James E. Boasberg, 2012 Financial Disclosure...48 Krispy Kreme Donuts KKD 15,000 49 Linear...
Transcript of James E. Boasberg, 2012 Financial Disclosure...48 Krispy Kreme Donuts KKD 15,000 49 Linear...
James E. Boasberg, 2012 Financial Disclosure
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Legend: X = stock or bond (column) held by the fund (row) J K L M N O
Income and Value:1 6th St., LLC 15,000 2 Alarm.com3 Amstong Equity Partners / now COX FLP, LTD.4 Bedrock Billiars, LLP 15,000 5 Bedrock Billiars, LLP 15,000 6 Berkshire Hathaway Inc Class A BRKA X 17 Berkshire Hathaway Inc Class A BRKA X 18 Berkshire Hathaway Inc Class A BRKA X 19 Berkshire Hathaway Inc Class A BRKA X 1
10 Berkshire Hathaway Inc Class A BRKA X 111 Berkshire Hathaway Inc Class A BRKA X 112 Berkshire Hathaway Inc Class A BRKA X 113 Buffalo Billiards (TN), LLP 15,000 14 Buffalo Billiards (TX), LLP 15,000 15 Microsoft, Inc. MSFT X 116 Microsoft, Inc. MSFT X 117 Microsoft, Inc. MSFT X 118 Microsoft, Inc. MSFT X 1 15,000 19 Microsoft, Inc. MSFT X 120 Microsoft, Inc. MSFT X 1 15,000 21 Microsoft, Inc. MSFT X 1 15,000 22 Microsoft, Inc. MSFT X 115 Carpool, LLP16 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X 2617 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X 2618 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X 2619 T. Rowe Price Cap. App. Fund PRWCX X X X X X X X X 820 T. Rowe Price Sci & Tech Fund PRSCX X X X X X X X X X X X X X 1321 Vanguard Growth & Income Fund VQNPX X X X X X X X X X X X X X X X X X X X X X X X 2316 Cisco - Brokerage Acct CSCO17 Cisco - Brokerage Acct CSCO18 Cisco - Brokerage Acct CSCO19 Cisco - Brokerage Acct CSCO 15,000 20 Cisco - Brokerage Acct CSCO 15,000 21 Cisco - Brokerage Acct CSCO 15,000 22 Cisco - Brokerage Acct CSCO23 Cisco - IRA CSCO24 DAG II, LLC25 DAG, LLC 15,000 26 Etrade Bank Money Market 15,000 27 Etrade Bank Money Market 15,000 28 Etrade Bank Money Market 15,000 29 Fidelity Cash/Money Market SPRXX30 Fidelity Cash/Money Market31 Fidelity Municipal Money Market FTEXX32 Fidelity Municipal Money Market FTEXX33 Fidelity Municipal Money Market FTEXX34 Fidelity Municipal Money Market FTEXX 15,000 35 Fidelity Municipal Money Market FTEXX 15,000 36 Fidelity Municipal Money Market FTEXX 15,000 37 Fidelity US Treasury Money Market FCLXX38 Galaxy Dessets 15,000 39 Intel Corporation INTC40 Intel Corporation INTC41 Intel Corporation INTC 15,000 42 Intel Corporation INTC 15,000 43 Intel Corporation INTC44 Johnson & Johnson JNJ45 Johnson & Johnson JNJ 15,000 46 Johnson & Johnson JNJ 15,000 47 Johnson & Johnson JNJ48 Krispy Kreme Donuts KKD 15,000 49 Linear Technology Corporation LLTC50 Linear Technology Corporation LLTC
Canon 2 on Conflicts of Interest: "Avoid impropriety and the
appearance of impropriety."
Page 1 of 2
James E. Boasberg, 2012 Financial Disclosure
51 Linear Technology Corporation LLTC52 Linear Technology Corporation LLTC53 Linear Technology Corporation LLTC 15,000 54 Linear Technology Corporation LLTC 15,000 55 Linear Technology Corporation LLTC 15,000 56 Linear Technology Corporation LLTC57 Lowe's Companies Inc. LOW 15,000 58 Lowe's Companies Inc. LOW 15,000 59 Mackey's, LLP 15,000 60 Medtronic, Inc. MDT61 Medtronic, Inc. MDT 15,000 62 Medtronic, Inc. MDT 15,000 63 Medtronic, Inc. MDT 15,000 64 Medtronic, Inc. MDT 15,000 65 Medtronic, Inc. MDT66 Medtronic, Inc. MDT67 Moody's Corporation MCO68 Moody's Corporation MCO 15,000 69 Moody's Corporation MCO70 Moody's Corporation MCO71 Moody's Corporation MCO 15,000 72 Moody's Corporation MCO73 Notes Receivable - BLANK King St. LLC74 Procter & Gamble, Inc. PG75 Procter & Gamble, Inc. PG76 Procter & Gamble, Inc. PG 15,000 77 Procter & Gamble, Inc. PG 15,000 78 Procter & Gamble, Inc. PG79 Procter & Gamble, Inc. PG80 Procter & Gamble, Inc. PG 15,000 81 Rental Property, Washington, DC82 Walgreen Co. WAG83 Walgreen Co. WAG84 Walgreen Co. WAG 15,000 85 Walgreen Co. WAG 15,000 86 Walgreen Co. WAG 15,000 87 Walgreen Co. WAG 15,000 88 Walgreen Co. WAG 15,000 89 Walgreen Co. WAG90 Wells Fargo Bank 91 Wells Fargo Bank 15,000 92 Wells Fargo Bank 15,000 93 Western Union Co. WU 15,000 94 Western Union Co. WU 15,000 95 Western Union Co. WU 15,000 96 Western Union Co. WU 15,000 97 Western Union Co. WU 15,000
Total 1 6 5 0 0 0 1 1 1 1 0 0 6 11 4 5 6 13 5 4 3 4 5 4 0 3 1 1 3 1 2 0 0 4 4 5 3 0 4 4 5 3 4 133 0 765,000$ Cumulative Total 1 7 12 12 12 12 13 14 15 16 16 16 22 33 37 42 48 61 66 70 73 77 82 86 86 89 90 91 94 95 97 97 97 101 105 110 113 113 117 121 126 129 133 765,000$
Page 2 of 2
James E. Boasberg, 2012 Financial Disclosure
No. James E. Boasberg, 2012 Financial Disclosure Tick
er
J - $
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K -
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)
Legend: J K L M N O
Income and Value:1 6th St., LLC 15,000 15,000$ 2 Alarm.com 250,000 250,000$ 3 Amstong Equity Partners / now COX FLP, LTD. 250,000 250,000$ 4 Bedrock Billiars, LLP 15,000 15,000$ 5 Bedrock Billiars, LLP 15,000 15,000$ 6 Berkshire Hathaway Inc Class A BRKA 250,000 250,000$ 7 Berkshire Hathaway Inc Class A BRKA 500,000 500,000$ 8 Berkshire Hathaway Inc Class A BRKA 50,000 50,000$ 9 Berkshire Hathaway Inc Class A BRKA 50,000 50,000$
10 Berkshire Hathaway Inc Class A BRKA 50,000 50,000$ 11 Berkshire Hathaway Inc Class A BRKA 50,000 50,000$ 12 Berkshire Hathaway Inc Class A BRKA 25,000 25,000$ 975,000$ 13 Buffalo Billiards (TN), LLP 15,000 15,000$ 14 Buffalo Billiards (TX), LLP 15,000 15,000$ 15 Microsoft, Inc. MSFT 100,000 100,000$ 16 Microsoft, Inc. MSFT 50,000 50,000$ 17 Microsoft, Inc. MSFT 50,000 50,000$ 18 Microsoft, Inc. MSFT 15,000 15,000$ 19 Microsoft, Inc. MSFT 50,000 50,000$ 20 Microsoft, Inc. MSFT 15,000 15,000$ 21 Microsoft, Inc. MSFT 15,000 15,000$ 22 Microsoft, Inc. MSFT 100,000 100,000$ 395,000$ 15 Carpool, LLP 50,000 50,000$ 16 State Street Equity Index Fund STFAX 100,000 100,000$ 17 State Street Equity Index Fund STFAX 250,000 250,000$ 18 State Street Equity Index Fund STFAX 250,000 250,000$ 19 T. Rowe Price Cap. App. Fund PRWCX 50,000 50,000$ 20 T. Rowe Price Sci & Tech Fund PRSCX 50,000 50,000$ 21 Vanguard Growth & Income Fund VQNPX 50,000 50,000$ 750,000$ 16 Cisco - Brokerage Acct CSCO 100,000 100,000$ 17 Cisco - Brokerage Acct CSCO 100,000 100,000$ 18 Cisco - Brokerage Acct CSCO 50,000 50,000$ 19 Cisco - Brokerage Acct CSCO 15,000 15,000$ 20 Cisco - Brokerage Acct CSCO 15,000 15,000$ 21 Cisco - Brokerage Acct CSCO 15,000 15,000$ 22 Cisco - Brokerage Acct CSCO 100,000 100,000$ 23 Cisco - IRA CSCO 50,000 50,000$ 24 DAG II, LLC 50,000 50,000$ 25 DAG, LLC 15,000 15,000$ 26 Etrade Bank Money Market 15,000 15,000$ 27 Etrade Bank Money Market 15,000 15,000$ 28 Etrade Bank Money Market 15,000 15,000$ 29 Fidelity Cash/Money Market SPRXX 100,000 100,000$ 30 Fidelity Cash/Money Market 100,000 100,000$ 31 Fidelity Municipal Money Market FTEXX 50,000 50,000$ 32 Fidelity Municipal Money Market FTEXX 50,000 50,000$ 33 Fidelity Municipal Money Market FTEXX 50,000 50,000$ 34 Fidelity Municipal Money Market FTEXX 15,000 15,000$ 35 Fidelity Municipal Money Market FTEXX 15,000 15,000$ 36 Fidelity Municipal Money Market FTEXX 15,000 15,000$ 37 Fidelity US Treasury Money Market FCLXX 100,000 100,000$
Canon 2 on Conflicts of
Interest: "Avoid
impropriety
and the
appearance
of
impropriety.
"
Page 1 of 2
James E. Boasberg, 2012 Financial Disclosure38 Galaxy Dessets 15,000 15,000$ 39 Intel Corporation INTC 100,000 100,000$ 40 Intel Corporation INTC 100,000 100,000$ 41 Intel Corporation INTC 15,000 15,000$ 42 Intel Corporation INTC 15,000 15,000$ 43 Intel Corporation INTC 50,000 50,000$ 44 Johnson & Johnson JNJ 100,000 100,000$ 45 Johnson & Johnson JNJ 15,000 15,000$ 46 Johnson & Johnson JNJ 15,000 15,000$ 47 Johnson & Johnson JNJ 100,000 100,000$ 48 Krispy Kreme Donuts KKD 15,000 15,000$ 49 Linear Technology Corporation LLTC 50,000 50,000$ 50 Linear Technology Corporation LLTC 50,000 50,000$ 51 Linear Technology Corporation LLTC 100,000 100,000$ 52 Linear Technology Corporation LLTC 50,000 50,000$ 53 Linear Technology Corporation LLTC 15,000 15,000$ 54 Linear Technology Corporation LLTC 15,000 15,000$ 55 Linear Technology Corporation LLTC 15,000 15,000$ 56 Linear Technology Corporation LLTC 100,000 100,000$ 57 Lowe's Companies Inc. LOW 15,000 15,000$ 58 Lowe's Companies Inc. LOW 15,000 15,000$ 59 Mackey's, LLP 15,000 15,000$ 60 Medtronic, Inc. MDT 50,000 50,000$ 61 Medtronic, Inc. MDT 15,000 15,000$ 62 Medtronic, Inc. MDT 15,000 15,000$ 63 Medtronic, Inc. MDT 15,000 15,000$ 64 Medtronic, Inc. MDT 15,000 15,000$ 65 Medtronic, Inc. MDT 50,000 50,000$ 66 Medtronic, Inc. MDT 50,000 50,000$ 67 Moody's Corporation MCO 50,000 50,000$ 68 Moody's Corporation MCO 15,000 15,000$ 69 Moody's Corporation MCO 50,000 50,000$ 70 Moody's Corporation MCO 50,000 50,000$ 71 Moody's Corporation MCO 15,000 15,000$ 72 Moody's Corporation MCO 50,000 50,000$ 73 Notes Receivable - BLANK King St. LLC 100,000 100,000$ 74 Procter & Gamble, Inc. PG 100,000 100,000$ 75 Procter & Gamble, Inc. PG 50,000 50,000$ 76 Procter & Gamble, Inc. PG 15,000 15,000$ 77 Procter & Gamble, Inc. PG 15,000 15,000$ 78 Procter & Gamble, Inc. PG 50,000 50,000$ 79 Procter & Gamble, Inc. PG 50,000 50,000$ 80 Procter & Gamble, Inc. PG 15,000 15,000$ 81 Rental Property, Washington, DC 1,000,000 1,000,000$ 82 Walgreen Co. WAG 100,000 100,000$ 83 Walgreen Co. WAG 50,000 50,000$ 84 Walgreen Co. WAG 15,000 15,000$ 85 Walgreen Co. WAG 15,000 15,000$ 86 Walgreen Co. WAG 15,000 15,000$ 87 Walgreen Co. WAG 15,000 15,000$ 88 Walgreen Co. WAG 15,000 15,000$ 89 Walgreen Co. WAG 50,000 50,000$ 90 Wells Fargo Bank 50,000 50,000$ 91 Wells Fargo Bank 15,000 15,000$ 92 Wells Fargo Bank 15,000 15,000$ 93 Western Union Co. WU 15,000 15,000$ 94 Western Union Co. WU 15,000 15,000$ 95 Western Union Co. WU 15,000 15,000$ 96 Western Union Co. WU 15,000 15,000$ 97 Western Union Co. WU 15,000 15,000$
Total 765,000$ 1,700,000$ 1,800,000$ 1,275,000$ 500,000$ 1,000,000$ 7,040,000$ Cumulative Total 765,000$ 2,465,000$ 4,265,000$ 5,540,000$ 6,040,000$ 7,040,000$
Page 2 of 2
D
I.
3.
Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT
in Government Act of 1978 Rev. 112013 FOR CALENDAR YEAR 2012 (5 U.S.C. app. §§ 101-111)
I. Person Reporting (last name, first, middle initial)
Boasberg, James E.
2. Court or Organization
U.S. District Court, District of Columbia
3. Date of Report
05/03/2013
4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)
District Judge -- Active
Sa. Report Type (check appropriate type)
D Nomination Date
Initial [{] ;Annual D Sb. D Amended Report
Final
6. Reporting Period
01/01/2012 to
12/31/2012
7. Chambers or Office Address
U.S. Courthouse 333 Constitution Ave. NW
Washington, DC 20001
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information.
I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
D NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
Vice-Chair St. Albans School Governing Board
2. Vice-President Edward Bennett Williams Inn of Court
3. Executor Estate #I
4.
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[{] NONE (No reportable agreements.)
PARTIES AND TERMS
I.
2.
3.
4.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 2of13 Boasberg, James E. 0510312013
III. N 0N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2012 Alarm.com -- Salary and bonus
2. 2012 Wedding Wire -- salary
3.
4.
JV. REIMBURSEMENTS -- transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I. NYU Law School Apr. 16-17, 2012 New York, NY Speaking on Panel Hotel, transportation
2.
5.
3.
4.
5.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 3of13 Boasberg, James E. 05/03/2013
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[{] NONE (No reportable gifts.)
SOURCE VALUEDESCRIPTION
I.
2.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
I. Sidwell Friends School Tuition L
2. St. Albans School Tuition K
3.
(I) (3)
(Q-W)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 4of13 Boasberg, James E. 05/03/2013
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end Transactions dming reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
transaction)
I. State Street Equity Index Fund - A None L T
2. State Street Equity Index Fund - B None M T Buy 10/15112 J (add'!)
3. State Street Equity Index Fund - C None M T Buy 10115112 J (add'!)
4.
5. Brokerage Account # I
6. --BRKA None M T
7. --CSCO B Dividend L T
8. --INTC B Dividend L T
9. --LLTC B Dividend K T Sold 6/11/12 J B (part)
10. --MDT A Dividend K T Sold 10/3/12 K D
(part)
11. --MSFT B Dividend L T
12. --MCO A Dividend K T Sold 10/3/12 K E (part)
13. --PG B Dividend L T
14. --WAG B Dividend L T Sold 6111/12 K (part)
15. --WU A Dividend J T Sold 10/3/12 J D
(part)
16. --Fidelity US Treasury Money Market A Int./Div. L T
17. Brokerage Account #2 (IRA)
I. Jacome Gain Codes: A =$1.000 orless B=$1,001 -$2,500 c=$2.501 -$5.000 D =$5.001 -$15.000 E=$15.00l -$50.000
(Sec Columns Bl and D4) F=$50.001-$100.000 G =$100.00 I -$1.000.000 Ill =$1.000.001 -$5.000.000 H2 =More than $5.000.000
2. Value Codes J =$15.000 or less K =$15,001 • $50.000 L=$50.00 I -$I 00.000 M =$100.00 I - $250.000
(See Columns Cl and 03) N=$250.00 I -$500.000 0=$500.00 I - $1.000.000 Pl =$1.000.001 -$5.000.000 P2 =$5.000.001 -$25,000.000
P3 =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market
(Sec Column CZ) U=Book Value V=Othcr W =Estimated
A.
--WU
25.
29.
31.
33.
34. --WU
(2)
(Q-W)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 5of13 Boasberg, James E. 05/03/2013
VII. INVESTMENTS and TR usTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
transaction)
18. --CSCO B Dividend K
19. --JNJ c Dividend L
20. --LLTC B Dividend K
21. --MSFT B Dividend K
22. --PG B Dividend K
23. --WAG A Dividend K
T
T
T
T
T
T
24. A Dividend J T
--Fidelity Cash/Money Market TA lnt./Div. L
26. Brokerage Account #3 (IRA)
27. --BRKA N TNone
28. --CSCO TB Dividend L
--JNJ Tc Dividend L
30. --LLTC B Dividend L T
32.
--MSFT B Dividend K T
--PG A Dividend J T
--WAG A Dividend K T
A Dividend K T
I. Income Gain Codes: A =$1,000 or less B=$1,00 I - $2,500 c=$2.501 • $5.000 0=$5.001. $15. 000 E =$15.001 • $50.000
(See Columns Bl and D4) F=$50.00I -$100.000 G =$I 00.00 I -$1.000.000 H I =$1.000.001 -$5.000.000 H2 =More than $5.000.000
2. Value Codes J =$15.000 or less K =$15.001 • $50.000 L=$50.00 I -$I 00.000 M =$100.00 I -$250.000
(See Columns Cl and D3) N =$250.00 I -$500.000 0=$500.00 I - $1.000.000 Pl =$1.000.001 -$5.000.000 P2 =$5.000.001 -$25,000.000
P3=$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U=Book Value V=Other W =Estimated
(I) (2) (I) {I)
(Q-W)
D.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6of13 Boasberg, James E. 05/03/2013
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. Description of Assets Income during Gross value at end
(including trust assets) reporting period of reporting period Transactio s during reporting period
(2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
transaction)
35. --Fidelity Cash/Money Market
36. Brokerage Account #4 (Trust)
37. --BRKB
38. --CSCO
39. --INTC
40. --JNJ
41. --LLTC
42.
43. --MDT
44. --MSFT
45. --MCO
46. --PG
47. --WAG
48. --WU
49. --Fidelity Municipal Money Market
50. Brokerage Account #5 (Trust)
51. --BRKB
A Int./Div. K T
None K T Sold (part)
A Dividend K T
A Dividend J T
A Dividend J T
A Dividend K T
A Dividend Sold
A Dividend J T
A Dividend J T Sold (part)
A Dividend J T
A Dividend J T Sold (part)
A Dividend J T
A Int./Div. K T
None K T
10/3/12 J c
I0/3/12 J c
10/3/12 J D
10/3/12 J
I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2.500 c=$2.501 -$ 5.000 D=$ 5.001 • $15.000
(Sec Columns BI and D4) F =$50.001 - $1 00.000 G =$100.00 I - $1.000.000 Ill =$1.000.001 -$5.00 0.00 0 H2 =More than $ 5.000.000
2. Value Codes J=$15.000 or less K =$15.001 -$50.000 L =$50.001. $100.000 M =$100.00 I • $250.000
(See Columns C I and 03) N=$250.00 I -$500.000 0 =$500.00 I -$1.000.000 Pl =$1.000.001 • $5 .000.000 P2 =$5.000.001 • $25.000.00 0
P3 =$25.000.001 -$ 50.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U=Book Value V =Other W =Estimated
E=$15.001 • $50.000
FINANCIAL DISCLOSURE REPORT
Page 7of13
Name of Person Reporting
Boasberg, James E.
Date of Report
05/03/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
52. --CSCO
53. --JNJ
54. --LLTC
55. --MDT
56. --MCO
57. --PG
58. --WAG
59. --MSFT
60. --Fidelity Municipal Money Market
61. Brokerage Account #6 (Trust)
62. --BRKB
63. --CSCO
64. --INTC
65. --JNJ
66. --LLTC
67. --MDT
68. --MSFT
B. c. Income during Gross value at end
reporting period of reporting period
(I) (2) (I) (2) (I) Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Code 2 Method buy, sell, (A-H) or int) (J-P) Code 3 redemption)
(Q-W)
A Dividend J T
A Dividend J T
A Dividend J T
A Dividend J T
A Dividend K T
A Dividend K T
A Dividend J T
A Dividend K T
A Int./Div. J T
None K T
A Dividend J T
A Dividend J T
A Dividend J T
A Dividend J T
A Dividend J T
A Dividend J T
D.
Transactions during reporting period
(2) (3) (4) Date Value Gain
mm/dd/yy Code 2 Code I (J-P) (A-H)
(5) Identity of
buyer/seller
(if private
transaction)
I . Income Gain Codes: A 41.000 or less B =$ l ,001 - $2,500 c=$2,501 • $5.000 0 =$5,001 • $15.000 E =$15.001 • $50,000
(Sec Columns Bl and 04) F =$50.001 • $1 00.000 G =$100.001 • $1 ,000.000 111 =$1 .000.001 • $5.000.00 0 H2 =More than $5,000.000
2. Value Codes J =$15,000 or less K =$15.001 • $50,000 L=$50.00I • $100.000 M =$!00.001 • $ 250.000
(Sec Columns Cl and 03) N =$ 250.001 • $500.000 0=$500.00 I • $1.000.000 Pl =$1,000.001 . $5.000.000 P2 =$5,000.001 • $25,00 0.000
P3 =$25.000.001 • $ 50.000.000 P4 =More than $50.000.000
3. Value Mclhod Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessment T =Cash Market
(Sec Column C 2) U=Book Value V=Othcr W =Estimated
73.
74.
75.
79.
(2)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 8of13 Boasberg, James E. 05/03/2013
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.J
D NONE (No reportable income, assets, or transactions.)
A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period ofreporting period
(I) (2) (I) (1) (2) (3) (4) (5) Place "(X)" after each asset
exempt from prior disclosure Amount Code I
(A-H)
Type (e.g.,
div., rent,
or int.)
Value
Code 2
(J-P)
Value
Method
Code 3
(Q-W)
Type (e.g.,
buy, sell,
redemption)
Date
mm/dd/yy
Value
Code 2
(J-P)
Gain
Code I
(A-H)
Identity of
buyer/seller
(if private
transaction)
69. --MCO A Dividend K T
70. --PG A Dividend K T
71. --WAG A Dividend J T
72.
76.
--Fidelity Municipal Money Market A Int./Div. J T
Brokerage Account #7 (Trust)
--BRKB None K T
77. --CSCO A Dividend J T
78. --JNJ A Dividend J T
--LLTC A Dividend J T
80. --MSFT A Dividend
81. --MCO A Dividend
82. --PG A Dividend
83. --WAG A Dividend
84. --Fidelity Municipal Money Market A Int./Div.
85. Rental Property #I, Washington, DC D Rent
J
J
J
J
J
0
I. Income Gain Codes: A =$1.000 or less B=$1,001 -$1.500
(See Columns Bl and 04 ) F =$50.001 -$100.000 G =$100.001 -$1.000.000
l. Value Codes J=$15.000or less K=$15,001 -$50.000
(See Columns Cl and 03) N=$150.001-$500.000 0=$500,00 1 -$1.000.000
P3=$15.000.001 -$50.000.000
3. Value Mclhod Codes Q =Appraisal R =Cost (Real Estate Only)
(Sec Column Cl) U=Book Value V=Othcr
T
T
T
T
T
s
c=$1,501 -$5,000
HI=$1 .000.001 -$5.000.000
L=$50.001 - $100.000
Pl=$1,000 .001-$5,000 .000
P4=More than $50.000.000
S =Assessment
W =Estimated
D=$5,001 -$15 .000
Ill =More than $5.000.000
M =$100.001 -$150.000
Pl=$5.000.00 I -$25.000.000
T=Cash Market
E =$15.001 - $50,000
--0:1 '.=
(I) (I) (3)
(J-P)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page of 13 Boasberg, James E. 05/03/2013
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) (2) (I) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
86. Wells Fargo Bank A Interest K T
87. Wells Fargo Bank A Interest J T
88. Wells Fargo Bank A Interest J T
89. Galaxy Desserts None Sold 1126112 J D
90. Note Receivable King St. LLC D Interest L T
91. Armstrong Equity Partners None M u
92. DAG,LLC None J u
93. DAG 11,LLC D Distribution K u
94.
95. 6th St., LLC None J w Buy 5/30/12 J General Partner
96. Mackey's, LLP None J w
97. Bedrock Billiards, LLP A Dividend J w
98. Buffalo Billiards, LLP B Distribution J w
99. Carpool, LLP D Distribution K w
100. Buffalo Billiards (TN), LLP None J w
101. Buffalo Billiards (TX), LLP A Distribution J w
I 02. Alarm.com E Dividend M u
I. Income Gain Codes: A =$ l .000 or less B =$1.001 -$2.500 c=$2.501 -$5.000 D =$ 5.001 -$15.000 E =$15.001 -$50.000
(See Columns Bl and 04) F =$50.00 I -$I 00.000 G =$100.00 I -$ 1.000.000 HI=$1.000.001 -$5.000.000 fl2=More than $ 5.000.000
2. Value Codes J =$15.000 or l ess K =$15,001 -$50.000 L=$50.001 -$100.000 M =$I 00.00 I -$250.000
(Sec Columns Cl and 03) N =$2 50.00 I - $500.000 0 =$500.00 I - $1.000.000 Pl =$1.000.001 -$5,000.000 P2=$5.000.001 - $25,000.000
P3 =$2 5.000.001 -$50,000.000 P4 =More than $50.000 .000
3. Value Method Codes Q =Appraisal R =Cost (Real EStatc Only) S =Assessment T =Cash Market
(Sec Column C2) U=Book Value V =01her W =Estimated
A.
(Q-W) (J-P)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 10of13 Boasberg, James E. 05/03/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 offiting instructions.)
D NONE (No reportable income, assets, or transactions.)
B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmlddlyy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (if private
transaction)
103. Brokerage Account #2 (cont.)
104. --INTC A Dividend K T
105. Brokerage Account #8
106. --KKD None J T
107. -- ETrade bank Money Market A Int./Div. J T
I 08. Brokerage Account #9
109. --LOW A Dividend J T
I_ I 0. --Etrade Bank Money Market A Int./Div. J T
111. Brokerage Account #10
112. --LOW A Dividend J T
113. --Etrade Bank Money Market A Int./Div. J T
114. T. Rowe Price Cap. Appr. Fund None K T
115. Vanguard Growth & Income Fund None K T
116. T. Rowe Price Sci & Tech Fund None K T
117.
118. Brokerage Account #11 (Executor)
119. --CSCO c Dividend L T
I. Income Gain Codes: A =$1,000 or less B =$ 1,00 I • $2.500 c=$2.501 . $5.000 D=$5.00I -$1 5.000 E =$15.00 I • $50,000
(Sec Columns Bl and D4) F=$50,00l -$100.000 G =$100,001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J=$15,000 or less K =$15,001 -$50.000 L =$50.00 I -$I 00.000 M =$I 00.00 I -$250.000
(Sec Columns Cl and 03) N=$250.00I -$500.000 0=$500.00 I • $1.000.000 Pl =$1.000.001 -$5.000.000 P2=$5.000. 00 I - $25.000.000
P3 =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C 2) U =Book Value V =Other W=Estimatcd
(I) (2) (2)
FINANCIAL DISCLOSURE REPORT
Page 11 of 13
Name of Person Reporting
Boasberg, James E.
Date of Report
0510312013
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc111des those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(1) (2) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
120. --MSFT
121. --MCO
122. --BRKB
123. --WU
124. --MDT
125. --JNJ
126. --WAG
127. --LLTC
128. --Money Market Fund
129.
c Dividend L T
A Dividend K T
None M T
A Dividend J T
A Dividend K T
c Dividend L T
B Dividend K T
c Dividend L T
A Int./Div. L T
I . Income Gain Codes: A =$1.000 or less B =$1,001 • $2.500 c =$2.501 -$5.000 0=$5,001-$15.000 E =$15.00 I -$50.000
(Sec Columns Bl and 04) F=$50.00l -$100.000 G =$I 00.00 I • $1.000.000 111 =$1.000.001 -$5.000.000 112 =More than $5,000.000
2. Value Codes J =$15.000 or less K=$15.00I -$50.000 L =$50.00 I -$I 00.000 M=$100.00 I -$2 50.000
(See Columns Cl and 03) N=$250.00I -$500.000 0=$500.00 I -$1.000.000 Pl =$1.000.001 • $5.000.000 P2 =$5.000.001 -$25.000.000
P3 =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Valu e V =Other W =Estimated
a£,' ,;
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 12of13 05/03/2013Boasberg, James E.
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicate part of report.)
I became the executor of '"'' ,.,,,, , " estate during 2012. The brokerage account for the estate is listed on line 118.
FINANCIAL DISCLOSURE REPORT
Page 13 of13
Name of Person Reporting Date of Report
Boasberg, James E. 05/03/2013
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature: s/ James E. Boasberg
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544