JPMorgan Chase & Co. Example of Succession Planning Reportas the Chief Executive Officer of Europe,...
Transcript of JPMorgan Chase & Co. Example of Succession Planning Reportas the Chief Executive Officer of Europe,...
: SGA Talent –November 2017 SGA Talent - www.sgatalent.com
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JPMorgan Chase & Co.
Example of Succession Planning Report
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Name & Title: Daniel Pinto, Chief Executive Officer, Global Head, Investment
& Corporate Banking
Biography: Mr. Daniel E. Pinto serves as the Chief Executive Officer of Europe, Middle East and
Africa at JPMorgan Chase & Co. Mr. Pinto serves as Chief Executive Officer of
Corporate & Investment Bank at JPMorgan Chase & Co. since March 25, 2014. He
serves as Chief Executive Officer, Chief Executive Officer of Corporate & Investment
Bank and Chief Executive Officer of EMEA of J.P. Morgan Securities Plc. He served
as the Head of EMEA at JPMorgan Chase & Co. He has been a Member of Executive
Committee at World Business Council for Sustainable Development, Geneva since
January 1, 2017. He served as Co-Chief Executive Officer of The Corporate &
Investment Bank at JPMorgan Chase & Co. from July 2012 to March 2014. He serves
as the Chief Executive Officer of Europe, Middle East & Africa Region at JPMorgan
Chase & Co. since June 2011. He served as the Head of Investment Bank and EMEA
at JPMorgan Chase & Co. He served as the Head of Emerging Market at JPMorgan
Chase & Co. from November 15, 2006 to 2009. He served as the Head of Global
Fixed Income at JPMorgan Chase & Co since April 14, 2012. Mr. Pinto served as the
Head of Investment Bank at JPMorgan Chase & Co. and served as its Co-Head of
Global Fixed Income from November 2009 to July 2012. He serves as a Director of
J.P. Morgan Securities Plc.
Name & Title: Carlos Hernandez, Head, Global Banking
Biography: Carlos M. Hernandez is Head of Global Banking at JPMorgan Chase & Co., serves on
the JPMorgan Chase Executive Committee and is a member of the Corporate &
Investment Bank's leadership team. Prior to this position, Mr. Hernandez was Global
Head of Investor Services and led J.P. Morgan's Global Equities and Prime Services
business. He previously managed the Origination and Distribution business for the
Americas, Institutional Equities for the Americas and Global Equity Capital Markets at
J.P. Morgan. Before joining the Equities division, Mr. Hernandez was head of
Investment Banking, Latin America. Mr. Hernandez has been with J.P. Morgan since
1986, working on a wide array of advisory and financing transactions for both
corporations and governments, across various product groups and geographic
regions. Mr. Hernandez currently serves on the boards of The Brunswick School in
Connecticut and John Hopkins School of Sciences in Maryland. In 2005, he served on
the board of the Securities Industries Association. Mr. Hernandez has a B.S. in
Business from the State University of New York and an M.B.A. from Columbia
University. Mr. Hernandez has a broad range of leadership experience and a deep
understanding of the global financial markets and financial services and securities
industries, including the particular needs of an international corporation. Mr.
Hernandez also has a unique understanding of, and experience with, our broker-
dealer clients and their needs, particularly in the context of recent regulatory reform.
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Name & Title: Nicolas Aguzin, Chairman, Chief Executive Officer, Asia Pacific
Biography:
Nicolás Aguzin is the Chairman & CEO for J.P. Morgan Asia Pacific, overseeing the
firm’s overall activities across Asia Pacific, as well as directly managing the Banking
franchise throughout the region. Nicolás chairs the Asia Pacific Management
Committee, and is also a member of J.P. Morgan’s firmwide Corporate & Investment
Bank Management Committee. Nicolás was previously the CEO for J.P. Morgan Latin
America, responsible for overseeing all of J.P. Morgan’s activities in Latin America. He
was also the Head of Investment Banking Coverage, Mergers & Acquisitions and
Capital Markets in the region. Nicolás joined J.P. Morgan in 1990 in Buenos Aires as a
financial analyst in the Credit Group and has spent his career advising clients on
strategic and corporate finance transactions. In 1991, he moved to New York, where
he worked in the Corporate Finance Services Group and focused primarily on cross-
border mergers and acquisitions for U.S. clients. In 1992, Nicolás returned to Buenos
Aires in the Investment Banking team where he participated in several privatizations,
capital markets and advisory transactions. In 1996, he moved to the Latin America
Mergers & Acquisitions Group in New York, being appointed head of the group in
2000. In 2002, Nicolás expanded his responsibilities and was appointed head of Latin
America Investment Banking Coverage, Mergers & Acquisitions and Capital Markets,
formerly known as Latin America Investment Banking. In 2005, he was appointed CEO
for Latin America. During 2008 and 2009, in addition to his responsibilities as CEO for
Latin America and head of Latin America Investment Banking, Nicolás served as
Senior Country Officer for Brazil. Nicolás holds a bachelor degree in Economics from
the Wharton School of the University of Pennsylvania and is fluent in Spanish,
Portuguese and English.
Name & Title: Lori Beer, Global Chief Information Officer
Biography: Ms. Lori A. Beer has been the Chief Information Officer of JPMorgan Chase & Co.
since September 13, 2017. Ms. Beer served as the Chief Information Officer of
Corporate & Investment Banking at JPMorgan Chase & Co. since June 20, 2016 until
September 13, 2017. She served as Managing Director of Global Technology,
overseeing banking operations, including investment banking and treasury services.
She served as an Executive Vice President of Specialty Businesses and
Information Technology at Anthem, Inc. (WellPoint Inc.) from October 2012 to June 1,
2013. Ms. Beer served as an Executive Vice President of the Enterprise Business
Services (EBS) organization at WellPoint Inc. since October 2010. She has been
working with WellPoint for nearly 10 years. She has more than 20 years of information
technology experience, including more than 10 years at WellPoint. She served as the
Chief Information Officer and Executive Vice President of WellPoint Inc. from August
2008 to October 2010 and also served as its Chief Technology Officer from 2006 to
May 2008, Acting Chief Information Officer from May 28, 2008 to August 2008 and as
Senior Vice President of Enterprise Solutions. She was responsible for the evolution of
WellPoint Technology Strategy and the delivery of Enterprise Business Solutions. She
served several posts at WellPoint, including Vice President of Enterprise Solutions,
Regional Executive Director of West Information Systems, Director of AIMS Release
Management and Director of AMMS Program. Prior to this, she served as Senior
Technical Consultant and Systems Analyst at Convergys Corporation and a Software
Engineer for Westinghouse Savannah River Site. Ms. Beer serves as a Director of the
Warren County (Ohio) United Way. She served as a Director of Vantiv, Inc. from
October 19, 2012 to January 27, 2014. She holds Bachelor of Science in Computer
Science from the University of Dayton.
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Name & Title: Joyce Chang, Managing Director, Global Head, Research
Biography: Ms. Joyce Chang, also known as Robbins, is the Global Head of Research at JP
Morgan Chase & Co, Research Division. Prior to this, Ms. Chang was the Global Head
of Fixed Income, Emerging Markets and Index Research since December 2012.
Previously, she was a Managing Director and Head of Emerging Markets and Global
Credit Research till December 2012 and also the Head of Global Currency and
Commodities Research. Prior to joining the firm in 1999, Ms. Chang was a
Managing Director at BofA Merrill Lynch, Research Division and Salomon Brothers,
where she worked for a decade specializing in emerging markets fixed income
research. Before working on Wall Street, Ms. Chang worked at the U.S. Agency for
International Development. From 1997 through 2012, she held top rankings in
Institutional Investor’s Fixed-Income Research surveys for emerging markets
research. Ms. Chang is a member of the Council on Foreign Relations and the Inter-
American Dialogue and serves on the Board of Directors of Trickle Up and Girls Inc.
She served as a Member of Advisory Board of Eurasia Group, Ltd. Ms. Chang has
held top individual rankings in industry surveys, including Institutional Investor, for
emerging markets sovereign and strategy research since the mid-1990s. She has
been named as one of Top 25 Most Powerful Women in Finance by American Banker
for the past three consecutive years and recognized by the Wall Street Journal (Top
50 Women to Watch), Newsweek (Women Leading the Way) , Crain’s Business New
York (40 Under 40), the Asian American Business Development Council (Outstanding
50 Asian Americans in Business) and the Women’s Bond Club (Annual Merit Award).
In 2014, Ms. Chang received Columbia College’s John Jay Award for distinguished
professional achievement; she was inducted into the Fixed Income Analysts Society
Hall of Fame. Ms. Chang received her Bachelor‘s of Arts from Columbia University and
Master of Public Affairs from the Woodrow Wilson School at Princeton University.
Name & Title: Sanoke Viswanathan, Chief Administrative Officer, Corporate
& Investment Banking
Biography: Mr. Sanoke Viswanathan serves as Chief Administrative Officer of J.P. Morgan's
Corporate & Investment Bank, overseeing Technology, Operations and Controls. Mr.
Viswanathan was Head of Strategy, Marketing and New Business Development for
CIB and head of Corporate Strategy for JPMorgan Chase. Prior to joining JPMorgan
Chase, Mr. Viswanathan was a partner at McKinsey & Co. and co-head of its global
corporate and investment banking practice, serving financial institutions in Asia,
Europe and North America on strategy, organization and risk management topics. He
has been Director of Digital Asset Holdings, LLC since January 2016. He has been
Independent Director at Avis Budget Group, Inc. since March 22, 2016.
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Name & Title: Alessandro Barnaba, Managing Director, Co-Head,
International Sales & Marketing
Biography: Alessandro Barnaba is Co-Head of International Sales & Marketing for J.P. Morgan’s
Markets and Investor Services businesses in Europe, the Middle East, Africa (EMEA)
and Asia Pacific (APAC) regions. Alessandro joined J.P. Morgan in 1996 and has
since held roles in Derivatives Marketing, Debt Capital Markets Origination, Syndicate
and Secondary Bond Trading. He was appointed co-Head of Sales & Marketing for the
Investment Bank’s Markets businesses in 2010. Alessandro is a member of the
Corporate & Investment Bank Operating Committee. He is also involved in the firm’s
campus recruiting efforts. Alessandro holds a Bachelors from the LUISS University in
Rome.
Name & Title: Robin Leopold, Managing Director, Head, Human Resources
Biography: Prior to her current position, Ms. Robin Leopold served as Managing Director and
Senior Human Resources Officer of Global Wealth Management of Citigroup Inc. Ms.
Leopold joined Shearson Lehman Hutton in October 1988 as a Compensation
Manager. In December 1989, she moved to become a Human Resources Generalist.
In September 1990, she became a Human Resources Generalist working with the
Private Client Division. Since 1990, she supported the Private Client Division in
various Generalist roles and was named to the senior position in September 1994. In
June 2001, her responsibilities were increased to add managing Corporate &
Investment Banking Employee Relations Department. In December 2002, she was
named Director of Human Resources for Smith Barney, which included the Private
Client Division and Investment Research. Most recently, in late 2004, she was
appointed Director of Human Resources for the Global Wealth Management business,
which includes Smith Barney's Private Client business, Investment Research and the
Private Bank. She is a graduate of the University of Massachusetts at Amherst.
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Name & Title: Troy Rohrbaugh, Global Head, Marco Trading
Biography: Troy is currently a member of the Johns Hopkins Leadership Forum as well as a Board
member and co-Founder of The Frannie Foundation. Troy graduated from Gilman
School in 1988 prior to attending university. He is also Chair of Gilman’s Class of ’88
25th Year Reunion Fundraising/Event. Troy is a member of key industry groups
including the NY Federal Reserve Foreign Exchange Committee, the Bank of England
Joint Standing Committee and Chair of the GFMA Foreign Exchange Group. He is a
member of the Fixed Income Management Team, Chair of the J.P. Morgan Markets
Steering Committee and a member of the EMEA Analyst and Associate Development
Committee (former Chair). Troy has 20 years of market experience and has managed
businesses in New York, London and Tokyo during his career. Troy joined J.P.
Morgan’s Fixed Income business in 2005 as a Managing Director and Global Head of
Foreign Exchange Derivatives. Prior to joining J.P. Morgan, Mr. Rohrbaugh was
responsible for the North American Foreign Exchange Options business in Goldman
Sachs’ Fixed Income Group. Troy joined Goldman Sachs from Banque Nationale Paris
in Tokyo where he managed the Foreign Exchange Options group for Asia. He began
his career in 1992 on the Philadelphia Stock Exchange trading options for the
specialist firm CooperNeff, which was purchased by Banque Nationale in 1995.
Name & Title: Mark Leung, Global Co-Head, Equities Division
Biography: Mr. Mark Leung has been Co-Head of Equities Division at JPMorgan Chase & Co
since 2017. Mr. Leung served as Head of Asia Pacific Equities Business at JPMorgan
Chase & Co until 2017. Mr. Leung joined JP Morgan in 1997, started his career in
rates derivatives trading and moved into credit hybrids in 2005, according to the
memo. In 2007, he moved into the bank's Asia Pacific equities business and served as
Head of Asia Pacific equity derivatives in 2013 and overall head of regional equities in
2014.
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Name & Title: Max Neukirchen, Managing Director, Head, Strategy
Biography: 1997-2001, studies in physics, Cambridge and Technische Universität München;
MPhil in Physics, Univ. of Cambridge, UK; 2006, PhD in Finance, Macquarie Graduate
School of Management, Sydney, Australia. 2002-13, with McKinsey & Co.: 2002-06, at
the German and London offices; 2006-13, at the New York office; from 2009, Partner;
led transformation programmes for banks around business strategy and risk
management. Since 2013, with JPMorgan Chase & Co.: Head of Strategy; resp. for
developing and driving the strategic agenda, covering strategic priorities firmwide and
for individual lines of business.
Name & Title: Jason Sippel, Global Co-Head, Equities Division
Biography: Mr. Jason Sippel has been Co-Head of Equities Division at JPMorgan Chase & Co
since 2017. Mr. Sippel served as Global Head of Prime Services at JPMorgan Chase
& Co until 2017. Mr. Sippel served as Managing Director of Equity Derivatives, New
York at JPMorgan Chase & Co. Mr. Sippel has been Shareholder Representative
Director at LCH. Clearnet Group Ltd. since July 12, 2016.
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Name & Title: David Hudson, Managing Director, Global Head, Markets
Execution
Biography: Prior to his current position, Mr. Hudson was Managing Director and Chief Financial
Officer for Global Markets at JPMorgan Chase. He was responsible for business
strategy, oversight of finance, technology and business operations, as well as
regulatory and industry relationships for the Markets business within JPMorgan
Chase’s Corporate and Investment Bank. Mr. Hudson has also worked in a variety of
Chief Operating Officer roles at JPMorgan Chase, including Global Rates, Public
Finance, Fixed Income Exotics and Hybrids, Retail Structured Products and the Global
Currency and Commodities Group. Prior to his current role at JPMorgan Chase, Mr.
Hudson was Chief Operating Officer of EMEA Equities Sales at Nomura. Earlier in his
career, he held positions overseeing the development and implementation of
technology solutions and information systems, transition of platforms and new
technology products in the foreign exchange, internet and telecommunications
industries.
Name & Title: Mark Garvin, Chairman, JPMorgan Europe Ltd.
Biography: Mr. Mark S. Garvin serves as the Chairman of J.P. Morgan Europe Ltd. Mr. Garvin
serves as the Chairman of the Supervisory Board of J.P. Morgan AG. He serves as
Vice Chairman of Corporate & Investment Bank and Director of J.P. Morgan Securities
Plc. He has been a Director of Euroclear plc since March 30, 2006 and serves as its
Senior Independent Director. Mr. Garvin serves as a Director of Euroclear SA/NV. Mr.
Garvin has worked for J.P. Morgan and its predecessor banks since 1978. After
serving in various capacities in the Latin American division he became credit officer in
Paris in 1982. He transferred to London in 1985 where he assumed responsibility for
UK client coverage. In 1988, he was appointed as Deputy General Manager of the
London Branch and in 1992 became UK Senior Country Officer. In 1997, he was
appointed Chief Operating Officer – Europe, Middle East & Africa and served as
Chairman of Treasury & Securities Services International since 2004 until 2012. He
also Deputy Chairman of the British Bankers' Association and a Director of British
American Business. He has a Bachelor of Science degree from Georgetown University
and a Master of Business Administration degree from American University.
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Name & Title: Jacob Frenkel, Chairman, JPMorgan Chase International
Biography: Dr. Jacob A. Frenkel is Chairman of JPMorgan Chase International and a member of the J.P. Morgan International Council. He also serves as Chairman of the Board of Trustees
of the Group of Thirty (G-30) which is a private, nonprofit, Consultative Group on International Economic and Monetary Affairs.
Dr. Frenkel served from 2001 to 2011 as Chairman and CEO of the G-30, from 2004 to 2009 as Vice Chairman of American International Group, Inc., and from 2000 to 2004 as
Chairman of Merrill Lynch International, as well as Chairman of Merrill Lynch’s Sovereign Advisory and Global Financial Institutions Groups. Between 1991 and 2000 he served
two terms as the Governor of the Bank of Israel. He is credited with reducing inflation in Israel and achieving price stability, liberalizing Israel’s financial markets, removing
foreign exchange controls, and integrating the Israeli economy into the global financial system.
Between 1987 and 1991, he was the Economic Counselor and Director of Research at the International Monetary Fund, and between 1973 and 1987 he was on the faculty of
the University of Chicago where he held the position of the David Rockefeller Professor of International Economics and served as Editor of the Journal of Political Economy.
He is a Fellow of the Econometric Society, a Foreign Honorary Member of the American Academy of Arts and Sciences, a member of the Economic Advisory Panel of the
Federal Reserve Bank of New York, a member of the Board of Trustees of the New York Economic Club, a member of the Board of Directors of the National Bureau of Economic
Research, of the Japan Society, and of the Peterson Institute for International Economics, a member of the Trilateral Commission, a member of the Boards of the Aspen Institute
Italia and The Council for the US and Italy, a member of Temasek International Panel (TIP), a member of the International Advisory Council of China Development Bank and a
member of the Board of Overseers of the Becker Friedman Institute for Research and Economics. He is also a member of the Board of Directors of Boston Properties, Inc. and
Loews Corporation.
Dr. Frenkel is a Laureate of the 2002 Israel Prize in Economics, a recipient of the Scopus Award from the Hebrew University, the Hugo Ramniceanu Prize for Economics from
the Tel-Aviv University, the Czech Republic’s Karel Englis Prize in Economics, the “Order de Mayo al Merito” (in the rank of Gran Cruz) decoration from the Government of
Argentina, the “Order of Merit” (in the rank of Cavaliere di Gran Croce) decoration from the Republic of Italy, and the YIVO Lifetime Achievement Award. He is also a recipient of
several Honorary Doctoral degrees and other decorations and awards, including the “1993 Economic Policy Award” by “Emerging Markets” and the “1997 Central Banker of the
Year Award” by “Euromoney”.
Dr. Frenkel serves as Chairman of the Board of Governors of Tel Aviv University. He previously served as Chairman of the Board of Governors of the Inter-American
Development Bank (during 1995-1996), as Vice Chairman of the Board of Governors of the European Bank for Reconstruction and Development (during 1999-2000), and as
Governor of the IMF and Alternate Governor of the World Bank for Israel (during 1991-2000).
Dr. Frenkel is the author of numerous books and articles in the fields of International Economics and Macro-Economics. Dr. Frenkel holds a B.A. in economics and political
science from the Hebrew University of Jerusalem, and an M.A. and Ph.D. in economics from the University of Chicago.
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Name & Title: Vittorio Grilli, Chairman, Corporate & Investment Bank, EMEA
Biography: Vittorio Grilli is Chairman of the Corporate & Investment Bank, EMEA at J.P. Morgan
and serves as a senior advisor on macroeconomic issues, global market
developments and European policy actions. Vittorio has spent a long career in
European economics and public service. He was an assistant professor at Yale
University from 1986 to 1990 and Woolwich Professor of Financial Economics at the
University of London’s Birkbeck College from 1990 to 1994. He has held multiple
positions with the Italian Treasury over the past two decades, most recently as Italian
Minister of Economy and Finances from July 2012 to April 2013, where he helped to
guide the Republic through one of its most challenging economic times in the past
century. In the 1990s, he played a pivotal role during Italy’s wave of privatizations and
also has served as an advisor to major international and domestic firms. Vittorio has
been a distinguished leader in global markets, serving on the EU’s Economic and
Financial Committee from March 2009 to January 2012, ultimately as Chairman of the
committee. Vittorio holds a Masters degree in economics from Bocconi University and
a doctorate in economics from the University of Rochester.
Name & Title: Walter Gubert, Vice Chairman, Chairman, EMEA
Biography: Mr. Walter A. Gubert served as the Managing Director of Morgan Guaranty Trust
Company of New York (Bank) from September 1989 to February 1998. Mr. Gubert
served as Chairman of Europe, Middle East and Africa of JP Morgan Chase & Co. He
serves as Vice Chairman at Jpmorgan Chase & Co. Mr. Gubert served as Vice
Chairman of J.P. Morgan & Co. Inc. since March 1998. Mr. Gubert served as Vice
Chairman of the Board of Morgan Guaranty Trust Company of New York since March
1998. Mr. Gubert served as Chairman of the Bank's European Management
Committee from June 1993 to December 1997 and Senior Regional Executive for
Europe from March 1995 to December 1997. He served as a Director of Morgan
Guaranty Trust Company of New York. Mr. Gubert served as a Director of JP Morgan
& Co. Inc., since 1998. He served as a Member of European Advisory Council at
JPMorgan Chase & Co.
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Name & Title: David Mayhew, Vice Chairman, Investment Banking,
JPMorgan Cazenove
Biography: Mr. David L. Mayhew served as a Dealing Partner of Cazenove Group Limited since
1972. From 1986 to 2001, Mr. Mayhew has been the Non-Executive Chairman of
Cazenove Capital Holdings Limited since 2005. He has been the Chairman of
JPMorgan Cazenove Holdings (formerly, Cazenove Group PLC) since March 2001.
He serves as Chairman of Cazenove Group Ltd. and has been its Director since
November 4, 2004. He serves as the Chairman of the Board of Directors of Cazenove
Capital Holdings Limited. He served as the Chairman of JPMorgan Cazenove Limited
from November 2004 to November 2011. He served as Chairman of Cazenove and
Partner In Charge of its Capital Markets Department. He served as chairman of
Cazenove Capital Management Limited. He joined Cazenove in 1969 from Panmure
Gordon. He serves as Vice Chairman of JPMorgan Chase & Co Mr. Mayhew served
as Vice Chairman of Global Investment Bank at JPMorgan Chase & Co. since
November 2011. He served as a Non-Executive Director of Rio Tinto Plc and Rio Tinto
Group from 2000 to April 22, 2010. Mr. Mayhew served as a Director of Rio Tinto Ltd.
from 2000 to April 22, 2010.
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