Janet T Neff Financial Disclosure Report for 2010

8/3/2019 Janet T Neff Financial Disclosure Report for 2010

1/8

~ ev . U2 0 1 1 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 20 10Repor t Required by the Elh tc~

In Government Act o f 1978(5 U.$ .C . upp . I01-111)

1 , P e r s o n R e p o r t in g O ~ t n a m e , t in t , m i d d l e i n it i a l )Neff , Jan-t T.

4 . T i t l e ( A r ~ e I l l j e d g e s i n d i c a t e a c t i v e o r s e n i o r ~ a t u s ;magis t~e judge ~ ind lc~ t~ fu l l - o r par t - time)

U S Dis~ct /udge , active s t ems

7 . C h a m b e n o r O f f ic e A d d r ~ s1 I 0 M i c h ig a n S t N W S u i t ~ 4 0 2Gran d Rapids, Michigan 49503

2. C o u r t o r O r g m R I z ~ t l o nU S Distr ict Couxt W cst~m Dis~ct o f M ichigan

Type (d leek appropr ia te] N o m i n a t i o n , D a t ~[] I n i t i a l [] Annual ] Final

D a t e o f R e l m r t05/9/2011

1 6 . R e p e r t i n g P e r i o d0 1 / 0 1 / 2 0 1 012/31 /2010

B,O n t h e b a s i ~ o f t h e i n f o r m a t io n c o n t a i n e d i n t h i s R e p o r t l id la ym o d l f l~ t io a s p e r ~ R io ln g ~ e r ~ to , ~ h , in m y o p i n i o n , Ja t~m p l itmcew i t h n p p l k a b l e I~ a n d reguht io l~Reviewing Officer I~te

I M P O R T A N T N O T E S : The Ins~ncaons accompanying th~form must ~e fdtow~ Compim ~l lpam,c hec k i ng t he N ON E box f o r eac h ga~ w here ~ou ha ve no repor t ab l e i n fonnadon . S i gn on l a . s t page .

I . POSITIONS.[ ~ N O N E ( N o reportable positions.)

POSITION NAM E OF ORGANIZ ATION/ENTITY

II. AG REEM ENTS. t~ ,, , ,~ ~,~- Io .~ ;~ N O N E ( N o reportable agreements . )

DATE PARTIES AND TERMS

r--= = = [7 1

I . 1989 Michigan Judges Retirement System - Pension upo n Rrtirrment from M ichigan C o u r t of Appeals2.3.


2/8

FENANCIAL DISCLOSURE REPORTP a g e 2 o f 8

Na me o f Pe rs om R e por t ingN e f f , Ja n e t T .

D s t e o f R e p o r ~05/9/20 ! L

I I l . N O N - I N V E S T M E N T IN C O M E . a o o ,d . ~ ~ , , ,~ = . .~ , ,. d ~ = , , ~ . ~ ~ t z - uA. F i l e r s N o n - In v e s tm e n t In c o m e[~ N O N E ( N o repor ta b le non - inve s tm en t i nc om e . )

D A T E , ~ O U R C E A N D TY P E ( y o u r s , n o t s p o u s e s )I . 2010 S t a t e o f M i c h i g a n l ~ n s i o n $ 90,8 64 .602.3.4.

B, Spouses Non- Inves tm en t Incom e - 0 y o - ~ e r e ~ , ,n ~( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a .)

N O N E ( N o repor table non- inves tment income.)

1 .2 0 1 02.3.4,

D A T E S O U R C E A N D T Y P ES t a t e o f M i c h i g a n p e n s i o n

IV. REIM BURSEM ENTS - ~-w,-~- ~,Ioo~ ~,,.~-.~(Tnclud~r~ ~o~e to ~e and d~n~ ~i[~n; see ~. 25-27 of fili~ i~o~.)

~ N 0 ~ ~ o r e p o r t a b l e r e i m ~ r s e m e n t s . )

2.3.4.5.

SOURCE DATES LOCATION PURPOSE I TE M S P A ID O R P R O V / D E D


3/8

FINANCIAL DISCLOSURE REPORTPage 3 o f8

D a t e o f R e p e r ~05/9/2011

V. G IFTS. a,~,,~NO~ ~o reportable g~s.)

S O U R C E DESC~IONI.

V _ _ A L U E

~ NONE (No reportable liabilities.). 07 ,EDITOR D E S C R I P T I O N

1 .2.3.4.5.

VALUECODE


4/8

FINANCIAL DISCLOSURE REPOR TPa g e 4 o f 8

D a t e o f R e p e r t0 5 / 9 / 2 0 1 1

V I I. IN V E S TM E N T S a n d T R U S T SN O N E ( N o r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s .)

A. B. C. D.I k s c f ip d o n o f A s s e t s Income du~ng O r o s ~ v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t ~ m t a s s e t ~ ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

O) C2) (I ) ( 2 ) (t ) (2) (3) (4) ( 5 )Place "(X)" afar each asset A m o u n t T y p e ( e .g ., V a lu e V a lu e T y p e ( e . g ., D a t e V a l u e G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r, C o d e 1 div., r e n t , C o d e 2 M e t h o d buy, sel l , m m /d d/yy C od e 2 C o d e I bu ye r/s e l le r( A - H ) o r i n L ) ( J - P ) C o d v 3 r e d ~ p d o n ) ( J - P ) ( A - H ) ( i f p r l v a t e( Q - W ) u-~tion)

- B e w c y ~ In c o m e F u n d- B e t w ~ n I n c o m e F u n d- H u s s r n a n S t r a te g i c T o t a l R e t u r n F u n d- W i n t ~ r g r e t m F u n d

1 . G r a n d R a p i d s F a m i l y C r e d i t U n i o n a c c o t m t

2. I R A - C h a r l e s S c h w a b

3. - A r b i tr a g e F u n d C I R

4. - Akxos A b s o l u te R e t u r n F u n d5. . A m e r i c a n F u n d s N e w W o r l d

6. - Be t w 3t n In c o m e F u n d

7. - H m s m a n S u a te # c T o t a l R e t u r n F u n d

8. - I n U p id S m a l l C a p

9. - J P M o r g a n S t r a ti g i In c m O p p t y A "

1 0 . - J P M o r g a n S t r a t e g i c ln c m O p p t y A

1 1 . - J P M o r g a n S t n t e g i ~ I n c m O p p t y A

1 2 . - J P M o r g a n S t r a te g i c I n c m O p p t y A

1 3 . - J P M o r g a n S t r a te g i c I n c m O p p t y A

1 4 .

1 5 .

1 6 .

1 7 .

A I n t e r e s t K T

D Int . /Div. O TS o l d 08/I0/10 KS o l d 05 /21/10 KS o l d 12/31/10 KS o l d 0 8 / 1 3 / 1 0 KS o ld 0 4/2 9 /1 0 LSold 12/31/10 KS ol d 05/21/10 LBuy 101/29/10( a d d S )B u y )2/26/10 J( a d d S )Bu y 03/31110 J( a d d l )B u y 04/30110 J

Buy 0 3 / 3 0 1 1 0 J

B u y 06/29110

B u y 03/31 /10(a~~)

J

J

Buy 08/16/10 K

I . Income G r in Code~ : A = $ 1, 000 o r l es t B = $1 ,0 0 1 . $2 . 50 0 C = $ 2, 501 - $ 5 , 000 D =$5.001 - $! 5.000( S e e C o l u m n s B I a n d D 4 ) F - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 O ~ 1 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H I = $ 1 . 0 0 0 , 0 0 1 - S Y , 0 0 0 . 0 0 0 H2 -Mote thin $5,000,0002 . VtI~ C~ e~ J =$ |5 ,0 0 0 o r I1 ~ K ~ 5 1 5 . 0 0 1 - $ 5 0 . 0 0 0 L - $ 50, 001 - $ I00 , 000 M "$ I00, 001 -( S e e C o l w a m C I a m [ D 3 ) N = 1250. 00t $ 500. 0~ 0 O -$5 00 ,0 01 - $1 ,0 00 ,0 00 P I ,,~ 1,0 00 ,0 01 - $5 ,0 00 ,0 00 F 2 -$5 ,0 00 ,0 01 - $2 5,0 00 ,0 00

P] = $25.000.001 - $$0.000.000 P4 -M o te than 150.000.00(I3 . Value M t th od Cod~ $ Q =A p p r a i sa l R , g ~o ~ t ( R ea l E . t m t t O u l y ) S = A t ~ c ~ n c n t T = , C a t h M m k ~(S et : Co lunm C2) U -B o o k V a lu e V = ( X t x - r W = E ~ t im a t ~ d

E - S I S , 0 0 1 -


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FINANCIAL DISCLOSURE REPOR TPa g e 5 o f 8

N a m e of P e r s o ~ R e p a r f l ~N e f f , J a n e t T .

D i r e o f R ~ r t05/9/2011

V I I. IN V E S T M E N T S a n d T R U S T S - ~,~o.~, . ~ t , . ~ , ~ o c a o , ~N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s ~ v a l u e a t e n d Tran~:fiom during ~ing ~O) ( 2 ) C I ) (2 ) (D ( z ) O) ( 4 ) ( ~ )Pl~e "~" afl~~h ~ ~nt T~e (e.g., V a ~ e Vflue T ~ ( ~ g ., D a ~ V~ G~ Id~ of

(A - ~ o r i n t . ) ( J - P ) C~ 3 ~p6on) ( L P ) ( A - ~ ( i f p a l a t e(Q-~1 8 . o Akr ~ F ~- u s F u n d Re~a i l1 9 . - I V A W o r l d w id e F u n d C 1 A20 . - F P A Cr escen t F u n d I n s t21 , - F F A C ~ e s c e m F u n d I n s t22 . - S c h w a b A d v C a s h R e . r y e2 3 . - S ~ h w a b A d v C a s h R e s e r v e24 . - S c h w a b A d v C a s h R e s e r v e25 . - S c h w a b A d v C a s h R e s e r v e26 . - S c h w a b A d v C a s h R e s e r v e27 . - S c h w a b A d v C a s h R e s e r v e28 . - S c h w a b A d v C a s h R e s e r v e29 . - S c h w a b A d v C a s h R e s e r v e3 0 . - S c ~ , a ~ ^ d r C ~ h ~ e s e r v e31 . - S c h w a b A d v ~ h R e s e r v e32 . - A m e r i c m F u n c ~ N e w W o r l d33 . - I n tr ~ i d S m a l l C a p34 . - C o l um bi a T h e rm os t ~ i Fund C I A

B u yB uy( a d a , l )B u y( ~ d d l )

S o l dS o l dS o l d( p r o )B uyS o l d( p a r t )B u yS o l dS o l d( p a n )S o l dS o l d( p a n )B uyB uy( ,~~)B uy

1 1 / 1 7 / 1 0

12/15110

07/01 /10i 12/13110

0 1 1 0 4 1 1 0

01/20 /10

04/21110

05103/10

0 5 / 0 5 / 1 0

05/25 /10

0 7 1 0 9 1 1 0

0 8 / 1 2 ! 1 0

10/29/10

1 1 / 1 8 / | 0

12/27/10

12/29/10

12/31110

K

JJ

KJJ

L

KL

KJJ

JJK

B -|1,00! - ~ 2 5 0 0O - $ IO 0 . O O t - $ 1 . 0 0 0 , 0 0 0O -$.~00,001 - $1.000,000R - C o ~ t ( R e ~ l Esme

C ~ 1 2 . 5 0 1 - $ ~ , 0 0 0H I - $ I . 0 0 0 . 0 0 1 - $ ~ i , 0 0 0 , D O 0L ~ $ $ 0 , 0 0 1 - $ I 0 0 . 0 0 0P 1 - $ 1 , 0 0 0 , 0 0 | -P 4 - M m ~ ~ , mw

E = 1 1 5 , 0 0 1 $ $ 0 . 0 0 0


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FINANCIAL DISCLOSUR E REPORTPa ge 6 0 f 8

N a m e o f P e a s ea R e p o r t in gNef f , Jane t T.

D a t e o f R e p e r t0519/2011

V I I. IN V E S TM E N T S a n d T R U S T SNONE (No reportable income, assets, or transactions.)

A. B. C. D.I k s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ~ o s $ v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including trust a.~et~) reporting period of repotting period

(1) (2) (1) (2) (l) (2) (3) (4)P l a c e " ( X ) " a f l e ~ e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e T y p e ( e . g ., D a t e V a l u e G a i n I d e n t i t y o f

e x e m p t f ~ o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , r n m / d d / y y C o d e 2 C o d e ! b u y e r / s ~ l l e r( A o H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e(Q - w ) t n n s a c t i o n )3 5 . - M e r i d i a n G r o w t h F u n d Buy 1 2 / 3 1 / I 0 K3 6 . - A p # e . s e e d F u n d S o l d 1 2 / 3 I / I 0 K3 7. C o me r ic a B a n k - US Sa v in g , B o n d s E I n t e r e s t Redeemed 05/25/10 L3 8 . C h a s e B a n k A Int!Div. J3 9.

4 0.

41.

4 2.

I . I n c o m e G , i o C o d e s : A = $ t , 0 0 0 m " l e t s B " $ 1 .0 0 1 - E 2 ,5 0 0 C = $ 2 ,5 0 | -(~.e C o l u m v s B I t ro d D 4 ) F -$~0.001. $100.000 G = $ |0 0,0 0l - $ 1.0 00 .0 00 H I - $l .0 00 .0 O I - $ 5.0 00 .0 00 H 2 - M o r e t i m e $ 5 . 0 0 0 . 0 0 0

2. Value Co~i J - $ 1 5 , 0 0 0 o I ~ . s K - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L =$50,001.( S e e C o l u . , n n ~ C l a n d O 3 } N ~ 7 3 0 ,0 0 1 - S f ~ 00 ,0 0 0 O ,~ 50 0 ,0 0 1 - $ 1 ,0 0 0 ,0 0 0 P [ - e * [ , 0 0 0 . 0 0 1 - $ 5 , 0 0 0 , 0 0 0 1 ~ 2 - , $ 5 , 0 0 0 , 0 0 1 . ~ . 5 . 0 0 0 . 0 0 0P ] , = ~ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o r e I ~ l t tt3 . V a l v e M e t h o d C o ~ e ~ Q -Ap~li~ R = 1 7 . ~ t (Rea l E a ta t e O t f l y ) $ - A . e s e a t m e m T = ~ l L s h M a r k e t

(See C o l u m n C 2 ) U = B o o k V a l u e V - O t h e r W -Exrlma t ed

E - $ I 5 . ( X ) ! - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORTPage 7 of 8

N a m e o f P e r s o n R e p o r t i n gN e f f , Ja n e t T .

D a t e o f R e p o r t0519/2011

V I II . A D D IT ION A L I N FOR M A T I ON OR E X PL A N A T ION S .~bonds cashed in 2010 were inadvertently omitted on prior financial disclosure reports. They were acquired by inheritanc~: ]~


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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 8

N a m e o f P e r s o n R e p o r t i n gN e f f , J a n e t T ,

Date o f R e p o r t0 ~ 1 9 / 2 0 1 1

IX. CERTIFICATION.I certify thatall i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y In f o r m a t i o n n o t r e p o r t e d w a s w i th h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r fh e r c e r g f y t ha t e a r n e d I n c o m e f r o m o u f a t d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o r s U . S . C . a p p . $ 0 ! e t . s e q. , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

N O T E : A N Y I N D M D U A LA N D C R I M I N A L S A N C T IO N S ( 5 U . S. C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a te s C o u r t sS u i t e 2 - 3 0 1O n ~ C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 54 4

Janet T Neff Financial Disclosure Report for 2010

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