Key Information Memorandumarihantcapital.com/pdf/mf-applicationform/PPFAS Mutul...PPFAS Long Term...

PPFAS Asset Management Private Limited[Investment Manager to PPFAS Mutual Fund]

PPFAS Long Term Value Fund(An Open Ended Equity Scheme)

Key Information Memorandum

Sponsor CompanyParag Parikh Financial Advisory Services Ltd.

Corporate Office:1st Floor Great Western Bldg., Shahid Bhagat Singh Road, opposite Lion Gate,Fort, Mumbai- 400001.

Asset Management CompanyPPFAS Asset Management Private Ltd.

Corporate Office:1st Floor Great Western Bldg., Shahid Bhagat Singh Road, opposite Lion Gate,Fort, Mumbai- 400001.

Trustee CompanyPPFAS Trustee Company Private Ltd.

Corporate Office:1st Floor Great Western Bldg., Shahid Bhagat Singh Road, opposite Lion Gate, Fort, Mumbai- 400001.

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the Schemes/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors' rights and services, risk factors, penalties and pending litigations, etc. investors should, before investment, refer to the Scheme Information Document (SID) and Statement of Additional Information (SAI) available free of cost at any of the Investor Service Centres or distributors or from the website http://amc.ppfas.com .

The Schemes particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

Blue colour refers that principal investment will be at low risk

Yellow Colour refers that principal investment will be at medium risk

Brown Colour refers that principal investment will be at high risk

Investors should consult their financial advisers if in doubt about whether this scheme is suitable for them.

Investment Objective of the Scheme To seek to generate long-term capital growth from an actively managed portfolio primarily of equity and equity Related Securities.

Scheme shall be investing in Indian equities, foreign equities and related instruments and debt securities.

Risk Category of the scheme BROWN: HIGH RISK

SIGN HERE

NRI-NRE

Partnership

AOP/BOI

Body CorporateMinor

Society/Club

Company

Trust

FIIs

Govt. Entity

Designation

Pin Code

SIGN HERE

NRI-NRE

Partnership

AOP/BOI

Body CorporateMinor

Society/Club

Company

Trust

FIIs

Govt. Entity

Designation

Pin Code

Investment Objective The investment objective of the Scheme is to seek to generate long-term capital growth from an actively managed portfolio primarily of equity and Equity Related Securities.


Buying securities at a discount to intrinsic value will help to create value for investors. Our investment philosophy is to invest in such value stocks. Long Term refers to an investment horizon of 5 years and more. In this Scheme Information Document (SID), it is mentioned that the Scheme is not suitable for investment horizon of less than 5 years. The Scheme will evaluate different companies based on their long term prospects (5 years and more) rather than just looking at next quarter or a few quarter’s earnings. Since the objective of the Scheme is to hold the investments in the companies where the Scheme has invested for the long term, it is essential that the investors in the Scheme have a similar outlook. It is expected that the core equity portfolio of the Scheme will have low churn (portfolio turnover). However the actual churn (portfolio turnover) could be higher depending on circumstances prevailing at respective times.

Asset Allocation Pattern of the Scheme

Investments in securitised debt, if undertaken, shall not exceed 25% of the net asset of the scheme.

From time to time, the Scheme may hold cash. The Scheme may take derivatives position (in equity, currency and fixed income) based on the opportunities available subject to the guidelines issued by SEBI from time to time and in line with the investment objective of the Scheme. These may be taken to hedge the portfolio, re-balance the same or to undertake any other strategy as permitted under SEBI (MF) Regulations from time to time. The cumulative gross exposure through equity, debt and Derivative positions shall not exceed 100% of the net assets of the Scheme.

The Scheme may use derivatives for trading, hedging and portfolio balancing. Exposure to derivatives will be limited to 50% of the net asset value of the Scheme at the time of transaction. Exposure is calculated as a percentage of the notional value to the net assets of the Scheme. The Scheme will maintain cash or securities to cover exposure to derivatives.

The Scheme may seek investment opportunity in the Foreign Securities (including ADR/ GDR/ foreign equity and equity related instruments), in accordance with guidelines stipulated in this regard by SEBI and RBI from time to time. Under normal circumstances, exposure to foreign securities subject to regulatory limits shall not be more than 35% of the Scheme's net assets.

In addition to the instruments stated in the table above, the Scheme may enter into repos/reverse repos as may be permitted by RBI. From time to time, the Scheme may hold cash. A part of the net assets may be invested in the Collateralised Borrowing & Lending Obligations (CBLO) or repo.

Type of Instruments Minimum allocations (% of net assets)

Maximum allocations (% of net assets)

Risk Profile

Equity and equity related instruments

65 100 Medium to High Risk

Debt Securities, Money Market Securities

0 35 Low to Medium Risk

Foreign Equity and equity related instruments

0 35 Medium to High Risk

Key Information Memorandum •

Scheme Name PPFAS Long Term Value Fund

In the event that the asset allocation of the scheme should deviate from the ranges as stated in asset allocation table above, then the portfolio of the scheme will be rebalanced by the fund manager for the position indicated in the asset allocation table above within a maximum period of 30 working days from the date of said deviation.

The Scheme may engage in short selling of securities in accordance with the framework relating to short selling and securities lending and borrowing specified by SEBI. Subject to the SEBI (MF) Regulations, as applicable from time to time, the Scheme seek may engage in Stock Lending. Stock Lending means the lending of stock to another person or entity for a fixed period of time, at a negotiated compensation in order to enhance returns of the portfolio. The securities lent will be returned by the borrower on the expiry of the stipulated period. The Scheme will ensure compliance with SEBI (Mutual Funds) Regulations and with Securities Lending Scheme, 1997, SEBI Circular No MFD/CIR/01/047/99 dated February 10, 1999, SEBI Circular no. SEBI/IMD/Cir NO 14/187175/2009 187175 dated December 15, 2009 and framework for short selling and borrowing and lending of securities notified by SEBI vide Circular No MRD/DoP/SE/Dep/Cir-14/2007 dated December 20, 2007 as may be amended from time to time.

The maximum exposure of the Scheme to a single intermediary in the stock lending programme at any point of time would be limited to 5% of the market value of its equity portfolio or upto such limits as may be specified by SEBI. The Scheme will not lend more than 20% of its corpus and limit this programme to 5% for single issuer.

The Scheme will pay reasonable administrative and custodial fees in connection with the lending of Securities. The Scheme will be exposed to the risk of loss should a borrower default on its obligation to return the borrowed Securities. The Scheme will not lend more than what is permitted under applicable SEBI (Mutual Funds) Regulations. For detailed understanding on Securities lending by the Scheme, Investors are requested to refer to the SAI.

The Mutual Fund may not be able to sell such lent out securities and this can lead to temporary illiquidity.

Pending deployment of funds of the Scheme in securities in terms of the investment objective of the Scheme the AMC may park the funds of the Scheme in short term deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular dated April 16, 2007, as amended from time to time.

These limits will be reviewed by the AMC from time to time based on views on the equity markets and asset liability management needs. However, at all times the portfolio of the Scheme will adhere to the overall investment objective of the Scheme.

Investors should note that companies or sectors which are very capital intensive, which have low returns on capital ratios and/ or which have very volatile business prospectus may not be considered for investment at all. Performance of the Scheme will defer to the extent these companies/ sectors are represented in the Benchmark indices.

For more information, please refer to point 1, “Where the scheme will invest” on Page 28 of SID.

Risk Profile of theScheme

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment.

Standard Risk Factors of this Scheme are stated below:

1. Investment in Mutual Fund Units involves investment risks such as trading volumes, settlement risk, liquidity risk, default risk including the possible loss of principal.


2. As the price / value / interest rates of the securities in which the Scheme invests fluctuates, the value of your investment in the Scheme may go up or down depending on the various factors and forces affecting the capital markets and money markets as with any investment in stocks, shares and securities..

3. The present Scheme is the first scheme being launched under this management. 4. Past performance of the Sponsors and their affiliates / AMC / Mutual Fund does not guarantee

future performance of the Scheme of the Mutual Fund. 5. PPFAS Long Term Value Fund is only the name of the Scheme and the name of the Scheme

does not in any manner indicate either the quality of the Scheme or its future prospects and returns.

6. The Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution of Rs. 1 lakh made by them towards setting up the Fund.

7. The present Scheme is not guaranteed or assured return scheme.

For Scheme specific risk factors, investors are advised to refer to Page 8 of SID.

Investment Strategy Scheme shall be investing in Indian equities, foreign equities and related instruments and debt securities.

Buying securities at a discount to intrinsic value will help to create value for investors. Our investment philosophy is to invest in such value stocks.

Long Term refers to an investment horizon of 5 years and more. In this Scheme Information Document (SID) it is mentioned that the Scheme is not suitable for investment horizon of less than 5 years. The Scheme will evaluate different companies based on their long term prospects (5 years and more) rather than just looking at next quarter or a few quarter’s earnings. Since the objective of the Scheme is to hold the investments in the companies where the Scheme has invested for the long term, it is essential that the investors in the Scheme have a similar outlook. It is expected that the core equity portfolio of the Scheme will have low churn (portfolio turnover). However the actual churn (portfolio turnover) could be higher depending on circumstances prevailing at respective times.

Investment approach of the Scheme is governed by following guiding principles:

1. Focus on the long term 2. Investments confer proportionate ownership 3. Maintain a margin of safety 4. Maintain a balanced outlook on the market 5. Disciplined approach to selling.

We advise investors to refer to Scheme Information Document (SID) for detailed information on 'Investment Strategy' and ‘Asset Allocation’ of the Scheme.

Plans and Options SEBI vide its circular, CIR/IMD/DF/21/2012 dated 13th September 2012 directed the following;

Mutual Funds/ AMCs shall provide a separate plan for direct investments, i.e., investments not routed through a distributor, in existing as well as new schemes.

Accordingly PPFAS Mutual Fund is offering following two plans to its investors.

Plans offered by the scheme:1. Direct Plan (i.e., investments not routed through a distributor)2. Regular PlanFor both the above plans, scheme offers only “Growth option”.



Growth OptionAs the Scheme offers only “Growth Option”, no dividends will be declared under this option and under normal circumstances. The income earned under this option will get accumulated as capital accretion and will continue to remain invested in the Scheme and will be reflected in the NAV of the Units held under this option.

But Trustees reserve the right to offer dividend to the investors under this option which in the opinion of the Trustees is in the best interest of the unit-holders.

The AMC, in consultation with the Trustees reserve the right to discontinue/ add more options / facilities at a later date subject to complying with the prevailing SEBI guidelines and Regulations.

The Mutual Fund shall declare the Net Asset Value of the Scheme on every business day on AMFI‘s website www.amfiindia.com by 9:00 p.m. NAV would also be available on the website of PPFAS Mutual Fund http://amc.ppfas.com.

The first NAV of the Scheme will be calculated and disclosed within a period of 5 business days from the date of allotment. Subsequently, the NAVs will be calculated and released to the press for publication on all Business Days. The NAV of the Scheme shall be published in at least in two daily newspapers on all Business Days in accordance with the SEBI Regulations (alongwith sale and repurchase prices).

Due to any reason, if the NAVs of the Scheme are not available before the commencement of Business Hours on the following day, the Mutual Fund shall issue a press release giving reasons and explaining when the Mutual Fund would be able to publish the NAV.

SEBI circular, CIR/IMD/DF/21/2012 dated 13th September 2012 states that Mutual Fund shall declare separate NAV for Direct and Regular Plan.

Accordingly Direct and Regular Plan shall have different NAV. The difference in NAV will be the commission paid to distributor/s.

NAV will be declared with 4 decimal points.

Minimum Application Amount/ Number of Units

New Purchase: Rs. 1,000 and in multiple of Re. 1 thereafter.Additional Purchase: Rs. 1,000 and in multiple of Re. 1 thereafter.In case of monthly SIP , Rs. 1,000 and in multiple of Re. 1 thereafter.In case of quarterly SIP Rs. 5,000 and in multiple of Re. 1 thereafter.

Other Facilities Scheme is offering following facilities:1. Option to hold units in Demat Form2. Scheme also offers SIP and SWP plans.

For more details on facilities offered, please refer to SID.

Despatch of Repurchase(redemption) Request

For redeeming units of the scheme, an investor would need to submit a duly filled in redemption application at any ISC/Official Point of Acceptance.

Under normal circumstances, the redemption or repurchase proceeds shall be dispatched to the unitholders within 10 working days from the date of redemption or repurchase . The AMC shall be liable to pay interest to the unitholders at such rate as may be specified by SEBI for the period of such delay (presently @ 15% per annum). However, the AMC will not be liable to pay any interest or compensation or any amount otherwise, in case the AMC / Trustee is required to obtain from the investor / unitholders, verification of identity or such other details relating to subscription for units under any applicable law or as may be requested by a regulatory body or any government authority, which may result in delay in processing the application.

Applicable NAV

Benchmark Index CNX 500 Index

Dividend Policy As the Scheme offers only “Growth Option” no dividends will be declared under this option and under normal circumstances. The income earned under this option will get accumulated as capital accretion and will continue to remain invested in the Scheme and will be reflected in the NAV of the Units held under this option.

But Trustees reserve the right to offer dividend to the investors under this option which in the opinion of the Trustees is in the best interest of the unit-holder.

The AMC, in consultation with the Trustee reserves the right to discontinue/ add more options / facilities at a later date subject to complying with the prevailing SEBI guidelines and Regulations.

Name of the FundManager/s

Mr. Rajeev Thakkar

Mr. Raunak Onkar - (Dedicated Fund Manager for overseas investments)

*Mr. Ruchak Mehta - (Fund Manager for Debt component of the Scheme)

Name of the TrusteeCompany

PPFAS Trustee Company Private Limited.

Name of AssetManagement Company

PPFAS Asset Management Private Limited.


Note: Past Performance may or may not be sustained in future. Returns greater than one year are compounded annualised (CAGR). Since inception returns are calculated on Rs. 10 (allotment price).

Absolute returns for last financial year.

Retu

rns

Performance of the Scheme Direct Plan Returns (%) Regular Plan Returns (%) Benchmark Returns (%)- CNX 500

Last One Year (365 days) 41.91 41.25 36.74

Since Inception (568 days) Inception Date: 28th May 2013.

51.16 50.07 36.51

* Appointment of Ruchak Mehta as Debt Fund Manager is effective from December 31, 2014.

Expenses of the Scheme

Investors will incur following expenses for investing in the Scheme.(i) Load Structure:

(a) Entry Load: Nil(Upfront commission shall be paid directly by the investor to the ARN holder (i.e. AMFI registered distributor) based on the investors' assessment of various factors including the service rendered by ARN holder to the investor).(b) Exit Load: Ÿ 2.00 % if the investment is redeemed or switched out on or before 365 days from the

date of allotment of unitsŸ 1.00 % if the investment is redeemed or switched out after 365 days but on or before

730 days from the date of allotment of units.Ÿ No Exit Load will be charged if investment is redeemed or switched out after 730 days

from the date of allotment of units.(ii) Recurring Expenses:

Expense Head Regular Plan Direct Plan

% of daily Net Assets

% of daily Net Assests

Investment Management and Advisory Fees

Upto 2.50% Upto 2.00%

Trustee fee

Audit fees

Custodian fees

RTA Fees

Marketing & Selling expense incl. agent commission

Cost related to investor communications

Cost of fund transfer from location to location

Cost of providing account statements and dividend redemption cheques and warrants

Costs of statutory Advertisements

Cost towards investor education & awareness (at least 2 bps)

Brokerage & transaction cost over and above 12 bps and 5 bps for cash and derivative market trades resp.

Service tax on expenses other than investment and advisory fees

Service tax on brokerage and transaction cost

Other Expenses

Maximum total expense ratio (TER) permissible under Regulation 52 (6) (c) (i) and (6) (a)

Upto 2.50% Upto 2.00%

Additional expenses under regulation 52 (6A) (c) Upto 0.20% Upto 0.20%

Additional expenses for gross new inflows from specified cities

Upto 0.30% Upto 0.30%


The purpose of the above table is to assist the Investor in understanding the various costs and expenses that an Investor in the Scheme will bear directly or indirectly.

These estimates have been made in good faith as per the information available to the Investment Manager and are subject to change inter-se. The expenses under any head may be more or less than as specified in the table above, but the total recurring expenses that can be charged to the Scheme will be subject to limits prescribed from time to time under the SEBI (Mutual Fund) Regulations.

Please refer to 3 of SID to know detailed information on 'Recurring Expenses'.

(iii) Transaction Charges:Transaction charges shall be deducted for Applications for purchase/ subscription received through distributor/ agent as under:

However, transaction charges in case of investments through SIP shall be deducted only if the total commitment (i.e. amount per SIP installment x No. of installments) amounts to Rs. 10,000/- or more. The transaction charges shall be deducted in 4 installments.

Identification of investors as "first time" or "existing" will be based on Permanent Account Number (PAN) at the First/ Sole Applicant/ Guardian level. Hence, Unit holders are urged to ensure that their PAN / KYC is updated with the Fund. Unit holders may approach any of the Official Points of Acceptances of the Fund i.e. Investor Service Centres (ISCs) of the Fund/ offices of our Registrar and Transfer Agent, M/s. Computer Age Management Services Pvt. Ltd in this regard.

For more details on scheme expenses and transaction charges, please refer to Page 7 of “Scheme Information Document (SID)”.

Actual expenses of the scheme (PPFAS Long Term Value Fund) inclusive of service tax on management fees (as on December 17th, 2014).

Investor Type Investor Type

First Time Mutual Fund Investor

Transaction charge of Rs. 150/- for subscription of Rs. 10,000 and above will be deducted from the subscription amount and paid to the distributor/agent of the first time investor. The balance of the subscription amount shall be invested.

Investor other than First Time Mutual Fund Investor

Transaction charge of Rs. 100/- per subscription of Rs. 10,000 and above Mutual Fund will be deducted from the subscription amount and paid to the distributor/ agent of the investor. The balance of the subscription amount shall be invested.

Key Information Memorandum • Page 8

Direct Plan: Regular Plan: 2.23% 2.73%

Note: Expense structure for Direct Plan will be lower than the regular plan.

Commission or distribution expenses will not be charged in case of direct plan. The Total Expense Ratio (TER) of Direct Plan will be lower by 20% in relation to Regular Plan.

Daily Net Asset Value(NAV) publication

NAV will be declared on all Business Days and will be published in 2 newspapers. The AMC shall declare the NAV on every Business Day on AMFl's website www.amfiindia.com by 9:00 pm of that Business Day and also on its website http://amc.ppfas.com Investors may also contact any of the Investor Service Centres (ISCs) of PPFAS Mutual Fund.

Investors may contact any of the Investor Service Centres (ISCs) of the AMC for any queries / clarifications at telephone number 91 022 6140 6555, Fax number. 91 022 6140 6590, e-mail:[email protected] .

Investors can also post their grievances/feedback/suggestions on our website http://amc.ppfas.com under the section ‘Feedback or Queries’ appearing under ‘Contact Us’. The Head Office of the AMC will follow up with the respective ISCs to ensure timely redressal and prompt investor services. Mr. Aalok Mehta, Head – Investor Relations can be contacted at 1st Floor Great Western Bldg., Shahid Bhagat Singh Road, Opposite Lion Gate, Fort, Mumbai - 400 001 at telephone number 91 022 6140 6526. His e-mail contact is: [email protected].

Registrar and Transfer Agent for PPFAS Mutual Fund:Computer Age Management Services Private Limited.

New No.10 / Old No.178 M G R Salai Kodambakkam High Road, Opp Palm Grove Hotel, Chennai -600034. Tamil Nadu

SEBI Registration No.INR000002813.

Tel: +91 44 3021 2811 / 813Website: http://www.camsonline.com

Aalok Mehta, Investor Relations Officer.PPFAS Asset Management Private Limited.

1st Floor Great western Bldg., shahid Bhagat Singh Road, Opposite Lion Gate,Fort, Mumbai- 400001.Tel: 6140 6555, fax: 6140 6590

email:[email protected]: http://amc.ppfas.com

For Investor grievances please contact


Waiver of Load for Direct Applications

Pursuant to SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009 no entry load shall be charged for all mutual fund schemes. Therefore, the procedure for waiver of load for direct applications is no longer applicable.

Tax treatment for theInvestors (Unit-holdrs)

Investors are advised to refer to the Section on ‘Taxation on investing in Mutual Funds’ in the ‘Statement of Additional Information’ and to consult their own tax advisors with respect to the specific amount of tax and other implications arising out of their participation in the Scheme.

Unitholders' information

Account StatementsThe Account Statements shall be non-transferable.

In case the investor provides the e-mail address, the Fund will provide the Account Statement only through e-mail message. Should the unit holder experience any difficulty in accessing the electronically delivered documents, the unit holders shall promptly advise the Mutual Fund to enable the Mutual Fund to make the delivery through alternate means. It is deemed that the unit holder is aware of all security risks including possible third party interception of the documents and contents of the documents becoming known to third parties.

Normally, no unit certificates will be issued. However, if an applicant so desires, the AMC shall issue the unit certificates to the applicant within 5 business days of the receipt of request for the certificate.

Consolidated Account StatementsIn accordance with SEBI Circular No. Cir/ IMD/ DF/ 16 / 2011 dated September 08, 2011 a consolidated account statement for each calendar month is issued to the investors in whose folios transactions has taken place during that month.

Annual Account StatementThe Mutual Fund shall provide the Account Statement to the Unitholders who have not transacted during the last six months prior to the date of generation of account statements. The Account Statement shall reflect the latest closing balance and value of the Units prior to the date of generation of the account statement.

Annual Account of the SchemeThe Scheme wise annual report or an abridged summary thereof shall be mailed (emailed, where e-mail id is provided unless otherwise required) to all Unit holders not later than four months (or such other period as may be specified by SEBI from time to time) from the date of closure of the relevant accounting year (i.e. 31st March each year) and full annual report shall be available for inspection at the Head Office of the Mutual Fund and a copy shall be made available to the Unit holders on request on payment of nominal fees, if any. Scheme wise annual report shall also be displayed on the website of the AMC (http://amc.ppfas.com ) and Association of Mutual Funds in India (www.amfiindia.com).

Half yearly unaudited scheme financialsThe Mutual Fund and AMC shall before the expiry of one month from the close of each half year i.e. 31st March and on 30th September, publish notice of hosting the unaudited financial results in one national English daily newspaper and in a regional newspaper published in the language of the region where the Head Office of the Mutual Fund is situated. The unaudited financial results will also be displayed on the website of the AMC and AMFI.

Monthly Portfolio DisclosureMutual fund shall disclose portfolio (along with ISIN) as on the last day of the month for its scheme(s) on its website (http://amc.ppfas.com) on or before 10th day of succeeding month. day of succeeding month.


Date: 17th December 2014

Point 1. Where the Scheme will invest:

The corpus of the Scheme shall be invested in any (but not exclusively) of the following securities:

1. Equity and equity related instruments:2. Debt securities; 3. Money Market Instruments ;4. Investment in Securitised Debt;5. Investment in Mutual Fund Schemes;6. Applicable Derivatives 7. Foreign Securities (only equity and equity related instruments)

Point 2: Risk factors

Some of the specific risk factors related to the Scheme include, but are not limited to the following:

(i) Risk factors associated with investing in equities and equity related instruments

The value of Scheme’s investments may be affected by factors affecting the Securities markets and price and volume volatility in the capital markets, interest rates, currency exchange rates, changes in law/policies if the Government, taxation laws and political, economic or other developments which may have an adverse bearing on individual securities, a specific sector or all sectors. Consequently, the NAV of the units of the Scheme may be affected.

Equity and equity related instruments/ securities are volatile and prone to price fluctuations on a daily basis. Investments in equity shares and equity related instruments involve a degree of risk and investors should not invest in the Scheme(s) unless they can afford to take the risks.

The liquidity of investments made in the Scheme may be restricted by trading volumes and settlement periods. Settlement periods may be extended significantly by unforeseen circumstances. The inability of the Scheme to make purchases due to settlement problems could cause the Scheme to miss certain investment opportunities. Similarly, the inability to sell securities held in the Scheme’s portfolio may result, at times, in potential losses to the Scheme, should there be a subsequent decline in the value of securities held in the Scheme’s portfolio.

Securities, which are not quoted on the stock exchanges, are inherently illiquid in nature and carry a larger amount of liquidity risk, in comparison to securities that are listed on the exchanges. Investment in such securities may lead to increase in the scheme portfolio risk. The liquidity and valuation of the Scheme’s investments due to the holdings of unlisted securities may be affected if they have to be sold prior to the target date of disinvestment.

While securities that are listed on the stock exchange carry lower liquidity risk, the ability to sell these investments is limited by the overall trading volume on the stock exchanges and may lead to the Scheme incurring losses till the security is finally sold.

The Liquidity of the scheme is inherently restricted by trading volumes in securities in which it invests.

Investment strategy to be adopted by the Scheme may carry the risk of significant variance between the portfolio allocation of the Scheme and the Benchmark particularly over a short to medium term period.

Mid Cap and Small Cap Companies are generally less liquid in terms of trading volumes on stock exchanges. Risk to the scheme may increase in proportion to the investment made in Mid Cap and Small Cap Companies.



(ii) Risk factors associated with investing in Fixed Income Securities and Money Market Instruments

Price-Risk or Interest-Rate Risk :The Net Asset Value (NAV) of the Scheme, to the extent invested in Debt and Money Market securities, will be affected by changes in the general level of interest rates. The NAV of the Scheme is expected to increase from a fall in interest rates while it would be adversely affected by an increase in the level of interest rates. Generally, when interest rates rise, prices of fixed income securities fall and when interest rates drop, the prices increase. The extent of fall or rise in the prices is a function of the existing coupon, days to maturity and the increase or decrease in the level of interest rates

The changes in the prevailing rates of interest will likely affect the value of the Scheme's holdings until the next reset date and thus the value of the Schemes' Units will be affected. The value of securities held by the Scheme generally will vary inversely with changes in prevailing interest rates. The fund could be exposed to the interest rate risk (i) to the extent of time gap in resetting of the benchmark rates, and (ii) to the extent the benchmark index fails to capture the interest rate movement.

Money market securities, while fairly liquid, lack a well developed secondary market, which may restrict the selling ability of the Scheme and may lead to the Scheme incurring losses till the security is finally sold.

Credit Risk: Investment in Debt Securities is subject to the risk of an issuer's inability to meet interest and principal payments obligations. Investment is also subject to the risk of market perception of the creditworthiness of the issuer. i.e. even where no default occurs, the price of a security may go down because the credit rating of an issuer goes down.

Government securities where a fixed return is offered run price-risk like any other fixed income security. Generally, when interest rates rise, prices of fixed income securities fall and when interest rates drop, the prices increase. The extent of fall or rise in the prices is a function of the existing coupon, days to maturity and the increase or decrease in the level of interest rates. The price-risk is not unique to Government Securities. It exists for all fixed income securities. However, Government Securities are unique in the sense that their credit risk generally remains zero. Therefore, their prices are influenced only by movement in interest rates in the financial system.

Prepayment Risks: In the event of prepayments, investors may be exposed to changes in tenor and yield.

Re-investment Risk: Investments in fixed income securities carry re-investment risk as interest rates prevailing on the coupon payment or maturity dates may differ from the original interest rates and proceeds may get invested at a lower rate

Spread Risk: In a floating rate security the coupon is expressed in terms of a spread or mark up over the benchmark rate. However depending upon the market conditions the spreads may move adversely or favorably leading to fluctuation in NAV.

Different types of fixed income securities in which the Scheme would invest as given in the SID carry different levels and types of risk. Accordingly, the Scheme risks may increase or decrease depending upon its investment pattern. e.g. corporate bonds carry a higher level of risk than Government securities. Further even among corporate bonds, bonds, which are AAA rated, are comparatively less risky than bonds, which are AA rated.

The AMC may, considering the overall level of risk of the portfolio, invest in lower rated / unrated securities offering higher yields as well as zero coupon securities that offer attractive yields. This may increase the absolute level of risk of the portfolio.

As zero coupon securities do not provide periodic interest payments to the holder of the security, these securities are more sensitive to changes in interest rates. Therefore, the interest rate risk of zero coupon securities is higher. The AMC may choose to invest in zero coupon securities that offer attractive yields. This may increase the risk of the portfolio.

Investments in fixed income securities carry re-investment risk as interest rates prevailing on the coupon payment or maturity dates may differ from the original interest rates.


A borrower may prepay a receivable prior to its due date. This may result in a change in the yield and tenor for the Scheme.

Securities, which are not quoted on the stock exchanges, are inherently illiquid in nature and carry a larger amount of liquidity risk, in comparison to securities that are listed on the exchanges or offer other exit options to the investor, including a put option. The AMC may choose to invest in unlisted securities that offer attractive yields. This may increase the risk of the portfolio.

Scheme’s performance may differ from the benchmark index to the extent of the investments held in the debt segment, as per the investment pattern indicated under normal circumstances.

Redemption risk: The Scheme at times may receive large number of redemption requests, leading to an asset-liability mismatch and therefore, requiring the investment manager to make a distress sale of the securities leading to realignment of the portfolio and consequently resulting in investment in lower yield instruments.

To the extent the underlying Mutual Fund Scheme invest in Debt / Money Market Instruments, the Scheme shall be affected by the afore mentioned risk factors. The Net Asset Value (NAV) of the units of the Scheme is likely to get effected on accounts of such risk factors. Any change in the investment policies or fundamental attributes of any underlying scheme is likely to affect the performance of the Scheme. Further, the liquidity of the Scheme’s investments may be inherently restricted by the liquidity of the underlying schemes in which it has invested.

(iii) General Risk factors

Trading volumes, settlement periods and transfer procedures may restrict the liquidity of the investments made by the Scheme. Different segments of the Indian financial markets have different settlement periods and such periods may be extended significantly by unforeseen circumstances leading to delays in receipt of proceeds from sale of securities. The NAV of the Units of the Scheme can go up or down because of various factors that affect the capital markets in general.

As the liquidity of the investments made by the Scheme could, at times, be restricted by trading volumes and settlement periods, the time taken by the Mutual Fund for redemption of Units may be significant in the event of an inordinately large number of redemption requests or restructuring of the Scheme. In view of the above, the Trustee has the right, in its sole discretion, to limit redemptions (including suspending redemptions) under certain circumstances, as described on Page 58 under "Right to Limit Redemptions" in Section ‘Restrictions, if any, on the right to freely retain or dispose of units being offered’.

At times, due to the forces and factors affecting the capital market, the Scheme may not be able to invest in securities falling within its investment objective resulting in holding the monies collected by it in cash or cash equivalent or invest the same in other permissible securities / investments amounting to substantial reduction in the earning capability of the Scheme.

Performance of the Scheme may be affected by political, social, and economic developments, which may include changes in government policies, diplomatic conditions, and taxation policies.


(iv) Risk factors associated with investing in Foreign Securities

Subject to necessary approvals and within the investment objectives / asset allocation pattern of the Scheme may invest in overseas markets which carry risks related to fluctuations in the foreign exchange rates, the nature of the securities market of the country, repatriation of capital due to exchange controls and political circumstances. It is the AMC’s belief that investment in foreign securities offers new investment and portfolio diversification opportunities into multimarket and multi-currency products. Such investment opportunities may be pursued by the AMC provided they are considered appropriate in terms of the overall investment objectives of the Scheme. Since the Scheme would invest only partially in foreign securities, there may not be readily available and widely accepted benchmarks to measure performance of the Scheme. However, such investments also entail additional risks not only limited to the following.

A. Currency RiskB. Interest Rate RiskC. Credit RiskD. Repatriation Risk

(For more information on above risk factors please refer SID.)

(v) Risk factors associated with investing in Derivatives.

The AMC, on behalf of the Scheme may use various derivative products, from time to time, in an attempt to protect the value of the portfolio and enhance Unit holders' interest. Derivative products are specialized instruments that require investment techniques and risk analysis different from those associated with stocks and bonds. The use of a derivative requires an understanding not only of the underlying instrument but of the derivative itself. Other risks include, the risk of mis-pricing or improper valuation and the inability of derivatives to correlate perfectly with underlying assets, rates and indices.

Derivative products are leveraged instruments and can provide disproportionate gains as well as disproportionate losses to the investor. Execution of such strategies depends upon the ability of the fund manager to identify such opportunities. Identification and execution of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. No assurance can be given that the fund manager will be able to identify or execute such strategies.

The risks associated with the use of derivatives are different from or possibly greater than, the risks associated with investing directly in securities and other traditional investments.

Derivatives require the maintenance of adequate controls to monitor the transactions entered into, the ability to assess the risk that a derivative adds to the portfolio and the ability to forecast price or interest rate movements correctly. There is the possibility that a loss may be sustained by the portfolio as a result of the failure of another party (usually referred to as the “counter party”) to comply with the terms of the derivatives contract. The Scheme bears a risk that it may not be able to correctly forecast future market trends or the value of assets, indices or other financial or economic factors in establishing derivative positions for the Scheme.

Also, the market for derivative instruments is relatively nascent in India and does not have the volumes which may be seen in other developed markets, which may result in volatility to the values. Besides the price of the underlying asset, the volatility, tenor and interest rates affect the pricing of derivatives.

Trading in derivatives carry a high degree of risk although they are traded at a relatively small amount of margin which provides the possibility of great profit or loss in comparison with the principal investment amount. The Scheme may find it difficult or impossible to execute derivative transactions in certain circumstances.

Other risks in using derivatives include but are not limited to:A. Credit RiskB. Market Liquidity risk C. Model RiskD. Basis Risk



(vi) Risk factors associated with investing in Securitised Debt

The Risks involved in Securitised Papers described below are the principal ones and does not represent that the risks set out hereunder is exhaustive.

A. Limited Liquidity & Price RiskB. Limited Recourse, Delinquency and Credit RiskC. Risks due to possible prepayments and Charge OffsD. Risk of Co-mingling


(vii) Risk factors associated with Securities Lending

As with other modes of extensions of credit, there are risks inherent to securities lending, including the risk of failure of the other party, in this case the approved intermediary, to comply with the terms of the agreement entered into between the lender of securities i.e. the Scheme and the approved intermediary. Such failure can result in the possible loss of rights to the collateral put up by the borrower of the securities, the inability of the approved intermediary to return the securities deposited by the lender and the possible loss of any corporate benefits accruing to the lender from the securities deposited with the approved intermediary.

(viii) Risk factors associated with processing of transaction through Stock Exchange Mechanism*

The trading mechanism introduced by the stock exchange(s) is configured to accept and process transactions for mutual fund units in both Physical and Demat Form. The allotment and/or redemption of Units through NSE and/or BSE or any other recognised stock exchange(s), on any Business Day will depend upon the modalities of processing viz. collection of application form, order processing/settlement, etc. upon which the Fund has no control. Moreover, transactions conducted through the stock exchange mechanism shall be governed by the operating guidelines and directives issued by respective recognized stock exchange(s).

At this moment the Scheme does not offer the facility to transact in the units of the scheme through platform made available by Stock Exchanges. AMC/ Trustees reserves the right to offer this facility to its unit-holders in future in the best interest of the unit-holders.

Point 3: Applicable NAV.

Subscriptions / Purchases:The following cut-off timings shall be observed by the Mutual Fund in respect of purchase of Units of the Scheme, and the following NAVs shall be applied for such purchase:

Where the application is received upto 3.00 pm with a local cheque or demand draft payable at par at the place where it is received – closing NAV of the day of receipt of application.Where the application is received after 3.00 pm with a local cheque or demand draft payable at par at the place where it is received - closing NAV of the next Business Day; and Where the application is received with an outstation cheque or demand draft which is not payable on par at the place where it is received – closing NAV of day on which the cheque or demand draft is credited.

Applications for an amount less than Rs. 2,00,000 (Rs. Two lakh only)

For Purchases including switch-ins:In respect of valid applications received by 3.00 p.m. by the Fund along with a local cheque or a demand draft payable at par at the Official Point of Acceptance where the application is received, the closing NAV of the day on which application is received shall be applicable.

In respect of valid applications received after 3.00 p.m. by the Fund along with a local cheque or a demand draft payable at par at the Official Point of Acceptance where the application is received, the closing NAV of the following Business Day shall be applicable.

Applications for amount equal to or greater than Rs. 2,00,000 (Rs. Two lakh only)

For Purchases including switch-insAll valid applications received for an amount equal to or more than Rs 2 lakhs will be allotted units based on the NAV of the day on which the funds are realized up to 3.00 p.m., subject to the application being time stamped not later than 3.00 pm on the day the funds are available for utilization.

For applications received via post or courier at any of the Official Points of Acceptance, the date and time of receipt of the post or courier will not be considered for reckoning the application as having been accepted. An application will be considered accepted only when it is time stamped at the Official Point of Acceptance.

Redemptions including switch-out:

The following cut-off timings shall be observed by the Mutual Fund in respect of Repurchase of Units:1. where the application received upto 3.00 pm – closing NAV of the day of receipt of application; and2. an application received after 3.00 pm – closing NAV of the next Business Day.

Investors shall make sure that after deducting bank charges for out station cheque amount available for investment shall not be less than amount specified for minimum investment as stated in the Scheme Information Document.


Point 4: Scheme Recurring Expenses

These are the fees and expenses for operating the Scheme. These expenses include Investment Management and Advisory Fee charged by the AMC, Registrar and Transfer Agents' fee, marketing and selling costs etc. as given in the table below:

The AMC has estimated that upto 2.5% of the daily net assets of the Scheme will be charged to the Scheme as expenses. Please refer to the table below for details. For the actual current expenses being charged, the investor should refer to the website of the Mutual Fund viz. http://amc.ppfas.com.

Scheme Expense Structure:

Expense Head Regular Plan Direct Plan

% of daily Net Assets

% of daily Net Assests

Investment Management and Advisory Fees

Upto 2.50% Upto 2.00%

Trustee fee

Audit fees

Custodian fees

RTA Fees

Marketing & Selling expense incl. agent commission

Cost related to investor communications

Cost of fund transfer from location to location

Cost of providing account statements and dividend redemption cheques and warrants

Costs of statutory Advertisements

Cost towards investor education & awareness (at least 2 bps)

Brokerage & transaction cost over and above 12 bps and 5 bps for cash and derivative market trades resp.

Service tax on expenses other than investment and advisory fees

Service tax on brokerage and transaction cost

Other Expenses

Maximum total expense ratio (TER) permissible under Regulation 52 (6) (c) (i) and (6) (a)

Upto 2.50% Upto 2.00%

Additional expenses under regulation 52 (6A) (c) Upto 0.20% Upto 0.20%

Additional expenses for gross new inflows from specified cities Upto 0.30% Upto 0.30%

Note: Expense structure for Direct Plan will be lower than the regular plan.

The purpose of the above table is to assist the Investor in understanding the various costs and expenses that an Investor in the Scheme will bear directly or indirectly.

Commission or distribution expenses will not be charged in case of direct plan. The Total Expense Ratio (TER) of Direct Plan will be lower by 20% in relation to Regular Plan.


These estimates have been made in good faith as per the information available to the Investment Manager and are subject to change inter-se. The expenses under any head may be more or less than as specified in the table above, but the total recurring expenses that can be charged to the Scheme will be subject to limits prescribed from time to time under the SEBI (Mutual Fund) Regulations.

The AMC shall charge the Mutual Fund with investment and advisory fee as prescribed in the SEBI (MF) Regulations from time to time. Presently, the SEBI (MF) Regulations permit fees as follows:

The recurring expenses of the Scheme shall be as per the limits prescribed under the SEBI (MF) Regulations. These are as follows:

Total Recurring Expense as a % of Daily Average Net Assets**

(i) on the first Rs.100 crores of the daily net assets 2.5%; (ii) on the next Rs.300 crores of the daily net assets 2.25%; (iii) on the next Rs.300 crores of the daily net assets 2.00%; (iv) on the balance of the assets 1.75%:

** Minimum of 0.02% shall be allocated annually to investor education and awareness initiatives

It is possible that the AMC may charge the maximum recurring expenses provided above as investment management and advisory fees. In such case the other recurring expenses will not be charged to the Scheme except for 0.02% on daily net assets for investor education and awareness initiatives.

Service tax on investment management and advisory fees, to the Scheme will be, in addition to the maximum annual recurring expenses that may be charged to the Scheme.

In addition to the limits specified above, as permitted under Regulation 52 (6A) of the SEBI Regulations, the following costs or expenses may be charged to the Scheme:

1. brokerage and transaction costs which are incurred for the purpose of execution of trade and is included in the cost of investment, not exceeding 0.12% in case of cash market transactions and 0.05% in case of derivatives transactions;

2. expenses not exceeding of 0.30% of daily net assets, if the new inflows from beyond the top 15 cities are at least:

(i) 30 % of gross new inflows in the Scheme, or; (ii) 15 % of the average assets under management (year to date) of the Scheme,

whichever is higher: Provided that:

(i) if inflows from such cities is less than the higher of sub-clause (i) or (ii), such expenses on daily net assets of the Scheme shall be charged on proportionate basis;

(ii) expenses charged under Regulation 52(6A)(b) shall be utilised for distribution expenses incurred for bringing inflows from such cities;

(iii) the amount incurred as expense on account of inflows from such cities shall be credited back to the Scheme in case the said inflows are redeemed within a period of one year from the date of investment;

3. Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of Regulation 52 of the SEBI Regulations shall not exceed 0.20 % of daily net assets of the Scheme.

Subject to the Regulations and the Offer Document, expenses over and above the prescribed ceiling will be borne by the AMC, Trustees or the Sponsor.


Transaction Charges

SEBI with the intent to enable investment by people with small saving potential and to increase reach of Mutual Fund products in urban areas and in smaller towns, wherein the role of the distributor is vital, has allowed AMCs vide its circular No. Cir/IMD/ DF/13/ 2011 dated August 22, 2011 to deduct transaction charges for subscription of Rs. 10,000/- and above. The said transaction charges will be paid to the distributors of the Mutual Fund products.

In accordance with the said circular, AMC / Mutual Fund will deduct the transaction charges from the subscription amount and pay to the distributors (who have opted to receive the transaction charges) as shown in the table below. Thereafter, the balance of the subscription amount shall be invested (distributors’ decision to opt in or opt out of levying transaction charges is applicable at plan/option/product level).

(I) Transaction charges shall be deducted for Applications for purchase/ subscription received through distributor/ agent as under:

However, transaction charges in case of investments through SIP shall be deducted only if the total commitment (i.e. amount per SIP installment x No. of installments) amounts to Rs. 10,000/- or more. The transaction charges shall be deducted in 4 installments.

Identification of investors as "first time" or "existing" will be based on Permanent Account Number (PAN) at the First/ Sole Applicant/ Guardian level. Hence, Unit holders are urged to ensure that their PAN / KYC is updated with the Fund. Unit holders may approach any of the Official Points of Acceptances of the Fund i.e. Investor Service Centres (ISCs) of the Fund/ offices of our Registrar and Transfer Agent, M/s. Computer Age Management Services Pvt. Ltd in this regard.

(ii) It may be noted that Transaction Charges shall not be deducted:

(a) where the distributor of the investor has not opted to receive any Transaction Charges (distributors’ decision to opt in or opt out of levying transaction charges is applicable at plan/option/product level);

(b) for purchases / subscriptions/ total commitment amount in case of SIP of an amount less than Rs. 10,000/-;(c) for transactions other than purchases / subscriptions relating to new inflows i.e. through switches, etc.;(d) for purchases / subscriptions made directly with the Fund (i.e. not through any distributor);(e)for purchases / subscriptions routed through Stock Exchange(s) as applicable.

Investor Type Investor Type

First Time Mutual Fund Investor

Transaction charge of Rs. 150/- for subscription of Rs. 10,000 and above will be deducted from the subscription amount and paid to the distributor/agent of the first time investor. The balance of the subscription amount shall be invested.

Investor other that First Time Mutual Fund Investor

Transaction charge of Rs. 100/- per subscription of Rs. 10,000 and above Mutual Fund will be deducted from the subscription amount and paid to the distributor/ agent of the investor. The balance of the subscription amount shall be invested.


Application Forms1. Common Application Form

2. Systematic Investment Plan (SIP) Registration Form

3. Bank Accounts Registration Form

4. Third Party Payment Declaration Form

5. FATCA Form

6. KYC (Know Your Customer) Forms

CITY State Pin Code

Email ID

Investors must read the Key Information Memorandum and the instructions before completing this Form. Kindly use this form if you are making only a One Time Investment. For SIP Investments use the separate SIP form. The Application Form should be completed in English and in BLOCK LETTERS only.

Upfront commission shall be paid directly by the investor to the ARN Holder (AMFI registered Distributor) based on the investors’ assessment of various factors including the service rendered by the ARN Holder.

FOR OFFICE USE ONLY (TIME STAMP)

EXISTING INVESTOR DETAILS (If you have existing folio, please fill in section 2 (Refer instruction C ).

1. APPLICANT’S INFORMATION (refer instruction D)(Mandatory)

NAME OF GUARDIAN (in case of First / Sole Applicant is a Minor) / NAME OF CONTACT PERSON - DESIGNATION (in case of non-individual Investors)

Distributor Name/ARN No.

Folio No. The details in our records under the folio number mentioned alongside will apply for this application.

Sub-broker Name/ Code EUIN No.

In case the subscription (lumpsum) amount is Rs. 10,000/- or more and your distributor has opted to receive Transaction Charges, Rs. 150/- (for the first time mutual fund investor) or Rs. 100/- (for the investor other than first time mutual fund investor) will be deducted from the subscription amount and paid to the distributor. Units will be issued against the balance amount invested.

Mr. Ms.

Nationality

Relationship with Minor

Mobile No.

Designation

PAN KRA

KRA

KRA

Proof Attached

Proof Attached

Proof Attached

STATUS (Of First/Sole Applicant) [Please (3)]

Resident Individual

HUFOn Behalf of Minor

NRI-NRE

Society ClubAOP/BOI

NRI-NRO Bank Trust Others

PartnershipCompany

FOF FIIs

Proprietor Govt. Entity ____________________(Please Specify)

SingleJointAnyone or Survivor

MODE OF HOLDING [Please (3)] OCCUPATION (of First/Sole Applicant) [Please (3)]

DATE OF BIRTH D D M M Y Y Y Y

MAILING ADDRESS OF FIRST / SOLE APPLICANT

OVERSEAS ADDRESS (P. O. Box Address is not be sufficient)

CONTACT DETAILS OF FIRST / SOLE APPLICANT STD Code

TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY (Refer Instruction B)

PPFAS Mutual Fund COMMON APPLICATION FORM

Direct Plan Regular Plan (Refer Instruction Q and please tick (3) any one)

NAME OF FIRST / SOLE APPLICANT Mr. Ms. M/s.

[Please tick (3)] Refer Instruction M & N



Mandatary in case the first/sole applicant is minor.

PAY PPFAS Long Term Value Fund ____________________________________ OR BEARER

RUPEES _________________________________________

___________________________________________________________________________

POWER OF ATTORNEY (PoA) HOLDER DETAILS

2. BANK ACCOUNT (PAY-OUT) DETAILS OF THE FIRST / SOLE APPLICANT (refer instruction E) Please note that as per SEBI Regulations it is mandatory for investors to provide their bank account details.

Nationality

Nationality

PAN*

PAN

PAN

KRA Proof Attached

Tel No. : STD/ISD Code Res. Office Fax

NAME OF SECOND APPLICANT (Mandatory) [Please tick ( )] Resident Individual NRI (Second Applicant not allowed in case of minor as first/sole applicant)3

NAME OF THIRD APPLICANT (Mandatory) [Please tick ( )] Resident Individual NRI (Third Applicant not allowed in case of minor as first/sole applicant)3

Mr. Ms. M/s.

Mr. Ms. M/s.

Name of PoA

AC Type

Account No.

Bank Name

Branch

Branch Address

City

IFSC Code

Preferred mode of payment Electronic Credit. RTGS IFSC/NEFT code will help us transfer the amount to your bank account quicker, electronically. * In case the bank does not credit my /our bank account with / without assigning any reason thereof, or if the transaction is delayed or not effected at all or credited into the wrong account for reasons of incomplete or incorrect information, I / We would not hold PPFAS Mutual Fund responsible. Further the Mutual Fund reserves the right to issue a demand draft / payable at par cheque in case it is not possible to make payment by DC/NEFT/ECS.

MICR Code

Pin Code

[Please tick (3)] *Refer Instruction D

SB Current NRO NRE FCNR Others ____________________

IFSC PPMF1234567

11 DIGIT IFSC CODE

9 DIGIT MICR CODE

A/c Payee

`

“8888888 888888888 888888" 88

Please Specify

ACKNOWLEDGMENT SLIP (To be filled in by the Investor) For any queries please contact our nearest Investor Service Centre or call us at our Customer Service Number 91 22 6140 6537.)

PPFAS MUTUAL FUND Corporate Office : Great Western Building, 1st Floor, 130/132, S.B.S. Marg, Opp. Lion Gate, Fort, Mumbai - 400 001.

Received, subject to realisation, verification and conditions, an application for purchase of Units as mentioned in the application form.

From______________________________________________________________________________________________________________

Cheque No. Dated Amount (Rs) Scheme

PPFAS Long Term Value Fund

ISC Stamp & SignatureApplication No.

Application No.

PAN

Investor should note that this scheme is suitable for investors who have investment horizon of minimum 5 years.

Investment Objective of the scheme: To seek to generate long-term capital growth from an actively managed portfolio primarily of equity and equity Related Securities.


Risk Category of the scheme:

Blue colour refers that principal investment will be at low risk Yellow Colour refers that principal investment will be at medium risk Brown Colour refers that principal investment will be at high risk

BROWN


I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction.

First Holder Second Holder Third Holder

Private Sector

Public SectorGovt. Service

Business

Professional Retired Others

Housewife

StudentAgriculturist

(Please

specify)

ARN-15114 E023534

Name of Applicant/Guardian/POA Signatue Date

6. DEMAT ACCOUNT DETAILS* - (Optional - refer instruction K)

7. NOMINATION (refer instruction L) (Mandatory for new folios of Individuals where mode of holding is single)

* Investor opting to hold units in demat form, may provide a copy of the DP statement enable us to match the demat details as stated in the application form.

5. INVESTMENT & PAYMENT DETAILS (refer instruction F) Please write Cheque/DD in favour of the “PPFAS Long Term Value Fund”.

Name and Address of Nominee (s)

Relationship with Nominee Mother Father Legal Guardian

Date of Birth Name and Address of Guardian

(to be furnished in case the Nominee is a minor)

Signature of Nominee / Guardian ofNominee (Optional)

Percentage

NSDL

DP Name

DP ID

Beneficiary Account No.

DP Name

DP ID

CDSL

Mode of Payment

Account Type

Date

DD Charges Net Amount (Rs)

Bank Branch & City

DateCheque/DD No.

RTGS/NEFT Ref No.

Gross Amount (Rs)

Scheme Name PPFAS Long Term Value Fund

Bank Name

4. E-TRANSACT (refer instruction J )

All communications will be sent to your registered Email id/Mobile no. by default. In the absence of Email-ID, physical statement will be sent.

Cheque

SB

DD

Current

RTGS/NEFT

NRO

Transfer Letter

NRE FCNR Others ________________________.

I/We wish to nominate. I/We DO NOT wish to nominate and sign here___________________________________ 1st Applicant Signature (Mandatory).

Total: 100%

3. MODE OF PAYMENT OF REDEMPTION via Direct Credit / NEFT / ECS (refer instruction I )

Unitholders will receive redemption proceeds directly into their bank account (as furnished in Section 3) via Direct credit / NEFT / ECS facilityI/We want to receive the redemption proceeds (if any) by way of a cheque / demand draft instead of direct credit / credit through NEFT system / credit through ECS into my/our bank account

ONLINE ACCESS (this enables you to access your investment portfolio through our website - If YES, we will send you the login ID and password on your registered Email ID**.

www.amc.ppfas.com)

I/We would like to be informed about or contacted for any products or services offered by PPFAS Mutual Fund or PPFAS Group in spite of being registered with the National Do Not Call (NDNC) Registry with TRAI. I understand that there is a de-registration facility (for not receiving such calls), which I may avail if required in future.

YES

YES

NO

NO

(Please tick (3) any one)

(Please tick (3) any one)

First/Sole Applicant Second Applicant Third Applicant POA Applicant

I N

Declaration on your PEP (Politically Exposed Person) status

DECLARATION

Additional KYC Information (For FIRST / SOLE APPLICANT)

Are you a PEP

Below 1 Lacs 1 Lacs - 5 Lacs 5 Lacs - 10 Lacs 10 Lacs - 25 Lacs

Are you a relative of PEP Are you a close associates of a PEP No, I am not a PEP or relative of a PEP or a close associates of a PEP

Note: A PEP is as an individual who is or has been entrusted with a prominent public Instructions: This declaration is required to ensure compliance with the Financial Action Task Force and PMLA guidelines.

function.

OR

Foreign Exchange/Money Changer Services Gaming/Gambling/Lottery/Casino Services Money Lending/Pawning None of these

25 Lacs - 1 Crore 1 Crore - 5 Crore 5 Crore - 10 Crore Above 10 Crore

Gross Annual Income (Rs) [Please tick ()]

Non-individual Investors/ Providing any of the mentioned services

I declare that the information is to the best of my knowledge and belief, accurate and complete.I agree to notify PPFAS Mutual Fund/PPFAS Asset Management Private Limited immediately in the event the information in the self-certification changes.

D D M M Y Y Y Y (Not older than 1 year)Networth Rs. ______________________________________________________________ as on

PPFAS - 91 22 6140 6537Email us at

[email protected] our Website

www.amc.ppfas.com

Are you a US person (United States Person)

Yes No

Note:

The term ''United States person'' means

Instructions:

Declaration required from investor for compliance with FATCA guidelines, (Foreign Account Tax Compliance Act)

INSTRUCTION

Ÿ A citizen or resident of the United StatesŸ A domestic partnershipŸ A domestic corporationŸ Any estate other than a foreign estateŸ Any trust if:

- A court within the United States is able to exercise primary supervision over the administration of the trust, and- One or more United States persons have the authority to control all substantial decisions of the trust

Ÿ Any other person that is not a foreign person

Tax regulations require us to collect certain information about investors' tax residency your account with relevant tax authorities. If you have any questions about your tax residency status, please contact your tax adviser. You are requested to update us if there is any change in your tax residency status in future.

status. In certain circumstances we may be obliged to share information on

1. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior government/judicial/military officers, senior executives of state-owned corporations, important political party officials, etc.2. Country of Tax Residence and Tax ID number: Tax Regulations require us to collect information about each investor’s tax residency. In certain circumstances (including if we do not receive a valid self-certification from you) we may be obliged to share information on your account with relevant tax authorities. If you have any questions about tax residency, please contact your tax advisor. Should any information provided change in the future, please ensure you advise us of the change. If you are a US citizen or resident, please include United States in this related field along with your US Tax Identification Number.

8. DECLARATION & SIGNATURES (refer instruction A)

Having read and understood the contents of the Statement of Additional Information / Scheme Information Document of the Scheme, I/We hereby apply for units of the scheme and agree to abide by the terms, conditions, rules and regulations governing the scheme. I/We hereby declare that the amount invested in the scheme is through legitimate sources only and does not involve and is not designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directions of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti Corruption Laws or any other applicable laws enacted by the government of India from time to time. I/We have understood the details of the scheme & I/we have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment.

For Non-Individual Investors: I/We hereby confirm that the object clause of the constitution document of the entity (viz. MOA / AOA / Trust Deed, etc.), allows us to apply for investment in this scheme of PPFAS Mutual fund and the application is being made within the limits for the same. I/We are complying with all requirements / conditions of the entity while applying for the investments and I/We, including the entity, if the case may arise so, hereby agree to indemnify PPFAS AMC / PPFAS Mutual Fund in case of any dispute regarding the eligibility, validity and authorization of the entity and/or the applicants who have applied on behalf of the entity.

For NRIs only: I/We confirm that I am/we are Non Residents of Indian Nationality/Origin and that I/we have remitted funds from abroad through approved banking channels or from funds in my/our Non-Resident External /Non-Resident Ordinary /FCNR account. (Refer Inst. No. E)

I/We confirm that details provided by me/us are true and correct.

Applicable to PEKRN Holders: I, the first / sole holder, also hereby declare that I do not hold a Permanent Account Number and hold only a single PAN Exempt KYC Reference No. (PEKRN) issued by KYC Registration Authority and that my existing investments together with the current application will not result in aggregate investments exceeding Rs. 50,000/- in a rolling 12 months period or in a financial year.

Applicable to application under Direct Plan: I/We hereby declare and confirm that I/We have read and understood the Scheme related documents pertaining to the "Direct Plan" and also confirm that the investments in Scheme through "Direct Plan" is/are made at my own discretion. PPFAS Mutual Fund/PPFAS AMC/Trustee shall not be liable for any consequences arising out of such investments.

**I have voluntarily subscribed to the on-line access for transacting through the internet facility provided by PPFAS Asset Management Private Ltd. (Investment Manager of PPFAS Mutual Fund) and confirm of having read, understood and agree to abide the terms and conditions for availing of the internet facility more particularly mentioned on the website www.amc.ppfas.com and hereby undertake to be bound by the same. I further undertake to discharge the obligations cast on me and shall not at any time deny or repudiate the on-line transactions effected by me and I shall be solely liable for all the costs and consequences thereof.

The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.

First / Sole Applicant / Guardian Second Applicant Third Applicant POA Holder



www.amc.ppfas.com

Declaration for UBO (Ultimate Beneficial Owner) (Mandatory in case of a Non-individual investor)

In case of an Individual Investor Name of an UBO

Are you the UBO of this account/ Folio

If you are not UBO for this Account/ Folio, then state the name of UBO

along with separate declaration for UBO.

Note: The beneficial owner means the natural person or persons, who ultimately own, is being conducted, and includes a person who exercises ultimate effective control over a legal person or arrangement.

Instructions: An investor needs to provide these details to allow PPFAS Mutual Fund to comply with applicable SEBI and FATF (Financial Action Task Force) guidelines.

control or influence a client and/or persons on whose behalf a transaction

INSTRUCTIONS

A. General Instructions

Ÿ Please read the Key Information Memorandum and the terms of the Scheme Information Document(s) of the Scheme and Statement of Additional Information carefully before filling the application Form. Investors should apprise themselves of the prevailing Load structure on the date of submitting the Application Form.

Ÿ Investors are deemed to have accepted the terms subject to which these offers are being made and bind themselves to the terms upon signing the Application Form and tendering payment.

Ÿ New investors wishing to make SIP investment will need to complete and submit both the Application Form and the SIP Enrolment Form.

Ÿ The Application Form is for Resident Investors/NRIs/ FIIs and should be completed in ENGLISH and in BLOCK LETTERS only. Please tick in the appropriate box for relevant options wherever applicable.

Ÿ Please do not overwrite. For any correction / changes (if any) made, the sole / all applicants are requested to authenticate the same by canceling and re-writing the correct details and counter-signing the same.

Ÿ Applications complete in all respects, may be submitted at the designated Investor Service Centres (ISCs)/ Official points of Acceptance.

Ÿ The signature should be in English or in any of the Indian languages specified in the eighth schedule of the Constitution of India. Thumb Impressions must be attested by a magistrate or a notary public or a special executive magistrate under his/her official seal. Applications by minors should be signed by the guardians. In case of H.U. F., the Karta should sign on behalf of the H. U. F.

Ÿ The AMC /Trustee retains the sole and absolute discretion to reject any application. It may be noted that the Securities and Exchange Board of India (SEBI) vide its Notification dated May 31, 2010 read with Circular dated June 24, 2010 states that with effect from June 01, 2010, the distributors, agents or any persons employed or engaged or to be employed or engaged in the sale and/or distribution of mutual fund products shall be required to have a valid certification from the National Institute of Securities Markets (NISM) by passing the certification examination.

Ÿ Further, no agents / distributors would be entitled to sell units of mutual funds unless the intermediary is registered with AMFI.

Ÿ List of Official Points of Acceptance is available on the website of the Mutual Fund www.amc.ppfas.com.

Ÿ In case the cheque is returned on account of whatever reasons the applicant would have to fill a new application form and submit the same along with a fresh cheque at the nearest Official Point of Acceptance of Transactions. The NAV that would be applicable would be the NAV as at the day of submission of the new application form subject to cut-off times of respective schemes.

Ÿ Applications rejected by AMC/CAMS ISC post time stamping cannot be represented.

B. Transaction Charges

Pursuant to SEBI Circular No. Cir/ IMD/ DF/13/ 2011 dated August 22, 2011 the transaction charge per subscription of Rs.10,000/- and above may be charged in the following manner, in addition to trail fees charged by the AMC and upfront commission, if any:

Ÿ The existing investors of the mutual fund industry may be charged Rs.100/- as transaction charge per subscription of Rs.10,000/- and above;

Ÿ A first time investor in any mutual fund may be charged Rs.150/- as transaction charge per subscription of Rs.10,000/- and above.

There shall be no transaction charge on subscription below Rs. 10,000/- and on transactions other than purchases/subscriptions relating to new inflows.

However, the option to charge "transaction charges" is at the discretion of the distributors.

In case of investment through Systematic Investment Plan (SIP), transaction charges shall be deducted only if the total commitment through SIP amounts to Rs. 10,000/- and above. The transaction charges in such cases shall be deducted in 4 equal installments.

The aforesaid transaction charge shall be deducted by the Asset Management Company from the subscription amount and paid to the distributor, as the case may be and the balance amount shall be invested subject to deduction of service tax. Unit holder's statement of account will reflect subscription amount, transaction charges and net investments.

Transaction Charges shall not be deducted if:

Ÿ Purchase/Subscription made directly with the fund through any mode (i.e. not through any distributor/agent).

Ÿ Purchase/Subscription made through stock Exchange, irrespective of investment amount

C. Existing Unitholder information

If you have an existing folio, please mention the Folio Number in the “EXISTING INVESTOR DETAILS” and proceed to Step 2 in the application form. Please note that the applicable details and mode of holding will be as per the existing folio.

D. Unit holder Information

Applicant's name and address must be given in full (P. O. Box Address may not be sufficient. Investors residing overseas, please provide your Indian address).

All communication and payments shall be made to the first applicant or the Karta in case of HUF.

The subscription amounts can be tendered by cheque payable locally at any of the AMC

offices or CAMS Investor Service Centres (ISC) which are designated Official Points of Acceptance of Transactions and crossed "A/c Payee only".

"On behalf of Minor" Accounts: Name of Guardian must be mentioned if investments are being made on behalf of a minor. Date of birth is mandatory in case of minor. The minor shall be the first and the sole holder in the account (folio). No joint holder will be allowed in an account (folio) where minor is the first or sole holder. Guardian in the account (folio) on behalf of the minor should either be a natural guardian (i.e. father or mother) or a court appointed legal guardian and the same must be mentioned in the space provided in application form. Copy of document evidencing the date of birth of the minor and relationship of the guardian with the minor (whether natural or legal guardian) should mandatorily be provided while opening of the account (folio). Also, nomination shall not be allowed in a folio/account held on behalf of a minor.

In case of an application under Power of Attorney or by a limited company, body corporate, registered society, trust or partnership, etc the relevant Power of attorney or the relevant resolution or authority to make the application as the case maybe, or duly notarised copy thereof, along with the Memorandum and Articles of Association/ Bye Laws must be lodged with the application form.

Documentation to be submitted by Corporate Investors/Societies / Trusts /Partnership Firms/ FIIs

The Power of Attorney should necessarily be signed by both the investor and the constituent Power of Attorney. Where only uncertified photocopies of the documents are submitted/attached to the application form, the onus for authentication of the documents so submitted shall be on investors and the PPFAS Mutual Fund will accept and act in good faith on uncertified/not properly authenticated documents submitted/attached with the application form. Submission of such documents by investors shall be full and final proof of the non individual investor’s authority to invest and the PPFAS Mutual Fund shall not be liable under any circumstances for any defects in the documents so submitted.

Non-Individual investors are required to ensure that the object clause of the constitution document (viz. MOA / AOA / Trust Deed, etc.) permits investment in the scheme of PPFAS Mutual Fund. PPFAS Mutual Fund shall accept and process the applications made by these entities in good faith by relying on the undertaking given with respect to the authority, validity and compliance with all relevant formalities/conditions etc. in the application for making such investments with PPFAS Mutual Fund. Further, PPFAS Mutual Fund/Trustees or any of its affiliates shall not be liable in case of any dispute arising with respect to eligibility, validity and authorization of the entity and/or the applicants who have applied on behalf of the entity, as applicable

Ÿ Applicants can specify the mode of holding in the application form as “Single” or “Joint” or “Anyone or Survivor”. In the case of holding specified as “Joint”, redemption and all other request / transactions would have to be signed by all unit holders. However, in cases of holding specified as “Anyone or Survivor”, any one of the unit holders will have the power to make all necessary requests, without it being necessary for all the unit holders to sign. In the event the account has more than one registered unit holders and the mode of holding is not specified in the application form, the default option for holding would be considered to be “anyone or survivor”. However, in all cases, the proceeds of all dividend/redemption will be paid to the first named holder. All communications will also be sent to the first named holder.

Ÿ Investors should clearly indicate their preference of Plan/option on the application form. If no plan is selected in the application form, the investment will be deemed to be for the default option.

E. Bank Details

a) Pay - Out Bank Account Details:

An investor at the time of purchase of units must provide the details of his / her pay-out bank account (i.e. account into which redemption proceeds are to be paid) in Section 3 in the Application Form.

b). Multiple Bank Account Registration:

The AMC/ Mutual Fund provides a facility to the investors to register multiple bank accounts (currently upto 5 for Individuals and 10 for Non-Individuals) for receiving redemption proceeds etc. by providing necessary documents. Investors must specify any one account as the “Default Bank Account”. The investor, may however, specify any

D o c u m e n t sI n d i v i d u a l sC o m p a n i e sT r u s t sS o c i a t i e sN R I sP O AT r u s t D e e dB y e - l a w sP a r t n e r s h i p D e e d sK Y C a c k n o w l e d g m e n t l e t t e rC o p y o f c a n c e l l e d C h e q u eP a r t n e r s h i p F i r m sR e s o l u t i o n / A u t h o r i s a t i o n t o i n v e s tL i s t o f A u t h o r i s e d S i g n a t o r i e s w i t h S p e c i m e n S i g n a t u r e ( s )M e m o r a n d u m a n d A r t i c l e s o f A s s o c i a t i o nR e s o l u t i o n / A u t h o r i s a t i o n t o i n v e s tA c c o u n t D e b i t C e r t i f i c a t e i n c a s e p a y m e n t i s m a d e b y D D f r o m N R E / F C N R A / c w h e r e a p p l i c a b l eP A N / P E R N P r o o f ( n o t r e q u i r e d f o r e x i s t i n g i n v e s t o r s )

Documents Individuals Companies Trusts Sociaties NRIs POA

Trust Deed

Bye-laws

Partnership Deeds

KYC acknowledgment letter

Copy of cancelled Cheque

Notarised POA

Partnership Firms

Resolution / Authorisation to investList of Authorised Signatories with Specimen Signature(s)Memorandum and Articles of Association

Account Debit Certificate in case payment is made by DD from NRE / FCNR A/c where applicable

PAN/PERN Proof (not required for existing investors)

Disclaimer: Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

other registered bank account for credit of redemption proceeds at the time of requesting for the redemption.

Investors holding units in non-demat form are requested to avail the facility of registering multiple bank accounts by filling in the ‘Multiple Bank Accounts Registration Form’ available at our Investor Service Centres (ISCs) or on our website http://amc.ppfas.com.

c). Indian Financial System Code (IFSC)

IFSC is a 11 digit number given by some of the banks on the cheques. IFSC will help to secure transfer of redemption payouts via the various electronic mode of transfers that are available with the banks.

F. Applications through Rupee Drafts / NRE / FCNR accounts

In case of FII / NRls / Persons of Indian Origin applying on repatriation basis, payment may be made by Cheques drawn out of NRE / FCNR Accounts. In case of Indian Rupee Drafts purchased abroad or payments from FCNR / NRE accounts, a certificate from the Bank issuing the draft confirming the debit and / or foreign inward remittance certificate (FIRC) issued by investor's banker should also be enclosed. The Mutual Fund reserves the right to hold redemption proceeds in case the requisite details are not submitted.

Bank details

Investors are requested to mention the bank account details where the redemption cheques should be drawn, since the same is mandatory as per the directives issued by SEBI. Applications without this information will be deemed to be incomplete and are liable for rejection. The Mutual Fund reserves the right to hold redemption proceeds in case the requisite details are not submitted. Please attach a copy of the cancelled cheque.

G. Third Party Payments

1. PPFAS Asset Management Private Limited (”PPFAS AMC”) / PPFAS Mutual Fund (“Mutual Fund”), shall not accept applications for subscriptions of units accompanied with Third Party Payments except in cases as enumerated in para G.2a below.

“Third Party Payment” means payment made through an instrument issued from a bank account other than that of the first named applicant/ investor mentioned in the application form. In case of payment instruments issued from a joint bank account, the first named applicant/ investor must be one of the joint holders of the bank account from which the payment instrument is issued.

Illustrations

Illustration 1: An Application submitted in joint names of A, B& C alongwith cheque issued from a bank account in names of C, A & B. This is a valid application and will not be considered as Third Party Payment.

Illustration 2: An Application submitted in joint names of A, B & C along with cheque issued from a bank account in name of A. This is a valid application and will not be considered as Third Party Payment.

Illustration 3: An Application submitted in joint names of A, B & C alongwith cheque issued from a bank account in names of B, C & Y. This will be considered as Third Party Payment.

2a. As referred to in para G.1 above, following are the exceptional cases where third party payments w i l l be accep ted sub jec t to submiss ion o f requ is i te documentation/declarations.

i) Payment by Parents/Grand-Parents/Related Persons* on behalf of a minor in consideration of natural love and affection or as gift for a value not exceeding Rs. 50,000 for each regular purchase or per SIP installment. However this restriction of Rs 50,000 will not be applicable for payment made by a Guardian whose name is registered in the records of Mutual Fund in that folio (i.e. Father/Mother/ Court Appointed Legal Gaurdian).

ii) Payment by Employer on behalf of employee under Systematic Investment Plans or as lump sum / one-time subscription, through Payroll deductions.

iii) Custodian on behalf of an FII or a Client.

“’Related Person’ means any person investing on behalf of a minor in consideration of natural love and affection or as a gift.

2b. For investments through third party payments, lnvestors must accompany the ‘Third Party Payment Declaration Form’ (available at any of our ISCs or on our website http://amc.ppfas.com along with the Application Form for subscription ot units.

3 The Mutual Fund shall adopt the following procedures to ascertain whether payments are Third Party Payments and investors are therefore required to comply with the requirements specified hereinbelow.

(i) Source of funds-if paid by cheque

Identification of third party cheques by the AMC/Mutual Fund/ Registrar & Transfer Agent (R&TA) will be on the basis of matching the name / signature on the investment cheque with the name/ signature of the first named applicant available on the application or in our records for the said folio. If the name of the bank account holder is not pre-printed on the investment cheque or the signature on the said cheque does not match with that of the first named applicant mentioned on the application / available in our records for the said folio, then the investor should submit any one of the following documents at the time of investment:

(a) a copy# of the bank passbook or a statement of bank account having the name and address of the account holder and account number;

(b) a letter* (in original) from the bank on its letterhead certifying that the investor maintains an account with the bank, along with information like bank account number, bank branch, account type, the MICR code of the branch & IFSC Code (where available).

# Investors should also bring the original documents along with the documents mentioned in (a) above to the ISCs/Official Points of Acceptance of PPFAS Mutual Fund.

The copy of such documents will be verified with the original documents to the satisfaction of the AMC/ Mutual Fund/R&TA. The original documents will be returned across the counter to the investor after due verification.

* In respect of (b) above, it should be certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number.

Investors should note that where the bank account numbers have changed on account of the implementation of core banking system at their banks, any related communication from the bank towards a change in bank account number should accompany the application form for subscription of units. However, for updation of the changed bank details in the folio, the investor should follow the change of bank details process.

The Mutual Fund has also provided a facility to the investors to register multiple bank accounts, as detailed in Instruction No. F b. Investors are requested to avail the facility of registering multiple bank accounts by filling in the 'Multiple Bank Accounts Registration Form' available at our Investor Service Centres (ISCs) or on our website http://amc.ppfas.com.

(ii) Source of funds-if funded by pre-funded instruments such as Pay Order, Demand Draft, Banker's cheque etc.

Investors should attach anyone of the following supporting documents with the purchase application where subscription for units is vide a pre-funded instrument issued by way of debit to his / her bank account: (i) a Certificate (in original) from the issuing banker duly certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number, stating the Account holder's name, the Bank Account Number which has been debited for issue of the instrument and PAN as per bank records, if available (ii) a copy of the acknowledgment from the bank, wherein the instructions to debit carry the bank account details and name of the investor as an account holder are available (iii) a copy of the passbook/bank statement evidencing the debit for issuance of the instrument.

The account number mentioned in the above supporting documents should be the same as / one of the registered bank account or the bank details mentioned in the application form.

(iii) Source of funds - if paid by RTGS, Bank Account-to-Account Transfer, NEFT, ECS, etc.

Investors should attach to the purchase application form, an acknowledged copy of the instruction to the bank also stating the account number debited. The account number mentioned on the transfer instruction copy should be a registered bank account or the first named applicant/ investor should be one of the account holders to the bank account debited for such electronic transfer of funds.

(iv) Source of funds - if paid by a pre-funded instrument issued by the Bank against Cash The AMC/Mutual Fund /R&TA will not accept any purchase applications from investors if accompanied by a pre-funded instrument issued by a bank (such as Pay Order, Demand Draft, Banker's cheque) against cash for investments of Rs. 50,000 or more. The investor should submit a Certificate (in original) obtained from the bank giving name, bank account number and PAN as per the bank records (if available) of the person who has requested for the payment instrument. The said Certificate should be duly certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number. The AMC / Mutual Fund /R&TA will check that the name mentioned in the Certificate matches with the first named investor.

The account number mentioned in the Certificate should be the same as / one of the registered bank account or the bank details mentioned in the application form.

PPFAS Mutual Fund / PPFAS AMC reserves the right to seek information and / or obtain such other additional documents/information from the investors for identifying whether it is a third party payment.

H. E-mail Communication

If the investor has provided an email address, the same will be registered in our records. Thus, Allotment confirmations, Consolidated Account Statement/Account Statement, annual report/abridged summary and any statutory / other information as permitted would be sent by email. These documents shall be sent physically in case the Unit holder opts/ request for the same.

Should the Unit holder experience any difficulty in accessing the electronically delivered documents, the Unit holder shall promptly advise the Mutual Fund to enable the Mutual Fund to make the delivery through alternate means. It is deemed that the Unit holder is aware of all security risks including possible third party interception of the documents and contents of the documents becoming known to third parties.

The AMC / Fund reserve the right to send any communication in physical mode.

I. Mode of Payment of Redemption proceeds via Direct Credit / NEFT / ECS

• Direct Credit

The AMC has entered into arrangements with banks to facilitate direct credit of redemption proceeds (if any) into the bank account of the respective Unit holders maintained with any of these banks. The list of banks is subject to change from time to time.

• National Electronic Funds Transfer (NEFT)

The AMC provides the facility of 'National Electronic Funds Transfer (NEFT)' offered by Reserve Bank of India (RBI), which aims to provide credit of redemption payouts directly into the bank account of the Unit holder maintained with the banks (participating in the NEFT System). Unit holders can check the list of banks participating in the NEFT System from the RBI website i.e. www.rbi.org.in or contact any of our Investor Service Centres.

However, in the event of the name of Unit holder's bank not appearing in the 'List of Banks participating in NEFT' updated on RBI website www.rbi.org.in, from time to time, the instructions of the Unit holder for remittance of redemption proceeds via

NEFT System will be discontinued by PPFAS Mutual Fund/ PPFAS Asset Management Private Limited without prior notice to the Unit holder and the payouts of redemption proceeds shall be effected by sending the Unit holder(s) a cheque/demand draft.

For more details on NEFT or for frequently asked questions (FAQs) on NEFT, Unit holders are advised to visit the RBI website i.e. / PPFAS Mutual Fund website

• Electronic Clearing Service (ECS)

The Investors will receive their redemption proceeds directly into their bank accounts in the following order:

(i) In case the bank account of an investor is covered under Direct Credit facility then the payment of redemption proceeds will happen via direct credit payout mode only. Investors having these bank accounts will not receive payouts via N EFT/ECS*

(ii) In case the bank account of an investor is not covered under Direct Credit facility but covered under NEFT system offered by the RBI then the payment of redemption proceeds shall be effected via NEFT mechanism only.

Each of the above facilities aims to provide direct credit of the redemption proceeds into the bank account (as furnished in Section 4 of the Application Form) of the Unit holder and eliminates the time lag between despatch of the cheque, its receipt by the Unit holders and the need to personally bank the instrument and await subsequent credit to the Unit holders account. Further, the potential risk of loss of instruments in transit through courier/ post is also eliminated. Each of the said facility as a mode of payment, is faster, safer and reliable.

In case the bank account as communicated by the Unit holder is with any of the said banks with whom the AMC has entered into arrangements to facilitate such direct credits or with any of the banks participating in the NEFT System offered by RBI, the AMC shall automatically extend this facility to the Unit holders.

PPFAS Asset Management Private Limited/PPFAS Mutual Fund shall not be held liable for any losses/ claims, etc. arising on account of processing the direct credit or credit via NEFT/ ECS of redemption proceeds on the basis of Bank Account details as provided by the unit holder in the Application Form.

However, if the Unit holders are not keen on availing of any of the said facilities and prefer receiving cheques /demand drafts, Unit holders may indicate their intention in the Application Form in the space provided specifically. The AMC would then ensure that the payouts are effected by sending the Unit holders a cheque /demand draft. In case of unforeseen circumstances, the AMC reserves the right to issue a cheque / demand draft.

• Mode of Payment for Unit holders holding Units in Demat form

Investors will receive their maturity proceeds directly into their bank accounts linked to the demat accounts. Please ensure to furnish the Bank Account details under Section 4.

J. TRANSACT

The Service facility includes PPFAS Self Invest.

PPFASMF Online

This facility enables investors to transact online http://amc.ppfas.com using PPFASMF Online On PPFASMF Online Unitholders can execute transactions online for purchase*, redemption and also register for Systematic Investment Plan (SIP) / of units of scheme of PPFAS Mutual Fund and other services as maybe introduced by PPFAS Mutual Fund from time to time. Unitholders can also view account details and portfolio valuation online, download account statements and request for documents via email, besides other options.

Unitholders must possess a Folio Number (KRA validated), valid PAN, Bank Account Number registered in the folio and Net banking facility with any of the select banks to avail the PPFASMF Online facility.

eAlerts

This facility enables the Unit holder to receive SMS confirmation for purchase, redemption or switch and other alerts.

Apart from above mentioned facilities, the facility of ePayouts comprising of mode of payment of Redemption Proceeds, via Direct Credit/ NEFT / ECS is covered under e-Services facility.

K. Dematerialization

1) Investors can hold units in Dematerialized (Demat)/Non-Demat mode. In case the investor has not provided his / her Demat account details or the details of DP ID / BO ID provided by the investor is incorrect, or Demat account is not activated or not in an active status, the units would be allotted in Non-Demat mode. 2) Allotment letters would be sent to investors who are allotted units in Demat mode and a Statement of Accounts would be sent to investors who are allotted units in non-Demat mode. 3) Investors are requested to note that Units held in dematerialized form are freely transferable 4) The units will be allotted based on the applicable NAV as per the SID and will be credited to investor’s Demat account on weekly basis upon realization of funds. For e.g. Units will be credited to investors Demat account every Monday for realization status received in last week from Monday to Friday.

Option to hold Units in dematerialized (demat) form

Investors have the option to hold the units in demat form . Please tick the relevant option of Yes/No for opting/not opting units in demat form. If no option is exercised, “No” will be the default option. Applicants must ensure that the sequence of names as mentioned in the application form matches with that of the account held with the Depository Participant. If the details mentioned in the application are incomplete/incorrect or not matched with the Depository data, the application shall be treated as invalid and shall be liable to be rejected. The application form should mandatorily accompany the latest Client investor master/ Demat account statement.

www.rbi.org.in http://amc.ppfas.com.

The investors shall note that for holding the units in demat form, the provisions laid in the Scheme Information Document (SID) of the Scheme and guidelines/procedural requirements as laid by the Depositories (NSDL/ CDSL) shall be applicable.

In case the unit holder wishes to convert the units held in non-demat mode to demat mode or vice versa at a later date, such request along with the necessary form should be submitted to their Depository Participant(s).

Units held in demat form will be freely transferable, subject to the applicable regulations and the guidelines as may be amended from time to time.

L. Nomination

I. Nomination ensures all rights and/or amount(s) payable in respect of the holdings in Scheme of PPFAS Mutual Fund would vest in and be transferred to the nominee upon death of the Unit holder. The nominee receives the units only as agent and trustee for the legal heirs or legatees as the case may be. Investors should opt for the nomination facility to avoid hassles and inconveniences in case of unforeseen events in future.

ii. Nomination by a unit holder shall be applicable for investments in the scheme folio or account.

ii. Every new nomination for a folio/account will overwrite the existing nomination. Nomination will be subject to the provisions of the Scheme Information Document.

iv. Nomination shall be mandatory for new folios/accounts opened by an individual especially with sole holding and no new folios/accounts for Individuals (with sole holding) would be opened without nomination. However, investors who do not wish to nominate must sign separately confirming their non-intention to nominate. In case nomination/non-intention to nominate is not provided by Individual (with sole holding), the application is liable to be rejected.

v. The nomination can be made only by individuals applying for/ holding units on their own behalf singly or jointly. Karta of Hindu undivided family, holder of Power of Attorney cannot nominate.

vi. Nomination shall not be allowed in a folio held on behalf of a minor. In case a folio has joint holders, all joint holders should sign the request for nomination/cancellation of nomination, even if the mode of holding is not "joint".

vii. Minor(s) can be nominated and in that event, the name, address and signature of the guardian of the minor nominees shall be provided by the unitholder. Nomination can also be in favour of the Central Government, State Government, a local authority, any person designated by virtue of his office or a religious or charitable trust.

viii. The Nominee shall not be a trust (other than a religious or charitable trust), society, body corporate, partnership firm, karta of Hindu undivided family or a Power of Attorney holder. A non-resident Indian can be a Nominee subject to the exchange controls in force, from time to time.

ix. Nomination in respect of the units stands rescinded upon the transfer of units. Transfer of units in favour of Nominees shall be valid discharge by the AMC against the legal heirs.

x Cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original nomination.

xi. On cancellation of the nomination, the nomination shall stand rescinded and the AMC shall not be under any obligation to transfer the units in favour of the Nominee(s).

xii. Nomination can be made for maximum number of three nominees. In case of multiple nominees, the percentage of allocation/share in favour of each of the nominees should be indicated against their name and such allocation/share should be in whole numbers without any decimals making a total of 100 percent.

xiii. In the event of the Unitholders not indicating the percentage of allocation/share for each of the nominees, PPFAS Mutual Fund/PPFAS Asset Management Private Limited (AMC); by invoking default option shall settle the claim equally amongst all the nominees.

xiv. In case of investors opting to hold the Units in demat form, the nomination details provided by the investor to the depository participant will be applicable.

M. Permanent Account Number

As per SEBI Circular No. MRD/DoP/Cir- 05/2007 dated April 27, 2007, it is now mandatory that Permanent Account Number (PAN) issued by the Income Tax Department would be the sole identification number for all participants transacting in the securities market, irrespective of the amount of transaction. Accordingly investors will be required to furnish a copy of PAN together with request for fresh purchases, additional purchases and Systematic Investment Plan (SIP). Application Forms without these information and documents will be considered incomplete and are liable to be rejected without any reference to the investors. The procedure implemented by the AMC and the decisions taken by the AMC in this regard shall be deemed final.

N. Prevention of Money Laundering

Prevention of Money Laundering Act, the SEBI Circulars on Anti Money Laundering and the Client Identification implementation procedures prescribed by AMFI interalia require the AMC to verify the records of identity and address(es) of investors. To ensure adherence to these requirements, investors are required to approach Points of Service (POS) (list of POS available on amfiindia.com) appointed by any of the KYC Registration Agency and submit documents for completion of appropriate KYC checks. The details for KYC compliance can also be downloaded from AMFI website, www.amfiindia.com

or website of the mutual fund, www.amc.ppfas.com. The Mutual Fund website also 3) Investors who have complied with KYC process before December 31, 2011 (KYC prescribes the list of documents that can be submitted by investors to the POS to get status with CVL-KRA as “MF - VERIFIED BY CVLMF”) and not invested in the schemes of their KYC checks completed. PPFAS Mutual Fund i.e. not opened a folio earlier, and wishes to invest on or after

December 01, 2012, such investors will be required to submit ‘missing/not available’ It is mandatory for all investors (including joint holders, NRIs, POA holders and KYC information and complete the IPV requirements.guardians in the case of minors) to furnish such documents and information as may

be required to comply with the Know Your Customers (KYC) policies under the AML 4) In case of Non Individual investors, complied with KYC process before December Laws. Applications without such documents and information may be rejected. 31, 2011, KYC needs to be done afresh due to significant and major changes in KYC

requirements.In terms of SEBI circulars dated April 27, 2007, April 03, 2008 and June 30, 2008 read with SEBI letter dated June 25, 2007, Permanent Account Number (PAN) would be the 5) Further, investors investing under a SIP up to Rs. 50,000 per year i.e. the aggregate sole identification number for all participants transacting in the securities market, of installments in a rolling 12 month period (“Micro SIP”), are also required to comply irrespective of the amount of transaction, except (a) investors residing in the state of with the above mentioned KYC procedure. However, they are exempt from the Sikkim; (b) Central Government, State Government, and the officials appointed by requirement of providing PAN as a proof of identification.the courts e.g. Official liquidator, Court receiver etc. (under the category of O. EMPLOYEE UNIQUE IDENTIFICATION NUMBER (EUIN): Pursuant to SEBI guidelines, Government) and (c) investors participating only in micro-pension. SEBI, in its investor(s) have the provision in the application form to specify the unique identity subsequent letters dated June 19, 2009 and July 24, 2012 has conveyed that number (“EUIN”) of the employee/relationship manager/sales person (“RM”) of the systematic investment plans (SIP) and lumpsum investments (both put together) per distributor interacting with the investor(s) for the sale of mutual fund products, along with mutual fund up to Rs.50,000/- per year per investor shall be exempted from the the AMFI Registration Number (“ARN”) of the mutual fund distributor. AMFI has allotted requirement of PAN. Accordingly, investments in PPFAS Mutual Fund (including SIP EUIN to all the RM’s of AMFI registered mutual fund distributors. Investors are required to investment where the aggregate of SIP installments in a rolling 12 months period or specify the valid ARN of the distributor (including sub-broker where applicable), and the in a financial year i.e April to March) of upto Rs 50,000/- per investor per year shall be valid EUIN of the distributor’s/sub-broker’s RM in the application form in the place exempt from the requirement of PAN. However, eligible Investors (including joint provided for it. This will assist in handling the complaints of mis-selling, if any, even if the holders) should comply with the KYC requirement through registered KRA by RM on whose advice the transaction was executed leaves the employment of the submitting Photo Identification documents as proof of identification and the Proof of distributor.Address [self-attested by the investor / attested by the ARN Holder/AMFI distributor]. These exempted investors will have to quote the “PERN (PAN exempt KYC Ref No) in the application form. This exemption of PAN will be applicable only to investments by individuals (including NRIs but not PIOs), joint holders, Minors and Sole proprietary firms. PIOs, HUFs and other categories of investors will not be eligible for this exemption.

Thus, submission of PAN is mandatory for all other investors existing as well as prospective investors (except the ones mentioned above) (including all joint applicants/holders, guardians in case of minors, POA holders and NRIs but except for the categories mentioned above) for investing with mutual funds from this date. Investors are required to register their PAN with the Mutual Fund by providing the PAN card copy (along with the original for verification which will be returned across the counter). All investments without PAN (for all holders, including Guardians and POA holders) are liable to be rejected. Application Forms without quoting of PERN shall be considered incomplete and are liable to be rejected without any reference to the investors. The procedure implemented by the AMC and the decisions taken by the AMC in this regard shall be deemed final.

After completion of KYC compliance, investors need to approach KRA for Change of Address and not Registrar (CAMS). In respect of KYC compliant Folio, prospective Change of Address received along with transaction slip will not be processed by Registrar (CAMS). The AMC reserves the right to reject subscription requests in the absence of appropriate compliance with the AML Laws. In line SEBI circular No. MIRSD/Cir-5/2012 dated April 13, 2012 and various other guidelines issued by SEBI on the procedural matters for KYC Compliances, the following additional provisions are applicable effective December 1, 2012:

1) In case of an existing investor who is already KYC Compliant under the erstwhile centralized KYC with CVL (CVLMF) then there will be no effect on subsequent Purchase/Additional Purchase (or ongoing SIPs/STPs, etc) in the existing folios/accounts which are KYC compliant. Existing Folio holder cannot open a new folio with PPFAS Mutual Fund with the erstwhile centralized KYC.

2) In case of an existing investor who is not KYC Compliant as per our records, the investor will have to submit the standard KYC Application forms available in the website www.cvlkra.com along with supporting documents at any of the SEBI registered intermediaries at the time of purchase / additional purchase/ new registration of SIP/STP etc. In Person Verification (IPV) will be mandatory at the time of KYC Submission. This uniform KYC submission would a onetime submission of documentation.

P. PLEDGE/LIEN

In case investor creates pledge / lien on their units in favour of any financial institution or lender, the details of the same shall be provided to PPFAS Mutual Fund or CAMS within two days of creations of such pledge/lien. The redemption proceeds/dividend payment will be on hold till proper details are made available.

Q. Regular and Direct Plans

In compliance with SEBI circular no.CIR/IMD/DF/21/2012, PPFAS Mutual Fund provides ”Direct and Regular plan”.

The Direct Plan is only for investors who purchase /subscribe Units in a Scheme directly with the Fund and is not available for investors who route their investments through a Distributor. All Plans / Options / Sub-Options offered under the Schemes (“Regular Plan”) will also be available for subscription under the ''Direct Plan''. Thus, there shall be two Plans available for subscription under the Schemes viz., Regular Plan and Direct Plan. For details please refer to the table on Scheme options.

R. The request for updation of bank accounts in the folio should be submitted either through the Multiple Bank Account Registration Form or through “Change/updation in Bank Details” in the Transaction Form. Any one of the following documents in Original or copy attested by bankers should accompany the change request form. Cancelled cheque of the new bank mandate with first unit holder name and bank account number printed on the face of the cheque OR a Self attested bank statement OR self attested copy of the Bank passbook with current entries (not older than 3 months) OR Bank Letter duly signed by branch manager/authorized personnel AND

Cancelled cheque of the existing (old) bank mandate with first unit holder name and bank account number printed on the face of the cheque OR original bank account statement / Pass book OR original letter issued by the bank on the letterhead confirming the bank account holder with the account details, duly signed and stamped by the Branch Manager OR in case such bank account is already closed, a duly signed and stamped original letter from such bank on the letter head of bank, confirming the closure of said account.

Systematic Investment Plan (SIP)ECS/Auto Debit Mandate Form

ACKNOWLEDGMENT SLIP (To be filled in by the Unit holder)

PPFAS Long Term Value Fund:

Folio No.

SIP Amount

SIP Frequency

For applicable Exit Load in case of Redemption/ Switch of units, please refer to the Scheme Information Document (SID).

Date

PPFAS Mutual Fund

Investors must read the Key Information Memorandum and the instructions before completing this Form. The Application Form should be completed in English and in BLOCK LETTERS only.

Upfront commission shall be paid directly by the investor to the ARN Holder (AMFI registered Distributor) based on the investors’ assessment of various factors including the service rendered by the ARN Holder.

1. EXISTING INVESTOR DETAILS (If you have existing folio)

Folio No. The details in our records under the folio number mentioned alongside will apply for this application.

In case the subscription (lumpsum) amount is Rs. 10,000/- or more and your distributor has opted to receive Transaction Charges, Rs. 150/- (for the first time mutual fund investor) or Rs. 100/- (for the investor other than first time mutual fund investor) will be deducted from the subscription amount and paid to the distributor. Units will be issued against the balance amount invested.

Authorization to pay SIP installments through Electronic Clearing Service (ECS) / Electronic DebitI/We hereby, authorise PPFAS Mutual Fund or their authorised service provider or PPFAS Asset Management Private Limited to debit my/our bank account by ECS (Debit Clearing)/Electronic Debit for the collection of SIP installments.

TRANSACTION CHARGES FOR APPLICATIONS THROUGH DISTRIBUTORS ONLY (Please tick (3) any one)

Direct Plan

Monthly

Regular Plan

Quarterly

NAME OF FIRST / SOLE APPLICANT Mr. Ms. M/s.

SIP DETAILS PPFAS Long Term Value Fund - Growth

Monthly SIP (Default Option, Minimum: 1,000, 6 months)`

Standard From To

Perio

d

SIP Amount

1,000

50,000

5,000

100,000 500,000

Any Other Amount

10,000Quarterly SIP (Minimum: 5,000, 4 quarters)`

Dates

Default From To

PAY PPFAS Long Term Value Fund __________________________ OR BEARER

RUPEES __________________________________

_________________________________________________________________

2. BANK ACCOUNT DETAILS

AC Type

Name (As per the Banks Record)

Account No.

Bank Name

Branch

Branch Address

City

IFSC Code MICR Code

Pin Code

[Please tick (3)] SB Current NRO NRE FCNR

IFSC PPMF1234567

CTS

2010

11 DIGIT IFSC CODE

9 DIGIT MICR CODE

A/c Payee

`

“8888888 888888888 888888" 88

I/We hereby declare that the particulars given above are correct and express my willingness to make payments referred above through participation in ECS, if the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We would not hold the user institution responsible. I/We will also inform PPFAS Mutual Fund, about any changes in my bank account. I/We have read and understood the offer document/Key Information Memorandum of the scheme. I/We apply for the units of the scheme and I/We agree to abide by the terms, conditions, rules and regulations of the scheme.

I/We hereby declare that the particulars given above are correct and express my willingness to pay the installments referred above through participation in ECS / Electronic Debit. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We would not hold the user institution responsible. I/We will also inform PPFAS Asset Management Private Ltd. about any changes in my bank account. I/We also agree to bear any charges pertaining to availing of this facility.

D D M M Y Y Y Y

D D M M Y Y Y Y M M Y Y Y Y

1 2

D

3

D

1 2 0 9 9

SIGNATURES AS PER PPFAS MUTUAL FUND (MANDATORY)

Sole/1st Applicant/Guardian Authorised Signatory

2nd Applicant/Guardian Authorised Signatory

3rd Applicant/Guardian Authorised Signatory




SIGNATURES AS PER BANK RECORDS (MANDATORY)

ISC Stamp & Signature

Application No.

FOR OFFICE USE ONLY (TIME STAMP)Distributor Name/ARN No. Sub-broker Name/ Code EUIN No.

Direct Plan Regular Plan (Refer Instruction Q and please tick (3) any one) Application No.

Investor should note that this scheme is suitable for investors who have investment horizon of minimum 5 years.

Investment Objective of the scheme: To seek to generate long-term capital growth from an actively managed portfolio primarily of equity and equity Related Securities.


Risk Category of the scheme:

Blue colour refers that principal investment will be at low risk Yellow Colour refers that principal investment will be at medium risk Brown Colour refers that principal investment will be at high risk

BROWN


I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction.

First Holder Second Holder Third Holder

1st 10th (Default)5th

15th 20th 25th

ARN-15114 E023534

✔

SIP TERMS & CONDITIONS

Ÿ If the fund fails to get the proceeds from three installments out of a series of date.installments submitted at the time of initiating a SIP, the SIP is deemed as discontinued. ŸRequest for change in bank mandate to be submitted atleast 30 business days before ŸMinimum six installments are required for SIP extension / renewal. the due date of next SIP installment.

ŸThere should be a gap of one month between the first and subsequent installments. ŸThe bank account provided for ECS (Debit) should participate in local MICR Clearing.

Ÿ In accordance with SEBI letter no MRD/DoP/PAN/PM/166999/2009 dated 19 June ŸMICR code starting and / or ending with 000 are not valid for ECS2009 issued to Association of Mutual Funds in India (AMFI) and subsequent guidelines ŸThe investor agrees to abide by the terms and conditions of ECS facility of the Reserve issued by AMFI vide its circular no 35P/MEM-COR/4/09-10 dated 14 July 2009 in this Bank of India (RBI) as applicable at the time of investment and as may be modified from regard, only those SIPs up to Rs 50,000/- per year per investor ie aggregate of time to time.investments in a rolling 12-months period or in a financial year ie April to March would be

ŸThe investor undertakes to keep sufficient funds in the account till the date of execution classified as 'Micro SIP'of the debit. The investor hereby declares that the particulars given overleaf are correct

Ÿ Investments in Mutual Funds (including SIP investments where the aggregate of SIP and complete. If the date of debit to the investors account happens to be a non Business installments in a rolling 12 months period or in a financial year i.e April to March) of upto day as per the fund, execution of the debit will not happen on the day of the holiday and Rs. 50,000/- per investor per year shall be exempt from the requirement of PAN. They can allotment of Units will happen as per the terms and conditions listed in the concerned submit any of the following Photo identification documents in lieu of PAN. Scheme Information Document (SID). The Fund, its Registrars, Auto Debit Banks and other

(a) Voter Identity Card service providers shall not be liable for, nor be in default by reason of, any failure or delay in completion of its obligation under this agreement, where such failure or delay is (b) Driving Licensecaused , in whole or in part, by any acts of God, civil war, civil commotion, riots, strike, (c) Government / Defense identification cardmutiny, revolution, fire, flood, fog, war, change of government policies, unavailability of

(d) Passport banks computer system , force majeure events or any other cause of peril which is (e) Photo Ration Card beyond their reasonable control and which has the effect of preventing the performance

of contract by them.(f) Photo Debit Card (Credit card not included because it may not be backed up by a bank account). Ÿ Investors will not hold PPFAS Mutual Fund, its registrars, banks and other service

(g) Employee ID cards issued by companies registered with Registrar of Companies providers responsible if the transaction is delayed or not effected or the investor's bank (database available in the following link of Ministry of Company affairs account is debited in advance or after the specific SIP date for any other reason.http://www.mca.gov.in/DCAPortalWeb/dca/MyMCALogin.do?method=set Ÿ Incorrect, incomplete or ambiguous forms will not be accepted.Default Property & mode=31)

ŸTo avail of SIP in separate schemes/options via Direct Debit/ECS facility, an investor will (h) Photo Identification issued by Bank Managers of Scheduled Commercial Banks / have to fill a separate form for each scheme/ options. A single form cannot be used for Gazetted Officer / Elected Representatives to the Legislative Assembly / Parliamentdifferent schemes simultaneously.

(i) ID card issued to employees of Scheduled Commercial / State / District Co-operative Ÿ In case the SIP end date is not mentioned while submitting the application, the SIP Banks.mandate will be construed to be perpetual, till instruction to the contrary is received from

(j) Senior Citizen / Freedom Fighter ID card issued by Government. the investor(k) Cards issued by Universities / deemed Universities or institutes under statutes like ŸFor modification/change in SIP amount, New SIP Auto debit mandate form with ICAI, ICWA, ICSI.

revised SIP amount alongwith letter to discontinue the existing SIP amount to be (l) Permanent Retirement Account No (PRAN) card isssued to New Pension System submitted 30 business days prior to the Installment date.

(NPS) subscribers by CRA (NSDL).Ÿ If an investor gives a request for change in bank mandate of the same amount as that

(m) Any other photo ID card issued by Central Government / State Governments/ of the existing SIP amount in the same folio, the existing SIP will be discontinued and only Municipal authorities / Government organizations like ESIC / EPFO. the new SIP containing new bank details will be considered. But if an investor gives a

ŸSIP Frequency request for change in bank mandate with different SIP amount both the new SIP as well as the existing SIP would continue.Incase SIP day falls on non-business day, the SIP transaction shall be processed on the

next business day. Ÿ In case of an investor who was a minor, the minor on attaining majority has to submit all the necessary documents and complete all the formalities as mentioned in the SID to Ÿ Incase of SIP transactions, the AMC shall terminate the transactions in the below start or renew a SIP/SWP.mentioned casesŸThe allotment of units in case of SIP in PPFAS Long Term Value Fund will be based on 1. Three continuous failures on account of insufficient funds / payment stopped by realization and utilization of funds only.investor.

2. Account closed or transferred by the investor. Ÿ In case an investor gives full/partial redemption request in a folio where there is an on going SIP, then redemption will be processed only for the units towards which the 3. Investors account description does not tally with the description maintained by amount has been realized.R&TA/ Mutual Fund.

4. In case of specific court order.

ŸAs per the revised guidelines on KYC procedures, investors investing in Micro SIP would have to undergo detailed KYC procedure as mentioned in Statement of Additional Information (SAI) including IPV.

Ÿ In case the application for subscription does not comply with the above provisions, The AMC/ Trustees retain the sole and absolute discretion to reject/ not process such application and refund the subscription money and as such not be liable for any such rejection.

ŸComplete Common Application form and SIP ECS Mandate Form along with the first cheque should be submitted to the AMC / CAMS Collection Centers.

ŸNew investors should mandatorily give a cheque for the first Installment. The first cheque should be drawn on the same bank account which is to be registered for ECS (Debit Clearing). Alternatively, the cheque may be drawn on any bank, for which investor should provide a cancelled cheque of the bank/ branch for which ECS is to be registered. The SIP application if submitted without the common application form should be supported with a original cancelled cheque.

ŸFirst SIP cheque and subsequent SIP installments via ECS should be of the same amount.

ŸECS instructions will take a minimum of 30 business days for registration with the bank and hence the first auto debit will be carried out only after one month, on the SIP date mentioned on the form. The AMC reserves the right to modify the SIP period depending on the one month period for registration to ensure minimum number of installments as mentioned in Scheme Information Document (SID).

ŸRequest for cancellation should be submitted 30 business days prior to the next SIP

PPFAS - 91 22 6140 6537

CAMS - 1800-200-2267Email us at


www.amc.ppfas.com

A – ADDITION OF BANK ACCOUNTS

B – DEFAULT BANK ACCOUNT

Folio No.

Name

Application No.

PAN

For Existing Investors

1st Applicant

For New Investors

PPFAS Mutual FundBank Accounts Registration Form

Multiple Banks/Bank Change/Default Bank/Deletion

Please read the terms and conditions mentioned overleaf and attach necessary documents for registration of bank accounts. Form should be filled legibly in English and in CAPITALS. Srike of the section/s not used by you to avoid any unathorised use. Use separate forms for separate folios.

Please register my/our following bank accounts for all investments in my/our folio. I/we understand that I/we can choose to receive payment proceeds in any of these accounts, by making a specific request in my/our redemption request. I/We understand that the bank accounts listed below shall be taken up for registration in my/our folio in the order given below and the same shall be registered only if there is a scope to register additional bank accounts in the folio subject to a maximum of five in the case of individuals and ten in the case of non individuals.

AC Type

Account No.

Bank Name

Branch Address

City

IFSC Code # MICR Code*

Pin Code

Branch

[Please tick (3)] SB Current NRO NRE FCNR Other

Document attached (Any one) Cancelled Cheque with name pre-printed Bank statement Pass book Bank Certificate

AC Type

Account No.

Bank Name

Branch Address

City


Pin Code

Branch



AC Type

Account No.

Bank Name

Branch Address

City


Pin Code

Branch



AC Type

Account No.

Bank Name

Branch Address

City


Pin Code

Branch

Bank Name Account No.



For each bank account, Investors should produce original for verification or submit originals of the documents mentioned below.

( * 9 digit code on your cheque next to the cheque number.)# 11 digit code printed on your cheque.

From among the bank accounts registered with you or mentioned above, please register the following bank account as a Default Bank Account into which future redemption and/or dividend proceeds, if any of the above mentioned folio will be paid:

First / Sole Applicant / Guardian Second Applicant Third Applicant

SIGNATURES (To be signed as per mode of holding. In case of non-Individual Unit holders, to be signed by AUTHORISED SIGNATORIES) (For Part A and B) (MANDATORY)

C – BANK ACCOUNT DELETION REQUEST

Instructions and Terms & Conditions:





Deletion of a default bank account is not permitted unless the investor mentions another registered bank account as a default account in Part B of this Form.

I/We have read and understood the terms and conditions of bank accounts registration and agree to abide by the same. I/We understand that my/our request will be executed only if it is filled properly with all details mentioned properly and necessary documents are attached, as applicable, failing which the request will be rejected. I/We will not hold PPFAS Mutual Fund, the AMC and the registrar liable for any loss due to delayed execution or rejection of the request.

Ÿ If you are changing an existing bank account with a new one for redemption proceeds in future, please mention the new bank account in Part A as well as in Part B. If the new bank account is not mentioned in Part B, redemption proceeds will be sent to existing default bank account only. For each bank account mentioned in Part A, Investors should submit originals of any of the documents mentioned below. if copies are submitted, the same should be attested by the Bank or originals should be produced for verification.

Ÿ This facility allows a unit holder to register multiple bank account details for all investments held in the specified folio (existing or new). Individuals/HuF/Sole Proprietor can register upto 5 different bank accounts for a folio by using this form. Non-individuals can register upto 10 different bank accounts for a folio. For registering more than 5 accounts, please use extra copies of this form.

Ÿ Please enclose a cancelled cheque leaf for each of such banks accounts. This will help in verification of the account details and register them accurately. The application will be processed only for such accounts for which cancelled cheque leaf is provided. Accounts not matching with such cheque leaf thereof will not be registered.

Ÿ If the bank account number on the cheque leaf is handwritten or investor name is not printed on the face of the cheque, bank account statement or pass book giving the name, address and the account number should be enclosed. If photocopies are submitted, investors must produce original for verification.

Ÿ Bank account registration/deletion request will be accepted and processed only if all the details are correctly filled and the necessary documents are submitted. The request is liable to be rejected if any information is missing or incorrectly filled or if there is deficiency in the documents submitted.

Ÿ The first/sole unit holder in the folio should be one of the holders of the bank account being registered.

Ÿ The investors can change the default bank account by submitting this form. In case multiple bank accounts are opted for registration as default bank account, the mutual fund retains the right to register any one of them as the default bank account.

Ÿ A written confirmation of registration of the additional bank account details will be dispatched (in physical or through email) to you within 10 calendar days of receipt of such request.

Ÿ If any of the registered bank accounts are closed/ altered, please intimate the AMC in writing of such change with an instruction to delete/ alter it from of our records.

Ÿ The Bank Account chosen as the primary/default bank account will be used for all Redemption payouts. At anytime, investor can instruct the AMC to change the default bank account by choosing one of the additional accounts already registered with the AMC.

Ÿ In case redemption request accompanied with request for change of Bank mandate, the Asset Management Company will process the redemption but the release of redemption proceeds shall be deferred on account of additional verification.

Ÿ If in a folio, purchase investments are vide SB or NRO bank account, the bank account types for redemption can be SB or NRO only. If the purchase investments are made vide NRE account(s), the bank accounts types for redemption can be SB/NRO/NRE.

Ÿ The registered bank accounts will also be used to identify the pay-in proceeds. Hence, unit holder(s) are advised to register their various bank accounts in advance using this facility and ensure that payments for ongoing purchase transactions are from any of the registered bank accounts only, to avoid fraudulent transactions and potential rejections due to mismatch of pay-in bank details with the accounts registered in the folio.

Folio No.

Name

Application No.

PAN


1st Applicant

For New Investors

First / Sole Applicant / Guardian Second Applicant Third Applicant

DECLARATION AND SIGNATURES (FOR PART C) (MANDATORY)

To be signed by all applicants/Unitholders if mode of holding is ‘Joint’.

PPFAS - 91 22 6140 6537



www.amc.ppfas.com

FOR OFFICE USE ONLY

1. BENEFICIAL INVESTOR INFORMATION (Refer Instruction No. 2)

3. THIRD PARTY PAYMENT DETAILS (Refer Instruction No. 4)

Mode of Payment [Please tick (3)] Mandatory Enclosure(s)*

2. THIRD PARTY INFORMATION (Refer Instruction No. 3)

RELATIONSHIP OF THIRD PARTY WITH THE BENEFICIAL INVESTOR (Refer Instruction No 3) [Please tick (3)] (Mandatory for any amount

[Please tick (3)] (Mandatory for any amount (Refer instruction No. 6 & 8.

Proof Attached

Cheque In case the account number and account holder name of the third party is not pre-printed on the cheque then a copy of the bank passbook / statement of bank account or letter from the bank certifying that the third party maintains a bank account.

Certificate from the Issuing Banker stating the Bank Account Holder’s Name and Bank Account Number debited for issue of the instrument or Copy of the acknowledgement from the bank, wherein the instructions to debit carry the bank account details and name of the third party as an account holder are available or Copy of the passbook/bank statement evidencing the debit for issuance of the instrument.

Copy of the Instruction to the Bank stating the Bank Account Number which has been debited.

*PPFAS Mutual Fund / PPFAS Asset Management Private Limited (”PPFAS AMC”) reserves the right to seek information and/or obtain such other additional documents/ information from the Third Party for establishing the identity of the Third Party.

Relationship of Third Party with the Beneficial Investor

Parents

Grand Parents

Related Person

Please specify _________________________________________________________

I/We declare that the payment made on behalf of minor is in consideration of natural love and affection or as a gift.

I/We declare that the payment made on behalf of FII/Client and the source of this payment is from funds provided to us by FII/Client.

I/We declare that the payment made on behalf of employee(s) under Systematic Investment Plans or as lump sum / one-time subscription, through Payroll Deductions.

Minor Employee(s)

Employer

Pay OrderDemand DraftBanker’s Cheque

RTGSNEFTFund Transfer

* including demand draft charges, if any

Third Party Payment Declaration Form should be completed in English and in Block Letters only.(Please read the Third Party Payment rules and Instructions carefully before completing this Form)

PPFAS Mutual Fund THIRD PARTY PAYMENT DECLARATION FORM

Date of Receipt Folio No. Bank Transaction No.

Folio No.

Name

Name of the Third Party

Name of the Contact Person

Designation

Application No.

Declaration Form No.


Beneficial Investor

Person Making the Payment

In case of Non-individual Third Party

For New Investors

Nationality PAN KRA

Email IDMobile No.

OVERSEAS ADDRESS (Mandatory in case of NRIs/FIIs/PIOs) (P. O. Box Address is not be sufficient)

CITY State Pin Code

Tel No. : STD Code Res. Office Fax

Mailing Address (P.O. box address is not sufficient)

CONTACT DETAILS OF FIRST / SOLE APPLICANT STD Code

Status of theBeneficial Investor

CustodiansSEBI Registration No. of CustodianRegistration Valid Till

FII Client

D D M M Y Y Y Y

Declaration byThird Party

Amount (in figures)*

Amount (in words)*

Cheque/DD/PO/UTR No.

Pay-in Bank Ac No.

Branch

Account Type

City

Name of the Bank

Cheque/DD/PO/RTGS Date

[Please tick (3)] SB Current NRO NRE FCNR Other ______________________________ (please specify)

D D M M Y Y Y Y

4. DECLARATIONS & SIGNATURE/S [Refer Instruction 5)

THIRD PARTY DECLARATION

BENEFICIAL INVESTOR(S) DECLARATION

THIRD PARTY PAYMENT RULES

I/We confirm having read and understood the Third Party Payment rules, as given below and hereby agree to be bound by the same.

I/We declare that the information declared herein is true and correct, which PPFAS Mutual Fund is entitled to verify directly or indirectly. I agree to furnish such further information as PPFAS Mutual Fund may require from me/us. I/We agree that, if any such declarations made by me/us are found to be incorrect or incomplete, PPFAS Mutual Fund / PPFAS AMC is not bound to pay any interest or compensation of whatsoever nature on the said payment received from me/us and shall have absolute discretion to reject / not process the Application Form received from the Beneficial Investor(s) and refund the subscription monies.

I/We hereby declare that the amount invested in the Scheme is through legitimate sources only and does not involve and is not designed for the purpose of any contravention or evasion of any Act, Rules, Regulations, Notifications or Directions issued by any regulatory authority in India. I/We will assume personal liability for any claim, loss and/ or damage of whatsoever nature that PPFAS Mutual Fund / PPFAS AMC may suffer as a result of accepting the aforesaid payment from me/us towards processing of the transaction in favour of the beneficial investor(s) as detailed in the Application Form.

Applicable to NRIs only :

I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through normal banking channels or from funds in my / our Non-Resident External / Ordinary Account /FCNR Account.

Please (3) Yes NoIf yes, (3) Repatriation basis

Non-repatriation basis

I/We certify that the information declared herein by the Third Party is true and correct. I/We acknowledge that PPFAS Mutual Fund reserves the right in its sole discretion to reject/ not process the Application Form and refund the payment received from the aforesaid Third Party and the declaration made by the Third Party will apply solely to my/our transaction as the beneficial investor(s) detailed in the Application Form. PPFAS Mutual Fund/ PPFAS AMC will not be liable for any damages or losses or any claims of whatsoever nature arising out of any delay or failure to process this transaction due to occurrences beyond the control of PPFAS Mutual Fund/ PPFAS AMC.

Applicable to Guardian receiving funds on behalf of Minor only :

I/We confirm that I/We are the guardian of the Minor registered in folio and have no objection to the funds received towards subscription of Units in this Scheme on behalf of the minor.

1. In order to enhance compliance with Know your Customer (KYC) norms under the Prevention of Money Laundering Act, 2002 (PMLA) and to mitigate the risks associated with acceptance of third party payments, Association of Mutual Funds of India (AMFI) issued best practice guidelines on "risk mitigation process against third party instruments and other payment modes for mutual fund subscriptions". AMFI has issued the said best practice guidelines requiring mutual funds/asset management companies to ensure that Third-Party payments are not used for mutual fund subscriptions

2a. The following words and expressions shall have the meaning specified herein:

(a) "Beneficial Investor" is the first named applicant/investor in whose name the application for subscription of Units is applied for with the Mutual Fund.

(b) "Third Party" means any person making payment towards subscription of Units in the name of the Beneficial Investor.

(c) "Third Party payment" is referred to as a payment made through instruments issued from a bank account other than that of the first named applicant/ investor mentioned in the application form.

Illustrations

Illustration 1: An Application submitted in joint names of A, B & C alongwith cheque issued from a bank account in names of B, C & Y. This will be considered as Third Party payment.

Illustration 2: An Application submitted in joint names of A, B & C alongwith cheque issued from a bank account in names of C, A & B. This will not be considered as Third Party payment.

Illustration 3: An Application submitted in joint names of A, B & C alongwith cheque issued from a bank account in name of A. This will not be considered as Third Party payment.

2b. PPFAS Mutual Fund/ PPFAS Asset Management Private Limited ('PPFAS AMC') will not accept subscriptions with Third Party payments except in the following exceptional cases, which is subject to submission of requisite documentation/ declarations:

(i) Payment by Parents/Grand-Parents/Related Persons* on behalf of a minor in consideration of natural love and affection or as gift for a value not exceeding Rs 50,000/- for each regular Purchase or per SIP installment. However, this restriction of Rs. 50,000/- will not be applicable for payment made by a Guardian whose name is registered in the records of Mutual Fund in that folio (i.e. father, mother or court appointed Legal Guardian).

(ii) Payment by Employer on behalf of employee under Systematic Investment Plans or as lump sum/one-time subscription, through Payroll deductions.

(iii) Custodian on behalf of an FII or a Client.

*'Related Person' means any person investing on behalf of a minor in consideration of natural love and affection or as a gift.

2c. Applications submitted through the above mentioned 'exceptional cases' are required to comply with the following, without which applications for subscriptions for units will be rejected / not processed/ refunded.

(i) Mandatory KYC for all investors (guardian in case of minor) and the person making the payment i.e. third party.

(ii) Submission of a complete and valid 'Third Party Payment Declaration Form' from the investors (guardian in case of minor) and the person making the payment i.e. third party.

2d. Investor(s) are requested to note that any application for subscription of Units of the Scheme of PPFAS Mutual Fund accompanied with Third Party payment other than the above mentioned exceptional cases as described in Rule (2b) above is liable for rejection without any recourse to Third Party or the applicant investor(s).

The above mentioned Third Party Payment Rules are subject to change from time to time. Please contact any of the Investor Service Centres of PPFAS AMC or visit our for any information or updates on the same.http://amc.ppfas.com

Signature of the Third Party

D D M M Y Y Y Y

D D M M Y Y Y Y




SIGNATURES AS PER BANK RECORDS (MANDATORY)

PPFAS - 91 22 6140 6537



www.amc.ppfas.com

1. GENERAL INSTRUCTIONS

Please read the terms of the Key Information Memorandum, the Scheme Information Document (SID) and Statement of Additional Information (SAI) carefully before filling the Third Party Payment Declaration Form (hereinafter referred to as 'Declaration Form').

The Declaration Form should be completed in ENGLISH and in BLOCK LETTERS only. Please tick in the appropriate box for relevant declarations wherever applicable. Please do not overwrite. Any correction / changes (if any) made in the Declaration Form, shall be authenticated by canceling and re-writing the correct details and counter signature of the Third Party and the Beneficial Investor(s).

Applications along with the Declaration Form completed in all respects, must be submitted at the Official Points of Acceptance / Investor Service Centres (ISCs) of PPFAS Mutual Fund.

In case the Declaration Form does not comply with the above requirements, PPFAS Mutual Fund /PPFAS Asset Management Private Limited (PPFAS AMC) retains the sole and absolute discretion to reject / not process such Declaration Form and refund the subscription money and shall not be liable for any such rejection.

2. BENEFICIAL INVESTOR INFORMATION

The Third Party should provide the Folio Number of the Beneficial Investor already having an account in any of the PPFAS Mutual Fund Scheme in Section 1. In case the Beneficial Investor does not have a Folio Number, the Third Party should mention the Application Number as stated in the Application Form. Name must be written in full.

3. THIRD PARTY INFORMATION

"Third Party" includes the Parent, Grand Parent, Related Person, Custodian of FII/Client, or Employer, making payment towards subscription of Units in the name of the Beneficial Investor(s).

Full Name and relationship of Third Party with the Beneficial Investor must be provided.

The Relationship declared by the Third Party will suggest that the payment made on behalf of Beneficial Investor(s) is:

a. On behalf of a minor in consideration of natural love and affection or as gift for a value not exceeding Rs. 50,000/- (which includes each regular purchase or per SIP installment) made by Parents/Grand Parents/ Related Persons. However this restriction of Rs. 50,000/- will not be applicable for payment made by a guardian whose name is registered in the records of Mutual Fund in that folio (i.e. father or mother or court appointed legal guardian).

b. On behalf of employee; under Systematic Investment Plans or as lump sum/one-time subscription, through Payroll deductions made by employer; or

c. On behalf of an FII or a Client made by the Custodian.

Mailing address and contact details of Third Party must be written in full.

4. THIRD PARTY PAYMENT DETAILS

Third Party must provide in the Declaration Form the details of the Pay-in Bank Account i.e. account from which subscription payment is made in the name of the Beneficial Investor(s).

The Declaration Form with incomplete payment details shall be rejected. The following document(s) is/are required to be submitted by Third Party as per the mode of payment selected:

(i) Source of funds - if paid by cheque

In case the account number and account holder name of the third party is not pre-printed on the cheque, then the third party should provide any one of the following documents:

1. a copy# of the bank passbook or a statement of bank account having the name and address of the account holder and account number;

2. a letter (in original) from the bank on its letterhead certifying that the third party maintains an account with the bank, along with information like bank account number, bank branch, account type, the MICR code of the branch & IFSC Code (where available). The said letter should be certified by the bank manager with his/ her full signature, name, employee code, bank seal and contact number.

# the original documents along with the documents mentioned above should be submitted to the ISCs / Official Points of Acceptance of PPFAS Mutual Fund. The copy of such documents will be verified with the original documents to the satisfaction of the PPFAS AMC/ PPFAS Mutual Fund / Registrar and Transfer Agent. The original documents will be returned across the counter after due verification.

(ii) Source of funds - if funded by pre-funded investments such as Pay Order, Demand Draft, Banker's cheque etc.

The Third Party should attach any one of the following supporting documents with the purchase application where subscription for units is vide a pre - funded instrument issued by way of debit to his / her bank account: (i) a Certificate (in original) from the issuing banker duly certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number, stating the Account holder's name, the Bank Account Number which has been debited for issue of the instrument and PAN as

INSTRUCTIONS FOR THIRD PARTY PAYMENT DECLARATION FORM

per bank records, if available (ii) a copy of the acknowledgement from the bank, wherein the instructions to debit carry the bank account details and name of the third party as an account holder are available (iii) a copy of the passbook/bank statement evidencing the debit for issuance of the instrument.

The account number mentioned in the above supporting documents should be the same as the bank details mentioned in the application form.

(iii) Source of funds - if paid by RTGS, Bank Account-to-Account Transfer, NEFT, ECS, etc.

Acknowledged copy of the instruction to the bank stating the account number debited.

(iv) Source of funds - if paid by a pre-funded instrument issued by the Bank against Cash

The AMC/Mutual Fund /R&TA will not accept any purchase applications from third party if accompanied by a pre-funded instrument issued by a bank (such as Pay Order, Demand Draft, Banker's cheque) against cash for investments of Rs. 50,000 or more. The third party should submit a Certificate (in original) obtained from the bank giving name, bank account number and PAN as per the bank records (if available) of the person who has requested for the payment instrument. The said Certificate should be duly certified by the bank manager with his / her full signature, name, employee code, bank seal and contact number. The AMC / Mutual Fund / R&TA will check that the name mentioned in the Certificate matches with the name of the third party.

The account number mentioned in the Certificate should be the same as / one of the registered bank account or the bank details mentioned in the application form.

5. SIGNATURE(S)

Signature(s) should be in English or in any Indian Language. Declarations on behalf of minors should be signed by their Guardian.

6. PERMANENT ACCOUNT NUMBER

It is mandatory for the Third Party to mention the permanent account number (PAN) irrespective of the amount of Purchase*. In order to verify that the PAN of Third Party has been duly and correctly quoted therein, the Third Party shall attach along with the Declaration Form, a photocopy of the PAN card duly self-certified along with the original PAN card The original PAN Card will be returned immediately across the counter after verification.

*includes fresh/additional purchase, Systematic Investment Plan.

Declaration Forms not complying with the above requirement will not be accepted/ processed.

For further details, please refer Section 'Permanent Account Number' under the Statement of Additional Information available on our website

7. PREVENTION OF MONEY LAUNDERING

SEBI, vide its circular Reference No.ISD/CIR/RR/AML/1/06 dated January 18, 2006 mandated that all intermediaries including Mutual Funds should formulate and implement a proper policy framework as per the guidelines on anti money laundering measures and also to adopt a Know Your Customer (KYC) policy.

The Third Party should ensure that the amount invested in the Scheme is through legitimate sources only and does not involve and is not designated for the purpose of any contravention or evasion of the provisions of the Income Tax Act, Prevention of Money Laundering Act (PMLA), Prevention of Corruption Act and / or any other applicable law in force and also any laws enacted by the Government of India from to time or any rules, regulations, notifications or directions issued thereunder.

To ensure appropriate identification of the Third Party and with a view to monitor transactions for the prevention of money laundering, PPFAS AMC/ PPFAS Mutual Fund reserves the right to seek information, record investor's/ Third party's telephonic calls and/or obtain and retain documentation for establishing the identity of the third party, proof of residence, source of funds, etc. It may re-verify identity and obtain any incomplete or additional information for this purpose,

PPFAS Mutual Fund, PPFAS AMC, PPFAS Trustee Private limited ('PPFAS Trustee') and their Directors, employees and agents shall not be liable in any manner for any claims arising whatsoever on account of freezing the folios/ rejection of any application / allotment of Units or mandatory redemption of Units due to non compliance with the provisions of the PMLA, SEBI/ AMFI circular(s) and KYC policy and / or where the AMC believes that transaction is suspicious in nature within the purview of the Act and SEBI/ AMFI circular(s) and reporting the same to FIU-IND.

For further details, please refer Section 'Prevention of Money laundering' under the Statement of Additional Information available on our website

8. KNOW YOUR CUSTOMER (KYC) COMPLIANCE

It is mandatory for the Third Party to quote the KYC Compliance Status and attach proof of KYC Compliance viz. KYC Acknowledgement Letter (or Printout of KYC Compliance Status downloaded from CVL website (www.cvlindia.com) using the PAN. Declaration Form without a valid KYC Compliance of Third Party will be rejected.

In the event of non-compliance of KYC requirements, PPFAS Trustee/ PPFAS AMC reserves the right to freeze the folio of the investor(s) and effect mandatory redemption of unit holdings of the investors at the applicable NAV, subject to payment of exit load, if any.

For further details, please refer Section 'Know Your Customer (KYC) Compliance' under the Statement of Additional information available on our website

http://amc.ppfas.com.



Sole Applicant Second Applicant Third Applicant Guardian

*The below information is required for all applicant(s), guardian(s).Please above box as applicable and submit a separate form(s) for each categor(ü)

Annexure to Common Application Form No.: for:

INDIVIDUAL INVESTORS

1. Country of birth

3. Are you a tax resident of any other country other than India? If yes, Please indicate all countries in which you are resident for tax purposes and the associated Tax Reference Numbers below.

Country of Tax Residency Tax Reference Number

Annexure to Common Application Form No.

NON INDIVIDUAL INVESTORS

Please indicate all countries in which the organization is a resident for tax purposes and the associated Tax ID Numbers below

Country of Tax Residency Tax ID Number

INSTRUCTIONS

Date D D M M Y Y

Name of Applicant / Guardian/ POA PAN Date

D D M M Y Y

Signatory

ANDPlease tick the relevant box below, even if Country of Tax Residency is India

Form W8 BEN-E / specified declaration (Enclosed)

Unable to Provide [PPFAS Mutual Fund will contact you in due course to confirm your FATCA Status]

^Where no box is ticked, the second statement will be taken as the default implying that the applicant/investor currently is unable to confirm FATCA status and will confirm the same in future.

Name of the organisation PAN D D M M Y YDate

Name of the Authorized Signatory Signatory

2. Country of citizenship / Nationality

OR

PPFAS Mutual Fund

DETAILS UNDER FATCA / FOREIGN TAX LAWS

Declaration: I declare that the information provided in this form is to the best of my knowledge and belief, accurate and complete. I agree to notify PPFAS Mutual Fund immediately in the event the information in the self-certification changes.

Declaration: I/We declare that the information provided in this form is to the best of my knowledge and belief, accurate and complete. I/We agree to notify PPFAS Mutual Fund immediately in the event the information in the self-certification changes.

Details under FATCA/Foreign Tax Laws: Tax Regulations require us to collect information about each investor’s tax residency. In certain circumstances (including if we do not receive a valid self-certification from you) we may be obliged to share information on your account with relevant tax authorities. If you have any questions about your tax residency, please contact your tax advisor. Should there be any change in information provided, please ensure you advise us promptly, i.e., within 30 days. If you are a US citizen or resident or greencard holder, please include United States in the foreign country information field along with your US Tax Identification Number. Foreign Account Tax Compliance provisions (commonly known as FATCA) are contained in the US Hire Act 2010.

Application No. :Know Your Client (KYC)Application Form (For Individuals Only)

A. Identity Details (please see guidelines overleaf)

5. PAN Please enclose a duly attested copy of your PAN Card.Unique Identification Number (UID)/Aadhaar, if any

2c. Date of Birth / /D D M M Y Y Y Y

1. Name of Applicant (As appearing in supporting identification document)

Name

Father's /Spouse's Name

PHOTOGRAPH

COLOUR

Please affix

a recent passport

size photograph and

sign across it

Please fill this form in ENGLISH and in BLOCK LETTERS.

6. Proof of Identity submitted for PAN exempt cases Please tick ( ) UID (Aadhaar) Passport Voter ID Driving License Others (please see guideline 'D' overleaf)Please specify

2a. Gender Please tick ( ) Male Female 2b. Marital Status Please tick ( ) Single Married

3. Nationality Please tick ( ) Indian Others Please specify

4. Status Please tick ( ) Resident Individual Non Resident Foreign National (Passport copy mandatory for NRIs and Foreign Nationals)

2. Contact Details

E-Mail Id.

Tel. (Off.) (ISD) (STD) Tel. (Res.) (ISD) (STD)Mobile (ISD) (STD) Fax (ISD) (STD)

5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. Passport Ration Card Registered Lease / Sale Agreement of Residence Driving License Voter Identity Card *Latest Bank Account Statement/Passbook *Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others *Not more than 3 months old.Please specify

1. Address for Correspondence

3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached. Passport Ration Card Registered Lease / Sale Agreement of Residence Driving License Voter Identity Card *Latest Bank Account Statement/Passbook *Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others *Not more than 3 months old.Please specify

4. Permanent Address of Resident Applicant if different from B1 above OR Overseas Address (Mandatory) for Non-Resident Applicant

State

Pin CodeCity / Town / VillageCountry

B. Address Details (please see guidelines overleaf)

/ /D D M M Y Y Y Y

Seal/Stamp of the intermediary should containStaff Name

Emp.No./ARN. No

Name of the OrganizationSignature

In Person Verification

AMC/Intermediary name OR code

(Originals Verified) Self Certified Document copies received

(Attested) True copies of documents received

FOR OFFICE USE ONLY IPV Done on

Seal/Stamp of the intermediary should containStaff Name

Emp.No./ARN. No

Name of the OrganizationSignature

DateDocuments Attestation

Vers

ion

2.0-

Febr

uary

201

4

www.camskra.com

SIGNATURE OF APPLICANTDECLARATION

Place : Date :

I

DesignationDesignation

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. I hereby declare that I am not making this application for the purpose of contravention of any Act, Rules, Regulations or any statute of legisation or any notifications directions issued by any governmental or statutory authority from time to time.I hereby authorise sharing of the information furnished on this form with all SEBI registered KYC Registration Agencies/ SEBI Registered Intermediaries

Main Intermediary

City / Town / Village

Country

Pin Code

State

INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM

A. IMPORTANT POINTS:

1. Self attested copy of PAN card.

2. Copies of all documents that are submitted need to be compulsorily self-attested by the applicant and accompanied by originals for verification. In case the original of any document is not produced for verification, then the copies should be properly attested by entities authorized for attesting the documents, as per the list mentioned under [E].

3. If any proof of identity or address is in a foreign language, then translation into English is required.

4. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.

5. If correspondence & permanent addresses are different, then proofs for both have to be submitted.

6. Sole proprietor must make the application in his individual name & capacity.

7. For non-residents and foreign nationals,(allowed to trade subject to RBI and FEMA guidelines), copy of passport/PIOCard/OCICard and overseas address proof is mandatory.

8. In case of Merchant Navy NRI’s, Mariner’s declaration or certified copy of CDC (Continuous Discharge Certificate) is to be submitted.

9. For opening an account with Depository participant or Mutual Fund, for a minor, photocopy of the School Leaving Certificate/ Mark sheet issued by Higher Secondary Board/Passport of Minor/ Birth Certificate must be provided.

B. Proof of Identity (POI): List of documents admissible as Proof of Identity (*Documents having an expiry date should be valid on the date of submission.):

1. PAN card with photograph. This is a mandatory requirement for all applicants except those who are specifically exempt from obtaining PAN (listed in Section D).

2. Unique Identification Number (UID) (Aadhaar)/Passport/Voter ID card/Driving license.

3. Identity card/ document with applicant’s Photo, issued by any of the following: Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their Members; and Credit cards/Debit cards issued by Banks.

C. Proof of Address (POA): List of documents admissible as Proof of Address: (*Documents having an expiry date should be valid on the date of submission.)

1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale Agreement of Residence/Driving License/Flat Maintenance bill/Insurance Copy.

2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill -Not more than 3 months old.

3 Bank Account Statement/Passbook -Not more than 3 months old.

4. Self-declaration by High Court and Supreme Court judges, giving the new address in respect of their own accounts.

5. Proof of address issued by any of the following: BankManagers of Scheduled Commercial Banks/ScheduledCo-operative Bank/Multinational Foreign Banks/Gazetted Officer/Notary public/Elected representatives to the Legislative Assembly or Parliament/Documents issued by any Govt. or Statutory Authority.

6. Identity card/document with address, issued by any of the following: Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities and Professional Bodies such as ICAI, ICWAI,ICSI,Bar Council etc.,to their Members.

7. The proof of address in the name of the spouse may be accepted.

D. Exemptions/clarifications to PAN (*Sufficient documentary evidence in support of such claims to be collected.)

1. In case of transactions undertaken on behalf of Central Government and/or State Government and by officials appointed by Courts e.g. Official liquidator, Court receiver etc.

2. Investors residing in the state of Sikkim.

3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India.

4. Investments(including SIPs), in Mutual Fund schemes upto Rs.50000/ per investor per year per mutual fund.

E. List of people authorized to attest the documents after verification with the originals:

1. Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on the copy).

2. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge, Indian Embassy/Consulate General in the country where the client resides are permitted to attest the documents.

3. Government authorised officials who are empowered to issue Apostille Certificates.

In case of Mutual Fund following persons can additionaly attest

1. KYD compliant mutual fund distributors.

2. Authorised officials of Asset Management Companies (AMC).

3. Authorised officials of Registrar & Transfer Agent (R&T) acting on behalf of the AMC.

F. List of people authorized to perform In Person Verification (IPV):

1. Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (for investors investing directly).

2. In case of NRI applicants, a person permitted to attest documents in E(5) above, may also conduct the In Person Verification and confirm the Same in the KYC Form.

In case of Mutual Fund following persons can additionaly attest

1. KYD compliant mutual fund distributors.

2. Authorised officials of Asset Management Companies (AMC).

3. Authorised officials of Registrar & Transfer Agent (R&T) acting on behalf of the AMC.

Please Print the KYC Application Form in A4 Size Paper Only.

CAMS TRANSACTION POINTSAgartala : Advisor Chowmuhani (Ground Floor), Krishnanagar, Agartala, Agartala, Tripura - 799001. • Agra : No. 8, II Floor, Maruti Tower, Sanjay Place, Agra, Uttarpradesh - 282002. • Ahmedabad : 402-406, 4th Floor - Devpath Building, Off C G Road, Behind Lal Bungalow, Ellis Bridge, Ahmedabad, Gujarat - 380 006. • Ahmednagar : 203-A,Mutha Chambers, Old Vasant Talkies, Market Yard Road, Ahmednagar , Ahmednagar , Maharashtra - 414 001. • Ajmer : Shop No.S-5, Second Floor, Swami Complex, Ajmer, Rajasthan - 305001. • Akola : Opp. RLT Science College, Civil Lines, Akola, Maharashtra - 444001. • Aligarh : City Enclave, Opp. Kumar Nursing Home, Ramghat Road, Aligarh, Uttar Pradesh - 202001. • Allahabad : 30/2, A&B, Civil Lines Station, Besides Vishal Mega Mart, Strachey Road, Allahabad, Uttarpradesh - 211001. • Alleppey : Blgd. No. VIII / 411, C C N B Road, Near Pagoda Resort, Chungom, Alleppey, Kerala - 688011. • Alwar : 256A, Scheme No:1, Arya Nagar, Alwar, Rajasthan - 301001. • Amaravati : 81, Gulsham Tower, 2nd Floor, Near Panchsheel Talkies, Amaravati, Maharashtra - 444601. • Ambala : Opposite PEER, Bal Bhavan Road, Ambala, 721, Haryana - 134003. • Amritsar : 378-Majithia Complex, 1st Floor, M. M. Malviya Road, Amritsar, Punjab - 143001. • Anand : 101, A. P. Tower, B/H, Sardhar Gunj, Next to Nathwani Chambers, Anand, Gujarat - 388001. • Anantapur : 15-570-33, I Floor, Pallavi Towers, Anantapur, Anantapur, Andhra Pradesh - 515 001. • Andheri (parent: Mumbai ISC) : 1, Skylark Ground Floor, Near Kamgar Kalyan Kendra & B.M.C. Office, Azad Road, Andheri ( E), Andheri, Andheri, Maharashtra - 400069. • Angul :, Similipada, Angul, Angul, Orissa - 759122. • Ankleshwar : G-34, Ravi Complex, Valia Char Rasta, G.I.D.C., Ankleshwar- Bharuch, Gujarat - 393 002 . • Asansol : Block – G 1st Floor, P C Chatterjee Market Complex, Rambandhu Talab P O Ushagram, Asansol, West Bengal - 713303. • Aurangabad : Office No. 1, 1st Floor, Amodi Complex, Juna Bazar, Aurangabad, Maharashtra - 431001. • Bagalkot : No. 6, Ground Floor, Pushpak Plaza, TP No.: 52, Ward No. 10, Next to Kumatagi Motors, Station Road, Near Basaveshwar Circle, Bagalkot, Bagalkot, Karnataka - 587 101. • Balasore : B C Sen Road, Balasore, Orissa - 756001. • Bangalore : Trade Centre, 1st Floor, 45, Dikensen Road, ( Next to Manipal Centre ), Bangalore, Karnataka - 560 042. • Bareilly : F-62-63, Butler Plaza, Civil Lines, Bareilly, Bareilly, Uttar Pradesh - 243001. • Barnala : Ist floor, R K Marbel House, Court Road, Barnala, Punjab - 148101. • Basti : Office no 3, Ist Floor, Jamia Shopping Complex, Opposite Pandey School), Station Road, Basti, Uttar Pradesh - 272002. • Belgaum : 1st Floor, 221/2A/1B, Vaccine Depot Road, Near 2nd Railway gate, Tilakwadi, Belgaum, Karnataka - 590006. • Bellary : No.18A, 1st Floor, Opp. Ganesh Petrol Pump, Parvathi Nagar Main Road, Bellary, Karnataka - 583103. • Berhampur : First Floor, Upstairs of Aaroon Printers, Gandhi Nagar Main Road, Orissa, Berhampur, Orissa - 760001. • Bhagalpur : Krishna, I Floor, Near Mahadev Cinema, Dr.R.P.Road, Bhagalpur, Bhagalpur, Bihar - 812002. • Bharuch (parent: Ankleshwar TP) : F-108, Rangoli Complex, Station Road, Bharuch, Bharuch, Gujarat - 392001. • Bhatinda : 2907 GH,GT Road, Near Zila Parishad, BHATINDA, BHATINDA, Punjab - 151001. • Bhavnagar : 305-306, Sterling Point, Waghawadi Road, OPP. HDFC BANK, Bhavnagar, Gujarat - 364002. • Bhilai : 209, Khichariya Complex, Opp IDBI Bank, Nehru Nagar Square, Bhilai, Chhattisgarh - 490020. • Bhilwara : Indraparstha tower, Second floor, Shyam ki sabji mandi, Near Mukharji garden, Bhilwara, Rajasthan - 311001. • Bhiwani : 24-25, Ist floor, City Mall, Hansi Gate, Bhiwani, Haryana - 127021. • Bhopal : Plot No.13, Major Shopping Center, Zone-I, M.P.Nagar, Bhopal, Madhya Pradesh - 462011. • Bhubaneswar : Plot No - 111, Varaha Complex Building, 3rd Floor, Station Square, Kharvel Nagar,Unit 3, Bhubaneswar, Orissa - 751 001. • Bhuj : Data Solution, Office No:17, I st Floor, Municipal Building Opp Hotel Prince, Station Road, Bhuj - Kutch, Gujarat - 370001. • Bhusawal (Parent: Jalgaon TP) : 3, Adelade Apartment, Christain Mohala, Behind Gulshan-E-Iran Hotel, Amardeep Talkies Road, Bhusawal, Bhusawal, Maharashtra - 425201. • Bikaner : F 4,5 Bothra Complex, Modern Market, Bikaner, Bikaner, Rajasthan - 334001. • Bilaspur : Beside HDFC Bank, Link Road, Bilaspur, Bilaspur, Chattisgarh - 495 001 . • Bokaro : Mazzanine Floor, F-4, City Centre, Sector 4, Bokaro Steel City, Bokaro, Jharkhand - 827004. • Burdwan : 399, G T Road, Basement of Talk of the Town, Burdwan, West Bengal - 713101. • C.R.Avenue (Parent: Kolkata ISC) : 33,C.R Avenue, 2nd floor,Room No.13, Kolkata, Kolkata, West Bengal - 700012. • Calicut : 29/97G 2nd Floor, Gulf Air Building, Mavoor Road, Arayidathupalam, Calicut, Kerala - 673016. • CAMS OMR : Ground Floor, 148 O M R, Okkiyam, Thuraipakkam, Chennai, Tamil Nadu - 600097. • Chandigarh : SCO 80-81, IIIrd F, Sector 17 C, Chandigarh, Punjab - 160 017. • Chandrapur : Above Mustafa Decor, Hakimi Plaza, Near Jetpura Gate, Near Bangalore Bakery, Kasturba Road, Chandrapur, Chandrapur, Maharashtra. - 442 402. • Chennai : Ground Floor No.178/10, Kodambakkam High Road, Opp. Hotel Palmgrove, Nungambakkam, Chennai, Tamil Nadu - 600 034 . • Chhindwara : Office No - 1, Parasia Road, Near Mehta Colony, Chhindwara, Madhya Pradesh - 480 001. • Chittorgarh : 187 Rana Sanga Market, Chittorgarh, Rajasthan - 312001. • Cochin : 40 / 9633 D, Veekshanam Road, Near International hotel, Cochin, Kerala - 682 035. • Coimbatore : Old # 66 New # 86, Lokamanya Street (West), Ground Floor, R.S.Puram, Coimbatore, Tamil Nadu - 641 002. • Cuttack : Near Indian Overseas Bank, Cantonment Road, Mata Math, Cuttack, Orissa - 753001. • Darbhanga : Shahi Complex,1st Floor, Near RB Memorial hospital,V.I.P. Road, Benta, Laheriasarai, Darbhanga, Darbhanga, Bihar - 846001. • Davenegere : 13, Ist Floor, Akkamahadevi Samaj Complex, Church Road, P.J.Extension, Devengere, Karnataka - 577002. • Dehradun : 204/121 Nari Shilp Mandir Marg, Old Connaught Place, Dehradun, Uttaranchal - 248001. • Deoghar : S S M Jalan Road, Ground floor, Opp. Hotel Ashoke, Caster Town, Deoghar, Jharkhand - 814112 . • Dhanbad : Urmila Towers, Room No: 111(1st Floor), Bank More, Dhanbad, Jharkhand - 826001. • Dharmapuri : 16A/63A, Pidamaneri Road, Near Indoor Stadium, Dharmapuri, Dharmapuri, Tamil Nadu - 636 701 . • Dhule : H. No. 1793 / A, J.B. Road, Near Tower Garden, Dhule, Maharashtra - 424 001. • Durgapur : City Plaza Building 3rd floor, City Center, Durgapur, West Bengal - 713 216 . • Eluru : No 23 B-4-73,Andhra Bank Lane, Opp Srinivasa Theatre, Ramachandra Rao Peta, Eluru, Andhra Pradesh - 534002. • Erode : 197, Seshaiyer Complex, Agraharam Street, Erode, Tamil Nadu - 638001. • Faizabad : 64 Cantonment, Near GPO, Faizabad, Faizabad, Uttar Pradesh - 224001. • Faridhabad : B-49, Ist Floor, Nehru Ground, Behind Anupam Sweet House, NIT, Faridhabad, Haryana - 121001. • Firozabad : Shop No.19, 1st floor, Above YO Bikes, Seth Vimal Chand Jain Market, Jain Nagar, Agra Gate, Firozabad, Uttar Pradesh - 283203. • Gandhidham : Grain Merchants Assocaition Building, Grain Merchants Association Building, Gandhidham, Gujarat - 370 201. • Ghaziabad : 113/6 I Floor, Navyug Market, Gazhiabad, Uttarpradesh - 201001. • Goa : No.108, 1st Floor, Gurudutta Bldg, Above Weekender, M G Road, Panaji (Goa), Goa - 403 001. • Gondal (Parent Rajkot) : Kailash Complex, Wing -A, Office No. 52, Bus stand Road, Near Gundala Gate, GONDAL, Gujarat - 360 311. • Gondia : Shri Talkies Road, Gondia, Maharashtra - 441601. • Gorakhpur : Shop No. 3, Second Floor, The Mall, Cross Road, A.D. Chowk, Bank Road, Gorakhpur, Uttarpradesh - 273001. • Gulbarga : Pal Complex, Ist Floor, Opp. City Bus Stop,SuperMarket, Gulbarga, Gulbarga, Karnataka - 585 101. • Guntur : Door No 5-38-44, 5/1 BRODIPET, Near Ravi Sankar Hotel, Guntur, Andhra Pradesh - 522002. • Gurgaon : SCO - 16, Sector - 14, First floor, Gurgaon, Haryana - 122001. • Guwahati : A.K. Azad Road, Rehabari, Guwahati, Assam - 781008. Gwalior : G-6, Global Apartment Phase-II, Opposite Income Tax Office, Kailash Vihar City Centre, Gwalior, Madhya Pradesh - 474011. • "Haldia :, 2nd Floor, New Market Complex, Durgachak Post Office,Purba Medinipur District,, Haldia, Haldia, West Bengal - 721 602 ." • Haldwani : Durga City Centre, Nainital Road, Haldwani, Haldwani, Uttarakhand - 263139. • Hazaribag : Municipal Market, Annanda Chowk, Hazaribagh, Hazaribagh, Jharkhand - 825301. • Himmatnagar : D-78 First Floor, New Durga Bazar, Near Railway Crossing, Himmatnagar, Himmatnagar, Gujarat - 383 001. • Hisar : 12, Opp. Bank of Baroda, Red Square Market, Hisar, Hisar, Haryana - 125001. • Hoshiarpur : Near Archies Gallery, Shimla Pahari Chowk, Hoshiarpur, Hoshiarpur, Punjab - 146 001. • Hosur : Shop No.8 J D Plaza, OPP TNEB Office, Royakotta Road, Hosur, Tamil Nadu - 635109. • Howrah (Parent: Kolkata ISC) : Gagananchal Shopping Complex, Shop No.36 (Basement), 37,Dr. Abani Dutta Road, Salkia, Howrah, Howrah, West Bengal - 711106. • Hubli : 206 & 207. 1st Floor, 'A' Block, Kundagol Complex, Opp Court, Club road, Hubli, Karnataka - 580029. • Hyderabad : 208, II Floor, Jade Arcade, Paradise Circle, Secunderabad, Andhra Pradesh - 500 003. • Ichalkarnaji (Parent Kolhapur) : 12/178, Behind Congress Committee Office, Ichalkarnaji, - 416 115. • Indore : 101, Shalimar Corporate Centre, 8-B, South tukogunj, Opp.Greenpark, Indore, Madhya Pradesh - 452 001. • Itarsi : 1st Floor, Shiva Complex, Bharat Talkies Road, Itarsi, Itarsi, Madhya Pradesh - 461 111 . • Jabalpur : 975,Chouksey Chambers, Near Gitanjali School, 4th Bridge, Napier Town, Jabalpur, Madhya Pradesh - 482001. • Jaipur : R-7, Yudhisthir Marg,C-Scheme, Behind Ashok Nagar Police Station, Jaipur, Rajasthan - 302 001. • Jajpur : Room No 1,First Floor, Sulaikha complex, Chorda,By Pass At, Jajpur Road, Orissa - 755091. • Jalandhar : 367/8, Central Town, Opp. Gurudwara Diwan Asthan, Jalandhar, Punjab - 144001. • Jalgaon : Rustomji Infotech Services, 70, Navipeth, Opp. Old Bus Stand, Jalgaon, Maharashtra - 425001. • Jalna C.C. (Parent: Aurangabad) : Shop No: 11, 1St Floor, Ashoka Plaza, Opp: Magistic Talkies, Subhash Road, Jalna, Jalna, Maharashtra - 431 203. • Jammu : 660- Gandhi Nagar, Jammu, J &K - 180004. • Jamnagar : 217/218, Manek Centre, P.N. Marg, Jamnagar, Gujarat - 361008. • Jamshedpur : Millennium Tower, "R" Road, Room No:15 First Floor, Bistupur, Jamshedpur, Jharkhand - 831001. • Jaunpur : 248, FORT ROAD, Near AMBER HOTEL, Jaunpur , UTTAR PRADESH - 222001. • Jhansi : Opp SBI Credit Branch, Babu Lal Kharkana Compound, Gwalior Road, Jhansi, Uttarpradesh - 284001. • Jodhpur : 1/5, Nirmal Tower, Ist Chopasani Road, Jodhpur, Rajathan - 342003. • Junagadh : Circle Chowk, , Near Choksi Baza Kaman, , Gujarat, Junagadh, Gujarat - 362001. • Kadapa : Door No.: 21/ 598, Palempapaiah Street, Near Ganjikunta Pandurangaiah Dental Clinic, 7 Roads Circcle, Kadapa, Kadapa, Andhra Pradesh - 516 001 . • Kakinada : No.33-1, 44 Sri Sathya Complex, Main Road, Kakinada, Kakinada, Andhra Pradesh - 533 001. • Kalyani : A - 1/50, Block - A, Dist Nadia, Kalyani, West Bengal - 741235. • Kanchipuram : New No. 38, (Old No. 50), Vallal Pachayappan Street, Near Pachayappas High School, Kanchipuram, Tamil Nadu - 631 501 . • Kannur : Room No.14/435, Casa Marina Shopping Centre, Talap, Kannur, Kannur, Kerala - 670004. • Kanpur : I Floor 106 to 108, CITY CENTRE Phase II, 63/ 2, THE MALL, Kanpur, Uttarpradesh - 208 001. • Karimnagar : HNo.7-1-257, Upstairs S B H, Mangammathota, Karimnagar, Karimnagar, Andhra Pradesh - 505 001. • Karnal (Parent :Panipat TP) :, 7, Ist Floor, Opp Bata Showroom, Kunjapura Road, Karnal, Karnal, Haryana - 132001. • Karur : 126 G, V.P.Towers, Kovai Road, Basement of Axis Bank, Karur, Karur, Tamil Nadu - 639002. • Katni : NH 7, Near LIC, Jabalpur Road, BARGAWAN, KATNI, Madhya Pradesh - 483 501. • Kestopur : AA 101, Prafulla Kanan, Sreeparna Appartment, Ground Floor, Kolkata, Kestopur,

West Bengal - 700101. • Khammam : Shop No.11-2-31/3 1st floor, Philips Complex, Balajinagar, Wyra Road, Nr.Baburao,Petrol Bunk, Khammam, Andhra Pradesh - 507001. • Khanna : Shop No :- 3, Bank of India Building, Guru Amar Dass Market, Khanna, Punjab - 141401. • Kharagpur : H.NO.291/1, WARD NO 15, MALANCHA MAIN ROAD, OPPOSITE UCO BANK, Kharagpur, Kharagpur, West Bengal - 721301. • Kolhapur : AMD Sofex Office No.7, 3rd Floor, Ayodhya Towers, Station Road, Kolhapur, Maharashtra - 416001. • Kolkata : "LORDS Building", 7/1,Lord Sinha Road, Ground Floor, Kolkata, West Bengal - 700 071. • Kollam : Kochupilamoodu Junction, Near VLC, Beach Road, Kollam, Kerala - 691001. • Kota : B-33 'Kalyan Bhawan, Triangle Part,Vallabh Nagar, Kota, Rajasthan - 324007. • Kottayam : KMC IX / 1331 A, Opp.: Malayala Manorama, Railway Station Road, Thekkummoottil, Kottayam, Kerala - 686001. • Kumbakonam : Jailani Complex, 47, Mutt Street, Kumbakonam, Tamil Nadu - 612001. • Kurnool : H.No.43/8, Upstairs, Uppini Arcade, N R Peta, Kurnool, Kurnool, Andhra Pradesh - 518 004 . • Latur : Kore Complex, 2nd Cross Kapad Line, Near Shegau Patsanstha, Latur, Latur, Maharashtra - 413 512. • Lucknow : Off # 4,1st Floor,Centre Court Building, 3/c, 5 - Park Road, Hazratganj, Lucknow, Uttarpradesh - 226 001. • Ludhiana : U/ GF, Prince Market, Green Field, Near Traffic Lights, Sarabha Nagar Pulli, Pakhowal Road, Ludhiana, Punjab - 141 002. • Madurai : 86/71A, Tamilsangam Road, Madurai, Tamil Nadu - 625 001. • Malda : Daxhinapan Abasan, Opp Lane of Hotel Kalinga, SM Pally, Malda, Malda, West Bengal - 732 101. • Mangalore : No. G 4 & G 5, Inland Monarch, Opp. Karnataka Bank, Kadri Main Road, Kadri, Mangalore, Karnataka - 575 003. • Manipal : Academy Annex, First Floor, Opposite Corporation Bank, Upendra Nagar, Manipal, Karnataka - 576104. • Mapusa (Parent ISC : Goa) : Office no.CF-8, 1st Floor, Business Point, Above Bicholim Urban Co-op Bank, Angod, Mapusa, Mapusa, Goa - 403 507. • Margao : Virginkar Chambers I Floor, Near Kamath Milan Hotel, New Market, Near Lily Garments, Old Station Road, Margao, Margao, Goa - 403 601. • Mathura : 159/160 Vikas Bazar, Mathura, Uttarpradesh - 281001. • Meerut : 108 Ist Floor Shivam Plaza, Opposite Eves Cinema, Hapur Road, Meerut, Uttarpradesh - 250002. • Mehsana : 1st Floor, Subhadra Complex, Urban Bank Road, Mehsana, Mehsana, Gujarat - 384 002. • Moga : Ground Floor, Adjoining TATA Indicom Office, Dutt Road, Moga, Moga, Punjab - 142001. • Moradabad : B-612 'Sudhakar', Lajpat Nagar, Moradabad, Uttarpradesh - 244001. • Morbi : 108, Galaxy Complex, Opp. K.K. Steel, Sanala Road, Morbi, Morbi, Gujarat - 363 641. • Mumbai : Rajabahdur Compound, Ground Floor, Opp Allahabad Bank, Behind ICICI Bank, 30, Mumbai Samachar Marg, Fort, Mumbai, Maharashtra - 400 023. • Muzzafarpur : Brahman toli, Durgasthan, Gola Road, Muzaffarpur, Bihar - 842001. • Mysore : No.1, 1st Floor, CH.26 7th Main, 5th Cross, (Above Trishakthi Medicals), Saraswati Puram, Mysore, Karnataka - 570009. • Nadiad (Parent TP: Anand TP) : 8, Ravi Kiran Complex, Ground Floor Nanakumbhnath Road, Nadiad, Nadiad, Gujarat - 387001. • Nagpur : 145 Lendra, New Ramdaspeth, Nagpur, Maharashtra - 440 010. • Nalgonda : Adj. to Maisaiah Statue, Clock Tower Center, Bus Stand Road, Nalgonda, Andhra Pradesh - 508 001. • Namakkal : 156A / 1, First Floor, Lakshmi Vilas Building, Opp. To District Registrar Office, Trichy Road, Namakkal, Namakkal, Tamil Nadu - 637001. • Nanded : Shop No. 302, 1st Floor, Raj Mohd. Complex, Work Shop Road, Shrinagar, Nanded, Nanded, Maharashtra - 431 605. • Nandyal : Shop No.: 62 & 63, Srinivasa Complex, Besides Ramakrishna Ply Wood, Srinivasa Nagar, NANDYAL, Andhra Pradesh - 518 501 . • Nasik : Ruturang Bungalow, 2 Godavari Colony, Behind Big Bazar, Near Boys Town School, Off College Road, Nasik, Maharashtra - 422005. • Navsari : Dinesh Vasani & Associates, 103 -Harekrishna Complex, above IDBI Bank, Nr. Vasant Talkies, Chimnabai Road, Navasari, Gujarat - 396445. • Nellore : 97/56, I Floor Immadisetty Towers, Ranganayakulapet Road, Santhapet, Nellore, Andhra Pradesh - 524001. • New Delhi : 304-305 III Floor, Kanchenjunga Building, 18, Barakhamba Road, Cannaugt Place, New Delhi New Delhi - 110 001. • Nizamabad : D. No. 5-6-209, Saraswathi Nagar, NIZAMABAD, NIZAMABAD, Andhra Pradesh - 503001. • Noida : B-20, Sector - 16, Near Metro Station, Noida, - 201301. • Ongole : # 1, ARN Complex, Kurnool Road, ONGOLE, Andhra Pradesh - 523 001. • Palakkad : 10 / 688, Sreedevi Residency, Mettupalayam Street, Palakkad, Palakkad, Kerala - 678 001. • Palanpur : Jyotindra Industries Compound, Near Vinayak Party Plot, Deesa Road, Palanpur, Palanpur, Gujarat - 385 001. • Panipat : 83, Devi Lal Shopping Complex, Opp ABN Amro Bank, G.T.Road, Panipat, Haryana - 132103. • Pathankot : 13 - A, Ist Floor, Gurjeet Market, Dhangu Road, Pathankot, Punjab - 145001. • Patiala : 35, New lal Bagh Colony, Patiala, Punjab - 147001. • Patna : Kamlalaye Shobha Plaza, Ground Floor, Near Ashiana Tower, Exhibition Road, Patna, Bihar - 800 001. • Pondicherry : S-8, 100, Jawaharlal Nehru Street, (New Complex, Opp. Indian Coffee House), Pondicherry, Pondicherry - 605001. • Porbandar : II Floor, Harikrupa Towers, Opp. Vodafone Store, M G Road, Porbandar , Gujarat - 360575. • Proddatur : Dwarakmayee, D No 8/239, Opp Saraswathi Type Institute, Sreeramula Peta, Proddatur, Andhra Pradesh - 516360. • Pune : Nirmiti Eminence, Off No. 6, I Floor, Opp Abhishek Hotel Mehandale Garage Road, Erandawane, Pune, Maharashtra - 411 004. • Rae Bareli : 17, Anand Nagar Complex, Rae Bareli, Rae Bareli, Uttar Pradesh - 229001. • Raichur : # 12 – 10 – 51 / 3C, Maram Complex, Besides State Bank of Mysore, Basaveswara Road, Raichur, Raichur, Karnataka - 584101. • Raipur : HIG,C-23, Sector - 1, Devendra Nagar, Raipur, Chhattisgarh - 492004. • Rajahmundry : Cabin 101 D.no 7-27-4, 1st Floor Krishna Complex, Baruvari Street, T Nagar, Rajahmundry, Andhra Pradesh - 533101. • Rajapalayam : No 59 A/1, Railway Feeder Road, Near Railway Station, Rajapalayam, Rajapalayam, Tamil Nadu - 626117. • Rajkot : Office 207 - 210, Everest Building, Harihar Chowk, Opp Shastri Maidan, Limda Chowk, Rajkot, Gujarat - 360001. • Ranchi : Near Student’s Cottage Pee Pee Compound, Ranchi, Jharkhand - 834001. • Ratlam : Dafria & Co, 18, Ram Bagh, Near Scholar's School, Ratlam, Madhya Pradesh - 457001. • Ratnagiri : Kohinoor Complex, Near Natya Theatre, Nachane Road, Ratnagiri, Ratnagiri, Maharashtra - 415 639. • Rohtak : 205, 2ND Floor, Blg. No. 2, Munjal Complex, Delhi Road, Rohtak, Haryana - 124001. • Roorkee : 399/1 Jadugar Road, 33 Civil Lines, Roorkee, Roorkee, Uttarakhand - 247667. • Ropar : SCF - 17 Zail Singh Nagar, Ropar, Ropar, Punjab - 140001. • Rourkela : 1st Floor, Mangal Bhawan, Phase II, Power House Road, Rourkela, Orissa - 769001. • Sagar : Opp. Somani Automobiles, Bhagwanganj, Sagar, Sagar, Madhya Pradesh - 470 002 . • Saharanpur : I Floor, Krishna Complex, Opp. Hathi Gate, Court Road, Saharanpur, Saharanpur, Uttar Pradesh - 247001. • Salem : No.2, I Floor Vivekananda Street, New Fairlands, Salem, Tamil Nadu - 636016. • Sambalpur : C/o Raj Tibrewal & Associates, Opp.Town High School,Sansarak, Sambalpur, Orissa - 768001. • Sangli (Parent: Kohlapur) : Diwan Niketan, 313, Radhakrishna Vasahat, Opp. Hotel Suruchi, Near S.T. Stand, Sangli, Sangli, Maharashtra - 416416. • Satara : 117 / A / 3 / 22, Shukrawar Peth, Sargam Apartment, Satara, Maharashtra - 415002. • Satna : 1st Floor, Shri Ram Market, Besides Hotel Pankaj, Birla Road, SATNA, SATNA, Madhya Pradesh - 485 001. • Shahjahanpur : Bijlipura, Near Old Distt Hospital, Near Old Distt Hospital, Shahjahanpur, Uttar Pradesh - 242001. • Shillong : LDB Building,1st Floor, G.S.Road, Shillong, Meghalaya - 793001. • Shimla : I Floor, Opp. Panchayat Bhawan Main gate, Bus stand, Shimla, Shimla, Himachal Pradesh - 171001. • Shimoga : Nethravathi, Near Gutti Nursing Home, Kuvempu Road, Shimoga, Shimoga, Karnataka - 577 201. • Siliguri : No 8, Swamiji Sarani, Ground Floor, Hakimpara, Siliguri, West Bengal - 734001. • Sirsa : Gali No:1, Old Court Road, Near Railway Station Crossing, Sirsa, Haryana - 125055. • Sitapur : Arya Nagar, Near Arya Kanya School, Sitapur, Sitapur, Uttar Pradesh - 261001. • Solan : 1st Floor, Above Sharma General Store, Near Sanki Rest house, The Mall, Solan, Solan, Himachal Pradesh - 173 212 . • Solapur : Flat No 109, 1st Floor, A Wing, Kalyani Tower, 126 Siddheshwar Peth, Near Pangal High School, Solapur, Maharashtra - 413001. • Sonepat : Shopo No. 5, PP Tower, Ground Floor, Opp to Income Tax office, Sonepat, Haryana - 131 001. • Sriganganagar : 18 L Block, Sri Ganganagar, Sri Ganganagar, Rajasthan - 335001. • Srikakulam : Door No 5 - 6 - 2, Punyapu Street, Palakonda Road, Near Krishna Park, Srikakulam, Srikakulam, Andhra Pradesh - 532 001. • Sultanpur : 967, Civil Lines, Near Pant Stadium, Sultanpur, Uttar Pradesh - 228 001. • Surat : Plot No.629,2nd Floor, Office No.2-C/2-D, Mansukhlal Tower, Beside Seventh Day Hospital, Opp.Dhiraj Sons, Athwalines, Surat, Gujarat - 395 001. • Surendranagar : 2 M I Park, Near Commerce College, Wadhwan City, Surendranagar, Surendranagar, Gujarat - 363035. • Tanjore : 1112, West Main Street, Tanjore, Tamil Nadu - 613 009 . • Thiruppur : 1(1), Binny Compound, II Street, Kumaran Road, Thiruppur, Tamil Nadu - 641601. • Thiruvalla : Central Tower, Above Indian Bank, Cross Junction, Thiruvalla, Kerala - 689101. • Tinsukia : Sanairan Lohia Road,1st Floor, Tinsukia, Assam - 786 125 . • Tirunelveli : 1 Floor, Mano Prema Complex, 182 / 6, S.N High Road, Tirunelveli, Tamil Nadu - 627001. • Tirupathi : Shop No14, Boligala Complex, 1st Floor, Door No. 18-8-41B, Near Leela Mahal Circle, Tirumala Byepass Road, Tirupathi, Andhra Pradesh - 517501. • Trichur : Adam Bazar, Room no.49, Ground Floor, Rice Bazar (East), Trichur, Kerala - 680001. • Trichy : No 8, I Floor, 8th Cross West Extn, Thillainagar, Trichy, Tamil Nadu -620018. • Trivandrum : R S Complex, Opposite of LIC Building, Pattom PO, Trivandrum, Kerala - 695004. • Tuticorin : 1 – A / 25, 1st Floor, Eagle Book Centre Complex, Chidambaram Nagar Main, Palayamkottai Road, Tuticorin, Tuticorin, Tamil Nadu - 628 008 . • Udaipur : 32 Ahinsapuri, Fatehpura Circle, Udaipur, Rajasthan - 313004. • Ujjain : 123, 1st Floor, Siddhi Vinanyaka Trade Centre, Saheed Park, Ujjain, Madhya Pradesh - 456 010 . • Unjha (Parent: Mehsana) : 10/11, Maruti Complex, Opp. B R Marbles, Highway Road, Unjha, Unjha, Gujarat - 384 170. • Vadodara : 103 Aries Complex, BPC Road, Off R.C. Dutt Road, Alkapuri, Vadodara, Gujarat - 390 007. • Valsad : 3rd floor, Gita Nivas, opp Head Post Office, Halar Cross Lane, Valsad, Gujarat - 396001. • Vapi : 215-216, Heena Arcade, Opp. Tirupati Tower, Near G.I.D.C, Char Rasta, Vapi, Vapi, Gujarat - 396195. • Varanasi : C 27/249 - 22A, Vivekanand Nagar Colony, Maldhaiya, Varanasi, Uttarpradesh - 221002. • Vashi : Mahaveer Center, Office No:17, Plot No:77, Sector 17, Vashi, Maharashtra - 400703. • Vellore : No:54, Ist Floor, Pillaiyar Koil Street, Thotta Palayam, Vellore, Tamil Nadu - 632004. • Veraval : Opp. Lohana Mahajan Wadi, Satta Bazar, Veraval, Veraval, Gujarat - 362 265. • Vijayawada : 40-1-68, Rao & Ratnam Complex, Near Chennupati Petrol Pump, M.G Road, Labbipet, Vijayawada, Andhra Pradesh - 520 010. • Visakhapatnam : 47/ 9 / 17, 1st Floor, 3rd Lane, Dwaraka Nagar, Visakhapatnam, Andhra Pradesh - 530 016. • Warangal : F13, 1st Floor, BVSS Mayuri Complex, Opp. Public Garden, Lashkar Bazaar, Hanamkonda, Warangal, Andhra Pradesh - 506001. • Wardha : Opp. Raman Cycle Industries, Krishna Nagar, Wardha, Maharashtra. - 442 001 . • Yamuna Nagar : 124-B/R Model Town, Yamunanagar, Yamuna Nagar, Haryana - 135 001. • Yavatmal : Pushpam, Tilakwadi, Opp. Dr. Shrotri Hospital, Yavatmal, Yavatmal, Maharashtra - 445 001.

Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort, Mumbai - 400 001. INDIA.

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