Justifying Ipr Module 2

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    Philosophical

    Justifications

    General Introduction to Intellectual Property

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    Why Protect IntellectualProperty?

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    Why Protect Intellectual

    Objects?

    The philosophical justification for granting propertyrights is grounded in two different theories aboutproperty.

    One theory is based on the rationale that a propertyright is a type of natural right that should be grantedto individuals for the products that result from the laborexpended in producing an artistic work or a practicalinvention.

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    The other theory is that property rights are social contracts

    designed to encourage creators and inventors to better serve

    society by bringing forth their artistic works and practical

    inventions into the marketplace.

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    Four moral intuitions regarding IP and

    copyright protection

    The Scholar Ideas should not be restricted. Good comes from theirsharing and challenging against other ideas. Yet it is not right to claimsomeone elses idea as ones own. What is important is correctattribution.

    The EntrepreneurBusinesses expend time and resources in the

    research, development, production, and marketing of products in thepursuit of profit. Undercutting a company by copying their productdenies the company the return they deserve for their efforts.

    The ConsumerWhat consumers buy is their own to use as they see fit,so far as they do not violate the second intuition.

    SocietyIP is essentially social and should be used for the commongood. If there are conflicts between the common good and individualclaims to IP then appeals to the common good may take precedence overindividual claims.

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    Moral Justifications for Intellectual

    Property

    The two standard arguments that weve already

    examined, taken together, are what De George

    calls the Standard Argument (SA):

    Fairness/JusticeThose who spend time, money, andresources in developing a product or expression of an idea

    deserve the chance to receive compensation.

    UtilitarianSociety benefits from new products. The best

    way to encourage the research and development of new

    products is by ensuring the opportunity to recoup theirinvestment and to make a profit.

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    Philosophical Foundations

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    Philosophical Foundations

    Lets briefly characterize three theories that have

    traditionally been used to justify property rights (before

    the cyberspace era):

    The Labor Theory of Property The Utilitarian Theory of Property

    The Personality Theory of Property

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    LOCKES LABOUR THEORY

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    The Labor Theory of Property. The basic idea behind this

    approach is that a person has the right to the fruit of his or

    her labor.

    This approach traces its origins to 17th century philosopher

    John Locke.

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    John Locke (1632-1704)

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    Lockes Theory of Appropriation

    1.Nature was created

    for all to share; it is acommon

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    Where does labor enter into it?

    Whatsoever he removes out of

    the state that Nature hathprovided and left it in, he hathmixed his labor with it, and

    joined to it something that is hisown. . .

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    Lockes Theory of Appropriation

    1. Nature was created for all to share;it is a common

    2. We each own our body, and thelaborit produces

    3. this labor being theunquestionable property of thelaborer

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    For Locke, it is fundamental that

    these belong to the individual;no one has a superior or conflictingclaim

    Each person is bornfree

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    Lockes Theory of Appropriation

    1. Nature was created for all to share; it is a common

    2. We each own our body, and the laborit produces

    3. Mixing labor with the commonyields a valid property claim

    4.Subject to caveats andprovisos; not an absoluteclaim

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    1. The famous sufficiencyproviso

    No man but he can have a right to what [his labor] is

    once joined to, at least wherethere is enough and

    as good left incommon for others.

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    The same law of nature thatdoes by this means give us

    property, does also boundthat property too.

    -- Second Treatise, 30; p. 3

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    2. Spoliation Proviso

    As much as anyone can make use of

    to any advantage of life before itspoils, so much by his labor he mayfix his property in . . . -- p 3

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    3 Lockean Provisos

    Sufficiency (as much and as

    good left over)Spoliation

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    Labor is far from an absolute

    claim to titleHe that had as good left for his

    improvement as was already

    taken up needed not complain,ought not to meddle with whatwas already improved byanothers labour

    ; if he did it isclear he desired the benefit ofanothers pains . . .

    -- 2ndTreatise, 33

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    PERSONALITY THEORY

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    The Personality Theory of Property. According to thepersonality theory of property, the intellectual object is anextension of the creators or authors personality.

    For this reason, advocates of the personality theory believethat artistic works deserve legal protection.

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    Hegel, personhood and self-realization

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    Basic Hegelian concepts

    Individual will

    Autonomy (freedom to

    choose and act)

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    Hegel and stages ofdevelopment

    The will is ineffectual when trapped inside theindividual

    Projection of the will eg via property claims is animportant step forward

    Merging of individual wills into a functional, other-

    regarding state is the end goal

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    Simple version

    To become fully self-realized, anindividual must be able to project hisor her will onto objects in the external

    world

    This requires a stable set of claims overthose objects i.e., property rights

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    Control: maintain the

    object in the intendedstate; hold it steady, topermanentlyaffix thewill to it

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    Labor vs. will

    Labor may be the result ofconscious choice

    But willis the part of us thatdoes the choosing; it ismore an integral part of whowe arethan labor which ismore a quality or product

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    JK Rowling

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    JK Rowling:

    Locke: she worked hard in drawing from a longtradition of wizard and coming of age tales, and

    so deserves copyright in her Harry Potter books

    Hegel: The writing of these books literally helped

    make her who she is, or helped her more fullyrealize who she really is

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    Utilitarian theory

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    The Utilitarian Theory of Property. According to this theory,

    granting property rights will maximize the good for the

    greatest number of people in a given society.

    Utilitarian theory underpinned the rationale used by the

    framers of the US Constitution for granting intellectual

    property rights.

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    Utilitarian Perspective

    Jeremy Bentham

    (1748-1832)

    Bythe principle of utility is

    meant that principle which

    approves or disapproves of

    every action whatsoever,

    according to the tendencywhich it appears to have to

    augment or diminish the

    happiness of the party

    whose interest is inquestion: or, what is the

    same thing in other words,

    to promote or to oppose

    that happiness."

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    Utilitarian moral philosophy or ethicscan be simply described as "the art

    of directing men's action to theproduction of the greatest possiblequantity of happiness, on the part ofthose whose interest is in view."

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    John Stuart Mill

    Mill argues that themoral worth ofactions is to be

    judged in terms ofthe consequences ofthose actions.

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    The utilitarian perspective

    The greatest good for the greatest number

    Rights follow only from calculations of collectivewelfare

    Natural rights are useless Jeremy Bentham

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    Landes and Posner

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    The other side of the coin

    INFORMATION WANTS

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    INFORMATION WANTS

    TO BE FREE

    Richard Stallman is opposed to intellectual propertyrights for software.

    He did copyright his emacs editor, but he claims he did

    this to prevent others from copyrighting and thenmaking a profit from his software.

    Stallman has been a staunch advocate of the view thatINFORMATION WANTS TO BE FREE.

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    Stallman believes that programmers would continue to write

    software programs even if they received no financial rewards

    in the form of copyright protections.

    Stallman makes the point that information is something that

    human beings desire to share with one another.

    Stallman believes that software development is like science.

    Science progresses most rapidly when knowledge is shared

    openly.

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    According to Stallman, in order for information to be shared,

    it must be communicated, so elaborate intellectual property

    structures and mechanisms that prohibit, or even discourage,

    the communication of information would seem to undermineits very purpose as something to be shared.

    Your reaction?

    INFORMATION WANTS

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    INFORMATION WANTS

    TO BE SHARED

    Herman Tavani argues that INFORMATION

    WANTS TO BE SHARED has a chance to be

    taken far more seriously than INFORMATION

    WANTS TO BE FREE.

    The WWW came into being because SIR Tim

    Berners-Lee, who invented HTTP, shared it

    freely with the world.

    The idea behind HTTP was to allow for the

    sharing of information.

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    Doug Englebart never received a patent for his invention,

    the mouse. He shared it freely with everybody.

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    The sharing of this kind of information has benefited many ofthose entrepreneurs who now seek to control the flow ofinformation in cyberspace.

    MS Windows ultimately derived from ideas that came fromApple and Steve Jobs (at Apple) got most of those importantideas from Xerox PARC.

    It is reasonably accurate to say that current user interfaces

    have benefited from the sharing of information along theway.

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    The Open Source movement is certainly consistent with this

    idea that INFORMATION WANTS TO BE SHARED.

    Eric Raymond was greatly influenced by Richard Stallman.

    PRESERVING THE INTELLECTUAL

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    PRESERVING THE INTELLECTUAL

    COMMONS

    They are similar to ideas expressed by the Stanford

    University law professor, Lawrence Lessig.

    Lessig is a strong supporter of the Open Source

    Movement.

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    The key question relates to the future of the intellectual

    commons.

    What if all the information that we have traditionally shared

    freely were to disappear from the public domain and enter

    the world of copyright protection?

    In the short term, the result might be that corporations and

    some individuals will profit handsomely from this

    privatization of information policy.

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    In the long term, however, our society may be worse off

    intellectually, spiritually, and even economically, if the short-

    term goals or privatization are not balanced against the

    interests of the greater public.

    If these topics interest you, you might want to look at some

    of Lessigs books.

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    Justifying protection for

    trademarks

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    Why Protect?

    1. Protecting the

    consumer.

    2. Protecting the

    businesses.

    1. Property rights

    2. Landes and Posner

    3. Developed through

    common law system

    which allowed tort of

    deceit

    4. Infringement-to preventconfusion

    5. Dilution-to maintain

    integrity and uniqueness

    of the mark

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    Rational basis

    To identify origin or ownership of the goods to

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    o de t y o g o ow e s p o t e goods to

    which TM is affixed.

    1.Craftsmen used the marks to differentiate goods

    2. Industrialization resulted in merchants using marks to

    identify goods and had nothing to do with the origin or

    source of the goods.

    3. Regulatory requirement to affix marks- defective work

    could be traced back to the craftsmen and punished or

    foreign goods smuggled may be confiscated.

    4. Probably indicates that emanate from the same

    anonymous source from where the earlier goods of a

    particular kind or quality came from.

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    .contd

    5. Trademark law, by preventing others from copying a

    source-identifying mark, reduce[s] the customer's costs of

    shopping and making purchasing decisions, for it quickly

    and easily assures a potential customer that this itemthe

    item with this markis made by the same producer asother similarly marked items that he or she liked (or

    disliked) in the past.

    6. True function of TM then is to identify a product a

    satisfactory and stimulate further purchases.

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    2. To prevent deceitful sale

    Common law concept of passing off

    Equity

    Unfair trade

    3 Product differentiation

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    3. Product differentiation

    function

    HONDA v HYUNDAI v Ford v Volkswagen

    Nike v Reebok v Adidas v Puma

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    4. Quality Function

    trademarks as being identifiers of quality providing

    consumers with information about the quality of their

    products, and based on the consumer's previous

    satisfaction when making purchases.

    manufacturers have the required incentive to produce

    products of high, indeed superior quality

    This argument contends that owners of well-known

    trademarks should enjoy protection even when use ofsuch trademarks by a third party is for dissimilar goods

    Ancillary function

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    Contd

    No law or regulation mandates that a TM owner has to

    maintain the same level of quality for all products

    bearing the mark.

    Not a guarantor of any quality

    However enables the producer to earn through licensing

    Can employ control over the licensee to maintain

    quality. Non-compliance of this requirement by thelicensee can result in termination of the license.

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    5. Instrumental tool in

    advertising

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    6. Tool for building reputation or

    goodwill

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    7. Reduces the cost of searching

    Trademark law, by preventing others from copying a

    source-identifying mark, reduce[s] the customer's costs

    of shopping and making purchasing decisions, for it

    quickly and easily assures a potential customer that this

    itemthe item with this markis madeby the sameproducer as other similarly marked items that he or she

    liked (or disliked) in the past.