Judicial Watch · 2019. 7. 26. · A: c: (2} (Q•l : tt

POSITION NAME OF ORGANIZATION/ENTITY

PARTIES AND TERMS c J>

Report Required by the Ethics AOJO FINANCIAL DISCLOSURE REPORT in Government Act of 1978 Rev. 112006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

MCAULIFFE, STEVEN J

2. Court or Organization

U.S. DISTRICT COURT- N.H.

3. Date of Report

05/3/2006

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. DISTRICT JUDGE (ACTIVE)

5a. Report Type (check appropriate type)

0 Nomination, Date

0 Initial Annual 0 Final

6. Reporting Period

01/01/2005 to

12/3112005

Sb. 0 Amended Report

7. Chambers or Office Address

WARREN B. RUDMAN COURTHOUSE 55 PLEASANT STREET, ROOM 416 CONCORD, N.H. 03301

8. On the basis of the Information contained in this Report and any modifications pertaining thereto, ft is, in my opinion; in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSIT! 0 NS. (Reporting individual only; see pp. 9-13 of instructions.)

D NONE (No reportable positions.)

1. Fellow New Hampshire Bar Foundation

2. Director Challenger Center for Space Science Education

3. Trustee Trust #1 (Agency Account Transferred to Trust)

4. Shareholder (50 percent) Pleasant Lake Air, Inc., LLC

5. Partner Pinchers' Investment Group (Neighborhood Investment Club)

6. Tre')Surer Local EAA Chapter - Capitol Flyers

7.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.) ,..._,0 =

<;;i-[RJ NONE (No reportable agreements.) (_,') =

::0 C") :s: rn:- ...., ::;;>

--< ()5;=.:: I ·-·• .-;> rn

,,,... __ . ...,,... co 1. ,-.·in

n;:-,,

2.

N3. co

SOURCE AND TYPE

SOURCE AND TYPE

SOURCE DESCRIPTION

INCOME

2.

3.

Date of Report

05/3/2006

III. NON-INVESTMENT IN COME. (Reporting individual and spouse; see pp. 17-24 of instructions.)

A. Filer's Non-Investment Income

[2Ll NONE (No reportable non-investment income.)

FINANCIAL DISCLOSURE REPORT

of16

Name of Person Reporting

MCAULIFFE, STEVEN J

(yours, not spouse's)

I.

3.

4.

5.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

]. 2005 Concord, N.H. School District (Teaching)

2. 2005 Child & Family Services (Teaching)

4.

5.

JY• REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

IKJ NONE (No reportable reimbursements.)

I.

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

YALUECODE


of16


MCAULIFFE, STEVEN J

V• GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

[KJ NONE (No reportable gifts.)

!.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

[KJ NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

Date of Report

05/3/2006

c;. of AssetS Gaj

te!>o:tii p filid 9'}

MeUi!lli

(Q'WY

.(:I}.

merger fi\Ji(l\),i))

ih ililiiii r¥i>"itiii

(A>i-I} {if ify t<:

d\x;;.J¢Iil.

Ti'ans ctiiini p_i:n94

Or.ilif.J

' Date of Report ' Name of Person_ Reporting_ FINANCIAL DISCLOSURE REPORT

of16 05/3/2006MCAULIFFE, STEVEN J

VII. IN"VESTMENTS and TRUSTS - income, value, ll'ansactions (includes those of the spouse and dependent children. See pp. 34-57 of.filing ins/ructions)

D NONE (No reportable income, assets, or transactions.)

· A, B. Description in.com�·l!\irillg Yiilii !;erid of (includfug tru t-assets) repllrt1hi!j>.�riii4

.-V·lc {f.} .®" T�liW_g,AmouiJtPlace "(XF a:!Wr each a:ss¢t v-alli• va.iu¥ 'l;}'j\ei(H\·

liilY,se.I!. {!/,} ... (3)

vaitje'�empt fi:oirrprio qiscfos,ur f.;q�-�i(A:"H)

c9li z lifriiJJjfy.iif i;ia_t;,c.o.<iei(H ) I l>oye $elier¢0 2 Gode 1')diiii:ili

'I>:4Y (J\!lJ tmnsa¢tiiin,-)

I. Note Rec. R. Jobin None K T

2. NOW Acct Bow Mills Bank A Interest J T

3. IRA Inv Co Amer Mut Fund A Dividend K T

4. IRA Wash Mut Inv Fund A Dividend J T

5. IBM Cap Corp A Dividend Sold 2110 J D Mkt

6. Exxon Mobil Corp. A Dividend J T

7. Bow Mills Bank Stock (D) None M T

8. UBS Retirement Money Fund A Interest J T

9. Citigroup, Inc. A Dividend J T

10. IRA Franklin Templeton For. Fund A Dividend K T

11. IRA PA PACE Large Comp. Value Fund

A Dividend K T

12. Medtronic Inc. A Dividend J T

13. Pfizer Inc. Com A Dividend Sold 11/7 J c Mkt

14. Pinchers' Investment Group Ptnshp Share

A Dividend J T

15. -Harley Davidson Inc. A Dividend Sold 4/16 J A Mkt

16. -Home Depot Inc. A Dividend J T

17. -GE A Dividend J T

I. Income Gain Codes: A =S 1,000 or less B =Sl,001 -$2,500 c=$2,501 'S5;ooo D =SS;OO I '·S 15,000 E =$15,00I - SSO;OQO (See Columns BI and D4) F =$50,001 -SI00,000 G =$100,00J - Sl,000,000 HI =;Sl;000,001, S5,000,000 H2 =More than-S5,000,000

2. Value.Codes J =S 15,000 orless K ='$15',001-.·$50,000 L =$50;0iH 'SJOO;OOO M =s100,001 -s250;000 (See'COlumnsCI andD3) N=S2S.O,OOi -SS00,000 0 4500,001 '$1;000;000 Pi =$1,000;(!0·1 -:SS;000,000 P2 =$5,000,001 -.$25,000,000

3. Value Method Codes {See Col mn-C2)

P3 =Szs.000,001 - sso;ooo,ooo Q =Appraisa_l U = o·'* Vahle

R ,,Cosf{Real Estate Only) V=Other

P4=More thilh-sso;ooo;ooo f? A eS f w=!&timatea

T=fCa'sh Market

A. ¢:.

btiy ..

i};

D#e ·

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)


Description ofAssets (including trust assets)

r each asset e etriptfr-Om.prior disclosure Place "(X)' ·a

a, IQ.ctiijif( du)ing

reporting period Gr\i.S vafue at end of

repof\ipg petj.od transiictfoiii <iiu:iri.g <<i>ortinil' period

(:I) Amorin Cade 1

(A,H}

(2) Type(e.g.div·.i r not:int}

(l) Va.1.ue Codei (JcP}

(Z,} Val!Je

Methgd co.du (Q-\V)

(l) 'J:'ypi:{e.g.

#ll, r;

ieacY,,ptlon)

(2)

ti!P.li!li' Day

(3) Valrie eoc1 2: (FfY

(4)Qain Coiiel (?i'H)

(Sl ld iiti.\Yuf l)µy rlseller (ifpriva� 1r,1 sa¢tiop)

·

18. -INTC A Dividend Sold 915 J A Mkt

19. -AIG A Dividend Sold 4/19 J A Mkt

20. -BCR A Dividend J T

21 . -CMX None J T

22. -MD T A Dividend J T

23. -MSFT A Dividend J T

24. -PFE A Dividend J T

25. -Dentsply Int. Inc. A Dividend J T

26. -EBAY None J T

27. -Petrolio Brasileo A Dividend J T Sold 4119 J A Mkt

28. -BAC A Dividend J T

29. -Air Products & Chem. A Dividend J T Buy 915 J Mkt

30. -Oceaneering Intnl Inc. A Dividend J T Buy 9/15 J Mkt

31. -Whiting Petroleum Corp. A Dividend J T Buy 5115 J Mkt

32. -XM Sat. Radio Hold Inc. None J T Buy 5115 J Mkt

33. Caterpillar Inc. A Dividend Sold 12122 J D Mkt

34. Patterson Companies, Inc. A Dividend J T

I. lncome Gain Codes: A =$I ,000 or less B =$1,001 'S2;500 C =$2,50I -$5,000 0 =S5;001 -$15,000 E =S 15;001 '$50,000 (See Columns BJ. and 04) F =$50,001 - $100,000 G =$100;001 cSJ,000,000 HI =Sl,OOO;OOJ -.$5,000,000 H2.::;oMore than:S h000,000

2. Valµe Codes J =SI 5 000 or less K=Sll,001-$50,000 L=S50,00I - $!00;000 M =s100,001 -s250;000 (See Columns CI and 03) N =$250,00 I -$500,000 0 =$500,00l - $1,000,000 P2 $5,000,00:1 .. $25,000,000

3. Value Me!ho<fCodes P3 =$25;000;001 -$50;000;000 R =cost(Real Estate Only) .P4 =More:rban:sso;uoo,uoo T =<CaSff ?qatjcet (See Column C2) Q =Appraisal V=other S·=:A.SsCssineilt

U z::'"BoOk Value W"':-Estimatcd

1 =s1,ooo;Ooi -:ss,000,000

A: c:

(2}

(Q•Wl

tt

<ill

c;W 2

(4) d m

(l) Amount · ¢qi.t;C:J (AFR)

<:;¢<!\;.2 Val11e

�.e\hoil c;o. �*rg�k.:

(J•PJ

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of16 05/3/2006MCAULIFFE, STEVEN J

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of/he spouse and dependent children. See pp. 34-57 of filing instructions)


1'i' Descripti n.of A set's rncom'e dllruig

(iricluding trust assets) reji(Jrti11� )ier}Qd Gross va!Ue at:eh_d c>f Transactions. durit>g re]ioajng period

i:aji.ortj &ji riod_

(2) (i) (iJ v.:1ii:e sjPlac·e "(X)" after each: as.set T:ii>:<t( ;g;

(!iY;;Ferii; 1'}1p'¢(•;%bljy;S!O,i);

rt' ) lqe tio/�t \fyei/6*-li tGo4�l

exell)pt frOri;i ptior qisclosl!fe 'lalup

r deiilptlon) ·· i\lf<}

(AiID .(ifjiri\iiipo. traQSiictirin).

35. Everest RE Grp. Ltd.

36. Burlington Res. Inc.

A

A

Dividend

Dividend

Sold

Sold

8/2

12122

J

J

A

E

Mkt

Mkt

37. Affil. Computer Svcs. Inc.

38. First Data Corp.

A

A

Dividend

Dividend

Sold --- -- ·--

Sold

4/13 ·--··-··-····

4/20

J . -· -

J

A ··-· --- ---·-

A

Mkt - -

-····· - ·

Mkt

- . ·-

39. N.Y. Comm. Bankcorp, Inc. A Dividend J T Partial Sale 10/4 J A Mkt

40. Dow Chemical Co. A Dividend J T

41. Bank of America Corp. A Dividend J T Partial Sale 4/13 J A Mkt

42. Lowes Cos, Inc. A Dividend J T Partial Sale 4/13 J A Mkt

43. Cisco Systems, Inc. A Dividend Sold 12119 J A Mkt

44. Calgon Carbon Corp. A Dividend Sold 1118 J c Mkt

45. CVS Corp. A Dividend J T

46. Amcor Ltd. ADR A Dividend Sold 12/19 J A Mkt

4 7. Anheuser Busch Cos., Inc. A Dividend Sold 12119 J A Mkt

48. BASF AG Spon. ADR A Dividend Sold 12/19 J A Mkt

49. Deere & Co. Buy 8/29 J Mkt

50. Deere & Co. A Dividend Sold 11/15 J A Mkt

51. Magna Intl. Inc. A Dividend Sold 217 J A Mkt

1. lncome Gain·Crides: A =S 1,000 or iess B =Sl,00 I -$2,500 C =$2,SOJ -S5;000 D =$5,00J -Sl5,-000 (See Colum.D.s BI and 04) F.,,$50,001 -$100,000 a ,,.noo,001 ,:n,ooo;ooo HI =s1,ooo,001 -$5,ooo;ooo H2 =More t_han·$5,000,00Q

2. VafUe Codes J=$15,000orless K =$15,001 -$50,000 L =sso;-001 -s100,ooo M .,,$100,ooi ':s2so,ooo (SeeColumns Cl and 03) N =$250,001 '.'$500;000 o,,.s500,001.cs1;000;000 Pl =s1;000;001 - $5,ooo;ooo fa·=ss,ocio,001 cs25,ooo,ooo

· ·. v I .e Method codes (SeeColumn C2)

P3 =S25;000;001 - $50;000;000 Q =Appnii_ sal

!l. =Co51(RO>lEsta!COnly) v- Otlier

P4 =More than S50,ooo;oil0 s F'AssesSuient

T =cash Market

U. =BOokViilue w=i;snma ea

A. B. c

m· Valuj:

p;

(jqqe O•l')





Description of Ass.etS (iriC:ludi!ig trust a.Ssets}

Place '·'O.CY' after ch asset exeinj>t fioffi,prior disCloSure

Income during reportitigpe od

(1) AmOunt Golie 1

(A,H)

O) Type(e.g.

iY;i: t; or int)

Gi1>ss vaiue .a:t end of

!'l>@gg p;erili\l (l}

Value Code2 (j'pj

Metho.d Go:del

°tta(iSiicJ:iciils i:li!ri:n ' reporting period

.(!) Type(\:.;!(; (2) (3) htiy,sell; b.a V l4e rQ.e. ger, Miin\!> " ?'. re<!einptfon) Day (A"H) (ifprivaie

(4) Gaiti ci;>de.r

(S)lcfonticy0f buyerls¢ller

{Q"W) trans ctioll)

52. Motorola, Inc. A Dividend J T

53. Pall Corp. A Dividend J T

54. Petroleo Brasileiro A Dividend J T

55. Praxair, Inc. A Dividend J T

56. Staples A Dividend K T Buy 12/22 J Mkt

57. LM Ericsson Telefon Co. A Dividend J T

58. ING Groep N V NL A Dividend J T

59. Novo Nordisk ADR A Dividend J T

Sat. Radio, Inc. 60. Siriu. None J T s

6 I. Freescale Semicond., Inc. A Dividend J T

62. IRA I Shares Russell Fund A Dividend J T

63. IRA Midcap SPDR TR A Dividend J T

64. Fed. Prime MM Fund A Dividend J T

65. BMB NOW Acct. (2) A Interest J T

66. Cohen & Steers Reit & Util., Inc. A Dividend Buy 2/8 J Mkt

67. Cohen & Steers Reit & Util., Inc. Sold 4113 J A Mkt

68. Cohen & Steers Reit & Util., Inc. A Dividend Buy 7/21 J Mkt

I. income Gain Codes: A =$1,000 or less B ='$I ;DO.I -SZ,500 C=SZ,501 -$5,000 o s5;-001, $15;ooo E =$!5;001 'SS0,000 (Sec Columns Bl and 04) F =$50,001-$100,000 G =$100,001 - SI,000,000 HI =$1,000,001 • S.5,000;000 HZ =More than $5,000,000

2. Value Codes J =$"15,000 or less K =$15,001 · $50;000 L=SJ0,001 -$100,000 M =s100;001 -siso,ooo (See Columns CI and DJ) N =$Z50,00 I -$500,000 0.=$5oQ,OOI-$1,000,000 Pl =s1,ooo.00J. c $5,DOO;OOO PZ =S5;000,001 -· szs;ooo.ooo

3. Value· Method Codes Pl "$Z5,000,00I - $50,000,000 R =Cost {Real Estate Only) P4 =Moro than S50,000,000 T=Cash Market

(See Colutm CZ) Q =Appraisal V=Other S =Assessment

U =Book Value W=Estimated

:B.

(2) (3) (4) (S)

I


VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See PP• 34-57 of filing instructions)


A. c,. be Desctjption of Assets Incomec durii!g <:)ip:ssNal)ie• at i\<h>f Tiarufactiqns:d.utin11 rqforting.period (including trust asseis) r¢1'iirti'1!iP"iill4 r;.:p #iilg:j:>'i:n!id

(I) 2} (2) ({). Place "(X)" after each asset

exempt from prior disclosure

ArriOu'nt Code I

(;\-H)

Type(•4:·di ., n

or:mt)'

Va1u• eode2

(J'-p)

Value Meili<id .Code:i (Q-WJ

Type'.( ;g. b]iy,sdi;

.¢:X-$ i;e'l)iptiq )

Date Vaiue Gain· ¥0\ith- Coiiei Gode Day (i'P) (A•H)

Identitr of bu�@s Her (ifpr:iyate trans ction)

69. Cohen & Steers Reit & Util., Inc. Sold 9/27 J A Mkt

70. Kyphon, Inc. A Dividend Buy 2/9 J Mkt

71. Kyphon, Inc. Sold 7113 J B Mkt

72. Hillenbrand Inds., Inc. A Dividend Buy 2117 J Mkt

73. Toyota Motor Corp. A Dividend Buy 2117 J Mkt

74. !shares FTSEIX!Nlj_UA China 25 Index FD

A Dividend J T Buy 415 J Mkt

75. General Motors Conv. PFD Ser. A A Dividend Buy 4/20 J Mkt

76. EBAY, Inc. None Buy 7/14 J Mkt

77. XTO Energy A Dividend J T Buy 8/16 J Mkt

78. EBAY, Inc. None Sold 11117 J B Mkt

79. Hillenbrand Inds., Inc. Sold 8/29 J A Mkt

80. Fording Canadian Coal Tr. A Dividend Buy 8/31 J Mkt

81. Fording Canadian Coal Tr. Sold 11/8 J A Mkt

82. Cemex S A A Dividend J T Buy 10/3 J Mkt

83. General Motors Conv. PFD Ser. A Sold 1111 J A Mkt

84. Tele Norte Leste Particip SA A Dividend J T Buy 1016 J Mkt

85. Aegon NV Ord ARS Piepstg A Dividend J T Buy 11/1 J Mkt

I. Income Gain Codes: A =SI ;000 orless B =SJ,00! ,S2,SOO c =$2;501 • ss;ooo D C'S5,00 I ., $1'�;000 E =$15;00! - S50;000 (See Columns Bl and 04) F =$50,0!H -$100,000 G"SJOQ,OQI "Sl;000,000 HI =s1,000;001 cs.5.ooo,ooo H2 =Moie than.$5;000;000

2. Value.Codes J =St5,000 or less K =$15,001 '$50;000 L =S50,001 '$1cio,ooo M =$100,001 's2so,ooo (See Columns Cl. and DJ) N =$250,001 • $500,000 O=SS00;001 ·-SJ;Ooo,cioo Pl =s1;000;001 -CS5,CiOiJ;OOO P2 :s5;000;001 .'$2,1,000;000

3. Value Method Codes P3 =$25,000,001 • $50,000,000 R ?Cost (RealEstate Only) P4 °'More than S50,000,mio T =CaSh Market (See Column C2) Q =Appraisal V=Othcr S = sessment

U =Book Value W=Estim ted

il. Cc

(!)

m g r redefup'iio )

b.

(2) (3) (4} P4

<r�r)

(5)

05/3/2006

(!) AfuOQ. t Code l (ACH)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of16 MCAULIFFE, STEVEN J

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of.filing instructions)

0 NONE (No reportable income, assets, or transactions.)

A.

Description ofAssets Io.collie during Gross·vaiue at end·of Transactions during repmting period .(includirig trust assets) reporting· period reportjpg period

(1)(2) p.)Typc;(e;g. Value ValuePhc.e '.' (XY' a.ftcr ea h a S.et Typf\(c;g.

i;µ}',�e11:exempt from p or . isc c;is di�.; rrini, M thodC9di>2 Va!\le .oafo· Identl!Yof Orin ) ¢ode3O'J') Co(le.z C!idcl l:>uy r/&el!erMoi!t!i'

Day (A-H) (lfprivaie transacti.oti}

(Q.'W)

86. Verizon Communication Inc.

87. Tyco Intnl Ltd

88. Suncor Energy, Inc.

89. Peabody Energy Corp.

90. James River Coal Inc.

A

A

A

A

A

A

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

J

J

J

J

J

J

T

T

T

T

T

T

Buy

Buy

Buy

Buy

Buy

Buy

1111

11/8

11115

11/15

11/23

12/9

J

J

J

J

J

J

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt91. American Eagle Outfitters Inc.

92. UST Inc.

93. New York Comm. Bancorp Inc.

A

A

Dividend

Dividend

J

J

T

T

Buy

Buy

12115

12115

J

J

Mkt

Mkt

94. Wellpoint, Inc. A Dividend Buy 2112 J Mkt

95. Wellpoint, Inc. Sold 12/29 J D Mkt

96. !shares Trust S&P Tele A Dividend J T Buy 12/22 J Mkt

97. Internet Holders Trust A Dividend J T Buy 12122 J Mkt

98. Aus & NZ Bkg Grp

99. Bow Mills Bank Stock [CJ

A Dividend

None

J

K

T

T

Buy 12/22 J Mkt

JOO. Bank of Am. Corp. [CJ A Dividend J T

101. Burlington Resources, Inc. [CJ A Dividend K T

102. Dow Chemical Co. [CJ A Dividend J T

1. lncome-Gilin Codes: A =Sr ,000 odeSs B 1;001 .-:S2;50o c =s2,501 -·ss;ooo Ii '°$5;001 -$15,000 (See Cohllnns Bl an.dD4)

2.· V ue C_dd.C:S F =$50,001- SI00,000 J $Js,ooil or le5s

o ,;.s100,001-·si.ooo,ooo K =$!5;01il • $50,000

HJ =S!,000,00l-.S5,000,000 L=S50;001 -SlOO;OOO

!i2 =More than s5;ooo;ooo 1\1.;;S)OO,OOJ 's2so;ooo

.(SeoColwnns'CI andD3) N ;:$250;00l , $500;000 0 "'$500,00 I o $1\000;000 Pl "'Sl;OOO;OUl-$5,00Q;OOO Pi "'$5;0li.O,OOI 425;000,000 3. va1 c-Metho4:codes

(See Column CZ)

P3 ?$25,000,001 c S50i000,000 Q =Appraisal

Ii. =e.ost'(Realfatate· Only) V=Othei·

P4 =More·than $50,000,000 g·:::;:�s Cht

T=Cash Maric t

U =Book Value W=7Estiri::iated

A. c:

(!)

n.

('2) (3) (4) pa:te Gain MorilJi-I.iay (Ml)

(:SJ





Description of Assets (iiichiding trust assets)

fl, lnco!lle liiirli!i:

repori!J,igj>eii;:,4 Gr\l sva/u ';.i;end of

ro/ !\tlipet;M Triinsactiorui d\iring reporting:pe.riod

Pface "(X)'' after each asset exempt from prior.· disclosure

Arilount Code I

(Ml)

ciyTYJ'e(e,g.

iV.. ; r or inn

(l) Y:at • Code::i (J'P)

(2) Vallie

Method Cod¢:l (Q'WJ

(1) type{ .g. bUy, icl[, me g r.

rCdemptiori)

value Co e2 c&ae1 (J-P)

IdeiJtityQf b'!yerlsell r (ifprivate transaction)

103. First Data Corp. [CJ A Dividend Sold 4/20 K A Mkt

I 04. Intel Corp. [CJ A Dividend Sold 2/10 J A Mkt

105. Lowes Cos., Inc. [CJ A Dividend J T

106. N.Y. Comm. Bancorp, Inc. [CJ A Dividend J T

107. Patterson Companies, Inc. [C] A Dividend Sold 8/31 K D Mkt

I 08. Pfizer, Inc. [CJ A Dividend Sold 11/22 J A Mkt

109. Tupperware Corp. [CJ A Dividend Sold 9/14 J A Mkt

110. Everest RE Grp. Ltd. [CJ A Dividend Sold 8/1 J A Mkt

111. BP PLC ADR [CJ A Dividend K T

112. Fed. Prime Obig. MM Fund [C] A Dividend J T

113. Thornburg Mrtg Reit [CJ A Dividend Buy 1126 J Mkt

114. Thornburg Mrtg Reit[CJ Sold 8/1 J A Mkt

115. Allied Capital Corp [C] A Dividend J T Buy 1/26 J Mkt

116. Magna lntnl A [C] A Dividend Buy 1/26 J Mkt

117. Magna lntn!A [C] Sold 3/23 J A Mkt

118. Cedant Corp. [C] A Dividend Buy 1/26 J Mkt

119. Cedant Corp. [C] Sold 4/20 J A Mkt

t ..lncome Gain Codes: A =$ 1,000 or less B"?Sl,OOJ -Si,51io c =$2,501 -$5,000 D =S5;001 ·$15;000 E "'Sl5;00l ·$50,000 (See (:olumns Bl and D4) F =$50,001 -$100,000 G =$100,001 -.$1,000,000 $5;000,000HI =Sl,000;001-$5,000,000 H2 =More than.

2. Value Codes J =$15,000 or less K =S15,00J -$50,000 L=$50;001-CSIOO,OOO M =$100,001-$250,000 (See ColumnsCl .arid DJ) N =$250,001 cS500;000 o =s500,001 - Sl;Ooo;ooo Pl =SJ;000-,001 -$5,000,000 P2 =$5,000,001 -$25;000,000

P3 =$25,000;001 -.$50,000,000 P4 =Moreth n $50,000,000

(See Column C2) V=Other S =Assessm·ent 3. Y.alu_c Method Codes ·R =cost (Real Estate Only) T=CashMatkct

Q=Appraisal U =Book Value W=Estimated

B. c.

(!)

(H)

D;

(2) (5)


of16


MCAULIFFE, STEVEN J

Date of Report

05/3/2006

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions)


A.

Description of Assets lrlcomeduring Gross vafue• at end• cif Tran5aetfons diiring reporting period (including trust assc:!S) reportiirg period repiirlitig peciotj

{2) (!) (2) (I) Place "(X)." after each asse.t Amo nt Type(e;g. v.alue V;il Type(�,g. (af (4)

exempt_ rqt:l.l prior -disdri.s, re . Code 1 div.• rent; Cod.e2 Meµ;.<id hri)(,:sel!, Vo!i\ Qaiil 1\ientity o.f (A'H) rill(.) Co((e) rii•¥ger, Montii coa:.;2 Godel. hii:)'e,/Sell r

(Q,W} rederiipti n) Oay (J,P) (A;!I} (iFJiriY,,te u:aJisactjon)

120. Affiliated Computer Svc Inc. [CJ

121. Affiliated Computer Svc Inc. [CJ

122. Dupont DeNemours & Co. [CJ

123. Dupont DeNemours & Co. [CJ

124. Cohen & Steers Reit & Util. Inc. [CJ

125. Cohen & Steers Reit & Util. Inc. [CJ

126. Pfizer, Inc. [CJ

127. Pfizer, Inc. [CJ

128. Kyphon, Inc. [CJ

129. Kyphon, Inc. [CJ

130. Albertson's Inc. [CJ

13 I. Albertson's Inc. [CJ

132. Hillenbrand Inds, Inc. [CJ

133. Hil lenbrand Inds, Inc. [CJ

134. Wellpoint, Inc. [CJ

135. Kinder Morgan Energy Ptnrs. LP [CJ

136. Telecom New Zealand [CJ

A

A

A

A

A

A

A

A

A

A

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

J

J

J

T

T

T

Buy

Sold

Buy

Sold

Buy

Sold

Buy

Sold

Buy

Sold

Buy

Sold

Buy

Sold

Buy

Buy

Buy

1/27

6/30

1/27

8/29

1/31

10/26

2/3

11/22

219

7113

2/17

9115

2/17

8/29

2117

2/17

3/9

J.

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

A

A

A

A

A

A

A

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

I. Income Gain .Codes: A =:=S 1;000 or:less B =Sl,00 I - $2,500 C =$2,50 I. '.SS;OOO D "3>5;00 I , $15,000 E=SIS,OOJ ,$50;000 (Sec Columns Bl and·D4) F'=S50,001-$100,000 G =$]00,001 ,·Sl,000,000 HI =$1;000,0CH 'S5,00Q;OOO H2 =More than $5,000,000

2. Value Codes J =$15,000·or less K =Sl 5,001 , sso,ooo L =$50,00.1 c $100;000 M =$100,001 $250;000 (See Columns Cl. and DJ) N=S250;00I , $500,000 o =s5oo,oo 1 " s1.ooo,ooo Pl "3>1;000;001 'S5,000,000 n :-$5;oo!);ocn ' sz5;-000,-000

3. ValUeMethod Crides P3 =$25,000;001 , $50,000;000 R=Cost (Real Estate Only) P4 '=More thilifS50;000,000 T=Cash' Market (See.C:olwnn C2) Q =Appraisal V=OthCr S ""'Assessniciit

U =Book Value W=Estimated

(1)

n.

(5)

lriconie: during f!'P,orii.cig peri d

"fype(e,g,

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of16 051312006MCAULIFFE, STEVEN J

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. Se pp. 34-57 of filing instructions)

NONE (No reportable income, assets, or transactions.) D ·a:.A. c

Description of A:ss.ets dt!issv;i.ti\ ateliliof Trimsactions:duffnifl:poiti¢iriieriod (includi11g trust assets). p9ftiiig'J?�li<19 ·.

11s·

aiv'.;r ti.t

. . . . '(il(1.) (1) Place "(X)" after each asset Ama\lllt Vil.Tile Value ·Tl'Pi>'(e;g, {4)(�j

<::�g!q N! tliiid w.sc!i; V l Ga.inexempt.from prior:diScl sure Codi:. I Jdenti!Y<if (Ml) (j'P,) Co.ii& 3 odiitJ puyeri HcrJ::iidc 101�.� f� (i:<i9•:Z.

redi::rJijitiqi:ii (lfprjvate tral!Sactiocy)

(Q,W) (A"H)(J'J>)

137. Neuberger Bennan RE [CJ

138. Neuberger Bennan RE [CJ

139. !shares FTSE/XINHUA China Index [CJ

I40. Telefonos De Mexico [CJ

141. Lowes Cos, Inc. [CJ

142. Amgen, Inc. [CJ

143. SLM Corp OP! Linked [CJ

144. Toyota Motor Corp. [CJ

145. CVS Corp. [CJ

146. United Health Group [CJ

147. General Motors Conv PFD [CJ

!48. General Motors Conv PFD [CJ

149. EBAY Inc. [CJ

150. EBAY Inc. [CJ

15I. XTO Energy Inc. [CJ

152. Avon Products Inc. [CJ

!53. Avon Products Inc. [CJ

A

A

A

A

A

A

A

A

A

A

A

A

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

None

Dividend

Dividend

J T

J T

J T

J T

J T

J T

J T

J T

J T

Buy

Sold

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Sold

Buy

S-Old

Buy

Buy

Sold

3114

10/26

3/28

3/28

3/28

3/28

3/28

3/29

415

4/20

4/20

I I/I

7/14

11/17

8/29

8/29

10/5

J

J

J

J

J

J

J

J

J

J

J

J

K

K

J

J

J

A

A

c

A

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mk!

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

J. Income GainQ:ides: (See Columns Bl and 04)

A =S!;OOO or1css

F =S50,001 -·s100.ooo Bo;Sl,-001 , . . $2;500 G=Sio0,001 - Sl,000;000

c=s2,so:1 ' S5;o.oo H 1 =$\,000;001 -·ss;ooo.ooo

0=$5;-00J c$]5,000 H2 =Mnre than s5;000;000

E =s 1s,001 -s5o,ooo

2. Value Codes J=S15;000. or less K"'S!5;00! "$50;000 L=S$0.001 -siilo,cioo M =sioo;ooi siso,ooo (See.Columns Cl and DJ) N :$i50;1lt) J c SSOO;OOQ Q=$500;00 J, S!;Ooo,bOQ Pl =S·i\OQO;OO! • S;oilo,ooo i>2 "tls;ocio,oo 1 's25;ooo,ooo

3. V-31Ue Method Codes Pl ='$25;000,001-$50,000;000 R =east(ReafEstaih on1y) P4 =M, re thairSS0;000,000 T.=easi> Market (See COiumn C2) Q ""Appraisal

U =Book Value V=dther S= S soi t

W=&timateil

c.

(i}

p;

�J r riiQeri)ptiori)


VII. INVESTMENTS and TRUSTS - income, value, transactions (inclutiu those of the spouse and dependent children. See PP· 34-57 of filing instructions)


A.

Description of As.sets. (inC!uding trustasse!S)

PlaC "(XY' afte:r each asset exempt frof!l. prior discl0s4re

B. lricotile dutfug

repb!!ijl.gj:>tjri6d .

(2)'AmoUJit Type(e;g. Code 1 dive; rent;

Grqss.vahie at end of rep r(in,g;periad

.. (2)(l)

Yaliie V?lue Goc!e2 etii d

Transactions during teporling·i>eriod

(l) Type(ei· 1'\\§;#)l;

(ij Y31W

(4) G iii

(5)1ac;ntify9f

Corle3ot iiit)' (A-K) (Jcp) M ii!li' Cpde2 Gi>d. l t>llYe'ls•!ler (QcW) (ifprlvate

u:insacti6o) Day' (Ji:>JI)pc:Pj

154. Deere Co. [CJ

155. Deere Co. [CJ

156. Fording Canadian Coal Tr [CJ

157. Fording Canadian Coal Tr [CJ

158. Cenex S.A. [CJ

159. Peabody Energy Corp. [CJ

160. Wa!Mart Stores Inc. [CJ

161. American Eagle Outfitters Inc. (CJ

162. New York Comm. Bancorp Inc. [CJ

163. Tele Norte Leste Particip [CJ

164. Suncor Energy [CJ

165. Aegon NV Ord [CJ

166. Verizon Comm. Inc. [CJ

167. Tyco Intnl Inc. [CJ

168. Suncor Energy Inc. [CJ

169. SCM Corp. Van [CJ

170. James River Coal Inc. [CJ

A

A

A

A

A

A

A

A

A

A

A

A

A

A

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

J

J

J

J

J

J

J

J

J

J

J

J

T

T

T

T

T

T

T

T

T

T

T

T

Buy

Sold

Buy

Sold

Buy

Buy

Buy

Buy

Partial Sale

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

8/29

10/26

8/31

11/8

9/14

9/14

9121

1014

10/4

10/6

10/26

11/1

1111

11/8

11/15

11/15

11/23

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

A

A

A

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

Mkt

I. lnc.ome Gain .Codes:· A =Sl;OOO.orli:ss B =Sl,001 • $2;500 C = $2;50I '15;000 D =$5;001 ;·$ 15 ,000 E s 15,001 -SS0,000 (See Columns Bl and 04) F =$50;001-·s100;000 G =SJ00,001 '$1,000;000 HI =S1,ooo,oo.1-·s5,ooo,ooo H2 =More than S5,000,000

2; Value Codes J =$ 15;000 orless K=s1s,001-sso;ooo L=SS0,001·"· SI00,000 M =s100:001 "szso;ocio (SeeCofumiis ClandD3) N =$250,Cilil -$500;000 o=ssoo;oo1 -s1,ooo,ooo Pl .. s1,ooo,001 e:ss,ooo.ooo P2 =$5,000,001 '$25,000,000

3. Va.Iue··Mctho.d..Codes (See Column C2)

P3 =$25,0.0o;OOI -$50,0oo,OOO Q=Appr.iiSal

R-=Co5t (Real Estate Only) V Other

P4 =Morethair$50;000,000 S =As.sessmertt

T?Cash Market

U ::BoOk Vcilue W =Estimated

A. $.

M i&o

«MV1

D.

(3) ( )'

05/3/2006

briyet/s,ller

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of16 MCAULIFFE, STEVEN J

vn. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent childre1L See pp. 34-57 of filing instructions)


c: <iros!l·YaJii t encl'of Transactioris<lllringreportii!gPeriod

reP.o;9!t8' P ti.Q!1 (!) · ·. Cl) (J)

vaiµ· TYP\':fe>g,Vi\l.ti (<\),Mr,•. s n; Value Gain tdOrititY <lf ¢rid)?+

¢9de3 l!!�I et, God¢ IMorith(J4jj .(:iQf\¢7reiJ inpti(ln) (A'}!)(i•:l')DaY (ifp(iV'1!e:

lri!nsac on)

Description ofAssets (inC!uding trust asse!S)

Place "{X)''. after each asset exempt fromprior disclosure

IncoJiii: dui)ng r•li.oi;fui ;Ji ii ..

Ainou. t code 1

(A•H)

(2) Typtj(e:g. d �.;·, µl,

oriiil}

171. Citigroup Inc. (CJ MktJBuy 1212J TA Dividend

172. UST!nc. [CJ MktJ12/15BuyTJA Dividend

173. New York Comm Bancorp Inc. [CJ MktJBuy 12/15T .A Dividend J

I. lnCome Gain Codes: A =$1;000 or less B =H,001 - $2;500 (>$2,$01 '$5;000 O=SS,001-$15,000 E =SI 5,001 - $5.0,000 (see· Columns BI and 04) F =$50;00 I - $ I00.000 G =$100,00.l: Sl;000,000 HI =$1,000,001 -$5,000,000 H2 =More tba ·ss;ooo,ooo

2 Value Codes • J =$15,000 or less K=$15,0QI ;•SSO;OOO L=S50,00J - $100,000 M =$100;001- $25Q,Oo0 (See.Columns CI and 03) N =$250;001 - $500,000 0 =$500,00 l - $1;000,000 Pl =$'1;000,001-$5,000,000 P2 =$5,0Q0,001 -$25,000,000

3. Value:MCthod Codes

(SeeColumnC2)

P3 =$25,000;001-$50,000,000 Q =Appraisal

R =Cost (Reill Estate Only) V=Other

P4 =Mofe.th&n.$50,000,000 S =ASseSsmeD.t

T=Casb Market

U =Book Value W:;:Estimated

. FINANCIAL DISCLOSURE REPORT of16

Name or Person Reporting

MCAULIFFE, STEVEN J

Date or Report

05/3/2006

VITI. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReport)

PART I. POSITIONS. Pleasant Lake Air, Inc., LLC, is a corporation formed to own a Cessna 182 Sky lane single engine private airplane. I own a one-half interest in the corporation

(and thus the airplane).

PART VI. LIABILITIES. I own a summer cottage with a former law partner, Edward E. Shumaker, III, as tenants in common, which property is mortgaged in part. That liability is not

disclosed since it is secured by real property which is a personal residence.

, - " ' .r. FILETHIREPO:T "



IX. CERTIFICATION.

I certify that all information given above (inclnding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signatu

NOTE: ,. . • • ..... • • • W •• • • • t •• I '1 I FAILS TO MAY BE SUBJECT TO CIVIL """ AND CRl INAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Judicial Watch · 2019. 7. 26. · A: c: (2} (Q•l : tt

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