"

-· ,_

/ft.f PORTANT c..:

POSITION

--

OF ORGANIZATION/ENTITY

·-

----- --

of filing

PARTifS

Report Required hy the F::1J11rt FINANCIAL DISCLOSURE REPORT AO JO in Go1•crnmrnt Act of 1978 Re>'. 112010 NOMINATION FILING (5 USC app . .n I0/.11/)

I. Pusan Reporring (last name, first. middle initial)

KAGAN, ELENA

2. Court or Organization

SUPREME COURT

J. Dal< of Report

06/10/2010

4. Tille (Anir.lc Ill j\1dges indicate ac1ivc or senior status: magistrate judges indicate full. or pan-lime)

ASSOCIATE JUSTICE

Sa. Rrport Typt (ch("t:k apprupri:11e lyjl<:')

0 Nomination. Date 05110"2010

D ln1t1al D Annlllf D Final

Sb. 0 A mended Repon

6. Reporling J'eriod

01101:200<1 to

OS'l 7/2010

7. Chamben or orricc AddrC'SS

950 PENNSYLVANIA AVENUE, N.W.

\VASlllNGTON, D.C. 20530

NOTES: The imtrucchecki11g the .NONE box for each par

8. On the ba."th of the nformarion cumaintd in this Hcvort and an)' mndificarion."i pertaining thereto, it h. in my opinion, in compliancr with applinhle- law and rtgulations.

Hniewing Officer rey _____£·

0 tio11s accompa11ying this form mu.\I be followed. Complete all pa ig :-::·; <--

t where you ha1•e no repnrruble i11formatio11. Si;:n 011 /usl page. U! ::__: c ·. -

r:-tI ' I C> n1

I. POSJ TIONS. (RepMting individual on 1·; set pp. 9-JJ of filing instmctiom.)

D NONE (No reportable positions.)

I. DEAN

2. MEMBER, BOARD OF TRUSTEES

3. M EMBER, ;\DVISORY lJOAIU>

4. MEMBER, BOARD OF DIREC"IORS

5. MEMBER, 130:\RD OF ADVISORS

6. MEMBER, 130/\RD OF DIRECTORS

7. f.ffMlJER, BOARD OF TRUSTEES

.tLMUEH, BOAl(f) OF IJIREl'"I ORS

9.

--

r;l o::rc· ,.,r- lJ (Tl -q 0 C-) rri N

NAME

HARVARD LAW SCllOOLTllROUGH MARCH 20, 200'1

OXFORD UNIVER ITY PRESS, INC. THROlJCiH [l.1ARCH 20. 200'1

AMERICAN INDIAN EMPOWERMENT FUND TllROllGH MARCH 20, 2009

ADVANTAGE TESTINli FOUND/\ TJON THROUGH MARCH 20, 2009

NATIONAL CONSTITUTION CENTER PETER JENNINGS PROJECT THROUGH MARCii 20, 2009

AMERICAN LAW Dl'AJ\iS ASSOCIATION l!IROUGll MARC'll 20, 2009

SKADDEN FELLOWSHIP FOUNDATION THROU( iH 1.-\RCll cO. 200'1 -· -"-- --·---· ·--·- - ---

E()liAI. JUS l"ICE WORKS TllKOU(;I! 1.ti\JZCll 20, 2009

IJ. AGREEMENTS. 1Reporrini; indi»iduaf only; s<e pp. 14-16 inmuctinn.1.)

[J NONE (No reportable agreements.)

I. 12/2008

2.

AND TERMS

I AJ\1 CURR ENTLY ON A TWO-YEAR LEAVE OF ABSENCE FROM THE F1\CUL TY OF fJAJl.V ARD UNIVERSITY.

Kagan, Elena

Name of Ptrson Rtporring i)au· 01 Ktporl FINANCIAL DISCLOSURE REPORT

Page 2of8 KAGAN, ELENA 0611012010

3.

TYPE INCOME

------ ·----- ---- -------------

j

SOURCE

- · ·--------------------------

SOURCE

4

U;,u· or Ktpor1 FINANCIAL DISCLOSURE REPORT

06'10.'2010Page 3 of 8

III. NON-INVESTl\1ENT INCOME. (R•porting indMdualand spouse;m pp. 17-U offilinK itulructfons.)

A. Filer's Non-hnrestmcnt Income

NONE (No reportable nun-investment income.) D

I l-3120!09

SOURCE AND

OXFORD UNIVERSITY PRESS - SER\"ICT ON BOARD OF

TRUSTffS

(your . n(lt iipousc's)

SI ,t.f17 00

2. 1-3/20.'()<)

3.2008

4 2Q{N

llE.'\N HARVARD LAW SCllOOI.

DEAN HARVARD LAW SCHOOL

GOLDMAN SACHS GLOilAL MARKETS INSTITlJTE - r-QR

SFR\'ICES ON ADVISORY COUNCii. DURING 2008

S<Jl .280 oo

H•l·1,00000

. i<l.000 ()()

5.2008 GOLDMAN SM'HS GLO[lAL MARKETS INSTITUTE - I 01{ lfl,f:()[){)() SERVICES ON ADVISORY COUNCIL DURING 2007

ll. Spouse's Non-Investment Income I/you were nrarri d during any portion oftlu· ,eporting yrar. romp/etc 1Ji; uc1ior1. -

(Doilar amo!,11/ r.ur req1'ired xceptfor honoraria.)

NONE (1\!o reportable non-investment income.) [ZJ

AND TYPE

I.

2.

·--- --- -

4.

I\!. R El l\'IB URS EME NTS - transportation, lodging.[Md, rntcrtainnrellt.

(Inch/rs :J:ost" tc' .1pou�H' and dept'ndt-r:r children . .iff rP J_ -2 i of /1!1ng in.Hrncuons J

NONE (1Vu reportable reimbursements.)0

ITEMS PAID OR I'RO'v1DED

EXEMPT

:!.

LOCATION PURPOSE

SOURCE DESCRH'TION

-------- -------------------------------

------------------ ·-·· ------

CRFDITOR DESCRIPTION

------·---------- -------------- --------------

YAL.!IE CODE

------------------------------------ -- --· ------ ------

I. EXEMPI

2. ----------·- ·---·· --

3. -- -- -- -------

4.

5.

F!NANC!AL DISCLOSUR.E REPORT

Page 4 of 8 KAC;AN, ELENA 061I(Ji20I0

V. GIFTS. (lncluJes tho1l! ro spot.Ht! and depo1dcn1 chi/dun; St't pp. 28-31 of filing ln.uructiMH.)

D NONE (No rcportahle t;ifts.)

VJ, LIABI LI TJES. (/nclud'' 1hn.u "] •pnuu am/ drptndmr cliitd"rr; ·"'pp. 11-.IJ n/Jilirrg inurucrion.<.)

NONE (No reportahle liahilities.) [2J

I.

2.

J.

4.

5.

. :;�� I

J-

T;. :

j4

17

i

!

114 !

I

N

()

- - -- --·- ·-·-

T

--

I

I

i

!

I

Namt nr p,.nnn lh-pnrrtn: FINANCIAL DISCLOSURE REPORT Page 5 of8 KAGAN, ELENA 06110.'2010

\'II. INVES'flVJENTS and TRUSl'S -incom . mlut. 1ranrac1inns rinctuae.r 11io t! of Jpour an..t dq,ndr.nr chitJrrn: .ra rr· J1.1,o,,1 Jiti111: ,.,,t,,u,·1umJ.>

0 NONE (No reportable income, assets, or transactions.)

A. Descnp1ion of ..\ ecs (including trust 3SSC'tS)

Plae< "(;\)" aft" each a<Sel ex em pl from pnor disclosure

l>. Income during

reporting perio<l

1 Cod: I div . renL (A-H\ f•t m1)

\/3Jue (\ale 2

(l-Pi

g .-

------ ---- - -- -- --- --

---

! I . C'A/\113RIDGE SAVINGS BANK ACT I

2. VAN(jl)ARD PRlt-.tF MONEY MKT

f'UND

3. VANGUARD TOTAL STOCK MKT

rNllEX AD 1

FRANKLIN TEMPLETON. MIJTIJAL

BEACON FllND

5. UNIV. OF CHICAGO RET - TIA/\

TRADITIONAL

6. UNIV OF CHICt\llO RET - CREF STOCK

\INIV OF CHICAGO RET - C:REF UOND

!ARKH VAIUABLE Al'·iNUITY

8. UNIV OF CHICAGO RET - VANGUARD

INT-TERM DONO

9. UNIV OF CHIC AGO RET - VANGUARD WINDSOR I-UNO

10. H.l\RVARD403(B) RET PLAN·

FIDEi.in' MAGELLAN FUND

II llARVARD 403(8) RET PLAN -FIDELITY PURI !"AN FUND

12 llAR \'ARD 403(B) RET PLAN -

FIDELITY INTERl\IED. FlOND FUND

1 u. llARVARU40J(ll) l{ET PLAN·

VANGUARD TOTAL BOND MKT INDEX

ll/\RVARD403(B) RET PLAN -V1\NGUARfJ FED /vlONEY MKT FUND

15 HARVARD 403(B) RET PLAN -VANCilJAl{D wu.u:SLl:Y INC HIND

16. HARVARD403([1) RET PLAN -

VANGUARD5001NDEXFUND

i 17 llARVl\RD40.1(B) RET PLAN -

VANCiUARD l <TI. EXPLORER F\IND

I ln;;ornc CJ:1inCride:; A -s1.oooor ks [Sec Column DI and D4)

2 Value ((lo!C"i

{See (olnmns Cl and 0))

J VJ1t1('Mr:lil"JCV<ln (Scc C'0h;m11 C J

F "1 0,001 - Sl 00.000 J ,.SI \OM nr le_ N :S]t.0.001 • \500.0W rJ •·l25.000,U!ll - l'0.0i'1.0CO Q •Apprainl U ·BC>Ol VaLJe

A

A

A

B

8

B

/\

t\

B

c

A

A

A

A

A

Interest

Dividt:nd K

Di•·icknd M

Dividend K

lnteres.l K

Nont K

None K

Dividend K

Dividend K

Dividend L

Dividend L

D iv idend L

Dividend K

Dividc:1d J

Dividend K

Dividend K

Dividend J

H •II.WI ll.5C10

G "'111)0,0(l I - S 1,000.UOO J( "-Sl5.COl - S O.O!JO

O•l.'00.001-11.0000CIO

R •Cost (Real b:1a1c Only)

V Othtr

Value Method Code J tQ-W)

(I) Trpo (e g. buy. $C!I.

1c kmptin11}

-1 ( IDoie

! mm'dr1.yy

(.11 Value

Code 2 (l-P)

I 1·11 . (iam I Cnd1· I

I (A-fl)

(5) hfrntiry nf

h1ycr.1s l!u (If pri,·;itc

lr:.t1H;i 11c1n)

- ---- ----- - - --i-:.,·mpt

l facmpl

T l.::xcmpl

'] bempt

T hem pt

T hemp!

T El{empt

T Exempt

T Exempt

T Exempt

T Exempt

T [xcmpt

·1 Lxemp

r Ex.empt

'I Exempt

T !'.empt

T Exempt

C =U.50 I S.t.,000 111 ,,...Sl.000.001 -S .000.0C-O L -1'0 00 I - 1100.000 Pl •ll.OOU.001 - l\ .000.000 r4 "'More than S lUJ00.000 S . A <.e\ mel\I W :1"s11ma e-d

D =S.'.001 - St5.UOO H2 ==More lh3n SS.000.0UO M · \ tOO.[)(lt - ll'•OJ1C<• P2 ""'S .OliO 001 S:!SJltlli fY.111

l ci. h M.ukc1

I" "'SI ).Ofll S."0.000

I I

!

!

.

i

I

i

i j29

: JI

--

,;, I ··1 J.

m (I)

c> .. k>

( ) I

I

l \ I

I

'

i

I I

l>a1t of Htpor1 FINANCIAL DISCLOSURE REPORT

KAGAN, ELENA (16110/20 I 0Page 6of8

18.

19.

!20

21.

,n.

23.

2·

25.

26.

27.

: 28.

30

llAR VAR.fl 4578 PLAN - VAN GUARD

TOTAL BOND MKT INDEX

HARVAR0457R PLAN -VANGUARD

TOTAi. STOCK MKT INDl-.X

llARVARD457B PLAN -VANGUARD

EXPLORER Fl/ND

llARVARD457fl PLAN -VANGUARDca.OB AL EQUITY FUND

.lllSTllF FEDERAL CREDIT UNION

BANK 01' AMERICA ACCT

DREYFUS GNMA FUND· CLASS Z

V ANGUARO · GN 1A FUND INVESTOR SHARES

CllARLES SCHWAB MONEY MARKET ACCOUNT

SCllW/\Jl S&P 500 INDEX nJND

SCHWAB - AMERICAN CENTURY

GROWTH HIND

SCJ!W,\B - AMERICAN CENTURY

SELECT FUND

SC:llW1\R - T ROWE PRICE CiROWTH STK Flfl'HJ

SCllW,\R -T ROWE PRICE CAPITAL

,\f'PREC FUND

A

,\

A

:\

A

A

A

A

A

B

Dividend K

Dividend K

llivuknd J

Dividend J

Oividcnd N

lnrcrcsl

Dividend J

Dividend J

Dividend !VJ

Dividend L

None

None-

None:

None

·1 hemp!

T hempI

·1 hem pl

T Exempt

T Exempt

bempl

T Exempt

T [,empt

T Exempt

T Exempt

Exempl

r:.,i;:mpt

Exempl

facmrt

I

i

i

VII. lNVESTl'VlENTS and TRUSTS -income, •·atuc, tranrncrfom anctude.• rhose of'P"'"' and dtpcndcnr chitdrm: sec rr. u.60 01;;1;., ;,,_.,,.,";,'"·'·)

0 NONE (No reportable income, assets, or transactions.)

A. fl. c. Li.

Dc>eription of As cts hicome during Gro5s \·alue at end Transactions dunng n.·portint! rcnod-(including trust assets} rcportinf,! rcrio<l of rcpuning pcri1id - , --

(2) : (.1) (5) PJ:ice "(X)" .,ner each <J ser Amount TYrc (e.g., Yalu.: Valul! Type (<. , Dale 1 V;:i.lul' (j;)ill lden111y or

ex mpt from prior di closure I CoJc I div rent Cod' I Merh,"1 huy. <OIJ. Imm/rlrVyy ' Co1i,.. ) I 'r.d• I h11yrrl ,f"11 rI "' l . '''.(A.If) ur int)

. (J-1') CcH.k.'\ n:dempiion) (J-P) I f.A · fl ) (1f priv;JI"."

-

. -

I I (Q-W) tnns:icr1•Ht)L .. ..... J -- ··--· ·--- ------··--· ···-------·--- ·

I. lu\'Nl C" <i.rn1 ('odes. A -Sl,000 Dr lc'iS U-11.001 · SZ.SOO c ...s2.so1 s.s.ooo D-15.001 • Si.S.o-JO (Ser lc-lumnt Bl and D ) F -.SSO,C11J1 -1100.000 G-1100.001 11,000,00C 111 • l 1.0Q0,00 l . l).000.0J'• tt.Z ""More 1h11n S .1)({1 01.1!)

1 \"a!ue CoJ.-s J -11 .%0 rir less •lll.001-!50.0')Q I. "ll0.00 I · 1100.000 .\1 .Sl00.0\11 - S )O.POO (See Columns Cl anJ DJ) N •1250.001 . lSOO.OCO 0-1500.001 .11.ooa.000 Pl 'li,OOOJ10I ll.O J.000 P2 "'-15.000.0CJJ \:!\()IJ·J.C.'{l(J

P) =125,000.001 -150,000.000 f'4 ,_,._for«: ttian 150.00IJ.OW

J Va:ue leth1ld 0 """'App1a1:i..si R --Cci:.t (Re:tl UtJte Onl)" S -·A:i.)C)SOlCill (::;rt" Column C11 U-lh>0l Value v "01hn' W = [ 1i1r ;atcd

l>art or Rtporf FINANCIAL DISCLOSURE REPORT

Page 7 of 8 KAGAN, ELENA <J61I0110 I 0

VIII. ADDITIONAL INFORl\!IATION OR EXPLANATIONS. (/ndica"panofRepnrt)

i.ialC' or fhp1.1rt FINANCIAL DISCLOSURE REPORT

Page 8of8 KAGAN, El.ENA ()(,ii 012 0 10

IX. CERTIFICATION.

I certify that all information given above (including information pertainini: tn my spouse and minor or dependent children, if onyJ h accurate, true, and comple te to the best of my knowledge and belief, and that ony information not reported •us withheld becau<r it met applicahlr <latulory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honor:iria and the acceptance ol gifts w hich have IH·cn reported are in compliance with the provisions of 5 lJ.S.C. app. § 501 el. seq., 5 ll.S.C. § 735], and .Judicial Conference rrgulation.s.

Signature__

NOTE: ANY INDIVIDUAL WHO KNOWINGLY ANIJ WILFULLY FALSIFIES OR FAILS TO FILF: TlllS REl'OllT MAY lW SUBJECT TO CIVIL

AND CRIMINAL SA'ICTJONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

J\foil signed original and 3 additi;mal i.:opi..:s to.

Committee on Fmancial Disclosure

.\dmrnistrativc Office of the United States Courts Suite 2-30 I One Columbus Circle, N.f. Washington, D.C. 20544