[J CO-Y/media/others/banking/financial... · [J CO-Y ... A list of branches for your holding...
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CO-Y Board of Governors of the Federal Reserve System FRY-6 OMB Number 7100-0297 Approval expires September 30, 2018 Page 1 of 2 Annual Repo of Holding Companies-FR Y-6 Report at the close of business as of the end of fiscal year This Repo is required by law: Section 5{c)(1)(A) of the Bank Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a) of the International Banking Act (12 U.S.C. § 3106(a)); Sections 11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K (12 C.F.R. § 211.13(c)); and Section 225.5(b) of Regulation Y (12 C.F.R. § 225.5(b)) and section 10(c)(2)(H) of the Home Owners' Loan Act. Retu to the appropriate Federal Reserve Bank the original and the number of copies specified. NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chair- man of the board must sign the report. I, Michael L. Scudder Name of the Holding Company Director and Official President and Chief Executive Officer, Director Title of the Holding Company Director and Official attest that the Annual Repo of Holding Companies (including the supporting attachments) for this report date has been pre- pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief. th respect to infonnation regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this infonnation to the Fedel Resee. The Reporter also certes that it has the autho on beha of each individual, to consent or object to public release of information regarding that individual. The Federal Resee may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availabiy of lnrmatio " C.FR. Part 261, that the Reporter individual c s lo p blic release of all details in m - For holding companies registered with the SE Indicate status of Annual Report to Shareholders: 0 is included with the FR Y-6 repo 0 will be sent under separate cover � is not prepared For Federal Rese z ank use Only RSSDID Jo g t / C.I. I This report form is to be filed by all top-tier bank holding compa- nies and top-tier savings and loan holding companies organized under U.S. law, and by any foreign banking organization that does not meet the requirements of and is not treated as a qualify- ing foreign banking organization under Section 211.23 of Regulation K (12 C.F.R. § 211.23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid OMB control number. Date of Repo (top-tier holding company's fiscal year-end): December 31, 2015 Month I Day I Year } Repoer's Legal Entity Identifier (LEI) (20-Character LEI Code) Reporter's Name, Street, and Mailing Address First Midwest Bancorp, Inc. Legal Title of Holding Company One Pierce Place, Suite 1500 (Mailing Address of the Holding Company) Street I P.O. Box Itasca IL 60143 - City State Zip Code Physical Location (if different from mailing address) Person to whom questions about this report should be directed: Nicholas J. Chulos EVP,CS & General Counsel Name 630-875-7345 Area Code I Phone Number I Extension 630-647-7038 Area Code I F Numbe r nick.chulos@firstmidwest.com E-mail Addss www.firstmidwest.com tle Address (URL) for the Holding Company's web page Does the reporter request confidential treatment for any poion of this submission? D Yes Please identify the report items to which this request applies: � No D In accordance with the instructions on pages GEN-2 and 3, a letter justifying the request is being provided. D The information r which confidential treatment is sought is being submitted separately labeled "Confidential." Public reporting burden for this information collection is estimated to va from 1.3 to 101 hours per response, with an average of 5.25 hours per response, including me to gather and maintain data In the required form and to review instctions and complete the Information collection. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggesons for reduci ng this burden to: Seetary, Board of Governors of the Federal Reserve System, 20th and C Sʦ, NW, Washington, DC 20551, and to the fi of Management and Budget, Paperwork Reduction Project (7100-0297), Washington, DC 20503. 1212015
Transcript of [J CO-Y/media/others/banking/financial... · [J CO-Y ... A list of branches for your holding...
[J CO-Y Board of Governors of the Federal Reserve System
FRY-6 OMB Number 7100-0297 Approval expires September 30 2018 Page 1 of 2
Annual Report of Holding Companies-FR Y-6
Report at the close of business as of the end of fiscal year
This Report is required by law Section 5c)(1 )(A) of the Bank Holding Company Act (12 USC sect 1844 (c)(1 )(A)) Section 8(a) of the International Banking Act (12 USC sect 3106(a)) Sections 11(a)(1) 25 and 25A of the Federal Reserve Act (12 USC sectsect 248(a)(1) 602 and 611a) Section 21113(c) of Regulation K (12 CFR sect 21113(c)) and Section 2255(b) of Regulation Y (12 CFR sect 2255(b)) and section 10(c)(2)(H) of the Home Owners Loan Act Return to the appropriate Federal Reserve Bank the original and the number of copies specified
NOTE The Annual Report of Holding Companies must be signed by one director of the top-tier holding company This individual should also be a senior official of the top-tier holding company In the event that the top-tier holding company does not have an individual who is a senior official and is also a director the chairshyman of the board must sign the report
I Michael L Scudder Name of the Holding Company Director and Official
President and Chief Executive Officer Director Title of the Holding Company Director and Official
attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been preshypared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief
With respect to infonnation regarding individuals contained in this report the Reporter certifies that it has the authority to provide this infonnation to the Federal Reserve The Reporter also certifies that it has the authority on behalf of each individual to consent or object to public release of information regarding that individual The Federal Reserve may assume in the absence of a request for confidential treatment submitted in accordance with the Boards Rules Regarding Availability of lnformatio CFR Part 261 that the Reporter individual c s lo p blic release of all details in th m
-
For holding companies nQJ registered with the SECshyIndicate status of Annual Report to Shareholders
0 is included with the FR Y-6 report
0 will be sent under separate cover
is not prepared
For Federal Reservzank use Only
RSSDID Jo gtgt CI I
This report form is to be filed by all top-tier bank holding compashynies and top-tier savings and loan holding companies organized under US law and by any foreign banking organization that does not meet the requirements of and is not treated as a qualifyshying foreign banking organization under Section 21123 of Regulation K (12 CFR sect 21123) (See page one of the general instructions for more detail of who must file) The Federal Reserve may not conduct or sponsor and an organization (or a person) is not required to respond to an information collection unless it displays a currently valid OMB control number
Date of Report (top-tier holding companys fiscal year-end)
December 31 2015 Month I Day I Year
(lle_ Reporters Legal Entity Identifier (LEI) (20-Character LEI Code)
Reporters Name Street and Mailing Address
First Midwest Bancorp Inc Legal Title of Holding Company
One Pierce Place Suite 1500 (Mailing Address of the Holding Company) Street I PO Box
Itasca IL 60143 -------
City State Zip Code
Physical Location (if different from mailing address)
Person to whom questions about this report should be directed Nicholas J Chulos EVPCS amp General Counsel Name
630-875-7345 Area Code I Phone Number I Extension
630-647-7038 Area Code I FAX Number
nickchulosfirstmidwestcom E-mail Address
wwwfirstmidwestcom
Title
Address (URL) for the Holding Companys web page
Does the reporter request confidential treatment for any portion of this submission
D Yes Please identify the report items to which this request applies
No
D In accordance with the instructions on pages GEN-2 and 3 a letter justifying the request is being provided
D The information for which confidential treatment is sought
is being submitted separately labeled Confidential
Public reporting burden for this information collection is estimated to vary from 13 to 101 hours per response with an average of 525 hours per response including time to gather and maintain data In the required form and to review instructions and complete the Information collection Send comments regarding this burden estimate or any other aspect of this collection of information including suggestions for reducing this burden to Secretary Board of Governors of the Federal Reserve System 20th and C Streets NW Washington DC 20551 and to the Office of Management and Budget Paperwork Reduction Project (7100-0297) Washington DC 20503
1212015
- -middot-- middot----middot--
Report Hem 2a Organization Chart
100
Parasol Investment Management LLC (IlC4l
(Delaware LLC) Westmont IL
JOO I First Midwest Capital Trust 1 C4l
(Delaware Statutory Trust) Itasca LL
100 I First lvlidwest Holdings Inc (4)
(Delaware Corporation and Agreement Corp)
Itasca IL
100 I FMB Investments LTD C4l
(Bermuda Limited Company)
Hamilton Bermuda
FORVl FR Y -6
FIRST MIDWEST BANCORP INC
Itasca Illinois
Fiscal Year Ending December 31 2015
First Midwest Bancorp l ncC4l
- (Delaware Corporation) -
Itasca IL
100 100 I First Midwest Bank
LEl KV8W lJTB8FZ82JS5ED75
(Illinois State Bank) Itasca IL
100
LUI Holdings LLC C2lC3lC4l
(lllinois LLC)
Itasca IL
Great Lakes Statutmy Trust II C4l
(Delaware Statutory Trust) tvJalteson IL
LOO I First Midwest Securities lvlanagemenl LLC (2)(4)
(Delaware LLC) Wilmington DE
(I) t1ember ivtnnaged LLC-Mcmber is First Midwest Bancorp Inc
100
Exhibit A
Revised
Catalyst Asset Holdings LLC (2)(4)
(lllinois LLC) Uasca lL
l00 I Great Lakes Statuto1y Trust ILL C4l
(Delaware Statutory Trust) Matteson lL
100 I First lvlidwest Equipment
Finance Co (4)
(Jllinois Corporation)
Elk Grove Village IL
(2) Manager Mmmged LLC-fdl managers are of1icers or Firs Midwest Bancorp Inc andor rirst Midwest Bank
(3) Holds equity interest in Section 8 housing venture 4 ( ) No LEI
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Report Item lb Domestic Branch Listing Results A list of branches for your holding company FIRST MIDWEST BANCORP INC (U08184) of ITASCA IL
The data are u of 12312015 Data reflects Information that was received and processed through 01072016
Reconciliation and Vetlfication Steps
1 In the Data Action column of each branch row enter one or more of the actions specified below
2 If required enter the date in the Effective Date column
Actions
OK If the branch information is correct enter OK in the Data Action column
Change tfthe branch information is incorrect or incomplete revise the data enter Change in the Data A ction column and the date when this information first became valid in the Effective Date column
dose If a branch listed was sold or dosed enter Close in the Data Adion column and the sale or closure date in the Effective Date column
Delete If a branch listed was never owned by this depository institution enter Delete in the Data A ctio n column
Add If a reportable branch is missing insert a row add the branch data and enterAdd in the Data Action column and the opening or acquisition date in the Effective Date column
If printing this list you may need to adjust your page setup in MS Excel Try using landscape orientation page scaling andor legal sized paper
Submission Procedure
When you are finished send a saved copy to your FRB contad See the detailed instructions on this site for more information
lf you are e-mailing this to your FRB contact put your inrtitution name city and state in the subject line of the e-maiL
Note
To satisfy the FR Y-10 reporting requirements you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Data Actfon of Change Close Delete or Add
The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application - httpsy10onlinefederalreservegov
FDIC U NIN UM Office Number and lO_RSSD columns are for reference only Verification of these values is not required
Branch
Data Adlon EtfecttveDate Branch Service Type ID_RSSO Pop ula r Na me Street Address City State Zip Code
OK Full Service (Head Office) 1007846 Fl RST MIDWEST BANK ONE PIERCE PLACE SUITE 1500 ITASCA IL 60143
OK Full Service S90734 11346 SOUTH CICERO AVENUE OFFICE 11346 SOUTH CICERO A VE NUE ALSIP IL 60803
OK Full Service 652931 11900 SOUTH PULASKI AVENUE OFFICE 11900 SOUTH PULASKI ROAD ALSIP IL 60803
OK Full Service 3786976 1104 SOUTH ARLINGTON HEIGHTS ROAD 1104 SOUTH ARLINGTON HEIGHTS ROAD ARLINGTON HEIGHTS IL 60005
FACllllY
OK Ful1 Service 2813491 41 SOUTH VAIL AV ENU E BRANC H 41 SOUTH VAIL AVENUE ARLINGTON HEIGHTS IL 60005
OK Full Service 489146 ARLINGTON HEIGHTS BRANCH 1434 N RAND ROAD ARLINGTON HEIGHTS IL 60004
OK limited Service 2178369 ARL INGTO N HEI GHTS BRA NCH 770 WEST DUNDEE ROAD ARLINGTON HEIGHTS IL 60004
O K Full Service 30376SO 491 SOUTH ROUTE 59 OFFICE 491 SOUTH ROUTE 59 AURORA IL 60S04
OK Full Service 927536 BROADWAY BRANCH 2 SOUTH BROADWAY AU RO RA IL 60505
OK Full Service 455936 12015 SOUTH WESTERN AVENUE OFFICE 1201S SOUTH WESTERN AVENUE BLU E ISLAND IL 60406
OK Full Service 210523S 4SO BOLINGBROOK DRIVE OFFICE 4SO BOLINGBROOK DRIVE BOLINGBROOK IL 60440
OK Full Service 3165384 SSS WEST DUN DEE ROAD OFFICE SSS W DU NDEE ROAD BUFFALO GROVE IL 60089
OK Full Service 2489645 812 WEST SPRINGFIELD OFFICE 812 WEST SPRINGFIELD AVENUE CHA MPA IGN IL 61820
OK Full Service 3392377 8501 WEST HIGGINS ROAD OFFICE 8501 WEST HIGGINS RD CHICA GO IL 60631
O K Full Service 2875873 CHICAGO AVENUE BRANCH 1445 W CHICAGO AVENUE CHICAGO IL 60642
OK Full Service 331133 CICERO BRANCH 2340 NORTH CICERO AVENUE CHICAGO IL 60639
OK Full Service 3834877 EAST ERIE BRANCH 1 EAST ERIE STREET CHICAGO IL 60611
OK Full Service 2437990 HARLEM amp IRVlNG B RAN CH 7181 WEST IRVING PARK ROAD CHICAGO IL 60634
OK Full Service 2875846 LITTLE VILLAGE BRANCH 3220 WEST 26TH STREIT CHICAGO IL 60623
OK Full Service 2626178 LOGAN SQUARE BRANCH 2525 NORTH KEDZIE BOULEVARD CHICAGO IL 60647
OK Full Service 674942 NORTH amp PULASKI B RAN CH 39S6 WEST NORTH AV ENU E CHICAGO IL 60647
OK Full Service 149039 1030 DIXIE HIGHWAY OFFICE 1030 DIXIE HIGHWAY CHICAGO HEIGHTS I L 60411
OK Full Service 692236 4101WEST183RD STREET OFFICE 4101 WEST 183RD SfREET COUNTRY CLUB HILLS IL 60478
OK FuI Service 3616000 CREST Hill BRANCH 16051 WEBER ROAD CREST Hill IL 60403
OK Full Service 695938 13SOO SOUTH CICERO OFFICE 13SOO SOUTH CIC ERO AVENU E CRESTVVOOD IL 60445
OK Full Service 3430309 1290 EAST STEGER ROAD OFFICE 1290 STEGER ROAD CRETE IL 60417
OK Full Service 2189936 170 NORTH IL R OUTE 31 OFFICE 170 NORTH IL ROUTE 31 CR YSTA L LAK E IL 60014
OK FuU Service 105138 100 NORTH GILBERT STREET OFFICE 100 NORTH GILBERT STREET DANVILLE IL 61832
c1 11272015 Full Service 106733 27 NORTH VERMILION STREET OFFI CE 27 NORTH VERMILION STREET DANVILLE IL 61832
OK Full Service 1977480 2806 NORTH VERMILION STREET OFFICE 2806 NORTH VERMILION STREET DANVILLE IL 61832
OK Full Service 788139 725 WAUKEGAN ROAD OFFICE 72S WAUKEGAN ROAD DEERFIELD IL 6001S
OK Full Service 694678 749 LEE STREIT OFFICE 749 LEE STREET DES PLAINES IL 60016
OK Full Service 2105888 4150 KENNEDY DRIVE OFFICE 4150 KENNEDY DRIVE EAST MOLINE IL 61244-34
OK Full Service 313474 764S WEST SAINT FRANCIS ROAD OFFICE 764S WEST SAINT FRANOS ROAD FRANKF ORT IL 60423
OK Full Service S7S731 302 EAST MAIN STREET OFFICE 302 EAST MAIN STREfT GALESBURG IL 61401
OK Full Service 2640848 S30 EAST WASHINGTON STREET OFFICE 530 EA ST WASHINGTON STREET GRAYSLAKE IL 60030
OK Full Service 3037669 300 HUNT CLUB ROAD OFFICE 300 N ORTH HUNT CLUB ROAD GURNEE IL 60031
OK Full S ervice 2842428 HOMER GLEN BRANCH 1S801 SOUTH BELL ROAD HOMER GLEN IL 60491
OK Full Service 19886SS 18600 DIXIE HIGH WAY OFFICE 18600 DIXIE HIGHWAY HOMEWOOD IL 60430
OK Full Service 3763883 FIRST MIDWEST BANK MOBILE BRANCH ONE PIERCE PLACE ITASCA IL 60143
OK Full Service 2044969 JOHNSBURG ROAD OFFICE 3805 NORTH JOHNSBURG ROAD JOHNSBURG IL 60051
Exhibit B
County Coun try FDIC UNINUM Office Number Head Office Head Office ID_RSSD Comments
DU PAGE UN ITED STA TES 2376 0 FIRST MIDWEST BANK 1007846
COOK UN IT ED STA TE S Not ReQuired Not Required FIRST M10WEST BANK 1007846
COOK UN ITE D STATE S 13606 71 FIRST MIDWEST BANK 1007846
COOK U NITE D STA TES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
DUPA GE UNITED STATES 361064 85 FIRST MIDWEST BANK 1007846
KANE UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES 5931 60 FIRST MIDWEST BANK 1007846
Will UNITED STATES 201788 34 FIRST MIDWEST BANK 1007846
COOK UNITED STATES 201774 S S FIRST MIDWEST BANK 1007846
CHA MPAIGN UNITED STATES 201768 42 FIRST MlOWEST BANK 1007846
COOK UNITED ST ATES 11869 89 FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Reauired Not Reouired FIRST MIDWEST BANK 1007846
CO OK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STAT ES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Reouired FIRST MIDWEST BANK 1007846
COO K UNITED STA TE S Not Required Not Required FIRST MIDWEST BANK 1007846
C OO K UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Reltiuired Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES 9624 110 FIRST MIDWEST BANK 1007846
COOK UNITED STATES 14034 69 FIRST MIDWEST BANK 1007846
Will UNITED STATES 466057 128 FIRST MIDWEST BANK 1007846
COOK UNfTED STATES 16044 6S FIRST MIDWEST BANK 1007846
Will UNITED STATES 446338 127 FIRSTMIDWESTBANK 1007846
MCHENRY UNITED STATES 2377S6 56 FIRST MIDWEST BANK 1007846
VE RMILI ON UNITED STATES 13917 9 FIRST MIDWEST BANK 1007846
VERMILION UNITED STATES 2326 7 FIRST MIDWEST SANK 1007846
VERMILION UNITED STATES 4S804 10 FIRST MIDWEST BANK 1007846
LAKE UNITED STATES 12645 21 FIRST MlOWEST BANK 1007846
COOK UNITED STATES 41842 91 FIRST MIDWEST BANK 1007846
ROCK ISLAND UNITED STATES 283367 6 FIRST MIDWEST BANK 1007846
Will UNITED STATES 44131 70 FIRST MIDWEST BANK 1007846
KNOX UNITED STATES 23S9 1 F IR ST MIDWEST BANK 1007846
LAKE UNITED STATES 201772 SO FIRST MIDWEST BANK 1007846
LAKE UNITED STATES 361065 86 FIRST MIDWEST BANK 1007846
Will UNITED STATES 242312 133 FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
DUPAGE UNITED STATES Not Required Not ReQuired FIRST MIDWEST BANK 1007846
MCH ENRY UNITED STATES 208104 S4 FIRST MIDWEST BANK 1007846
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11272015
1128201S
Full Service 2611679
Full Service 2138868
limited Service 2139061
Full Service 2105785
Full Servke 3609534
Electronlc Sankina 3675865
Full Service 701848
Full Service 2171883
full Service 640237
Full Service 2356354
Full Service 2S29019
Full Service 883230
Limited Service 2576237
Full Service 414232
full Service 20542BS
Full Service 213033
Full Service 951344
Full Service 214S857
Full Service 3314799
Full Service 210S860
Full Service 3037614
Full Service 2S51609
Full Service 2429904
Full Service 21284S8
Full Service 2128636
Furt Service 1015944
Full Service 287S640
Full Service 79094S
Full Service 3395257
Full Service 2145763
Full Service 2095055
Full Service 41809SS
Full Service 3430336
Full Service 4124810
Fut1 Service 746241
Full Service 2713407
Full Service 767143
Full Service 2690236
Full Service 2111302
Full Service 2419062
Full Service 351449
Full Service 2082233
Full Service 197843
Full Service 484440
Full Service 3978061
Full Service 364243
Full Service 291349
FuJIServlce 2694074
Full Service 3430363
Full Service 2087201
Limited Service 3430381
Full Service 2077686
FuI Service 2084992
Full Service 47194S
Full Service lifflited lioef iEe 26904SO
Full Service 2084965
Full Service 2088132
Full Service 2606684
Full Service 2088123
Full Service 208S001
Limited Service 4262637
Full Service 2088815
Full Service 2442266
Full Service 20SS663
Full Service 2040130
Full Service 2040167
Full Service 20401S8
1301 NORTH LARKIN AVENUE OFFICE 1301 NORTH LARKIN AVENUE
1415 WEST JEFFERSON STREET OFFICE 141S WEST JEFFERSON STREET
230 NORTH CHICAGO STREET OFFICE 230 NORTH CHICAGO STREET
2801 WEST JEFFERSON STREET OFFICE 2801 WEST JEFFERSON STREET
50 WEST JEFFERSON STREET OFFICE 50 WEST JEFFERSON STREET
FIRSTMIDWESTCOM BRANCH S O W JEFFERSON ST
MIDWEST DIRECT BRANCH S O WEST JEFFERSON STREET
324 EAST MAIN STREET OFFICE 324 EAST MAN STREET
241 EAST OEERPATH OFFICE 241 EAST OEERPATH ROAD
1812050UTH TORRENCE AVENUE OFFICE 18120 SOUTH TORRENCE AVENUE
BOO SOUTH STATE STREET OFFICE 800 SOUTH STATE STREfT
4600 WEST LINCOLN HIGHWAY OFFICE 4600 WEST LINCOLN HIGHWAY
1308 NORTH RICHMOND ROAD OFFICE 1308 NORTH RICHMOND ROAD
3S10 WEST ELM STREET OFFICE 3S10 WEST ELM STREET
4502 WEST CRYSTAL LAKE ROAD OFFICE 4502 WEST CRYSTAL LAKE ROAD
LAKE STREET BRANCH 1700 W LAKE STREET
3737 WEST 147TH STREET OFFICE 3737 WEST 147TH STREET
19648 SOUTH LAGRANGE OFFICE 19648 SOUTH LAGRANGE ROAD
MOKENA LINCOLN HIGHWAY OFFICE 11210 WEST LINCOLN HIGHWAY
2222 41ST STREET OFFICE 2222 41ST STREET
506 lSTH STREET OFFICE 506 lSTH STREET
5601 WEST MONEE MANHATIAN ROAD 5601 WEST MONEE MANHATIAN ROAD
BRANCH
220 WEST MAIN STREET OFFICE 220 WEST MAIN STREIT
444 BEDFORD ROAD OFFICE 444 BEDFORD ROAD
1500 ALLANSON ROAD OFFICE 1500 ALLANSON ROAD
411 NORTH SEYMOUR ROAD OFFICE 411 NORTH SEYMOUR
1011 14TH STREET OFFICE 1011 14TH STREET
6011 WEST9STH STREET OFFICE 6011 WEST95TH STREET
lllSS 180TH STREET OFFICE lllSS lBOTH STREET
11200 WEST 143RD STREET OFFICE 11200 WEST 143RO STREET
PALOS 13419 S RIDGELAND BRANCH 13419 SOUTH RIDGELAND AVENUE
PALOS HEIGHTS HARLEM BRANCH 12600 SOUTH HARLEM
2 MAIN STREET OFFICE 2 MAIN STREET
PEOTONE BRANCH 200 WEST CORNING AVENUE
24509 WEST LOCKPORT STREET OFFICE 24509 LOCKPORT STREET
PLAINFIELD SOUTH BRANCH 2320 SOUTH ROUTE 59
RIVER GROVE BRANCH 8383 BELMONT AVENUE
2601 WEST SCHAUMBURG ROAD OFFICE 2601 WEST SCHAUMBURG ROAD
224 NORTH MAIN STREET OFFICE 224 NORTH MAIN STREET
16700 SOUTH SOTH AVENUE OFFICE 16700 SOUTH BOTH AVENUE
17500 SOUTH OAK PARK OFFICE 17500 SOUTH OAK PARK AVENUE
1201 GOLF ROAD OFFICE 1201 GOLF ROAD
214 WASHINGTON STREET OFFICE 214 WASHINGTON STREET
LAKEHURST BRANCH 4000 NORTH POINT BOULEVARD
WESTMONT BRANCH 520 NORTH CASS AVENUE
WESTMONT OFFICE BRANCH 100 EAST OGDEN AVENUE
3303 SHERIDAN ROAD OFFICE 3303 SHERIDAN ROAD
lOBSB PIKE STREET OFFICE 10858 PIKE STREET
1100 NORTH MAIN OFFICE 1100 NORTH MAIN STREET
LINCOLN HIGHWAYmiddotDYER BRANCH 820 JOLIET STREET
3SOO GRANT STREET OFFICE 3500 GRANT STREET
GARY CALUMET TOWNSHIP 197S WEST RIDGE ROAD
GRIFFITH OFFICE 915 WEST GLEN PARK AVENUE
S231 HOHMAN AVENUE OFFICE S231 HOHMAN AVENUE
SS4S HOHMAN AVENUE OFFICE 5545 HOHMAN AVENUE
COLUMBIA BRANCH 6603 COLUMBIA AVENUE
HESSVILLE BRANCH 6611 KENNEDY AVENUE
10322 INOIANAPOUS OFFICE 10322 INDIANAPOLIS BOULEVARD
HIGHLAND BRANCH 2842 HIGHWAY AVENUE
CHAPEL PLA2A OFFICE 7900 BROADWAY
MUNSTER AUTO BRANCH 718 RIDGE ROAD
MUNSTER BRANCH 750 RIDGE ROAD
9800 WICKER AVENUE 8RANCH 9800 WICKER AVENUE
SCHERERVILLE OFFICE 1806 ROBIN HOOD BOULEVARD
197S KIMBERLY ROAD OFFICE 1975 KIMBERLY ROAD
2722 WEST LOCUST STREET OFFICE 2722 WEST LOCUST STREET
320 WEST KIMBERLY ROAD OFFICE 320 WEST KIMBERLY ROAD
JOLIET IL 6043S Will UNITED STATES 219805 76 FIRST MIDWEST BANK 1007846
JOLIET IL 6043S WILL UNITED STATES 23S266 30 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 23S267 32 FIRST MIDWEST BANK 1007846
JOLIET IL 6043S-S2 Will UNITED STATES 4S699 24 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 201780 81 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITEDSTAlES 364803 88 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 2378 25 FIRST MIDWEST BANK 1007846
KNOXVILLE IL 61448 KNOX UNITED STATES 1191 2 FIRST MIDWEST BANK 1007846
LAKE FOREST IL 6004S LAKE UNITED STATES 13250 14 FIRST MIDWEST BANK 1007846
LANSING IL 60438 COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
LOCKPORT IL 60441 Will UNITED STATES 2017S2 75 FIRST MIDWEST BANK 1007846
MATTESON IL 60443 COOK UNITED STAlES Not Required Not Required FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 201776 58 FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 201778 79 FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 208103 53 FIRST MIDWEST BANK 1007846
MELROSE PARK IL 60160 COOK UNITED STATES Not Reauired Not Reaulred FIRST MIDWEST BANK 1007846
MIDLOTHIAN IL 60445 COOK UNITED STATES 12169 72 FIRST MIDWEST BANK 1007846
MOKENA IL 60448 WILL UNITED STATES 219802 62 FIRST MIDWEST BANK 1007846
MOKENA IL 60448 WILL UNITED STATES 430158 13S FIRST MIDWEST BANK 1007846
MOLINE IL 6126S ROCK ISLAND UNITED STAlES 283365 5 FIRST MIDWEST BANK 1007846
MOLINE IL 6126S ROCK ISLAND UNITED STATES 3924 S2 FIRST MIDWEST BANK 1007846
MONEE IL 60449 Will UNllED STATES 2367 83 FIRST MIDWEST BANK 1007846
MORRIS IL 604SO GRUNDY UNITED STATES 201785 27 FIRST MIDWEST BANK 1007846
MORRIS IL 60450 GRUNDY UNITED STATES 201784 26 FIRST MIDWEST BANK 1007846
MUNDELEIN I L 60060 LAKE UNITED STATES 248545 17 FIRSTMIDWESTBANK 1007846
MUNDELEIN IL 60060 LAKE UNITED STATES 13303 16 FIRST MIDWEST BANK 1007846
NORTH CHICAGO IL 60064 LAKE UNITED STAlES 42263 82 FIRST MIDWEST BANK 1007846
OAK LAWN IL 604S3 COOK UNITED STATES 14S80 68 FIRSTMIDWESTBANK 1007846
ORLAND PARK IL 60467 COOK UNITED STATES 42S1S2 90 FIRST MIDWEST BANK 1007846
ORLAND PARK IL 60467 COOK UNITED STATES 25S613 66 FIRST MIDWEST BANK 1007846
PALOS HEIGHTS IL 60463 COOK UNITED STATES 419851 134 FIRST MIDWEST BANK 1007846
PALOS HEIGHTS IL 60463 COOK UNITED STATES 11S71 132 FIRST MIDWEST SANK 1007846
PARK FOREST IL 60466 COOK UNITED STATES 364849 122 FIRST M IDWEST BANK 1007846
PEOTONE IL 60468 Will UNITED STATES 6969 130 FIRST MIDWEST BANK 1007846
PLAINFIELD IL 60544 WILL UNITED STATES 1189 23 FIRST MIDWEST BANK 1007846
PLAINFIELD IL 60586 WILL UNITED STAlES 289749 137 FIRST MIDWEST BANK 1007846
RIVER GROVE IL 60171 COOK UNITED STATES Not Required Not Reauired FIRST MIDWEST SANK 1007846
SCHAUMBURG IL 60194 COOK UNITED STATES 272307 93 FIRST MIDWEST BANK 1007846
SENECA IL 61360 LA SALLE UNITED STATES 201786 33 FIRST MIDWEST BANK 1007846
TINLEY PARK IL 60477 COOK UNITED STATES 219803 63 FIRST MIDWEST BANK 1007846
TINLEY PARK IL 60477 COOK UNITED STATES 9393 64 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 600B7 LAKE UNITED STATES 208099 13 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 60085 LAKE UNITED STATES 1Sl85 11 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 60085 LAKE UNITED STATES 14110 19 FIRST MIDWEST BANK 1007846
WESTMONT IL 60559 DU PAGE UNITED STATES 73862 129 FIRST MIDWEST BANK 1007846
WESTMONT IL 605S9 DUPAGE UNITED STAlES Not Required Not Required FIRST MIDWEST BANK 1007846
ZION IL 60099 LAKE UNITED STATES 14186 18 FIRST MIDWEST BANK 1007846
CROWN POINT IN 46307 LAKE UNITED STATES 22075S 112 FIRST MIDWEST BANK 1007846
CROWN POINT IN 46307 LAKE UNITED STATES 361743 119 FIRST MIDWEST BANK 1007846
OYER IN 46311 LAKE UNITED STATES 220750 106 FIRST MIDWEST BANK 1007846
GARY IN 46408 LAKE UNITED STATES 43323S 12S FIRST MIDWEST BANK 1007846
GARY IN 46408 LAKE UNITED STAlES 220747 103 FIRST MIDWEST BANK 1007846
GRIFFITH IN 46319 LAKE UNITED STATES 220746 102 FIRST MIDWEST BANK 1007846
HAM MONO IN 46320 LAKE UNITED STATES 6166 97 FIRST MIDWEST BANK 1007846
HAMMOND IN 46320 LAKE UNITED STATES 2207S6 113 FIRST MIDWEST BANK 1007846
HAMMOND IN 46320 LAKE UNITED SfATES 220742 98 FIRST MIDWEST BANK 1007846
HAMMOND IN 46323-lS LAKE UNITED STATES 220743 99 FIRST MIDWEST BANK 1007846
HIGHLAND IN 46322 LAKE UNITED STATES 220754 111 FIRST MIDWEST BANK 1007846
HIGHLAND IN 4632H6 LAKE UNITED STATES 220744 100 FIRSTMJDWESTBANK 1007846
MERRILLVILLE IN 46410-SS LAKE UNITED STATES 220749 105 FIRST MIDWEST BANK 1007846
MUNSTER IN 46321 LAKE UNITED STATES Not Reaulred Not Reoulred FIRST MIDWEST BANK 1007846
MUNSTER IN 46321-16 LAKE UNITED STATES 220745 101 FIRST MIDWEST BANK 1007846
SAINT JOHN IN 46373 LAKE UNITED STATES 220751 107 FIRST MIDWEST BANK 1007846
SCHERERVILLE IN 46375-1 LAKE UNITED STATES 220748 104 FIRST MIDWEST BANK 1007846
BITTEN DORF IA S2722middot36 scon UNITED STATES 270910 46 FIRST MIDWEST BANK 1007846
DAVENPORT IA S2804 SCOTT UNITED STATES 270913 48 FIRST MIDWEST BANK 1007846
DAVENPORT IA 52806 scon UNITED STAlES 270911 47 FIRST MIDWEST BANK 1007846
Report Item 3 Securities Holders
Form FR Y-6 First Midwest Bancorp Inc
Itasca IL Fiscal Year Ending December 31 2015
Current Securities Holders with ownership control or holdings of 5 or more with power lo vote as of fiscal year end
( l )(b) (1 )(a) Country of (l )(c) Name amp Address Citizenship or Number and Percentage of Each Class of (Citv Stale Country) Incorporation Voling Securities
BlackRock lnclt1J New York NY USA USA 7637527 - 98 Common Stock
Dimensional Fund Advisors Lrlt2J Austin TX USA USA 6001619- 77 Common Stock
The Vanguard Grouplt3l Malvern PA USA USA 5730349- 74 Common Stock
vVellington Management Group LLPlt4l co Wellington Management Company LLP Boston MA USA USA 4486461 - 58 Common Stock
Exhibit C
Revised
Securities Holders not listed in 3(1)(a) through 3( 1)(c) that had ownership control or holdings of 5 or more with power lo vole during the fiscal year
(2)(c) (2)(a) Number and Nameamp (2)(b) Percentage of Address Counl1y of Each Class of (City Slate Citizenship or Voting Country) Incorporation Securities
na na na
(1) This information is based solely on a Schedule 130A filed with the SEC on January 26 20 16 by BlackRock Inc which reported sole voting power as lo 7391 475 shares and sole dispositive power as lo 7637527 shares as of December 31 20 15
(2) This information is based solely on a Schedule 130A filed with the SEC on February 9 20 I 6 by Dimensional Fund Advisors LP which reported sole voting power as lo 5776224 shares and sole dispositive power as lo 6001619 shares as of December 3 1 2015 Dimensional Fund Advisors LP and its subsidiaries disclaim beneficial ownership of all securities reported on the Schedule 13GA
(3) This information is based solely on a Schedule 13GA riled with the SEC on February I 0 2016 by The Vanguard Group which reported sole voting power as lo 98 I 05 shares shared voling power as to 2900 shares sole disposilivc power as lo 5634244 shares and shared dispositive power as to 96 I 05 shares as of December 31 2015
(4) This information is based solely on a Schedule 13GA riled with the SEC on February 11 2016 by Wellington Management Group LLP (WMG) on behalf of each of WMG Wellington Group Holdings LLI (WGH) Wellington Investment Advisors Holdings LLP (WIAH) and Wellington Management Company LLP (WMC) The Schedule 13GA reported that each of WlvG WGH and WTAH shared voting power as to 3418235 shares and shared dispositive power as to 4486461 shares and WMC shared voling power as to 3398435 shares and shared disposilive power as to 446666 l shares as of December 31 20 I 5
------- --- -------------middotmiddot
bull
Hcport ltcm 4 Insiders Exhibit D
rl lcport ltcm 4 Insiders ExhihH D
Form FR Ylti
First 1lidwcst Bancorp Inc
Itasca I l1
Fiscal Year Ending Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(h)(c)
(4)(c)
(4)(b) List names of other (3)(c) (4)(n) Percentage of companies (includes
(2) (3)(b) Title amp Position Percentage of Voting pm1ncrships) if25 or more
( I ) Principal (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc held Name Occupnlion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List nmncs ofcompnnics City State than with with Holding (Include nmncs (Include names Holding (include names nnd percentage of voting Country Holding Company Company of subsidiaries) of other businesses) Cmnpany of subsidiaries) securities held)
-I Robert P Ovlenrn NIA Chnimrnn of the Board Director NIA 064 NIA NIA
Indian River Shores PL USA First vlidwest Dank
lvlichnel L Scudder NIA Director President nnd Chier Chninnan of the 13oarltl and Cl1icfEccutivc NIA 038 NIA NIA Plainfield IL USA Executive Onicer Onicer
First 1Vlidwest Bank
Chaimrnn First Midwest Chnritnblc Foundntion
Trustee First Midwest Cnpitnl Trust I
lvlmrnger Synert) Property Moldings LLC
lvlannger Cnlalyst Asset Moldings LLC
Manager Restoration Asset Mmmgement LLC
rvlark G Snnder NIA Dircclor Senior Executive Vice Vice Clminnan of the Boarltl nml President Ivlanager 019 NIA NIA Park Ridge IL USA President and Chief Operating First ivtidwest l3nnk 15 Bcncl1sidc LLC
OOicer
Direclor Director J7irst rvtidwcst Equip1nent Finnnec Co Chicago Zoological Society
Mannger Syiiertry Property Holdings LLC
Manager Catalyst Asset Holdings LLC
Manngcr Restoration Asset Vlmmgcmenl LLC
l3arbarn A 13oigcgrnin General Secretary and CEO Director NIA Director 003 Nit Nit
Northbrook 11 USA General Bonni of Pension nnd I lea Ith Church 13cnefits Association
13cncfits ol111c United Methodist Director
Church Church AIIinnec
bull Excludes educational charitable civic and olher not for profit organlzalons
Report Item 4 Insiders Exhihit D
rl
Form FR Y-6
First ilidwcst Bancorp Inc
Itasca II_
Fiscal Year Ending Dcccmher 3 1 20 1 5
(1) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
3)(c) (4)(bull) Perccntnge of compm1ics (inclmlcs (2) (3)(b) Title amp Position Percentngc of Voting pnrtnerships) if25 or more
(I) Principnl (3)(bull) Title amp Position with Other Voting Securities in of voting securities arc held Name Occupation if other Title amp Position with Subsidinries Businesses Securities in Subsidiaries (List names of compnnies City Stnte tlmn with with Holding (Include nnmes (Include names Holding (include names nud percentage or voting Country llolding Compnny Compnny of subsidiaries) or other businesses) Compnny ofsubsidinries) securities held)
John f Chlebowski Jr NIA Director NIA Chaimrnn of the l3oard 003 NIA NIA Chicago II USA SemGroup Inc
lntcri111 Chairman of the 13oanl NRG Yield Inc
I3rother James Gaffi1ey Director Trustee and President Director NIA NIA 000 NIA NIA Romeoville IL USA Lewis University
I
llmpimler S Gill ChiefExecutivc Ollicer Director NIA Director 004 NIA NIA Elmhurst I USA CvE Group Inc CJvlE Group Inc
Dircclor Vorld Pcdemtion or Exchanges
Peter J I lenseler President Director NIA Chainnnn 002 NIA Vise Consulting Vhcaton IL USA Vise Consulling Group Inc Toy Industry Foundation ( 100)
Vice Clminmm Salt Creek Vine nnd Spirts Salt Creek Vine and Spirits LLC (50)
Vice Chairman Source l3evcmge Compnny LLC
Patrick J McDonnell President amp CEO Direclor NIA President amp CEO 004 NIA 111e McDonnell Company Lnke Forest IL USA ll1c lvlcDonncll Company LLC The vlcDonnell Company ( 1 00)
Director Auto J 1b Pmnchise Inc Director VStvl Manufocturing Director Seneca Partners
Ellen A Rudnick Executive Director Director NIA Director 005 NIA NIA Rivervoods I USA Michael PolsJY Center for Liberty lvlutual Insurance Company
Director Patterson Companies
Director I IMS Holdings Cogt
Excludes educallonal charitable civic and other not for profit organizations 2
Report l lem 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bamorp Inc bull
I tasca IL
Fiscal Year Ending Decemher 31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List nnmes of other
(3)(c) (4)(n) Perccnlngc of compnnics (inclmles (2) (3)(b) Title amp Position Percentage of Voting pnrtnerships) if25 or more
( I ) Prineipnl (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc 11eld Nnmc Occupntion if other Title amp Position with Subsidinrics Businesses Securities in Subsidinrics (List nnmcs ofcompnnics City Stnte thnn with with Holding (Include names (Include nnmes Holding (include nnmcs nnd percentage of voting Country Holding Compnny Compnny ofsubsidinries) of other businesses) Company of subsidiaries) securities held)
Director Northshore University Menlth System Research nnd Development Committee
Director CEC-Chicagolnnd E11trepreneurs1ip Centr
Director Hyde Pnrk Angels
Director Matter
Director Autism Home Support Services
rvliclmcl J Smal President amp CEO Director Director NIA Director 003 NIA NIA Chicngo IL USA Goga Inc lcndership Grenier Chicago
John L Sterling Director Director NIA Pm1ncr 0 1 5 NIA NIA Palos Heights IL USA Sterling Lumber Compnny I SLC- Iour C Sons LLC
Phoenix LLC
J Stephen Vanderwoude NIA Director NIA Sole Member nnd Ivlanngcr 010 NIA SKF Holdings LLC Clmpcl Hill NC USA SKr Holdings LLC (1 00)
MemberOwner Madison River Ventures Madison River Ventures LLC LLC (50)
Limited Pnrtner Piedmont Angel Network II
Director Spring Engage Inc
Clmirmnn lntvlotionNow Inc
Me111berPnrtner Triangle Angel Pnrtners
Par1ncr IDEA Fnnd 11 LI
bull Excludes educational charitable civic and other not for profit organizations 3
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
- -middot-- middot----middot--
Report Hem 2a Organization Chart
100
Parasol Investment Management LLC (IlC4l
(Delaware LLC) Westmont IL
JOO I First Midwest Capital Trust 1 C4l
(Delaware Statutory Trust) Itasca LL
100 I First lvlidwest Holdings Inc (4)
(Delaware Corporation and Agreement Corp)
Itasca IL
100 I FMB Investments LTD C4l
(Bermuda Limited Company)
Hamilton Bermuda
FORVl FR Y -6
FIRST MIDWEST BANCORP INC
Itasca Illinois
Fiscal Year Ending December 31 2015
First Midwest Bancorp l ncC4l
- (Delaware Corporation) -
Itasca IL
100 100 I First Midwest Bank
LEl KV8W lJTB8FZ82JS5ED75
(Illinois State Bank) Itasca IL
100
LUI Holdings LLC C2lC3lC4l
(lllinois LLC)
Itasca IL
Great Lakes Statutmy Trust II C4l
(Delaware Statutory Trust) tvJalteson IL
LOO I First Midwest Securities lvlanagemenl LLC (2)(4)
(Delaware LLC) Wilmington DE
(I) t1ember ivtnnaged LLC-Mcmber is First Midwest Bancorp Inc
100
Exhibit A
Revised
Catalyst Asset Holdings LLC (2)(4)
(lllinois LLC) Uasca lL
l00 I Great Lakes Statuto1y Trust ILL C4l
(Delaware Statutory Trust) Matteson lL
100 I First lvlidwest Equipment
Finance Co (4)
(Jllinois Corporation)
Elk Grove Village IL
(2) Manager Mmmged LLC-fdl managers are of1icers or Firs Midwest Bancorp Inc andor rirst Midwest Bank
(3) Holds equity interest in Section 8 housing venture 4 ( ) No LEI
10
11
12
13
14
lS
16
17
18
19
20
21
22
23
24
25 26
27
28
29
30
31
32
33
34
3S
36
37
38
39
40
41
Report Item lb Domestic Branch Listing Results A list of branches for your holding company FIRST MIDWEST BANCORP INC (U08184) of ITASCA IL
The data are u of 12312015 Data reflects Information that was received and processed through 01072016
Reconciliation and Vetlfication Steps
1 In the Data Action column of each branch row enter one or more of the actions specified below
2 If required enter the date in the Effective Date column
Actions
OK If the branch information is correct enter OK in the Data Action column
Change tfthe branch information is incorrect or incomplete revise the data enter Change in the Data A ction column and the date when this information first became valid in the Effective Date column
dose If a branch listed was sold or dosed enter Close in the Data Adion column and the sale or closure date in the Effective Date column
Delete If a branch listed was never owned by this depository institution enter Delete in the Data A ctio n column
Add If a reportable branch is missing insert a row add the branch data and enterAdd in the Data Action column and the opening or acquisition date in the Effective Date column
If printing this list you may need to adjust your page setup in MS Excel Try using landscape orientation page scaling andor legal sized paper
Submission Procedure
When you are finished send a saved copy to your FRB contad See the detailed instructions on this site for more information
lf you are e-mailing this to your FRB contact put your inrtitution name city and state in the subject line of the e-maiL
Note
To satisfy the FR Y-10 reporting requirements you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Data Actfon of Change Close Delete or Add
The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application - httpsy10onlinefederalreservegov
FDIC U NIN UM Office Number and lO_RSSD columns are for reference only Verification of these values is not required
Branch
Data Adlon EtfecttveDate Branch Service Type ID_RSSO Pop ula r Na me Street Address City State Zip Code
OK Full Service (Head Office) 1007846 Fl RST MIDWEST BANK ONE PIERCE PLACE SUITE 1500 ITASCA IL 60143
OK Full Service S90734 11346 SOUTH CICERO AVENUE OFFICE 11346 SOUTH CICERO A VE NUE ALSIP IL 60803
OK Full Service 652931 11900 SOUTH PULASKI AVENUE OFFICE 11900 SOUTH PULASKI ROAD ALSIP IL 60803
OK Full Service 3786976 1104 SOUTH ARLINGTON HEIGHTS ROAD 1104 SOUTH ARLINGTON HEIGHTS ROAD ARLINGTON HEIGHTS IL 60005
FACllllY
OK Ful1 Service 2813491 41 SOUTH VAIL AV ENU E BRANC H 41 SOUTH VAIL AVENUE ARLINGTON HEIGHTS IL 60005
OK Full Service 489146 ARLINGTON HEIGHTS BRANCH 1434 N RAND ROAD ARLINGTON HEIGHTS IL 60004
OK limited Service 2178369 ARL INGTO N HEI GHTS BRA NCH 770 WEST DUNDEE ROAD ARLINGTON HEIGHTS IL 60004
O K Full Service 30376SO 491 SOUTH ROUTE 59 OFFICE 491 SOUTH ROUTE 59 AURORA IL 60S04
OK Full Service 927536 BROADWAY BRANCH 2 SOUTH BROADWAY AU RO RA IL 60505
OK Full Service 455936 12015 SOUTH WESTERN AVENUE OFFICE 1201S SOUTH WESTERN AVENUE BLU E ISLAND IL 60406
OK Full Service 210523S 4SO BOLINGBROOK DRIVE OFFICE 4SO BOLINGBROOK DRIVE BOLINGBROOK IL 60440
OK Full Service 3165384 SSS WEST DUN DEE ROAD OFFICE SSS W DU NDEE ROAD BUFFALO GROVE IL 60089
OK Full Service 2489645 812 WEST SPRINGFIELD OFFICE 812 WEST SPRINGFIELD AVENUE CHA MPA IGN IL 61820
OK Full Service 3392377 8501 WEST HIGGINS ROAD OFFICE 8501 WEST HIGGINS RD CHICA GO IL 60631
O K Full Service 2875873 CHICAGO AVENUE BRANCH 1445 W CHICAGO AVENUE CHICAGO IL 60642
OK Full Service 331133 CICERO BRANCH 2340 NORTH CICERO AVENUE CHICAGO IL 60639
OK Full Service 3834877 EAST ERIE BRANCH 1 EAST ERIE STREET CHICAGO IL 60611
OK Full Service 2437990 HARLEM amp IRVlNG B RAN CH 7181 WEST IRVING PARK ROAD CHICAGO IL 60634
OK Full Service 2875846 LITTLE VILLAGE BRANCH 3220 WEST 26TH STREIT CHICAGO IL 60623
OK Full Service 2626178 LOGAN SQUARE BRANCH 2525 NORTH KEDZIE BOULEVARD CHICAGO IL 60647
OK Full Service 674942 NORTH amp PULASKI B RAN CH 39S6 WEST NORTH AV ENU E CHICAGO IL 60647
OK Full Service 149039 1030 DIXIE HIGHWAY OFFICE 1030 DIXIE HIGHWAY CHICAGO HEIGHTS I L 60411
OK Full Service 692236 4101WEST183RD STREET OFFICE 4101 WEST 183RD SfREET COUNTRY CLUB HILLS IL 60478
OK FuI Service 3616000 CREST Hill BRANCH 16051 WEBER ROAD CREST Hill IL 60403
OK Full Service 695938 13SOO SOUTH CICERO OFFICE 13SOO SOUTH CIC ERO AVENU E CRESTVVOOD IL 60445
OK Full Service 3430309 1290 EAST STEGER ROAD OFFICE 1290 STEGER ROAD CRETE IL 60417
OK Full Service 2189936 170 NORTH IL R OUTE 31 OFFICE 170 NORTH IL ROUTE 31 CR YSTA L LAK E IL 60014
OK FuU Service 105138 100 NORTH GILBERT STREET OFFICE 100 NORTH GILBERT STREET DANVILLE IL 61832
c1 11272015 Full Service 106733 27 NORTH VERMILION STREET OFFI CE 27 NORTH VERMILION STREET DANVILLE IL 61832
OK Full Service 1977480 2806 NORTH VERMILION STREET OFFICE 2806 NORTH VERMILION STREET DANVILLE IL 61832
OK Full Service 788139 725 WAUKEGAN ROAD OFFICE 72S WAUKEGAN ROAD DEERFIELD IL 6001S
OK Full Service 694678 749 LEE STREIT OFFICE 749 LEE STREET DES PLAINES IL 60016
OK Full Service 2105888 4150 KENNEDY DRIVE OFFICE 4150 KENNEDY DRIVE EAST MOLINE IL 61244-34
OK Full Service 313474 764S WEST SAINT FRANCIS ROAD OFFICE 764S WEST SAINT FRANOS ROAD FRANKF ORT IL 60423
OK Full Service S7S731 302 EAST MAIN STREET OFFICE 302 EAST MAIN STREfT GALESBURG IL 61401
OK Full Service 2640848 S30 EAST WASHINGTON STREET OFFICE 530 EA ST WASHINGTON STREET GRAYSLAKE IL 60030
OK Full Service 3037669 300 HUNT CLUB ROAD OFFICE 300 N ORTH HUNT CLUB ROAD GURNEE IL 60031
OK Full S ervice 2842428 HOMER GLEN BRANCH 1S801 SOUTH BELL ROAD HOMER GLEN IL 60491
OK Full Service 19886SS 18600 DIXIE HIGH WAY OFFICE 18600 DIXIE HIGHWAY HOMEWOOD IL 60430
OK Full Service 3763883 FIRST MIDWEST BANK MOBILE BRANCH ONE PIERCE PLACE ITASCA IL 60143
OK Full Service 2044969 JOHNSBURG ROAD OFFICE 3805 NORTH JOHNSBURG ROAD JOHNSBURG IL 60051
Exhibit B
County Coun try FDIC UNINUM Office Number Head Office Head Office ID_RSSD Comments
DU PAGE UN ITED STA TES 2376 0 FIRST MIDWEST BANK 1007846
COOK UN IT ED STA TE S Not ReQuired Not Required FIRST M10WEST BANK 1007846
COOK UN ITE D STATE S 13606 71 FIRST MIDWEST BANK 1007846
COOK U NITE D STA TES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
DUPA GE UNITED STATES 361064 85 FIRST MIDWEST BANK 1007846
KANE UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES 5931 60 FIRST MIDWEST BANK 1007846
Will UNITED STATES 201788 34 FIRST MIDWEST BANK 1007846
COOK UNITED STATES 201774 S S FIRST MIDWEST BANK 1007846
CHA MPAIGN UNITED STATES 201768 42 FIRST MlOWEST BANK 1007846
COOK UNITED ST ATES 11869 89 FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Reauired Not Reouired FIRST MIDWEST BANK 1007846
CO OK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STAT ES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Reouired FIRST MIDWEST BANK 1007846
COO K UNITED STA TE S Not Required Not Required FIRST MIDWEST BANK 1007846
C OO K UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Reltiuired Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES 9624 110 FIRST MIDWEST BANK 1007846
COOK UNITED STATES 14034 69 FIRST MIDWEST BANK 1007846
Will UNITED STATES 466057 128 FIRST MIDWEST BANK 1007846
COOK UNfTED STATES 16044 6S FIRST MIDWEST BANK 1007846
Will UNITED STATES 446338 127 FIRSTMIDWESTBANK 1007846
MCHENRY UNITED STATES 2377S6 56 FIRST MIDWEST BANK 1007846
VE RMILI ON UNITED STATES 13917 9 FIRST MIDWEST BANK 1007846
VERMILION UNITED STATES 2326 7 FIRST MIDWEST SANK 1007846
VERMILION UNITED STATES 4S804 10 FIRST MIDWEST BANK 1007846
LAKE UNITED STATES 12645 21 FIRST MlOWEST BANK 1007846
COOK UNITED STATES 41842 91 FIRST MIDWEST BANK 1007846
ROCK ISLAND UNITED STATES 283367 6 FIRST MIDWEST BANK 1007846
Will UNITED STATES 44131 70 FIRST MIDWEST BANK 1007846
KNOX UNITED STATES 23S9 1 F IR ST MIDWEST BANK 1007846
LAKE UNITED STATES 201772 SO FIRST MIDWEST BANK 1007846
LAKE UNITED STATES 361065 86 FIRST MIDWEST BANK 1007846
Will UNITED STATES 242312 133 FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
DUPAGE UNITED STATES Not Required Not ReQuired FIRST MIDWEST BANK 1007846
MCH ENRY UNITED STATES 208104 S4 FIRST MIDWEST BANK 1007846
42
43
44
4S 46 47
48
49
so Sl
S2
53
S4
SS
S6
S7
SB
S9
60
61
62
63
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
Close
Cliange
OK
OK
OK
OK
64
6S
66
67
68
69
70
71
72
73
74
7S
76
77
78
79
80
81
82
83
84
85
86
87
88 89
90
91
92
93
94
95
96
97
98
99
100
10
10
10
104
105
106
10
10
1 OK
2 OK
3 OK
OK
OK
OK
7 OK
B OK
11272015
1128201S
Full Service 2611679
Full Service 2138868
limited Service 2139061
Full Service 2105785
Full Servke 3609534
Electronlc Sankina 3675865
Full Service 701848
Full Service 2171883
full Service 640237
Full Service 2356354
Full Service 2S29019
Full Service 883230
Limited Service 2576237
Full Service 414232
full Service 20542BS
Full Service 213033
Full Service 951344
Full Service 214S857
Full Service 3314799
Full Service 210S860
Full Service 3037614
Full Service 2S51609
Full Service 2429904
Full Service 21284S8
Full Service 2128636
Furt Service 1015944
Full Service 287S640
Full Service 79094S
Full Service 3395257
Full Service 2145763
Full Service 2095055
Full Service 41809SS
Full Service 3430336
Full Service 4124810
Fut1 Service 746241
Full Service 2713407
Full Service 767143
Full Service 2690236
Full Service 2111302
Full Service 2419062
Full Service 351449
Full Service 2082233
Full Service 197843
Full Service 484440
Full Service 3978061
Full Service 364243
Full Service 291349
FuJIServlce 2694074
Full Service 3430363
Full Service 2087201
Limited Service 3430381
Full Service 2077686
FuI Service 2084992
Full Service 47194S
Full Service lifflited lioef iEe 26904SO
Full Service 2084965
Full Service 2088132
Full Service 2606684
Full Service 2088123
Full Service 208S001
Limited Service 4262637
Full Service 2088815
Full Service 2442266
Full Service 20SS663
Full Service 2040130
Full Service 2040167
Full Service 20401S8
1301 NORTH LARKIN AVENUE OFFICE 1301 NORTH LARKIN AVENUE
1415 WEST JEFFERSON STREET OFFICE 141S WEST JEFFERSON STREET
230 NORTH CHICAGO STREET OFFICE 230 NORTH CHICAGO STREET
2801 WEST JEFFERSON STREET OFFICE 2801 WEST JEFFERSON STREET
50 WEST JEFFERSON STREET OFFICE 50 WEST JEFFERSON STREET
FIRSTMIDWESTCOM BRANCH S O W JEFFERSON ST
MIDWEST DIRECT BRANCH S O WEST JEFFERSON STREET
324 EAST MAIN STREET OFFICE 324 EAST MAN STREET
241 EAST OEERPATH OFFICE 241 EAST OEERPATH ROAD
1812050UTH TORRENCE AVENUE OFFICE 18120 SOUTH TORRENCE AVENUE
BOO SOUTH STATE STREET OFFICE 800 SOUTH STATE STREfT
4600 WEST LINCOLN HIGHWAY OFFICE 4600 WEST LINCOLN HIGHWAY
1308 NORTH RICHMOND ROAD OFFICE 1308 NORTH RICHMOND ROAD
3S10 WEST ELM STREET OFFICE 3S10 WEST ELM STREET
4502 WEST CRYSTAL LAKE ROAD OFFICE 4502 WEST CRYSTAL LAKE ROAD
LAKE STREET BRANCH 1700 W LAKE STREET
3737 WEST 147TH STREET OFFICE 3737 WEST 147TH STREET
19648 SOUTH LAGRANGE OFFICE 19648 SOUTH LAGRANGE ROAD
MOKENA LINCOLN HIGHWAY OFFICE 11210 WEST LINCOLN HIGHWAY
2222 41ST STREET OFFICE 2222 41ST STREET
506 lSTH STREET OFFICE 506 lSTH STREET
5601 WEST MONEE MANHATIAN ROAD 5601 WEST MONEE MANHATIAN ROAD
BRANCH
220 WEST MAIN STREET OFFICE 220 WEST MAIN STREIT
444 BEDFORD ROAD OFFICE 444 BEDFORD ROAD
1500 ALLANSON ROAD OFFICE 1500 ALLANSON ROAD
411 NORTH SEYMOUR ROAD OFFICE 411 NORTH SEYMOUR
1011 14TH STREET OFFICE 1011 14TH STREET
6011 WEST9STH STREET OFFICE 6011 WEST95TH STREET
lllSS 180TH STREET OFFICE lllSS lBOTH STREET
11200 WEST 143RD STREET OFFICE 11200 WEST 143RO STREET
PALOS 13419 S RIDGELAND BRANCH 13419 SOUTH RIDGELAND AVENUE
PALOS HEIGHTS HARLEM BRANCH 12600 SOUTH HARLEM
2 MAIN STREET OFFICE 2 MAIN STREET
PEOTONE BRANCH 200 WEST CORNING AVENUE
24509 WEST LOCKPORT STREET OFFICE 24509 LOCKPORT STREET
PLAINFIELD SOUTH BRANCH 2320 SOUTH ROUTE 59
RIVER GROVE BRANCH 8383 BELMONT AVENUE
2601 WEST SCHAUMBURG ROAD OFFICE 2601 WEST SCHAUMBURG ROAD
224 NORTH MAIN STREET OFFICE 224 NORTH MAIN STREET
16700 SOUTH SOTH AVENUE OFFICE 16700 SOUTH BOTH AVENUE
17500 SOUTH OAK PARK OFFICE 17500 SOUTH OAK PARK AVENUE
1201 GOLF ROAD OFFICE 1201 GOLF ROAD
214 WASHINGTON STREET OFFICE 214 WASHINGTON STREET
LAKEHURST BRANCH 4000 NORTH POINT BOULEVARD
WESTMONT BRANCH 520 NORTH CASS AVENUE
WESTMONT OFFICE BRANCH 100 EAST OGDEN AVENUE
3303 SHERIDAN ROAD OFFICE 3303 SHERIDAN ROAD
lOBSB PIKE STREET OFFICE 10858 PIKE STREET
1100 NORTH MAIN OFFICE 1100 NORTH MAIN STREET
LINCOLN HIGHWAYmiddotDYER BRANCH 820 JOLIET STREET
3SOO GRANT STREET OFFICE 3500 GRANT STREET
GARY CALUMET TOWNSHIP 197S WEST RIDGE ROAD
GRIFFITH OFFICE 915 WEST GLEN PARK AVENUE
S231 HOHMAN AVENUE OFFICE S231 HOHMAN AVENUE
SS4S HOHMAN AVENUE OFFICE 5545 HOHMAN AVENUE
COLUMBIA BRANCH 6603 COLUMBIA AVENUE
HESSVILLE BRANCH 6611 KENNEDY AVENUE
10322 INOIANAPOUS OFFICE 10322 INDIANAPOLIS BOULEVARD
HIGHLAND BRANCH 2842 HIGHWAY AVENUE
CHAPEL PLA2A OFFICE 7900 BROADWAY
MUNSTER AUTO BRANCH 718 RIDGE ROAD
MUNSTER BRANCH 750 RIDGE ROAD
9800 WICKER AVENUE 8RANCH 9800 WICKER AVENUE
SCHERERVILLE OFFICE 1806 ROBIN HOOD BOULEVARD
197S KIMBERLY ROAD OFFICE 1975 KIMBERLY ROAD
2722 WEST LOCUST STREET OFFICE 2722 WEST LOCUST STREET
320 WEST KIMBERLY ROAD OFFICE 320 WEST KIMBERLY ROAD
JOLIET IL 6043S Will UNITED STATES 219805 76 FIRST MIDWEST BANK 1007846
JOLIET IL 6043S WILL UNITED STATES 23S266 30 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 23S267 32 FIRST MIDWEST BANK 1007846
JOLIET IL 6043S-S2 Will UNITED STATES 4S699 24 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 201780 81 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITEDSTAlES 364803 88 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 2378 25 FIRST MIDWEST BANK 1007846
KNOXVILLE IL 61448 KNOX UNITED STATES 1191 2 FIRST MIDWEST BANK 1007846
LAKE FOREST IL 6004S LAKE UNITED STATES 13250 14 FIRST MIDWEST BANK 1007846
LANSING IL 60438 COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
LOCKPORT IL 60441 Will UNITED STATES 2017S2 75 FIRST MIDWEST BANK 1007846
MATTESON IL 60443 COOK UNITED STAlES Not Required Not Required FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 201776 58 FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 201778 79 FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 208103 53 FIRST MIDWEST BANK 1007846
MELROSE PARK IL 60160 COOK UNITED STATES Not Reauired Not Reaulred FIRST MIDWEST BANK 1007846
MIDLOTHIAN IL 60445 COOK UNITED STATES 12169 72 FIRST MIDWEST BANK 1007846
MOKENA IL 60448 WILL UNITED STATES 219802 62 FIRST MIDWEST BANK 1007846
MOKENA IL 60448 WILL UNITED STATES 430158 13S FIRST MIDWEST BANK 1007846
MOLINE IL 6126S ROCK ISLAND UNITED STAlES 283365 5 FIRST MIDWEST BANK 1007846
MOLINE IL 6126S ROCK ISLAND UNITED STATES 3924 S2 FIRST MIDWEST BANK 1007846
MONEE IL 60449 Will UNllED STATES 2367 83 FIRST MIDWEST BANK 1007846
MORRIS IL 604SO GRUNDY UNITED STATES 201785 27 FIRST MIDWEST BANK 1007846
MORRIS IL 60450 GRUNDY UNITED STATES 201784 26 FIRST MIDWEST BANK 1007846
MUNDELEIN I L 60060 LAKE UNITED STATES 248545 17 FIRSTMIDWESTBANK 1007846
MUNDELEIN IL 60060 LAKE UNITED STATES 13303 16 FIRST MIDWEST BANK 1007846
NORTH CHICAGO IL 60064 LAKE UNITED STAlES 42263 82 FIRST MIDWEST BANK 1007846
OAK LAWN IL 604S3 COOK UNITED STATES 14S80 68 FIRSTMIDWESTBANK 1007846
ORLAND PARK IL 60467 COOK UNITED STATES 42S1S2 90 FIRST MIDWEST BANK 1007846
ORLAND PARK IL 60467 COOK UNITED STATES 25S613 66 FIRST MIDWEST BANK 1007846
PALOS HEIGHTS IL 60463 COOK UNITED STATES 419851 134 FIRST MIDWEST BANK 1007846
PALOS HEIGHTS IL 60463 COOK UNITED STATES 11S71 132 FIRST MIDWEST SANK 1007846
PARK FOREST IL 60466 COOK UNITED STATES 364849 122 FIRST M IDWEST BANK 1007846
PEOTONE IL 60468 Will UNITED STATES 6969 130 FIRST MIDWEST BANK 1007846
PLAINFIELD IL 60544 WILL UNITED STATES 1189 23 FIRST MIDWEST BANK 1007846
PLAINFIELD IL 60586 WILL UNITED STAlES 289749 137 FIRST MIDWEST BANK 1007846
RIVER GROVE IL 60171 COOK UNITED STATES Not Required Not Reauired FIRST MIDWEST SANK 1007846
SCHAUMBURG IL 60194 COOK UNITED STATES 272307 93 FIRST MIDWEST BANK 1007846
SENECA IL 61360 LA SALLE UNITED STATES 201786 33 FIRST MIDWEST BANK 1007846
TINLEY PARK IL 60477 COOK UNITED STATES 219803 63 FIRST MIDWEST BANK 1007846
TINLEY PARK IL 60477 COOK UNITED STATES 9393 64 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 600B7 LAKE UNITED STATES 208099 13 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 60085 LAKE UNITED STATES 1Sl85 11 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 60085 LAKE UNITED STATES 14110 19 FIRST MIDWEST BANK 1007846
WESTMONT IL 60559 DU PAGE UNITED STATES 73862 129 FIRST MIDWEST BANK 1007846
WESTMONT IL 605S9 DUPAGE UNITED STAlES Not Required Not Required FIRST MIDWEST BANK 1007846
ZION IL 60099 LAKE UNITED STATES 14186 18 FIRST MIDWEST BANK 1007846
CROWN POINT IN 46307 LAKE UNITED STATES 22075S 112 FIRST MIDWEST BANK 1007846
CROWN POINT IN 46307 LAKE UNITED STATES 361743 119 FIRST MIDWEST BANK 1007846
OYER IN 46311 LAKE UNITED STATES 220750 106 FIRST MIDWEST BANK 1007846
GARY IN 46408 LAKE UNITED STATES 43323S 12S FIRST MIDWEST BANK 1007846
GARY IN 46408 LAKE UNITED STAlES 220747 103 FIRST MIDWEST BANK 1007846
GRIFFITH IN 46319 LAKE UNITED STATES 220746 102 FIRST MIDWEST BANK 1007846
HAM MONO IN 46320 LAKE UNITED STATES 6166 97 FIRST MIDWEST BANK 1007846
HAMMOND IN 46320 LAKE UNITED STATES 2207S6 113 FIRST MIDWEST BANK 1007846
HAMMOND IN 46320 LAKE UNITED SfATES 220742 98 FIRST MIDWEST BANK 1007846
HAMMOND IN 46323-lS LAKE UNITED STATES 220743 99 FIRST MIDWEST BANK 1007846
HIGHLAND IN 46322 LAKE UNITED STATES 220754 111 FIRST MIDWEST BANK 1007846
HIGHLAND IN 4632H6 LAKE UNITED STATES 220744 100 FIRSTMJDWESTBANK 1007846
MERRILLVILLE IN 46410-SS LAKE UNITED STATES 220749 105 FIRST MIDWEST BANK 1007846
MUNSTER IN 46321 LAKE UNITED STATES Not Reaulred Not Reoulred FIRST MIDWEST BANK 1007846
MUNSTER IN 46321-16 LAKE UNITED STATES 220745 101 FIRST MIDWEST BANK 1007846
SAINT JOHN IN 46373 LAKE UNITED STATES 220751 107 FIRST MIDWEST BANK 1007846
SCHERERVILLE IN 46375-1 LAKE UNITED STATES 220748 104 FIRST MIDWEST BANK 1007846
BITTEN DORF IA S2722middot36 scon UNITED STATES 270910 46 FIRST MIDWEST BANK 1007846
DAVENPORT IA S2804 SCOTT UNITED STATES 270913 48 FIRST MIDWEST BANK 1007846
DAVENPORT IA 52806 scon UNITED STAlES 270911 47 FIRST MIDWEST BANK 1007846
Report Item 3 Securities Holders
Form FR Y-6 First Midwest Bancorp Inc
Itasca IL Fiscal Year Ending December 31 2015
Current Securities Holders with ownership control or holdings of 5 or more with power lo vote as of fiscal year end
( l )(b) (1 )(a) Country of (l )(c) Name amp Address Citizenship or Number and Percentage of Each Class of (Citv Stale Country) Incorporation Voling Securities
BlackRock lnclt1J New York NY USA USA 7637527 - 98 Common Stock
Dimensional Fund Advisors Lrlt2J Austin TX USA USA 6001619- 77 Common Stock
The Vanguard Grouplt3l Malvern PA USA USA 5730349- 74 Common Stock
vVellington Management Group LLPlt4l co Wellington Management Company LLP Boston MA USA USA 4486461 - 58 Common Stock
Exhibit C
Revised
Securities Holders not listed in 3(1)(a) through 3( 1)(c) that had ownership control or holdings of 5 or more with power lo vole during the fiscal year
(2)(c) (2)(a) Number and Nameamp (2)(b) Percentage of Address Counl1y of Each Class of (City Slate Citizenship or Voting Country) Incorporation Securities
na na na
(1) This information is based solely on a Schedule 130A filed with the SEC on January 26 20 16 by BlackRock Inc which reported sole voting power as lo 7391 475 shares and sole dispositive power as lo 7637527 shares as of December 31 20 15
(2) This information is based solely on a Schedule 130A filed with the SEC on February 9 20 I 6 by Dimensional Fund Advisors LP which reported sole voting power as lo 5776224 shares and sole dispositive power as lo 6001619 shares as of December 3 1 2015 Dimensional Fund Advisors LP and its subsidiaries disclaim beneficial ownership of all securities reported on the Schedule 13GA
(3) This information is based solely on a Schedule 13GA riled with the SEC on February I 0 2016 by The Vanguard Group which reported sole voting power as lo 98 I 05 shares shared voling power as to 2900 shares sole disposilivc power as lo 5634244 shares and shared dispositive power as to 96 I 05 shares as of December 31 2015
(4) This information is based solely on a Schedule 13GA riled with the SEC on February 11 2016 by Wellington Management Group LLP (WMG) on behalf of each of WMG Wellington Group Holdings LLI (WGH) Wellington Investment Advisors Holdings LLP (WIAH) and Wellington Management Company LLP (WMC) The Schedule 13GA reported that each of WlvG WGH and WTAH shared voting power as to 3418235 shares and shared dispositive power as to 4486461 shares and WMC shared voling power as to 3398435 shares and shared disposilive power as to 446666 l shares as of December 31 20 I 5
------- --- -------------middotmiddot
bull
Hcport ltcm 4 Insiders Exhibit D
rl lcport ltcm 4 Insiders ExhihH D
Form FR Ylti
First 1lidwcst Bancorp Inc
Itasca I l1
Fiscal Year Ending Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(h)(c)
(4)(c)
(4)(b) List names of other (3)(c) (4)(n) Percentage of companies (includes
(2) (3)(b) Title amp Position Percentage of Voting pm1ncrships) if25 or more
( I ) Principal (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc held Name Occupnlion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List nmncs ofcompnnics City State than with with Holding (Include nmncs (Include names Holding (include names nnd percentage of voting Country Holding Company Company of subsidiaries) of other businesses) Cmnpany of subsidiaries) securities held)
-I Robert P Ovlenrn NIA Chnimrnn of the Board Director NIA 064 NIA NIA
Indian River Shores PL USA First vlidwest Dank
lvlichnel L Scudder NIA Director President nnd Chier Chninnan of the 13oarltl and Cl1icfEccutivc NIA 038 NIA NIA Plainfield IL USA Executive Onicer Onicer
First 1Vlidwest Bank
Chaimrnn First Midwest Chnritnblc Foundntion
Trustee First Midwest Cnpitnl Trust I
lvlmrnger Synert) Property Moldings LLC
lvlannger Cnlalyst Asset Moldings LLC
Manager Restoration Asset Mmmgement LLC
rvlark G Snnder NIA Dircclor Senior Executive Vice Vice Clminnan of the Boarltl nml President Ivlanager 019 NIA NIA Park Ridge IL USA President and Chief Operating First ivtidwest l3nnk 15 Bcncl1sidc LLC
OOicer
Direclor Director J7irst rvtidwcst Equip1nent Finnnec Co Chicago Zoological Society
Mannger Syiiertry Property Holdings LLC
Manager Catalyst Asset Holdings LLC
Manngcr Restoration Asset Vlmmgcmenl LLC
l3arbarn A 13oigcgrnin General Secretary and CEO Director NIA Director 003 Nit Nit
Northbrook 11 USA General Bonni of Pension nnd I lea Ith Church 13cnefits Association
13cncfits ol111c United Methodist Director
Church Church AIIinnec
bull Excludes educational charitable civic and olher not for profit organlzalons
Report Item 4 Insiders Exhihit D
rl
Form FR Y-6
First ilidwcst Bancorp Inc
Itasca II_
Fiscal Year Ending Dcccmher 3 1 20 1 5
(1) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
3)(c) (4)(bull) Perccntnge of compm1ics (inclmlcs (2) (3)(b) Title amp Position Percentngc of Voting pnrtnerships) if25 or more
(I) Principnl (3)(bull) Title amp Position with Other Voting Securities in of voting securities arc held Name Occupation if other Title amp Position with Subsidinries Businesses Securities in Subsidiaries (List names of compnnies City Stnte tlmn with with Holding (Include nnmes (Include names Holding (include names nud percentage or voting Country llolding Compnny Compnny of subsidiaries) or other businesses) Compnny ofsubsidinries) securities held)
John f Chlebowski Jr NIA Director NIA Chaimrnn of the l3oard 003 NIA NIA Chicago II USA SemGroup Inc
lntcri111 Chairman of the 13oanl NRG Yield Inc
I3rother James Gaffi1ey Director Trustee and President Director NIA NIA 000 NIA NIA Romeoville IL USA Lewis University
I
llmpimler S Gill ChiefExecutivc Ollicer Director NIA Director 004 NIA NIA Elmhurst I USA CvE Group Inc CJvlE Group Inc
Dircclor Vorld Pcdemtion or Exchanges
Peter J I lenseler President Director NIA Chainnnn 002 NIA Vise Consulting Vhcaton IL USA Vise Consulling Group Inc Toy Industry Foundation ( 100)
Vice Clminmm Salt Creek Vine nnd Spirts Salt Creek Vine and Spirits LLC (50)
Vice Chairman Source l3evcmge Compnny LLC
Patrick J McDonnell President amp CEO Direclor NIA President amp CEO 004 NIA 111e McDonnell Company Lnke Forest IL USA ll1c lvlcDonncll Company LLC The vlcDonnell Company ( 1 00)
Director Auto J 1b Pmnchise Inc Director VStvl Manufocturing Director Seneca Partners
Ellen A Rudnick Executive Director Director NIA Director 005 NIA NIA Rivervoods I USA Michael PolsJY Center for Liberty lvlutual Insurance Company
Director Patterson Companies
Director I IMS Holdings Cogt
Excludes educallonal charitable civic and other not for profit organizations 2
Report l lem 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bamorp Inc bull
I tasca IL
Fiscal Year Ending Decemher 31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List nnmes of other
(3)(c) (4)(n) Perccnlngc of compnnics (inclmles (2) (3)(b) Title amp Position Percentage of Voting pnrtnerships) if25 or more
( I ) Prineipnl (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc 11eld Nnmc Occupntion if other Title amp Position with Subsidinrics Businesses Securities in Subsidinrics (List nnmcs ofcompnnics City Stnte thnn with with Holding (Include names (Include nnmes Holding (include nnmcs nnd percentage of voting Country Holding Compnny Compnny ofsubsidinries) of other businesses) Company of subsidiaries) securities held)
Director Northshore University Menlth System Research nnd Development Committee
Director CEC-Chicagolnnd E11trepreneurs1ip Centr
Director Hyde Pnrk Angels
Director Matter
Director Autism Home Support Services
rvliclmcl J Smal President amp CEO Director Director NIA Director 003 NIA NIA Chicngo IL USA Goga Inc lcndership Grenier Chicago
John L Sterling Director Director NIA Pm1ncr 0 1 5 NIA NIA Palos Heights IL USA Sterling Lumber Compnny I SLC- Iour C Sons LLC
Phoenix LLC
J Stephen Vanderwoude NIA Director NIA Sole Member nnd Ivlanngcr 010 NIA SKF Holdings LLC Clmpcl Hill NC USA SKr Holdings LLC (1 00)
MemberOwner Madison River Ventures Madison River Ventures LLC LLC (50)
Limited Pnrtner Piedmont Angel Network II
Director Spring Engage Inc
Clmirmnn lntvlotionNow Inc
Me111berPnrtner Triangle Angel Pnrtners
Par1ncr IDEA Fnnd 11 LI
bull Excludes educational charitable civic and other not for profit organizations 3
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
10
11
12
13
14
lS
16
17
18
19
20
21
22
23
24
25 26
27
28
29
30
31
32
33
34
3S
36
37
38
39
40
41
Report Item lb Domestic Branch Listing Results A list of branches for your holding company FIRST MIDWEST BANCORP INC (U08184) of ITASCA IL
The data are u of 12312015 Data reflects Information that was received and processed through 01072016
Reconciliation and Vetlfication Steps
1 In the Data Action column of each branch row enter one or more of the actions specified below
2 If required enter the date in the Effective Date column
Actions
OK If the branch information is correct enter OK in the Data Action column
Change tfthe branch information is incorrect or incomplete revise the data enter Change in the Data A ction column and the date when this information first became valid in the Effective Date column
dose If a branch listed was sold or dosed enter Close in the Data Adion column and the sale or closure date in the Effective Date column
Delete If a branch listed was never owned by this depository institution enter Delete in the Data A ctio n column
Add If a reportable branch is missing insert a row add the branch data and enterAdd in the Data Action column and the opening or acquisition date in the Effective Date column
If printing this list you may need to adjust your page setup in MS Excel Try using landscape orientation page scaling andor legal sized paper
Submission Procedure
When you are finished send a saved copy to your FRB contad See the detailed instructions on this site for more information
lf you are e-mailing this to your FRB contact put your inrtitution name city and state in the subject line of the e-maiL
Note
To satisfy the FR Y-10 reporting requirements you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Data Actfon of Change Close Delete or Add
The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application - httpsy10onlinefederalreservegov
FDIC U NIN UM Office Number and lO_RSSD columns are for reference only Verification of these values is not required
Branch
Data Adlon EtfecttveDate Branch Service Type ID_RSSO Pop ula r Na me Street Address City State Zip Code
OK Full Service (Head Office) 1007846 Fl RST MIDWEST BANK ONE PIERCE PLACE SUITE 1500 ITASCA IL 60143
OK Full Service S90734 11346 SOUTH CICERO AVENUE OFFICE 11346 SOUTH CICERO A VE NUE ALSIP IL 60803
OK Full Service 652931 11900 SOUTH PULASKI AVENUE OFFICE 11900 SOUTH PULASKI ROAD ALSIP IL 60803
OK Full Service 3786976 1104 SOUTH ARLINGTON HEIGHTS ROAD 1104 SOUTH ARLINGTON HEIGHTS ROAD ARLINGTON HEIGHTS IL 60005
FACllllY
OK Ful1 Service 2813491 41 SOUTH VAIL AV ENU E BRANC H 41 SOUTH VAIL AVENUE ARLINGTON HEIGHTS IL 60005
OK Full Service 489146 ARLINGTON HEIGHTS BRANCH 1434 N RAND ROAD ARLINGTON HEIGHTS IL 60004
OK limited Service 2178369 ARL INGTO N HEI GHTS BRA NCH 770 WEST DUNDEE ROAD ARLINGTON HEIGHTS IL 60004
O K Full Service 30376SO 491 SOUTH ROUTE 59 OFFICE 491 SOUTH ROUTE 59 AURORA IL 60S04
OK Full Service 927536 BROADWAY BRANCH 2 SOUTH BROADWAY AU RO RA IL 60505
OK Full Service 455936 12015 SOUTH WESTERN AVENUE OFFICE 1201S SOUTH WESTERN AVENUE BLU E ISLAND IL 60406
OK Full Service 210523S 4SO BOLINGBROOK DRIVE OFFICE 4SO BOLINGBROOK DRIVE BOLINGBROOK IL 60440
OK Full Service 3165384 SSS WEST DUN DEE ROAD OFFICE SSS W DU NDEE ROAD BUFFALO GROVE IL 60089
OK Full Service 2489645 812 WEST SPRINGFIELD OFFICE 812 WEST SPRINGFIELD AVENUE CHA MPA IGN IL 61820
OK Full Service 3392377 8501 WEST HIGGINS ROAD OFFICE 8501 WEST HIGGINS RD CHICA GO IL 60631
O K Full Service 2875873 CHICAGO AVENUE BRANCH 1445 W CHICAGO AVENUE CHICAGO IL 60642
OK Full Service 331133 CICERO BRANCH 2340 NORTH CICERO AVENUE CHICAGO IL 60639
OK Full Service 3834877 EAST ERIE BRANCH 1 EAST ERIE STREET CHICAGO IL 60611
OK Full Service 2437990 HARLEM amp IRVlNG B RAN CH 7181 WEST IRVING PARK ROAD CHICAGO IL 60634
OK Full Service 2875846 LITTLE VILLAGE BRANCH 3220 WEST 26TH STREIT CHICAGO IL 60623
OK Full Service 2626178 LOGAN SQUARE BRANCH 2525 NORTH KEDZIE BOULEVARD CHICAGO IL 60647
OK Full Service 674942 NORTH amp PULASKI B RAN CH 39S6 WEST NORTH AV ENU E CHICAGO IL 60647
OK Full Service 149039 1030 DIXIE HIGHWAY OFFICE 1030 DIXIE HIGHWAY CHICAGO HEIGHTS I L 60411
OK Full Service 692236 4101WEST183RD STREET OFFICE 4101 WEST 183RD SfREET COUNTRY CLUB HILLS IL 60478
OK FuI Service 3616000 CREST Hill BRANCH 16051 WEBER ROAD CREST Hill IL 60403
OK Full Service 695938 13SOO SOUTH CICERO OFFICE 13SOO SOUTH CIC ERO AVENU E CRESTVVOOD IL 60445
OK Full Service 3430309 1290 EAST STEGER ROAD OFFICE 1290 STEGER ROAD CRETE IL 60417
OK Full Service 2189936 170 NORTH IL R OUTE 31 OFFICE 170 NORTH IL ROUTE 31 CR YSTA L LAK E IL 60014
OK FuU Service 105138 100 NORTH GILBERT STREET OFFICE 100 NORTH GILBERT STREET DANVILLE IL 61832
c1 11272015 Full Service 106733 27 NORTH VERMILION STREET OFFI CE 27 NORTH VERMILION STREET DANVILLE IL 61832
OK Full Service 1977480 2806 NORTH VERMILION STREET OFFICE 2806 NORTH VERMILION STREET DANVILLE IL 61832
OK Full Service 788139 725 WAUKEGAN ROAD OFFICE 72S WAUKEGAN ROAD DEERFIELD IL 6001S
OK Full Service 694678 749 LEE STREIT OFFICE 749 LEE STREET DES PLAINES IL 60016
OK Full Service 2105888 4150 KENNEDY DRIVE OFFICE 4150 KENNEDY DRIVE EAST MOLINE IL 61244-34
OK Full Service 313474 764S WEST SAINT FRANCIS ROAD OFFICE 764S WEST SAINT FRANOS ROAD FRANKF ORT IL 60423
OK Full Service S7S731 302 EAST MAIN STREET OFFICE 302 EAST MAIN STREfT GALESBURG IL 61401
OK Full Service 2640848 S30 EAST WASHINGTON STREET OFFICE 530 EA ST WASHINGTON STREET GRAYSLAKE IL 60030
OK Full Service 3037669 300 HUNT CLUB ROAD OFFICE 300 N ORTH HUNT CLUB ROAD GURNEE IL 60031
OK Full S ervice 2842428 HOMER GLEN BRANCH 1S801 SOUTH BELL ROAD HOMER GLEN IL 60491
OK Full Service 19886SS 18600 DIXIE HIGH WAY OFFICE 18600 DIXIE HIGHWAY HOMEWOOD IL 60430
OK Full Service 3763883 FIRST MIDWEST BANK MOBILE BRANCH ONE PIERCE PLACE ITASCA IL 60143
OK Full Service 2044969 JOHNSBURG ROAD OFFICE 3805 NORTH JOHNSBURG ROAD JOHNSBURG IL 60051
Exhibit B
County Coun try FDIC UNINUM Office Number Head Office Head Office ID_RSSD Comments
DU PAGE UN ITED STA TES 2376 0 FIRST MIDWEST BANK 1007846
COOK UN IT ED STA TE S Not ReQuired Not Required FIRST M10WEST BANK 1007846
COOK UN ITE D STATE S 13606 71 FIRST MIDWEST BANK 1007846
COOK U NITE D STA TES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
DUPA GE UNITED STATES 361064 85 FIRST MIDWEST BANK 1007846
KANE UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES 5931 60 FIRST MIDWEST BANK 1007846
Will UNITED STATES 201788 34 FIRST MIDWEST BANK 1007846
COOK UNITED STATES 201774 S S FIRST MIDWEST BANK 1007846
CHA MPAIGN UNITED STATES 201768 42 FIRST MlOWEST BANK 1007846
COOK UNITED ST ATES 11869 89 FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Reauired Not Reouired FIRST MIDWEST BANK 1007846
CO OK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STAT ES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Reouired FIRST MIDWEST BANK 1007846
COO K UNITED STA TE S Not Required Not Required FIRST MIDWEST BANK 1007846
C OO K UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Reltiuired Not Required FIRST MIDWEST BANK 1007846
COOK UNITED STATES 9624 110 FIRST MIDWEST BANK 1007846
COOK UNITED STATES 14034 69 FIRST MIDWEST BANK 1007846
Will UNITED STATES 466057 128 FIRST MIDWEST BANK 1007846
COOK UNfTED STATES 16044 6S FIRST MIDWEST BANK 1007846
Will UNITED STATES 446338 127 FIRSTMIDWESTBANK 1007846
MCHENRY UNITED STATES 2377S6 56 FIRST MIDWEST BANK 1007846
VE RMILI ON UNITED STATES 13917 9 FIRST MIDWEST BANK 1007846
VERMILION UNITED STATES 2326 7 FIRST MIDWEST SANK 1007846
VERMILION UNITED STATES 4S804 10 FIRST MIDWEST BANK 1007846
LAKE UNITED STATES 12645 21 FIRST MlOWEST BANK 1007846
COOK UNITED STATES 41842 91 FIRST MIDWEST BANK 1007846
ROCK ISLAND UNITED STATES 283367 6 FIRST MIDWEST BANK 1007846
Will UNITED STATES 44131 70 FIRST MIDWEST BANK 1007846
KNOX UNITED STATES 23S9 1 F IR ST MIDWEST BANK 1007846
LAKE UNITED STATES 201772 SO FIRST MIDWEST BANK 1007846
LAKE UNITED STATES 361065 86 FIRST MIDWEST BANK 1007846
Will UNITED STATES 242312 133 FIRST MIDWEST BANK 1007846
COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
DUPAGE UNITED STATES Not Required Not ReQuired FIRST MIDWEST BANK 1007846
MCH ENRY UNITED STATES 208104 S4 FIRST MIDWEST BANK 1007846
42
43
44
4S 46 47
48
49
so Sl
S2
53
S4
SS
S6
S7
SB
S9
60
61
62
63
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
Close
Cliange
OK
OK
OK
OK
64
6S
66
67
68
69
70
71
72
73
74
7S
76
77
78
79
80
81
82
83
84
85
86
87
88 89
90
91
92
93
94
95
96
97
98
99
100
10
10
10
104
105
106
10
10
1 OK
2 OK
3 OK
OK
OK
OK
7 OK
B OK
11272015
1128201S
Full Service 2611679
Full Service 2138868
limited Service 2139061
Full Service 2105785
Full Servke 3609534
Electronlc Sankina 3675865
Full Service 701848
Full Service 2171883
full Service 640237
Full Service 2356354
Full Service 2S29019
Full Service 883230
Limited Service 2576237
Full Service 414232
full Service 20542BS
Full Service 213033
Full Service 951344
Full Service 214S857
Full Service 3314799
Full Service 210S860
Full Service 3037614
Full Service 2S51609
Full Service 2429904
Full Service 21284S8
Full Service 2128636
Furt Service 1015944
Full Service 287S640
Full Service 79094S
Full Service 3395257
Full Service 2145763
Full Service 2095055
Full Service 41809SS
Full Service 3430336
Full Service 4124810
Fut1 Service 746241
Full Service 2713407
Full Service 767143
Full Service 2690236
Full Service 2111302
Full Service 2419062
Full Service 351449
Full Service 2082233
Full Service 197843
Full Service 484440
Full Service 3978061
Full Service 364243
Full Service 291349
FuJIServlce 2694074
Full Service 3430363
Full Service 2087201
Limited Service 3430381
Full Service 2077686
FuI Service 2084992
Full Service 47194S
Full Service lifflited lioef iEe 26904SO
Full Service 2084965
Full Service 2088132
Full Service 2606684
Full Service 2088123
Full Service 208S001
Limited Service 4262637
Full Service 2088815
Full Service 2442266
Full Service 20SS663
Full Service 2040130
Full Service 2040167
Full Service 20401S8
1301 NORTH LARKIN AVENUE OFFICE 1301 NORTH LARKIN AVENUE
1415 WEST JEFFERSON STREET OFFICE 141S WEST JEFFERSON STREET
230 NORTH CHICAGO STREET OFFICE 230 NORTH CHICAGO STREET
2801 WEST JEFFERSON STREET OFFICE 2801 WEST JEFFERSON STREET
50 WEST JEFFERSON STREET OFFICE 50 WEST JEFFERSON STREET
FIRSTMIDWESTCOM BRANCH S O W JEFFERSON ST
MIDWEST DIRECT BRANCH S O WEST JEFFERSON STREET
324 EAST MAIN STREET OFFICE 324 EAST MAN STREET
241 EAST OEERPATH OFFICE 241 EAST OEERPATH ROAD
1812050UTH TORRENCE AVENUE OFFICE 18120 SOUTH TORRENCE AVENUE
BOO SOUTH STATE STREET OFFICE 800 SOUTH STATE STREfT
4600 WEST LINCOLN HIGHWAY OFFICE 4600 WEST LINCOLN HIGHWAY
1308 NORTH RICHMOND ROAD OFFICE 1308 NORTH RICHMOND ROAD
3S10 WEST ELM STREET OFFICE 3S10 WEST ELM STREET
4502 WEST CRYSTAL LAKE ROAD OFFICE 4502 WEST CRYSTAL LAKE ROAD
LAKE STREET BRANCH 1700 W LAKE STREET
3737 WEST 147TH STREET OFFICE 3737 WEST 147TH STREET
19648 SOUTH LAGRANGE OFFICE 19648 SOUTH LAGRANGE ROAD
MOKENA LINCOLN HIGHWAY OFFICE 11210 WEST LINCOLN HIGHWAY
2222 41ST STREET OFFICE 2222 41ST STREET
506 lSTH STREET OFFICE 506 lSTH STREET
5601 WEST MONEE MANHATIAN ROAD 5601 WEST MONEE MANHATIAN ROAD
BRANCH
220 WEST MAIN STREET OFFICE 220 WEST MAIN STREIT
444 BEDFORD ROAD OFFICE 444 BEDFORD ROAD
1500 ALLANSON ROAD OFFICE 1500 ALLANSON ROAD
411 NORTH SEYMOUR ROAD OFFICE 411 NORTH SEYMOUR
1011 14TH STREET OFFICE 1011 14TH STREET
6011 WEST9STH STREET OFFICE 6011 WEST95TH STREET
lllSS 180TH STREET OFFICE lllSS lBOTH STREET
11200 WEST 143RD STREET OFFICE 11200 WEST 143RO STREET
PALOS 13419 S RIDGELAND BRANCH 13419 SOUTH RIDGELAND AVENUE
PALOS HEIGHTS HARLEM BRANCH 12600 SOUTH HARLEM
2 MAIN STREET OFFICE 2 MAIN STREET
PEOTONE BRANCH 200 WEST CORNING AVENUE
24509 WEST LOCKPORT STREET OFFICE 24509 LOCKPORT STREET
PLAINFIELD SOUTH BRANCH 2320 SOUTH ROUTE 59
RIVER GROVE BRANCH 8383 BELMONT AVENUE
2601 WEST SCHAUMBURG ROAD OFFICE 2601 WEST SCHAUMBURG ROAD
224 NORTH MAIN STREET OFFICE 224 NORTH MAIN STREET
16700 SOUTH SOTH AVENUE OFFICE 16700 SOUTH BOTH AVENUE
17500 SOUTH OAK PARK OFFICE 17500 SOUTH OAK PARK AVENUE
1201 GOLF ROAD OFFICE 1201 GOLF ROAD
214 WASHINGTON STREET OFFICE 214 WASHINGTON STREET
LAKEHURST BRANCH 4000 NORTH POINT BOULEVARD
WESTMONT BRANCH 520 NORTH CASS AVENUE
WESTMONT OFFICE BRANCH 100 EAST OGDEN AVENUE
3303 SHERIDAN ROAD OFFICE 3303 SHERIDAN ROAD
lOBSB PIKE STREET OFFICE 10858 PIKE STREET
1100 NORTH MAIN OFFICE 1100 NORTH MAIN STREET
LINCOLN HIGHWAYmiddotDYER BRANCH 820 JOLIET STREET
3SOO GRANT STREET OFFICE 3500 GRANT STREET
GARY CALUMET TOWNSHIP 197S WEST RIDGE ROAD
GRIFFITH OFFICE 915 WEST GLEN PARK AVENUE
S231 HOHMAN AVENUE OFFICE S231 HOHMAN AVENUE
SS4S HOHMAN AVENUE OFFICE 5545 HOHMAN AVENUE
COLUMBIA BRANCH 6603 COLUMBIA AVENUE
HESSVILLE BRANCH 6611 KENNEDY AVENUE
10322 INOIANAPOUS OFFICE 10322 INDIANAPOLIS BOULEVARD
HIGHLAND BRANCH 2842 HIGHWAY AVENUE
CHAPEL PLA2A OFFICE 7900 BROADWAY
MUNSTER AUTO BRANCH 718 RIDGE ROAD
MUNSTER BRANCH 750 RIDGE ROAD
9800 WICKER AVENUE 8RANCH 9800 WICKER AVENUE
SCHERERVILLE OFFICE 1806 ROBIN HOOD BOULEVARD
197S KIMBERLY ROAD OFFICE 1975 KIMBERLY ROAD
2722 WEST LOCUST STREET OFFICE 2722 WEST LOCUST STREET
320 WEST KIMBERLY ROAD OFFICE 320 WEST KIMBERLY ROAD
JOLIET IL 6043S Will UNITED STATES 219805 76 FIRST MIDWEST BANK 1007846
JOLIET IL 6043S WILL UNITED STATES 23S266 30 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 23S267 32 FIRST MIDWEST BANK 1007846
JOLIET IL 6043S-S2 Will UNITED STATES 4S699 24 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 201780 81 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITEDSTAlES 364803 88 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 2378 25 FIRST MIDWEST BANK 1007846
KNOXVILLE IL 61448 KNOX UNITED STATES 1191 2 FIRST MIDWEST BANK 1007846
LAKE FOREST IL 6004S LAKE UNITED STATES 13250 14 FIRST MIDWEST BANK 1007846
LANSING IL 60438 COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
LOCKPORT IL 60441 Will UNITED STATES 2017S2 75 FIRST MIDWEST BANK 1007846
MATTESON IL 60443 COOK UNITED STAlES Not Required Not Required FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 201776 58 FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 201778 79 FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 208103 53 FIRST MIDWEST BANK 1007846
MELROSE PARK IL 60160 COOK UNITED STATES Not Reauired Not Reaulred FIRST MIDWEST BANK 1007846
MIDLOTHIAN IL 60445 COOK UNITED STATES 12169 72 FIRST MIDWEST BANK 1007846
MOKENA IL 60448 WILL UNITED STATES 219802 62 FIRST MIDWEST BANK 1007846
MOKENA IL 60448 WILL UNITED STATES 430158 13S FIRST MIDWEST BANK 1007846
MOLINE IL 6126S ROCK ISLAND UNITED STAlES 283365 5 FIRST MIDWEST BANK 1007846
MOLINE IL 6126S ROCK ISLAND UNITED STATES 3924 S2 FIRST MIDWEST BANK 1007846
MONEE IL 60449 Will UNllED STATES 2367 83 FIRST MIDWEST BANK 1007846
MORRIS IL 604SO GRUNDY UNITED STATES 201785 27 FIRST MIDWEST BANK 1007846
MORRIS IL 60450 GRUNDY UNITED STATES 201784 26 FIRST MIDWEST BANK 1007846
MUNDELEIN I L 60060 LAKE UNITED STATES 248545 17 FIRSTMIDWESTBANK 1007846
MUNDELEIN IL 60060 LAKE UNITED STATES 13303 16 FIRST MIDWEST BANK 1007846
NORTH CHICAGO IL 60064 LAKE UNITED STAlES 42263 82 FIRST MIDWEST BANK 1007846
OAK LAWN IL 604S3 COOK UNITED STATES 14S80 68 FIRSTMIDWESTBANK 1007846
ORLAND PARK IL 60467 COOK UNITED STATES 42S1S2 90 FIRST MIDWEST BANK 1007846
ORLAND PARK IL 60467 COOK UNITED STATES 25S613 66 FIRST MIDWEST BANK 1007846
PALOS HEIGHTS IL 60463 COOK UNITED STATES 419851 134 FIRST MIDWEST BANK 1007846
PALOS HEIGHTS IL 60463 COOK UNITED STATES 11S71 132 FIRST MIDWEST SANK 1007846
PARK FOREST IL 60466 COOK UNITED STATES 364849 122 FIRST M IDWEST BANK 1007846
PEOTONE IL 60468 Will UNITED STATES 6969 130 FIRST MIDWEST BANK 1007846
PLAINFIELD IL 60544 WILL UNITED STATES 1189 23 FIRST MIDWEST BANK 1007846
PLAINFIELD IL 60586 WILL UNITED STAlES 289749 137 FIRST MIDWEST BANK 1007846
RIVER GROVE IL 60171 COOK UNITED STATES Not Required Not Reauired FIRST MIDWEST SANK 1007846
SCHAUMBURG IL 60194 COOK UNITED STATES 272307 93 FIRST MIDWEST BANK 1007846
SENECA IL 61360 LA SALLE UNITED STATES 201786 33 FIRST MIDWEST BANK 1007846
TINLEY PARK IL 60477 COOK UNITED STATES 219803 63 FIRST MIDWEST BANK 1007846
TINLEY PARK IL 60477 COOK UNITED STATES 9393 64 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 600B7 LAKE UNITED STATES 208099 13 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 60085 LAKE UNITED STATES 1Sl85 11 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 60085 LAKE UNITED STATES 14110 19 FIRST MIDWEST BANK 1007846
WESTMONT IL 60559 DU PAGE UNITED STATES 73862 129 FIRST MIDWEST BANK 1007846
WESTMONT IL 605S9 DUPAGE UNITED STAlES Not Required Not Required FIRST MIDWEST BANK 1007846
ZION IL 60099 LAKE UNITED STATES 14186 18 FIRST MIDWEST BANK 1007846
CROWN POINT IN 46307 LAKE UNITED STATES 22075S 112 FIRST MIDWEST BANK 1007846
CROWN POINT IN 46307 LAKE UNITED STATES 361743 119 FIRST MIDWEST BANK 1007846
OYER IN 46311 LAKE UNITED STATES 220750 106 FIRST MIDWEST BANK 1007846
GARY IN 46408 LAKE UNITED STATES 43323S 12S FIRST MIDWEST BANK 1007846
GARY IN 46408 LAKE UNITED STAlES 220747 103 FIRST MIDWEST BANK 1007846
GRIFFITH IN 46319 LAKE UNITED STATES 220746 102 FIRST MIDWEST BANK 1007846
HAM MONO IN 46320 LAKE UNITED STATES 6166 97 FIRST MIDWEST BANK 1007846
HAMMOND IN 46320 LAKE UNITED STATES 2207S6 113 FIRST MIDWEST BANK 1007846
HAMMOND IN 46320 LAKE UNITED SfATES 220742 98 FIRST MIDWEST BANK 1007846
HAMMOND IN 46323-lS LAKE UNITED STATES 220743 99 FIRST MIDWEST BANK 1007846
HIGHLAND IN 46322 LAKE UNITED STATES 220754 111 FIRST MIDWEST BANK 1007846
HIGHLAND IN 4632H6 LAKE UNITED STATES 220744 100 FIRSTMJDWESTBANK 1007846
MERRILLVILLE IN 46410-SS LAKE UNITED STATES 220749 105 FIRST MIDWEST BANK 1007846
MUNSTER IN 46321 LAKE UNITED STATES Not Reaulred Not Reoulred FIRST MIDWEST BANK 1007846
MUNSTER IN 46321-16 LAKE UNITED STATES 220745 101 FIRST MIDWEST BANK 1007846
SAINT JOHN IN 46373 LAKE UNITED STATES 220751 107 FIRST MIDWEST BANK 1007846
SCHERERVILLE IN 46375-1 LAKE UNITED STATES 220748 104 FIRST MIDWEST BANK 1007846
BITTEN DORF IA S2722middot36 scon UNITED STATES 270910 46 FIRST MIDWEST BANK 1007846
DAVENPORT IA S2804 SCOTT UNITED STATES 270913 48 FIRST MIDWEST BANK 1007846
DAVENPORT IA 52806 scon UNITED STAlES 270911 47 FIRST MIDWEST BANK 1007846
Report Item 3 Securities Holders
Form FR Y-6 First Midwest Bancorp Inc
Itasca IL Fiscal Year Ending December 31 2015
Current Securities Holders with ownership control or holdings of 5 or more with power lo vote as of fiscal year end
( l )(b) (1 )(a) Country of (l )(c) Name amp Address Citizenship or Number and Percentage of Each Class of (Citv Stale Country) Incorporation Voling Securities
BlackRock lnclt1J New York NY USA USA 7637527 - 98 Common Stock
Dimensional Fund Advisors Lrlt2J Austin TX USA USA 6001619- 77 Common Stock
The Vanguard Grouplt3l Malvern PA USA USA 5730349- 74 Common Stock
vVellington Management Group LLPlt4l co Wellington Management Company LLP Boston MA USA USA 4486461 - 58 Common Stock
Exhibit C
Revised
Securities Holders not listed in 3(1)(a) through 3( 1)(c) that had ownership control or holdings of 5 or more with power lo vole during the fiscal year
(2)(c) (2)(a) Number and Nameamp (2)(b) Percentage of Address Counl1y of Each Class of (City Slate Citizenship or Voting Country) Incorporation Securities
na na na
(1) This information is based solely on a Schedule 130A filed with the SEC on January 26 20 16 by BlackRock Inc which reported sole voting power as lo 7391 475 shares and sole dispositive power as lo 7637527 shares as of December 31 20 15
(2) This information is based solely on a Schedule 130A filed with the SEC on February 9 20 I 6 by Dimensional Fund Advisors LP which reported sole voting power as lo 5776224 shares and sole dispositive power as lo 6001619 shares as of December 3 1 2015 Dimensional Fund Advisors LP and its subsidiaries disclaim beneficial ownership of all securities reported on the Schedule 13GA
(3) This information is based solely on a Schedule 13GA riled with the SEC on February I 0 2016 by The Vanguard Group which reported sole voting power as lo 98 I 05 shares shared voling power as to 2900 shares sole disposilivc power as lo 5634244 shares and shared dispositive power as to 96 I 05 shares as of December 31 2015
(4) This information is based solely on a Schedule 13GA riled with the SEC on February 11 2016 by Wellington Management Group LLP (WMG) on behalf of each of WMG Wellington Group Holdings LLI (WGH) Wellington Investment Advisors Holdings LLP (WIAH) and Wellington Management Company LLP (WMC) The Schedule 13GA reported that each of WlvG WGH and WTAH shared voting power as to 3418235 shares and shared dispositive power as to 4486461 shares and WMC shared voling power as to 3398435 shares and shared disposilive power as to 446666 l shares as of December 31 20 I 5
------- --- -------------middotmiddot
bull
Hcport ltcm 4 Insiders Exhibit D
rl lcport ltcm 4 Insiders ExhihH D
Form FR Ylti
First 1lidwcst Bancorp Inc
Itasca I l1
Fiscal Year Ending Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(h)(c)
(4)(c)
(4)(b) List names of other (3)(c) (4)(n) Percentage of companies (includes
(2) (3)(b) Title amp Position Percentage of Voting pm1ncrships) if25 or more
( I ) Principal (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc held Name Occupnlion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List nmncs ofcompnnics City State than with with Holding (Include nmncs (Include names Holding (include names nnd percentage of voting Country Holding Company Company of subsidiaries) of other businesses) Cmnpany of subsidiaries) securities held)
-I Robert P Ovlenrn NIA Chnimrnn of the Board Director NIA 064 NIA NIA
Indian River Shores PL USA First vlidwest Dank
lvlichnel L Scudder NIA Director President nnd Chier Chninnan of the 13oarltl and Cl1icfEccutivc NIA 038 NIA NIA Plainfield IL USA Executive Onicer Onicer
First 1Vlidwest Bank
Chaimrnn First Midwest Chnritnblc Foundntion
Trustee First Midwest Cnpitnl Trust I
lvlmrnger Synert) Property Moldings LLC
lvlannger Cnlalyst Asset Moldings LLC
Manager Restoration Asset Mmmgement LLC
rvlark G Snnder NIA Dircclor Senior Executive Vice Vice Clminnan of the Boarltl nml President Ivlanager 019 NIA NIA Park Ridge IL USA President and Chief Operating First ivtidwest l3nnk 15 Bcncl1sidc LLC
OOicer
Direclor Director J7irst rvtidwcst Equip1nent Finnnec Co Chicago Zoological Society
Mannger Syiiertry Property Holdings LLC
Manager Catalyst Asset Holdings LLC
Manngcr Restoration Asset Vlmmgcmenl LLC
l3arbarn A 13oigcgrnin General Secretary and CEO Director NIA Director 003 Nit Nit
Northbrook 11 USA General Bonni of Pension nnd I lea Ith Church 13cnefits Association
13cncfits ol111c United Methodist Director
Church Church AIIinnec
bull Excludes educational charitable civic and olher not for profit organlzalons
Report Item 4 Insiders Exhihit D
rl
Form FR Y-6
First ilidwcst Bancorp Inc
Itasca II_
Fiscal Year Ending Dcccmher 3 1 20 1 5
(1) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
3)(c) (4)(bull) Perccntnge of compm1ics (inclmlcs (2) (3)(b) Title amp Position Percentngc of Voting pnrtnerships) if25 or more
(I) Principnl (3)(bull) Title amp Position with Other Voting Securities in of voting securities arc held Name Occupation if other Title amp Position with Subsidinries Businesses Securities in Subsidiaries (List names of compnnies City Stnte tlmn with with Holding (Include nnmes (Include names Holding (include names nud percentage or voting Country llolding Compnny Compnny of subsidiaries) or other businesses) Compnny ofsubsidinries) securities held)
John f Chlebowski Jr NIA Director NIA Chaimrnn of the l3oard 003 NIA NIA Chicago II USA SemGroup Inc
lntcri111 Chairman of the 13oanl NRG Yield Inc
I3rother James Gaffi1ey Director Trustee and President Director NIA NIA 000 NIA NIA Romeoville IL USA Lewis University
I
llmpimler S Gill ChiefExecutivc Ollicer Director NIA Director 004 NIA NIA Elmhurst I USA CvE Group Inc CJvlE Group Inc
Dircclor Vorld Pcdemtion or Exchanges
Peter J I lenseler President Director NIA Chainnnn 002 NIA Vise Consulting Vhcaton IL USA Vise Consulling Group Inc Toy Industry Foundation ( 100)
Vice Clminmm Salt Creek Vine nnd Spirts Salt Creek Vine and Spirits LLC (50)
Vice Chairman Source l3evcmge Compnny LLC
Patrick J McDonnell President amp CEO Direclor NIA President amp CEO 004 NIA 111e McDonnell Company Lnke Forest IL USA ll1c lvlcDonncll Company LLC The vlcDonnell Company ( 1 00)
Director Auto J 1b Pmnchise Inc Director VStvl Manufocturing Director Seneca Partners
Ellen A Rudnick Executive Director Director NIA Director 005 NIA NIA Rivervoods I USA Michael PolsJY Center for Liberty lvlutual Insurance Company
Director Patterson Companies
Director I IMS Holdings Cogt
Excludes educallonal charitable civic and other not for profit organizations 2
Report l lem 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bamorp Inc bull
I tasca IL
Fiscal Year Ending Decemher 31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List nnmes of other
(3)(c) (4)(n) Perccnlngc of compnnics (inclmles (2) (3)(b) Title amp Position Percentage of Voting pnrtnerships) if25 or more
( I ) Prineipnl (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc 11eld Nnmc Occupntion if other Title amp Position with Subsidinrics Businesses Securities in Subsidinrics (List nnmcs ofcompnnics City Stnte thnn with with Holding (Include names (Include nnmes Holding (include nnmcs nnd percentage of voting Country Holding Compnny Compnny ofsubsidinries) of other businesses) Company of subsidiaries) securities held)
Director Northshore University Menlth System Research nnd Development Committee
Director CEC-Chicagolnnd E11trepreneurs1ip Centr
Director Hyde Pnrk Angels
Director Matter
Director Autism Home Support Services
rvliclmcl J Smal President amp CEO Director Director NIA Director 003 NIA NIA Chicngo IL USA Goga Inc lcndership Grenier Chicago
John L Sterling Director Director NIA Pm1ncr 0 1 5 NIA NIA Palos Heights IL USA Sterling Lumber Compnny I SLC- Iour C Sons LLC
Phoenix LLC
J Stephen Vanderwoude NIA Director NIA Sole Member nnd Ivlanngcr 010 NIA SKF Holdings LLC Clmpcl Hill NC USA SKr Holdings LLC (1 00)
MemberOwner Madison River Ventures Madison River Ventures LLC LLC (50)
Limited Pnrtner Piedmont Angel Network II
Director Spring Engage Inc
Clmirmnn lntvlotionNow Inc
Me111berPnrtner Triangle Angel Pnrtners
Par1ncr IDEA Fnnd 11 LI
bull Excludes educational charitable civic and other not for profit organizations 3
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
42
43
44
4S 46 47
48
49
so Sl
S2
53
S4
SS
S6
S7
SB
S9
60
61
62
63
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
OK
Close
Cliange
OK
OK
OK
OK
64
6S
66
67
68
69
70
71
72
73
74
7S
76
77
78
79
80
81
82
83
84
85
86
87
88 89
90
91
92
93
94
95
96
97
98
99
100
10
10
10
104
105
106
10
10
1 OK
2 OK
3 OK
OK
OK
OK
7 OK
B OK
11272015
1128201S
Full Service 2611679
Full Service 2138868
limited Service 2139061
Full Service 2105785
Full Servke 3609534
Electronlc Sankina 3675865
Full Service 701848
Full Service 2171883
full Service 640237
Full Service 2356354
Full Service 2S29019
Full Service 883230
Limited Service 2576237
Full Service 414232
full Service 20542BS
Full Service 213033
Full Service 951344
Full Service 214S857
Full Service 3314799
Full Service 210S860
Full Service 3037614
Full Service 2S51609
Full Service 2429904
Full Service 21284S8
Full Service 2128636
Furt Service 1015944
Full Service 287S640
Full Service 79094S
Full Service 3395257
Full Service 2145763
Full Service 2095055
Full Service 41809SS
Full Service 3430336
Full Service 4124810
Fut1 Service 746241
Full Service 2713407
Full Service 767143
Full Service 2690236
Full Service 2111302
Full Service 2419062
Full Service 351449
Full Service 2082233
Full Service 197843
Full Service 484440
Full Service 3978061
Full Service 364243
Full Service 291349
FuJIServlce 2694074
Full Service 3430363
Full Service 2087201
Limited Service 3430381
Full Service 2077686
FuI Service 2084992
Full Service 47194S
Full Service lifflited lioef iEe 26904SO
Full Service 2084965
Full Service 2088132
Full Service 2606684
Full Service 2088123
Full Service 208S001
Limited Service 4262637
Full Service 2088815
Full Service 2442266
Full Service 20SS663
Full Service 2040130
Full Service 2040167
Full Service 20401S8
1301 NORTH LARKIN AVENUE OFFICE 1301 NORTH LARKIN AVENUE
1415 WEST JEFFERSON STREET OFFICE 141S WEST JEFFERSON STREET
230 NORTH CHICAGO STREET OFFICE 230 NORTH CHICAGO STREET
2801 WEST JEFFERSON STREET OFFICE 2801 WEST JEFFERSON STREET
50 WEST JEFFERSON STREET OFFICE 50 WEST JEFFERSON STREET
FIRSTMIDWESTCOM BRANCH S O W JEFFERSON ST
MIDWEST DIRECT BRANCH S O WEST JEFFERSON STREET
324 EAST MAIN STREET OFFICE 324 EAST MAN STREET
241 EAST OEERPATH OFFICE 241 EAST OEERPATH ROAD
1812050UTH TORRENCE AVENUE OFFICE 18120 SOUTH TORRENCE AVENUE
BOO SOUTH STATE STREET OFFICE 800 SOUTH STATE STREfT
4600 WEST LINCOLN HIGHWAY OFFICE 4600 WEST LINCOLN HIGHWAY
1308 NORTH RICHMOND ROAD OFFICE 1308 NORTH RICHMOND ROAD
3S10 WEST ELM STREET OFFICE 3S10 WEST ELM STREET
4502 WEST CRYSTAL LAKE ROAD OFFICE 4502 WEST CRYSTAL LAKE ROAD
LAKE STREET BRANCH 1700 W LAKE STREET
3737 WEST 147TH STREET OFFICE 3737 WEST 147TH STREET
19648 SOUTH LAGRANGE OFFICE 19648 SOUTH LAGRANGE ROAD
MOKENA LINCOLN HIGHWAY OFFICE 11210 WEST LINCOLN HIGHWAY
2222 41ST STREET OFFICE 2222 41ST STREET
506 lSTH STREET OFFICE 506 lSTH STREET
5601 WEST MONEE MANHATIAN ROAD 5601 WEST MONEE MANHATIAN ROAD
BRANCH
220 WEST MAIN STREET OFFICE 220 WEST MAIN STREIT
444 BEDFORD ROAD OFFICE 444 BEDFORD ROAD
1500 ALLANSON ROAD OFFICE 1500 ALLANSON ROAD
411 NORTH SEYMOUR ROAD OFFICE 411 NORTH SEYMOUR
1011 14TH STREET OFFICE 1011 14TH STREET
6011 WEST9STH STREET OFFICE 6011 WEST95TH STREET
lllSS 180TH STREET OFFICE lllSS lBOTH STREET
11200 WEST 143RD STREET OFFICE 11200 WEST 143RO STREET
PALOS 13419 S RIDGELAND BRANCH 13419 SOUTH RIDGELAND AVENUE
PALOS HEIGHTS HARLEM BRANCH 12600 SOUTH HARLEM
2 MAIN STREET OFFICE 2 MAIN STREET
PEOTONE BRANCH 200 WEST CORNING AVENUE
24509 WEST LOCKPORT STREET OFFICE 24509 LOCKPORT STREET
PLAINFIELD SOUTH BRANCH 2320 SOUTH ROUTE 59
RIVER GROVE BRANCH 8383 BELMONT AVENUE
2601 WEST SCHAUMBURG ROAD OFFICE 2601 WEST SCHAUMBURG ROAD
224 NORTH MAIN STREET OFFICE 224 NORTH MAIN STREET
16700 SOUTH SOTH AVENUE OFFICE 16700 SOUTH BOTH AVENUE
17500 SOUTH OAK PARK OFFICE 17500 SOUTH OAK PARK AVENUE
1201 GOLF ROAD OFFICE 1201 GOLF ROAD
214 WASHINGTON STREET OFFICE 214 WASHINGTON STREET
LAKEHURST BRANCH 4000 NORTH POINT BOULEVARD
WESTMONT BRANCH 520 NORTH CASS AVENUE
WESTMONT OFFICE BRANCH 100 EAST OGDEN AVENUE
3303 SHERIDAN ROAD OFFICE 3303 SHERIDAN ROAD
lOBSB PIKE STREET OFFICE 10858 PIKE STREET
1100 NORTH MAIN OFFICE 1100 NORTH MAIN STREET
LINCOLN HIGHWAYmiddotDYER BRANCH 820 JOLIET STREET
3SOO GRANT STREET OFFICE 3500 GRANT STREET
GARY CALUMET TOWNSHIP 197S WEST RIDGE ROAD
GRIFFITH OFFICE 915 WEST GLEN PARK AVENUE
S231 HOHMAN AVENUE OFFICE S231 HOHMAN AVENUE
SS4S HOHMAN AVENUE OFFICE 5545 HOHMAN AVENUE
COLUMBIA BRANCH 6603 COLUMBIA AVENUE
HESSVILLE BRANCH 6611 KENNEDY AVENUE
10322 INOIANAPOUS OFFICE 10322 INDIANAPOLIS BOULEVARD
HIGHLAND BRANCH 2842 HIGHWAY AVENUE
CHAPEL PLA2A OFFICE 7900 BROADWAY
MUNSTER AUTO BRANCH 718 RIDGE ROAD
MUNSTER BRANCH 750 RIDGE ROAD
9800 WICKER AVENUE 8RANCH 9800 WICKER AVENUE
SCHERERVILLE OFFICE 1806 ROBIN HOOD BOULEVARD
197S KIMBERLY ROAD OFFICE 1975 KIMBERLY ROAD
2722 WEST LOCUST STREET OFFICE 2722 WEST LOCUST STREET
320 WEST KIMBERLY ROAD OFFICE 320 WEST KIMBERLY ROAD
JOLIET IL 6043S Will UNITED STATES 219805 76 FIRST MIDWEST BANK 1007846
JOLIET IL 6043S WILL UNITED STATES 23S266 30 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 23S267 32 FIRST MIDWEST BANK 1007846
JOLIET IL 6043S-S2 Will UNITED STATES 4S699 24 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 201780 81 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITEDSTAlES 364803 88 FIRST MIDWEST BANK 1007846
JOLIET IL 60432 Will UNITED STATES 2378 25 FIRST MIDWEST BANK 1007846
KNOXVILLE IL 61448 KNOX UNITED STATES 1191 2 FIRST MIDWEST BANK 1007846
LAKE FOREST IL 6004S LAKE UNITED STATES 13250 14 FIRST MIDWEST BANK 1007846
LANSING IL 60438 COOK UNITED STATES Not Required Not Required FIRST MIDWEST BANK 1007846
LOCKPORT IL 60441 Will UNITED STATES 2017S2 75 FIRST MIDWEST BANK 1007846
MATTESON IL 60443 COOK UNITED STAlES Not Required Not Required FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 201776 58 FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 201778 79 FIRST MIDWEST BANK 1007846
MCHENRY IL 60050 MCHENRY UNITED STATES 208103 53 FIRST MIDWEST BANK 1007846
MELROSE PARK IL 60160 COOK UNITED STATES Not Reauired Not Reaulred FIRST MIDWEST BANK 1007846
MIDLOTHIAN IL 60445 COOK UNITED STATES 12169 72 FIRST MIDWEST BANK 1007846
MOKENA IL 60448 WILL UNITED STATES 219802 62 FIRST MIDWEST BANK 1007846
MOKENA IL 60448 WILL UNITED STATES 430158 13S FIRST MIDWEST BANK 1007846
MOLINE IL 6126S ROCK ISLAND UNITED STAlES 283365 5 FIRST MIDWEST BANK 1007846
MOLINE IL 6126S ROCK ISLAND UNITED STATES 3924 S2 FIRST MIDWEST BANK 1007846
MONEE IL 60449 Will UNllED STATES 2367 83 FIRST MIDWEST BANK 1007846
MORRIS IL 604SO GRUNDY UNITED STATES 201785 27 FIRST MIDWEST BANK 1007846
MORRIS IL 60450 GRUNDY UNITED STATES 201784 26 FIRST MIDWEST BANK 1007846
MUNDELEIN I L 60060 LAKE UNITED STATES 248545 17 FIRSTMIDWESTBANK 1007846
MUNDELEIN IL 60060 LAKE UNITED STATES 13303 16 FIRST MIDWEST BANK 1007846
NORTH CHICAGO IL 60064 LAKE UNITED STAlES 42263 82 FIRST MIDWEST BANK 1007846
OAK LAWN IL 604S3 COOK UNITED STATES 14S80 68 FIRSTMIDWESTBANK 1007846
ORLAND PARK IL 60467 COOK UNITED STATES 42S1S2 90 FIRST MIDWEST BANK 1007846
ORLAND PARK IL 60467 COOK UNITED STATES 25S613 66 FIRST MIDWEST BANK 1007846
PALOS HEIGHTS IL 60463 COOK UNITED STATES 419851 134 FIRST MIDWEST BANK 1007846
PALOS HEIGHTS IL 60463 COOK UNITED STATES 11S71 132 FIRST MIDWEST SANK 1007846
PARK FOREST IL 60466 COOK UNITED STATES 364849 122 FIRST M IDWEST BANK 1007846
PEOTONE IL 60468 Will UNITED STATES 6969 130 FIRST MIDWEST BANK 1007846
PLAINFIELD IL 60544 WILL UNITED STATES 1189 23 FIRST MIDWEST BANK 1007846
PLAINFIELD IL 60586 WILL UNITED STAlES 289749 137 FIRST MIDWEST BANK 1007846
RIVER GROVE IL 60171 COOK UNITED STATES Not Required Not Reauired FIRST MIDWEST SANK 1007846
SCHAUMBURG IL 60194 COOK UNITED STATES 272307 93 FIRST MIDWEST BANK 1007846
SENECA IL 61360 LA SALLE UNITED STATES 201786 33 FIRST MIDWEST BANK 1007846
TINLEY PARK IL 60477 COOK UNITED STATES 219803 63 FIRST MIDWEST BANK 1007846
TINLEY PARK IL 60477 COOK UNITED STATES 9393 64 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 600B7 LAKE UNITED STATES 208099 13 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 60085 LAKE UNITED STATES 1Sl85 11 FIRST MIDWEST BANK 1007846
WAUKEGAN IL 60085 LAKE UNITED STATES 14110 19 FIRST MIDWEST BANK 1007846
WESTMONT IL 60559 DU PAGE UNITED STATES 73862 129 FIRST MIDWEST BANK 1007846
WESTMONT IL 605S9 DUPAGE UNITED STAlES Not Required Not Required FIRST MIDWEST BANK 1007846
ZION IL 60099 LAKE UNITED STATES 14186 18 FIRST MIDWEST BANK 1007846
CROWN POINT IN 46307 LAKE UNITED STATES 22075S 112 FIRST MIDWEST BANK 1007846
CROWN POINT IN 46307 LAKE UNITED STATES 361743 119 FIRST MIDWEST BANK 1007846
OYER IN 46311 LAKE UNITED STATES 220750 106 FIRST MIDWEST BANK 1007846
GARY IN 46408 LAKE UNITED STATES 43323S 12S FIRST MIDWEST BANK 1007846
GARY IN 46408 LAKE UNITED STAlES 220747 103 FIRST MIDWEST BANK 1007846
GRIFFITH IN 46319 LAKE UNITED STATES 220746 102 FIRST MIDWEST BANK 1007846
HAM MONO IN 46320 LAKE UNITED STATES 6166 97 FIRST MIDWEST BANK 1007846
HAMMOND IN 46320 LAKE UNITED STATES 2207S6 113 FIRST MIDWEST BANK 1007846
HAMMOND IN 46320 LAKE UNITED SfATES 220742 98 FIRST MIDWEST BANK 1007846
HAMMOND IN 46323-lS LAKE UNITED STATES 220743 99 FIRST MIDWEST BANK 1007846
HIGHLAND IN 46322 LAKE UNITED STATES 220754 111 FIRST MIDWEST BANK 1007846
HIGHLAND IN 4632H6 LAKE UNITED STATES 220744 100 FIRSTMJDWESTBANK 1007846
MERRILLVILLE IN 46410-SS LAKE UNITED STATES 220749 105 FIRST MIDWEST BANK 1007846
MUNSTER IN 46321 LAKE UNITED STATES Not Reaulred Not Reoulred FIRST MIDWEST BANK 1007846
MUNSTER IN 46321-16 LAKE UNITED STATES 220745 101 FIRST MIDWEST BANK 1007846
SAINT JOHN IN 46373 LAKE UNITED STATES 220751 107 FIRST MIDWEST BANK 1007846
SCHERERVILLE IN 46375-1 LAKE UNITED STATES 220748 104 FIRST MIDWEST BANK 1007846
BITTEN DORF IA S2722middot36 scon UNITED STATES 270910 46 FIRST MIDWEST BANK 1007846
DAVENPORT IA S2804 SCOTT UNITED STATES 270913 48 FIRST MIDWEST BANK 1007846
DAVENPORT IA 52806 scon UNITED STAlES 270911 47 FIRST MIDWEST BANK 1007846
Report Item 3 Securities Holders
Form FR Y-6 First Midwest Bancorp Inc
Itasca IL Fiscal Year Ending December 31 2015
Current Securities Holders with ownership control or holdings of 5 or more with power lo vote as of fiscal year end
( l )(b) (1 )(a) Country of (l )(c) Name amp Address Citizenship or Number and Percentage of Each Class of (Citv Stale Country) Incorporation Voling Securities
BlackRock lnclt1J New York NY USA USA 7637527 - 98 Common Stock
Dimensional Fund Advisors Lrlt2J Austin TX USA USA 6001619- 77 Common Stock
The Vanguard Grouplt3l Malvern PA USA USA 5730349- 74 Common Stock
vVellington Management Group LLPlt4l co Wellington Management Company LLP Boston MA USA USA 4486461 - 58 Common Stock
Exhibit C
Revised
Securities Holders not listed in 3(1)(a) through 3( 1)(c) that had ownership control or holdings of 5 or more with power lo vole during the fiscal year
(2)(c) (2)(a) Number and Nameamp (2)(b) Percentage of Address Counl1y of Each Class of (City Slate Citizenship or Voting Country) Incorporation Securities
na na na
(1) This information is based solely on a Schedule 130A filed with the SEC on January 26 20 16 by BlackRock Inc which reported sole voting power as lo 7391 475 shares and sole dispositive power as lo 7637527 shares as of December 31 20 15
(2) This information is based solely on a Schedule 130A filed with the SEC on February 9 20 I 6 by Dimensional Fund Advisors LP which reported sole voting power as lo 5776224 shares and sole dispositive power as lo 6001619 shares as of December 3 1 2015 Dimensional Fund Advisors LP and its subsidiaries disclaim beneficial ownership of all securities reported on the Schedule 13GA
(3) This information is based solely on a Schedule 13GA riled with the SEC on February I 0 2016 by The Vanguard Group which reported sole voting power as lo 98 I 05 shares shared voling power as to 2900 shares sole disposilivc power as lo 5634244 shares and shared dispositive power as to 96 I 05 shares as of December 31 2015
(4) This information is based solely on a Schedule 13GA riled with the SEC on February 11 2016 by Wellington Management Group LLP (WMG) on behalf of each of WMG Wellington Group Holdings LLI (WGH) Wellington Investment Advisors Holdings LLP (WIAH) and Wellington Management Company LLP (WMC) The Schedule 13GA reported that each of WlvG WGH and WTAH shared voting power as to 3418235 shares and shared dispositive power as to 4486461 shares and WMC shared voling power as to 3398435 shares and shared disposilive power as to 446666 l shares as of December 31 20 I 5
------- --- -------------middotmiddot
bull
Hcport ltcm 4 Insiders Exhibit D
rl lcport ltcm 4 Insiders ExhihH D
Form FR Ylti
First 1lidwcst Bancorp Inc
Itasca I l1
Fiscal Year Ending Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(h)(c)
(4)(c)
(4)(b) List names of other (3)(c) (4)(n) Percentage of companies (includes
(2) (3)(b) Title amp Position Percentage of Voting pm1ncrships) if25 or more
( I ) Principal (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc held Name Occupnlion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List nmncs ofcompnnics City State than with with Holding (Include nmncs (Include names Holding (include names nnd percentage of voting Country Holding Company Company of subsidiaries) of other businesses) Cmnpany of subsidiaries) securities held)
-I Robert P Ovlenrn NIA Chnimrnn of the Board Director NIA 064 NIA NIA
Indian River Shores PL USA First vlidwest Dank
lvlichnel L Scudder NIA Director President nnd Chier Chninnan of the 13oarltl and Cl1icfEccutivc NIA 038 NIA NIA Plainfield IL USA Executive Onicer Onicer
First 1Vlidwest Bank
Chaimrnn First Midwest Chnritnblc Foundntion
Trustee First Midwest Cnpitnl Trust I
lvlmrnger Synert) Property Moldings LLC
lvlannger Cnlalyst Asset Moldings LLC
Manager Restoration Asset Mmmgement LLC
rvlark G Snnder NIA Dircclor Senior Executive Vice Vice Clminnan of the Boarltl nml President Ivlanager 019 NIA NIA Park Ridge IL USA President and Chief Operating First ivtidwest l3nnk 15 Bcncl1sidc LLC
OOicer
Direclor Director J7irst rvtidwcst Equip1nent Finnnec Co Chicago Zoological Society
Mannger Syiiertry Property Holdings LLC
Manager Catalyst Asset Holdings LLC
Manngcr Restoration Asset Vlmmgcmenl LLC
l3arbarn A 13oigcgrnin General Secretary and CEO Director NIA Director 003 Nit Nit
Northbrook 11 USA General Bonni of Pension nnd I lea Ith Church 13cnefits Association
13cncfits ol111c United Methodist Director
Church Church AIIinnec
bull Excludes educational charitable civic and olher not for profit organlzalons
Report Item 4 Insiders Exhihit D
rl
Form FR Y-6
First ilidwcst Bancorp Inc
Itasca II_
Fiscal Year Ending Dcccmher 3 1 20 1 5
(1) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
3)(c) (4)(bull) Perccntnge of compm1ics (inclmlcs (2) (3)(b) Title amp Position Percentngc of Voting pnrtnerships) if25 or more
(I) Principnl (3)(bull) Title amp Position with Other Voting Securities in of voting securities arc held Name Occupation if other Title amp Position with Subsidinries Businesses Securities in Subsidiaries (List names of compnnies City Stnte tlmn with with Holding (Include nnmes (Include names Holding (include names nud percentage or voting Country llolding Compnny Compnny of subsidiaries) or other businesses) Compnny ofsubsidinries) securities held)
John f Chlebowski Jr NIA Director NIA Chaimrnn of the l3oard 003 NIA NIA Chicago II USA SemGroup Inc
lntcri111 Chairman of the 13oanl NRG Yield Inc
I3rother James Gaffi1ey Director Trustee and President Director NIA NIA 000 NIA NIA Romeoville IL USA Lewis University
I
llmpimler S Gill ChiefExecutivc Ollicer Director NIA Director 004 NIA NIA Elmhurst I USA CvE Group Inc CJvlE Group Inc
Dircclor Vorld Pcdemtion or Exchanges
Peter J I lenseler President Director NIA Chainnnn 002 NIA Vise Consulting Vhcaton IL USA Vise Consulling Group Inc Toy Industry Foundation ( 100)
Vice Clminmm Salt Creek Vine nnd Spirts Salt Creek Vine and Spirits LLC (50)
Vice Chairman Source l3evcmge Compnny LLC
Patrick J McDonnell President amp CEO Direclor NIA President amp CEO 004 NIA 111e McDonnell Company Lnke Forest IL USA ll1c lvlcDonncll Company LLC The vlcDonnell Company ( 1 00)
Director Auto J 1b Pmnchise Inc Director VStvl Manufocturing Director Seneca Partners
Ellen A Rudnick Executive Director Director NIA Director 005 NIA NIA Rivervoods I USA Michael PolsJY Center for Liberty lvlutual Insurance Company
Director Patterson Companies
Director I IMS Holdings Cogt
Excludes educallonal charitable civic and other not for profit organizations 2
Report l lem 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bamorp Inc bull
I tasca IL
Fiscal Year Ending Decemher 31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List nnmes of other
(3)(c) (4)(n) Perccnlngc of compnnics (inclmles (2) (3)(b) Title amp Position Percentage of Voting pnrtnerships) if25 or more
( I ) Prineipnl (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc 11eld Nnmc Occupntion if other Title amp Position with Subsidinrics Businesses Securities in Subsidinrics (List nnmcs ofcompnnics City Stnte thnn with with Holding (Include names (Include nnmes Holding (include nnmcs nnd percentage of voting Country Holding Compnny Compnny ofsubsidinries) of other businesses) Company of subsidiaries) securities held)
Director Northshore University Menlth System Research nnd Development Committee
Director CEC-Chicagolnnd E11trepreneurs1ip Centr
Director Hyde Pnrk Angels
Director Matter
Director Autism Home Support Services
rvliclmcl J Smal President amp CEO Director Director NIA Director 003 NIA NIA Chicngo IL USA Goga Inc lcndership Grenier Chicago
John L Sterling Director Director NIA Pm1ncr 0 1 5 NIA NIA Palos Heights IL USA Sterling Lumber Compnny I SLC- Iour C Sons LLC
Phoenix LLC
J Stephen Vanderwoude NIA Director NIA Sole Member nnd Ivlanngcr 010 NIA SKF Holdings LLC Clmpcl Hill NC USA SKr Holdings LLC (1 00)
MemberOwner Madison River Ventures Madison River Ventures LLC LLC (50)
Limited Pnrtner Piedmont Angel Network II
Director Spring Engage Inc
Clmirmnn lntvlotionNow Inc
Me111berPnrtner Triangle Angel Pnrtners
Par1ncr IDEA Fnnd 11 LI
bull Excludes educational charitable civic and other not for profit organizations 3
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Report Item 3 Securities Holders
Form FR Y-6 First Midwest Bancorp Inc
Itasca IL Fiscal Year Ending December 31 2015
Current Securities Holders with ownership control or holdings of 5 or more with power lo vote as of fiscal year end
( l )(b) (1 )(a) Country of (l )(c) Name amp Address Citizenship or Number and Percentage of Each Class of (Citv Stale Country) Incorporation Voling Securities
BlackRock lnclt1J New York NY USA USA 7637527 - 98 Common Stock
Dimensional Fund Advisors Lrlt2J Austin TX USA USA 6001619- 77 Common Stock
The Vanguard Grouplt3l Malvern PA USA USA 5730349- 74 Common Stock
vVellington Management Group LLPlt4l co Wellington Management Company LLP Boston MA USA USA 4486461 - 58 Common Stock
Exhibit C
Revised
Securities Holders not listed in 3(1)(a) through 3( 1)(c) that had ownership control or holdings of 5 or more with power lo vole during the fiscal year
(2)(c) (2)(a) Number and Nameamp (2)(b) Percentage of Address Counl1y of Each Class of (City Slate Citizenship or Voting Country) Incorporation Securities
na na na
(1) This information is based solely on a Schedule 130A filed with the SEC on January 26 20 16 by BlackRock Inc which reported sole voting power as lo 7391 475 shares and sole dispositive power as lo 7637527 shares as of December 31 20 15
(2) This information is based solely on a Schedule 130A filed with the SEC on February 9 20 I 6 by Dimensional Fund Advisors LP which reported sole voting power as lo 5776224 shares and sole dispositive power as lo 6001619 shares as of December 3 1 2015 Dimensional Fund Advisors LP and its subsidiaries disclaim beneficial ownership of all securities reported on the Schedule 13GA
(3) This information is based solely on a Schedule 13GA riled with the SEC on February I 0 2016 by The Vanguard Group which reported sole voting power as lo 98 I 05 shares shared voling power as to 2900 shares sole disposilivc power as lo 5634244 shares and shared dispositive power as to 96 I 05 shares as of December 31 2015
(4) This information is based solely on a Schedule 13GA riled with the SEC on February 11 2016 by Wellington Management Group LLP (WMG) on behalf of each of WMG Wellington Group Holdings LLI (WGH) Wellington Investment Advisors Holdings LLP (WIAH) and Wellington Management Company LLP (WMC) The Schedule 13GA reported that each of WlvG WGH and WTAH shared voting power as to 3418235 shares and shared dispositive power as to 4486461 shares and WMC shared voling power as to 3398435 shares and shared disposilive power as to 446666 l shares as of December 31 20 I 5
------- --- -------------middotmiddot
bull
Hcport ltcm 4 Insiders Exhibit D
rl lcport ltcm 4 Insiders ExhihH D
Form FR Ylti
First 1lidwcst Bancorp Inc
Itasca I l1
Fiscal Year Ending Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(h)(c)
(4)(c)
(4)(b) List names of other (3)(c) (4)(n) Percentage of companies (includes
(2) (3)(b) Title amp Position Percentage of Voting pm1ncrships) if25 or more
( I ) Principal (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc held Name Occupnlion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List nmncs ofcompnnics City State than with with Holding (Include nmncs (Include names Holding (include names nnd percentage of voting Country Holding Company Company of subsidiaries) of other businesses) Cmnpany of subsidiaries) securities held)
-I Robert P Ovlenrn NIA Chnimrnn of the Board Director NIA 064 NIA NIA
Indian River Shores PL USA First vlidwest Dank
lvlichnel L Scudder NIA Director President nnd Chier Chninnan of the 13oarltl and Cl1icfEccutivc NIA 038 NIA NIA Plainfield IL USA Executive Onicer Onicer
First 1Vlidwest Bank
Chaimrnn First Midwest Chnritnblc Foundntion
Trustee First Midwest Cnpitnl Trust I
lvlmrnger Synert) Property Moldings LLC
lvlannger Cnlalyst Asset Moldings LLC
Manager Restoration Asset Mmmgement LLC
rvlark G Snnder NIA Dircclor Senior Executive Vice Vice Clminnan of the Boarltl nml President Ivlanager 019 NIA NIA Park Ridge IL USA President and Chief Operating First ivtidwest l3nnk 15 Bcncl1sidc LLC
OOicer
Direclor Director J7irst rvtidwcst Equip1nent Finnnec Co Chicago Zoological Society
Mannger Syiiertry Property Holdings LLC
Manager Catalyst Asset Holdings LLC
Manngcr Restoration Asset Vlmmgcmenl LLC
l3arbarn A 13oigcgrnin General Secretary and CEO Director NIA Director 003 Nit Nit
Northbrook 11 USA General Bonni of Pension nnd I lea Ith Church 13cnefits Association
13cncfits ol111c United Methodist Director
Church Church AIIinnec
bull Excludes educational charitable civic and olher not for profit organlzalons
Report Item 4 Insiders Exhihit D
rl
Form FR Y-6
First ilidwcst Bancorp Inc
Itasca II_
Fiscal Year Ending Dcccmher 3 1 20 1 5
(1) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
3)(c) (4)(bull) Perccntnge of compm1ics (inclmlcs (2) (3)(b) Title amp Position Percentngc of Voting pnrtnerships) if25 or more
(I) Principnl (3)(bull) Title amp Position with Other Voting Securities in of voting securities arc held Name Occupation if other Title amp Position with Subsidinries Businesses Securities in Subsidiaries (List names of compnnies City Stnte tlmn with with Holding (Include nnmes (Include names Holding (include names nud percentage or voting Country llolding Compnny Compnny of subsidiaries) or other businesses) Compnny ofsubsidinries) securities held)
John f Chlebowski Jr NIA Director NIA Chaimrnn of the l3oard 003 NIA NIA Chicago II USA SemGroup Inc
lntcri111 Chairman of the 13oanl NRG Yield Inc
I3rother James Gaffi1ey Director Trustee and President Director NIA NIA 000 NIA NIA Romeoville IL USA Lewis University
I
llmpimler S Gill ChiefExecutivc Ollicer Director NIA Director 004 NIA NIA Elmhurst I USA CvE Group Inc CJvlE Group Inc
Dircclor Vorld Pcdemtion or Exchanges
Peter J I lenseler President Director NIA Chainnnn 002 NIA Vise Consulting Vhcaton IL USA Vise Consulling Group Inc Toy Industry Foundation ( 100)
Vice Clminmm Salt Creek Vine nnd Spirts Salt Creek Vine and Spirits LLC (50)
Vice Chairman Source l3evcmge Compnny LLC
Patrick J McDonnell President amp CEO Direclor NIA President amp CEO 004 NIA 111e McDonnell Company Lnke Forest IL USA ll1c lvlcDonncll Company LLC The vlcDonnell Company ( 1 00)
Director Auto J 1b Pmnchise Inc Director VStvl Manufocturing Director Seneca Partners
Ellen A Rudnick Executive Director Director NIA Director 005 NIA NIA Rivervoods I USA Michael PolsJY Center for Liberty lvlutual Insurance Company
Director Patterson Companies
Director I IMS Holdings Cogt
Excludes educallonal charitable civic and other not for profit organizations 2
Report l lem 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bamorp Inc bull
I tasca IL
Fiscal Year Ending Decemher 31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List nnmes of other
(3)(c) (4)(n) Perccnlngc of compnnics (inclmles (2) (3)(b) Title amp Position Percentage of Voting pnrtnerships) if25 or more
( I ) Prineipnl (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc 11eld Nnmc Occupntion if other Title amp Position with Subsidinrics Businesses Securities in Subsidinrics (List nnmcs ofcompnnics City Stnte thnn with with Holding (Include names (Include nnmes Holding (include nnmcs nnd percentage of voting Country Holding Compnny Compnny ofsubsidinries) of other businesses) Company of subsidiaries) securities held)
Director Northshore University Menlth System Research nnd Development Committee
Director CEC-Chicagolnnd E11trepreneurs1ip Centr
Director Hyde Pnrk Angels
Director Matter
Director Autism Home Support Services
rvliclmcl J Smal President amp CEO Director Director NIA Director 003 NIA NIA Chicngo IL USA Goga Inc lcndership Grenier Chicago
John L Sterling Director Director NIA Pm1ncr 0 1 5 NIA NIA Palos Heights IL USA Sterling Lumber Compnny I SLC- Iour C Sons LLC
Phoenix LLC
J Stephen Vanderwoude NIA Director NIA Sole Member nnd Ivlanngcr 010 NIA SKF Holdings LLC Clmpcl Hill NC USA SKr Holdings LLC (1 00)
MemberOwner Madison River Ventures Madison River Ventures LLC LLC (50)
Limited Pnrtner Piedmont Angel Network II
Director Spring Engage Inc
Clmirmnn lntvlotionNow Inc
Me111berPnrtner Triangle Angel Pnrtners
Par1ncr IDEA Fnnd 11 LI
bull Excludes educational charitable civic and other not for profit organizations 3
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
bull
Hcport ltcm 4 Insiders Exhibit D
rl lcport ltcm 4 Insiders ExhihH D
Form FR Ylti
First 1lidwcst Bancorp Inc
Itasca I l1
Fiscal Year Ending Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(h)(c)
(4)(c)
(4)(b) List names of other (3)(c) (4)(n) Percentage of companies (includes
(2) (3)(b) Title amp Position Percentage of Voting pm1ncrships) if25 or more
( I ) Principal (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc held Name Occupnlion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List nmncs ofcompnnics City State than with with Holding (Include nmncs (Include names Holding (include names nnd percentage of voting Country Holding Company Company of subsidiaries) of other businesses) Cmnpany of subsidiaries) securities held)
-I Robert P Ovlenrn NIA Chnimrnn of the Board Director NIA 064 NIA NIA
Indian River Shores PL USA First vlidwest Dank
lvlichnel L Scudder NIA Director President nnd Chier Chninnan of the 13oarltl and Cl1icfEccutivc NIA 038 NIA NIA Plainfield IL USA Executive Onicer Onicer
First 1Vlidwest Bank
Chaimrnn First Midwest Chnritnblc Foundntion
Trustee First Midwest Cnpitnl Trust I
lvlmrnger Synert) Property Moldings LLC
lvlannger Cnlalyst Asset Moldings LLC
Manager Restoration Asset Mmmgement LLC
rvlark G Snnder NIA Dircclor Senior Executive Vice Vice Clminnan of the Boarltl nml President Ivlanager 019 NIA NIA Park Ridge IL USA President and Chief Operating First ivtidwest l3nnk 15 Bcncl1sidc LLC
OOicer
Direclor Director J7irst rvtidwcst Equip1nent Finnnec Co Chicago Zoological Society
Mannger Syiiertry Property Holdings LLC
Manager Catalyst Asset Holdings LLC
Manngcr Restoration Asset Vlmmgcmenl LLC
l3arbarn A 13oigcgrnin General Secretary and CEO Director NIA Director 003 Nit Nit
Northbrook 11 USA General Bonni of Pension nnd I lea Ith Church 13cnefits Association
13cncfits ol111c United Methodist Director
Church Church AIIinnec
bull Excludes educational charitable civic and olher not for profit organlzalons
Report Item 4 Insiders Exhihit D
rl
Form FR Y-6
First ilidwcst Bancorp Inc
Itasca II_
Fiscal Year Ending Dcccmher 3 1 20 1 5
(1) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
3)(c) (4)(bull) Perccntnge of compm1ics (inclmlcs (2) (3)(b) Title amp Position Percentngc of Voting pnrtnerships) if25 or more
(I) Principnl (3)(bull) Title amp Position with Other Voting Securities in of voting securities arc held Name Occupation if other Title amp Position with Subsidinries Businesses Securities in Subsidiaries (List names of compnnies City Stnte tlmn with with Holding (Include nnmes (Include names Holding (include names nud percentage or voting Country llolding Compnny Compnny of subsidiaries) or other businesses) Compnny ofsubsidinries) securities held)
John f Chlebowski Jr NIA Director NIA Chaimrnn of the l3oard 003 NIA NIA Chicago II USA SemGroup Inc
lntcri111 Chairman of the 13oanl NRG Yield Inc
I3rother James Gaffi1ey Director Trustee and President Director NIA NIA 000 NIA NIA Romeoville IL USA Lewis University
I
llmpimler S Gill ChiefExecutivc Ollicer Director NIA Director 004 NIA NIA Elmhurst I USA CvE Group Inc CJvlE Group Inc
Dircclor Vorld Pcdemtion or Exchanges
Peter J I lenseler President Director NIA Chainnnn 002 NIA Vise Consulting Vhcaton IL USA Vise Consulling Group Inc Toy Industry Foundation ( 100)
Vice Clminmm Salt Creek Vine nnd Spirts Salt Creek Vine and Spirits LLC (50)
Vice Chairman Source l3evcmge Compnny LLC
Patrick J McDonnell President amp CEO Direclor NIA President amp CEO 004 NIA 111e McDonnell Company Lnke Forest IL USA ll1c lvlcDonncll Company LLC The vlcDonnell Company ( 1 00)
Director Auto J 1b Pmnchise Inc Director VStvl Manufocturing Director Seneca Partners
Ellen A Rudnick Executive Director Director NIA Director 005 NIA NIA Rivervoods I USA Michael PolsJY Center for Liberty lvlutual Insurance Company
Director Patterson Companies
Director I IMS Holdings Cogt
Excludes educallonal charitable civic and other not for profit organizations 2
Report l lem 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bamorp Inc bull
I tasca IL
Fiscal Year Ending Decemher 31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List nnmes of other
(3)(c) (4)(n) Perccnlngc of compnnics (inclmles (2) (3)(b) Title amp Position Percentage of Voting pnrtnerships) if25 or more
( I ) Prineipnl (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc 11eld Nnmc Occupntion if other Title amp Position with Subsidinrics Businesses Securities in Subsidinrics (List nnmcs ofcompnnics City Stnte thnn with with Holding (Include names (Include nnmes Holding (include nnmcs nnd percentage of voting Country Holding Compnny Compnny ofsubsidinries) of other businesses) Company of subsidiaries) securities held)
Director Northshore University Menlth System Research nnd Development Committee
Director CEC-Chicagolnnd E11trepreneurs1ip Centr
Director Hyde Pnrk Angels
Director Matter
Director Autism Home Support Services
rvliclmcl J Smal President amp CEO Director Director NIA Director 003 NIA NIA Chicngo IL USA Goga Inc lcndership Grenier Chicago
John L Sterling Director Director NIA Pm1ncr 0 1 5 NIA NIA Palos Heights IL USA Sterling Lumber Compnny I SLC- Iour C Sons LLC
Phoenix LLC
J Stephen Vanderwoude NIA Director NIA Sole Member nnd Ivlanngcr 010 NIA SKF Holdings LLC Clmpcl Hill NC USA SKr Holdings LLC (1 00)
MemberOwner Madison River Ventures Madison River Ventures LLC LLC (50)
Limited Pnrtner Piedmont Angel Network II
Director Spring Engage Inc
Clmirmnn lntvlotionNow Inc
Me111berPnrtner Triangle Angel Pnrtners
Par1ncr IDEA Fnnd 11 LI
bull Excludes educational charitable civic and other not for profit organizations 3
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Report Item 4 Insiders Exhihit D
rl
Form FR Y-6
First ilidwcst Bancorp Inc
Itasca II_
Fiscal Year Ending Dcccmher 3 1 20 1 5
(1) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
3)(c) (4)(bull) Perccntnge of compm1ics (inclmlcs (2) (3)(b) Title amp Position Percentngc of Voting pnrtnerships) if25 or more
(I) Principnl (3)(bull) Title amp Position with Other Voting Securities in of voting securities arc held Name Occupation if other Title amp Position with Subsidinries Businesses Securities in Subsidiaries (List names of compnnies City Stnte tlmn with with Holding (Include nnmes (Include names Holding (include names nud percentage or voting Country llolding Compnny Compnny of subsidiaries) or other businesses) Compnny ofsubsidinries) securities held)
John f Chlebowski Jr NIA Director NIA Chaimrnn of the l3oard 003 NIA NIA Chicago II USA SemGroup Inc
lntcri111 Chairman of the 13oanl NRG Yield Inc
I3rother James Gaffi1ey Director Trustee and President Director NIA NIA 000 NIA NIA Romeoville IL USA Lewis University
I
llmpimler S Gill ChiefExecutivc Ollicer Director NIA Director 004 NIA NIA Elmhurst I USA CvE Group Inc CJvlE Group Inc
Dircclor Vorld Pcdemtion or Exchanges
Peter J I lenseler President Director NIA Chainnnn 002 NIA Vise Consulting Vhcaton IL USA Vise Consulling Group Inc Toy Industry Foundation ( 100)
Vice Clminmm Salt Creek Vine nnd Spirts Salt Creek Vine and Spirits LLC (50)
Vice Chairman Source l3evcmge Compnny LLC
Patrick J McDonnell President amp CEO Direclor NIA President amp CEO 004 NIA 111e McDonnell Company Lnke Forest IL USA ll1c lvlcDonncll Company LLC The vlcDonnell Company ( 1 00)
Director Auto J 1b Pmnchise Inc Director VStvl Manufocturing Director Seneca Partners
Ellen A Rudnick Executive Director Director NIA Director 005 NIA NIA Rivervoods I USA Michael PolsJY Center for Liberty lvlutual Insurance Company
Director Patterson Companies
Director I IMS Holdings Cogt
Excludes educallonal charitable civic and other not for profit organizations 2
Report l lem 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bamorp Inc bull
I tasca IL
Fiscal Year Ending Decemher 31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List nnmes of other
(3)(c) (4)(n) Perccnlngc of compnnics (inclmles (2) (3)(b) Title amp Position Percentage of Voting pnrtnerships) if25 or more
( I ) Prineipnl (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc 11eld Nnmc Occupntion if other Title amp Position with Subsidinrics Businesses Securities in Subsidinrics (List nnmcs ofcompnnics City Stnte thnn with with Holding (Include names (Include nnmes Holding (include nnmcs nnd percentage of voting Country Holding Compnny Compnny ofsubsidinries) of other businesses) Company of subsidiaries) securities held)
Director Northshore University Menlth System Research nnd Development Committee
Director CEC-Chicagolnnd E11trepreneurs1ip Centr
Director Hyde Pnrk Angels
Director Matter
Director Autism Home Support Services
rvliclmcl J Smal President amp CEO Director Director NIA Director 003 NIA NIA Chicngo IL USA Goga Inc lcndership Grenier Chicago
John L Sterling Director Director NIA Pm1ncr 0 1 5 NIA NIA Palos Heights IL USA Sterling Lumber Compnny I SLC- Iour C Sons LLC
Phoenix LLC
J Stephen Vanderwoude NIA Director NIA Sole Member nnd Ivlanngcr 010 NIA SKF Holdings LLC Clmpcl Hill NC USA SKr Holdings LLC (1 00)
MemberOwner Madison River Ventures Madison River Ventures LLC LLC (50)
Limited Pnrtner Piedmont Angel Network II
Director Spring Engage Inc
Clmirmnn lntvlotionNow Inc
Me111berPnrtner Triangle Angel Pnrtners
Par1ncr IDEA Fnnd 11 LI
bull Excludes educational charitable civic and other not for profit organizations 3
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Report l lem 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bamorp Inc bull
I tasca IL
Fiscal Year Ending Decemher 31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List nnmes of other
(3)(c) (4)(n) Perccnlngc of compnnics (inclmles (2) (3)(b) Title amp Position Percentage of Voting pnrtnerships) if25 or more
( I ) Prineipnl (3)(n) Title amp Position with Other Voting Securities in of voting securities nrc 11eld Nnmc Occupntion if other Title amp Position with Subsidinrics Businesses Securities in Subsidinrics (List nnmcs ofcompnnics City Stnte thnn with with Holding (Include names (Include nnmes Holding (include nnmcs nnd percentage of voting Country Holding Compnny Compnny ofsubsidinries) of other businesses) Company of subsidiaries) securities held)
Director Northshore University Menlth System Research nnd Development Committee
Director CEC-Chicagolnnd E11trepreneurs1ip Centr
Director Hyde Pnrk Angels
Director Matter
Director Autism Home Support Services
rvliclmcl J Smal President amp CEO Director Director NIA Director 003 NIA NIA Chicngo IL USA Goga Inc lcndership Grenier Chicago
John L Sterling Director Director NIA Pm1ncr 0 1 5 NIA NIA Palos Heights IL USA Sterling Lumber Compnny I SLC- Iour C Sons LLC
Phoenix LLC
J Stephen Vanderwoude NIA Director NIA Sole Member nnd Ivlanngcr 010 NIA SKF Holdings LLC Clmpcl Hill NC USA SKr Holdings LLC (1 00)
MemberOwner Madison River Ventures Madison River Ventures LLC LLC (50)
Limited Pnrtner Piedmont Angel Network II
Director Spring Engage Inc
Clmirmnn lntvlotionNow Inc
Me111berPnrtner Triangle Angel Pnrtners
Par1ncr IDEA Fnnd 11 LI
bull Excludes educational charitable civic and other not for profit organizations 3
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Report ltcm 4 Insiders Exhibit D
Form FR Y-6
First ilidwcst Bancorp I nc
It1sca I L
Fiscal Vear Emlin Dcccmhcr31 2015
(l) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) Lisl nmncs of other
(3)(c) (4)(bull) Percentage or companies (includes (2) (3)(b) Title amp Position Percentage or Voting par1ncrships) if25 or more
(I) Principal (3)(bull) Title amp Position with Other Voting Securities in or voting securities nrc held Name Occupntion if other Title amp Position with Subsidiaries 13usincsscs Securities in Subsidiaries (List names or companies City Stnte than with with Molding (Include nnmcs (Include nnmcs Holding (include uames and pcrcenlnge of voting Country Holding Company Company or subsidiaries) or other businesses) Company or subsidinries) securities held)
Kent S IJclasco NIA NIA E-xecutivc Vice President Director Owner Chief Pinnncial Officer 009 NIA NIA Long Grove I L USA Chief Infommtion nnd Operations Olliccr Snfo I-louse Inc
foirst lvlidwest Bank Adjunct Professor Elmhurst CoUegc
Nicholns J Chulos NIA E-xecutivc Vice President Eecutivc Vice President Corporate Director 003 NIA NIA Onk Brook 11 USA Corporate Sccretnry Secretary mul ChicrLcgnl OOicer Boys amp Girls Clubs ofNVI Inc
nnd General Counsel First vlidwcst Bank
Direclor amp Sccrctnry First Midwest Equipment Finance Co
Paul r Clemens NIA E-xccutive Vice flrcsidcIJt nnd Eecutive Vice President and Director amp Treasurer 009 NIA NIA Bnrtlcll IL USA Chief Financial Ofliccr Chieffoiuancinl Oflicer Claire Onks Continuing Care Retirement Ctr
foirst Ivlidwest Bank
Manager NIA Synerb) Properly Holdings LLC Manager NIA Catalyst Asset Holdings LLC Manager NIA Restoration Asset Mmmgemcnt LLC Manager amp President NIA LIH Holdiugs LLC lvlmmger NIA foirst lvlidwest Holdings Inc Mmmgcr NIA FMB Invesl111c11t Ltd
Robert 11 Diedrich NIA NIA E-xecutive Vice President Director 009 NIA NIA Nnpcrvillc 11 USA Director of Vealth Manngemcnt Joliet Grade School District 86 Poundntion
Pirst Midwest 13nnk
Clminnan of 13onnl of Mnnngcrs Director Parasol Investment Mnrmgemcnl LLC Lewis University Tax amp Real Estntc Council
Director Director Lewis University Graduntc School of Lewis University Gradunte School of 13usincs
bull Excludes educalional charitable civic and other not for profit organizations 4
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
Report l cm 4 I nsiders Exhibit D
Form FR Y-lti
First 1lirlwrst Bancorp Inc
Itasca I L
Fiscal Year Enclin December 3 1 2015
(J) (2) (3)(a)(b)(c) and (4)(a)(b)(c)
(4)(c) (4)(b) List names of other
(3)(c) (4)(n) Perccntnge of companies (inclmlcs (2) (3)(b) Title amp Position Perccnlagc of Voting pnrtncrships) if25 or more
( I ) Principnl (3)(n) Title amp Position with Other Voting Securities in of voting securities are held Nnme Occupation if other Title amp Position with Subsidiaries I3usincsses Securities in Subsidiaries (List nnmcs ofco111panies City Slntc thnn with with Molding (lnclmlc nnmcs (Include names Holding (include nnmes and percentage of voting Country Holding Company Company ofsubsidinries) or other businesses) Company or subsidiaries) securities held)
Michelle Y Hoskins NIA Executive Vice President Chief Eeculivc Vice President Chief Human NIA 00 1 NIA NIA Naperville H USA Humrm Resources Officer Resources Officer
James P Hotchkiss NIA Executive Vice President Exccutive Vice President NIA 007 NIA NA Jfawlhom Voods IL USA nnd Treasurer and Treasurer
Trustee First Midwest Capital Trust I lvlanager First Midwest Holdings Inc lvlanager FlvlB Investments Ltd
Kevin L Moffitt NIA Eeculive Vice President Executive Vice President NIA 005 NIA NIA Glen Ellyn IL USA and ChiefRisk OITicer and Chief Risk Officer
First Jvlidwest Bank
Thomas M rmme NIA NIA Executive Vice President Ownerlvlannger 005 NIA Jagcr-Prnmc Investments I linsdalc 1 L USA Director of Strategic Planning and Jager-Prnme middotinvestments (50)
Consumer Banking
First lvlidwcsl Dank Owncrlvlanagcr Jager Auto LLC Jager Auto LLC (50)
Director Lawrence 1-lnll (non-profit)
Angela I- Putnam NIA NIA Senior Vice President Treasurer Silvcrleaf 003 NIA NIA Glen lllyn IL USA Chief Accounting Officer Homeowners Association
Pirst tvlidwest 13nnk
Finance Committee 000 NIA NIA 13R RynJI YMCA of Northwestern DuPage County
Michael C Spitler NIA NIA Executive Vice President NIA 003 NIA NA Vest Chicago IL USA Chief Credit omcer
First lvlidwcst Bank
Excludes cducntional clmrilablc civic and other not for profit organizations
Excludes educational charitable civic and other not for profil organizations 5
- FR Y-6 Cover Page Report Item 1 Annual Report to Shareholders
- Report Item 2a Organization Chart
- Report Item 2b Domestic Branch Listing
- Report Item 3 Securities Holders
- Report Item 4 Insiders
-
