Jeremy D Fogel Financial Disclosure Report for 2010
-
Upload
judicial-watch-inc -
Category
Documents
-
view
216 -
download
0
Transcript of Jeremy D Fogel Financial Disclosure Report for 2010
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 1/15
AO 1 0Rev. 1/2011
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0
Report Required by the Ethics
in Government Act o f 1978(5 U.S. C. app, , s q~ q 101-111)
I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i ti a l)
Fo g el , J erem y D .
4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;
magistrate judges indicate full- or part-time)
U. S. Di s t r i c t J udg e - a c t i v e
7 . C h a m b e r s o r O f f i c e A d d r e s s
Uni t ed St a t es Co ur t h o use
280 South First StreetSa n J o se , Ca l i fo rn i a 95113
2 . C o u r t o r O r g a n i z a t i o n
N. D. C a l i fo rn i a
3 . Date o f Report
05/03/2011
5a. Repo r t Ty pe (check appropr ia te type)
] Nomination, D a t e
[] Initial[] Annual
[] Final
5b. [] Amended Report
8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a in e d i n t h i s R e p o r t a n d a n y
m o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c e
with applicable laws and regula t ions.
R e v i e w in g O f f i c e r D a t e
6. Report ing Period
01/01/2010
to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,
check ing the NONE box for each pa r t where you have no repor table in formation . S ign on las t page.
I . P O S I T I O N S . ( R o p o . i n g individual only; seepp. 9-13 of f il ing instructions. )
~ - ~ N O N E (N o reportable positions.)
POSITION
1. Lecturer in law
2, T r u s te e Trust # I
3,
4,
5,
N A M E O F O R G A N I Z A T I O N / EN T I T Y
S t a n f o rd L a w S c h o o l
I I . A G R E E M E N T S . (R e por t ing individual only; see pp. 14-16 of filing instructions.)
~ NONE (No repor tab le agreemen ts . )
I . 9 /30/81
D A T E PARTIES AND TERMS
Ca l i fo rn i a J ud i c i a l Ret i rem ent Sy s t em : en t i t l ed t o a ppro xi m a t e l y 61% o f t h en-c u rren t s a l a ry o f Super i o r Co ur t J udg e
a s o f m y 63rd b i r t h da y
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 2/15
FINANCIAL DISCLOSURE REPORT
P a g e 2 o f 7
N a m e o f P e r s o n R e p o r t i n g
Fogel, Jeremy D.
D a t e o f R e p o r t
05/03/2011
I I I . N O N - I N V E S T M E N T I N C O M E . ( n e p o . i .g i n d i , ’ id u a l a n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)
A. Filer’s Non-Investm ent Incom e
D (No reportable non-investment income.)O N E
D A T E S O U R C E A N D T Y P E INCOME
(you r s , n ot s p ou s e ’s )
I . 2010 S tanford Law S chool ( t e ach ing) $10350
2.
3.
4.
B . S p o u s e ’ s N o n - ! n v e st m e n t I n c o m e - i f y o u w e r e marr ied d u r i n g a n y p o r t i o n o f t h e r e p o r t i n g y e a r , c o m p l e t e this section.
(Dollar amount not required except for honoraria.)
D NONE (No reportable non-investment income.)
DATE
I. 2OlO
2.
3.
4.
S O U R C E A N D T Y P E
L o s Ga t o s -Sa ra t o g a J o i n t Un i o n Hi g h Sc h o o l Di s t r i c t
I V . R E I M B U R S E M E N T S - t ra ns por ta t i on , l od gi ng, food , entertainment-
( I n c l u d e s those to spouse a nd depen dent chi ldren; see pp. 25 -27 of f i l ing ins t ruct ions . )
NONE (No reportable reimbursements.)
S O U R C E D A T E S LO C A T IO N P U R P O S E I T E M S PAID OR PROVIDED
I. Pe p p e r d in e Un ive r s i ty Law 3/I 8/2010-3/19/2010 Malibu , C A S pea k a t c on feren ce T ra ns po rta tio n, m ea ls a nd lo dg in gSc h o o l
2. Ge orge Wash ington 5 / 10 /2 0 10 - 5/ I 1 /2 0 10 W a s h in g to n , D C S pea k a t c on feren ce T ra ns po rta tio n, m ea ls a nd lo dg in gUnivers ity
3. F e de ra l C i rcui t B ar 6 /2 5/2 010 -6 /2 6/2 01 0 C olo ra do S prin gs , C O S pe ak a t c on fe ren ce Transpor t a t ion , me al s and lodgingAssociation
4. IN TE RP OL, U nd e~ vriters ’ 1 0/16 /2 01 0- 10 /22 /2 01 C , H on g K on g, C hin a S pe ak a t c on fe ren ce Transpor t a t ion , me al s and lodgingLaboratories
5. St a t e Ba r o f C a l i fo rn i a , I0 / 29/ 2010-10/30/ 201C Napa , C A Spea k a t c o nferenc e Transpor t a t ion , me al s and lodgingIntel lectual Property LawSec t i o n
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 3/15
FINANCIAL DISCLOSURE REPORT
P a g e 3 o f 7
N a m e o f P e r s o n R e p o r t in g
Fogel , Jeremy D.
D a t e o f R e p o r t
05/03/201 I
V . G I F T S . a n c h , d , ~ t h o s e t o s p o u s e , , n d d e p e n d e n , e h i l , ~ ’ e n : ~ e e p p . ~ s . s ~ of filing instructions.)
N O N E (No reportable gifts .)
S O U R C E D ES C R IP T IO N
I.
2.
3.
4.
5.
VALUE
V l . L I A B I L I T I E S . a n c l u d e s those of spouse and d ependent children; see pp. 32-3 3 of f i l ing instructions.)
[~] N O N E (No reportable l iabil ities.)
CREDITOR DESCRIPTION
1.
2.
3.
4.
5.
VALUE CODE
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 4/15
FINANCIAL DISCLOSURE REPORT
Page 4 o f 7
N a m e o f P e r s o n R e p o r t i n g
Fogel, Jeremy D.
Date o f Report
05/03/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - inc o ,~e . , ’a lu e . t r ansac t ions (Inc lu des t hose of spou se and dependen t c hi ldr en; see pp . 34-60 of f i ling ins t r u c t ions . )
NONE (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s Income during
( i n c l u d i n g t r o s t a s s e t s ) r e p o r t i n g p e r i o d
O) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,
e x e m p t f r o m p r io r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
0) (2)V alu e V alue
C o d e 2 M e t h o d
( .I-P) C o d e 3
( Q - W )
0)Type (e.g.,
buy, sell,
redemption)
T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d
(2) (3) (4)
D a t e V a l u e G a i n
m m / d d / y y C o d e 2 C o d e I
( J - P ) (A -H )
I d e n t i~ y o f
buyer/seller
( i f p r i v a t e
t r a n s a c t i o n )
I. Fi rs t Wes t ern I nv es t m en t s ( a s se t s b e l o w)
2.
3. -Russe l l Co re Equ i t y Fund CI I ( fm r Russe l l A Distr ibution
Equity I )
4. - R u s s e l l T a x - M a n a g e d L g C a p F u n d C Dis t r ibu t ion
5. -Russe l l l n t l Dev el o ped Ma rket s Fund I N on e( fm r Ru sse l l I n t l I)
6. - -Russe l l Em erg i ng Ma rket s A Distr ibution
7. - R u s s e l l T a x E x e m p t B o n d B In t. /Div.
8. --Fidel i ty Cash A In t. /Div.
9. - - R u s s e ll T a x - M g d M i d & S m C a p F u n d C Dis t r ibu t ion
1 0 . Mo rg a n St a n l ey Dea n Wi t t er I RA # 1 ( a s se t s
b el o w)
1 1 . - -MSDW L i qu i d Asse t Fund A In t. /Div.
1 2 . - P i o n e er M i d - C a p F u n d A Di v i dend
1 3 . - -Mo rg a n St a n l ey Ba nk A Interest
1 4 . - - J o h n Ha nc o c k Reg i o na l Ba nk B A Interest
1 5 . - - U n i t V a n K a m p e n E A F E S e l ec t 2 0 A In t. /Div.Portfolio 2007- I
1 6 . Mo rg a n St a n l ey Dea n Wi t t er I RA # 2 ( a s se t sbelow)
1 7 . - -MSDW L i qu i d Asse t Fund A I m . /Div.
J
K
K
J
L
J
K
J
K
K
J
K
R e d e e m e d(par t)
R e d e e m e d( p a n )
T
T
T
T
T
T
T
T
T
T
T
T
O4/01/10 K
09/09/I 0 K
1. Income Gain Codes: A = $ 1 . 0 O O o r le s s B =$1.001 - $2 ,500 C = $2.501 - $5.000 D =$5.001 - $15,000
(Se e Co l umns B I and D4 ) F = $50.001 - $10~ .000 G = $100,001 - $1.000,000 Ill =$1,000.001 - $5.00).090 H2 =More than $5,0~0.000
2. Value COd¢~ J=
$15,000 or less K =$15.001 - $50.000 L = $ 5 0 . 1 ) 0 1 - $ 1 0 0 . 0 0 ~ M=
$ 100.001 - $250,1)00
( s e e C o lum ns C I a n d D 3) N -$250.0OI - $500,00~ O=$500.001-$1.000.000 PI $ 1.000.001 - $ 5.090,000 P2 =$5.000,001 - $25.0~O.0~0
P3 =$25,000.001 - $50.00~.000 P4 =More than $50,000,0~0
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = A , : . s e s ~ , m c n t T - C a s h Ma r ke t
(Se e Co l umn C2) U = B o o k Val ue V = O t he r W =Est in talcd
E =$15,001 - $50,000
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 5/15
FINANCIAL DISCLOSURE REPORT
P a g e 5 o f 7
N a m e o f P e r s o n R e p o r t i n g
Fogel , Jerem y D.
D a t e o f R e p o r t
05/03/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - inc om e, r a lu e , tr ansac t ions (Inc lu des t hose of spou se and dependen t c hi ldr en; see pp . 34-60 of fi l ing ins t ru c t ions . )
N O N E (No reportable income, assets, or transactions.)
Des c r i p t i on o f A s s e t s I n c o m e d u r i n g
( inc luding t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(1) (2)
Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code I di v . , re n t ,
(A-H) o r i n t . )
G r o s s v a l u e a t e n d
o f re po rt i ng pe r i o d
(1) (2)
V a lu e V a lu e
C o d e 2 M e t h o d
(J- P ) C o d e 3
( Q - W )
(] )Type (e.g.,
b uy , se l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
D a t e V a l u e G a i n
mm/ dd/ y y C o d e 2 Co de I
( J - P ) { A - H )
(5 )
I d e n t i t y o f
bu yeN s el ler
(ifprivate
t m n s a c t i o n )
1 8 . -Mor gan Stan l ey Bank A I n t e r e s t
1 9 . - M S D W Gl ob a l A d van t ag e B A Dividend
J
J
T
T
20 . --Pioneer Mid-Cap Fund A Dividend
2 1. - -J o h n H an c o ck Re gi o na l B a n k A A I n t e r e s t
22 . --MS Spectrum Tech A Dividend
23 . --MS Spectr um Select A Dividend
24 . World Savings lRA (CD) A I n t e r e s t
25 . World Savings IRA (CD) A I n t e r e s t
26 . Trust #1 (assets below)
2 7. - -C it y Na t io n a l B an k L a dd e r Ac c o un t C I n t e r e s t
2 8. L TCQ , In c . c o m mo n st oc k None
K
J
J
J
J
J
PI
K
T
T
T
T
T
T
T
U
I . Income Gain Codes: A =$1,000 or less B =$1.001 - $2 ,500 C = $2,501 - $5.000
(Se e Co lumns B I a nd I ) 4 ) F =$ 50.001 -
2. Val ue Co de s J =$15.000 or less K = $15,001 - $50.000 L = $50,001 - $100,000
(Se e Co l umns CI and D3 ) N -S250.001 - $500.090 O = $50 0.0 ~1 - $ 1,0 ~) .0 00 P I = $1, 00 0,0 01 - $ 5, 00 0.0 90
P3 =$25.00~.001 - $50.00~.000 P4 =More than $50,000,0~0
3. Value Method Codes Q =Appraisal R -Cosl (Real Estate Only) S = A sse ssme n t
(Se c Co l umn C2) U = B o o k Val ue V Other W = E sl imat cd
= $ 5 , 1 1 0 1 - $ 1 5 , 0 0 0
H2 =More than $5,000.000
M =$100,0~1 - $250,000
P2 $5,0~1,001 - $25.000,000
- C a s h Ma r ke t
E =$15,001 - $50,000
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 6/15
FINANCIAL DISCLOSURE REPORT
P a g e 6 o f 7
N a m e o f P e r s o n R e p o r ti n g
Fogel , Jeremy D.
D a t e o f R e p o r t
05/03/2011
V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 7/15
FINANCIAL DISCLOSURE REPORT
Page 7 o f 7
Name of Person Repor ting
F oge l , Je re my D .
Date of Report
05/03/2011
IX. CERTIFICATION.
I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s
a c c u r a t e , t r u e , a n d c o m p l e t e to t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o rt e d ~ v a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t or yp r o v i s i on s p e r m i t t in g n o n - d i s c l o s u r e .
I f u r t h e r c e rt i f y t h a t ea r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inco mp l ian ce wi th the p r o v is io n s o f 5 U.S.C. ap p . § 501 e t . seq . , 5 U.S.C. § 7 353 , an d Ju d ic ia l Co n fer en ce r eg u la t io n s .
Signature: S] Jerem y D. Fogel
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )
C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSu i te 2 -301O n e C o l u m b u s C i r c l e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 8/15
AO 1 0Rev. 1/2011
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0
Report Reqtdred by the Ethics
in Government Act of 1978(5 U.S.C. app. ,~" 101-111)
I . Person R eport ing (last name, f i rst , middle ini t ia l )
V o g el , J e rcmy D .
4. Title (Ar tic le i l l judges ind ica te ac tive or sen ior s ta tus ;
magist rate judges indicate fu l l - or p ar t - t ime)
U. S , D is t r i c t J ud g e - ac t ive
7 . C ha m be r s o r O f f i ce A d d r e s s
Un i ted S ta tes Co ur tho use280 South Firs t StreetS an . lo se , Ca l i fo rn ia 95113
2. Court or Organizat ion
N. D . Ca l i fo rn ia
D a t e of Repor t
06/09/201 I
5a . Repor t Type (check appropr ia te type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the bas is o f the in formation conta ined in th is Repor t and anymodification~ pertaining thereto, it is , in my opinion, in compliancewith appl icable laws and regulat ions .
Reviewing Of f ice r Date
6. Repor ting Per iod
01/01/2010
to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followe ,! Complete all parts,
check ing the NONE box for each par t where you have no repor table in formatiot~ S ign on las t page.
I. P O S I T I O N S . C R e V o , ’ , in g in d iv idua l on ly ; seepp . 9 - I 3 o f f i l in g in s truc t ion s . )
~-~ N O N E (No reportable positions.)
POSITION
1. Lecturer in law
2. Trustee Trust # I
3.
4.
5.
N A M E O F O R G A N I Z A T I O N /E N T I T Y
S t a n f o r d L a w S c h o o l
I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)
[~ NONE (No reportable agreements.)
1.9/30/81
DATE P A R T I E S A N D T E R M S
Cal i fo rn ia Jud ic ia l Ret i r em ent Sys tem: en t i t led to approx imately 6 1 % o f t h e n - c u r r e n t s a l a r y . o f S u p e r i o r C o u r t J u d g eas o f my 63rd b i r thd ay
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 9/15
FINANCIAL DISCLOSURE REPORT
Page 2 of 8
N a m e o f P e r s o n R e p o r t in g
Fogel, Jeremy D.
D a t e o f R e p o r t
06/09/201 I
I II . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investment Incom e
D NONE (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E INCOME
(yours , no t spouse ’s )
I. 2010 S t a n f o r d L a w S c h o o l ( t e a c hi n g ) $10350
2.
3.
4.
B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D (NO reportable non-investment income.)O N E
DATE
I. 2010
2.
3.
4.
S O U R C E A N D T Y P E
Lo s Gato s -S ara to g a J o in t Un io n Hig h S cho o l D is t r i c t
IV . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.
( Inc ludes those to spouse a nd dependen t chi ldren: see pp . 25-27 of f i l i ng ins truct ions . )
D NONE (N o reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I. Peppe rd ine U nive rs i ty Law 3/18/2010-3/19/2010 Mal ibu , CA S p ea k a t co nfe re nce T ra nsp or ta tio n, m ea ls an d lo dg in gS c h o o l
2. G eo rg e W ash in g to n 5/10/2 010 -5/11/2 0 10 W ashin g to n , D C S p ea k a t co nfe re nce T ra nsp or ta tio n, m ea ls an d lo dg in gUniversi ty
3. Fed era l Ci rcui t Bar 6 /2 5/2 010 -6 /26 /2 0 10 C olo ra d o Sp rin gs, CO S p ea k a t co nfe re n ce T ra n sp orta t io n, m ea ls an d lo dg in gA ssoc i a t i on
4. INTERPO L, Un d erwri t e rs’ 10/16/2010-10/22/201C H o n g K o n g , C h in a S p ea k a t co n fe re n ce T ra n sp o rta t io n , m ea ls a n d lo d g in g
Labo ra to r i es
5. S ta te Bar o f Ca l i fo rn ia , 1 0/29 / 201 0- 1 0/3 0/201 C N apa , CA S p ea k a t co nfe re nce T ra nsp or ta tio n, m ea ls an d lo dg in gIntel lectual Property Law
S ec t io n
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 10/15
N a m e o f P e r s o n R e p o r t in g
P a g e F I N A N C I A L 3 o f 8 D I S C L O S U R E R E P O R T I Fogel, Jeremy D.
~] N O N E (No reportable g~s.)
SOURCE DESCRIPT|ON
I.
2.
3.
4.
5.
D a ~ e o f R e p o r f
06/09/2011
VALUE
V I . L L A B I L I T I E S . a n e l u d e s , h o s e o l sp o u s e a , d d e p e n d e n , children; see p p . 3 2 - 3 3 of filing instructionsO
NONE (No reportable liabilities.)
CREDITOR DESCRIPTION
I.
2.
3.
4.
5.
VALUE CODE
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 11/15
FINANCIAL DISCLOSURE REPORT
Page 4 of 8
N a m e o f P e r s o n R e p o r ti n g
Fogel, Jerem y D.
D a t e o f R e p o r t
06/09/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - in c ome, va lue , t ra n sa c t ion s ( I n c ludes those o f spouse a n d de pen den t c h i ldren ; seepp . 34 -60 o f f i l in g in s truc t ion s . )
[ ~ ] NONE (No reportab le income, asse ts , or transact ions . )
D e s c r i p t i o n o f A s s e t s Income during
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
O) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e . g . ,
exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n d
of repor ling per iod
(D (2)
Value Value
C o d e 2 M e th o d
(J-P) C o d e 3
( Q - W )
O)T y p e ( e . g .,
buy , s e l l ,
r e d e m p t i o n )
Transactions during reporting period
( 2 ) ( 3 ) (4)
D a t e Value G a i n
m n ’ d d d / y y C o d e 2 C o d e 1
( J - P ) (A-H)
(5 )
I d e n t i t y o f
buyer/seller
( i f p r i v a t e
t r a n s a c t i o n )
2.
3.
4.
5.
6.
7.
8.
9.
1 0 .
1 1 .
1 2 .
1 3 .
1 4 .
1 5 .
1 6 .
1 7 .
Fid e l i ty In ves tmen t s (as se t s l i s t ed be lo w)
-Russe l l Co re Equi ty Fun d CI 1 ( fmr Russe l l
Equity 1)
- - R u s s e ll T a x - M a n a g e d L g C a p F u n d
- -Russe l l In tl D eve lo p ed M arke t s Fun d 1(fmr R usse l l In t l I )
- - R u s s e l l E m e r g i n g M a r k e t s
- -Russel l Tax Exempt Bond
--Fideli ty Cash
- - R u s s e ll T a x - M g d M i d & S m C a p F u n d
A Distr ibut ion J
C Distribution K
N o n e
A Distribut ion J
B ln t . /Div.
A Int . /Div, J
C Distribut ion K
T Sold 04/05/10 J A
(part )
Sold 09110/10 J A
(par t )
Sold 12/31110 J A( p a r t )
T Sold 04/05110 J A
(par t )
Sold 09/10/10 J A
(par t )
Sold 12131/10 J A
(par t )
T Sold 04/05110 J A
(par t )
Sold 09110/10 J A(par t )
T Sold 04/05110 J A
(par t )
S o ld 09/10/10 J A
(part )
T Sold 04/05/I 0 J A
(par t )
Sold 09/10110 J A
(par t )
Buy 12/31110 J( add’ l )
T
T Sold(par t )
S o ld
(par t )
04/05/10 J A
09/10/10 J A
I . I n co m e Ga in Co d e s : A $ 1,0 0 0 o r Ic ss B=$1,001-$2 ,500 C =$2,501 - $5,000 D=$5,001"$15,0O 0
(S e e Co lum n s B I a n d [M) F =S50,0~1 * $100.009 G -$100.001 * $1,009.00~ HI =$1.0(~.001 - $5,0OO,0~9 H 2 - Mo re th a n
2 . Va lue Co d e s J $1 5 . 000 or l ess K :$15,001 - $50,000 L =$50.001 - 5100,000 M =$100,001 - $250,000
(See Co lurnns CI a n d D 3 ) N =$250.001 -$500.000 O 5500.0~1 - 51,00~,000 PI -$1,0OO,001 - $5,000,0~0 P2 =$5,000.001 - 525,000.00~
P3 - 5 25 .0~ .0~ 1 - $5 0.000.0~ 0 P4 =More than $50,000.000
3. Value Method Codes Q =Appra i~ l R =Cost (Real Estate Only} S = A s s e s s m e n t T =Cash Marke t
( s e e C o l u m n C 2 ) U =Book Value V :Other W = Es t im a te d
E =515,0~1 - 550,00(I
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 12/15
FINANCIAL DISCLOSURE REPORT
Page 5 of 8
N a m e o f P e r s o n R e p o r ti n g
Fogel, Jeremy D.
D a t e o f R e p o r ~
06/09/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g
( i nc luding t r u s t a s s e t s ) r e l ~ r t i n g p e r i o d
(l) (2)
Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code I d iv. , r en t ,
( A - H ) o r int . )
Gross value at end
o f r e p o r t i n g p e r i o d
(n (2)
V a l u e V a l u e
C o d e 2 Method
(J-P) C o d e 3
( Q - W )
Type (e.g.,
buy , s e l l ,
redempt ion)
T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d
(2) (3) (4)
D a t e V a l u e G a in
mm/dd/yy Code 2 Code 1
( J - P ) (A- IT)
( 5 )
Ident i ty of
buy er / se l l e r
( i f p r i v a t e
t r a n s a c t i o n )
1 8 .
1 9 . Morgan Stanley Dean W itter IRA #1 (assets
belo\v)
20 . --MSDW Liquid Asset Fund A Int./Div.
21 . --Pioneer Mid-Cap Fund A Dividend
22 . --Morgan Stanley B ank A I n t e r e s t
23 . --John Hancock Regional Bank B A I n t e r e s t
24 . --Unit Van Kampen EAFE Select 20 A IntJDiv.Porl folio 2007-1
25. Morgan Stanley Dean W itter IRA #2 (assets
below)
2 6 . - -MS DW Liq u id As se t Fund A Int./Div.
27 . --Morgan Stanley B ank A I n t e r e s t
28. --MSDW Global Advantage B A Dividend
29 . --Pioneer Mid-Cap Fund A Dividend
3 0 . - -John Han cock Reg iona l B an k A A I n t e r e s t
3 1. - -M S Sp ec tr um T ec h A Dividend
3 2 . - -M S Spect ru m Se lect A Dividend
33 . W orld Savings IRA (CD) A I n t e r e s t
34 . W orld Savings IRA (CD) A I n t e r e s t
J T
K T
K T
J T
K T
J
J
J
K
J
J
J
J
J
Sold( p a n )
T
T
T
T
T
T
T
T
T
12/31/10 J A
I . I n co m e Ga in Co d e s : A =$1,000 or less B = $1,001 - $2 ,500 C = $2,501 - $5,000 D = $5,001 - $15,000
(S ee Co lum ns B I a n d D4) F = $50,001 - $100.000 G =$100.001 - $1,000,000 H I = $1,000,001 - $5.00~ .0~ 0 H 2 = M o re th a n $5 ,000,0(~
2. V alue C o d es J = $15,000 or le ss K =$15,001 - $50,009 L =$50,0OI - $100,0~0 M =$100,001 - $250,00~
( S e e C o l u m n s C I and D3) N =$250.0(11 - $50~.000 O =$500,001 - $1,00~,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,091 - $25,000,000
P3 $25.000,001 - $50.000.000 P4 =More than $50.000,0~0
3. Value ~tcthod Codes Q =Appr a i s a l R =Cost (Real E., . tate Only) S =As: . ,cssment T = Ca s h M a r k e t
tSc e Co lumn C2 ) LI =Book Valu e V - O t h e r W = Es l tm a lcd
E =$15,001 - $50,0OO
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 13/15
FINANCIAL DISCLOSURE REPORT
Page 6 of 8
N a m e o f P e r s o n R e p o r ti n g
Fogel, Jerem y D.
D a t e o f R e p o r t
06/09/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . , e , , ’ .l . e , t r a n s a c t i o n s (Includes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing in structions.)
N O N E (No reportable income, assets, or transactions.)
D e sc rip tio n o f A sse ts In c o m e d u rin g
( in c lu d in g tru s t a s se ts ) r e p o rt in g p e r io d
(1) (2)
Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure C o d e I d iv . , r en t ,
( A - H ) o r in t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(i) (2)V a lu e V a lu e
C o d e 2 M e t h o d
( . I -P ) C o d e 3
(Q.W)
O)Type (e.g.,
buy . s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)Dat e Value Gain
m n d d d / y y Code 2 Code I
(5 )
I d e n t i l y o f
buy e r / se l l e r
( i f p r i v a t e
t r a n s a c t i o n )
35 . Trust #1 (assets below)
36 . - C i t y N a t i o n a l B a n k L a d d e r A c c o u n t I n t e r e s t PI T
37 . L T C Q , I n c . co m m o n s t o c k None K U
I. In co m e Ga in Co d e s :
(S e e Co lum n s B I a n d IM)
2. Value Codes
(See Co lumns CI and D 3)
3. Value Method Codes
( see Co lumn C2 )
A :$1,000 or less
F =$50.001 - $100.000
J -$15,000 or less
N =$250,001 - $500.000
P3 =$25.000.001 - $50.000.000
Q =Appr a i s a l
U = Bo o k Va lue
B=$1.001 - $2.500
G =$100.091 - $1.000.000
K -$15,001 - $50,000
O =$500,001 - $1.000,000
R =Cost (Real Estale Only)
V :Other
C =$2.501 - $5.000
H I =$1.009,001 -
L =$50,001 - $100,000
PI =$1.000.0~1 - $5.000.000
P 4 More than $ 50 .0 ~0 .00 0
S = A s s e s s m e n t
W = Es t im a te d
D =$5,001 - $15,000
H2 =More than $5.000,000
M =$100,001 - $250,000
P2 =$5.0~0,001 - $25.000.000
T =Cash Marke t
E =$15.001- $50,000
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 14/15
FINANCIAL DISCLOSURE REPORT
Page 7 of 8
Name of Per son Repor ting
F o g e l , J e re m y D .
D a t e o f R e p o r t
06/09/201 I
VII I. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of report.)
8/3/2019 Jeremy D Fogel Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/jeremy-d-fogel-financial-disclosure-report-for-2010 15/15
FINANCIAL DISCLOSURE REPORT
Page 8 of 8
Name o f Per so n R ep o r t i n g
F o g e l , J e r e m y D .
Date of Report
06/09/201 l
IX. CERTIFICATION.
I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
I f u r t h e r c e rt i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n
c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
Signature: S] Jerem y D. Fogel
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 10 4 )
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544