James C Dever Financial Disclosure Report for 2010

8/3/2019 James C Dever Financial Disclosure Report for 2010

1/10

Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act of 1978(5 U.S .C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l )Dever, James C.

4 . T i t l e ( A r t i c l e 1 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges in dicate full- o r part-time)U.S. Distr ict Judg e- Active

7 . C h a m b e r s o r O f f ic e A d d r e s sU.S. Distr ict Court310 New Bern Ave .Ra le igh , NC 27601

2 . C o u r t o r O r g a n i z a t io nU.S. Distr ic t Court , EDNC

5a. Repor t Type (check appropriat e t ype)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e in f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y

m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , in c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

R e v i e w i n g O f f ic e r D a t e

3. Date of Report05/9 /2011

6. Repor t ing P e r i o d01/01 /2010

to12/31/2010

IMPORTANT NOTES: The instract ions accompanying this form m ast be fol lowetL Com ple te al l parts,checking the NONE box for each part where you have n o reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; seepp . 9-13 of f i ling instruct ions.)1~ N O N E ( N o reportable positions.)

I. Adjunc t Law Pro fesso r2. Director3. Sen ior Lec tur i ng Fel l ow4.5.

POSITION NAME OF ORGANIZATION/ENTITYCampbel l Un ivers it y , N .A. Wigg ins Schoo l o f LawNorth Wake County Basebal l Associat ionDuke U nivers i ty Schoo l o f Law

I I . A G R E E M E N T S . (Reporting individual only; see p p . 14-16 of filing instructions.)D NONE (No reportable agreements .)1.20102 .20103.

DATE P A R T I E S A N D T E R M SAgreemen t t o t ea c h a s an ad ju n c t l aw p ro fe s so r a t Campbe l l U n ive rsi ty

Ag reemen t t o t ea c h a s a s en io r l e c tu r in g fe l l ow a t Duke U n ive rsi ty


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FINANCIAL DISCLOSURE REPORTP age 2 o f 10

Name o f Person Report ingDever , James C .

Date of Report05/9/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Fi ler s Non- lnves tm ent Incom e~] NO N E (No reportable non-investment income.)

D A T E . SOURCE AND TYPE INCOME(yours, not spouses)1. 2010 Campbel l Universi ty (wages) $6,760.002 . 2010 Duke U n ivers i ty (wages) $10,000.003.4.

B . S p o u s e s N o n - I n v es t m e n t I n co m e - i f you were marr ied during any portion of the report ing year , com plete this sect ion.(Dollar amount not required except for honoraria.)~-~ (No reportable income.)ONE non-investment

1.20102 .20103.

4.

DATE SOURCE AND TYPETeach er , Our Lady o f Lo urdes Ca th o l i c Sch oo l , Ra l e i gh , Nor t h Caro l i na (wages )Se l f - emp l oyed , S i l pada , Ra l e i gh , Nor t h Caro l i na

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(hwludes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


3/10

FINANCIAL DISCLOSURE REPORTPage 3 of 10

Name of Person R e p o r t i n gDever , James C .

Date of Repor t05/9/2011

V . G I F T S . a n c lu d e s t lm s e t o s p o u s e o n d dependent children; see p p . 2 8 - 3 1 offillng instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o /s p o u s e a n d ~ e p e n d e n , children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPag e 4 o f 10 Iame o f Person Report ingDever , James C . Date of Report05/9/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

2.3.

4.5.6.7.8.

9.

1 1 .1 2 .

1 3 .

15 .

1 6.

17 .

D e s c r i p t io n o f A s s e ts I n c o m e d u r i n g( in c lu d in g t ru st assets) rep o rt in g p erio d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , rent ,( A - H ) or in t . )

Gross value at endo f r epo r t i n g pe r i o d(1) (2)

Val ue ValueC o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

(1 )Type (e.g.,buy, sell,

redemption)

T r ansac t io n s d u r i n g r epo r t i n g pe r i o d

(2) (3) (4)Date Value Gain

mm/dd !yy Cod e 2 Code 1(J-P) (A-H)

( 5 )Identity of

buyer / sel l er(if private

t ransact i on)

Northwestern Mutual Li fe Pol icy A Int./Div. K T

I. Income Gain Codes:(See Columns B I and D4)

2. Value Codes(See Columns C I and I)3)

3.Value Method Codes(See Column C2)

A : $ 1,000 or lessF : $50,001 - $ 100,000J ~$15,000 or lessN =$250.001 - $500,000P3 =$25.000.001 - $5 0.000.000Q=AppraisalU ~Book Value

=$1.001 - $2.500=$ 100,001 - $ 1,000,000=$ 15,001 - $50,000= $ 5 0 0 . 0 0 1 - $ 1,000.000=Cost (Rear Estate Only)=Olhcr

C =$2,501 - $5,000H 1 ~$1,000,001 - $ 5,000,000L =$50,001 - $ 100,000P 1 =$1,000,001 - $5,000,000P4 =M ore than $50,000,000S =Assessr~cntW =Est imated

D =$ 5,001 - $15.000H2 =More than $5,000,000M $100,001-$250,000P2 =$5,000,001 - $25,000,000T C a s h M a r ke t

E =$15,001 - $ 50,000


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FINANCIAL DISCLO SURE REPO RTPage 5 o f 10

Name of Person Report ingDever , Jam es C .

Date of Report05/9/201 !

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions,)

1 8 .

1 9 .20 .21 .22 .23 .24 .25 .26 .

27 .28 .29 .30 .31 .

32 .33 .34 .

A. B. C.D e s c r ip t i o n o f A s s et s In co me d urin g Gro ss valu e at en d

( inc lud ing t rus t asse ts ) repor t ing per iod o f r epo r t i n g pe r i o d(1) (2) (l ) (2 )

Place "(X)" after each asset A m o u n t Type (e.g., Value Val neexempt from prior disclosure C o d e 1 d iv ., ren t , C o d e 2 M e th o d

( A -H) or i n t . ) (J-P) C o d e 3( Q - W )

(I)Type (e.g.,

buy, sell,redemption)


(2) (3) (4 )D a t e Value Gain

mm/dd/yy Code2 Code I(J-P) (A-H)

Identity ofbuyer / sel l er(if private

t ransact i on)

Northwes t ern Mu tua l Li fe Po l i cy A lnt./Div. K T

RBC Centura Ban k Account A I n t e r e s t K T

I . | ncomc Gain Codes : A =$1,~00 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000(See Colunms B I and D4) F = $50,001 - $100,000 G = $I00,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,0002. Valu eCo d es J = $15.000 or less K ~ $15,001 -$50,000 L= $50 ,001 -$100 ,000 M $100,001 -$250 ,000(See Cohmms C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000.0~ I - $50,000,000 P4 = M ore than $50,000,0003. Value Mclhod Codes Q ~Appraisal R =Cosl (Real Estate Only) S =Assessment T C a s h M a r kc l(See Column C2) U =Book Value V ~Othcr W =Estimated

E =$15 ,001- $50,000


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FINANCIAL DISCLOSURE REPORTPag e 6 o f 10

N a m e o f P e r s o n R e p o r t in gDever , James C .

Date of Report05/9 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.Descr i p t i on of Asset s I n c o m e d u r i n g Gross value at end

( in c lu d in g t ru st asse ts) rep o rt in g p erio d o f r epo r t i n g pe r i o d(1) (2) (t) (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Valu e Valueexempt from prior disclosure C o d e 1 d iv . , r e n t, C o d e 2 M e th o d

( A -H) o r int.) ( J - P ) C o d e 3( Q - W )

Type (e.g. ,buy, sel l ,

r edemp t i o n )


(2) (3) (4)D a t e Value Gain

mm/dd/yy Code 2 Code 1(J-P) (A-H)

( 5 )Identity ofbuyer/seller(if privatetransaction)

35 .36. IRA37 . -AAETX (Amer i can Funds 2030 Targe t D In t. /Div. LDate)3 8. -TABRX (Temple ton B r i c Fund Class A) B lnt . /Div. J39. -OIBAX (Oppenheimer Intl Bond Class A) B Int./Div. K

40. -NEWFX (New World Fund Class A) B lnt./Div. J

41. -TEDIX (Mutu al Series Discovery Class A) B lnt . /Div. J42 . -ITHAX(Hartford Capi talAppreciat ion D In t. /Div. KFund )4 3 . - F RRA X (F ran k li n Rea l Re t u rn F u n d Cl as s B lnt . /Div. KA )44 . -RPFGX (Davis Financial Fund Class A) B lnt./Div. J45 . -NYVTX (Davis New York Venture Class C Int./Div. KA )46. -CW G I X (Ca p it a l W o r ld G r o w th & I n co m e ) C Int./Div. K47 . -CAIBX (Capi ta l Income Bu i lder Fund) B Int./Div. K48. -AMCPX (AMCAP Fund Clas sA) D lnt. /Div. K49 . -Cash Depo s i t - - Northwes t ern M utua l A I n t e r e s t JInves tment Services50 . Tru s t No . I

T

T

T

T

T

T

T

TT

T

T

T

T

51. -Wacho v iachecking acc t. A I n t e r e s t .1

1. In come Gain Codes: A =$1.000 o r less B = $1,001 - $2,500 C = $2.501 - $5,000(See Colunms B I and I)4) F =$50,001 - $ 100,000 G =$ 100.001 - $ !,000,000 H I =$1,000.001 - $5,000,000

2. Value Codes J =$15,000 or less K = $15.001 - $50.000 L =$50.001 - $ 100,000(See Columns CI and D3) N =$250,001 - $500.000 O =$500,01) 1 . $1,000,000 PI =$1,000,001 - $5,000,000P3 =$25,000,001 - $50,000.000 P4 -More than $50,000.0003. Value Method Codes Q =Appraisal R :Cost (Real Estate Only} S =Asscssment(See Column C2) U =Book Value V -Other W =Estimalcd

D =$5,001 - $15,000H2 =More than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash Market

E =$15,001 - $50.000


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FINANCIAL DISCLO SURE REPO RTPage 7 o f 10 Iame of Person Report ingD e ve r , James C. Date of Report0.5/9/2011

VII. INVESTMENT S and TRU STS - i.come, valae, , ....actions ( Includes those of spouse and dependent children; seepp. 34-6 0 of f ! l lng ins truct ions .)N O N E (No reportable income, assets, or transactions.)

D e s c r ip t i o n o f A s s e ts I n come du r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e . g . ,e x e r u p t f ro m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

52. -Wacho viasavings acc t . A Interest53. -Kinc ec ta Federa l Saving s & Loan checking A Interestacc t .54. -Kinec taFedera l Savings & Loan savings A Interestacc t .55. -Kinec taFedera l Savings & Lo an CD B Interest56 . -Kinec taFedera l Savings & Lo an CD B Interest57. -Fidel i ty Cash Reserve acct . A Interest58 . -New Y ork Li fe whole l i fe insurance pol i cy A lnt . /Div.59. -New Y ork Li fe fami ly l i fe insurance pol i cy A lnt . /Div.60 . -New York L i fe variable annu i t y A lnt./Div.

61 . -USAA whole l i fe insurance po l i cy B Int./Div.62 . -Ci t ibank Bank Deposi t D Interest63 . - A T & T l n c s t o c k A Dividend6 4. - Ch ev ro n Co rp st oc k E Dividend65 . -Ci t igroup lncs tock A Dividend6 6 . - Co m c as t C o rp CI A st o ck B Dividend67 . -GeneralElectric Co stock D Dividend6 8 . - N ew s Co rp C la ss A N e w s to c k B Dividend

Gross value at endof reporting period(1) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

J TJ TJ TN TN TN TK TJ TJ T

K T

T r ansac t i o n s du r i n g r epo r t i n g pe r i o d(I) (2) (3) (4)Type (e.g., Date Value Gain

buy , sell, mm/dd /yy C o d e 2 C o d e 1(5 )Identity ofbuyer/seller

(J-P) (A-H)edemption) (if privatetransaction)

J T

J T

M T

J T

J T

K T

K T

Sold 12/28/10 J A(part)

I . Income Gain C0dcs: A = $ 1.000 o r less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns BI and D4 ) F =$50.001 - $100,000 G =$100.001 - $1,000.000 H I = $ 1, 00 0 ,0 0 1 - $ 5, 00 0 ,0 0 0 H 2 = M o re t ha n $ 5, 00 0, 00 02. Value Codes J =$15,001) or less K = $15.001 - $50.000 L =$50,001 - $100,000 M $100,001-$250,000(See Columns CI and D3) N = $2 50,0 01 - $500 ,000 O = $500,0 01 - $1,000,0 00 PI =$1.000,001 - $5,000,000 P2 =$5,000,001 - $25 ,000,000P3 = $25.000,001 - $50.000.0[)0 P4 =M ore than $50,000,0003. Value Method Codes Q =App raisal R =Cost (Real Estate Only) S =Asscssmcm T =Cash Markc t(See Column ( 2) U =Boo k Vahte V -Other W =Estimated

E =$15.001 - $50,000


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FINANCIAL DISCLOSURE REPORTPag e 8 o f 10

Name of Person Report ingDever , Jam es C .

Date o f Repor t .05/9 /2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value , transact ions (includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~ N O N E (No reportable income, assets, or transactions.)

69 .

70 .

71 .

72 .

A. B. C.Desc r i p ti o n o f A sse ts I n c o m e d u r i n g Gross value at end( inc lud ing t rus t asse ts) repor t ing per iod o f r epo r t i n g pe r i o d

(1) (2) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., Value Val ue

exempt from prior disclosure Code 1 d iv., ren t , C o d e 2 M e th o d( A -H) or i n t . ) (J-P) C o d e 3( Q - W )


( 1 ) (2) (3)Type (e.g., Date Val ue

buy, se l l , mm/dd/yy C o d e 2r edemp t i o n ) (J-P)

-Nor throp Grumman Corp s tock D Dividend L T-Ra y th e o n Co m p a n y Ne w s t o ck A Dividend M T- 3 M Co m pa n y s t o ck B Dividend K T

( 4 ) ( 5 )Gain Iden tity o f

Code 1 buyer/seller(A-H) ( i f p r i v a t e

transaction)

I . Income Gain Codes: A =$1.000 or less B = $1.001 - $2,500 C :$2,501 - $5 ,000 D = $5 ,001 - $15 ,000(S ee Co lu nm ,~ BI an d D4 ) F =$ 50 .0 01 - $1 00 .0 00 G =$100,001 - $1,000.000 H I - $1 ,0 0 0, 00 1 - $5 ,0 0 0, 00 0 H 2 = M o re t ha n $ 5, 00 0, 00 0

2, Value (odes J = $15,000 or less K = $15,001 - $50,000 L =$50,001 - $ 100,000 M -$ 100,001 - $250,000(See Columns (1 and D3) N : $250.001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000.001 - $5,000,000 P2 :$5,000,001 - $25,000,000P3 =$25,000,001 - $50.000.000 P4 =Mo re than $50.000,0003, Value Method (odes Q =Appraisal R :Cost (Real Estate Only) S =Assessment T -Cash Marke t(Scc Cohmln ( 2) (J : B a ~ . ~ k V a l u e V :Other W =Estimated

E =$15,001 - $50,000


9/10


Name of Person Repor t ingDever , J ames C.

Date of Repor t05/9/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANA TIONS. (lndicate part of report.)


10/10


Name of Person Repor t ingDever , James C .

Date of Repor t05/9/201 I

I X . C E R T I F IC A T I O N .1 ce r t i f y t ha t al l i n fo rma t i o n g iv en abo v e ( in c l u d i n g i n fo rma t i o n p e r t a in i n g t o my sp o u se an d min o r o r d ep en d en t ch i l d ren , i f a n y ) i sa ccu ra t e, t r u e , an d c o mp le t e t o t he be s t o f m y k n o w led g e an d be l ie f , a n d t ha t a n y i n fo rma t i o n n o t re p o r t e d w as w i t hhe l d be cau se i t me t a p p l i cab l e s t at u t o ry

p rov i s i ons pe rm i t ti ng n on -d i s c l o s u re.I f u r t he r ce rt i f y t ha t e arn ed i n co m e f ro m o u t s i d e emp lo y men t a n d ho n o ra r ia a n d t he a ccep t an ce o f g i f t s w h i ch hav e been rep o r t e d a re incom pl iance ~vi th the provis ion s of 5 U.S .C. app. 501 e t . seq ., 5 U.S .C. 7353, and Jud ic ia l Confe rence regula t ion s .

Sign a tu r e : S /Jam e s C . D eve r

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C RIM IN A L SA N C T ION S ( 5 U . S . C. ap p . 1 04 )

Comm i t t ee on F inanc ia l D is c lo su reAd min is t ra t ive Off ice o f the Uni ted S ta tes Cour tsSu i te 2 -301One Colu mbus Circ le , N.E.Wash ing ton , D.C . 20544

James C Dever Financial Disclosure Report for 2010

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