Iub Events Definition in UMTS-Unify3G v1_0

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    Iub Event Definition in UMTS Unify3G v1.0 November 2005

    AnnexIub Event Definition in UMTS Unify3G v1.0

    November 2005

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    Confidential and Proprietary

    Copyright

    1998-2005 Actix Ltd. All Rights Reserved.

    No part of this publication may be copied, photocopied, reproduced, transmitted, transcribed, orreduced to any electronic medium or machine-readable form without the prior written consent ofActix Ltd.

    All brand names and product names included in this book are trademarks, registeredtrademarks, or trade names of their respective holders.

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    Contents

    1

    INTRODUCTION............................................................................................................4

    1.1 DIAGRAMS OVERVIEW .............................................................................................4

    2 CS EVENTS...................................................................................................................5

    2.1 UMTS_IUB_CSCALL_OUTGOING DIAGRAM............................................................5

    2.2 UMTS_IUB_CSCALL_INCOMING DIAGRAM.............................................................8

    2.3 CS_RADIO_BEARER_HANDLING DIAGRAM .............................................................9

    2.4 IUB LOCATION UPDATE DIAGRAM ..........................................................................10

    2.5 ATTRIBUTES FOR CS ON THE IUB INTERFACE ........................................................11

    3 PS EVENTS.................................................................................................................19

    3.1

    IUB PSCALL DIAGRAM..........................................................................................19

    3.2 PS_RADIO_BEARER_HANDLING DIAGRAM............................................................22

    3.3 IUB_UMTS_SMDIAGRAM.....................................................................................23

    3.4 IUB_UMTS_GMM DIAGRAM .................................................................................25

    3.5 ATTRIBUTES FOR IUB PSCALL HANDLING.............................................................27

    4 OVERVIEW OF IUB CALL TRACKING FEATURE...................................................32

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    1 Introduction

    The Event Diagrams based on Iub Interface signaling have been redesigned.The following analyses were modified:

    - CS Call Handling and Mobility Management

    - PS Call Handling, GPRS Mobility Management and Session Management

    The scope of this document is to describe the new diagrams and associated attributes.

    The last chapter is an overview of the Iub Call tracking mechanism.

    1.1 Diagrams ov erview

    Previously the event diagrams were arranged in the following way:

    XML Filename Diagram name Type of Analysis/Event

    Call_State_01UMTS_Iub_Events.aev

    Location_Update

    UMTS_Iub_Data_Events.aev UMTS_Data_Diagram

    This is the new structure:

    XML Filename Diagram name Type of Analysis/Event

    UMTS_Iub_CSCall_OutgoingMobile Originated (MO) CScall handling

    UMTS_Iub_CSCall_IncomingMobile Terminated (MT) CScall handling

    Iub_CSCall_Handling.aev

    CS_Radio_Bearer_HandlingCS Radio Bearers (Setup,Release)

    Iub_LocationUpdate.aev Iub_Location_UpdateCS Mobility Management(LAU, IMSI Attach, Detach)

    Iub_PS_CallMobile Originated (MO) andMobile Terminated (MT) PScall handling

    Iub_PS_Event_Layer.aev

    PS_Radio_Bearer_HandlingPS Radio Bearers (Setup,Release, Reconfiguration,Bitrates)

    Iub_UMTS_GMM.aev Iub_UMTS_GMMPS Mobility Management(RAU, PS Attach, PS Detach)

    Iub_UMTS_SM.aev Iub_UMTS_SM PDP Context Handling

    Iub_SHO.aev Iub_SHO Soft/Softer Handover analysis

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    2 CS Events

    Events in the CS domain are referred to services like AMR Voice Call, UDI Video Call, SMS andMobility Management procedures (IMSI Attach, Location Area Update, IMSI Detach).

    Current Iub diagrams analyze these main procedures/services:

    MOC (Voice and video)

    MTC (Voice and video)

    Location Area Updates

    IMSI Attach/Detach

    2.1 UMTS_Iub_CSCall_Ou tgo ing Diagr am

    The scope of the Iub CS Call Outgoing diagram is to trace MO CS Calls, both AMR voice (12.2

    kbps) and UDI Video (64 kbps), on the Iub interface. Originated SMSs are also tracked but noevents are set apart from the CS Call Type, which assumes the SMS value.

    Here below is shown the criteria used for the main CS Call KPIs on Iub:

    - Call Setup Failure (Iub_OutgoingCallSetupFail)

    o The SCCP Connection is refused by the MSC

    o CM Service Abort

    o Anytime before CC:Alerting, release at NAS level with any of the following CC Causeclasses:

    Resource Unavailable

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    Invalid Message

    Protocol Error

    NOTE: in case of release at NAS level without CC cause being indicated (theinformation is optional) the call setup is considered failed

    o Normal Release at NAS level due to previous RAB Setup Failure

    o Release of the underlying transport layer (RRC Connection) at anytime between RRCconnection Requestand CC:Alerting

    - Early Terminated Call Setup (Iub_OutgoingEarlyTerminatedCall)

    An Early Terminated Call is a call that does not reach the Successful Setup state but at the

    same time is not considered a Call Setup Failure, for example because the called partyrejected the call. It is important to isolate these cases because they normally do notrepresent abnormal or failure scenarios in the network.

    o Anytime between CC:Setup and CC:Alerting, release at NAS level with any of thefollowing CC Cause classes:

    Normal Event

    Service Option not Available

    Service Option not Implemented

    Typical examples of release cause that falls in these criteria are:

    - User busy

    - Call rejected

    - Unassigned number

    Also a NAS release with cause Normal Call Clearing during the Radio Bearer Setupprocedure is considered an Early Terminated Call Setup and not a Call setup Failure

    - Call Setup Successful (Iub_OutgoingCallOk)

    o CC:Alerting

    o CC:Connect Ackin case CC:Alerting is not sent (e.g. called UE is switched off andanswering machine starts)

    - Call Dropped (Iub_CallDropped)

    A call drop event can be set only if the call reached the Successful Call setup state.

    o If CC:Connect Ack message is not sent yet:

    Release at NAS level with any of the following CC Cause classes:

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    Resource Unavailable

    Invalid Message

    Protocol Erroro If CC:Connect Ack message was sent:

    Release at NAS level with any cause other than Normal Call clearing andNormal Unspecified

    NOTE: in case of release at NAS level without CC cause being indicated (theinformation is optional) the call is considered dropped

    o Release of the underlying transport layer (RRC Connection) not being preceded by arelease at NAS level.

    -

    Call Dropped beyond MSC (Iub_CallDroppedBeyondMSC)This is a special case of call drop event, which covers scenarios where the call is droppeddue to problems on the other leg of the call.

    The signaling for these calls does not show any failure, but only a call release initiated bythe MSC at NAS level. The event therefore is useful to detect drop calls even in the casethe signalling do not reveal any failure scenario in the monitored leg of the call. The reasonfor not including this scenario in the normal Call DroppedKPI is the event reflects only theuser experience (the call drops for both users) but it does not represent an actualcommunication failure in the monitored leg of the call.

    o After CC:Connect Ack message was sent:

    Release at NAS level with cause Normal Unspecified

    NOTE1: this event is peg only after reaching the Connect phase; if the MSC releases thecall with cause Normal Unspecified between the Alerting and Connect phases the call isconsidered Completed, to cope with the case of T301 expiry. Next release will allow theuser to specify the T301 value and event engine will be able to differentiate between a calldropped beyond MSC during Alerting and Connect phases and a call completion due toT301 expiry case.

    NOTE2: as described in the previous KPI definitions, when MSC release the call with aNormal Event CC Cause Class before reaching the Alerting phase the event is stampedas Early Terminated Call Setup

    - Call Completed (Iub_CallCompleted)

    o If CC:Connect Ack message is not sent yet:

    Release at NAS level with any of the following CC Cause classes:

    Normal Event

    Service option not Available

    Service option not Implemented

    o If CC:Connect Ack message was sent:

    Release at NAS level with Normal Call clearing

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    - Call Handed Over to other Iub (Iub_CallHandedOverToOtherIub)

    An Iub connection may be terminated because the UE has moved to an area that is notcovered in the logfile. In this case, the calls hand over to another part of the network andthis scenario is stamped by the event engine as a separated event, rather than a droppedcall.

    The criteria used for detecting a call handed over to another Iub is:

    o The last AAL2 connection for the call is released and all Radio Links have alreadybeen removed from the Active Set.

    The exception is when the Radio Link are removed due to Cell_DCH to Cell_FACHtransition, however this does not apply to CS calls.

    2.2 UMTS_Iub_CSCall_Inc om ing Diagram

    The scope of the Iub CS Call Incoming diagram is to trace MT CS Calls, both AMR voice (12.2kbps) and UDI Video (64 kbps), on the Iub interface. Terminated SMSs are also tracked but noevents are set apart from the CS Call Type, which assumes the SMS value.

    The criteria used for MT CS calls KPIs is the same as the one for MO CS calls (see previoussection).

    These are the attributes associated to the main KPIs:

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    Call Setup Failure Iub_IncomingCallSetupFail

    Early Terminated Call SetupIub_IncomingEarlyTerminatedCall

    Call Setup Successful Iub_IncomingCallOKCall Dropped Iub_CallDropped

    Call Completed Iub_CallCompleted

    Call Handed Over to other Iub Iub_CallHandedOverToOtherIub

    2.3 CS_Radio_Be arer_Handl ing Diagram

    The scope of the Iub CS Radio Bearer Handling diagram is to trace the behavior of CS RadioBearers. Here below is shown the criteria used for the main CS RB KPIs:

    RB Setup Failure (Iub_CSRadioBearerSetupFail)Precondition is the detection of a previous RRC: Radio Bearer Setup message in the CSdomain;

    o RRC: Radio Bearer Setup Failure

    o Release of the underlying transport layer (RRC Connection) anytime between RRC:Radio Bearer Setup and RRC: Radio Bearer Setup Complete

    Successful RB Setup (Iub_CSRadioBearerSetupOK)

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    Precondition is the detection of a previous RRC: Radio Bearer Setup message in the CSdomain;

    o RRC: Radio Bearer Setup Complete

    RB Release Failure (Iub_CSRadioReleaseSetupFail)

    Precondition is the detection of a previous RRC: Radio Bearer Release message in the CSdomain;

    o RRC: Radio Bearer Release Failure

    o Release of the underlying transport layer (RRC Connection) anytime between RRC:Radio Bearer Release and RRC: Radio Bearer Setup Complete

    Successful RB release (Iub_CSRadioBearerReleaseOK)

    Precondition is the detection of a previous RRC: Radio Bearer Release message in the CSdomain;

    o RRC: Radio Bearer Release Complete

    NOTE: In this version Channel Reconfiguration procedures in the CS domain (RB,transport channel, Physical Channel) are not handled.

    2.4 Iub Locat ion Update Diagram

    The scope of the Iub Location Update diagram is to trace Mobility Management activity of usersin the CS domain (MM) on the Iub interface.

    Here below is shown the criteria used for the main CS Mobility Management KPIs on Iub:

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    - Location Update Failure / IMSI Attach Failure

    The following scenarios trigger a LU Failure or a IMSI Attach failure depending on thevalue of Location Update Type field (Normal LU / Peiodic LU / IMSI Attach) precondition is the detection of a previous Location Update Request message:

    o MM:Location Update Reject

    o Release of the underlying transport layer (RRC Connection) at anytime betweenMM:Location Update Requestand:

    MM:Location Update Acceptif this message does not include new TMSI

    MM:TMSI Reallocation Complete if Location Update Accept messageincluded new TMSI

    NOTE: the diagram does not check any of the LU related timers (T3210..T3213, T3240,

    T3241 and T3250, T3255). Only at the release of the RRC connection in the two clausesabove listed will trigger the Location Update Failure event.

    - Successful Location Update / Successful IMSI attach

    The following scenarios trigger a successful LU or IMSI Attach depending on the value ofLocation Update Type field (Normal LU / Peiodic LU / IMSI Attach) precondition is thedetection of a previous Location Update Request message:

    o MM:Location Update Acceptif this message does not include new TMSI

    o MM:TMSI Reallocation Complete if Location Update Accept message included newTMSI

    - Detach

    o MM: Detach Indication

    2.5 Att r ibutes for CS on the Iub interface

    Attribute Values Triggers

    Mobile Originated Calls Iub attributes

    Iub_OutgoingCallOK 1 (Event)

    Successful CS MO Call Setup

    See description of KPIs in sec.

    2.1

    Iub_OutgoingCallSetupFail 1 (Event)

    CS MO Call Setup failure

    See description of KPIs in sec.2.1

    Mobile Terminated Calls Iub attributes

    Iub_IncomingCallOK 1 (Event)

    Successful CS MT Call Setup

    See description of KPIs in sec.

    2.2

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    Attribute Values Triggers

    Iub_IncomingCallSetupFail 1 (Event)

    CS MT Call Setup failure

    See description of KPIs in sec.2.2

    CS Calls generic Iub attributes

    Iub_CallCompleted 1 (Event)

    Successful CS Call Completion.

    Note there is no distinctionbetween MOC and MTC.

    See description of KPIs in sec.

    2.2

    Iub_CallDropped

    1 (Event) CS Call dropped. Note there is

    no distinction between MOCand MTC.

    See description of KPIs in sec.2.2

    Iub_CallDroppedBeyondMSC

    1 (Event) CS Call was dropped for reason

    beyond MSC, typically due toproblems in the other leg of the

    call. Note there is no distinctionbetween MOC and MTC.

    See description of KPIs in sec.2.2

    Iub_CallHandedOverToOtherIub

    1 (Event) The call handed over to an Iub

    interface that is not traced in the

    logfile

    See description of KPIs in sec.2.2

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    Attribute Values Triggers

    Iub_CallSetupFailCause

    Setting up RRC

    ConnectionRRC Connection set

    up

    Security Mode ongoing

    Security Mode OK

    Security mode Failed

    RB Setup ongoing

    RB Setup OK

    RB Setup Failed

    RB Release ongoing

    RB Release OKRB Release failed

    RRC Released

    RRC Setup Failed

    Service Requested

    Paging Replied

    AuthenticationPending

    AuthenticationCompleted

    Authentication failed

    AuthenticationRejected by UE

    T3260 Expired (NoAuth. Response)

    CC Setup sent

    Call setup successful

    (Alerting)

    Call connected

    CM Service Aborted

    Disconnected at NAS

    When possible, it identifies the

    event that caused the outgoingcall setup failure. Otherwise it

    shows the last event occurredbefore the failure

    Iub_CallDropCause

    Disconnected at NASlevel,

    Disconnected atTransport Level

    See Iu_CallDropped for triggers

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    Attribute Values Triggers

    Iub_CSCallState

    RRC Released

    Servi ce Requested

    Paging Replied

    Authentication

    Pending

    Authentication

    Completed

    Authentication failed

    AuthenticationRejected by UE

    T3260 Expired (No

    Auth. Response)

    CC Setup sent

    Call setup successful(Alerting)

    Call connected

    CM Service Aborted

    Disconnected at NAS

    level

    Disconnected at

    Transport Level

    RRC Setup

    Handover to other Iub

    Iub_CallDuration msec.

    Call duration is calculated from

    the CC:Connect ACK to the

    moment the call is completed ordropped.

    NOTE: Calls released/dropped

    between Alerting and Call setuphave Call Duration = 0

    Iub_TimeBetweenIRRC_REQandSETUP msec.

    RRC Setup time 1.

    It is calculated from the 1st

    RRC

    connection request to the RRCConnection Setup

    Iub_TimeBetweenRRC_REQandCOMP msec.

    RRC Setup time 2.It is calculated from the 1

    stRRC

    connection request to the RRCConnection Setup Complete

    Iub_TimeBetweenRRC_REQandCallStart msec.

    Call Setup time 2.

    It is calculated from the 1st

    RRC

    connection request to theCC:Alerting message

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    Attribute Values Triggers

    CS Radio Bearers Iub attributes

    Iub_CSRadioBearerSetupFail 1 (Event)CS Radio Bearer Setup Failure- See description of KPIs in sec.

    2.3

    Iub_CSRadioBearerSetupOK 1 (Event)

    Successful CS Radio Bearer

    Setup - See description of KPIsin sec. 2.3

    Iub_CSRadioReleaseSetupFail 1 (Event)

    CS Radio Bearer Release

    Failure - See description ofKPIs in sec. 2.3

    Iub_CSRadioBearerReleaseOK 1 (Event)Successful CS Radio Bearer

    Release - See description of

    KPIs in sec. 2.3

    CS Mobility Management Iub attributes

    Iub_LocationUpdateOK 1 (Event)

    Successful LAU

    See descript ion of KPIs in sec.2.4

    Iub_LocationUpdateFail 1 (Event)

    Unsuccessful LAU

    See description of KPIs in sec.

    2.4

    Iub_IMSIAttachOK 1 (Event)

    Successful IMSI Attach

    See description of KPIs in sec.

    2.4

    Iub_IMSIAttachFail 1 (Event)Unsuccessful IMSI AttachSee description of KPIs in sec.

    2.4

    Iub_CS_IMSIDetach 1 (Event)

    IMSI Detach

    See description of KPIs in sec.2.4

    Iub_LocationUpdateDuration msec.

    Duration of LU procedure.

    It is set only for successfulLocation Updates:

    TimeLU_Accept TimeLU_Req

    Or

    TimeTMSI_ReallComp TimeLU_Req

    depending on TMSI reallocation

    Iub generic attributes

    Iub_CS_Call_Type

    Not defined, Voice,

    Video, LocationUpdate, SMS, IMSIAttach, IMSI Detach

    CM service Request

    (Emergency call only), SMSsignaling, CC:Setup

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    Attribute Values Triggers

    Iub_Active_SetCount Long

    Number of Radio links in the

    Active Set.The attribute is based on the

    RRC:Active Set Update

    signaling and there is no

    discrimination between Soft andSofter Handovers

    Iub_Connection_ID LongIdentifies an AAL2 connection

    over the Iub, based on thetriplet VPI-VCI-CID

    Iub_Call_Id Long

    Iu_Call_Id uniquely identifies an

    RRC connection over the Iubinterface within a logfile. The

    attribute is relevant for signalingmessages only (RRC and L3,NBAP, ALCAP)

    Used to extract the signalling of

    a call over Iub

    Iub_Call_Id_Inc_UserPlane Long

    Iub_Call_Id_Inc_UserPlane

    uniquely identifies an RRC

    connection and the associated

    User plane connections overthe Iub interface within a logfile.

    Used to extract the signaling

    (RRC and L3, NBAP, ALCAP)and User Plane of a call over

    Iub.

    IubIu_Call_Id Long IubIu_Call_Id uniquely identifies

    a connection across Iub and Iu

    interfaces. The attribute is

    relevant for signaling messagesonly (NBAP, ALCAP, RRC,

    NAS, SCCP, RANAP)

    NOTE: If the UE has SCCP

    connections on both Iu-CS andIu-PS interfaces then two

    different IubIu_Call_Id will beallocated

    Used to extract the signalingand User plane of a call over Iuand Iub

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    Attribute Values Triggers

    IubIu_Call_Id_Inc_UserPlane Long IubIu_Call_Id_Inc_UserPlane

    uniquely identifies a connectionover Iu and Iub interface,including user plane data.

    NOTE: If the UE has SCCP

    connections on both Iu-CS andIu-PS interfaces then two

    differentIubIu_Call_Id_Inc_UserPlanewill be allocated

    Used to extract the signaling

    and User plane of a call over Iuand Iub

    NOTE: User Plane over Iu-CSinterface is not tracked

    Iub L2 attributes (Frame protocol MAC RLC)

    UPFP_TFITransport Format Indicator

    Protocol: FP

    UPFP_QualityEstimate Quality Estimate field

    Protocol: DCH FP

    UPFP_CRCIndicatorCRC Indicator

    Protocol: FP (UL only)

    UPFP_ChanType Logical channel number

    Protocol: RLCUPFP_AMD_SequenceNumber_UL[ ] Array of Uplink AM PDU

    sequence numbers sent in oneTTI

    Protocol: RLC

    UPFP_AMD_SequenceNumber_DL[ ] Array of Downlink AM PDU

    sequence numbers sent in oneTTI

    Protocol: RLC

    UPFP_UMD_SequenceNumber_UL[ ] Array of Uplink UM PDU

    sequence numbers sent in oneTTI

    Protocol: RLC

    UPFP_UMD_SequenceNumber_DL[ ] Array of Downlink UM PDU

    sequence numbers sent in oneTTI

    Protocol: RLC

    UPFP_PollingBit Polling bit for AM RLC PDUs

    Protocol: RLC

    UPFP_ControlType Type of RLc Control PDU

    Protocol: RLC

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    Attribute Values Triggers

    UPFP_FrameProtBler

    Iub_FP_SUFI_Type SUFI type of for RLC PDU

    Protocol: RLC

    Iub_FP_SUFI_MRW_SN

    Iub_FP_SUFI_MRW_N

    Iub_FP_SUFI_LIST_SN

    Iub_FP_SUFI_LIST_L

    Iub_FP_SUFI_BITMAP

    Iub_FP_SUFI_CW

    Iub_FP_SUFI_LSN Last sequence number

    acknowledged

    Protocol: RLC

    Iub_FP_SUFI_WSN

    Iub_FP_SUFI_FSN

    Iub_FP_SUFI_SN_ACK

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    3 PS Events

    Events in the PS domain are referred to services like Web Browsing, File download, VideoStreaming, MMS, Session Management procedures (PDP Context Activation/Deactivation) andMobility Management procedures (PS Attach, Routing Area Update, PS Detach).

    It should be noted that the PS event diagrams on Iub do not handle events in the applicationlayer (e.g. FTP, HTTP). From the radio technology point of view, all these application servicesrely on underlying Packet Calls.

    There could be more than one definition of Packet Call over the Iub interface. For example, aPacket Call can be considered equivalent to a PDP Session or to PS RB Session; in thefollowing sections the definition of packet calls over the Iub interface adopted by Actix isdescribed.

    Current Iub diagrams handle these main procedures/services:

    PS MOC (Packet Switch Mobile Originated Call)

    PS MTC (Packet Switch Mobile Terminated Call)

    PDP Context Activation/Deactivation

    Routing Area Updates

    PS Attach/Detach

    3.1 Iub PS Call Diagram

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    Unlike CS call handling, only one diagram traces PS Calls.

    Definition of PS call over the Iub Interface:

    A PS call is equivalent to a PS RB instance, provided that physical resources associatedwith the RB have been assigned at least once during the RB lifetime. It is possible for thenetwork to establish a PS RB without actually assigning any physical resource (Channelizationcode) to the mobile for that data connection. This is not considered a PS call. If later on thenetwork reconfigures the RB and assigns an underlying physical resource, then the eventengine will recognize it as a PS call.

    A PS call does not necessarily starts at the RB Setup RRC procedure. Whenever it is possibleto derive from the signaling that an attempt to establish a PS call is ongoing, even before the RBsetup phase, an attempt of establishing a PS call is detected by the diagram. For example, aService Request message with service type Data implies that a RB and the associatedphysical resources need to be established to transfer data for the new service requested.

    Details on the triggers for PS Calls related events are provided below in the KPIs description.

    - PS Call Setup Failure (Iub_OutgoingCallSetupFail_PS, Iub_IncomingCallSetupFail_PS)

    For PS connections initiated with a Service Requestwith Service Type different fromSignaling:

    o Service Reject

    o Release of the underlying transport layer (RRC Connection or PS Signalingconnection) at anytime between Service Requestand RB Setup

    For any PS connection:

    o RB Setup failure, regardless of the dedicated physical resources requested in the RBSetup message.

    o Activation PDP Context Reject(if not due to RB Setup failure see above trigger)

    o Release of the underlying transport layer (RRC Connection or PS Signalingconnection) at anytime between RB Setup and successful completion of the CallSetup (RB setup completeorActivation PDP Context Accept)

    - PS Call Setup Successful (Iub_OutgoingCallOK_PS, Iub_IncomingCallOK_PS)

    o RB Setup Complete if:

    The PS Radio Bearer has physical resources allocated (it is possible to setup a PSRB without actually allocated any physical resource. This procedure is typicallyfollowed by a reconfiguration, which assigns the physical resources)

    and

    the RB Setup procedure is not part of a PDP Context Activation (the PDP Contextis already established - this is a typical scenario in always-on network)

    o RB/Transport Channel Reconfiguration Complete for PS Radio Bearers previously setup without physical resources. The reconfiguration will have to allocate dedicatedphysical resources to the Radio Bearer

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    o Activation PDP Context Acceptif the associated PS Radio Bearer has physicalresources allocated

    - PS Call Dropped (Iub_CallDropped_PS)

    A call drop event can be set only if the call reached the Successful Call setup state.

    o RRC Release with a release cause different from Normal Release or UserInactivity or Directed Signaling Connection Re-establishment

    o PS Signaling Connection Release

    o Any abnormal release of the underlying transport layer, i.e. without RRCConnection/PS Connection Release

    o

    PDP Context Deactivation Requestwith cause different from Regular Deactivation

    - PS Call Completed (Iub_CallCompleted_PS)

    o RRC Release with any of the following release causes:

    Directed Signaling Connection Re-establishment

    User Inactivity

    Normal release

    o PDP Context Deactivation Requestwith cause Regular Deactivation

    o Detach Request

    - Call Handed Over to other Iub (Iub_CallHandedOverToOtherIub)

    See the description in the CS Mobile Originated call section

    - PS Call switched to Cell_FACH state (Iub_CallSwitchedToCellFACH)

    o RB / Transport Channel / Physical Channel Reconfiguration with RRC state indicatorset to Cell_FACH

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    3.2 PS_Radio_Bearer_Hand ling diagram

    The scope of the Iub PS Radio Bearer Handling diagram is to trace the behavior of PS RadioBearers. Here below is shown the criteria used for the main PS RB KPIs:

    - RB setup Failure (Iub_PSRadioBearerSetupFail)

    Precondition is the detection of a previous RRC: Radio Bearer Setup message in the PSdomain;

    o RRC: Radio Bearer Setup Failure

    o Release of the underlying transport layer (RRC Connection) anytime between RRC:Radio Bearer Setup and RRC: Radio Bearer Setup Complete

    - Successful RB setup (Iub_PSRadioBearerSetupOK)

    Precondition is the detection of a previous RRC: Radio Bearer Setup message in the PSdomain;

    o RRC: Radio Bearer Setup Complete

    - RB Release Failure (Iub_PSRadioReleaseSetupFail)

    Precondition is the detection of a previous RRC: Radio Bearer Release message in the PSdomain;

    o RRC: Radio Release Setup Failure

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    o Release of the underlying transport layer (RRC Connection) anytime between RRC:Radio Bearer Release and RRC: Radio Bearer Setup Complete

    - Successful RB release (Iub_PSRadioBearerReleaseOK)

    Precondition is the detection of a previous RRC: Radio Bearer Release message in the PSdomain;

    o RRC: Radio Bearer Release Complete

    - PS Reconfiguration Failure (Iub_PSReconfFail)

    Precondition is the detection of a previous reconfiguration request in the PS domain (RRC:Radio Bearer Reconf. / Transport Channel reconf. / Physical Channel Reconf.) ;

    o

    RRC: Radio Bearer / Transport channel / Physical Channel Reconfiguration Failureo Release of the underlying transport layer (RRC Connection) anytime between the

    Reconfiguration request and the corresponding Complete message

    - Successful PS Reconfiguration (Iub_PSReconfOK)

    Precondition is the detection of a previous reconfiguration request in the PS domain (RRC:Radio Bearer Reconf. / Transport Channel reconf. / Physical Channel Reconf.) ;

    o RRC: Radio Bearer / Transport channel / Physical Channel Reconfiguration Complete

    3.3 Iub_UMTS_SM diag ram

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    The scope of the Iub UMTS SM Diagram is to trace on the Iub interface the SessionManagement activity of users (SM).

    Here below is shown the criteria used for the main Iub Session Management KPIs:

    - PDP Context Activation Failure (Iub_PS_PDPAct_From_UE_Fail,Iub_PS_PDPAct_From_NW_Fail)

    The following scenarios trigger PDP Context Activation failure (precondition is thedetection of a previous SM:Activate PDP Context Requestmessage):

    o SM:Activate PDP Context Reject

    o T3385 expiry

    o Release of the underlying transport layer (RRC / PS Signaling Connection) at anytimebetween SM:Activate PDP Context Requestand SM:Activate PDP Context Accept

    The difference between the two KPIs is in the entity that requested the activation of thePDP context, UE (From_UE) or Network (From_NW).

    - Successful PDP Context Activation (Iub_PS_PDPAct_From_UE_OK,Iub_PS_PDPAct_From_NW_OK)

    The following scenarios trigger PDP Context Activation failure (precondition is thedetection of a previous SM:Activate PDP Context Requestmessage):

    o SM:Activate PDP Context Accept

    The difference between the two KPIs is in the entity that requested the activation of the PDPcontext, UE (From_UE) or Network (From_NW).

    - PDP Context Deactivation Failure (Iub_PS_PDPDeact_From_UE_Fail,Iub_PS_PDPDeact_From_NW_Fail)

    The following scenarios trigger PDP Context Deactivation failure (precondition is thedetection of a previous SM:Deactivate PDP Context Requestmessage):

    o SM:Deactivate PDP Context Reject

    o T3395 expiry

    o Release of the underlying transport layer (RRC / PS Signaling Connection) at anytimebetween SM:Deactivate PDP Context Requestand SM:Deactivate PDP ContextAccept

    - Successful PDP Context Activation (Iub_PS_PDPDeact_From_UE_OK,

    Iub_PS_PDPDeact_From_NW_OK)

    The following scenarios trigger PDP Context Deactivation failure (precondition is thedetection of a previous SM:Deactivate PDP Context Requestmessage):

    o SM:Deactivate PDP Context Accept

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    The difference between the two KPIs is in the entity that requested the deactivation of thePDP context, UE (From_UE) or Network (From_NW).

    3.4 Iub_UMTS_GMM diagram

    The scope of the Iub UMTS GMM Diagram is to trace on the Iub interface the MobilityManagement activity of users PS domain (GMM).

    Here below is shown the criteria used for the main Iub PS Mobility Management KPIs:

    - PS Attach Failure (Iub_PS_Attach_Fail)

    The following scenarios trigger PS Attach failure (precondition is the detection of aprevious Attach Request message):

    o GMM:Attach Reject

    o Release of the underlying transport layer (RRC / PS Signaling Connection) at anytimebetween GMM:Attach Requestand:

    GMM:Attach Accept if this message does not include new P-TMSI

    GMM:TMSI Reallocation Complete if Attach Accept message includednew P-TMSI

    o T3350 expiry

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    - Successful PS attach (Iub_PS_Attach_OK)

    The following scenarios trigger a successful PS Attach - precondition is the detection ofa previous Attach Request message:

    o GMM:Attach Acceptif this message does not include new P-TMSI

    o GMM:P-TMSI Reallocation Complete if Attach Accept message included new P-TMSI

    - Routing Area Update Failure (Iub_PS_RAU_Fail)

    The following scenarios trigger RAU failure (precondition is the detection of a previousRAU Request message):

    o GMM:Routing Area Update Reject

    o Release of the underlying transport layer (RRC / PS Signaling Connection) at anytimebetween 1

    stRAU Requestattempt and:

    GMM:RAU Acceptif this message does not include new P-TMSI

    GMM:P-TMSI Reallocation Complete if RAU Accept message includednew P-TMSI

    o T3350 expiry

    - Successful Routing Area Update (Iub_PS_RAU_OK)

    The following scenarios trigger a successful Routing Area Update - precondition is the

    detection of a previous RAU Request message:o GMM:Routing Area Update Acceptif this message does not include new P-TMSI

    o GMM:P-TMSI Reallocation Complete if RAU Accept message included new P-TMSI

    - PS Detach Failure (Iub_PS_Detach_Fail)

    The following scenarios trigger a PS Detach failure - precondition is the detection of aprevious GMM: Detach Request message:

    o T3321 expiry

    o Release of the underlying transport layer (RRC / PS Signaling Connection) at anytime

    between 1st

    Detach Requestattempt and Detach Acceptwhen the Detach is UEinitiated

    - Successful PS Detach (Iub_PS_Detach_OK)

    The following scenarios trigger a successful PS Detach - precondition is the detection ofa previous GMM: Request message:

    o GMM:Detach Acceptmessage in case of UE initiated Detach

    o The GMM: Detach Requestmessage itself in case of Network initiated Detach

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    3.5 Att r ib utes for Iub PS Call Handling

    Attribute Values Triggers

    PS Calls attributes

    Iub_OutgoingCallOK_PS 1 (Event)Successful PS MO Call Setup

    See description of KPIs in sec. 3.2

    Iub_OutgoingCallSetupFail_PS 1 (Event)PS MO Call Setup failure

    See description of KPIs in sec. 3.2

    Iub_IncomingCallOK_PS 1 (Event)Successful PS MT Call Setup

    See description of KPIs in sec. 3.2

    Iub_IncomingCallSetupFail_PS 1 (Event)PS MT Call Setup failure

    See description of KPIs in sec. 3.2

    Iub_CallCompleted_PS 1 (Event)

    Successful PS Call Completion. Note

    there is no distinction between MOC

    and MTC.

    See description of KPIs in sec. 3.2

    Iub_CallDropped_PS 1 (Event)

    PS Call dropped. Note there is no

    distinction between MOC and MTC.

    See description of KPIs in sec. 3.2

    Call Handed Over to other Iub 1 (Event)Same event used in CS domain (seedescription in sec. 2.2 )

    Iub_CallSwitchedToCellFACH 1 (Event)

    The network switched the user to

    Cell_FACH state.See description of KPIs in sec. 3.2

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    Attribute Values Triggers

    Iub_PSCallState

    RRC Released

    Service Requested

    Paging Replied

    Authentication Pending

    Authentication Completed

    Authentication failed

    Authentication Rejected byUE

    T3360 Expired (No Auth.

    Response)

    PDP Act. Pending

    PDP Act.CompletePDP Act. Rejected

    PS RB Setup ongoing

    RB Setup completed

    RB setup failed

    Channel Reconf.

    RB Release

    Channel Reconf.Complete

    Channel Reconf.Failed

    Service rejected

    Call Setup FailedCall Released

    Call Dropped

    RRC Setup

    Switched to Cell_FACH state

    Handover to other Iub

    It keeps track of the Iub call

    sequence of a PS call

    PS_Background

    RRC Request.

    NOTE: interactive, streaming,

    conversational type of calls can

    occur in both CS and PS domain,

    therefore it is possible to set the PS

    call type at the RRC ConnectionRequest only for the Background

    case (apart from GMM-relatedcauses)

    PS_Interactive

    PS_Streaming

    PS_Conversational

    Activate PDP Context Accept (Trafficclass)

    PS Registration (Attach/RAU)GMM:Attach Request

    GMM:RAU Request

    Iub_PS_Call_Type

    PS Detach GMM: Detach Indication

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    Attribute Values Triggers

    PS Radio Bearers Iub attributes

    Iub_PSRadioBearerSetupFail 1 (Event) PS Radio Bearer Setup Failure - Seedescription of KPIs in sec. 3.2

    Iub_PSRadioBearerSetupOK 1 (Event)Successful PS Radio Bearer Setup -See description of KPIs in sec. 3.2

    Iub_PSRadioReleaseSetupFai

    l1 (Event)

    PS Radio Bearer Release Failure -

    See description of KPIs in sec. 3.2

    Iub_PSRadioBearerReleaseO

    K1 (Event)

    Successful PS Radio Bearer

    Release - See description of KPIs insec. 3.2

    Iub_PSReconfFail 1 (Event)PS Reconfiguration Failure - Seedescription of KPIs in sec. 3.2

    Iub_PSReconfOK 1 (Event) Successful PS Reconfiguration - Seedescription of KPIs in sec. 3.2

    Iub_PS_AllocatedRated

    No RB

    No Physical Channel

    8 kbps

    16 kbps

    32 kbps

    64 kbps

    128 kbps

    256 kbps

    384 kbps

    This is the maximum user data rate

    allocated for a specific PS RBconfiguration. The value is normally

    changed via a

    setup/release/reconfigurationprocedure

    Iub_PS_RateDuration msec.The time a certain PS rate isallocated for

    PDP attributes

    Iub_PS_PDPAct_From_UE_O

    K1 (Event)

    Successful PDP Context Activationinitiated by UE

    See description of KPIs in sec. 3.3

    Iub_PS_PDPAct_From_NW_OK

    1 (Event)

    Successful PDP Context Activationinitiated by network

    See description of KPIs in sec. 3.3

    Succ_1_Attempt..

    Succ_5_Attempt

    In case of a successful PDP Context

    Activation, it indicates the number ofActivate PDP Context Request

    messages sent, within the sameRRC Connection

    Rejected SM: Activate PDP Context Reject

    Iub_PS_PDPAct_From_UE,

    Iub_PS_PDPAct_From_NW

    AbortedT3385 expiry of or release ofunderlying radio connection

    Iub_PS_PDPAct_From_UE_F

    ail1 (Event)

    Failure in PDP Context Activationinitiated by UE

    See description of KPIs in sec. 3.3

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    Attribute Values Triggers

    Iub_PS_PDPAct_From_NW_F

    ail 1 (Event)

    Failure in PDP Context Activation

    initiated by networkSee description of KPIs in sec. 3.3

    Iub_PS_PDPDeact_From_UE

    _OK1 (Event)

    Successful PDP ContextDeactivation initiated by UE

    See description of KPIs in sec. 3.3

    Iub_PS_PDPDeact_From_NW_OK

    1 (Event)

    Successful PDP ContextDeactivation initiated by network

    See description of KPIs in sec. 3.3

    Succ_1_Attempt

    ..

    Succ_5_Attempt

    In case of a successful PDP Context

    Deactivation, it indicates the number

    of Deactivate PDP Context Request

    messages sent, within the sameRRC Connection

    Rejected SM: Deactivate PDP Context Reject

    Iub_PS_PDPDeact_From_UE,Iub_PS_PDPDeact_From_NW

    AbortedT3395 expiry of or release ofunderlying radio connection

    Iub_TimeBetweenPDP_ReqAndAct

    msec.TimeAtcDPAcc - TimeActDPReq

    Iub_TimeBetweenPDP_ReqA

    ndDeActReqmsec.

    TimeDeaPDPReq - TimeActPDPReq

    Iub_TimeBetweenPDP_Deact

    ReqAndDeActmsec.

    TimeDeaPDPAcc TimeDeaPDPReq

    Iu-PS Mobility Management attributesSucc_1_Attempt

    ..

    Succ_5_Attempt

    In case of a successful PS Attach, itindicates the number of Attach

    Request messages sent, within thesame RRC Connection

    Rejected GMM: Attach RejectIub_PS_Attach

    AbortedT3350 expiry or release ofunderlying radio connection

    Iub_PS_Attach_OK 1 (Event)Successful PS Attach

    See description of KPIs in sec. 3.4

    Iub_PS_Attach_Fail 1 (Event)Unsuccessful PS Attach

    See description of KPIs in sec. 3.4

    Iub_PS_Attach_Duration msec.

    Duration of PS Attach procedure.

    It is set only for successful PS

    Attach:

    TimeAtt_Accept TimeAtt_Req

    Or

    TimeAtt_Comp TimeAttt_Req

    depending on P-TMSI reallocation

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    Attribute Values Triggers

    Succ_1_Attempt

    ..Succ_5_Attempt

    In case of a successful RAU, it

    indicates the number of RAURequest messages sent, within thesame RRC connection

    Rejected GMM: RAU RejectIub_PS_RAU

    AbortedT3350 expiry or release ofunderlying radio connection

    Iub_PS_RAU_OK 1 (Event)Successful Routing Area Update

    See description of KPIs in sec. 3.4

    Iub_PS_RAU_Fail 1 (Event)Unsuccessful Routing Area Update

    See description of KPIs in sec. 3.4

    Iub_PS_RAU_Duration msec.

    Duration of RAU procedure.

    It is set only for successful RAU:

    TimeRAU_Accept TimeRAU_Req

    Or

    TimeRAU_Comp TimeRAU_Req

    depending on P-TMSI reallocation

    Iub_PS_DetachSucc_1_Attempt

    ..

    Succ_5_Attempt

    In case of a successful Detach, it

    indicates the number of Detach

    Indication messages sent, within the

    same RRC connection. This isapplicable only for UE initiated PS

    Detach

    Iub_PS_Detach_OK 1 (Event) Successful PS DetachSee description of KPIs in sec. 3.4

    Iub_PS_Detach_Fail 1 (Event)Unsuccessful PS Detach

    See description of KPIs in sec. 3.4

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    4 Overview of Iub Call tracking feature

    Iub Call tracking allows to extract the messages (both signaling and user plane) for a particularcall from an Iub trace, which typically present interleaved traffic from different calls.

    The benefit is being able to isolate the messages of interest for specific connections from theoften-confusing view of an Iub trace.

    The following are the scenarios covered by the Call Tracking over Iub:

    All the calls that include the RRC Connection Setup phase

    Soft/Softer Handover tracking; Soft Handover tracking provided that the relevant Iubsare monitored in the same logfile

    Calls in Cell_DCH state only

    Notes:- If the user moves hand over to a NodeB whose Iub interface is not monitored in the

    logfile, the call tracking algorithm set the final status of the call to Handed Over to otherIub

    - If the user moves to Cell_FACH state the call tracking algorithm set the final status of thecall to UE switched to Cell_FACH

    - A user starting a call in a NodeB whose Iub interface is not monitored in the logfile andthen handing over to the monitored Iub will be normally tracked

    - A user performing a Cell_FACH to Cell_DCH transition will be tracked from the momentthe transition is completed

    - The call tracking algorithm needs to know the mapping between VPI+VCI andAAL2 Path Id. The mapping is derived by the information transmitted in the RRCConnection Setup phase, using ALCAP and NBAP information elements. If anAAL2 connection is used for purposes other than the RRC Connection Setup (eg.Soft Handover RL Setup or Cell_FACh to Cell_DCH transition) and the Path IDwhere this AAL2 connection is setup is not in the mapping table then the traffic onthe AAL2 connection is not tracked.

    While this limitation does not create issues in a live network log (where thenumber of RRC connections established is very high), it may affect analysis oflogs taken in more controlled environment like lab tests.

    Attributes related to Iub Call Tracking

    Iub_Call_Id: only the L3 signaling messages of the call are assigned a value

    Iub_Call_Id_Inc_UserPlane: all the traffic (signaling, user data, RLC PDUs and most of theFrame Protocol messages) is assigned a value

    IubIu_Call_Id, IubIu_Call_Id_Inc_UserPlane are used in the same way whenever a logfile

    includes both Iub and Iu interface traces.