John G Koeltl Financial Disclosure Report for 2010
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8/3/2019 John G Koeltl Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010
Report Required by the Ethicsin Govcrmnent Act o f 1978(5 U .S,C . app . .~ .~" 101-111)
1 . Person R eport ing (last name, f i rst , middle ini t ia l )K oel t l , John G .
4. T i t l e (Ar t ic le I ll judges indicate ac t ive or senior s ta tus ;magistrate judges indicate full- or part-time)
U.S. Dis t r ic t Judge - Act ive
7 . C h amb er s o r Of f i ce A d d r es sUnited Sta tes Cour thouse500 Pear l St . Room 1030New Yo rk,New York 10007-1581
2. Cour t or Organizat ionU. S. D. C . So u the rn Di s t r i c t -N Y
i 5a. Report Type (check appropriate type)] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion contained In thi s Repor t and anymodif ica tions per ta in ing there to , it is , in my opin ion , in com pliancewith app l icable laws and regulat ions.
Reviewing Officer Date
3. Date of Report05/06/2011
6. Repor t ing Per iod01/01/2010
to12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be foilowetL Complete all parts,checking the NONE box for each part where you hav e no reportable information. Sign on last page.
I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)D (No reporta ble posi t ions .)ONE
POSITIONI. A D J U N C T L A W P R O F E SS O R
NAME OF ORGANIZATION/ENTITYN Y UN I V E R S I T Y L A W S C H O O L
3.
4.5.
I I . A G R E E M E N T S . ( R e p o r t i n g individual only; see pp. 14-16 of filing instructions.)~] NONE (No reportable agreements.)
D A T E . PARTIES AND TERM S
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FINANCIAL DISCLOSURE REPORTPage 2 of 10
N a m e o f P e r so n R e p o r t i n gKoeltl, John G.
D a t e o f R e p o r t05/06/201 I
I II . N O N - I N V E S T M E N T I N C O M E . (Reporting individualandspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Income
~ N O N E (No reportable non-investment income.)D A T E S O UR C E A N D T Y PE INCOME( y o u r s , n o t s p o u s e s )
I. 2010 N EW Y O R K U N IV ER SIT Y - T EA C H IN G $2 0,000.002.3.4.
B . S p o u s e s N o n - I n v e st m e n t I n c o m e - l f you were m arried daring a ny portion of the reporting year, complete this section.(Dol lar am ount not required except for honoraria . )
NONE (No reportable non-investment income.)DATE SOURCE AND TYPE
I.2.3.4.
I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse a nd dependent chi ldren , " see pp. 25 -27 o f i l ling ins t ructions . )D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDEDI. A m e r i c a n B a r A s s o c i a t io n J u n e 1 7 , 2 0 1 0 - J u n e B r i t i s h Co l u m b i a , Ca n a d a
19, 2010S p r in g Le a d e rs h ip M e e ti n g L o d g in g , m e a l s , a n d tr a v el- A B A L i ti g a t i o n S e m i n a r
2. Federa l Bar Counc i l Oc tober 01,2010 - Cran wel l , Ma ssachu se t ts F e d e r a l B e n c h a n d B a r L o d g i n g a n d m e a l sOctober 03 , 2010 Ret rea t3.4.5.
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8/3/2019 John G Koeltl Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 3 of 10
N a m e o f P e rs o n R e p o r t i n gKoeltl, John G .
V . G I F T S . ( I n c l u d e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)~] N O N E (No reportable gifts.)
SOURCE DESCRIPTION
2.
3.
4.
5.
D a t e o f R e p o r t05/06/2011
VALUE
V I . L I A B I L I T I E S . a n d u d e s t h o s e o ls p o u s e ond dependent children; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION1.
2.
3.
4.5.
VALUECODE
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FINANCIAL DISCLOSURE REPORTPage 4 of 10
N a m e o f P e r so n R e p o r t i n gKoelfl, John G.
D a t e o f R e p o r t05/06/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transaetions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
A. B. C.Description o f Assets Incom e during Gross value at end( including t rust assets) repo rtin g perio d o f rep ortin g p eriod
(1) (2) (1) (2)Place "(X )" after each asset Am ount Type (e.g. , Value V a l u ee x e m p t f rom pr ior d isc losure Code 1 div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) C ode 3
(Q-W)
O)Type (e.g.,
b uy , se l l ,r e d e m p t i o n )
Transact ions du r ing r epo r t ing pe r iod(2) (3) (4)
D a t e Value G a i nm m / dd / y y Code 2 Code I
( J - P ) ( A - H )
I d e n t i t y o fb uy er / se l l er( i f p r iv a te
t r ansac t i on)
I. JOHNSON & JOHNSON - COMM ON D Dividend M2. PFI ZER I N C. - CO MMO N C Dividend L
TT
D o n ated(par t )
3. R O Y A L D U T C H S H E LL P L C - C O M M O N C Dividend L
5.
6.7.
A M E R I C A N G R O W T H F U N D O FA MERICA CL C - MU T U A L FU ND
FED ERA T ED KA U FMA NN FU ND C L C -MUTUA L FUN DFRA NKLIN INCOME FU ND CL C
A Dividend K
A Dividend LB D iv id en d L
TT
Sold [ 10/12/I0 K(par t )Bu y 12/23/10 J(addl)
B uy 07/20/I 0
8. O P P E N H E I M E R I N T L B O N D F U N D C L C Div id e n dC - M U T U A L F U N D9. O P P E N H E I M E R V A L U E FU N D C L C - N o n eM U T U A L F U N DI0 . O P P E N H E I M E R D E V . M A R K E T S F U N D N o n eC L C - M U T U A L F U N D1 1 . M E R R I L L L Y N C H C M A M O N E Y F U N D A Interes t- N . Y . , N . Y .1 2 . N . Y . S T A T E M T G A G Y B O N D S E R 8 0 C In te res t5 , 10% D U E 10 / 01 / 171 3 . N Y N Y T R A N S F IN A T R V F U T B B O N D A In te res t4.75% DUE 11115/231 4 . N . Y . S T A T E EN G Y R E S H B O N D 5 . 5% C In te res tDUE 01/01/211 5 . N . Y . S T A T E M T G A C G Y R E V B O N D C In te res t5 .05% D U E 10 / 01 / 171 6 . N Y N Y C Y T R A N S I T N L B O N D 5 % D U E A In te res t05 /01 /251 7 . N . Y . S T A T E S ER H B O N D 5 .1 2 5 % D U E A In te res t08/01/25
M
M
K
L
L
L
TSold 07/20/10 L
TT Sold 12/31/10 J(par t )T
R ed ee me d 03/01/10 JTT
So ld 06/08/10 KR e d e e m e d 01/2 1/10 J
Net DecreaseToM MFund
A
A
I . I nc ome Ga in Codes : A = $1,000 o r less B = $ 1,001 - $2,500 C =$2.501 - $5,000(Se e C o lun m s B I a nd D 4) F -$ 50,001 - $100,000 G -$ 100,001 - $1,000,000 H 1 =$ 1,000,001 - $ 5,000,0002 . Va lue C o d e s J =$15,000 or less K =$15,001 - $50,000 L $50,001 - $100,000(See Co lu mns C I and D3) N =$250,001 - $500,000 O =$500,001 - $ | ,0~0,000 P I =$ I,~3O ,00t - $5,000,000
P3 =$25,000,001 - $50,000,000 P 4 More than $50,000,0003 . Va lue Me th o d C o d cs Q - Ap p ra i sa l R =Cost (Real Estale Only) S =As s cs s m cn t( S e e C o l u m n C 2 ) U =Bo o k Va lue V - O t h e r W =Estimated
D =$5,001 - $15,000H2 = More than $5,000.000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T =C a s h Ma rk e t
E = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0
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8/3/2019 John G Koeltl Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPOR TPage 5 of 10
N a m e o f P e r s o n R e p o r t in gKoelt l, John G .
D a t e o f R e p o r t05/06 /201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~ N O N E (No reportable income, assets, or transactions.)
A. B. C.Descrip tion o f A ssets Incom e during Gross value at end(including trust assets) report ing per iod of report ing per iod
(1) (2) (1) (2)Place "(X )" after each asset Am ount Type (e.g. , V a l u e V al u e
exempt f rom p rior disc losure Code 1 div., rent, Code 2 M ethod(A-H) o r i n t . ) ( J - P ) Code 3(Q-W)
(i )Type (e.g. ,
buy, sell,redemption)
Transactions during reporting period
(2) (3) (4)D a t e Value Gain
r n n t / d d / y y Code 2 Code 1( J - P ) (A-H)
(5 )Identity of
buyer/sel ler( i f p r i v a t e
t r a n s a c t i o n )
1 8 . N Y N Y T R A N S I T N L A T B O N D 5 % D U E A Interes t05/01/261 9 . N . Y . C I T Y M U N W T R B O N D 5 % D U E C Interes t L06 / 15 / 2 9
20 . N E W Y O R K N Y T C R S B O N D 5 % D U E A Interes t03/15/29
21 . N Y C I T Y C Y T R A N S B O N D 5 % D U E A Interes t K05101/3122 . N . Y S T A T E S E R C B O N D 4 . 4 % D U E A Interes t K04/15/2123 . N . Y . S T A T E N Y S E R F B O N D 5 . 3 % D U E B Interes t K01115/2624 . N . Y . S T A T E D O R M . A U T H . 4 . 7 5% R E V B Interes t KS T J O H N S B O N D D U E 0 7 /0 1 / 2 825 . T R 1 B O R . B R I D G E & T U N N E L B O N D 5 % B Interes t KDUE I 1/15/3226 . N Y N Y T R A N S I T N L F I N A U T H B O N D A Interes t4 .7 5% D U E 05 / 01 / 2 327 . N Y N Y C Y T R A N S T N L F IN A T R V B Interes t KB O N D 5 % D U E 0 2 / 0 1 / 3 328 . S U F F O LK C T Y B O N D 4 . 1 2 5 % D U E B Interes t L11/01/2129 . D U T C H E S S C T Y B O N D 4 . 5 % D U E B Interes t K08/01/2630 . S T . LA W R E N C E C T Y B O N D 4 . 2 5% D U E B Interes t K05/15/2831 . N E W Y O R K N Y S U B S E R S E R 1 - 1 4 .1 2 5 % C Interes t LD U E 02 / 01 / 2 332 . N Y S T D O R M A T R V S T B O N D 5 % D U E B Interes t L02/15/2433 . E A S T H A M P T O N N Y B O N D 4 % D U E B Interes t K06/15/2534 . N Y S T D O R M A T R V S T B O N D 5 % D U E B Interes t L02/I 512 7
R e d e e m e d 0 3 / 0 1 / I 0 JT
R e d e e m e d 0 ! 1 2 6 / 1 0 JTTTTT
R e d e e m e d 0 3 / 0 1 / I 0 KTTTTTT
TT
A
I . I n co m e Ga in C o d e s : A -$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Co lu nms BI and D4 ) F =$50,001 - $100,000 G = $100,001 - $1,000,000 H 1 = $1,000,001 - $5,000,000 H2 =M ore than $5,000,000
2 . V alue C o de s J = $15,000 o r less K = $15,001 - $50,000 L = $50,001 - $100,000 M -$ 100,001 - $250,000( Se e C ol um n s C I a nd D3 } N $2 50 ,0 01 - $ 50 0, 00 0 O =$5 00 .0 01 - $ 1,0 00 ,0 00 P 1 = $1 ,0 00 .0 01 - $ 5,0 00 ,0 00 P2 -$5,000,001 - $25,000,000
P3 -$2 5,000,001 - $50,000,000 P 4 = M o re than $50,000,0003. Value Method Codes Q = Appr a i sa l R =Cosl (Real Estate Only) S =As s e s s m e n t T =C a s h Ma rk e t( S e e C o l u m n C 2 ) U =Bo o k Va lue V - O t h e r W =E s t im a te d
E =$15,001 - $50,000
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8/3/2019 John G Koeltl Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 6 of 10
N a m e o f P e r s o n R e p o r t in gKoeltl, John G .
D a t e o f R e p o r t05/06/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . , e , v a t . e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)
A. B. C.Description of Assets Income dur ing Gross value at end(including trust assets) repo rting period of repo rtin g p eriod
(1) (2 ) (1) (2)Place "(X)" after each asset A mo un t Type (e .g ., Value V a l u eexempt f rom prior disc losure Code 1 div., rent, Code 2 Method(ArH) o r i n t . ) ( J - P ) Code 3
(Q-W)
(1 )Type (e.g.,buy, sell,
redemption)
Transact ions d uring report ing per iod
(2) (3) (4)Date Value G a i n
m m ! d d / y y C o d e 2 C o d e 1( J - P ) ( A - H )
( 5 )Identity of
buyer/seller(if private
t r a n s a c t i o n )
35. N E W Y O R K S T U R B A N D E V B O N D B Interes t K4 . 25 % DUE 0 3 /1 5/2736 . N E W Y O R K S T H F A P E R S I N C B O N D B Interes t K5 % DU E 0 9 /1 5 /3 037. N E W Y O R K N Y S U B S E R S E R C - I B O N E B Interes t K
4.5% DUE 10/01/2338. N . Y . ST A T E D O R M . A U T H . R E V M E M B Interes t KS L O A N B O N D 5 % D U E 0 7 /0 1 / 2 639 . T R I B O R . B R I D G E & T U N N E L B O N D B Interes t L4.75/o DUE 11/15/3040 . N E W Y O R K N Y S U B S E R J -I B O N D 5 % B Interes t LDUE 05/15/3141 . T R I B O R . B R I D G E & T U N N E L B O N D 5 % B Interes t KD U E 11 / 15 / 3242 . N . Y . C I T Y M U N W T R B O N D 5 % D U E C Interes t L06/15/3443 . N . Y . C IT Y M U N W T R B O N D 4 . 7 5 % D U E B Interes t K06115/3644 . N . Y . C IT Y M U N W T R B O N D 4 . 7 5 % D U E C Interes t L06/15/3745 . T R I B O R . B R I D G E & T U N N E L B O N D 5 % C Interes t LD U E 11 / 15 / 3746 . N . Y . C 1 T Y M U N W T R B O N D 5 % D U E B Interes t K06/15/3847 . N . Y . ST A T E H S G F I N A G Y B O N D 4 . 9 % B Interes t KDUE I 1/01/3848 . N . Y . C I T Y M U N A T R B O N D 4 . 5 % D U E C Interes t L06/I 5 /3949 . L O N G I SL A N D P W R A U T H N Y B O N D A Interes t K4 .2 5% D U E 05 / 01 / 3350. C I T IB A N K C H E C K I N G A C C O U N T - N o n e JN . Y . , N . Y .51. M E R R I L L L Y N C H ( I R A A C C O U N T ) - A Div id e n dA M E R I C A N C A P I T A L G & I F U N D C L C
TTTTT
TTTTTTTTTT Bu y
TSo ld
06/08/10 K
04/13 /10
1. Income Gain Codes: A = $1,000 o r le ss B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000(See Co lu mns BI and 1)4 ) F = $50,001 - $100,000 G =$100,001 - $1.000,000 H I =$1,000,001 - $5,000,000 H2 =M ore than $5,000,0002 . Va lue C o d e s J =$15,000 or less K = $15,001 - $50,000 L = $50,001 - $ 100,000 M =$ 100,001 - $250.000(See Co lu ams C I and D3) N -$2 50.001 - $500,000 " O = $500,001 - $1,000,000 P I = $1,000,001 - $5,000,000 P2 = $5,000,001 - $25,000,000
P3 = $25,000,001 - $50.000,000 P 4 = M o re than $50,000,0003. V a lu e Method Codes Q =Appraisal R =Cost (Real Estate Only) S ~ As s cs s m cn t T =Cash Marke t(See Co lu mn C2) U =Bo o k Va lue V - O t h e r W =Eslimatcd
E =$15,001- $50.000
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8/3/2019 John G Koeltl Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 7 of 10
N a m e o f P e rs o n R e p o r t i n gKoeltl, John G .
D a t e o f R e p o r t05/06/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions t i n d u d e s t l to s e o f s p o u s e an d d e p e n d e n t children; seepp. 34-60 t~filing instructions. )~-~ N O N E (No reportable income, assets, or transactions.)
A. B. C.Description of Assets Income dur ing Gross value at end(including trust assets) repo rting period of repo rtin g p eriod
(1) (2 ) (1) (2)Place "(X )" after each asset A m oun t Type (e.g., Value V al u eexempt f rom prior disc losure Co d e l div., rent, Code 2 M ethod(AH) o r i n t . ) ( J - P ) Code 3(Q-W)
(1 )Type (e.g.,
buy, sell,redemption)
Transact ions d uring report ing per iod
(2) (3) (4)D a t e Value Gain
mm/dd/yy Code 2 Code 1( J - P ) ( A - H )
(5 )I d e n t i t y o f
buyer/seller( i f p r i v a t e
t r a n s a c t i o n )
52 .53 .54 .55 .56 .57 .58 .59 .60 .61 .62 .63 .64 .65 .66 .
67 .68 .
M E R R I L L LY N C H ( I R A A C C O U N T ) -OPPENH EIMER 1NT L BOND FU ND CLM E R R I L L L Y N C H ( I R A R O L L O V ER ) -M L B A N K C A S H A C C O U N TM E R R I L L L Y N C H ( I R A R O L L O V ER ) -INV ESCO 1NT L FU ND CL AM E R R I L L L Y N C H ( I R A R O L L O V ER ) -A L G E R C A P . A P P R E C . FU N D C L AM E R R I L L L Y N C H ( I R A R O L L O V E R ) -P U T N A M I N T L C A P O P P F U N D C L AM E R R I L L LY N C H ( I R A R O L L O V E R ) oA M E R . C A P I N C B L D R F U N D C L AM E R R I L L L Y N C H ( I R A R O L L O V E R ) -MFS V A LU E FU ND CL CM E R R I L L L Y N C H ( I R A R O L L O V E R ) -A M E R . G W T H F U N D O F A M E R C L CM E R R I L L L Y N C H ( I R A R O L L O V ER ) -FED . KA U FMA NN FU ND CL CM E R R I L L L Y N C H ( I R A R O L L O V E R ) -O P P E N H E I M E R S E L E C T V A L U E F U N DM E R R I L L L Y N C H ( I R A R O L L O V E R ) -O P P E N H E I M E R V A L U E FU N D C L C
M E R R I L L L Y N C H ( I R A R O L L O V ER ) -M A I N S T A Y L A R G E C A P F U N D C L CM E R R I L L L Y N C H ( I R A R O L L O V E R ) -A L G E R C A P A P P R E C FU N D C L C
M E R R I L L L Y N C H ( I R A R O L L O V E R ) -L O O M I S S A Y L E S I N V B O N D F D C L CM E R R I L L L Y N C H ( I R A R O L L O V ER ) -P I M C O C O M M R R S T R A T E G Y F D C L C
A Dividend J T Bu yA Interest K T Sold(part )B Dividend M T
N o n e L TB Dividend M T Bu y( addl )D Dividend M T Sold(part )A Dividend L TA Dividend L T Bu y( addl )A Dividend M T
None M TA Dividend L T Sold
(part)Bu y( addl )
N o n e M TN o n e M
D D i v i d e n d MD Dividend L
T Bu y( addl )Bu y( addl )
04/20/1012/31110
12/27/1004/15/10
12/23/10
J
M
J
L
07/23/10 K12/06/10 J
01/25/10 K
04/15/10 K
Net Decrease to MMFundFo rmer ly A im In t lFund
1. Income Gain Codes: A = $ 1,000 or less B = $ 1,001 - $2 ,500 C =$2.501 - $5,000 D =$5,001 - $15,000(See Co lu mns B I and D4 ) F = $ 50,001 - $100,000 G =$100,001 - $ 1,000,000 H 1 =$ 1,000,001 - $5,000,000 H2 =M ore than $5,000,000
2. Value Codes J = $15,000 or le ss K = $15,001 - $50,000 L =$50,001 - $ 100.000 M = $100.001 - $250,006(See Co lu mns CI and D3) N = $250,001 - $500,000 O = $500,001 - $1,000,000 P I = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 = $5 ,0 00 ,0 01 - $ 25 ,0 00 ,0 00P 3 = $2 5,000,001 - $50,000,000 P 4 = M ore tha n $50,000,0003 . Va lue Me th o d C o d e s Q =Ap p ra i sa l R -Cos t (R ea l Es ta le On ly) S =A ssessmen t T =C a s h Ma rk e t(See Co lu mn C2) U =Book V a lu e V - O t h e r W = E s t im a te d
E =$15.001- $50,000
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8/3/2019 John G Koeltl Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPO RTPage 8 of 10
N a m e o f P e rs o n R e p o r t i n gKoeltl, John G .
D a l e o f R e p o r t05/0~/201 I
V I I . I N V E S T M E N T S a nd T R U S T S -inc~me~va~ue~transacti~ns(~nc~udesth~se~fsp~useanddependentchildren;seepp~34~6~f~inginstructi~ns.)
6 9 .7 0 .7 1 .7 2 .7 3 .7 4 .7 5 .7 6 .7 7 .7 8 .7 9 .
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s l n c o m e d u r i n g( in c lu d in g tru s t a s se ts ) r ep o rtin g p e r io d
(1) (2 )P l a c e " ( X ) " a R e r e a c h a s s et A m ou m T y p e (e . g . ,
e x e m p t f r o m p r i o r d i s c l os u r e C o d e 1 d i v . , r e n t ,(A-H) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)
V a l u e ValueC o d e 2 M e th o d
(J- P ) C o d e 3( Q - W )
T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d
(l ) (2) (3)Type (e.g., Dat e V a l u e
b uy , se l l , mm/dd/yy C o d e 2re d e m p t io n ) ( J - P )
(4 ) (S )Gain Identity of
Code I buyer/seller(A-H) (if private
t r a n s a c t i o n )
M ERRILL LYNCH (IRA ROLLOVER)-FRANKLIN INCOME FD CL CM ERRILL LYNCH (IRA ROLLOVER)-BLACKROCK G LOBAL ALLOC FUND CM ERRILL LYNCH (IRA ROLLOVER)-OPPENHEIM ER INTL BOND FND CL CM ERRILL LYNCH (IRA ROLLOVER)-OPPENHEIM ER DEV. M KTS FUND CL CUS TREASURY DIRECT - USTREASURY NOTESH S BC BANK - M ONEY M ARKETACCTS. - BUFFALO,N.Y.M ICHAEL NAYLOR, PERSONAL LOAN
A Dividend
A DividendA Dividend
None
A I n t e r e s t
A I n t e r e s t
None
K T Bu y
M T Bu yK T Bu y
L T Bu yJ TJ TJ T O p e n
07/20 /1004/15/1004/15/1001/20/10
07/07/I 0
K
LK
K
SEE PART VlllCOMMENTSEE PART VlllCOMMENT
I . I nc ome Ga in Codes : A =$1,000 o r less B = $1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Co lu mns BI and D4 ) F =$50,001 - $100,000 G = $100 ,00 1 - $1,0 00, 000 H 1 = $1,000,0 01 - $5,000,0 00 H2 -More than $5,000,0002. Value Codes J =$15,000 or less K = $15,001 - $50,000 L = $50,001 - $100,000 M = $100.001 - $250,000(See Co lu mns CI and D3) N =$250,001 - $500,000 O = $500,001 - $1,000,000 P I = $1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000
P3 =$25,000,001 - $50,000,000 P4 =M ore than $50,000,0003. V a lu e Method Codes Q = Appr a i sa l R =Cost (Real Estate Only) S =As s e s s m e n t T =Cash Marke t( S e e C o l u m n C 2 ) U =Bo o k Va lue V =Other W = E s t im a te d
E =$15,001 - $50,000
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8/3/2019 John G Koeltl Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 9 of 10
I N a m e o f P e r s o n R e p o r t i n gKoelt l, John G .
D a t e o f R e p o r t05/06/201 l
V I I I. A D D I T I O N A L I N FO R M A T I O N O R E X P L A N A T I O N S . (lmlicatepartofrepo~.)P A R T V I I - C O M M E N T S
I ) INV EST MENT S REPORT ED ON LINES 73 A ND 74 RELA T E T O A T REA SU RY NO T E A CCOU NT A ND A CA SH A CC OU NT H ELD A T A BA NK ONW H I C H I A M N A M E D C O - O W N N E R ~ A S A C O N V E N I EN C E T O ~ ~ T H E A C C O U N T S W E R E F U N D E D C O M P L E T EL YA ND A LL EA RNINGS ON T H ESE A CCOU NT S A RE REPORT ED ~!i~ D U E T O MY LIST ED JOINT OWNERSH IP 1 A M REPORT INGT H E A CCOU NT S A ND INCOME A T T H E T OT A L V A LU E.
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8/3/2019 John G Koeltl Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 10 of 10
Name of Per son Repor tingK o e l t l , J o h n G .
Date of Report05/06/2011
IX. CERTIFICATION.1 certify that all information given above (including information pertaining to my sp ouse and m inor or dependent ch ildren, if any) is
accurate, true, and comp lete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met ap plicable statutoryprovisions permitting non-disciosure.1 f u r t h e r ce r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th the p ro v i s io n s o f 5 U. S . C . a p p . 5 0 1 e t . se q . , 5 U. S . C . 73 5 3 , a n d Ju d ic i a l C o n fe re n c e re g u la t i o n s .
Signatu re: S/John G. K oeltl
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4)
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544