Auto Debit via ECS (Debit Clearing)

• Agra • Ahmedabad • Allahabad • Amritsar • Anand • Asansol • Aurangabad •Bangalore • Baroda • Belgaum • Bhavnagar • Bhilwara • Bhopal • Bhubaneshwar •Bijapur • Bikaner • Burdwan • Calicut • Chandigarh • Chennai • Cochin • Coimbatore •Cuttack • Davangeree • Dehradun • Delhi • Dhanbad • Durgapur • Erode • Gadag •Gangtok • Gorakhpur • Gulbarga • Guwahati • Gwalior • Hassan • Hubli • Hyderabad •Indore • Jabalpur • Jaipur • Jalandhar • Jammu • Jamnagar • Jamshedpur • Jodhpur• Kakinada • Kanpur • Kolhapur • Kolkata • Kota • Lucknow • Ludhiana • Madurai •Mandya • Mangalore • Mumbai • Mysore • Nagpur • Nasik • Nellore • Panjim • Patna• Pondicherry • Pune • Raichur • Raipur • Rajkot • Ranchi • Salem • Shimla • Shimoga• Siliguri • Solapur • Surat • Tirunelveli • Tirupati • Tirupur • Trichur • Trichy • Trivandrum• Tumkur • Udaipur • Udupi • Varanasi • Vijayawada • Vishakhapatnam.

1. This facility is offered to the investors having bank accounts in the select citiesmentioned above. The cities in the list may be modified/updated/changed/removedat any time in future entirely at the discretion of ICICI Prudential Mutual Fund withoutassigning any reasons or prior notice. If any city is removed, SIP instructions forinvestors in such cities via ECS (Debit) route will be discontinued without prior notice.

2. The bank account provided for ECS (Debit) should participate in local MICRclearing.

3. SIP auto debit is available only on specific dates of the month viz. 7th/10th/15th/25th. In case 7th/10th/15th/25th is a holiday, then next business day. In case theAuto Debit does not take effect for three consecutive times then the SIP would beliable for cancellation.

4. In case of SIP transaction where, the mode of payment is through StandingInstruction/Auto Debit facility (offered by select banks) or ECS, investors are notrequired to do an initial purchase transaction for the minimum amount asapplicable. However, investors are required to submit SIP request at least 30 daysprior to the date of first installment.

Investors subsribing for SIP are required to submit SIP request at least 30 days priorto the date of first debit date and SIP start date shall not be beyond 60 days formonthly SIP and 100 days for Quarterly SIP from the date of submission of SIPapplication.

The applicant will have the right to discontinue SIP at any time he or she so desiresby providing a written request at the office of the ICICI Prudential Mutual FundCustomer Service Centres. Notice of discontinuance should be received 30 daysprior to the subsequent SIP date.

5. The investor agrees to abide by the terms and conditions of ECS facility of ReserveBank of India (RBI).

6. Investor will not hold ICICI Prudential Mutual Fund, its registrars and other serviceproviders responsible if the transaction is delayed or not effected or the investorbank account is debited in advance or after the specific SIP date due to variousclearing cycles for ECS.

7. ICICI Prudential Mutual Fund reserves the right to reject any application withoutassigning any reason thereof.

8. In case of “At Par” cheques, investors need to mentioned the MICR number of hisactual bank branch.

9. New Investor: If the investor fails to mention the scheme name in the SIP MandateForm, then the Fund reserves the right to register the SIP as per the scheme nameavailable in the main application form. Incase multiple schemes are mentioned inthe main application form, the Fund reserves the right to reject the SIP request.

10. Existing Investor: If the investor fails to mention the scheme name in the SIP MandateForm, the Fund reserves the right to register the SIP in the existing scheme (eligiblefor SIP) available in the investor’s folio. Incase multiple schemes or Equity LinkedSavings Scheme (ELSS) are available in the folio, the Fund reserves the right toreject the SIP request.

11. Incase SIP date is not selected, then the SIP will be registered on 10th (default date)of each Month/Quarter, as applicable. Further if multiple SIP dates are opted for orif the selection is not clear, then the SIP will be registered for 10th of each Month/Quarter, as applicable.

12. If the investor has not mentioned the SIP start month, SIP will start from the nextapplicable month, subject to completion of 30 days lead time from the receipt of SIPrequest.

13. Incase the SIP ‘End Period’ is incorrect or not mentioned by the investor in the SIPform, then 5 years from the start date shall be considered as default ‘End Period’.

14. Change of Amount: Investors can change the SIP amount by submitting thefollowing documents 30 days before the next SIP debit date.

a) A new 'SIP ' Form with revised SIP amount details.

b) Letter to discontinue the existing SIP

15. Change of Bank: In order to change the existing bank account for SIP investorsneed to submit following documents 30 days before the next SIP debit date

a) A new ‘SIP’ Form with change of bank details and cancelled cheque of new bank.

b) Letter to discontinue the existing SIP.

16. Conversion of PDC facility in to ECS (Debit Clearing) / Direct Debit Facility/StandingInstruction: Investor with existing SIP facility through Post Dated Cheques can alsoavail of this facility by submitting the following documents 30 days before the nextSIP Debit date

a) A new ‘SIP’ Form along with one cancelled cheque.

b) Letter requesting to cancel the existing SIP through PDCs and for returning allthe remaining PDCs.

B) SIP Payment through Standing Instruction/Direct DebitFacility

1. Standing Instruction/Direct Debit facility is offered to the investors having BankAccount with:

Nature of facility Banks

Standing instruction Axis Bank, HDFC Bank, ICICI Bank, State Bankof India & The Dhanalakshmi Bank Ltd.

Direct debit IDBI Bank, Indusind Bank & Kotak MahindraBank.

Direct debit Allahabad Bank, Bank of Baroda, Bank of India,(Only Core Banking branches*) Corporation Bank, ING Vysya Bank Ltd., Punjab

National Bank, The Federal Bank Ltd., UCOBank and Union Bank of India.

* Please contact your local bank branch to confirm if it offers core banking facility.

2. The applicant will have the right to discontinue SIP at any time he or she so desires byproviding a written request at the office of the ICICI Prudential Mutual Fund CustomerService Centres. Notice of discontinuance should be received 30 days prior to thesubsequent SIP date.

3. Standing Instructions incomplete in any respect are liable to be rejected.

4. SIP is liable for cancellation if direct debit fails for three consecutive times.

5. The Bank shall not be liable for, nor be in default by reason of, any failure or delayin completion of its obligations under this Agreement, where such failure or delayin completion of its obligations under this Agreement, where such failure or delayis caused, in whole or in part, by any acts of God, civil war, civil commotion, riot,strike, mutiny, revolution, fire, flood, fog, war, lightening, earthquake, change ofGovernment policies, unavailability of Bank's computer system, force majeureevents, or any other cause of peril which is beyond the Bank's reasonable controland which has effect of preventing the performance of the contract by the Bank.

C) General Instructions

1. Existing investors need to provide their folio number in this Standing Instruction orthe Auto Debit form and need not to fill in the Common Application Form.

For minimum application amount to be invested in SIP, risk factors, features etc.please refer to the Key Scheme Features on page nos. 17-20.

2. If the investor selects multiple SIP frequencies or fails to choose any of them, thedefault SIP frequency will be Monthly.

3. ICICI Prudential Mutual Fund, its registrars and other service providers shall not beresponsible and liable for any damages/compensation for any loss, damage etc.incurred by the investor. The investor assumes the entire risk of using this facilityand takes full responsibility.

4. For load structure of the schemes, please refer to the Key Scheme Features on pagenos. 17-20.

5. In case of SIP with payment mode as ECS/Auto Debit, investors shall be requiredto submit a cancelled cheque or a photocopy of a cheque of the bank account forwhich the debit mandate is provided. It is mandatory to submit cancelled chequecopy OR proof of investments made through NRE account.

6. SIP TOP UP Facility:

(a) Investors can opt for SIP TOP UP facility, wherein the amount of the SIP canbe increased at fixed intervals.

(b) The TOP UP amount has to be in multiples of Rs.500 only.

(c) The frequency is fixed at Yearly and Half Yearly basis. In case the frequencyis not selected, the TOP UP facility may not be registered.

(d) In case of Quarterly SIP, only the Yearly frequency is available under SIP TOPUP.

7. The investor hereby agrees to indemnify and not hold responsible, the AMC andits employees, the R&T agent and the service providers incase his/her bank is notable to effect any of the payment instructions for whatsoever reason.

8. Demat/Non-Demat Mode: (a) Investors can hold units in Dematerialized (Demat)/Non-Demat mode. In case the investor has not provided his / her Demat accountdetails or the details of DP ID / BO ID provided by the investor is incorrect, or Demataccount is not activated or not in an active status, the units would be allotted inNon-Demat mode. (b) Allotment letters would be sent to investors who are allottedunits in Demat mode and a Statement of Accounts would be sent to investors whoare allotted units in non-Demat mode. (c) Investors are requested to note that Unitsheld in dematerialized form are freely transferable except units held in EquityLinked Savings Scheme’s (ELSS) during the lock-in period. (d) The units will beallotted based on the applicable NAV as per the SID and will be credited toinvestor’s Demat account on weekly basis upon realization of funds. For e.g. Unitswill be credited to investors Demat account every Monday for realization statusreceived in last week from Monday to Friday.

TERMS AND CONDITIONS

7

21/Jan/13

COMMON APPLICATION FORMFOR LUMP SUM/SYSTEMATIC INVESTMENTS

Application No.




TOLL FREE NUMBER 1800 222 999 (MTNL/BSNL) 1800 200 6666 (OTHERS) EMAIL [email protected] WEBSITE www.icicipruamc.comNote: All future communications in connection with this application should be addressed to the nearest ICICI Prudential Mutual Fund Customer Service Centre, quoting full name ofthe first applicant, the application serial number, the name of the scheme, the amount invested, date and the place of the Customer Service Centre where application was lodged.

� �Application No.






1 EXISTING UNITHOLDERS INFORMATION If you have an existing folio no. with PAN & KYC validation, please mention your name & folio No. and proceed to Step 4

Folio No.Name FIRST MIDDLE LASTMr. Ms. M/s



Date of Birth**





Date of Birth


Date of Birth

D D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

PAN*

PAN*

PAN*

PAN*

Sole/FirstApplicant




Mr. Ms.


Natural guardian




BROKER CODE (ARN)SERIAL NUMBER, DATE & TIME OF RECEIPT



Minor NRI/PIO Resident Individual HUF Sole Proprietorship Partnership Firm

Trust Bank/FI AOP/BoI Club/Society Company FII

Status of First Applicant [Please tick (�)] Others PLEASE SPECIFY

Correspondence Address (Please provide full address)*

HOUSE / FLAT NO.

STREET ADDRESS

STREET ADDRESS

COUNTRY PIN CODE

Overseas Address (Mandatory for NRI / FII Applicants)

HOUSE / FLAT NO.

STREET ADDRESS

STREET ADDRESS

PIN CODE

Please � if you wish to receive Account statement / Annual Report/ Other statutory information via Post instead of Email

CITY / TOWN STATE

COUNTRY

CITY / TOWN STATE

Single Joint Anyone or Survivor

(Default option: Anyone or Survivor)

Mode of holding [Please tick (�)]

Please � any of the frequencies to receive Account Statement through e-mail £ : Daily Weekly Monthly Quarterly Half Yearly Annually

Tel. (Res.)

Occupation [Please tick (�)] Professional Business Retired Housewife Service Student Others (Please specify)

Mobile

FaxTel. (Off.)

Email £


MA

ND

AT

OR

Y

3 BANK ACCOUNT DETAILS OF FIRST APPLICANT (Please Refer to Instruction No. III) Mandatory information – If left blank the application is liable to be rejected.

Name of Bank


Branch Name

9 Digit MICR code 11 Digit IFSC Code

4 DEMAT ACCOUNT DETAILS OF FIRST APPLICANT (Please refer Instruction No. XI)


Branch City

Do you want units in demat form : Yes OR No (Please �)The application form should mandatorily accompany the latest Client investor

master/ Demat account statement.

NSDL OR CDSL (Please �)

Please note for unit holder opting to invest in demat, please ensure that the bank account linked with the demat account is mentioned here.

# Name of Guardian/Contact Person is Mandatory in case of Minor/Non-Individual Investor.For documents to be submitted on behalf of minor folio refer instruction II-b(2)£ Please refer to instruction no. IX

ARN-47791

8

21/Jan/13

Micro SIPs/Lumpsum or Additional purchase upto Rs. 50,000/- (Please �) Mandatory. [Please refer instruction No. V(h)]

Sole/First

Applicant

2nd Applicant

3rd Applicant

5 INVESTMENT & PAYMENT DETAILS (Refer Instruction No. IV) For Plans & Sub-options please see key features for scheme specific details

SIP Through ECS/Standing Instruction / Direct Debit PDCs ¶


Please Retain this SlipTo be filled in by the Investor. Subject to realization of

cheque and furnishing of Mandatory Information.

Scheme

From Cheque/DD No.

From Date

TOTAL AMOUNTICICI PRUDENTIAL

M M Y Y

To Cheque/DD No.

AMOUNT PER CHEQUE

BANK AND BRANCH

` `SCHEME AND OPTION

End Date 12 / 2015 12 / 2017 12 / 2022 12 / 2099Y Y M M Y YY Y

Name of scheme ICICI PRUDENTIAL

SIP Frequency* Monthly Quarterly

Subsequent SIP Installment Details

Start Month/ End Date 12 / 2015 12 / 2017 Or other please

Year 12 / 2022 12 / 2099 fill in alongside

PER CHEQUE`Amount InvestedFrom Cheque No. To Cheque No.

No. of Cheques Drawn on BANK / BRANCH

Please � applicable check boxes. ¶ PDCs - Post Dated Cheques *Default SIP Frequency is Monthly.

M M Y Y Y YM M Y Y Y Y

� �

The Trustee, ICICI Prudential Mutual Fund, I/We have read and understood the Scheme Information Document/Key Information Memorandum of the Scheme(s). I/We apply for the units of the Fund and agree to abide by the terms, conditions,rules and regulations of the scheme and other statutory requirements of SEBI, AMFI, Prevention of Money Laundering Act, 2002 and such other regulations as may be applicable from time to time.I/We confirm to have understood the investmentobjectives, investment pattern, and risk factors applicable to Plans/Options under the Scheme(s). I/we have not received nor been induced by any rebate or gifts, directly or indirectly, in making this investment. I/We declare that the amountinvested in the Scheme is through legitimate sources only and is not designed for the purpose of contravention or evasion of any Act, Regulations or any other applicable laws enacted by the Government of India or any Statutory Authority. I/Weagree that in case my/our investment in the Scheme is equal to or more than 25% of the corpus of the plan, then ICICI Prudential Asset Management Co. Ltd.(the 'AMC'), has full right to refund the excess to me/us to bring my/our investment below25%. I/We hereby declare that I am/we are not US Person(s). I/We hereby declare that I/we do not have any existing Micro SIPs which together with the current application will result in a total investments exceeding Rs.50,000 in a year. TheARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommendedto me/us. I/We interested in receiving promotional material from the AMC via mail, SMS, telecall, etc. If you do not wish to receive, please call on tollfree no. 1800 222 999 (MTNL/BSNL) or 1800 200 6666 (Others).


EXISTING FOLIO NO.

Applications with Third Party Cheques, prefunded instruments etc. and in circumstances as detailed in AMFI Circular No.135/BP/16/10-11 shall be processed in accordance with the said

circular. Please read the instruction no. VI(e) on page 15. Third Party Payment Declaration form is available in www.icicipruamc.com or ICICI Prudential Mutual Fund branch offices.

#Top Up amount has to be in multiples of ` 500 only. $ In case of quarterlySIP, only yearly frequency is available under SIP TOP UP. Please refer toinstructions V (i).

AMOUNT`SIP Top Up#

(Optional) Half Yearly Yearly

Top Up Frequency$

Account Type NRE NRO Savings Current FCNR

Payment details for Lump Sum Investment/details of

first cheque for SIP payment through PDCs

B`DD Charges(if applicable)

A + B`AmountInvested

Mode of Payment Cheque DD Funds Transfer NEFT RTGS

Cheque /DD Number

D D M M Y YDate

Amount PaidA`

Bank Name

AccountNumber

Bank Branch & City



6 NOMINATION DETAILS (Refer instruction VII) • For Multiple nominations, please use the separate form available in AMC’s branch offices or in the websitewww.icicipruamc.com • Nomination is mandatory if the mode of holding is SINGLE.

Date of Birth is MANDATORY in case Nominee is a minor

Nominee

Guardian

Nominee’s

Address

(Mandatory) SIGNATURE OF NOMINEE / GUARDIAN, IF

NOMINEE IS A MINOR

HOUSE / FLAT NO STREET ADDRESS

CITY / TOWN PIN CODE

I/We hereby nominate the under-mentioned nominee to receive the amount to my/our credit in the event of my/ourdeath and confirm that I/we have read and understood the nomination clause under instruction no. VII.

6(a)

I/We do not wish to nominate [Please tick (�) & sign]6(b)


This section is to be filled only by investor who opt to hold units in non demat form.

Date of Birth D D M M Y YNAME OF NOMINEE

Relationship withMinor applicant (�)

Natural guardian

Court appointed guardianMANDATORY, IF NOMINEE IS A MINOR







Regular Direct

SIP Date 7th 10th 15th 25th




9

21/Jan/13


Do you want units in demat form : Yes OR No (Please �) The application form should mandatorily accompany the latest Client investor master/ Demat account statement.

The Trustee, ICICI Prudential Mutual Fund, I/We have read and understood the contents of the Scheme Information Document of the following Scheme and the terms and conditions of the SIP Enrolment.

SIGNATURE(S) OF BANK ACCOUNT HOLDER(S) AS IN BANK RECORDS (Mandatory)

I/We have read and understood the contents of the Scheme Information Document(s) and Statement of Additional Information and the terms & conditions of SIP enrolment and ECS (Debit Clearing) / Direct Debit/Standing Instruction and agree to abide by the same. I /We hereby apply to the Trustee of ICICI Prudential Mutual Fund for enrolment under the SIP of the following Scheme(s)/ Plan(s) / Option(s) and agree to abideby the terms and conditions of the same. I/We hereby declare that the particulars given above are correct and express my willingness to make payments referred above through participation in ECS. This is to informI/we have registered for the RBI's Electronic Clearing Service (Debit Clearing) and that my payment towards my investment in ICICI Prudential Mutual Fund shall be made from my/our below mentioned bank accountwith your bank. I/We authorise the representative carrying this ECS mandate Form to get it verified & executed. I/We authorise the bank to honour the instructions as mentioned in the application form. I/We alsohereby authorise bank to debit charges towards verification of this mandate, if any. I/We agree that AMC/Mutual Fund (including its affiliates), and any of its officers directors, personnel and employees, shall notbe held responsible for any delay/wrong debits on the part of the bank for executing the direct debit instructions of additional sum on a specified date from my account. If the transaction is delayed or not effectedat all for reasons of incomplete or incorrect information, I/We would not hold the user institution responsible. I/We confirm to have understood that the introduction of this facility may also give rise to operationalrisks and hereby take full responsibility. I/We undertake to keep sufficient funds in the funding account on the date of execution of standing instruction. I/We have not received nor been induced by any rebate orgifts, directly or indirectly, in making this investment. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him/them for the different competingSchemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I/We hereby agree to avail the TOP UP facility for SIP and authorize my bank to execute the ECS/StandingInstruction/Direct Debit for a further increase in installment from my designated account. I/We agree that AMC/Mutual Fund (including its affiliates), and any of its officers directors, personnel and employees, shallnot be held responsible for any delay / wrong debits on the part of the bank for executing the standing instructions of additional sum on a specified date from my account.

Authorisation of the Bank Account Holder for Auto Debit (ECS)/Standing Instruction/Direct Debit

BA

NK

MA

ND

AT

E S

EC

TIO

N (

Ma

nd

ato

ry)

�

Application No.SIP REGISTRATION CUM MANDATE FORM

[For investment through ECS (Debit Clearing)/Direct Debit Facility/Standing Instruction]

FIRST MIDDLE LASTMr. Ms. M/s

Sole/First Applicant’s Name Existing Folio No.

D D M M Y YDate:New Registration Cancellation Change in Bank Account*[*Please provide a cancelled cheque]Please tick (�)

� �

I/We, Mr. / Ms. / M/s. (NAME AS PER THE BANK RECORD) (NAME AS PER THE BANK RECORD)

hereby authorise ICICI Prudential Mutual Fund and their authorised service providers to debit from my/our Bank Account No. mentioned below (hereinafter referred as “funding account”) by ECS (Debit Clearing)/Direct Debit for collection of SIP payments/authorise the bank to record a Standing Instruction for debit to my bank account as mentioned below, as instructed by ICICI Prudential Mutual Fund.

�

Enclosed [please tick (�)]: Blank cancelled cheque Photocopy of Cheque [Please refer to Instruction No. C(5)]

Name of Bank


Branch Name

9 Digit MICR code

PARTICULARS OF BANK ACCOUNT

(Please enter the 9 digit number that appears next to the cheque number). In case of At Par accounts, kindly provide the correctMICR number of the bank branch. MICR code starting and/or ending with 000 are not valid for ECS.

Each SIP Amount: Rs. Rupees in words: _______________________________

___________________________________________________________________________________________________

TOP UP Amount*: Rs._____________________ TOP UP Frequency: Half Yearly Yearly

* TOP UP amount has to be in multiples of Rs.500 only. [Please refer to Instruction No. C(6)]

SIP TOP UP

(Optional)(Tick to avail this facility)

Signature(s) as per ICICI Prudential Mutual Fund Records (Mandatory)

Sol

e/Fi

rst

Ho

lde

r

2n

d H

old

er

3rd

Ho

lde

r


(Default SIP frequency is Monthly)

In case of Quarterly SIP, only Yearly frequency is availableunder SIP TOP UP.

YOUR CONFIRMATION/DECLARATION: I/We hereby declare that I/we do not have any existing Micro SIPs which together with the current application will result in a totalinvestments exceeding Rs.50,000 in a year. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the differentcompeting Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

SIP Date: 7th

SIP TOP UP Amount Rs.__________________ Frequency: Half Yearly Yearly


(To be filled in by the investor)

Folio No./Application No.SIP Amount Rs.___________________


Scheme Name:______________________

Option:____________________________

Sub-Option:_________________________

Acknowledgement Stamp

Branch City





10th 15th

SIP StartMonth/Year

12 / 2015 12 / 2017

12 / 2022 12 / 2099

Or other please fill in below

M M Y Y Y Y

25th

M M Y Y Y Y

DEMAT ACCOUNT DETAILS OF FIRST APPLICANT [Please refer Instruction No. C(8)] NSDL OR CDSL


Sol

e/Fi

rst

Ho

lde

r

2n

d H

old

er

3rd

Ho

lde

r

(Please note for unit holder opting to invest in demat, please ensure that the bank account linked with the demat account is mentioned here.)

SIP End

Month/Year


BROKER CODE (ARN)

SERIAL NUMBER, DATE & TIME OF RECEIPTFOR OFFICIAL USE ONLYSUB-BROKER CODE Employee Unique Identification No. (EUIN)



DividendFrequencies:


Regular Direct

Daily Weekly Fortnightly Monthly Quarterly Half Yearly Annual Dividend Others


Scheme Name: ICICI PRUDENTIAL __________________________________________________________________________


@ Cumulative – AEP Regular Option: Encashment of units is subject to declaration of

dividend in the respective Scheme(s). Please refer to Instruction no. IV(f)

ARN-47791

10

21/Jan/13

A) SIP Payment through Electronic Clearing Service (DebitClearing) of the Reserve Bank of India (RBI)

List Cities for SIP Auto Debit via ECS (Debit Clearing)

• Agra • Ahmedabad • Allahabad • Amritsar • Anand • Asansol • Aurangabad •Bangalore • Baroda • Belgaum • Bhavnagar • Bhilwara • Bhopal • Bhubaneshwar •Bijapur • Bikaner • Burdwan • Calicut • Chandigarh • Chennai • Cochin • Coimbatore •Cuttack • Davangeree • Dehradun • Delhi • Dhanbad • Durgapur • Erode • Gadag •Gangtok • Gorakhpur • Gulbarga • Guwahati • Gwalior • Hassan • Hubli • Hyderabad •Indore • Jabalpur • Jaipur • Jalandhar • Jammu • Jamnagar • Jamshedpur • Jodhpur• Kakinada • Kanpur • Kolhapur • Kolkata • Kota • Lucknow • Ludhiana • Madurai •Mandya • Mangalore • Mumbai • Mysore • Nagpur • Nasik • Nellore • Panjim • Patna• Pondicherry • Pune • Raichur • Raipur • Rajkot • Ranchi • Salem • Shimla • Shimoga• Siliguri • Solapur • Surat • Tirunelveli • Tirupati • Tirupur • Trichur • Trichy • Trivandrum• Tumkur • Udaipur • Udupi • Varanasi • Vijayawada • Vishakhapatnam.

1. This facility is offered to the investors having bank accounts in the select citiesmentioned above. The cities in the list may be modified/updated/changed/removedat any time in future entirely at the discretion of ICICI Prudential Mutual Fund withoutassigning any reasons or prior notice. If any city is removed, SIP instructions forinvestors in such cities via ECS (Debit) route will be discontinued without prior notice.

2. The bank account provided for ECS (Debit) should participate in local MICRclearing.

3. SIP auto debit is available only on specific dates of the month viz. 7th/10th/15th/25th. In case 7th/10th/15th/25th is a holiday, then next business day. In case theAuto Debit does not take effect for three consecutive times then the SIP would beliable for cancellation.

4. In case of SIP transaction where, the mode of payment is through StandingInstruction/Auto Debit facility (offered by select banks) or ECS, investors are notrequired to do an initial purchase transaction for the minimum amount asapplicable. However, investors are required to submit SIP request at least 30 daysprior to the date of first installment.

Investors subsribing for SIP are required to submit SIP request at least 30 days priorto the date of first debit date and SIP start date shall not be beyond 60 days formonthly SIP and 100 days for Quarterly SIP from the date of submission of SIPapplication.

The applicant will have the right to discontinue SIP at any time he or she so desiresby providing a written request at the office of the ICICI Prudential Mutual FundCustomer Service Centres. Notice of discontinuance should be received 30 daysprior to the subsequent SIP date.

5. The investor agrees to abide by the terms and conditions of ECS facility of ReserveBank of India (RBI).

6. Investor will not hold ICICI Prudential Mutual Fund, its registrars and other serviceproviders responsible if the transaction is delayed or not effected or the investorbank account is debited in advance or after the specific SIP date due to variousclearing cycles for ECS.

7. ICICI Prudential Mutual Fund reserves the right to reject any application withoutassigning any reason thereof.

8. In case of “At Par” cheques, investors need to mentioned the MICR number of hisactual bank branch.

9. New Investor: If the investor fails to mention the scheme name in the SIP MandateForm, then the Fund reserves the right to register the SIP as per the scheme nameavailable in the main application form. Incase multiple schemes are mentioned inthe main application form, the Fund reserves the right to reject the SIP request.

10. Existing Investor: If the investor fails to mention the scheme name in the SIP MandateForm, the Fund reserves the right to register the SIP in the existing scheme (eligiblefor SIP) available in the investor’s folio. Incase multiple schemes or Equity LinkedSavings Scheme (ELSS) are available in the folio, the Fund reserves the right toreject the SIP request.

11. Incase SIP date is not selected, then the SIP will be registered on 10th (default date)of each Month/Quarter, as applicable. Further if multiple SIP dates are opted for orif the selection is not clear, then the SIP will be registered for 10th of each Month/Quarter, as applicable.

12. If the investor has not mentioned the SIP start month, SIP will start from the nextapplicable month, subject to completion of 30 days lead time from the receipt of SIPrequest.

13. Incase the SIP ‘End Period’ is incorrect or not mentioned by the investor in the SIPform, then 5 years from the start date shall be considered as default ‘End Period’.

14. Change of Amount: Investors can change the SIP amount by submitting thefollowing documents 30 days before the next SIP debit date.

a) A new 'SIP ' Form with revised SIP amount details.

b) Letter to discontinue the existing SIP

15. Change of Bank: In order to change the existing bank account for SIP investorsneed to submit following documents 30 days before the next SIP debit date

a) A new ‘SIP’ Form with change of bank details and cancelled cheque of new bank.

b) Letter to discontinue the existing SIP.

16. Conversion of PDC facility in to ECS (Debit Clearing) / Direct Debit Facility/StandingInstruction: Investor with existing SIP facility through Post Dated Cheques can alsoavail of this facility by submitting the following documents 30 days before the nextSIP Debit date

a) A new ‘SIP’ Form along with one cancelled cheque.

b) Letter requesting to cancel the existing SIP through PDCs and for returning allthe remaining PDCs.

B) SIP Payment through Standing Instruction/Direct DebitFacility

1. Standing Instruction/Direct Debit facility is offered to the investors having BankAccount with:

Nature of facility Banks

Standing instruction Axis Bank, HDFC Bank, ICICI Bank, State Bankof India & The Dhanalakshmi Bank Ltd.

Direct debit IDBI Bank, Indusind Bank & Kotak MahindraBank.

Direct debit Allahabad Bank, Bank of Baroda, Bank of India,(Only Core Banking branches*) Corporation Bank, ING Vysya Bank Ltd., Punjab

National Bank, The Federal Bank Ltd., UCOBank and Union Bank of India.

* Please contact your local bank branch to confirm if it offers core banking facility.

2. The applicant will have the right to discontinue SIP at any time he or she so desires byproviding a written request at the office of the ICICI Prudential Mutual Fund CustomerService Centres. Notice of discontinuance should be received 30 days prior to thesubsequent SIP date.

3. Standing Instructions incomplete in any respect are liable to be rejected.

4. SIP is liable for cancellation if direct debit fails for three consecutive times.

5. The Bank shall not be liable for, nor be in default by reason of, any failure or delayin completion of its obligations under this Agreement, where such failure or delayin completion of its obligations under this Agreement, where such failure or delayis caused, in whole or in part, by any acts of God, civil war, civil commotion, riot,strike, mutiny, revolution, fire, flood, fog, war, lightening, earthquake, change ofGovernment policies, unavailability of Bank's computer system, force majeureevents, or any other cause of peril which is beyond the Bank's reasonable controland which has effect of preventing the performance of the contract by the Bank.

C) General Instructions

1. Existing investors need to provide their folio number in this Standing Instruction orthe Auto Debit form and need not to fill in the Common Application Form.

For minimum application amount to be invested in SIP, risk factors, features etc.please refer to the Key Scheme Features on page nos. 17-20.

2. If the investor selects multiple SIP frequencies or fails to choose any of them, thedefault SIP frequency will be Monthly.

3. ICICI Prudential Mutual Fund, its registrars and other service providers shall not beresponsible and liable for any damages/compensation for any loss, damage etc.incurred by the investor. The investor assumes the entire risk of using this facilityand takes full responsibility.

4. For load structure of the schemes, please refer to the Key Scheme Features on pagenos. 17-20.

5. In case of SIP with payment mode as ECS/Auto Debit, investors shall be requiredto submit a cancelled cheque or a photocopy of a cheque of the bank account forwhich the debit mandate is provided. It is mandatory to submit cancelled chequecopy OR proof of investments made through NRE account.

6. SIP TOP UP Facility:

(a) Investors can opt for SIP TOP UP facility, wherein the amount of the SIP canbe increased at fixed intervals.

(b) The TOP UP amount has to be in multiples of Rs.500 only.

(c) The frequency is fixed at Yearly and Half Yearly basis. In case the frequencyis not selected, the TOP UP facility may not be registered.

(d) In case of Quarterly SIP, only the Yearly frequency is available under SIP TOPUP.

7. The investor hereby agrees to indemnify and not hold responsible, the AMC andits employees, the R&T agent and the service providers incase his/her bank is notable to effect any of the payment instructions for whatsoever reason.

8. Demat/Non-Demat Mode: (a) Investors can hold units in Dematerialized (Demat)/Non-Demat mode. In case the investor has not provided his / her Demat accountdetails or the details of DP ID / BO ID provided by the investor is incorrect, or Demataccount is not activated or not in an active status, the units would be allotted inNon-Demat mode. (b) Allotment letters would be sent to investors who are allottedunits in Demat mode and a Statement of Accounts would be sent to investors whoare allotted units in non-Demat mode. (c) Investors are requested to note that Unitsheld in dematerialized form are freely transferable except units held in EquityLinked Savings Scheme’s (ELSS) during the lock-in period. (d) The units will beallotted based on the applicable NAV as per the SID and will be credited toinvestor’s Demat account on weekly basis upon realization of funds. For e.g. Unitswill be credited to investors Demat account every Monday for realization statusreceived in last week from Monday to Friday.

TERMS AND CONDITIONS

11

21/Jan/13

SMART FEATURES FORMSTP / SWP / DTP / TRIGGER / LIQUITY

Please read INSTRUCTIONS (Page 14-16) carefully. All sections to be completed in ENGLISH in BLACK / BLUE COLOURED INK and in BLOCK LETTERS.

Application No.

� �

Note: All future communications in connection with this application should be addressed to the nearest ICICI Prudential Mutual Fund Customer Service Centre, quoting full name of

the first applicant, the application serial number, the name of the scheme, the amount invested, date and the place of the Customer Service Centre where application was lodged.

1 EXISTING UNITHOLDERS INFORMATION If you have an existing folio no. with PAN & KYC validation please mention your name & folio No.

Name FIRST MIDDLE LAST Folio No.Mr. Ms. M/s

Application No.



Date of Birth*





Date of Birth


Date of Birth

D D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

PAN*

PAN*

PAN*

PAN*

Sole/FirstApplicant




Mr. Ms.


Natural guardian






TOLL FREE NUMBER 1800 222 999 (MTNL/BSNL) 1800 200 6666 (OTHERS) EMAIL [email protected] WEBSITE www.icicipruamc.com



BROKER CODE (ARN)

SERIAL NUMBER, DATE & TIME OF RECEIPT


4 SYSTEMATIC WITHDRAWAL PLAN (SWP)

Frequency Monthly QuarterlyWithdrawalAmount

`

Name of scheme ICICI PRUDENTIAL (SCHEME FROM WHICH YOU WISH TO WITHDRAWAL AMOUNT)

5 DIVIDEND TRANSFER (DTP) (Please refer to instruction No. XVII)

Name of Source scheme ICICI PRUDENTIAL

Name of Target scheme ICICI PRUDENTIAL

(SCHEME NAME & DIVIDEND FREQUENCY FROM WHICH YOU WISH TO OPT FOR DTP)

(SCHEME INTO WHICH YOU WISH TO TRANSFER DIVIDEND)

Option & Sub option (Please � the appropriate boxes only if applicable to the scheme into which you wish to transfer dividend)

(Please refer to instruction No. XVI)

3 SYSTEMATIC TRANSFER PLAN (STP) (Please refer to instruction No. XV)

Name of scheme ICICI PRUDENTIAL (SCHEME FROM WHICH YOU WISH TO TRANSFER AMOUNT)


Name of scheme ICICI PRUDENTIAL (SCHEME INTO WHICH YOU WISH TO TRANSFER AMOUNT)


`No. of Installments

(Minimum 6 installments)

Installment Amount(Minimum of Rs.1,000)

Note: In case of Daily STP the minimum installment amount is ` 250 & in multiplesof ` 50 thereof and minimum installment criteria shall not be applicable. (Daily STPis available for specific source & target schemes, please refer to instruction XV)

Transfer Frequencies Daily Weekly Monthly Quarterly STP Date (Monthly frequency only) 7th 10th 15th 25th Last business day of Month

Start Date: End Date:M M / Y Y Y Y M M / Y Y Y Y




Regular Direct






Regular Direct

OR AEP– Regular* OR Appreciation






Regular Direct




Regular Direct


# Name of Guardian/Contact Person is Mandatory in case of Minor/Non-Individual Investor.For documents to be submitted on behalf of minor folio refer instruction II-b(2)

ARN-47791

12

21/Jan/13


Please Retain this Slip

To be filled by investor Subject to realization of cheque & furnishing ofmandatory information / documents.

Scheme

Entry Trigger STP SWP DTP Liquity

ICICI PRUDENTIAL Rs. AMOUNT UNITS

SOURCE / FROM SCHEME

� �

ICICI PRUDENTIAL FLEXIBLE INCOME PLAN

Growth OR Dividend Reinvestment - Daily or Weekly OR Dividend Payout - Weekly

SOURCE SCHEMES & OPTIONS (Appreciation / Dividend amount to be transferred from - Please � any one of the Scheme / Options)

ICICI PRUDENTIAL LIQUID PLAN

Growth OR Dividend Payout - Quarterly or Half Yearly OR Dividend Reinvestment - Daily Weekly Monthly

ICICI PRUDENTIAL ULTRA SHORT TERM PLAN

TARGET SCHEMES & OPTIONS

(Appreciation / Dividend amount to be transferred from - Please � any one of the Schemes / only Growth Option available)

ICICI Prudential Focused Bluechip Equity Fund ICICI Prudential Dynamic Plan ICICI Prudential Infrastructure Fund

ICICI Prudential MidCap Fund ICICI Prudential Top 200 Fund ICICI Prudential Discovery Fund

6 ENTRY TRIGGER REGISTRATION / CANCELLATION (Please refer to instruction No. XVIII)

Amount / Units to be triggered From (Please � Source Scheme)

ICICI Prudential Floating Rate Plan ICICI Prudential Flexible Income Plan ICICI Prudential Income Plan ICICI Prudential Short Term Plan

ICICI Prudential Liquid Plan ICICI Prudential Long Term Plan ICICI Prudential Ultra Short Term Plan

Cancellation (Of any trigger set-up registered earlier)Please �� New Registration Update existing registration Refresh Trigger NAV*


The Trustee, ICICI Prudential Mutual Fund, I/We have read and understood the Scheme Information Document/Key Information Memorandum of the Scheme(s). I/We apply for the units of the Fund andagree to abide by the terms, conditions, rules and regulations of the scheme and other statutory requirements of SEBI, AMFI, Prevention of Money Laundering Act, 2002 and such other regulations as maybe applicable from time to time.I/We confirm to have understood the investment objectives, investment pattern, and risk factors applicable to Plans/Options under the Scheme(s). I/we have not receivednor been induced by any rebate or gifts, directly or indirectly, in making this investment. I/We declare that the amount invested in the Scheme is through legitimate sources only and is not designed for thepurpose of contravention or evasion of any Act, Regulations or any other applicable laws enacted by the Government of India or any Statutory Authority. I/We agree that in case my/our investment in theScheme is equal to or more than 25% of the corpus of the plan, then ICICI Prudential Asset Management Co. Ltd.(the 'AMC'), has full right to refund the excess to me/us to bring my/our investment below25%. I/We hereby declare that I am/we are not US Person(s). I/We hereby declare that I/we do not have any existing Micro SIPs which together with the current application will result in a total investmentsexceeding Rs.50,000 in a year. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes ofvarious Mutual Funds from amongst which the Scheme is being recommended to me/us. I/We interested in receiving promotional material from the AMC via mail, SMS, telecall, etc. If you do not wishto receive, please call on tollfree no. 1800 222 999 (MTNL/BSNL) or 1800 200 6666 (Others).

Growth OR Dividend Reinvestment - Daily or Weekly or Fortnightly or Monthly or Quarterly OR Dividend Payout - Quarterly

SCHEME AND OPTION

TARGET / TO SCHEME FREQUENCY & NO. OF INSTALLMENTS

EXISTING FOLIO NO.

7 LIQUITY FACILITY (Please refer to instruction No. XIX)

TOTAL AMOUNT TO BE REGISTERED

AMOUNT IN FIGURES

AMOUNT IN WORDS

% drop in NAV (Please �) or BSE Sensex Value

5% or

10% or

15% or

20% or

(Please refer instruction XV (i))

TRIGGER AMOUNT

IN MULTIPLES OF 100 POINTS




% of Total Registered Amount to be Transferred

MINIMUM 10% AND IN MULTIPLE OF 5%




`

100 % of Total Registered Amount

TRIGGER LEVEL


Rupees

Amount / Units to be triggered To (Please � Target Scheme)

ICICI Prudential Dynamic Plan ICICI Prudential Focused Bluechip Equity Fund ICICI Prudential Index Fund ICICI Prudential Balanced Fund ICICI Prudential Top 100 Fund ICICI Prudential Top 200 Fund

ICICI Prudential Target Returns Fund ICICI Prudential Discovery Fund ICICI Prudential Equity - Volatility Advantage Fund

PLAN: Regular OR Direct







Regular Direct




Regular Direct

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21/Jan/13

ICICI Prudential AMC Ltd. - ACKNOWLEDGEMENT SLIP (To be filled in by the investor)

Folio / Application No. First Holder Name

Received request for Trigger facility under Scheme Plan Option

switching into the Scheme ________________________________ Plan____________________ Option _________________________________________________________

In respect of Trigger Option (please �) NAV Appreciation Trigger : On NAV (Switchout Scheme) reaching Rs. _____________ per unit switch the investment /

NAV Stop-Loss Trigger : On NAV (Switchout Scheme) reaching Rs. _______________________ per unit switch the investment /

Specific Date Trigger : On the day of

DETAILS OF TRANSACTION ON WHICH TRIGGER OPTIONS NEED TO BE EXERCISED/CANCELLED

Mention the complete name of the scheme along with the plan. Please tick (�) or fill the appropriate boxe(s) or column(s)

Plans, Options & sub-options

PLAN: Regular Direct OPTION: Cumulative/Growth Dividend

SUB-OPTION: DIVIDEND FREQUENCIES:

Dividend Payout Daily Fortnighly Quarterly Annual

Dividend Reinvestment Weekly Monthly Half Yearly Dividend Others

SWITCH TO (Name of the Scheme)

(Please leave one column blank between words)

Trigger Application/Cancellation Form(Please read the instructions carefully before filling up the form and use separate application form for each transaction)

Use this form, if you wish to switch units from one scheme to another based on appreciation/stop-loss on your investment or on a specific date.

(Please leave one column blank between words)

SWITCH FROM (Name of the Scheme)

I C I C I P R U D E N T I A L

Application Number Folio Number (For existing Unitholders)

TRIGGER [Please tick (�) the appropriate box] Registration Cancellation

(In case of cancellation, the section ‘‘SWITCH TO’’ and ‘‘TRIGGER OPTIONS’’ need not be filled in)

D D M M Y Y Y YDate:

Sole/FirstApplicant

SecondApplicant

ThirdApplicant

Name of theSole/First Applicant

Name of theSecond Applicant

Name of theThird Applicant S

IGN

AT

UR

E(S

)

NAME(S) AND SIGNATURE(S) OF THE APPLICANT(S)

D D M M Y Y Y Y

Signature, Stamp & Date(Please retain this slip for all the future correspondence with ICICI Prudential MF in relevance to this Trigger.)

I C I C I P R U D E N T I A L

Plans, Options & sub-options

PLAN: Regular Direct OPTION: Cumulative/Growth Dividend

SUB-OPTION: DIVIDEND FREQUENCIES:

Dividend Payout Daily Fortnighly Quarterly Annual

Dividend Reinvestment Weekly Monthly Half Yearly Dividend Others

AEP– Regular@ OR Appreciation AEP Frequencies: Monthly Quarterly Half Yearly


I / We have received, read and understood the offer document/key information memorandum.1. Trigger will require folio number in case of existing investors or application form number in case

of new investor.2. Trigger facility will switch all the units in the above mentioned scheme within the respective

Folio Number of the investor.3. Entry and Exit loads for the scheme(s) shall be applicable as mentioned in the the relevant Offer

Document(s)/Addendum(s). The same will also be applicable for SIP / STP / SWP.4. Tigger facility is available in all the Open Ended Schemes of ICICI Prudential Mutual Fund except

SENSEX Prudential ICICI Exchange Traded Fund (SPIcE), ICICI Prudential Index Fund and ICICIPrudential Gold Exchange Traded Fund.

5. For the switch to happen the minimum purchase/redemption criteria should be met else thetrigger will not be effected.

6. Trigger facility on each scheme will require a separate/independent Trigger request form to befilled. If an investor holds similar schemes in two folios, they will have to register separately forit mentioning the folio number.

INSTRUCTIONS

7. Target scheme, where units will be switched if option/sub-options are not selected, it will beswitched to the default option (available under the Target Schemes).

8. Switch will be implemented on the day the trigger condition is satisfied. The Trigger is a one timeoperation and will cease once it is exercised.

9. Once switch is done exercising trigger option, the same will not be reversed whatsoever and itwill be final and binding.

10. If trigger is not activated and/or implemented due to reasons, which are beyond the control ofICICI Prudential AMC, the AMC would not be held responsible. Trigger facility is only a facilityextended by the AMC for the convenience of the unit holders and does not form part of any scheme/fund objectives.

11. AMC reserves the right to amend/terminate this facility at any time, keeping in view business/operational exigencies.

I/We have read & understood and agree to abide by the terms and conditions and opt for the Triggerfacility.

Specific NAV Trigger:

NAV Appreciation Trigger : On NAV (Switchout Scheme) reaching Rs. (Rupees in words ______________________________________________________

_______________________________________________________________________) per unit.

NAV Stop-Loss Trigger : On NAV (Switchout Scheme) reaching Rs. _______________ (Rupees in words ______________________________________________________

_______________________________________________________________________) per unit.

TRIGGER OPTIONS (In case of multiple triggers ticked, one whose condition is fulfilled first will be exercised and balance, if any, will be nullified)

Switch the investment:

(NAV per unit should be mention only in multiple of Re. 1)

D D M M Y Y Y YSpecific Date Trigger : On the day of

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I. GENERAL INSTRUCTIONSa) The application form is for Resident Investors/NRIs/FIIs and should be completed in English in BLOCK

Letters.b) The signature(s) should be in English or in any of the Indian languages specified in the eighth schedule

of the constitution of India. Thumb impressions must be attested by a Magistrate or a Notary Public or aSpecial Executive Magistrate under his/her official seal. Applications by minors should be signed by theirguardians. In case of a Hindu Undivided Family (HUF), the Karta should sign on behalf of the HUF.Signature mismatch cases: While processing the redemption / switch out request in case the AMC / Registrarcome across a signature mismatch, then the AMC/ Registrar reserves the right to process the redemptiononly on the basis of supporting documents (like copy of passport, driving license etc.), confirming theidentity of the investors. A list of such documents may be notified by AMC from time to time on its website.

c) If you are a new investor and wish to apply for SIP through Auto Debit by way of Electronic Clearing Service(ECS) or Standing Instructions to your bank account, you are required to fill in the respective form, inaddition to the Common Application Form.

d) The investors who wish to avail Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) / DividendTransfer Plan (DTP) / Trigger / Entry Trigger / Liquity facilities must fill in the Smart Features form in additionto the Common Application Form or use separate transaction forms available in any of the ICICI PrudentialMutual Fund Customer Service Centers.

e) The application form number, the scheme name and the name of the applicant should be mentioned onthe reverse side of the instrument (Cheque, Demand Draft etc) that accompanies the application.

f) The Application completed in all respects along with the cheque/demand draft, must be submitted to thenearest Customer Service Centre. Applications incomplete in any respect or not accompanied by a chequeor demand draft for the amount payable, are liable to be rejected and the money paid will be refundedwithout interest.

g) No receipt will be issued for the Application money. The Customer Service Centers will stamp and returnthe acknowledgment slip in the application form, to acknowledge receipt of the application.

h) Overwriting on application forms/transaction slips: In case of corrections / overwriting on key fields (as maybe determined at the sole discretion of the AMC) of the application forms/transaction slips, the AMCreserves the right to reject the application forms/transaction slips, in case the investor(s) has/have notcountersigned in every place where such corrections/overwriting has/have been made.

II. UNITHOLDERS INFORMATIONa) Existing Unit-holders

If you have an existing folio with PAN validation & KYC validation (if applicable), please mention the FolioNumber in Step 1 and proceed to Step 4 in the application form. Please note that the applicable details andmode of holding will be as per the existing folio.

b) New Applicant1. Name and address must be given in full (P.O. Box Address is not sufficient). In the case of NRI/PIO/FII

investors, an overseas address must also be provided.2. Name of the guardian alongwith relationship must be mentioned, if the investments are being made

on behalf of a minor. Guardian of the minor should either be a natural guardian (i.e. father or mother)or a court appointed legal guardian. Joint holding is not allowed, if the first applicant is minor.If the first applicant is minor, date of birth along with photocopy of supporting documents as enumeratedbelow shall be mandatory while opening the account on behalf of minor:(a) Birth certificate of the minor, or (b) School leaving certificate / Mark sheet issued by Higher SecondaryBoard of respective states, ICSE, CBSE etc., or (c) Passport of the minor, or (d) Any other suitable proofevidencing the date of birth of the minor.In case of natural guardian, a document evidencing the relationship has to be submitted, if the sameis not available as part of the documents submitted as proof of date of birth of the minor applicant.In case of court appointed legal guardian- a notorised photo copy of the court order should be submittedalongwith the application.

3. Minor Attaining Majority - Status Change:On minor attaining majority, the unit holder shall submit a letter along with the documents as mentionedbelow:1. A signed request form to change account status from minor to major duly filled containing details

like name of the major, folio no. etc.2. New Bank Mandate.3. Signature of major attested by manager of schedule bank/ bank certificate/ letter.4. KYC and PAN of the major.The standing instruction including SIP, STP and SWP will be registered only till the date of minorattaining majority, though the instructions may be for a period beyond that date.

4. In case of an application under Power of Attorney (PoA) or by a Limited Company, Body Corporate,Registered Society, Trust or Partnership etc., the relevant Power of Attorney or the relevant resolutionor authority to make the application as the case may be, or duly certified copy thereof, along with theMemorandum and Articles of Association / bye-laws must be lodged along with the application form.Power of Attorney (POA): In case an investor has issued Power of Attorney (POA) for making investments,switches, redemptions etc., under his/her folio, both the signature of the investor and the POA holderhave to be clearly captured in the POA document, to be accepted as a valid document. At the time ofmaking redemption / switches the fund would not be in a position to process the transaction unless,PoA holder’s signature is available in the PoA or proof of identity along with signature is producedalong with the PoA.

5. PAN is mandatory: PAN is mandatory: As per SEBI Circular MRD/Dop/Cir/-05/2007 dated April 27, 2007Permanent Account Number (PAN) has been made the sole identification number for all participantstransacting in the securities market, irrespective of the amount of transaction, w.e.f. July 02, 2007. PANis mandatory for all mutual fund investments w.e.f. 1st January, 2008. Accordingly, any application notaccompanied with the PAN is liable to be rejected.

6. Applicants should indicate their status by ticking the appropriate check-box. Applications without a tickin the ‘Status’ box will be considered as investment by “Others”. Those who select the status as“Others”, they should specify their status in the space provided.

7. Applicants should specify the mode of holding. In case it is not mentioned, the default will be “anyoneor survivor”. In the case of joint holders, the first named holder shall receive all the Account Statements,dividends / redemptions / refund warrants and any other correspondence sent from time to time.

8. Name of a contact person should be mentioned in case of the investment by a Company/BodyCorporate/Partnership Firm/Trust/Foreign Institutional Investors (FIIs)/Society/AOP/BOI.

9. Transactions without Scheme/Option Name: In case of fresh/additional purchases, if the name of theScheme on the application form/transaction slip differs with the name on the Cheque/Demand Draft,then the AMC will allot units under the Scheme mentioned on the payment instrument. In case offresh/additional purchases, if the Scheme name is not mentioned on the application form/transactionslip, then the units will be allotted under the Scheme mentioned on the Cheque/Demand Draft. ThePlan/Option that will be considered in such cases if not specified by the customer will be the defaultoption of the Scheme as per the Scheme Information Document. However, in case additional purchaseis under the same scheme as fresh purchase, then the AMC reserves the right to allot units in the optionunder which units were allotted at the time of fresh purchase.

III. BANK DETAILSThe first Unit-holder should provide the name of the bank, branch, complete address of the branch, accounttype and account number, which is mandatory as per Securities Exchange Board of India circular IIAMRP/MF/CIR/07/826/98 dated April 15, 1998. Applications without this information will be deemed to beincomplete. Please quote 9 Digit MICR Code No. of your Bank and Branch corresponding to Bank Accountdetails. (This number appears on every leaf of your cheque book after your cheque number). Please attacha blank “cancelled” Cheque or a clear photocopy of a cheque issued by your bank verifying of the CodeNumber. The AMC reserves the right to make dividend/redemption payments through ECS/NFT/RTGSwhere details are available.

Please note for unit holder opting to invest in demat, please ensure that the bank account linked with thedemat account is mentioned in the application form.Change of Bank Mandate: With effect from October 25, 2011, the request for change of bank (COB) shall besubmitted along with the original cancelled cheque of the new bank with the investor name mentioned onthe cheque or copy of the bank statement/pass book duly attested by the new Bank, evidencing the nameand bank account details of the investor.

IV. INVESTMENT DETAILSa) The Investor has to fill separate form for each scheme that he/she wishes to invest in through a Common

Application Form (Lumpsum/Systematic Investments).b) Investor should select only one option (growth/dividend) and corresponding sub-option (e.g. Reinvest/

Payout in case of Dividend Option) under the scheme(s) wherever applicable by ticking the appropriatebox. In case of Dividend Transfer Plan, the Investor must fill in the Smart Features form separately.

c) In case, the investor has not selected the option/sub-option for his investments, default option/sub-optionas prescribed in the Scheme Information Document of the relevant scheme will be applied.

d) For minimum application amount etc., please refer to Key Scheme Features Table given on page 17-21.e) Please submit the following documents alongwith your application (where applicable). All documents should

be original/true copies by director/trustee/company secretary/authorised signatory:

f) Investors opting for the Automatic Encashment Plan (AEP) option (under the Monthly Income Plan, MIP 25,MIP 5 & Income Plan) are requested to choose either the AEP-Regular option or the AEP AppreciationOption. The investor has the option of selecting either Monthly/Quarterly/Half Yearly sub option under theAppreciation Option. Incase investor has selected multiple options under AEP, the default option wouldAEP Regular option, and the default sub option under Appreciation Option would be Monthly sub option.

V. SYSTEMATIC INVESTMENT PLAN (SIP)a) For availability of Systematic Investment Plan (SIP) Facility, please refer to the Key Scheme Features on

page nos. 17-21 & also refer to Instruction No.VI (a) for mode of payment for SIP through PDCs.b) Investors opting for the SIP Facility, need to fill the Common Application Form For Systematic Investments

and tick any of the payment option such asi. SIP payment through Bank Standing Instruction/Direct Debitii. Auto Debit by way of Electronic Clearing Service (ECS)iii. Post Dated Cheques (PDCs).iv. If the payment option is Auto Debit through ECS or Standing Instruction to the Bank, investors also

need to fill & sign the respective Standing Instructions form.c) The Second SIP installment amount and the subsequent SIP installment amounts should be of the same

amount. However, the First SIP installment need not be of the same amount as Second and SubsequentSIP installments amount. This is applicable only to investors opting for SIP through PDCs.

d) Investors subscribing for SIP are required to submit their SIP request at least 30 days prior to the date offirst debit date and the SIP start date shall not be beyond 60 days for monthly SIP and 100 days for QuarterlySIP from the date of submission of SIP application.

e) In case of SIP with payment mode as ECS/Auto Debit, the investors are required to submit a cancelledcheque or a photocopy of a cheque of the bank account for which the debit mandate is provided.

f) For exit load structure under the Schemes, please refer to the Key Scheme Features on page nos. 17-21.g) Please issue post dated cheques dated for either the 7th or 10th or 15th or 25th of the month. A credit

confirmation will be sent to the unit holder indicating the new balance to his or her credit in the account.1. For cheques drawn from locations as determined by ICICI Prudential Asset Management Company Ltd.

(the AMC) from time to time and notified on its website www.icicipruamc.coma. Option 1: The First SIP installment should be paid through a Demand Draft payable at places where the

Official Points of Acceptance of Transaction of the AMC are located. All the other installments shouldbe through post dated cheques for the SIP dates, i.e. the 7th or 10th or 15th or 25th of the month. TheSIP date selected by an Investor should fall at least 30 days after the date of first SIP installment. ForExample; if the first SIP installment is on October 12, 2010, then the SIP date that can be selected byan investor for the second and subsequent installments should fall after November 11, 2010.

b. Option 2: In case all the installments (i.e. including the first Installment) are paid through post-datedcheques, the SIP Application along with the post-dated cheques should be submitted at the OfficialPoints of Acceptance of Transactions of the AMC, at least 30 days before the start of the SIP. The Postdated cheques for all of the SIP installments (including the first Installment), should be dated as perthe specified SIP dates only, i.e. the 7th or 10th or 15th or 25th of the month.

c. For all SIP applications with Post Dated Cheques, the SIP date selected by an Investor should fall atleast 30 days after the date of first SIP installment. For Example; if the first SIP installment is on October12, 2010, then the SIP date that can be selected by an investor for the second and subsequentinstallments should fall after November 11, 2010.

h) MICRO SIP/Lumpsum or Additional Purchase upto Rs. 50,000/-: Systematic Investment Plans (SIPs) wherethe aggregate of installments in a rolling 12 month period or in a financial year i.e. April to March, does notexceed Rs 50,000 (to be referred as “Micro SIP” hereinafter). From January 01, 2012, KYC is mandatory forall holders of Micro SIP.

The above stated exemption shall be available under all the schemes of the Fund for investments upto Rs.50,000/- (aggregate under all the schemes of the Fund) in a rolling 12 month period or financial year i.e. Aprilto March by individuals.

• In case of investments held jointly, first holder must not possess a PAN.

• Eligible Investors may invest in the schemes of the Fund (through SIP or lumpsum/additional purchase)without providing PAN subject to the threshold amount as specified above.

• Eligible Investors should attach a copy of Know Your Client (KYC) acknowledgement letter quoting PAN

INSTRUCTIONS FOR FILLING UP THE COMMON APPLICATION FORMPlease read the Key Scheme Features and the terms of the Scheme Information Document(s) of the respective

Scheme(s) and Statement of Additional Information carefully before filling the Application Form.

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INSTRUCTIONS FOR FILLING UP THE COMMON APPLICATION FORM (Contd.)Exempt KYC reference no. (PEKRN) obtained from KYC Registration Agency alongwith the investmentapplication form.

• Eligible Investors must have only one PEKRN.

• Incase KYC status is failed for a particular PEKRN further SIP transaction/investments will not be allowedin such folios having such PEKRN.

i) SIP TOP UP Facility:(a) Investors can opt for SIP TOP UP facility, wherein the amount of the SIP can be increased at fixed intervals.(b) The TOP UP amount has to be in multiples of Rs.500 only.(c) The frequency is fixed at Yearly and Half Yearly basis. In case the frequency is not selected, the TOP

UP facility may not be registered.(d) In case of Quarterly SIP, only the Yearly frequency is available under SIP TOP UP.

VI. MODE OF PAYMENTa) The cheque/demand draft should be drawn in favour of ICICI Prudential “Scheme Name” for example ICICI

Prudential Liquid Plan, as the case may be and crossed “Account Payee Only”. You may also refer to theIndex on Page Number 2 for the same.

b) Separate Cheques / Demand Drafts are required for each scheme in which an investor invests.c) Payments by Stock-invests, cash, postal orders, money orders and outstation cheques will not be accepted.d) The Fund will bear the demand draft charges subject to a maximum of Rs. 50,000/- per transaction for

purchase of units by investors residing at locations where the Asset Management Company (AMC’s)Customer Service Centers/Collection Centers are not located as mentioned in the table below:

Amount of Investment Rate of Charges of Demand Draft(s)

Upto Rs.10,000/- At actual, subject to a maximum of Rs. 50/-Above Rs.10,000/- Rs. 3/- per Rs. 1000/-Maximum Charges Rs. 50,000/-

However, the demand draft charges will not be reimbursed for ICICI Prudential Liquid Fund, ICICI PrudentialShort Term Plan, Prudential ICICI Gilt Fund – Treasury Plan, ICICI Prudential Floating Rate Plan and ICICIPrudential Money Market Fund.The AMC reserves the right to refuse the reimbursement of demand draft charges, in case of investmentsmade by the same applicant(s) through multiple applications at its own discretion, which will be final andbinding on the investor.Investors residing at places other than where the AMC Customer Service Centers/ Collection Centers arelocated are requested to make the payment by way of demand draft(s) after deducting bank charges as perthe rates indicated in the above table. It may be noted that additional charges, if any, incurred by the investorover and above the levels indicated above will not be borne by the Fund.No demand draft charges will be reimbursed by the Fund for purchase of Units by investors residing at suchlocations where the Customer Service Centers/ Collection Centers of the AMC are located.

e) Investment/subscription made through Third Party Cheque(s) will not be accepted.Third party cheque(s) for this purpose are defined as: (i) Investment made through instruments issued froman account other than that of the beneficiary investor, ii) in case the investment is made from a joint bankaccount, the first holder of the mutual fund folio is not one of the joint holders of the bank account fromwhich payment is made. Third party cheque(s) for investment/subscription shall be accepted, only inexceptional circumstances, as detailed below:1) Payment by Parents/Grand-Parents/related persons on behalf of a minor in consideration of natural

love and affection or as gift for a value not exceeding Rs.50,000/- (each regular purchase or per SIPinstalment). However this restriction will not be applicable for payment made by a guardian whosename is registered in the records of Mutual Fund in that folio.

2) Payment by Employer on behalf of employee under Systematic Investment Plans through Payroll deductions.3) Custodian on behalf of a Foreign Institutional Investor (FII) or a client.The above mentioned exception cases will be processed after carrying out necessary checks and verificationof documents attached along with the purchase transaction slip/application form, as stated below:1) Determining the identity of the Investor and the person making payment i.e. mandatory Know Your

Client (KYC) for Investor and the person making the payment.2) Obtaining necessary declaration from the Investor/unitholder and the person making the payment.

Declaration by the person making the payment should give details of the bank account from which thepayment is made and the relationship with the beneficiary.

3) Verifying the source of funds to ensure that funds have come from the drawer's account only.In case of investment/subscriptions made via Pay Order, Demand Draft, Banker's cheque, RTGS, NEFT, ECS,bank transfer, net banking etc. Following additional checks shall be carried out:1) If the investment/subscription is settled with pre-funded instruments such as Pay Order, Demand

Draft, Banker's cheque, etc., a Certificate from the Issuing banker must accompany the purchaseapplication, stating the Account holder's name and the Account number which has been debited forissue of the instrument. The funds should be debited from a pre-registered pay in account availablein the records of the Mutual fund, or from the account of the first named unit holder. Additionally, ifa pre-funded instrument issued by the Bank against cash, it shall not be accepted for investments ofRs.50,000/- or more. Such prefunded instrument issued against cash payment of less than Rs.50,000/-should be accompanied by a certificate from the banker giving name, address and PAN (if available)of the person who has requested for the demand draft.

2) If payment is made by RTGS, NEFT, ECS, bank transfer, etc., a copy of the instruction to the bank statingthe account number debited must accompany the purchase application. The account number mentionedon the transfer instruction should be from pay in account available in the records, or from the accountof the first named unit holder.

Investors are requested to note that AMC reserves right to have additional checks of verification for anymode of payment received. AMC reserves the right to reject the transaction in case the payment is receivedin an account not belonging to the first unit holder of the mutual fund.In case of investors with multiple accounts, in order to ensure smooth processing of investor transactions,it is advisable to register all such accounts, as the investments/subscriptions received from the said multipleaccounts shall be treated as 1st party payments. Refer Third Party Payment Declaration form available inwww.icicipruamc.com or ICICI Prudential Mutual Fund branch offices.

f) NRI/FII/PIO Investors1. Repatriation basis: Payments by NRIs / FIIs / Persons of Indian Origin (PIOs) residing abroad, may be

made either by way of Indian Rupee demand drafts or cheques by means of (i) inward remittancethrough normal banking channels; (ii) or out of funds held in NRE/FCNR accounts payable at par andpayable at the cities where the Customer Service Centre’s are located. In case of Indian Rupee draftspurchased or cheques issued from NRE/ FCNR Account, an account debit certificate from the bankissuing the draft confirming the debit should also be enclosed. In case the debit certificate is notprovided, the AMC reserves the right to reject the application of the NRI investors.

2. Non Repatriation basis: NRIs or people of Indian origin residing abroad investing on a non-repatriablebasis may do so by issuing cheques / demand drafts drawn on a Non-Resident Ordinary (NRO) accountpayable at the cities where the Customer Service Centre’s are located.

3. FIRC certificate: In case of investments by Non Resident Indians (NRIs), if FIRC certificate was notsubmitted, CAMS/AMC will not provide FIRC outward letters to banks.

4. Payment of Maturity Proceeds: NRIs shall provide details of purchase including contract notes on orbefore the maturity date. In the absence of such details on or before the maturity date, TDS towardscapital gain would be done at higher applicable rate. For this purpose, the difference between allotmentNAV and NAV applicable for Maturity payment is considered as capital gains.The plan under thescheme shall be fully redeemed at the end of the maturity period of the respective Plan unless rolledover as per SEBI guidelines.

VII. NOMINATIONa. Filling the nomination details with full address is mandatory for individuals applying for / holding units on

their own behalf singly and optional for joint holding. Non-individuals including society, trust, bodycorporate, partnership firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate.All joint holders will sign the nomination form. Nomination is not allowed in case the first applicant is aminor. Nomination form cannot be signed by Power of Attorney (PoA) holders.

b. Even those investors who do not wish to nominate must sign separately confirming their non-intention tonominate.

c. All payments and settlements made to such nominee and signature of the Nominee acknowledging receiptthereof, shall be a valid discharge by the AMC / Mutual Fund / Trustees.

d. A minor can be nominated and in that event, the name, relationship and address of the guardian of the minornominee shall be provided by the unit holder. Guardian of the minor should either be a natural guardian (i.e. fatheror mother) or a court appointed legal guardian. Nomination can also be in favour of the Central Government, StateGovernment, a local authority, any person designated by virtue of his office or a religious or charitable trust.

e. The Nominee shall not be a trust (other than a religious or charitable trust), society, body corporate, partnershipfirm, Karta of Hindu Undivided Family or a Power of Attorney holder. A non-resident Indian can be a Nomineesubject to the exchange controls in force, from time to time.

f. Nomination in respect of the units stands withdrawn upon the transfer of units.g. Every new nomination for a folio/account will overwrite the existing nomination.h. Transfer of units in favour of a Nominee shall be valid discharge by the Asset Management Company (AMC)

against the legal heir.i. The cancellation of nomination can be made only by those individuals who hold units on their own behalf,

singly or jointly and who made the original nomination and the request has to signed by all the holders.j. On cancellation of the nomination, the nomination shall stand withdrawn and the AMC shall not be under any

obligation to transfer the units in favour of the Nominee.k. Investors who want to make multiple nominations need to fill the separate Multiple Nomination Form available

on www.icicipruamc.com and submit it to the AMC.VIII. DIRECT CREDIT OF DIVIDEND/REDEMPTION: ICICI Prudential AMC had entered into an arrangement withcertain banks; such as Axis Bank, Citibank N.A., HDFC Bank, HSBC and ICICI Bank, for direct credit of redemption anddividend proceeds if the investors have a bank mandate any of the specified banks. However, the Fund reservesthe right to issue a payment instrument in place of this direct credit facility, and will not be responsible for any delayon the part of the bank for executing the direct credit. The AMC may alter the list of the banks participating in directcredit arrangement from time to time / withdraw direct credit facility from the banks, based on its experience ofdealing with any of these banks or add / withdraw the name of the bank with which the direct credit facilityarrangements can be introduced/ discontinued, as the case may be.IX. E-MAIL COMMUNICATION: Delivering service through the internet & web-based services such as e-mail is amore efficient delivery channel. When an investor has communicated his / her e-mail address for sendingcommunication only through email, the Mutual Fund / Registrars are not responsible for email not reaching theinvestor and for all consequences thereof. The Investor shall from time to time intimate the Mutual Fund / its transferagents about any changes in the email address. In case of a large document, a suitable link would be provided andinvestor can download, save and print these documents. However, the investor always has a right to demand aphysical copy of any or all the service deliverables, and the Fund would arrange to send the same to the investor.Account statements will be sent via email, by default, to investors who have provided their email ID, unlessspecified otherwise. It is deemed that the Unit holder is aware of all the security risks associated with onlinecommunication, including the possibility of third party interception of the documents sent via email.X. KNOW YOUR CUSTOMER (KYC) NORMS: With effect from 1st January, 2011, KYC (Know Your Customer) norms aremandatory for ALL investors for making investments in Mutual Funds, irrespective of the amount of investment. Further,to bring uniformity in KYC process, SEBI has introduced a common KYC application form for all the SEBI registeredintermediaries. With effect from 1st January 2012, all the new investors are therefore requested to use the Common KYCapplication form to apply for KYC and mandatorily undergo In Person Verification (IPV) requirements with SEBI registeredintermediaries. For Common KYC Application Form please visit our website www.icicipruamc.com.XI. DEMAT/NON-DEMAT MODE: 1) Investors can hold units in Dematerialized (Demat)/Non-Demat mode. In casethe investor has not provided his / her Demat account details or the details of DP ID / BO ID provided by the investoris incorrect, or Demat account is not activated or not in an active status, the units would be allotted in Non-Dematmode. 2) Allotment letters would be sent to investors who are allotted units in Demat mode and a Statement ofAccounts would be sent to investors who are allotted units in non-Demat mode. 3) Investors are requested to notethat Units held in dematerialized form are freely transferable except units held in Equity Linked Savings Scheme’s(ELSS) during the lock-in period. 4) The units will be allotted based on the applicable NAV as per the SID and willbe credited to investor’s Demat account on weekly basis upon realization of funds. For e.g. Units will be creditedto investors Demat account every Monday for realization status received in last week from Monday to Friday.Option to hold Units in dematerialized (demat) formInvestors have the option to hold the units in demat form . Please tick the relevant option of Yes/No for opting/notopting units in demat form. If no option is excercised, “No” will be the default option. Applicants must ensure thatthe sequence of names as mentioned in the application form matches with that of the account held with theDepository Participant. If the details mentioned in the application are incomplete/incorrect or not matched with theDepository data, the application shall be treated as invalid and shall be liable to be rejected. The application formshould mandatorily accompany the latest Client investor master/ Demat account statement. Demat option will benot be available for Daily/Weekly/Fortnightly dividend options.The investors shall note that for holding the units in demat form, the provisions laid in the Scheme InformationDocument (SID) of respective Scheme and guidelines/procedural requirements as laid by the Depositories (NSDL/CDSL) shall be applicable.In case the unit holder wishes to convert the units held in non-demat mode to demat mode or vice versa at a laterdate, such request along with the necessary form should be submitted to their Depository Participant(s).Units held in demat form will be freely transferable, subject to the applicable regulations and the guidelines as maybe amended from time to time.XII. TRANSACTION CHARGESPursuant to SEBI Circular No. Cir/ IMD/ DF/13/ 2011 dated August 22, 2011 the transaction charge per subscriptionof Rs.10,000/- and above may be charged in the following manner, in addition to trail fees charged by the AMC andupfront commission, if any:i. The existing investors of the mutual fund industry may be charged Rs.100/- as transaction charge per subscription

of Rs.10,000/- and above;ii. A first time investor in any mutual fund may be charged Rs.150/- as transaction charge per subscription of

Rs.10,000/- and above.There shall be no transaction charge on subscription below Rs. 10,000/- and on transactions other than purchases/subscriptions relating to new inflows.However, the option to charge "transaction charges" is at the discretion of the distributors.In case of investment through Systematic Investment Plan (SIP), transaction charges shall be deducted only if the totalcommitment through SIP amounts to Rs. 10,000/- and above. The transaction charges in such cases shall be deductedin 4 equal installments.The aforesaid transaction charge shall be deducted by the Asset Management Company from the subscription amountand paid to the distributor, as the case may be and the balance amount shall be invested subject to deduction of servicetax. Unit holder's statement of account will reflect subscription amount, transaction charges and net investments.Transaction Charges shall not be deducted if:• Purchase/Subscription made directly with the fund through any mode (i.e. not through any distributor/agent).• Purchase/Subscription made through stock Exchange, irrespective of investment amount.XIII. EMPLOYEE UNIQUE IDENTIFICATION NUMBER (EUIN) : Investors procuring advisory services from non

Individual distributors are requested to note that EUIN would assist in tackling the problem of missellingeven if the employee/relationship manager/sales person leave the employment of the distributor.

XIV. PLEDGE/LIEN : In case investor creates pledge / lien on their units in favour of any financial institution or lender,the details of the same shall be provided to ICICI Prudential AMC or CAMS within two days of creations of suchpledge/lien. The redemption proceeds/dividend payment will be on hold till proper details are made available.

16

21/Jan/13

INSTRUCTIONS FOR FILLING UP THE SMART FEATURES FORMXV. SYSTEMATIC TRANSFER PLAN (STP) - Instructions

Fund Instructions for Systematic Transfer Plan (STP)

a) The minimum amount that can be transferred from source scheme to target scheme is Rs. 1,000 fora minimum of 6 installments.

b) STP will be available at weekly, monthly and quarterly rests, as per the standing instructions of theUnit holder.

c) For availability of STP facility and load structure under the scheme(s), please refer to the respectiveScheme Information Document (SID)/Key Information Memorandum (KIM) or “Key Scheme Features”on pages 17-20 mentioned in the Common Application Form and Addenda of the Scheme(s).

d) The unit holder can avail the STP facility for a maximum period of 10 years.

e) All requests for registering or discontinuing Systematic Transfer Plans shall be subject to an advancenotice of 7 (seven) working days.

f) If the investor does not select any frequency or selects multiple frequencies, default frequency wouldbe monthly

g) The STP date is only applicable if the investor selects monthly transfer frequency.

h) If the investor does not select or selects multiple dates in Monthly STP, then the default option wouldbe the last business day of the month.

Source Schemes (Eligible Schemes from which you can Transfer): ICICI Prudential Income OpportunitiesFund • ICICI Prudential Dynamic Bond Fund • ICICI Prudential Ultra Short Term Plan• ICICI Prudential Flexible Income Plan • ICICI Prudential Floating Rate Plan • ICICI Prudential Liquid Plan• ICICI Prudential Money Market Fund • ICICI Prudential Income Plan • ICICI Prudential Gilt Fund –Treasury Plan & Investment Plan • ICICI Prudential Monthly Income Plan (An open ended fund. Monthlyincome is not assured and is subject to the availability of distributable surplus) • ICICI Prudential MIP 25(Monthly Income is not assured and is subject to availability of distributable surplus) • ICICI PrudentialFloating Rate Plan • ICICI Prudential Banking & PSU Debt Fund • ICICI Prudential Short Term Plan • ICICIPrudential Long Term Plan • ICICI Prudential Regular Savings Fund • ICICI Prudential Child Care Plan -Study Plan (STP Facility is allowed only between Study Plan & Gift Plan)

Target Schemes (Eligible Schemes into which you can Transfer): ICICI Prudential Tax Plan• ICICI Prudential Top 100 Fund • ICICI Prudential Top 200 Fund • ICICI Prudential Dynamic Plan• ICICI Prudential FMCG Fund • ICICI Prudential Balanced Fund • ICICI Prudential Technology Fund • ICICIPrudential Discovery Fund • ICICI Prudential MidCap Fund • ICICI Prudential Infrastructure Fund • ICICIPrudential Services Industries Fund • ICICI Prudential Index Fund • ICICI Prudential Equity - VolatilityAdvantage Fund • ICICI Prudential Indo Asia Equity Fund • ICICI Prudential Focused Bluechip Equity Fund •ICICI Prudential Banking & Financial Services • ICICI Prudential Nifty Junior Index Fund • ICICI PrudentialChild Care Plan - Gift Plan (STP Facility is allowed only between Study Plan & Gift Plan)

Instructions for Daily Systematic Transfer Plan (Daily STP)

i) The minimum amount under Daily STP which can be transferred from source scheme to targetscheme is Rs.250 and in multiples of Rs. 50 thereof.

ii) Daily STP is available under Growth & Dividend options of the Source Schemes & Growth options ofthe Target Schemes which are mentioned below:

Source Schemes for Daily STP (Eligible Schemes from which you can Transfer): • ICICI Prudential UltraShort Term Plan • ICICI Prudential Flexible Income Plan • ICICI Prudential Liquid Plan• ICICI Prudential Monthly Income Plan (An open ended fund. Monthly income is not assured and is subjectto the availability of distributable surplus) • ICICI Prudential MIP 25 (Monthly Income is not assured andis subject to the availability of distributable surplus).

Target Schemes for Daily STP (Eligible Schemes into which you can Transfer): • ICICI PrudentialFocused Bluechip Equity Fund - Retail Plan • ICICI Prudential Dynamic Plan • ICICI Prudential InfrastructureFund • ICICI Prudential Top 200 Fund • ICICI Prudential Discovery Fund • ICICI Prudential MidCap Fund.

XVI. SYSTEMATIC WITHDRAWAL PLAN (SWP) - Instructions

a) New investors who wish to enroll for the SWP facility are required fill in the details in the SmartFeatures Form in addition to the Common Application Form for Lumpsum / Systematic Investments.

b) Existing investors need to provide their active Folio No. and SWP details in the Smart Featuresform only.

c) You can opt to systematically withdraw on a Monthly/Quarterly basis. Withdrawals will be made/effected on the 1st Business Day of the month, for monthly and quarterly frequencies and wouldbe treated as redemptions.

d) The SWP will terminate automatically if all the units are withdrawn from the folio, or if theenrollment period expires; whichever is earlier.

e) The applicant will have the right to discontinue the SWP facility at any time, if he / she so desires,by providing a written request at any ICICI Prudential Mutual Fund Customer Service Centres. TheNotice to Discontinue the SWP facility should be received 7 (seven) working days prior to themonth, which it is required to be discontinued from.

XVII. DIVIDEND TRANSFER PLAN - Instructions

a) An investor can avail this facility whereby the dividend declared will be automatically investedinto any open-ended schemes of ICICI Prudential Mutual Fund.

b) The amount to the extent of distribution will be automatically invested on the ex-dividend dateinto the scheme selected by the investor at the NAV of that scheme.

c) This facility cannot be availed under Daily Dividend Plans and Weekly Dividend Plans.

XVIII. ENTRY TRIGGER - Instructions

Under this facility investors can park their investible surplus in fixed income schemes and can switchto specified equity schemes based on pre-defined trigger when the markets reach the specified levels.

Salient features of the facility:

1. Investors will have the option to select trigger from a set of triggers on the NAV of transfereeschemes or BSE Sensex Values (in multiples of 100) for switching to equity schemes. The triggeroption will be available under Growth sub option of the transferor schemes. These triggers will beset at 5%, 10%, 15% and 20% of depreciation in the NAV of transferee schemes, applicable at anindividual folio level.

2. Trigger level shall be based either on fall in BSE Sensex value (in multiples of 100) or percentagedrop in NAV of specified Plan/Option of transferee schemes. Sensex levels as indicated by theinvestors in the enrolment form should be less than the Sensex value on trigger submission date.Where the trigger is selected basis the Sensex levels, investors must mention the Sensex valuesin descending order.

3. Investors can only select trigger either basis BSE Sensex values or basis NAV based depreciationin single source scheme. Combination of both the trigger facilities is not permitted.

4. For registering under this facility, the minimum amount of investment in the transferor schemesshould be at least be Rs. 20,000 and in multiples of Rs.1,000 thereafter. "Minimum ApplicationAmount/Minimum Additional Investment Amount" specified in the Scheme Information Documentof the transferee schemes will not be applicable for Switch basis the triggers limits being achieved.

5. Investors can submit only one application form for submitting trigger facility from one transferorscheme for switching into one transferee scheme.

6. Investors must specify the percentage of Total Registered Amount to be switched at each triggerlevel. The minimum amount for each Trigger Level should at least be 10% of the Total RegisteredAmount and in multiples of 5% thereafter. Investors must ensure that the total percentage addsup to 100% or else the application is liable to be rejected. Investors must specify atleast one triggerwith 100% allocation. Trigger selected either basis NAV of transferee schemes or BSE Sensex valuesshall be applicable only once.

7. The specified trigger will fail, if the investor(s) do not maintain sufficient balance in source scheme(s)on the trigger date. Trigger will also not get executed in case units are pledged/ lien or on receiptof request for transmission.

8. All requests for registering or deactivating the trigger facility shall be subject to an advance noticeof 7 (seven) working days. Investors can deactivate the trigger facility by sending a written requestto the Investor Service Centers. Deactivation shall be effective atleast 7 calendar days from thedate of receipt of the said request.

9. Switch transaction will be processed on the business day the trigger condition is satisfied. Wheremultiple trigger levels are reached on the same business day, all such transactions which fulfillthe above mentioned criteria will be processed for the same trade date.

10. Trigger at 20% with depreciation in NAV of transferee schemes and switch into ICICI PrudentialTarget Returns Fund will be the default option under trigger facility. The investor will also have optionto skip selecting any level of appreciation and remain invested for growth or dividend payout/reinvestment options.

11. Trigger facility shall be applicable subject to payment of exit load, if any, in the transferor schemes.

12. Incase an investor submits multiple forms under the same source scheme, the same will be rejected.The instructions as per the last registered form shall be registered.

13. Please note that you cannot modify a Trigger registration once submitted. However, a fresh requestcan be made by submitting a fresh Form which will lead to cancellation of earlier instructions.

Transferor Schemes (Source Schemes): Growth option under the following schemes:

(i) ICICI Prudential Liquid Plan (ii) ICICI Prudential Short Term Plan (iii) ICICI Prudential Income Plan(iv) ICICI Prudential Floating Rate Plan (v) ICICI Prudential Flexible Income Plan (vi) ICICI PrudentialLong Term Plan (vii) ICICI Prudential Ultra Short Term Plan.

Transferee Schemes (Target Schemes):

(i) ICICI Prudential Dynamic Plan (ii) ICICI Prudential Focused Bluechip Equity Fund (iii) ICICI PrudentialDiscovery Fund (iv) ICICI Prudential Top 100 Fund (v) ICICI Prudential Top 200 Fund (vi) ICICI PrudentialTarget Returns Fund (vii) ICICI Prudential Equity - Volatility Advantage Fund (viii) ICICI PrudentialBalanced Fund (ix) ICICI Prudential Index Fund.

XIX. LIQUITY FACILITY - Instructions

a) The Liquity Facility is a facility through which investors can transfer the dividend payout or appreciationor dividend reinvestment or specified amount, if any, from the Source Schemes* to the TargetSchemes#.

* Source Schemes for Liquity Facility:

• ICICI Prudential Flexible Income Plan (Growth, Dividend Reinvestment with Daily & Weeklyfrequencies and Dividend Payout with Weekly frequency)

• ICICI Prudential Liquid Plan – Growth, Dividend Payout Option (Quarterly, Half Yearly), DividendReinvestment Option (Daily, Weekly and Monthly)

• ICICI Prudential Ultra Short Term Plan – Growth and Dividend. Dividend option will have daily, weekly,fortnightly, monthly and quarterly frequencies.

# Target Schemes for Liquity Facility:

• ICICI Prudential Focused Bluechip Equity Fund - Growth Option • ICICI Prudential Dynamic Plan- Growth Option • ICICI Prudential Infrastructure Fund - Growth Option• ICICI Prudential Top 200 Fund - Growth Option • ICICI Prudential Discovery Fund - Growth Option• ICICI Prudential MidCap Fund - Growth Option

b) For the investors under the dividend option of the respective source schemes, either the dividendpayout or the dividend that is being reinvested will be transferred to the Growth Option of the Targetschemes as per the dividend frequency.

c) For investors under the Growth Option of the respective source schemes, the daily appreciation in NAVwill be switched to the Growth Option of the Target Schemes. To affect the switch, the Units in the GrowthOption will automatically be redeemed to the extent of the daily appreciation amount.

d) To avail the Liquity facility under any folio, the investor shall have units valuing Rs. 100,000/- or more.ICICI Prudential Asset Management Company Limited (the AMC) reserves the right to discontinuethis facility if the minimum balance under any folio goes below Rs. 1,00,000/-.

e) In case the dividend declared or the appreciation is on a Non business day, the applicable NAV in theTarget scheme, in such a case shall be the next business day’s NAV.

f) The criteria for minimum application amount/minimum additional application amount in case ofTarget Schemes and minimum redemption amount in case of Source Schemes shall not be applicableto investors opting for this facility.

g) Investors must use separate Liquity Forms / Smart Features Forms for availing the Liquity Facilityin each source scheme and only one enrollment form per source scheme is permitted. If investorswish to enroll for Liquity facility in multiple schemes, they will be required to fill in separate applicationforms / smart features forms / or Liquity forms for the same.

h) Enrolment / Application forms incomplete in any respect shall be liable to be rejected.

i) The Liquity facility will be activated / deactivated within 7 working days from the date of receipt ofrequest from the investor.

j) The Liquity Facility in any manner whatsoever is not an assurance or promise or guarantee on partof Fund/ AMC to the Unit holders in terms of returns or capital appreciation or minimization of lossof capital or otherwise.

k) The Trustee reserves the right to withdraw the Liquity Facility at its sole discretion.

l) The list of Source schemes and/or Target Schemes is subject to change from time to time.

m) Trustee reserves the right to change / modify / add / delete any of the terms & condition of the LiquityFacility.

17

ICICI Prudential Mutual Fund

21/Jan/13

KEY SCHEME FEATURES

NAME OF THE SCHEME

Waiver of Load for Direct Applications:Not applicable. (Refer note 14 on page 22)

Tax treatment for the Investors(Unitholders): Refer to page 26

Daily Net Asset Value (NAV)Publication: Refer to page 26

For Investor Grievances pleasecontact: Refer to page 26

Unitholders’ Information:Refer to page 26-27

DYNAMIC PLAN DISCOVERY FUND

An Open-ended Equity Fund

To seekto generate capital appreciation by activelyinvesting in equity and equity related securities. Fordefensive considerations, the Scheme may invest in debt,money market instruments and derivatives. Theinvestment manager will have the discretion to takeaggressive asset calls i.e. by staying 100% invested inequity market/equity related instruments at a given pointof time and 0% at another, in which case, the fund maybe invested in debt related instruments at its discretion.The AMC may choose to churn the portfolio of theScheme in order to achieve the investment objective.The Scheme is suitable for investors seeking high returnsand for those who are willing to take commensuraterisks. Given the dynamic nature of the investmentobjective of this scheme and factors such as marketvolatility and macroeconomic factors, which may attimes be unpredictable,there is no assurance that theinvestment objectives of the Scheme will be met..

Equity & Equity related securities - 0 to 100% &Debt securities, Money Market & Cash - 0 to 100%including securitised debt upto 15% of the corpus. ¥

S&P CNX Nifty

Mr. Sankaran Naren & Mr. Mittul Kalawadia

FOLIOS: 469,434

AAUM: Rs. 3,961.06 Crore

1.82%

Monthly: Minimum Rs. 1,000/- & in multiple of Re. 1 (Minimum number of installments - 6)Quarterly: Minimum Rs. 5000/-& in multiple of Re. 1 (Minimum number of instalments - 4)

Mininimum of Rs. 500 & in multiples of Re.1 thereafter (See foot note-6)

Available

Available$$

ØØØ

Rs. 5,000 (plus in multiples of Re. 1)

Rs. 1,000 (plus in multiples of Re.1)

Rs. 500 & in multiples thereof

The fund shall despatch redemption proceeds within 10 business days (working days) of receiving of the redemption request at the authorised centre for acceptingsuch request.

The Trustee reserves the right to declare dividends under the dividend option of the Scheme depending on the net distributable surplus available under the Scheme. Itshould, however, be noted that actual distribution of dividends and the frequency of distribution will depend, inter-alia, on the availability of distributable surplus andwill be entirely at the discretion of the Trustee.

TOP 100 FUND

An Open-ended Growth Fund

To seek to generate long-term capital appreciationfrom a portfolio that is invested predominantly inequity and equity related securities.

Equity & Equity related securities 95 to 100%Debt securities, Money Market 0 to 5%instruments & Cash ¥.

S&P CNX Nifty

Mr. Sankaran Naren & Mr. Mittul Kalawadia

FOLIOS: 21,880

AAUM: Rs. 418.09 Crores

2.28%

i) 3% - if the amount sought to be redeemed or switched out is invested for a period of upto 6 months from the date of allotment;ii) 2% - if the amount sought to be redeemed or switched out is invested for a period from 6 months upto 18 months from the date of allotment; andiii) Nil - if the amount sought to be redeemed or switched out is invested for a period of more than 18 months from the date of allotment.

TYPE

INVESTMENT OBJECTIVE(For additional information refer to noteno. 3 on page 21)

ASSET ALLOCATION PATTERN(For additional details, refer to theScheme Information Documents.)

INVESTMENT STRATEGY

RISK PROFILE OF THE SCHEMES

RISK MITIGATION FACTORS

PLANS AND OPTIONS(For additional details, refer foot noteno.10 on page 21)

Default Plan/Option

Systematic Investment Plan

Systematic Withdrawal Plan

Switch Facility

Systematic Transfer Plan

APPLICABLE NAV

MINIMUM APPLICATIONAMOUNT/NUMBER OF UNITS

Purchase

Additional Purchase

Repurchase/Redemption

DESPATCH OF REPURCHASE(REDEMPTION) REQUEST ##

BENCHMARK INDEX

DIVIDEND POLICY

NAME OF THE FUND MANAGER

NAME OF THE TRUSTEE COMPANY

NUMBER OF FOLIOS & AVERAGEASSETS UNDER MANAGEMENT(AAUM) AS ON 31/DEC/2012

SCHEME PERFORMANCE

EXPENSES OF THE SCHEMEEntry Load@

Exit Load on applicable NAVon the basis of the investmentperiod from the date of allotmentof units *$$$

Actual Recurring Expenses for theprevious financial year ended March31, 2012 (% of NAV)


To seek to generate returns through a combination ofdividend income and capital appreciation by investingprimarily in a well-diversified portfolio of value stocks.Value stocks are those, which have attractivevaluations in relation to earnings or book value orcurrent and/or future dividends.

Equity & Equity related securities - 80% to 100%Cash & Money Market instruments - 0% to 20%.¥

CNX Midcap Index

Mr. Mrinal Singh

FOLIOS: 257,249


1.91%

ICICI Prudential Trust Limited

Not Applicable.

Please refer to page 22 for investment strategy

Mutual Fund Units involve investment risks including the possible loss of principal. Please read Scheme Information Document (SID) carefully for details on risk factors beforeinvestment. Please refer to Foot Note No. 12 for summarised Scheme Specific Risk Factors.

Please refer to page 23-24 for Risk Mitigation Factors

Regular Plan & Direct PlanGrowth Option & Dividend Option (Sub-Options: Payout & Reinvestment)

Plan: Direct Plan (Refer foot note: 15). Option: Growth; Sub-option: Dividend Reinvestment

Please refer to page 24-26 for performance


18

21/Jan/13

KEY SCHEME FEATURES

NAME OF THE SCHEME

TYPE


ASSET ALLOCATION PATTERN(For additional details, refer to theScheme Information Documents.)

INVESTMENT STRATEGY




Default Plan/Option



Switch Facility


APPLICABLE NAV


Purchase

Additional Purchase



BENCHMARK INDEX

DIVIDEND POLICY

NAME OF THE FUND MANAGERS



SCHEME PERFORMANCE


Exit Load on applicable NAV on thebasis of the investment period fromthe date of allotment of units *$$$

Actual Recurring Expenses for theprevious financial year endedMarch 31, 2012 (% of NAV)






The Trustee reserves the right to declare dividends under the dividend option of the Scheme depending on the net distributable surplus available under theScheme. It should, however, be noted that actual distribution of dividends and the frequency of distribution will depend, inter-alia, on the availability ofdistributable surplus and will be entirely at the discretion of the Trustee.

US BLUECHIP EQUITY FUNDEQUITY - VOLATILITY ADVANTAGE

FUND

An Open-ended Equity Scheme

To provide long term capital appreciation to investors byprimarily investing in equity and equity related securities(including ADRs/GDRs issued by Indian & foreign companies)of companies listed on New York Stock Exchange (NYSE)and/or NASDAQ.

65 to 100% – Equity and Equity related securities* ofbluechip companies listed on NYSE and/or NASDAQ;0 to 35% - Fixed income securities of India as well asU.S including money market instruments, cash andequivalent, Treasury bills and fixed deposits.The Scheme will neither invest in derivatives nor insecuritized debt. The Scheme will not have anyexposure to equity and equity related securities issuedby Indian companies except for ADRs/GDRs issued byIndian companies, as stated above. *Includes ADRs/GDRs issued by Indian & Foreign companies.

S&P 500 Index

Mr. Atul Patel - For U.S. portionMr. Avnish Jain - For India Debt Portion

FOLIOS: 8,120

AAUM: Rs. 78.76 Crore

For redemption/switch-out of units -(a) within 3 months (including the last day of the third

month) - 3% of applicable NAV;(b) after 3 months but before 1 year (including the last

day of the year) - 1% of applicable NAV;(c) after 1 year from the date of allotment - Nil

Not Available

Open-ended Equity Fund

To seek to provide capital appreciation and incomedistribution to the investors by using equityderivatives strategies, arbitrage opportunities andpure equity investments.

Equity and Equity Derivatives¥ - 65% to 100% (equityunhedged exposure limited to 80%);Debt instruments - 0% to 35%.Note: Exposure to the Securitised debt will notexceed 50% of the debt portfolio.

Crisil Balanced Fund Index

Mr. Manish Gunwani - EquityMr. Manish Banthia - Debt

FOLIOS: 35,131

AAUM: Rs. 182.86 Crore

The amount, sought to be redeemed or switched out,is invested for a period -i) upto 6 months - 3% of applicable NAV;ii) from 6 months upto 18 months - 2% of applicable

NAViii) more than 18 months - Nil

2.41%

FOCUSED BLUECHIP EQUITY FUND


To seek to generate long-term capital appreciationand income distribution to unitholders from aportfolio that is invested in equity and equity relatedsecurities of about 20 companies belonging to thelarge cap domain and the balance in debt securitiesand money market instruments. The Fund Managerwill always select stocks for investment fromamong Top 200 stocks in terms of marketcapitalization on the National Stock Exchange ofIndia Ltd. If the total assets under managementunder this scheme goes above Rs. 1000 crores theFund Manager reserves the right to increase thenumber of companies to more than 20.

Equity and Equity related securities$¥ - 70% to100%;Debt & Money market instruments* - 0% to 30%$Including derivative instruments to the extent of75% of the net assets and ADR/GDR to the extentof 50% of net assets; *Including securitised debtupto 50% of debt portfolio.

S&P CNX Nifty

Mr. Manish Gunwani

FOLIOS: 381,860


The amount, sought to be redeemed or switched out,is invested for a period -i) upto 1 year - 1% of applicable NAV;ii) more than 1 year - Nil

1.83%




Regular Plan & Direct PlanGrowth Option and Dividend Option with dividend payout & dividend reinvestment sub-options

Plan: Direct Plan (Refer foot note: 15). Option: Growth Option; Under Dividend Option: Dividend Reinvestment

Monthly: Minimum Rs. 1,000/- & in multiple of Re. 1 (Minimum number of installments - 6)Quarterly: Minimum Rs. 5000/- & in multiple of Re. 1 (Minimum number of instalments - 4)

Min. of Rs. 500 & in multiples of Re.1 thereafter.

Available

Available$$

ØØØ

Rs.5,000 (plus in multiples of Re.1)

Rs.1,000/- (plus in multiples of Re.1/-)

Rs. 500 & in multiples thereof.

As per the regulations, the fund shall despatch redemption proceeds within 10 business days(working days) of receiving of the redemption request at the authorisedcentre for accepting such request.


Not applicable.


@ In terms of SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009, no entry loadwill be charged by the Scheme to the investor effective August 1, 2009. Upfront commissionshall be paid directly by the investor to the AMFI registered Distributors based on the investors’assessment of various factors including the service rendered by the distributor.

* The Trustee reserves the right to change/modify the exit load at later date for the Schemes.$$$ Where as a result of a redemption / switch arising out of excess holding by an investor beyond

25% of the net assets of the scheme in the manner envisaged under specified SEBI circulars,

such redemption / switch will not be subject to exit load.¥ The scheme may invest in derivatives pursuant to SEBI Circular dated September 24, 2005,

January 20, 2006 & September 22, 2006.## As per the Regulations, the Fund shall despatch redemption proceeds within 10 Business days of

receiving the redemption request. Investors are advised to refer to the sections titled “Suspension ofsale and redemption of units” and “Right to limit Redemption” in the Scheme Information Document.The default option for payment of redemption/dividend proceeds would be Direct Credit into their bank

19


21/Jan/13

KEY SCHEME FEATURES

TYPE


ASSET ALLOCATION PATTERN(For additional details, refer to the SchemeInformation Documents.)

INVESTMENT STRATEGY




Default Plan/Option(Refer foot note: 15)



Switch Facility


APPLICABLE NAV


Purchase

Additional Purchase



BENCHMARK INDEX

DIVIDEND POLICY




SCHEME PERFORMANCE




NAME OF THE SCHEME






MIP 25

An open-ended income fund. Monthly incomeis not assured and is subject to the availabilityof distributable surplus.

The Scheme seeks to generate regular income throughinvestments primarily in debt and money marketinstruments. As a secondary objective, the Schemealso seeks to generate long term capital appreciationfrom the portion of equity investments under theScheme.

Equity & Equity Releated¥ Securities 0-30%; Debtinstruments 65-100%; Cash & money marketinstruments 0-5%. Securitized debt upto 15% of thecorpus of the scheme

Regular Plan & Direct PlanCumulative Option and Dividend Option (Monthly,Quarterly & Halfyearly frequencies) & DividendReinvestment. Cumulative AEP (Appreciation &Regular).

Plan: Direct PlanOption: Cumulative. Under Dividend - Reinvestment


Available

Available$$

ØØØ

Rs.5,000 & in multiples of Re. 1 thereof.

Rs.500 & in multiples thereof.

Crisil MIP Blended Index

Mr. Venkatesh Sanjeevi - EquityMr. Avnish Jain - Debt

FOLIOS: 20,115


(a) 1% of applicable NAV, if the amount, sought to beredeemed or switched out, is invested for a period ofupto 15 months from the date of allotment; (b) Nil, ifinvested for a period of more than 15 months.

1.91%

INCOME PLAN

An Open-ended Income Scheme

To generate income through investments in a range ofdebt & money market instruments of various maturitieswith a view to maximise income while maintaining theoptimum balance of yield, safety and liquidity.

Debt Instruments 75% to 100%Money Market instruments 0 to 25%Securitised Debt not to exceed 5% of corpus of thescheme

Regular Plan & Direct PlanGrowth Option and Dividend Option(For investment made under Dividend Payout option un-der Quarterly and Half Yearly frequencies, the minimumdividend amount for Dividend payout shall be Rs.1,000,else the Dividend amount shall be mandatorilyrevinvested.)

Plan: Direct Plan. Option: Growth. Under Dividend -Reinvestment with minimum available frequency.


Available

Available$$

ØØØ

Rs. 5,000 (plus in multiples of Re. 1);Rs.25,000 for AEP (plus in multiples of Re. 1)

Rs. 1000 plus in multiples of Re.1.

Crisil Composite Bond Fund Index

Mr. Avnish Jain

FOLIOS: 19,153


(a) 1% of applicable NAV, if the amount, sought to beredeemed or switched out, is invested for a period ofupto 1 year from the date of allotment; (b) Nil, if investedfor a period of more than 1 year.

1.82%

FLOATING RATE PLAN

Open-ended Income Fund

To seek to generate income through investments in arange of debt and money market instruments of variousmaturities with a view to maximising income whilemaintaining the optimum balance of yield, safety andliquidity.

Floating Rate Debt Instruments 65% - 100%Fixed Rate Debt Instruments* 0 - 35%* Includes Securitised Debt, not to normally exceed35% of corpus of the scheme.

Regular Plan & Direct PlanGrowth Option & Dividend Option (Daily, Weekly & Fort-nightly frequencies) and Dividend Others: Under Divi-dend and Dividend Others Options, Reinvestment andPayout will be available. (For investment made underdividend payout option with weekly & fortnightly dividendfrequencies, the minimum amount for Dividend payoutshall be Rs.1 lakh, else the dividend shall be mandatorilyreinvested except as stated in foot note 10)

Plan: Direct PlanOption: Growth Option


Available

Available$$

ØØØ

Rs.15,000 (pls in multiples of Re. 1)

Rs.1000 plus in multiples of Re.1

Crisil Liquid Fund Index

Mr. Rahul Goswami &Mr. Manish Banthia

FOLIOS: 6,706

AAUM: Rs. 1,692.64 Crores

Nil

0.49%




Monthly: Minimum Rs. 1,000/- & in multiple of Re. 1 (Minimum number of installments - 6).Quarterly: Minimum Rs. 5000/- & in multiple of Re. 1 (Minimum number of instalments - 4)

Rs.500 & in multiples of Re. 1 thereof.

As per the regulations, the fund shall despatch redemption proceeds within 10 business days(working days) of receiving of the redemption request at theauthorised centre for accepting such request.

The Trustee reserves the right to declare dividends under the dividend option of the Scheme depending on the net distributable surplus available under the Scheme. It should,however, be noted that actual distribution of dividends and the frequency of distribution will depend, inter-alia, on the availability of distributable surplus and will be entirelyat the discretion of the Trustee.


Not applicable



20

21/Jan/13

KEY SCHEME FEATURES

NAME OF THE SCHEME

TYPE



INVESTMENT STRATEGY




Default Plan/Option(Refer foot note: 15)



Switch Facility


APPLICABLE NAV


Purchase

Additional Purchase



BENCHMARK INDEX

DIVIDEND POLICY




SCHEME PERFORMANCE




REGULAR SAVINGS FUND CORPORATE BOND FUND

As per the regulations, the fund shall despatch redemption proceeds within 10 business days(working days) of receiving of the redemption request at the authorisedcentre for accepting such request.







An Open-ended Income Fund

The scheme intends to provide reasonable returns, bymaintaining an optimum balance of safety, liquidity andyield, through investments in a basket of debt and moneymarket instruments with a view to delivering consistentperformance.

Debt securities (including government securities)with maturity more than 1 year - 0 to 100%; MoneyMarket Securities - 0% to 100%. Including securitizeddebt (Single loan and / or Pool loan Securitized debt)of upto 50% of the portfolio. Including derivatives instruments to the extent of50% of the Net Assets as permitted by SEBI. Themargin money requirement for the purpose ofderivative exposure will be as per the SEBIRegulations. The Scheme shall not take leveragepositions and total investments including ivnestmentsin debt and other securitites and gross exposure toderivatives, if any, shall not exceed net assets undermanagement of the scheme.¥

Regular Plan & Direct PlanGrowth Option and Dividend Option with Payout &Reinvestment Sub-options.Dividend Frequencies: Quarterly & Half Yearly

Plan: Direct PlanOption: Growth

Monthly: Minimum Rs. 1,000/- & in multiple of Re. 1(Minimum number of installments - 6)Quarterly: Minimum Rs. 5000/-& in multiple of Re. 1(Minimum number of instalments - 4)

Minimum of Rs.500 and in multiples of Re.1 thereafter.

Available

Available$$

ØØØ

Rs. 10,000 (plus in multiples of Re.1) & capped atRs. 15 crore.

Rs. 1,000 (plus in multiple of Re.1).


Crisil Composite Bond Fund Index.

Mr. Avnish Jain


FOLIOS: 25,101


The amount, sought to be redeemed or switched out,is invested for a period-(a) upto 15 months : 2% (b) more than 15 months: Nil

1.53%


To generate income through investments in a range ofdebt and money market instruments of various maturitieswith a view to maximising income while maintaining theoptimum balance of yield, safety and liquidity.

Debt Instruments*: 0% - 100%;Money Market Instruments: 0% - 100%.* Includes Securitised Debt, not to normally exceed50% of corpus of the scheme.

Regular Plan & Direct Plan1. Growth Option;2. Dividend Reinvestment (Quarterly & Half Yearly);3. Dividend Payout (Quarterly & Half Yearly)

Plan: Direct PlanOption: Growth; Dividend frequency: Quarterly

Not Available

Not Available

Available

Available$$

ØØØ

Rs.15,000/- (plus multiples of Re. 1/-)

Rs.1000 (plus in multiples of Re.1)

Rs. 5,000 & in multiples thereof.

Crisil Short Term Bond Fund Index

Mr. Avnish Jain


FOLIOS: 9,698


The amount, sought to be redeemed or switched out, isinvested for a period-(a) upto 12 months : 3%; (b) more than 12 months butupto 24 months:2% (c) more than 24 months but upto30 months: 1%; (d) more than 30 months: Nil

0.69%

The Trustee reserves the right to declare dividends under the dividend option of the Scheme depending on the net distributable surplus available under the Scheme.It should, however, be noted that actual distribution of dividends and the frequency of distribution will depend, inter-alia, on the availability of distributable surplus andwill be entirely at the discretion of the Trustee.

SHORT TERM PLAN


To generate income through investments in a range ofdebt and money market instruments of variousmaturities with a view to maximising income whilemaintaining the optimum balance of yield, safety andliquidity.

Debt Instruments 0 to 100%Money Market instruments & cash upto 50%including securitised debt upto 50% of the corpus.

Regular Plan & Direct Plan1. Growth Option; 2. Dividend Option with DividendReinvestment Sub-option (Fortnightly & Monthly)

Plan: Direct Plan. Option: Growth; Under Dividend -Reinvestment with minimum available frequency

Not Available

Not Available

Available

Available$$

ØØØ

Rs.5,000 (plus in multiples of Re. 1)

Rs. 1000 & in multiples of Re.1 thereafter.


Crisil Short Term Bond Fund Index

Mr. Manish Banthia


FOLIOS: 17,542


The amount, sought to be redeemed or switched out,is invested for a period of### :-(a) upto 3 months : 0.50%;(b) more than 3 months: Nil

1.04%




account (in case the investor has provided his bank mandate as one of the banks participating indirect credit arrangement and if he fails to specify the mode of payment).

$$ STP Facility: The minimum amount that can be transferred from one scheme to another isRs. 1000/- for a minimum of 6 installments. The unitholder can avail the STP facility for amaximum period of 10 years.

ØØØ APPLICABLE NAV FOR PURCHASE, INCLUDING SWITCH IN:

A) Application amount less than Rs. 2 lakh:In respect of valid applications received upto 3.00 pmon a business day, by the Mutual Fund alongwith a local cheque or a demand draft payable at parat the place where the application is received: the closing NAV of that business day on whichapplication is received.

###Nil for switch out to any open ended equity oriented scheme, Equity Linked Savings Scheme other than ICICI Prudential Child Care Plan,ICICI Prudential Balanced Fund,ICICI Prudential Index Fund and ICICI PrudentialBlended Plan - Plan A.)

Not applicable.

21


21/Jan/13

B) Application amount equal to or more than Rs. 2 lakh:In respect of valid application receivedbefore cut-off time, units shall be allotted based on the NAV of the day on which the funds areavailable for utilisation before 3.00 pm.

APPLICABLE NAV FOR REDEMPTION, INCLUDING SWITCH OUT:

In respect of valid applications received upto 3.00 pm on a business day by the Mutual Fund, sameday’s closing NAV shall be applicable.

In respect of valid applications received after the cut off time by the Mutual Fund: the closing NAVof the next business day.

¶ Minimum amount per AEP transaction will be Rs.100/-.

Notes:

1) Saturday is a Non-Business Day for all the Schemes.

2) For all web-based transactions, entered through the official web portal of the AMC viz.www.icicipruamc.com, the cut-off timings for arriving at applicable Net Asset Value (NAV) shallbe :

The time at which, the transaction is confirmed at the webserver of AMC, such time shall beconsidered as final and binding for determining the cut off timing.

3) However, there can be no assurance that the investment objective of the Scheme will be realized.

4) In the interest of the investors and in order to protect the portfolio from market volatility, theTrustees reserve the right to discontinue subscriptions under the schemes for a specified periodof time or till further notice.

5) Processing of Systematic Investment Plan (SIP) cancellation request(s): The AMC willendeavour to have the cancellation of registered SIP mandate within 30 days from the date ofacceptance of the cancellation request from the investor. The existing instructions/mandate willremain in force till such date that it is confirmed to have been cancelled

6) Processing of Systematic Withdrawal Plan (SWP)/ Trigger facility request(s): Registration /cancellation of SWP and Trigger facility request(s) will be processed within 7 working daysfrom the date of acceptance of the said request(s). Any existing registration will continue toremain in force until the instructions as applicable are confirmed to have been effected.

7) Submission of separate forms /transaction slips for Trigger Option/ Systematic Withdrawal Plan(SWP) / Systematic Transfer Plan (STP) facility: Investors who wish to opt for Trigger Option /Systematic Withdrawal Plan/Systematic Transfer Plan facility have to submit their request(s)in a separate designated forms/transaction slips. In case, if AMC do not receive such requestin separate designated forms/transaction slips, it reserves the right to reject such request(s).

8) Processing of Transmission-cum-Redemption request(s) : If an investor submits redemption/switch out request(s) for transmission cases it will be processed after the units are transferredin the name of new unit holder and only upon subsequent submission of fresh redemption/switch-out request(s) from the new unit holder.

9) Processing of Redemption/Switch/Systematic transaction request(s) where realization statusis not available: The Fund reserves the right to reject / partially process the redemption / switch/systematic transaction request, as the case may be, based on the realization status of the unitsheld by the investor.

In the above cases, intimation will be sent to the investor accordingly. Units which are notredeemed/switched will be processed upon confirmation of realization status and on submissionof fresh redemption/switch request.

10) i. In case Unitholder has opted for dividend payout option under monthly, quarterly, halfyearly and annual frequencies, the minimum amount for dividend payout shall be Rs.1000(net of dividend distribution tax and other statutory levy, if any), else the dividendwould be mandatorily reinvested.

In case Unitholder has opted for dividend payout option under weekly and fortnightlyfrequencies, the minimum amount for dividend payout to be made shall be Rs.1,00,000/- (net of dividend distribution tax and other statutory levy, if any) else the dividendamount would be mandatorily reinvested.

Applicability on Schemes: The above stated provisions shall be applicable for thefollowing Schemes:

ICICI Prudential Money Market Fund, ICICI Prudential Liquid Plan, ICICI Prudential FlexibleIncome Plan, ICICI Prudential Floating Rate Plan, ICICI Prudential Banking & PSU Debt fund,ICICI Prudential Ultra Short Term Plan, ICICI Prudential Dynamic Bond Fund (Formerlyknown as ICICI Prudential Medium Term Plan), ICICI Prudential Corporate Bond Fund, ICICIPrudential Short Term Plan, ICICI Prudential Long Term Plan, ICICI Prudential RegularSavings Fund, ICICI Prudential Income Opportunities Fund, ICICI Prudential Income Plan,ICICI Prudential Gilt Fund - All Plans and ICICI Prudential Regular Gold Savings Fund.

ii. The dividend would be reinvested in the same Scheme/Plan by issuing additional Units ofthe Scheme at the prevailing ex-dividend Net Asset Value per Unit on the record date. Thereshall be no exit load on the redemption of units allotted as a result of such reinvestment ofdividend.

III. Dividend declared will be compulsorily paid out under the "dividend payout" option of allschemes which have discontinued fresh subscriptions with effect from October 1, 2012 asper Notice-cum-Addendum no.017/09/2012 published on October 01, 2012.

11) Communication via Electronic Mail (e-mail)

It is hereby notified that wherever the investor(s) has/have provided his/their e-mail addressin the application form or any subsequent communication in any of the folio belonging to theinvestor(s), the Fund/Asset Management Company reserves the right to use Electronic Mail (e-mail) as a default mode to send various communication which include account statements fortransactions done by the investor(s).

The investor(s) may request for a physical account statement by writing or calling the Fund’sInvestor Service Centre / Registrar & Transfer Agent. In case of specific request received frominvestor(s), the Fund shall endeavour to provide the account statement to the investor(s) within5 working days from the receipt of such request.

12) Significant risk factors for debt oriented schemes: Investments in the Scheme(s) may beaffected by risks relating to trading volumes, settlement periods, interest rate, liquidity ormarketability, credit, reinvestment, regulatory, investment in unlisted securities, default riskincluding the possible loss of principal, derivatives, investment in securitised instruments andrisk of Co-mingling etc.

TAX PLAN

Open-ended Equity Linked Saving Scheme

To seek to generate long-term capital appreciationfrom a portfolio that is invested primarily in equityand equity related securities of the companies.

Equity and Equity related securities upto 90% & DebtSecurities, Money Market and Cash upto 10%. ¥

Please refer page no. 22

Mutual Fund Units involve investment risks includingthe possible loss of principal. Please read SchemeInformation Document (SID) carefully for details on riskfactors before investment. Please refer to Foot NoteNo. 12 for summarised Scheme Specific Risk Factors.

Please refer page no. 23-24

Regular Plan & Direct PlanGrowth Option & Dividend Option with DividendReinvestment sub-option

Plan: Direct Plan. Option: Growth option

Monthly: Minimum Rs. 500/- & in multiple of Re. 1(Minimum number of installments - 6)Quarterly: Minimum Rs. 5000/-& in multiple of Re. 1(Minimum number of instalments - 4)

Not available

Available after lock-in period of 3 years

Available$$

ØØØ

Rs. 500 (plus in multiples of Re.1)

Rs. 500 & in multiples thereof

Rs. 500 (plus in multiples of Re.1)

The fund shall despatch redemption proceeds within10 business days (working days) of receiving of theredemption request at the authorised centre foraccepting such request.

S&P CNX 500 Index

The Trustee reserves the right to declare dividendsunder the dividend option of the Scheme dependingon the net distributable surplus available under theScheme. It should, however, be noted that actualdistribution of dividends and the frequency ofdistribution will depend, inter-alia, on the availabilityof distributable surplus and will be entirely at thediscretion of the Trustee.

Mr. Chintan Haria


FOLIOS: 396,655

AUM: Rs. 1,467.98 Crores

Please refer to page 24-26

Not applicable.

Nil after lock-in period of 3 years.

1.99%

NAME OF THE SCHEME

TYPE

INVESTMENT OBJECTIVE(For additional information refer to note no. 3on page 21)


INVESTMENT STRATEGY



PLANS AND OPTIONS(For additional details, refer foot note no.10on page 21)

Default Plan/Option (Refer foot note: 15)



Switch Facility


APPLICABLE NAV

MINIMUM APPLICATION AMOUNT/NUMBER OF UNITS

Purchase

Additional Purchase



BENCHMARK INDEX

DIVIDEND POLICY




SCHEME PERFORMANCE


Exit Load on applicable NAV on thebasis of the investment period fromthe date of allotment of units *$$$


KEY SCHEME FEATURES






In respect of valid applications received after 3.00 pm on a business day, by the Mutual Fund alongwitha local cheque or a demand draft payable at par at the place where the application is received: theclosing NAV of the next business day.


22

21/Jan/13

Significant risk factors for equity oriented schemes: Investments in the scheme may beaffected by trading volumes, settlement periods, volatility, price fluctuations and risks such asliquidity, derivative, market, currency, lending & borrowing, credit & interest rate.

Significant risk factors for hybrid schemes: Investments in the Scheme(s) may be affectedby risks relating to trading volumes, settlement periods, volatility, derivative, currency, pricefluctuations, lending & borrowing, interest rate, liquidity or marketability, credit, reinvestment,regulatory, investment in unlisted securities, default risk including the possible loss of principal,derivatives, investment in securitised instruments and risk of Co-mingling etc.

13) In case, where a switch out request has been made from Liquid Scheme(s) to debt scheme(s)or vice-a-versa, on a day which is succeeded by a non-business day(s), the switched-outscheme(s) will compensate the switched-in scheme(s) at Mumbai Inter Bank Offer Rate (MIBOR)for the interim non business day(s).

14) Pursuant to SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009 no entry loadshall be charged for all mutual fund schemes. Therefore, the procedure for waiver of load for directapplications is no longer applicable.

15) If the Purchase/ Switch application does not specifically state the details of the plan then the sameshall be processed under the Direct Plan if no distributor code is mentioned in the application.Otherwise it shall be processed under the Regular Plan.

INVESTMENT STRATEGIES:

ICICI Prudential Dynamic Plan - The Scheme proposes to invest primarily in equities and for defensiveconsideration in a mix of equity and/or fixed income securities including money market instrumentswith the aim of generating capital appreciation. With this aim the Investment Manager will allocatethe assets of the Scheme between equity and/or fixed income securities. The actual percentage ofinvestment in equities and fixed income securities will be decided after considering the prevailing marketconditions, the macro economic environment (including interest rates and inflation), the performanceof the corporate sector, the equity markets and general liquidity and other considerations in the economyand markets. The AMC may choose to continuously churn the portfolio of the Scheme in order toachieve the investment objective. This Scheme will trade actively in the capital market. The AMC willhave the discretion to take aggressive asset calls i.e. by staying 100% invested in equity market/equityrelated instruments at a given point of time and 0% at another, in which case, the fund may be investedin debt related instruments at its discretion. Given the nature of the Scheme, the portfolio turnoverratio could be very high and AMC may change the full portfolio from say all Equity to all Cash and/ orto all long /short term Bonds, commensurate with the investment objectives of the Scheme.

ICICI Prudential Discovery Fund proposes to carefully accumulate a portfolio of stocks, which areavailable at a discount to its intrinsic value through a process of "Discovery". The Discovery Processwould be through identification of such stocks, which have attractive valuations in relation to earningsor book value or current and/or future dividends and are available at a price, which can be termed as abargain. This may constitute stocks, which have depreciated for a short period due to some exceptionalcircumstance or due to market correction phase or due to lack of interest in investing in a sector, whichhas significantly under performed the market.

ICICI Prudential Top 100 Fund - The AMC believes that equities outperform all other asset classes inthe long run. The AMC will follow an active, value based investment style supported by in-houseresearch. External research will be used whenever necessary. A value approach to stock picking willbe the dominant theme in stock selection for the AMC. The AMC in selecting scrips will focus on thefundamentals of the business, the industry structure, the quality of management, sensitivity to economicfactors, the financial strength of the company and the key earnings drivers.

Risk will also be reduced through adequate diversification of the portfolio. For a corpus size of uptoRs.100 crores, the AMC intends to invest in about 20-30 scrips. Diversification will also be achievedby spreading the investments over a diverse range of industries/sectors. The Scheme, under mostmarket conditions does not intend investing in illiquid equity and equity related securities.

The Scheme may however, invest in unlisted and/or privately placed and/or unrated debt securitiessubject to the limits indicated above, from issuers of repute and sound financial standing. If investmentis made in unrated debt securities, the approval of the Board of the AMC shall be obtained, as per theRegulations.

ICICI Prudential Focused Bluechip Equity Fund is an open ended Equity Scheme that seeks to generatelong term capital appreciation and income distribution to unitholders from a portfolio that is investedin equity and equity related securities of about 20 companies belonging to the large cap domain andbalance in debt securities and money market instruments. The Fund Manager will always select stocksfor investment from among Top 200 stocks in terms of market capitalization on the National StockExchange of India Ltd. The Scheme aims to maximize long term total return by investing in equity andequity related securities of about 20 companies and the balance in debt securities and money marketinstruments. If the total assets under management under this scheme goes above Rs. 1,000 crore theFund Manager reserves the right to increase the number of companies to more than 20. The schemeseeks to add the best opportunities that the market presents, without any sector bias. The Schemeshall adopt a disciplined yet flexible long-term approach to investing with a focus of generating longterm capital appreciation. The Scheme will follow the bottom up approach to identify bargain stocks.

ICICI Prudential Equity - Volatility Advantage Fund - The fund manager will invest into opportunitiesavailable across the market capitalization. The fund manager will use top down approach to identifygrowth sectors and bottom up approach to identify individual stocks. The AMC will follow a structuredinvestment process using proprietary research tools to identify the sectors and the stocks for inclusionin the portfolio. The AMC shall follow the following investment principles for equity investments: Growth,Diversification, Valuation. (i) Follow the growth investment philosophy looking to invest in companies,which are growing at a rapid pace. (ii) Look at valuation matrix, invest in companies which are availableat attractive valuations on the price to earnings growth basis. Buy good companies at good prices andnot at expensive prices. (iii) Seek a diversified portfolio across various sectors to mitigate theconcentration risk.

ICICI Prudential US Bluechip Equity Fund: The Scheme will invest in equity and equity related securitieslisted on NYSE and/or NASDAQ.

The stock selection strategy would be a combination of both top down and bottom up approach withoutany sector preference. The Scheme will invest in securities of large cap companies selected mainlyfrom the universe of S&P 500.

ICICI Prudential Asset Management Company Limited has tied up with Morningstar Equity ResearchServices - MERS (one of the largest equity research groups in the world) for research services. TheAMC intends to benefit from MERS's expertise, efficiency, quality, a consistent and disciplined researchapproach. The fees related to these services would be borne by the AMC and would not be charged tothe Scheme. The Fund Management of the Scheme shall rest with the AMC.

ICICI Prudential MIP 25 (Monthly Income is not assured and is subject to the availability of distributablesurplus) : The AMC aims to identify securities, which offer superior levels of yield at lower levels ofrisks. With the aim of controlling risks, rigorous in depth credit evaluation of the securities proposedto be invested in will be carried out by the investment team of the AMC. The credit evaluation includesa study of the operating environment of the company, the past track record as well as the futureprospects of the issuer, the short as well as longer-term financial health of the issuer. The AMC willalso be guided by the ratings of Rating Agencies such as CRISIL, CARE and ICRA.

In addition, the investment team of the AMC will study the macro economic conditions, including thepolitical, economic environment and factors affecting liquidity and interest rates. The AMC would usethis analysis to attempt to predict the likely direction of interest rates and position the portfolioappropriately to take advantage of the same.

Under normal circumstances 40 - 60% of portfolio may be considered to be invested in illiquid securities.Should there be a need to liquidate part or all of these securities in a very short duration of time, theAMC may not be able to realize the full value of these securities. Consequently the NAV of the Schememay be impacted.

The Scheme may invest in other schemes managed by the AMC or in the Schemes of any other MutualFunds, provided it is in conformity to the investment objectives of the Scheme and in terms of theprevailing Regulations. As per the Regulations, no investment management fees will be charged forsuch investments.

For the present, the Scheme does not intend to enter into underwriting obligations. However, if theScheme does enter into an underwriting agreement, it would do so with the prior approval of the Boardof the AMC.

The Scheme will seek to invest in securitised debt upto 100% of the net assets of the scheme onlywhen the returns from such portfolio are expected to be higher than the other available securities atthe time of making an investment. In making the decision to invest upto 100% in securitised debt, itwill be ensured that the ratings, risk profiles and the returns of securitised debt instruments arecompared with other equivalent eligible debt securities before making an investment decision. In casethe scheme intends to make investment upto 100% in securitised debt instruments, the Trustees willbe informed of the same with due justification prior to making an investment decision.

ICICI Prudential Income Plan, ICICI Prudential Short Term Plan, ICICI Prudential Floating Rate Planand ICICI Prudential Corporate Bond Fund:

The AMC aims to identify securities, which offer superior levels of yield at lower levels of risks. Withthe aim of controlling risks, rigorous in depth credit evaluation of the securities proposed to be investedin will be carried out by the investment team of the AMC. The credit evaluation includes a study of theoperating environment of the company, the past track record as well as the future prospects of theissuer, the short as well as longer-term financial health of the issuer. The AMC will also be guided bythe ratings of Rating Agencies such as CRISIL, CARE and ICRA. In addition, the investment team of theAMC will study the macro economic conditions, including the political, economic environment andfactors affecting liquidity and interest rates. The AMC would use this analysis to attempt to predictthe likely direction of interest rates and position the portfolio appropriately to take advantage of thesame. The AMC will attempt to achieve adequate diversification of the portfolio by investing inapproximately 10-15 securities for the first Rs.100 crores of the corpus of the Scheme.

Under normal circumstances 40 - 60% of portfolio may be considered to be invested in illiquid securities.Should there be a need to liquidate part or all of these securities in a very short duration of time, theAMC may not be able to realize the full value of these securities. Consequently the NAV of the Schememay be impacted.

The Scheme may invest in other schemes managed by the AMC or in the Schemes of any other MutualFunds, provided it is in conformity to the investment objectives of the Scheme and in terms of theprevailing Regulations. As per the Regulations, no investment management fees will be charged forsuch investments.

For the present, the Scheme does not intend to enter into underwriting obligations. However, if theScheme does enter into an underwriting agreement, it would do so with the prior approval of the Boardof the AMC.

ICICI Prudential Regular Savings Fund: The AMC aims to identify securities, which offer superiorlevels of yield at lower levels of risks. The fund will aim to generate total returns in the form ofaccrual income or interest income as well as through capital appreciation from buying and sellingsecurities. Exposure to government securities is expected to be limited in order to limit volatility.

The fund investment strategy would focus on managing long-term investor monies with a view toproviding superior levels of yield at lower levels of risks. The fund would cap investment per investorin its endeavor to ensure larger retail participation. This would limit large inflows and outflows in thefund there-by maintaining a stable asset size and giving stability to the fund performance. Largeinflows and outflows generally impact the fund performance as the fund manager's efforts are divertedtowards daily cash-flow management. The fund would also have longer period exit loads as comparedto conventional debt funds. The exit loads would ensure investors invest with a slightly longerinvestment horizon which would enable the fund manager to invest in longer maturity, high yieldingand relatively less liquid securities. The fund would maintain an optimum balance between liquid andrelatively less liquid securities. The Fund intends to optimise returns by keeping its portfolio averagematurity approximately 3 years. This average maturity profile is subject to change in response to thechange in the market conditions.

With the aim of controlling risks, rigorous in-depth credit evaluation of the securities proposed tobe invested in will be carried out by the investment team of the AMC. The credit evaluationincludes a study of the operating environment of the company, the past track record as well asthe future prospects of the issuer, the short as well as longer-term financial health of the issuer.The AMC will also be guided by the ratings of Rating Agencies such as CRISIL, CARE and ICRA.

In addition, the investment team of the AMC will study the macro economic conditions, includingthe political, economic environment and factors affecting liquidity and interest rates. The AMCwould use this analysis to attempt to predict the likely direction of interest rates and position theportfolio appropriately to take advantage of the same.

ICICI Prudential Tax Plan - the Fund believes that equities outperform all other asset classes inthe long run. It further believes that anomalies exist in the valuation of stocks and that consistentlyapplied fundamental research can identify these opportunities. The Fund will follow an active, valuebased investment style supported by in-house research. External research will be used whenevernecessary. A value approach to stock picking will be the dominant theme in stock selection for theAMC. The AMC in selecting scrips will focus on the fundamentals of the business, the industrystructure, the quality of management, sensitivity to economic factors, the financial strength of thecompany and the key earnings drivers.

23


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Risk Management Strategies / Risk Mitigation Factors: The Fund by utilizing a holistic risk management strategy will endeavor to manage risks associatedwith investing in debt and equity markets. The risk control process involves identifying & measuring the risk through various risk measurement tools.

The Fund has identified the following risks of investing in equity and debt, and designed risk management strategies, which are embedded in the investmentprocess to manage such risks.

Risk & Description Specific to Debt

Market Risk: As with all debt securities, changes in interest rates may affect theScheme's Net Asset Value as the prices of securities generally increase as interestrates decline and generally decrease as interest rates rise. Prices of long-termsecurities generally fluctuate more in response to interest rate changes than do short-term securities. Indian debt markets can be volatile leading to the possibility of pricemovements up or down in fixed income securities and thereby to possible movementsin the NAV.

Liquidity or Marketability Risk: This refers to the ease with which a security can be soldat or near to its valuation yield-to-maturity (YTM). The primary measure of liquidity riskis the spread between the bid price and the offer price quoted by a dealer. Liquidity riskis today characteristic of the Indian fixed income market.

Credit Risk: Credit risk or default risk refers to the risk that an issuer of a fixed incomesecurity may default (i.e., will be unable to make timely principal and interest paymentson the security). Because of this risk corporate debentures are sold at a higher yieldabove those offered on Government Securities which are sovereign obligations and freeof credit risk. Normally, the value of a fixed income security will fluctuate depending uponthe changes in the perceived level of credit risk as well as any actual event of default.The greater the credit risk, the greater the yield required for someone to be compensatedfor the increased risk.

Reinvestment Risk: This risk refers to the interest rate levels at which cash flows receivedfrom the securities in the Scheme are reinvested. The additional income from reinvestmentis the "interest on interest" component. The risk is that the rate at which interim cash flows canbe reinvested may be lower than that originally assumed.

Derivatives Risk: As and when the Scheme trades in the derivatives market there arerisk factors and issues concerning the use of derivatives that Investors should understand.Derivative products are specialized instruments that require investment techniques andrisk analyses different from those associated with stocks and bonds. The use of a derivativerequires an understanding not only of the underlying instrument but also of the derivativeitself. Derivatives require the maintenance of adequate controls to monitor the transactionsentered into, the ability to assess the risk that a derivative adds to the portfolio and theability to forecast price or interest rate movements correctly. There is the possibility thata loss may be sustained by the portfolio as a result of the failure of another party (usuallyreferred to as the "counter party") to comply with the terms of the derivatives contract.Other risks in using derivatives include the risk of mis-pricing or improper valuation ofderivatives and the inability of derivatives to correlate perfectly with underlying assets,rates and indices.

Risks associated with Equity investment:

Market Risk: The scheme is vulnerable to movements in the prices of securities investedby the scheme, which could have a material bearing on the overall returns from thescheme. The value of the Scheme's investments, may be affected generally by factorsaffecting securities markets, such as price and volume, volatility in the capital markets,interest rates, currency exchange rates, changes in policies of the Government, taxationlaws or any other appropriate authority policies and other political and economicdevelopments which may have an adverse bearing on individual securities, a specificsector or all sectors including equity and debt markets.

Liquidity risk: The liquidity of the Scheme's investments is inherently restricted by tradingvolumes in the securities in which it invests.

Derivatives Risk: As and when the Scheme trades in the derivatives market there are riskfactors and issues concerning the use of derivatives that Investors should understand.Derivative products are specialized instruments that require investment techniques and riskanalyses different from those associated with stocks and bonds. The use of a derivativerequires an understanding not only of the underlying instrument but also of the derivativeitself. Derivatives require the maintenance of adequate controls to monitor the transactionsentered into, the ability to assess the risk that a derivative adds to the portfolio and the abilityto forecast price or interest rate movements correctly. There is the possibility that a loss maybe sustained by the portfolio as a result of the failure of another party (usually referred to asthe "counter party") to comply with the terms of the derivatives contract. Other risks in usingderivatives include the risk of mis-pricing or improper valuation of derivatives and the inabilityof derivatives to correlate perfectly with underlying assets, rates and indices.

Concentration Risk: Concentration risk represents the probability of loss arising fromheavily lopsided exposure to a particular group of sectors or securities.

Risk mitigants / management strategy

The schemes will invest in a basket of debt and money market securities. The interestrate direction will be decided after analysis of various macro economic factors suchas fiscal policy, monetary policy, inflation, etc. Further, the duration in each schemeshall be subject to limits specified in the Scheme Information Document.

The Scheme may invest in government securities, corporate bonds and money marketinstruments. While the liquidity risk for government securities, money market instrumentsand short maturity corporate bonds may be low, it may be high in case of medium to longmaturity corporate bonds. The fund will however, endeavor to minimise liquidity risk byinvesting in securities having a liquid market.

A traditional SWOT analysis will be used for identifying company specific risks.Management's past track record will also be studied. In order to assess financial risk adetailed assessment of the issuer's financial statements will be undertaken to review itsability to undergo stress on cash flows and asset quality. A detailed evaluation of accountingpolicies, off-balance sheet exposures, notes, auditors' comments and disclosure standardswill also be made to assess the overall financial risk of the potential borrower.In case of securitized debt instruments, the fund will ensure that these instruments aresufficiently backed by assets.

Reinvestment risks will be limited to the extent of coupons received on debt instruments,which will be a very small portion of the portfolio value.

If the investment objectives of the schemes permit investment in derivatives, thesame will be only for hedging and portfolio rebalancing as approved by SEBI/RBIguidelines. Valuation of swaps will be as per the valuation guidelines defined by SEBI/valuation policy in line with SEBI Regulations.

Risk mitigants / management strategy with Equity investment:

Market risk is a risk which is inherent to an equity scheme. The scheme may use derivativesto limit this risk.

The schemes will be high risk, high return schemes and the time horizon, until the marketrealizes the true value of the stocks that the schemes have invested into, could be longer.As such the liquidity of stocks that the schemes invest into could be relatively low. Theschemes will try to maintain a proper asset-liability match to ensure redemption/Maturitypayments are made on time and not affected by illiquidity of the underlying stocks.

Derivatives will be used for the purpose of hedging/ portfolio balancing purposes or toimprove performance and manage risk efficiently. Derivatives will be used in the form ofIndex Options, Index Futures, Stock Options and Stock Futures and other instruments asmay be permitted by SEBI. All derivatives trade will be done only on the exchange withguaranteed settlement. No OTC contracts will be entered into.

The schemes will try and mitigate this risk by investing in sufficiently large number ofcompanies so as to maintain optimum diversification and keep stock-specificconcentration risk relatively low.


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The scheme may engage in permitted currency hedging transactions with an intentionto reduce exchange rate fluctuations between the currency of the Scheme (INR) andthe base currency of the underlying securities (US$). The hedging strategy employedwill seek to reduce as far as possible the currency exposure of the Scheme and noassurance can be given that the hedging objective will be achieved. The hedgingstrategy may substantially limit Unitholders from benefiting if the Scheme's currencyfalls against the reference currency(ies). Additionally, Unitholders may be exposed tofluctuations in the NAV reflecting the gains/losses on and the costs of the relevantfinancial instruments.

The fund manager, subject to applicable regulations, shall have the option to enterinto forward contracts for the purposes of hedging against the foreign exchangefluctuations.

The Scheme may employ various measures (as permitted by SEBI/RBI) including butnot restricted to currency hedging (such as currency options and forward currencyexchange contracts, currency futures, written call options and purchased put optionson currencies and currency swaps), to manage foreign exchange movements arisingout of investment in foreign securities.

For detailed risk factors and risk management strategies, kindly refer to the Scheme Information Documents.

Scheme performance snapshot as on 31-Dec-2012ICICI Prudential Dynamic PlanPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period Dynamic Plan Benchmark Index

1 Year 30.39% 27.53%3 Years 8.05% 4.32%5 Years 4.62% -0.77%Since Inception (31-Oct-02) 27.25% 19.65%

Past performance may or may not be sustained in future. • Returns : CAGR • Benchmark is S&P CNXNifty • "For since inception returns the allotment NAV has been taken as Rs.10.00. NAV of growth optionis considered for computation without considering the load".

Absolute Returns for each financial year for the last 5 years:

-40.00

-20.00

0.00

20.00

40.00

60.00

80.00

100.00

ICICI Prudential Dynamic Plan -2.85% 14.67% 92.24% -31.40% 14.63%S&P CNX Nifty -9.23% 11.14% 73.76% -36.19% 23.89%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008

Past performance may or may not be sustained in future.

ICICI Prudential Discovery FundPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period Discovery Fund Benchmark Index

1 Year 45.70% 38.91%3 Years 12.44% 4.59%5 Years 8.64% -1.56%Since Inception (16-Aug-04) 23.18% 18.42%

Past performance may or may not be sustained in future. • Returns : CAGR • Benchmark is CNX Midcap• "For since inception returns the allotment NAV has been taken as Rs.10.00. NAV of growth option isconsidered for computation without considering the load".


-100.00

-50.00

0.00

50.00

100.00

150.00

200.00

Discovery Fund 0.12% 11.55% 159.35% -36.77% 8.19%CNX Midcap -4.09% 4.35% 126.12% -45.40% 28.67%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008


Currency Risk: The Scheme will invest in foreign securities as permitted by theconcerned regulatory authorities in India. Since the assets will be invested in securitiesdenominated in foreign currency (US$), the INR equivalent of the net assets,distributions and income may be adversely affected by changes / fluctuations in thevalue of the foreign currencies relative to the INR.

ICICI Prudential Top 100 FundPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period Top 100 Fund Benchmark Index

1 Year 32.62% 27.53%3 Years 7.54% 4.32%5 Years 2.56% -0.77%Since Inception (09-Jul-98) 20.71% 13.35%




-50.00

0.00

50.00

100.00

Top 100 Fund -1.81% 11.55% 71.40% -29.34% 15.74%

S&P CNX Nifty -9.23% 11.14% 73.76% -36.19% 23.89%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008



-20.00

0.00

20.00

40.00

60.00

80.00

100.00

Focused Bluechip Equity Fund -3.66% 19.15% 89.33%S&P CNX Nifty -9.23% 11.14% 73.76%

2011-2012 2010-2011 2009-2010

ICICI Prudential Focused Bluechip Equity FundPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period Focused Bluechip Equity Fund Benchmark Index

1 Year 26.63% 27.53%3 Years 10.42% 4.32%Since Inception (23-May-08) 14.15% 3.92%


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ICICI Prudential MIP 25(An open-ended fund. Monthly income is not assured and is

subject to the availability of distributable surplus.)

Performance Record as on 31-Dec-2012: Regular Plan - Cumulative Option

Period MIP 25 Benchmark Index

1 Year 17.17% 12.05%3 Years 8.33% 6.86%5 Years 6.49% 6.13%Since Inception (30-Mar-04) 9.87% 7.28%

Past performance may or may not be sustained in future. • Returns : CAGR • Benchmark:Crisil MIP Blended Index • For since inception returns the allotment NAV has been takenas Rs.10.00. NAV of growth option is considered for computation without considering theload.



-10.00

0.00

10.00

20.00

30.00

ICICI Prudential MIP 25 5.73% 6.91% 25.41% -4.69% 6.20%

Crisil MIP Blended Index 5.24% 6.17% 14.25% 0.50% 11.15%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008

ICICI Prudential Equity -Volatility Advantage FundPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period Volatility Advantage Fund Benchmark Index

1 Year 33.12% 21.15%3 Years 11.91% 5.64%5 Years 5.69% 2.83%Since Inception (30-Dec-2006) 9.03% 7.83%

Past performance may or may not be sustained in future. • Returns : CAGR • Benchmarkis Crisil Balanced Fund Index • For since inception returns the allotment NAV has been takenas Rs.10.00. NAV of growth option is considered for computation without considering the load.

-50.00

0.00

50.00

100.00

ICICI Prudential Equity -Volatility Advantage Fund

5.68% 10.21% 50.72% -19.81% 2.96%

Crisil Balanced Fund Index -3.17% 9.37% 47.31% -21.53% 19.54%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008


ICICI Prudential US Bluechip Equity FundPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period US Bluechip Equity Fund Benchmark Index

Since Inception (6-Jul-12) 7.80% 4.07%

Past performance may or may not be sustained in future. • Returns : Absolute.• Benchmark is S&P 500 Index. • For since inception returns the allotment NAV has beentaken as Rs.10.00. NAV of growth option is considered for computation without consideringthe load.

Absolute Returns for each financial year: Since it is a newly launched scheme, the financialyear’s returns are not available.


ICICI Prudential Income PlanPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period Income Plan Benchmark Index

1 Year 10.16% 9.33%3 Years 6.67% 7.06%5 Years 8.99% 6.73%Since Inception (09-Jul-1998) 9.30% N.A.

Past performance may or may not be sustained in future. • Returns: CAGR •Benchmark-Crisil Composite Bond Fund Index (Start date: 30.03.2002) • "For sinceinception returns the allotment NAV has been taken as Rs.10.00. NAV of growth optionis considered for computation without considering the load".


ICICI Prudential Floating Rate PlanPerformance Record as on 31-Dec-2012: Regular Plan - Cumulative Option

Period Floating Rate Plan Benchmark Index

1 Year 9.60% 8.49%3 Years 8.13% 7.25%5 Years 7.83% 7.00%Since Inception (28-Mar-02) 7.78% 6.89%

Past performance may or may not be sustained in future. • Returns: CAGR • Benchmark isCrisil Liquid Fund Index• For since inception returns the allotment NAV has been taken asRs.10.00. NAV of growth option is considered for computation without considering the load.

0.00

20.00

Income Plan 7.25% 4.06% 7.90% 17.63% 9.99%

Crisil Composite BondFund Index

7.68% 5.06% 5.41% 7.35% 8.22%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008



0.00

5.00

10.00

Floating Rate Fund - Plan B 8.38% 6.06% 4.01% 8.63% 8.45%

Crisil Liquid Fund Index 8.44% 6.21% 3.69% 8.81% 7.45%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008


ICICI Prudential Short Term PlanPerformance Record as on 31-Dec-2012: Regular Plan - Cumulative Option

Period Short Term Plan Benchmark Index

1 Year 9.49% 9.10%3 Years 7.51% 7.21%5 Years 8.88% 7.54%Since Inception (25-Oct-01) 7.89% N.A.

Past performance may or may not be sustained in future. • Returns: CAGR • Benchmarkis Crisil Short Term Bond Fund Index (Start date is 30-03-2002) • For since inceptionreturns the allotment NAV has been taken as Rs.10.00. NAV of growth option is consideredfor computation without considering the load.



0.00

5.00

10.00

15.00

20.00

Short Term Plan 8.94% 4.81% 6.59% 15.37% 9.03%

Crisil Short-Term Bond FundIndex

8.28% 5.12% 5.88% 9.79% 8.80%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008


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TAX BENEFITS OF INVESTING IN THE MUTUAL FUND: Investors are advised to refer toStatement of Additional Information (SAI) available on the website of AMC viz; www.icicipruamc.com

PUBLICATION OF DAILY NET ASSET VALUE (NAV):

The AMC will calculate and disclose the first NAV within 5 business days from the date of allotment.Subsequently, the NAV will be calculated and disclosed at the close of every business day. NAV shall bepublished at least in two daily newspapers having circulation all over India. NAV shall be made availableat all Customer Service Centers of the AMC. AMC shall update the NAVs on the website of Associationof Mutual Funds in India - AMFI (www.amfiindia.com) and AMC website (www.icicipruamc.com) by 9:00p.m. on every Business Day. For ICICI Prudential US Bluechip Equity Fund, the NAV will be calculatedand disclosed by 11.00 a.m. on the next Business Day.

FOR INVESTOR GRIEVANCES PLEASE CONTACT:

Name and Address of Registrar Name, address, telephone number, fax number,e-mail address of ICICI Prudential Mutual Fund

Computer Age Management Ms. Kamaljeet Saini – Investor Relations OfficerServices Pvt. Ltd. ICICI Prudential Asset Management Company Ltd.Unit: ICICI Prudential Mutual Fund 2nd Floor, Block B-2, Nirlon Knowledge Park,New No 10. Old No. 178, Western Express Highway, Goregaon (East),Opp. to Hotel Palm Grove, Mumbai - 400 063.MGR Salai (K.H. Road), Phone: (91)(22) 26852000, Fax: (91)(22) 2686 8313Chennai - 600 034. e-mail: [email protected]

UNITHOLDERS’ INFORMATION:

The AMC shall disclose portfolio of the Scheme on the website www.icicipruamc.com alongwith ISINon a monthly basis as on last day of each month, on or before tenth day of the succeeding month.The Fund shall before the expiry of one month from the close of each half year, that is as on March31 and September 30, publish its scheme portfolios in one English daily newspaper having all Indiacirculation and in a newspaper published in the language of the region where the Head Office of theAMC is situated in the prescribed format and update the same on AMC's website atwww.icicipruamc.com and AMFI's website www.amfiindia.com.In terms of Regulations 59 and SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012,the AMC shall within one month from the close of each half year, that is on 31st March and on 30thSeptember, host a soft copy of its unaudited financial results on their website. The half-yearlyunaudited report shall contain details as specified in Twelfth Schedule and such other details as arenecessary for the purpose of providing a true and fair view of the operations of the mutual fund.Further, the AMC shall publish an advertisement disclosing the hosting of such financial results ontheir website, in atleast one English daily newspaper having nationwide circulation and in a newspaperhaving wide circulation published in the language of the region where the Head Office of the mutualfund is situated.It is hereby notified that wherever the investor(s) has/have provided his/their e-mail address inthe application form in any of the folio belonging to the investor(s), the Fund/ Asset ManagementCompany reserves the right to use Electronic Mail (e-mail) as a default mode to send variouscommunications for transactions done by the investor(s).

TRANSACTION CHARGES:

Pursuant to SEBI Circular No. Cir/ IMD/ DF/13/ 2011 dated August 22, 2011 transaction charge persubscription of Rs.10,000/- and above may be charged in the following manner:

i. The existing investors may be charged Rs.100/- as transaction charge per subscription ofRs.10,000/- and above;

ii. A first time investor may be charged Rs.150/- as transaction charge per subscription ofRs.10,000/- and above.

There shall be no transaction charge on subscription below Rs. 10,000/- and on transactions other thanpurchases/ subscriptions relating to new inflows.

In case of investment through Systematic Investment Plan (SIP), transaction charges shall be deductedonly if the total commitment through SIP amounts to Rs. 10,000/- and above. The transaction chargesin such cases shall be deducted in 4 equal installments.

Investors may note that distributors can opt to receive transaction charges based on 'type of theScheme'. Accordingly, the transaction charges would be deducted from the subscription amounts, asapplicable.

The aforesaid transaction charge shall be deducted by the Asset Management Company from thesubscription amount and paid to the distributor, as the case may be and the balance amount shall beinvested in the relevant scheme opted by the investor.

However, upfront commission to distributors will be paid by the investor directly to the distributor, basedon his assessment of various factors including the service rendered by such distributor.

Transaction Charges shall not be deducted if:

• Purchase/Subscription made directly with the fund through any mode (i.e. not through any distributor/agent).

• Purchase/ subscription made through stock Exchange, irrespective of investment amount.

CAS/ Statement of account shall state the net investment (i.e. gross subscription less transactioncharge) and the number of units allotted against the net investment.

CONSOLIDATED ACCOUNT STATEMENT (CAS)

1. The Consolidated Account Statement (CAS) for each calendar month will be issued on orbefore tenth day of succeeding month to the investors who have provided valid PermanentAccount Number (PAN). Due to this regulatory change, AMC shall now cease to send physicalaccount statement to the investors after every financial transaction** including systematictransactions. Further, CAS will be sent via email where any of the folios consolidated has anemail id or to the email id of the first unit holder as per KYC records.**The word 'financial transaction' shall include purchase, redemption, switch, dividend payout,dividend reinvestment, systematic investment plan, systematic withdrawal plan, systematictransfer plan and bonus transactions.

2. For folios not included in the Consolidated Account Statement (CAS), the AMC shall henceforthissue account statement to the investors on a monthly basis, pursuant to any financialtransaction in such folios on or before tenth day of succeeding month.In case of a New Fund Offer Period (NFO), the AMC shall send confirmation specifying thenumber of units allotted to the applicant by way of a physical account statement or an emailand/or SMS's to the investor's registered address and/or mobile number not later than fivebusiness days from the date of closure of the NFO.

3. In case of a specific request received from the unit holder, the AMC shall provide the accountstatement to the investors within 5 business days from the receipt of such request.

4. In the case of joint holding in a folio, the first named Unit holder shall receive the CAS/accountstatement. The holding pattern has to be same in all folios across Mutual Funds for CAS.

Further, in case if no transaction has taken place in a folio during the period of six months endedSeptember 30 and March 31, the CAS detailing the holdings across all Schemes of all mutual

ICICI Prudential Regular Savings FundPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period Regular Savings Fund Benchmark Index

1 Year 9.38% 9.33%Since Inception (03-12-2010) 9.07% 8.03%

Past performance may or may not be sustained in future. • Returns : CAGR. • Benchmarkis Crisil Composite Bond Fund Index. • For since inception returns the allotment NAV hasbeen taken as Rs.10.00. NAV of growth option is considered for computation withoutconsidering the load.


6.00

7.00

8.00

9.00

10.00

Regular Savings Fund 9.06%

Crisil Composite Bond FundIndex

7.68%

2011-2012

Absolute Returns for each financial year:

ICICI Prudential Corporate Bond FundPerformance Record as on 31-Dec-2012: Regular Plan - Cumulative Option

Period Corporate Bond Fund Benchmark Index

1 Year 9.61% 9.10%3 Years 7.56% 7.21%5 Years 7.45% 7.54%Since Inception (15-Sep-04) 6.99% 6.85%

Past performance may or may not be sustained in future. • Returns: CAGR • Benchmarkis Crisil Short Term Bond Fund Index• For computation of returns the allotment NAV hasbeen taken as Rs. 10.00.


0.00

5.00

10.00

15.00

Corporate Bond Fund 8.15% 5.95% 7.66% 7.92% 8.42%

Crisil Short-Term Bond FundIndex

8.28% 5.12% 5.88% 9.79% 8.80%

2011-2012 2010-2011 2009-2010 2008-2009 2007-2008


ICICI Prudential Tax PlanPerformance Record as on 31-Dec-2012: Regular Plan - Growth Option

Period Tax Plan Benchmark Index

1 Year 37.39% 31.65%3 Years 9.10% 3.09%5 Years 3.90% -2.39%Since Inception (19-Aug-1999) 22.92% 12.66%

Past performance may or may not be sustained in future. • Returns : CAGR • Benchmark isS&P CNX 500 Index • For since inception returns the allotment NAV has been taken asRs.10.00. NAV of growth option is considered for computation without considering the load.


-60.00%-40.00%-20.00%

0.00%20.00%40.00%60.00%80.00%

100.00%120.00%140.00%

Tax Plan -4.96% 12.41% -38.67% 123.87% 10.67%S&P CNX 500 Index

2006-07 2007-08 2008-09 2009-10 2010-11

8.07% 21.64% -40.02% 87.95% 7.26%


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21/Jan/13

• Ahmedabad: 307, 3rd Floor, Zodiac Plaza, Beside Nabard Vihar, NearSt. Xavier’s College Corner, H. L. College Road, Off C. G. Road,Ahmedabad - 380009 (Gujarat) • Bangalore: Phoenix Pinnacle, FirstFloor, Unit 101-104, No. 46 Ulsoor Road, Bangalore - 560042 • Baroda(Vadodara): 3rd Floor, West Wing, Landmark Building, Race CourseCircle, Vadodara 390 007 • Bhopal: MF - 26/27 Block - C, Mezzaninefloor, Mansarovar Complex, Hoshangabad Road, Bhopal - 462016,Madhya Pradesh • Bhubhaneshwar: Rajdhani House, 1st Floor, FrontWing, 77, Janpath, Kharvel Nagar, Bhubaneswar, Odisha 751001 •Chandigarh: SCO 137-138 Ist Floor, Sector 9-C, Chandigarh 160 017 •Chennai: Abithil Square, No.189, Lloyds Road, Chennai 600 014 •Coimbatore: “Shylaja Complex”, First Floor, No 575 C, D.B. Road, NearPost Office Signal, R. S. Puram, Coimbatore 641002 • Dehradun: 1stfloor, Opposite St. Joseph School back gate, 33, Subhash Road,Dehradun - 248001, Uttaranchal • Hyderabad: Gowra Plaza, 1st Floor,No. 1-8-304-307/381/444, S. P. Road, Begumpet, Secunderabad - 500003 • Indore: 310-311 Starlit Tower, 29/1 Y N Road, Indore - 452001,Madhya Pradesh • Jaipur: Building No.1, Opposite Amrapura Sthaan,M.I. Road, Jaipur - 302 001, (Rajasthan) • Jamshedpur: Office No. 7,

ICICI Prudential Mutual Fund Official Points of Acceptance

II Floor, Bharat Business Centre, Holding # 2, Ram Mandir Area,Bistupur, Jamshedpur - 831001, Jharkhand • Kanpur: 516-518,Krishna Tower, 15/63 Civil Lines, Opp. U.P. Stock Exchange, Kanpur208001 • Kochi: # 956/3 & 956/4, 2nd Floor, Teepeyem Towers,Kurushupally Road, Off M.G. Road, Ravipuram, Cochin - 682015 •Kolhapur: 1089, E-ward, Anand Plaza, Rajaram Road, Kolhapur - 416001,Maharashtra • Kolkata: 4th Floor, Anandlok, Block B, 227, A.J.C BoseRoad, Kolkata 700020 • Lucknow: 1st Floor, Modern Business Centre,19 Vidhansabha Marg, Lucknow 226 001 • Ludhiana: SCO 121, GroundFloor, Feroze Gandhi Market, Ludhiana 141 001 • Mumbai (CentralService Office - Goregaon): 2nd Floor, Block B-2, Nirlon KnowledgePark, Western Express Highway, Goregaon (East), Mumbai - 400 063.Tel.: 022-26852000, Fax No.: 022-2686 8313 • Mumbai (Fort): 2ndFloor, Brady House, 12/14, Veer Nariman Road, Fort, Mumbai 400 001• Mumbai (Borivali): Ground Floor, Suchitra Enclave, MaharashtraLane, Borivali (West), Mumbai 400 092 • Mumbai (Khar): 101, 1stFloor, Abbas Manzil, Opposite Khar Police Station, S. V. Road, Khar(West), Mumbai - 400052 • Mumbai (Thane): Ground Floor, MahavirArcade, Ghantali Road, Naupada, Thane West 400 602 • Nagpur: 1st

floor, Mona Enclave, WHC Road, Near Coffee House Square, AboveTitan Eye Showroom, Dharampeth, Nagpur - 440010, Maharashtra •Nashik: Shop No. 1, Rajeev Enclave, Near Old Muncipal Corporation,New Pandit colony, Nashik - 422002, Maharashtra • Navi Mumbai -Vashi: Office No. 26, Devarata Co-op Housing Society, Ground floor,Plot No. 83, Sector 17, Landmark: Near Babubhai Jiwandas Showroom,Near Axis Bank, Vashi, Navi Mumbai - 400703 • New Delhi: 12thFloor, Narain Manzil, 23, Barakhamba Road, New Delhi 110 001 •Noida: F-25, 26 & 27, First Floor, Savitri market, Sector-18, Noida201301 • Panjim: Shop No. 6&7, Sandeep Apartment, Dr. Dada VaidyaRoad, Panjim 403 001 Goa. • Patna: 1st Floor, Kashi Palace, DakBungalow Road, Patna 800 001 • Pune: 1205/4/6, Shivaji Nagar,Chimbalkar House, Opp. Sambhaji Park, J.M. Road, Pune 411004 •Rajkot: Plus Point Complex, 4th Floor, Opposite Haribhai Hall, NearRamkrishna Ashram, Dr. Yagnik Road, Rajkot - 360001 • Surat: HG-30,Block-B, International Trade Centre, Majura Gate, Surat 395002. •Udaipur: Shukrana, 6, Durga Nursery Road, Near Sukhadia Memorial,Udaipur 313001 • Varanasi: D-58/2, Unit No. 52&53, 1st floor, Kubercomplex, Rath Yatra crossing, Varanasi - 221010, Uttar Pradesh.

Toll Free Numbers: (MTNL/BSNL) 1800222999 ; (Others) 18002006666 • Website: www.icicipruamc.com • SMS: INVEST to 58558

Other Cities: Additional official transaction acceptance points (CAMS Transaction Points)

• Agartala: Advisor Chowmuhani (Ground Floor), Krishnanagar,Agartala-799001, Tripura, Tel.: (381) 2323009, 2223009, 9862923301• Agra: No. 8, II Floor, Maruti Tower, Sanjay Place, Agra-282002,Uttarpradesh Tel.: (0562) 3242267, 2521170 • Ahmedabad: 402-406,4th Floor - Devpath Building, Off C G Road Behind Lal Bungalow EllisBridge, Ahmedabad-380006, Gujarat Tel.: (079) 30082468 • Ajmer:AMC No. 423/30 Near Church Brahampuri, Opp. T B Hospital, JaipurRoad, Ajmer-305001, Rajasthan Tel.: (0145) 3292040, 2425814 •Akola: Opp. RLT Science College, Civil Lines, Akola-444001,Maharashtra, Tel.: (724) 3203830, 2431702 • Aligarh: City Enclave,Opp. Kumar Nursing Home, Ramghat Road, Aligarh-202001, UttarPradesh, Tel.: (571) 3200301, 2402089 • Alleppey: Bldg. No. VIII /411, C. C. N. B. Road, Near Pagoda Resort, Chungom, Alleppey-688011, Kerala, Tel.: (477) 3209718 • Allahabad: 30/2, A&B, CivilLines Station, Besides Vishal Mega Mart, Strachey Road, Allahabad-211001, Uttarpradesh Tel.: (0532) 3291274, 2404055 • Alwar: 256A,Scheme No.1, Arya Nagar, Alwar-301001, Rajasthan Tel.: (0144)2702324 • Amaravati: 81, Gulsham Tower, 2nd Floor Near PanchsheelTalkies, Amaravati-444601, Maharashtra Tel.: (0721) 3291965,2564304 • Amritsar: SCO - 18J, ‘C’ BLOCK RANJIT AVENUE,Amritsar-140001, Punjab Tel.: (0183) 5099995, 3221379 • Anand:101, A.P. Tower, B/H, Sardhar Gunj Next to Nathwani Chambers,Anand-388001, Gujarat, Tel.: (02692) 325071, 240981 • Asansol:Block ‘G’, 1st Floor, P C Chatterjee Market Complex, RambandhuTalab, P O Ushagram, Asansol-713303, West Bengal Tel.: (0341)3295235, 3298306 • Aurangabad: Office No. 1, 1st Floor, AmodiComplex, Juna Bazar, Aurangabad-431001, Maharashtra Tel.: (0240)3295202, 2363664 • Ambala: Opposite Peer Bal Bhavan Road,Ambala-134003 Haryana, Tel.: (171) 3248787 • Anantapur: 15-570-33, Ist Floor, Pallavi Towers, Anantapur-515 001, Andhra Pradesh,Tel.: (8554) 326980, 326921, 227024 • Andheri: CTS No 411, Citipoint,Gundivali, Teli Gali, Above C.T. Chatwani Hall, Andheri-400069,Maharashtra • Ankleshwar: Shop No. F-56, Ist Floor, Omkar Complex,Opp. Old Colony, Near Valia Char Rasta, GIDC, Ankleshwar-393002,Bharuch, Gujarat, Tel.: (02646) 310207, 220059 • Balasore: B. C. SenRoad, Balasore-756001, Orissa, Tel.: (06782) 326808, 2264902 •Bangalore: Trade Centre, 1st Floor 45, Dikensen Road (Next toManipal Centre), Bangalore-560042, Karnataka (080) 30574709 •Bareilly: F-62-63, Butler Plaza, Civil Lines, Bareilly-243001, UttarPradesh, Tel.: (581) 3243322, 2554228 • Bellary: 60/5, MullangiCompound, Gandhinagar Main Road (Old Gopalswamy Road),Bellary-583101, Karnataka, Tel.: (08392) 326848, 268822 • Bhagalpur:Krishna, Ist Floor, Near Mahadev Cinema, Dr. R. P. Road, Bhagalpur-812002, Bihar, Tel.: (641) 3209094, 2409506 • Bharuch (Parent:

Ankleshwar TP): F-108, Rangoli Complex, Station Road, Bharuch-392001, Gujarat, Tel.: 9825304183 • Bhatinda: 2907, GH, GT Road,Near Zila Parishad, Bhatinda-151001, Punjab, Tel.: (164) 3204511,2210633 • Bhubaneswar: Plot No - 111, Varaha Complex Building3rd Floor, Station Square Kharvel Nagar,Unit 3, Bhubaneswar-751001,Orissa Tel.: (0674) 3253307 • Bhuj: Data Solution, Office No.17, IstFloor, Municipal Building, Opp. Hotel Prince, Station Road, Bhuj-370001, Kutch, Gujarat, Tel.: (02832) 320924, 227176 • Bikaner: F-4,5, Bothra Complex, Modern Market, Bikaner-334001, Rajasthan,Tel.: (151) 3201590 • Bilaspur: Beside HDFC Bank, Link Road, Bilaspur-495001, Chattisgarh, Tel.: (7752) 327886 • Belgaum: 1st Floor, 221/2A/1B Vaccine Depot Road, Near 2nd Railway gate, Tilakwadi,Belgaum-590006, Karnataka, Tel.: (0831) 3299598, 2425304 •Berhampur: First Floor, Upstairs of Aaroon Printers, Gandhi Nagar,Main Road, Berhampur-760001, Orissa Tel.: (0680) 3205855, 2220001• Bhavnagar: 305-306, Sterling Point, Waghawadi Road, OPP. HDFCBANK, Bhavnagar-364002, Gujarat Tel.: (0278) 3208387, 2567020 •Bhilai: 209, Khichariya Complex, Opp. IDBI Bank, Nehru Nagar Square,Bhilai-490020, Chhattisgarh Tel.: (0788) 4050560 4050560 •Bhilwara: Indraparstha tower, Second floor, Shyam ki Sabji Mandi,Near Mukharji Garden, Bhilwara-311001, Rajasthan Tel.: (01482)231808, 321048 • Bhopal: Plot No. 10, 2nd Floor, Alankar ComplexNear ICICI Bank MP Nagar, Zone II Bhopal-462011, Madhya Pradesh,Tel.: (0755) 3295873 • Bhusawal (Parent: Jalgaon TP): 3, AdeladeApartment, Christain Mohala, Behind Gulshan-E-Iran Hotel,Amardeep Talkies Road, Bhusawal-425201, Maharashtra • Bokaro:Mazzanine Floor F-4, City Centre, Sector 4, Bokaro Steel City, Bokaro-827004, Jharkhand Tel.: (06542) 324881 • Burdwan: 399, G T Road,Basement of Talk of the Town, Burdwan-713101, West Bengal Tel.:(0342) 3207077, 2568584 • Calicut: 29/97G, 2nd Floor, Gulf Air Building,Mavoor Road, Arayidathupalam, Calicut-673016, Kerala, Tel.: (0495)3255984, 2723173 • Chandigarh: Deepak Tower, SCO 154-155,1stFloor, Sector 17-C, Chandigarh-160017, Punjab Tel.: (0172) 3048720• Chennai: (OMR) Ground Floor, 148, Old Mahabalipuram Road,Okkiyam, Thuraipakkam, Chennai-600097, Tamil Nadu, Tel.: (44)30407144 • Chennai: Ground Floor, No.178/10, Kodambakkam HighRoad Opp. Hotel Palmgrove Nungambakkam, Chennai-600 034, TamilNadu Tel.: (044) 39115561 • Cochin: Ittoop’s Imperial Trade Center, Door No. 64/5871 – D, 3rd Floor M. G. Road (North), Cochin-682035,Kerala Tel.: (0484) 3234658, 2383830 • Coimbatore: Old # 66 New# 86, Lokamanya Street (West), Ground Floor, R.S. Puram,Coimbatore-641002 Tamil Nadu Tel.: (0422) 3018000, 3018003 •Cuttack: Near Indian Overseas Bank, Cantonment Road, Mata Math,Cuttack-753001, Orissa, Tel.: (0671) 2303722 • Deoghar: S. S. M.

Jalan Road, Ground floor, Opp. Hotel Ashoke, Caster Town, Deoghar-814112, Jharkhand, Tel.: (6432) 320227, 224468 • Durgapur: CityPlaza Building, 3rd floor, City Centre, Durgapur-713 216, West BengalTel.: (0343) 3298890, 3298891 • Dhanbad: Urmila Towers, Room No.111(1st Floor), Bank More, Dhanbad-826001, Jharkhand, Tel.: (0326)2304675, 2304675 • Davenegere: 13, Ist Floor, Akkamahadevi SamajComplex, Church Road, P.J. Extension, Devengere-577002, Karnataka,Tel.: (08192) 326226, 230038 • Dehradun: 204/121, Nari Shilp MandirMarg, Old Connaught Place, Dehradun-248001, Uttaranchal, Tel.:(0135) 3258460, 2713233 • Erode: 197, Seshaiyer Complex AgraharamStreet, Erode-638001, Tamil Nadu, Tel.: (0424) 3207730, 4272073 •Faridhabad: B-49, Ist Floor, Nehru Ground, Behind Anupam SweetHouse, NIT, Faridhabad-121001, Haryana, Tel.: (0129) 3241148,2410098 • Ghaziabad: 113/6, Ist Floor, Navyug Market, Gazhiabad-201001, Uttarpradesh, Tel.: (0120) 3266917, 9910480189 (mobile ofCH), 4154476 • Gondal (Parent Rajkot): A/177, Kailash Complex,Opposite Khedut Decor, GONDAL-360 311, Gujarat, Tel.: (0281)3298158 • Gorakhpur: Shop No. 3, Second Floor, The Mall CrossRoad, A.D. Chowk, Bank Road, Gorakhpur-273001, Uttarpradesh,Tel.: (0551) 3294771, 2344065 • Guntur: Door No. 5-38-44 5/1,Brodipet, Near Ravi Sankar Hotel, Guntur-522002, Andhra Pradesh,Tel.: (0863) 3252671, 6680838 • Gurgaon: SCO - 16, Sector - 14, Firstfloor, Gurgaon-122001, Haryana, Tel.: (0124) 3263763, 4082660 •Guwahati: A.K. Azad Road, Rehabari, Guwahati-781008, Assam, Tel.:(0361) 2607771, 2139038 • Gwalior: G-6, Global Apartment, KailashVihar Colony, Opp. Income Tax Office, City Centre, Gwalior-474002,Madhya Pradesh, Tel.: (0751) 3202311, 2427662 • Goa: No.108, 1stFloor, Gurudutta Bldg, Above Weekender M G Road, Panaji (Goa),Goa-403001 Tel.: (0832) 3251755 3251640 • Hazaribag: MunicipalMarket, Annanda Chowk, Hazaribagh-825301, Jharkhand, Tel.: (6546)320250, 223959 • Hisar: 12, Opp. Bank of Baroda, Red Square Market,Hisar-125001, Haryana 125001, Tel.: (1662) 329580, 283100 • Hubli:No. 204 - 205, 1st Floor ‘ B ‘ Block, Kundagol Complex Opp. Court,Club Road, Hubli-580029, Karnataka, Tel.: (0836) 3293374, 4255255• Hyderabad: 208, II Floor, Jade Arcade Paradise Circle,Secunderabad-500 003, Andhra Pradesh Tel.: (040) 39182471,39182473 • Indore: 101, Shalimar Corporate Centre, 8-B, Southtukogunj, Opp. Green park, Indore-452001, Madhya Pradesh Tel.:(0731) 3253692, 3253646 • Jabalpur: 8, Ground Floor, Datt Towers,Behind Commercial Automobiles, Napier Town, Jabalpur-482001,Madhya Pradesh, Tel.: (0761) 3291921, 4017146 • Jalandhar: 367/8,Central Town, Opp. Gurudwara Diwan Asthan, Jalandhar-144001Punjab, Tel.: (0181) 2222882, 2222882 • Jalna C.C. (Parent:Aurangabad): Shop No. 11, 1St Floor, Ashoka Plaza Opp. Magistic

funds, shall be emailed at the registered email address of the unitholders on half yearly basis, onor before tenth day of succeeding month, unless a specific request is made to receive the samein physical form.In case of the units are held in dematerialized (demat) form, the statement of holding of thebeneficiary account holder will be sent by the respective Depository Participant periodically.The AMC reserve the right to furnish the account statement in addition to the CAS, if deemed fitin the interest of investor(s).

MAILING OF SCHEME WISE ANNUAL REPORT OR ABRIDGED SUMMARY:

Pursuant to Securities and Exchange Board of India (Mutual Funds) (Amendments) Regulations,2011 dated August 30, 2011 read with SEBI circular No. Cir/ IMD/ DF/16/ 2011 dated September8, 2011, the unit holders are requested to note that scheme wise annual report and/or abridgedsummary of annual reports of the Schemes of the Fund shall be sent to the unit holders only byemail at their email address registered with the Fund.

Physical copies of the annual report or abridged summary of annual reports will be sent to thoseUnit holders whose email address is not available with the Fund and/or who have specificallyrequested or opted for the same.

The unit holders are requested to update/ provide their email address to the Fund for updating thedatabase.

Physical copy of the scheme wise annual report or abridged summary will be available to the unitholders at the registered office of the Fund/AMC. A separate link to scheme annual report orabridged summary is available on the website of the Fund.

As per regulation 56(3) of the Regulations, copy of Schemewise Annual Report shall be also madeavailable to unitholder on payment of nominal fees. Further as per Securities and Exchange Boardof India (Mutual Funds) (Third Amendment) Regulations, 2008 Notification dated September 29,2008 & SEBI Circular No. SEBI/IMD/CIR No. 10/141712/08 October 20, 2008, the schemewise

Annual Report of a mutual fund or an abridged summary shall be mailed to all unitholders as soonas may be possible but not later than four months from the date of closure of the relevant accountsyear.

CASH INVESTMENTS IN THE SCHEME:

Pursuant to SEBI circular dated September 13, 2012, it is permitted to accept cash transactionsto the extent of Rs. 20,000/- subject to compliance with Prevention of Money Laundering Act, 2002and Rules framed there under and the SEBI Circular(s) on Anti Money Laundering (AML) and otherapplicable AML rules, regulations and guidelines. Provided that the limit shall be applicable perinvestor for investments done in a financial year across all schemes of the Mutual Fund, subjectto sufficient systems and procedures in place for such acceptance. However any form of repaymenteither by way of redemption, dividend, etc. with respect to such cash investment shall be paid onlythrough banking channel.

The Asset Management Company is in process of implementing adequate systems and controlsto accept Cash Investment in the Scheme. Information in this regard will be provided to Investorsas and when the facility is made available.

MULTIPLE BANK ACCOUNTS:

The unit holder/ investor can register multiple bank account details under its existing folio bysubmitting separate form available on the website of the AMC at www.icicipruamc.com. Individuals/HUF can register upto 5 different bank accounts for a folio, whereas non-individuals can registerupto 10 different bank accounts for a folio.

For ICICI Prudential Asset Management Company Limited

Sd/-

Place : Mumbai Nimesh ShahDate : January 21, 2013 Managing Director

Other Cities: Additional official transaction acceptance points (CAMS Transaction Points)


Talkies, Subhash Road, Jalna-431 203, Maharashtra • Jalgaon:Rustomji Infotech Services 70, Navipeth, Opp. Old Bus Stand,Jalgaon-425001, Maharashtra Tel.: (0257) 3207118, 2235343 •Jamnagar: 217/218, Manek Centre, P.N. Marg, Jamnagar-361008,Gujarat, Tel.: (0288) 3206200, 2661942 • Jamshedpur: MillenniumTower, “R” Road, Room No.15 First Floor, Bistupur, Jamshedpur-831001, Jharkhand, Tel.: (0657) 3294202, 2224879 • Jodhpur: 1/5,Nirmal Tower, Ist Chopasani Road, Jodhpur-342003, Rajasthan Tel.:(0291) 3251357, 2628039 • Jaipur: R-7, Yudhisthir Marg, C-Scheme,Behind Ashok Nagar Police Station, Jaipur-302001, Rajasthan Tel.:(0141) 3269126, 3269128 • Jammu: JRDS Heights, Lane Opp. S &S Computers, Near RBI Building, Sector 14, Nanak Nagar, Jammu-180004, J&K, Tel.: (0191) 2432601, 2432601, 9906082698 • Jhansi:Opp. SBI Credit Branch, Babu Lal Kharkana Compound, Gwalior Road,Jhansi-284001, Uttarpradesh, Tel.: (510) 3202399, 2332455 •Junagadh: Circle Chowk, Near Choksi Bazar Kaman, Junagadh-362001, Gujarat, Tel.: (0285) 3200909, 2653682 • Kadapa: BandiSubbaramaiah Complex, D.No. 3/1718, Shop No. 8, Raja ReddyStreet, Kadapa-516 001, Andhra Pradesh, Tel.: (8562) 322099, 254122• Kannur: Room No.14/435, Casa Marina Shopping Centre, TalapKannur-670004, Kerala, Tel.: (497) 3249382 • Kanpur: Ist Floor, 106to 108, CITY CENTRE, Phase II, 63/ 2, THE MALL, Kanpur-208001,Uttarpradesh Tel.: (0512) 3918003, 3918000 • Kakinada: No.33-1,44, Sri Sathya Complex Main Road, Kakinada-533001, AndhraPradesh, Tel.: (884) 3207474, 3204595, 2367891 • Kalyani: A-1/50,Block A, Dist Nadia, Kalyani-741235, West Bengal, Tel.: (033)32422712, 25022720 • Karimnagar: H.No.7-1-257, Upstairs S. B. H.Mangammathota, Karimnagar-505001, Andhra Pradesh, Tel.: (878)3205752, 3208004, 225594 • Karnal (Parent :Panipat TP): 7, IstFloor, Opp. Bata Showroom, Kunjapura Road, Karnal-132001,Haryana, Tel.: 9813999809 • Karur: 126 G, V. P. Towers, Kovai Road,Basement of Axis Bank, Karur-639002, Tamil Nadu, Tel.: (4324)311329, 262130 • Kestopur: 148,Jessore Road Block -B (2nd Floor)Kolkata, Kestopur-700101, West Bengal, Tel.: (033) 32415332,32415333 • Kharagpur: H.NO. 291/1, Ward No.15, Malancha MainRoad, Opposite UCO Bank Kharagpur-721301, West Bengal, Tel.:(3222) 323984, 254121 • Kolkata: Saket Building, 44 Park Street,2nd Floor, Kolkata-700016, West Bengal Tel.: (033) 32550760,30582285 • Kolhapur: 2 B, 3rd Floor, Ayodhya Towers Station Road,Kolhapur-416001, Maharashtra Tel.: (0231) 3209 356, 2650401 •Kollam: Kochupilamoodu Junction, Near VLC, Beach Road, Kollam-691001, Kerala, Tel.: (474) 3248376, 9847067534, 2742850 • Kota:B-33 ‘Kalyan Bhawan’ Triangle Part, Vallabh Nagar, Kota-324007,Rajasthan, Tel.: (0744) 3293202, 324007, 2505452 • Kottayam: KMCIX / 1331 A, Opp. Malayala Manorama Railway Station Road,Thekkummoottil, Kottayam-686001, Kerala, Tel.: (0481) 3207011,2302763 • Kumbakonam: Jailani Complex 47, Mutt Street,Kumbakonam-612001, Tamil Nadu, Tel.: (435) 3200911, 2403747 •Kurnool: H.No.43/8, Upstairs Uppini Arcade, N R Peta, Kurnool -518004 Andhra Pradesh, Tel.: (8518) 312978 312970 329504 •Lucknow: Off # 4,1st Floor, Centre Court Building, 3/C, 5 - ParkRoad, Hazratganj, Lucknow-226001, Uttarpradesh Tel.: (0522)3918000, 3918001 • Ludhiana: U/GF, Prince Market, Green Field,Near Traffic Lights, Sarabha Nagar, Pulli Pakhowal Road, Ludhiana-141002, Punjab Tel.: (0161) 3018000, 3018001 • Madurai: IstFloor,278, North Perumal Maistry street, (Nadar Lane), Madurai -625001. Contact no.: (0452) 3252468 • Mangalore: No. G-4 & G-5,Inland Monarch, Opp. Karnataka Bank, Kadri Main Road, Kadri,Mangalore-575003, Karnataka Tel.: (0824) 3251357, 3252468 •Mapusa (Parent ISC : Goa) Office No. CF-8, 1st Floor, BusinessPoint, Above Bicholim Urban Co-op Bank, Angod, Mapusa-403507,Goa, Tel.: 9326126122 • Margao: Virginkar Chambers, Ist Floor,Near Kamath Milan Hotel, New Market, Near Lily Garments, OldStation Road, Margao-403601, Goa, Tel.: (832) 3224658 • Mehsana:1st Floor, Subhadra Complex, Urban Bank Road, Mehsana-384002,Gujarat, Tel.: (2762) 323985, 323117 • Meerut: 108, Ist Floor, ShivamPlaza, Opposite Eves Cinema, Hapur Road, Meerut-250002,Uttarpradesh Tel.: (0121) 3257278, 2421238 • Moradabad: B-612,‘Sudhakar’ Lajpat Nagar, Moradabad-244001, Uttarpradesh, Tel.:(0591) 3299842, 2493144 • Mumbai: Rajabahadur Compound, GroundFloor, Opp. Allahabad Bank, Behind ICICI Bank 30, Mumbai SamacharMarg, Fort, Mumbai-400023, Maharashtra Tel.: (022) 30282468,30282469 • Muzzafarpur: Brahman toli, Durgasthan Gola Road,Muzaffarpur-842001,Bihar Tel.: (0621) 3207052, 2246022 • Mysore:No.1, 1st Floor, CH. 26 7th Main, 5th Cross (Above TrishakthiMedicals), Saraswati Puram, Mysore-570009, Karnataka, Tel.:(0821) 3294503, 2342182 • Nadiad (Parent TP: Anand TP): 8, RaviKiran Complex, Ground Floor, Nanakumbhnath Road, Nadiad-387001,Gujarat • Nagpur: 145 Lendra, New Ramdaspeth, Nagpur-440010,Maharashtra Tel.: (0712) 3258275, 3258272, 2432447 • Nasik:Ruturang Bungalow, 2 Godavari Colony Behind Big Bazar, Near BoysTown School Off College Road, Nasik-422005, Maharashtra, Tel.:(0253) 3250202, 2577448 • Nellore: 97/56, I Floor Immadisetty TowersRanganayakulapet Road, Santhapet, Nellore-524001, AndhraPradesh, Tel.: (0861) 3298154, 3201042, 2302398 • Navsari: DineshVasani & Associates, 103, Harekrishna Complex, above IDBI Bank,Near Vasant Talkies, Chimnabai Road, Navasari-396445, Gujarat,Tel.: (02637) 327709, 248745, 248744 • New Delhi: 7-E, 4th Floor,Deen Dayaal Research Institute Building, Swami Ram Tirath Nagar,Near Videocon Tower, Jhandewalan Extension, New Delhi - 110 055.Tel.: (011) 30481205, 30482468, 23353834 • Noida: C-81,1st floor,

Sector - 2, Noida-201301, Tel.: (120) 3043335 3043334 • Palakkad:10/688, Sreedevi Residency Mettupalayam Street, Palakkad-678001,Kerala, Tel.: (491) 3261114, 2548093 • Patna: G-3, Ground Floor, OmVihar Complex, SP Verma Road, Patna-800001, Bihar, Tel.: (0612)3255284, 3255285, 3255286 • Panipat: 83, Devi Lal Shopping Complex,Opp. ABN Amro Bank, G. T. Road, Panipat-132103, Haryana, Tel.:(0180) 3250525, 4009802, 4009802 • Patiala: 35, New Lal BaghColony, Patiala-147001, Punjab, Tel.: (0175) 3298926, 2229633,2229633 • Pondicherry: S-8, 100, Jawaharlal Nehru Street (NewComplex, Opp. Indian Coffee House), Pondicherry-605001, Tel.: (0413)4210030, 3292468, 4210030 • Pune: Nirmiti Eminence, Off No. 6, IstFloor, Opp. Abhishek Hotel, Mehandale Garage Road, Erandawane,Pune-411004, Maharashtra Tel.: (020) 30283005, 30283003 30283000• Raipur: HIG, C-23, Sector - 1, Devendra Nagar, Raipur-492004,Chhattisgarh, Tel.: (0771) 3296404, 3290830, 2888002 • Rajahmundry:Cabin 101, D.No 7-27-4, 1st Floor, Krishna Complex Baruvari Street,T. Nagar, Rajahmundry-533101, Andhra Pradesh, Tel.: (0883) 3251357,6665531 • Rajkot: Office 207 - 210, Everest Building, Harihar Chowk,Opp. Shastri Maidan, Limda Chowk, Rajkot-360001, Gujarat, Tel.:(0281) 3298158, 2227552 • Ranchi: 4, HB Road No. 206, 2nd Floor,Shri Lok Complex, H B Road, Near Firayalal, Ranchi-834001,Jharkhand, Tel.: (0651) 3298058, 2226601 • Rohtak: 205, 2nd Floor,Bldg. No. 2, Munjal Complex, Delhi Road, Rohtak-124001, Haryana,Tel.: (01262) 318589, 258436 • Rourkela: 1st Floor, Mangal Bhawan,Phase II, Power House Road, Rourkela-769001, Orissa, Tel.: (0661)3290575 • Saharanpur: Ist Floor, Krishna Complex, Opp. Hathi Gate,Court Road, Saharanpur-247001, Uttar Pradesh, Tel.: (132) 3255591,2712507 • Salem: No.2, Ist Floor, Vivekananda Street, New Fairlands,Salem-636016, Tamil Nadu, Tel.: (0427) 3252271, 2330592 •Sambalpur: C/o Raj Tibrewal & Associates, Opp.Town High School,Sansarak, Sambalpur-768001, Orissa, Tel.: (0663) 3290591, 2405606• Sangli (Parent: Kohlapur) Diwan Niketan 313, RadhakrishnaVasahat, Opp. Hotel Suruchi, Near S.T. Stand, Sangli-416416,Maharashtra,Tel.: 9326016616 • Satara: 117/A/3/22, ShukrawarPeth, Sargam Apartment, Satara-415002, Maharashtra, Tel.: (2162)320989, 281706 • Shimla: Ist Floor, Opp. Panchayat Bhawan, Maingate Bus stand, Shimla-171001, Himachal Pradesh, Tel.: (177)3204944, 2650737 • Shimoga: Nethravathi, Near Gutti Nursing Home,Kuvempu Road, Shimoga-577201, Karnataka, Tel.: (8182) 322980,271706 • Siliguri: No.7, Swamiji Sarani, Ground Floor, Hakimpara,Siliguri-734001, West Bengal, Tel.: (0353) 3291103, 2531024 •Solapur: Flat No. 109, 1st Floor, A Wing, Kalyani Tower, 126,Siddheshwar Peth, Near Pangal High School, Solapur-413001,Maharashtra, Tel.: (0217) 3204200, 2724548 • Sriganganagar: 18, ‘L’Block, Sri Ganganagar - 335001, Rajasthan, Tel.: (154) 3206580,2476742 • Surat: Plot No. 629, 2nd Floor, Office No. 2-C/2-D,Mansukhlal Tower, Beside Seventh Day Hospital, Opp.Dhiraj Sons,Athwalines, Surat-395001, Gujarat Tel.: (0261) 3262267, 3262468 •Thane: 3rd Floor, Nalanda Chambers, “B” Wing, Gokhale Road, NearHanuman Temple, Naupada Thane-400602, Maharashtra, Tel.: (022)31920050 • Thiruppur: 1(1), Binny Compound, II Street, KumaranRoad, Thiruppur-641601, Tamil Nadu, Tel.: (0421) 3201271, 4242134• Tirunelveli: 1st Floor, Mano Prema Complex, 182 / 6, S.N. HighRoad, Tirunelveli-627001, Tamil Nadu, Tel.: (0462) 3200308, 2333688• Trichur: Room No. 26 & 27, Dee Pee Plaza Kokkalai, Trichur-680001,Kerala, Tel.: (0487) 3251564, 2420646 • Trichy: No. 8, Ist Floor, 8thCross, West Extension, Thillainagar, Trichy-620018, Tamil Nadu, Tel.:(0431) 3296909, 2741717 • Tirupathi: Door No. 18-1-597, NearChandana Ramesh Showroom, Bhavani Nagar, Tirupathi 517 501.Tel.: (0877) 3206887 • Thiruvalla: Central Tower, Above Indian Bank,Cross Junction Thiruvalla-689101, Kerala, Tel.: (469) 3208430,3200923 • Trivandrum: R. S. Complex, Opposite of LIC Building,Pattom PO, Trivandrum-695004, Kerala, Tel.: (0471) 3240202, 2554178• Udaipur: 32, Ahinsapuri Fatehpura Circle, Udaipur-313004,Rajasthan, Tel.: (0294) 3200054, 2454567 • Unjha (Parent: Mehsana):10/11, Maruti Complex, Opp. B. R. Marbles, Highway Road, Unjha-384170, Gujarat • Vadodara: 103, Aries Complex, BPC Road, Off R.C.Dutt Road Alkapuri, Vadodara-390 007, Gujarat, Tel.: (0265) 3018032,3018031 • Valsad: 3rd floor, Gita Nivas, Opp Head Post Office, HalarCross Lane, Valsad-396001, Gujarat, Tel.: (02632) 324623 • Vapi:215-216, Heena Arcade, Opp. Tirupati Tower, Near G. I. D. C CharRasta, Vapi-396195, Gujarat, Tel.: (260) 3201249, 3201268 • Varanasi:C-28/142-2A, Near Teliya Bagh Crossing, Teliya Bagh, Varanasi-221002, Uttarpradesh, Tel.: (0542) 3253264, 2202126 • Vasco(ParentGoa): No DU 8, Upper Ground Floor, Behind Techoclean Clinic, SuvidhaComplex, Near ICICI Bank, Vasco Da Gama-403802 • Vellore: No.1,Officer’s Line, 2nd Floor, MNR Arcade, Opp. ICICI Bank, Krishna Nagar,Vellore - 632001. Contact No.: (0416) 320 9017 • Vijayawada: 40-1-68, Rao & Ratnam Complex, Near Chennupati Petrol Pump, M.GRoad, Labbipet, Vijayawada-520010, Andhra Pradesh, Tel.: (0866)3299181, 3295202 • Visakhapatnam: 47/ 9 / 17, 1st Floor, 3rd Lane,Dwaraka Nagar, Visakhapatnam-530016, Andhra Pradesh Tel.: (0891)3298397, 3298374 • Warangal: F13, 1st Floor, BVSS Mayuri Complex,Opp. Public Garden, Lashkar Bazaar, Hanamkonda, Warangal-506001,Andhra Pradesh, Tel.: (0870) 3202063, 3209927, 2554888 • YamunaNagar 124-B/R Model Town Yamunanagar Yamuna Nagar - 135001,Haryana, Tel.: (1732) 316770, 225339.

TP Lite Centres• Ahmednagar: 203-A,Mutha Chambers, Old Vasant Talkies, MarketYard Road, Ahmednagar-414001, Maharashtra, Tel.: (241) 3204221

• Basti: Office No. 3, Ist Floor “Jamia Shopping Complex, (OppositePandey School), Station Road, Basti-272002, Uttar Pradesh, Tel.:(5542) 327979 • Chhindwara: Office No. 1, Parasia Road, Near MehtaColony, Chhindwara-480001, Madhya Pradesh, Tel.: (7162) 321163• Chittorgarh: 3 Ashok Nagar, Near Heera Vatika, Chittorgarh-312001, Rajasthan, Tel.: (1472) 324810 • Darbhanga: ShahiComplex,1st Floor, Near R B Memorial hospital, V.I.P. Road, BentaLaheriasarai, Darbhanga-846001, Bihar, Tel.: (6272) 326989 •Dharmapuri: 16A/63A, Pidamaneri Road, Near Indoor Stadium,Dharmapuri-636701, Tamil Nadu, Tel.: (4342) 310304 • Dhule: H.No. 1793 / A, J.B. Road, Near Tower Garden, Dhule-424 001,Maharashtra, Tel.: (2562) 329902 • Faizabad: 64, Cantonment, NearGPO Faizabad-224001, Uttar Pradesh, Tel.: (5278) 310664 •Gandhidham: Plot No. 261, 1st Floor, Sector 1A, Om Mandap Galli,Gandhidham-370201, Gujarat, Tel.: (2836) 313031 • Gulbarga: PalComplex, Ist Floor, Opp. City Bus Stop, SuperMarket, Gulbarga-585101, Karnataka, Tel.: (8472) 310119 • Haldia: 2nd Floor, NewMarket Complex, 2nd Floor, New Market Complex, Durgachak PostOffice, Purba Medinipur District, Haldia-721602, West Bengal, Tel.:(3224) 320273 • Haldwani: Durga City Centre, Nainital Road,Haldwani-263139, Uttarakhand, Tel.: (5946) 313500 • Himmatnagar:D-78, 1st Floor, New Durga Bazar, Near Railway Crossing,Himmatnagar-383001, Gujarat, Tel.: (2772) 321080 • Hoshiarpur:Near Archies Gallery, Shimla Pahari Chowk, Hoshiarpur-146001,Punjab, Tel.: (1882) 321082 • Hosur: Shop No.8, J. D. Plaza, OPP.TNEB Office. Royakotta Road. Hosur-635109, Tamil Nadu, Tel.:(04344) 321002 • Jaunpur: 248, FORT ROAD, Near AMBER HOTEL,Jaunpur-222001, Uttar Pradesh, Tel.: (5452) 321630 • Katni: 1stFloor, Gurunanak Dharmakanta Jabalpur Road, Bargawan, Katni-483501, Madhya Pradesh, Tel.: (7622) 322104 • Khammam: ShopNo. 11-2-31/3, 1st floor, Philips Complex, Balajinagar, Wyra Road,Near Baburao Petrol Bunk, KHAMMAM-507001, Andhra Pradesh,Tel.: (8742) 323972 • Malda: Daxhinapan Abasan Opp Lane of HotelKalinga SM Pally Malda-732101, West Bengal, Tel.: (3512) 329951• Manipal: Trade Centre, 2nd Floor, Syndicate Circle, StartingPoint, Manipal-576104, Karnataka, (0820) 3255827 • Mathura: 159/160, Vikas Bazar, Mathura-281001, Uttarpradesh, Tel.: (0565)3207007 • Moga: Gandhi Road, Opp. Union Bank of India, Moga-142001, Punjab, Tel.: (1636) 310088 • Namakkal: 156A / 1, 1st Floor,Lakshmi Vilas Building, Opp. To District Registrar Office, Trichy Road,Namakkal-637001, Tamil Nadu, Tel.: (4286) 322540 • Palanpur:Tirupati Plaza, 3rd Floor, T - 11, Opp. Government Quarter, CollegeRoad, Palanpur - 385001. Tel.: (02742) 321810/811 • Rae Bareli: 17,Anand Nagar Complex, Rae Bareli-229001, Uttar Pradesh, Tel.: (535)3203360 • Rajapalayam: No. 59 A/1, Railway Feeder Road, NearRailway Station, Rajapalayam-626117, Tamil Nadu, Tel.: (4563)327520 • Ratlam: Dafria & Co 18, Ram Bagh Near Scholar’s SchoolRatlam Madhya Pradesh 457001 [email protected] 07412324817 • Ratnagiri: Kohinoor Complex, Near Natya Theatre, NachaneRoad, Ratnagiri-415 639, Maharashtra, Tel.: (2352) 322950 •Roorkee: 22, Civil Lines, Ground Floor, Hotel Krish Residency,Roorkee-247667, Uttarakhand, Tel.: (1332) 312386 • Sagar: Opp.Somani Automobiles, Bhagwanganj Sagar-470002, MadhyaPradesh, Tel.: (7582) 326894 • Shahjahanpur: Bijlipura, Near OldDist. Hospital, Shahjahanpur-242001, Uttar Pradesh, Tel.: (5842)327901 • Sirsa: Bansal Cinema Market, Beside Overbridge, Nextto Nissan Car Showroom, Hissar Road, Sirsa - 125055, Haryana.Tel.: (1666) 327248 • Sitapur: Arya Nagar, Near Arya Kanya School,Sitapur-261001, Uttar Pradesh, Tel.: (5862) 324356 • Solan: 1stFloor, Above Sharma General Store, Near Sanki Rest house, TheMall, Solan-173 212, Himachal Pradesh, Tel.: (1792) 321075 •Srikakulam: Door No 5-6-2, Punyapu Street Palakonda Road, NearKrishna Park Srikakulam-532001, Andhra Pradesh, Tel.: (8942)321900, 321901 • Sultanpur: 967, Civil Lines, Near Pant Stadium,Sultanpur-228001, Uttar Pradesh, Tel.: 9389403149 •Surendranagar: 2 M I Park, Near Commerce College, WadhwanCity Surendranagar-363035, Gujarat, Tel.: (2752) 320233 • Tinsukia:Dhawal Complex, Ground Floor, Durgabari Rangagora Road, NearDena Bank, Tinsukia-786125, Assam, Tel.: (374) 2336742 • Tuticorin:4B / A-16, Mangal Mall, Complex Ground Floor, Mani Nagar, Tuticorin-628003, Tamil Nadu, Tel.: (461) 3209960 • Ujjain: 123, 1st Floor,Siddhi Vinayaka Trade Centre, Saheed Park, Ujjain-456010, MadhyaPradesh, Tel.: (734) 3206291 • Yavatmal: Pushpam, Tilakwadi, Opp.Dr. Shrotri Hospital, Yavatmal-445001, Maharashtra, Tel.: (7232)322780

In addition to the existing Official Point of Acceptance of transactions,Computer Age Management Services Pvt. Ltd. (CAMS), the Registrarand Transfer Agent of ICICI Prudential Mutual Fund, having its officeat New No 10. Old No. 178, Opp. to Hotel Palm Grove, MGR Salai(K.H.Road), Chennai - 600 034 shall be an official point of acceptancefor electronic transactions received from the Channel Partners withwhom ICICI Prudential Asset Management Company Limited hasentered or may enter into specific arrangements for all financialtransactions relating to the units of mutual fund schemes. Additionally,the secure Internet sites operated by CAMS will also be official pointof acceptance only for the limited purpose of all channel partnerstransactions based on agreements entered into between IPMF andsuch authorized entities.

21/Jan/13

Key Information Memorandum & Common Application …Key Information Memorandum & Common Application...

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