ITR NO: ITR002 PROJECT NO: R7096 PROJECT NAME: …

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1 ITR NO: ITR002 PROJECT NO: R7096 PROJECT NAME: R7096. AIR 7000 PHASE 2B – FACILITIES REQUIREMENTS FOR THE MARITIME PATROL AIRCRAFT REPLACEMENT CAPABILITY PROJECT RAAF BASE EDINBURGH, SA SUBCONTRACT WORKS INVITATION TO REGISTER INTEREST MAIN APRON RECONSTRUCTION CIVIL ENGINEERING TRADE PACKAGE Please note: matters in [SQUARE BRACKETS AND BOLD] or highlighted are to be completed by the Applicant before submitting a Registration of Interest.

Transcript of ITR NO: ITR002 PROJECT NO: R7096 PROJECT NAME: …

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ITR NO: ITR002

PROJECT NO: R7096

PROJECT NAME: R7096. AIR 7000 PHASE 2B – FACILITIES

REQUIREMENTS FOR THE MARITIME PATROL AIRCRAFT

REPLACEMENT CAPABILITY PROJECT RAAF BASE

EDINBURGH, SA

SUBCONTRACT WORKS

INVITATION TO REGISTER INTEREST

MAIN APRON RECONSTRUCTION – CIVIL ENGINEERING

TRADE PACKAGE

Please note:

matters in [SQUARE BRACKETS AND BOLD] or highlighted are to be completed by the

Applicant before submitting a Registration of Interest.

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1. INFORMATION FOR APPLICANTS

1.1 The Works and the Project

Lendlease’ South Australian Building Business has been awarded the Managing Contractor role for the

delivery phase of this large scale Commonwealth project. Works commenced in Q2 2016 and are to be

completed in Q4 2018, with priority trade tendering and procurement currently ongoing. The AIR7000

Phase 2B Project at Edinburgh Base involves the construction of new facilities required for the delivery

of the new P-8A Poseidon Aircrafts.

Whilst registrations for trade packages have been concluded the Managing Contractor is now seeking

specific registration for the;

Main Apron Reconstruction – Civil Engineering Trade Package

Incorporating scope such as, but not limited to extensive:

- Bulk earthworks

- Stormwater installations

- Subgrade preparation

- Transition pavement preparations

- Taxi-lane Flexible Pavements

- Concrete Apron Pavements

- Aircraft Pavement Marking

- Coordination with other Subcontract works, such as but not limited to, Fuel Systems, Aircraft

Ground Lighting and Infrastructure services installations.

This integrated scope of works forms a significant component, circa $30mil AUS, of the greater Air 7000

Phase 2B Project; therefore the Managing Contractor is seeking genuine registrations of interest from

Subcontractors with relevant experience, resources and scale to successfully deliver the works.

Similar registrations were sought in late 2015 and the assessment process remained incomplete due to

ongoing design finalisation. Past registrants who were notified as being unsuccessful are ineligible to

again register, however others not notified remain eligible to again register interest and are required to do

so to remain in consideration.

More information regarding the design and scope of works can be sourced within the ICN web page

attachments and it is appropriate registration responses demonstrate experience and capability in

reference to this trade package key elements.

To register your expression of interest and be considered for tendering of the trade works, please register

under the relevant work package within the ICN webpage (only). For registrations to be considered

valid, all information as requested on the attached Invitation to Register Interest document and Invitation

to Register Questionnaire must be returned complete and conditions of registration satisfied.

Applicants are required to register by Friday 16th September 2016. Registrations of Interest received

after this date may not be considered. Should you require further information relating to the project,

please clink on the link -http://www.defence.gov.au/id/Air7000Phase2B/Default.asp or send an email on

[email protected].

Listing Period : 5/9/16 to 16/9/16

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The works and the project described in this Invitation to Register Interest are subject to the Public Works Committee

Act 1969 (Cwlth)

1.2 Form of Contract

At the time of issuing this Invitation to Register Interest, Lend Lease Building Contractors Pty Ltd (Contractor)

intends to procure the Subcontract Works under the Defence Medium or Major Works Subcontract using (MESC-

12003 or MASC-1 2004). This is a standard form contract and is available from the Defence Estate Quality

Management System internet site located at www.defence.gov.au/estatemanagement.

1.3 Timeframe

At the time of issuing this Invitation to Register Interest, the Apron works are anticipated to commence in Quarter 4

2016 with completion on or before mid-2018.

1.4 Estimated Value of the Works and the Project

At the time of issuing this Invitation to Register Interest, the estimated value of the works of the project is $383

million.

2. SELECTION PROCESS AND EVALUATION CRITERIA

This is the first phase of a two phase selection process from which the Contractor will invite entities to tender for the

works.

Entities interested in selection for the tender phase (Applicants) are requested to provide a clear and succinct

statement of their capabilities for the works in a response to the Invitation to Register Interest (Registration of

Interest).

Subject to the Invitation to Register Interest, in considering the Registration of Interest, the Contractor:

(a) will apply the following evaluation criteria:

(i) Schedule A Registration of Interest. General Information Only;

(ii) Schedule B Compliance. To the extent to which the Applicant has demonstrated

compliance with the Building Code 2013 (noting that the type of information the Contractor

is seeking is outlined in Annexure 1 – Building Code, item C);

(iii) Schedule C Workload and Resources. The extent to which the Applicant has demonstrated

that it has the availability and ability to resource the Subcontract Works (noting the type of

information it is seeking is outlined in Schedule C Workload and Resources);

(iv) Schedule D Capability Statement. The extent to which the Applicant has demonstrated

that it has the experience and ability to perform the Subcontract Works;

(v) Schedule E Management Systems. The extent to which the Applicant has Safety, Quality

and Environmental management systems (noting the type of information it is seeking is

outlined in Schedule E Management Systems);

(vi) Schedule F Previous Performance. The extent to which the Applicant has demonstrated

that it has the experience and ability to perform the Subcontract Works (noting the type of

information it is seeking is outlined in Schedule F Previous Performance); and

(vii) Schedule G Financial and Insurances.

(b) may (in its absolute discretion):

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(i) obtain and take into account information from its own inquiries and investigations, including

from referees on prior or current projects on which an Applicant may have been involved

(whether or not nominated by the Applicant in its Registration of Interest);

(ii) without limiting any other right or remedy of the Contractor, decide not to evaluate a

Registration of Interest (or continue to evaluate a Registration of Interest) if the Applicant

has failed to comply with any of its obligations in this Invitation to Register Interest or has

otherwise acted inconsistently with the registration of interest process.

3. REGISTRATION OF INTEREST

3.1 Conforming Registration of Interest, including Closing Time and Date, Minimum

Form and Content Requirement and Conditions for Participation

(a) To submit a conforming Registration of Interest:

(i) the Registration of Interest & questionnaire must be submitted:

A. to:

www.AIR70002BLendleaseRAAFbaseEDN.icn.org.au ; and

B. by 5pm (local Adelaide time) on 16th

September 2016 (or such later date as is

notified to the Applicant by the ITR Administrator in writing);

(ii) the Registration of Interest must satisfy the minimum form and content requirement being

that the Applicant must complete and submit Annexure 1 - Building Code 2013; and

(iii) the Applicant must, at the time of submitting its Registration of Interest, satisfy:

A. each condition for participation as follows:

1) the Applicant complies with the Building Code 2013; and

2) the Applicant must not be precluded from tendering for Australian

Government funded work or specifically excluded from participating

in this registration of interest process; and

B. each additional condition for participation stated in Annexure 2 - Additional

Conditions for Participation (if any).

(b) By submitting a Registration of Interest, the Applicant acknowledges that neither the Commonwealth nor

the Applicant intends to create any contract or other relationship under which the Commonwealth is

legally obliged to conduct the registration of interest process for the works in any manner or to proceed

to tender the works on the basis set out in this Invitation to Register Interest or any other basis and that

there is in fact no such contract or other relationship in existence.

3.2 Non-Conforming Registration of Interest

In submitting its Registration of Interest, the Applicant acknowledges and agrees that:

(a) If the Tenderer did not submit its Tender in accordance with Clause 3.1(a), then the Contractor (in its

absolute discretion) may consider the Tender to be non-conforming and may not be evaluated (or

continue to be evaluated);

(b) it is responsible for submitting its Registration of Interest in accordance with clause 3.1(a)(i) and

managing all surrounding risks, including those associated with mishandling by a courier or mail service

provider engaged by the Applicant, travel arrangements and weather conditions;

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(c) if the Registration of Interest does not satisfy the minimum form and content requirement specified in

clause 3.1(a)(ii), then the Registration of Interest will be regarded as non-conforming and will not be

evaluated (or continue to be evaluated) unless the Contractor considers (in its absolute discretion) that

the failure to satisfy the minimum form and content requirement was due to an unintentional error by the

Applicant and the Contractor (in its absolute discretion) seeks, reviews and accepts any correction to the

unintentional error; and

(d) if it does not satisfy each condition for participation specified in clause 3.1(a)(iii), then the Registration

of Interest will be regarded as non-conforming and will not be evaluated (or continue to be evaluated).

3.3 Administrative Arrangements

(a) One copy of the Invitation to Register Interest will be supplied to the Applicant without charge.

(b) To assist the Contractor in identifying the Applicant, identifying its Registration of Interest and

evaluating its Registration of Interest, the Applicant is requested to:

(i) provide the information requested in:

A. Prequalification Questionnaire Schedule A - Registration of Interest Form;

B. Prequalification Questionnaire Schedule B – Compliance including Annexure 1

Building Code 2013;

C. Prequalification Questionnaire Schedule C – Workload and Resources;

D. Prequalification Questionnaire Schedule D – Capability Statement;

E. Prequalification Questionnaire Schedule E – Management Systems;

F. Prequalification Questionnaire Schedule F – Previous Performance;

G. Prequalification Questionnaire Schedule G - Financial and Insurances and

(ii) ensure that all contents are readable by using appropriate print colours and font sizes

(equivalent to at least Arial 10 point or Times New Roman 11 point); and

(iii) ensure that all contents, alterations and erasures are clearly and legibly stated and initialled

by the Applicant (if applicable),

but these are not minimum form and content requirements for its Registration of Interest.

4. QUESTIONS, AMENDMENTS TO INVITATION TO REGISTER INTEREST AND

INFORMATION DOCUMENTS

(a) If an Applicant finds any discrepancy, error or omission in the Invitation to Register Interest or has any

question or wishes to make any enquiry regarding the Invitation to Register Interest or the registration of

interest process, it must notify in writing by email ([email protected]) prior to the closing time

and date described in clause 3.1(a)(i). Subject to the Commonwealth Procurement Rules, the ITR

Administrator is not obliged to respond to all such notices. The ITR Administrator may (in its absolute

discretion) give answers to such notices, questions or queries in the form of addenda under paragraph (a)

or an information document under paragraph (b).

(a) The ITR Administrator may (in its absolute discretion) amend the Invitation to Register Interest at any

time prior to the closing time and date described in clause 3.1(a)(i). All amendments to the Invitation to

Register Interest will be issued in the form of an addendum and will be issued in writing by email. No

explanation or interpretation of the Invitation to Register Interest may be relied upon by the Applicant

unless given in the form of an addendum. Addenda issued under this paragraph (a) will become part of

the Invitation to Register Interest.

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(b) The ITR Administrator may (in its absolute discretion) issue a document which is expressly stated to be

an "information document" at any time prior to the closing time and date described in clause 3.1(a)(i).

All information documents will be issued in writing by email. Information documents issued under this

paragraph (b) are issued for the information only of the Applicant and will not become part of the

Invitation to Register Interest.

(c) In submitting a Registration of Interest, the Applicant acknowledges and agrees that:

(i) it will not in any way rely upon:

A. the information documents; or

B. the relevance, completeness, accuracy or adequacy of the information

documents,

for the purposes of preparing, amending or negotiating its Registration of Interest, its tender

or entry into any contract with the Contractor with regard to the works;

(ii) it will prepare its Registration of Interest based on its own investigations, interpretations,

deductions, information and determinations;

(iii) neither the Contractor, nor anyone on the Contractor’s behalf, warrants, guarantees or makes

any representation about:

A. the relevance, completeness, accuracy or adequacy of the information

documents; or

B. whether or not any other information exists;

(iv) the Contractor does not owe any duty of care to the Applicant with respect to the information

documents; and

(v) to the extent permitted by law, the Contractor will not be liable upon any claim by the

Applicant arising out of or in any way in connection with the information documents.

(d) In the event of a discrepancy between:

(i) a form of communication specified in the Invitation to Register Interest and an email

communication used in addition to a form of communication specified in the Invitation to

Register Interest, the form of communication specified in this Invitation to Register Interest

will prevail; and

(ii) a fax and post communication, the post communication will prevail.

5. NOTIFICATION AND DEBRIEF

(a) If the Applicant:

(i) did not submit a conforming Registration of Interest, the Contractor will notify the Applicant

in writing by email and no debrief will be provided; or

(ii) did submit a conforming Registration of Interest, the Contractor will notify the Applicant in

writing by email if its Registration of Interest was successful or unsuccessful.

(b) Within 14 days of receipt of notice from the Contractor under paragraph (a)(ii), the Applicant may notify

the Contractor by fax or post that a debrief is requested.

(c) Where requested within the timeframe required under paragraph (b), the Contractor will provide a

debrief at a suitable time to be determined by the Contractor (in its absolute discretion).

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(d) The Applicant acknowledges that the purpose of the debrief is to discuss the reasons why the Applicant's

Registration of Interest was successful or unsuccessful (as the case may be) and that neither the

Contractor nor the ITR Administrator is obliged to make any comparison with or provide any

information about any other applicant or registration of interest at any debrief.

6. COSTS AND CLAIMS

(a) Without limiting any other provision of this Invitation to Register Interest, no payment will be made by

the Contractor to the Applicant or any other entity for any costs, expenses, losses or damages incurred or

suffered by the Applicant or any other entity arising out of or in connection with preparing a Registration

of Interest, the registration of interest process (including any debrief or industry briefing) or any failure

to comply with the Invitation to Register Interest.

(b) The Applicant submits its Registration of Interest and any subsequent tender on the basis that it releases

the Contractor from all claims (at law or in equity) in respect of any costs, expenses, losses or damages

incurred or suffered by the Applicant or any other entity arising out of or in connection with preparing a

Registration of Interest, the registration of interest process (including any debrief or industry briefing)

and any failure to comply with the Invitation to Register Interest.

7. JOINT BIDS

(a) The Contractor offers the Applicant the opportunity to submit its Registration of Interest on a Joint Bid

Basis.

(b) For the purposes of the Invitation to Register Interest, Joint Bid Basis means a Registration of Interest

submitted:

(i) by an incorporated or unincorporated joint venture or special purpose vehicle; or

(ii) on any other basis involving more than one party where the Contractor is relying upon a

representation that those parties will be jointly (whether fully or partially) responsible for the

delivery of the works described in clause 1.

(c) In submitting its Registration of Interest, the Applicant acknowledges that if its Registration of Interest

was not submitted on a Joint Bid Basis and it is invited to submit a tender for the works, it will not be

permitted to submit a tender on a Joint Bid Basis (whether with any one or more of the other tenderers

for the works or any other entity).

8. IMPROPER ASSISTANCE IN PREPARATION OF REGISTRATION OF INTEREST

Without limiting clause 2(b)(ii), the Contractor may (in its absolute discretion) decide not to evaluate (or continue to

evaluate) a Registration of Interest if the Registration of Interest has been prepared:

(a) with the improper assistance of employees of the Department of Defence;

(b) with the utilisation of information unlawfully obtained from the Contractor; or

(c) in breach of an obligation of confidentiality to the Contractor.

9. USE OF FORMER DEFENCE PERSONNEL IN PREPARATION OF

REGISTRATION OF INTEREST

(a) Without limiting clause 2(b)(ii) or 8, and subject to paragraph (c)(i), the Contractor may (in its absolute

discretion) decide not to evaluate (or continue to evaluate) a Registration of Interest if, in the reasonable

opinion of the Contractor, the Registration of Interest was prepared (in whole or in part) by an officer,

employee, agent or adviser of the Applicant where that person was:

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(i) an employee of, service provider to or otherwise engaged by, the Department of Defence at

any time during the six months immediately preceding the date of issue of the Invitation to

Register Interest;

(ii) involved in the planning or performance of the project to which the registration of interest

process relates at any time during the 12 months immediately preceding the date of issue of

the Invitation to Register Interest; or

(iii) involved in the management of the registration of interest process or preparation of the

Invitation to Register Interest at any time.

(b) Before the closing time and date described in clause 3.1(a)(i), an Applicant may request permission to

have a person described in paragraph (a) contribute to or participate in the preparation of the

Registration of Interest in writing by email to the ITR Administrator, providing details of such person's

status under paragraph (a).

(c) Where a request is made under paragraph (b), the ITR Administrator may (in its absolute discretion) at

any time:

(i) grant permission in writing by email, whether with or without such conditions as the ITR

Administrator thinks fit; or

(ii) refuse permission in writing by email.

10. CONFLICT OF INTEREST

(a) The Applicant must not place itself, and must ensure that its officers, employees, agents and advisers do

not place themselves, in a position that may or does give rise to an actual, potential or perceived conflict

of interest between the interests of the Contractor and the Applicant during this registration of interest

process.

(b) If, during this registration of interest process a conflict of interest arises, or appears likely to arise, the

Applicant must notify the ITR Administrator immediately in writing by email and take such steps as the

ITR Administrator notifies by fax or post to resolve or otherwise deal with the conflict.

(c) Without limiting clause 2(b)(ii), the Contractor may (in its absolute discretion) decide not to evaluate (or

continue to evaluate) a Registration of Interest if the Applicant:

(i) has not complied with paragraph (a);

(ii) fails to notify the ITR Administrator under paragraph (b); or

(iii) fails to take the steps notified by the ITR Administrator under paragraph (b) to resolve or

otherwise deal with the conflict.

11. USE OF REGISTRATION OF INTEREST DOCUMENTS

In submitting its Registration of Interest, the Applicant acknowledges that:

(a) its Registration of Interest and any other documents arising out of or in connection with this invitation to

register interest process become the property of the Contractor; and

(b) the Contractor may (in its absolute discretion) use, retain and copy the information contained in its

Registration of Interest and any other documents arising out of or in connection with this invitation to

register interest process for any purpose arising out of or in connection with:

(i) the evaluation and selection of Applicants and tenderers;

(ii) the development and preparation of tender documentation and any subsequent tender process

conducted by the Contractor in respect of the project;

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(iii) verifying the accuracy, consistency and adequacy of information provided under any other

invitation to register interest or tender process conducted by the Contractor; or

(iv) the development and preparation of invitation to register interest or tender documentation

and any subsequent invitation to register interest or tender process to be conducted by the

Contractor.

12. UNLAWFUL INDUCEMENTS

Without limiting clause 2(b)(ii), the Contractor may (in its absolute discretion) decide not to evaluate (or continue to

evaluate) a Registration of Interest if the Registration of Interest has been prepared in breach of or otherwise

inconsistently with any Statutory Requirement or a Commonwealth policy regarding the offering of unlawful

inducements in connection with the preparation of a registration of interest or during a registration of interest

process.

13. LIMITED TENDER

Subject to the Commonwealth Procurement Rules and without limiting the Contractor's right to direct variations

under any contract entered into in relation to this project, the Applicant acknowledges that the Contractor may (in its

absolute discretion and at any time) conduct a limited tender for new construction services (consisting of the

repetition of similar construction services that conform to the basic project for which the initial contract has been

awarded through the future tender for this project).

14. BUILDING CODE 2013

14.1 General

The Applicant's attention is drawn to the Building Code 2013 which applies to this project. A copy of the Building

Code 2013 is available at www.employment.gov.au/building-code-2013.

By submitting a Registration of Interest, the Applicant:

(a) will be deemed to have read; and

(b) agrees that it must comply with,

the Building Code 2013.

14.2 Applicant's Response

As part of its Registration of Interest, the Applicant must complete and submit Annexure 1 - Building Code 2013,

which includes:

(a) signing a Declaration of Compliance in the form set out in item A;

(b) completing the Questionnaire in item B; and

(c) providing the details in item C.

The Applicant should note that this is a minimum form and content requirement for its Registration of Interest under

clause 3.1(a)(ii). If the Applicant wishes to submit its Registration of Interest on a Joint Bid Basis (as defined in

clause 7), it must provide the information in Annexure 1 - Building Code 2013 for each joint bid party (as

applicable). The Applicant should also note that such details are an evaluation criterion under clause 2(a)(i).

At the time of submitting its Registration of Interest, the Applicant:

(d) must comply with the Building Code 2013; and

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(e) must not be precluded from tendering for Australian Government funded work or specifically excluded

from participating in this registration of interest process.

The Applicant should note that these are conditions for participation in this registration of interest process under

clause 3.1(a)(iii)A. If the Applicant wishes to submit its Registration of Interest on a Joint Bid Basis (as defined in

clause 7) each joint bid party must satisfy the conditions for participation (as applicable).

The Applicant should be aware that the Building Code 2013 applies to:

(f) this project; and

(g) all building work (as specified in Schedule 1 of the Building Code 2013) including:

(i) privately funded building work as defined in item 9 of Schedule 1 of the Building Code 2013

undertaken by the Applicant and its Related Entities; and

(ii) building work undertaken by the Applicant's Related Entities (as defined in section 3(2) of

the Building Code 2013), subcontractors and Consultants (being consultants engaged in

building work as defined in the Fair Work (Building Industry) Act 2012 (Cth)), who may be

engaged by the Applicant on this project.

Notwithstanding any other provision of this Invitation to Register Interest, by submitting its Registration of Interest,

the Applicant consents to the disclosure of information concerning compliance with the Building Code 2013, and

sanctions in respect of non-compliance with the:

(h) Building Code 2013; and

(i) National Code of Practice for the Construction Industry (National Code) and the Australian

Government Implementation Guidelines for the National Code of Practice for the Construction Industry

(Guidelines) (which were replaced by the Building Code 2013).

This consent extends to disclosure by the Commonwealth, its agencies and Ministers and disclosure to others for the

purposes of facilitating compliance with the Building Code 2013 and the exercise of their statutory and portfolio

responsibilities. The Applicant must also ensure that its Related Entities, subcontractors and Consultants are also

aware of, and agree to comply with, these rights of use and disclosure.

The Applicant is requested to submit copies of any relevant correspondence to and from the Department of

Employment with respect to the application of the:

(j) Building Code 2013; and

(k) National Code and Guidelines (which were replaced by the Building Code 2013),

including with respect to the industrial instruments described in the Questionnaire item B of Annexure 1Schedule D -

Building Code 2013.

The Applicant's attention is also drawn to the Department of Employment's online assessment tool available at

www.employment.gov.au/building-code-2013 (accessed by clicking on “Code Assessments Online”). The Applicant

is encouraged to submit the industrial instruments described in the Questionnaire in item B below of Annexure 1 -

Building Code 2013 via the online assessment tool for assessment of the industrial instruments against the

requirements of the Building Code 2013. As the online assessment may take approximately 14 days to complete

(depending on the complexity of the assessment), the Applicant is encouraged to submit any such industrial

instruments via the online assessment tool as soon as possible after receiving the Invitation to Register Interest.

The Applicant is requested to submit copies of any relevant correspondence to and from the Department of

Employment with respect to any submission made via the online assessment tool.

14.3 Project Agreements

The Department of Defence advises that it will not be approving the negotiation or the application of any project

agreements in relation to the project.

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14.4 Unregistered Written Agreements

The Applicant is also referred to the Building Code 2013's provisions on "unregistered written agreements and other

agreements". The Applicant is requested to note that the bargaining for and making of unregistered written

agreements is not permitted under section 10(1) of the Building Code 2013 unless the agreement falls within one of

the exceptions specified in section 10(3) of the Building Code 2013.

14.5 Sham Contracting

The Applicant is also referred to the Building Code 2013's provisions on "sham contracting ". The Applicant is

requested to note that section 11 of the Building Code 2013 prohibits building contractors or building industry

participants from engaging in activity that is prohibited under a provision in Division 6 of Part 3-1 of the Fair Work

Act 2009 (Cth).

14.6 Engagement of Non-Citizens/Non-Residents

The Applicant is also referred to the Building Code 2013's provisions on the engagement of non-citizens or non-

residents. The Applicant is requested to note that section 12 of the Building Code 2013 provides that a building

contractor or building industry participant is required by the Building Code 2013 to ensure that a person engaged to

undertake building work by the building contractor or building industry participant is lawfully entitled to be so

engaged under Australian law and that a building contractor or building industry participant must comply with its

responsibilities under Australian law in relation to sponsorship, engagement and employment of persons who are not

Australian citizens.

15. WORKPLACE GENDER EQUALITY

The Workplace Gender Equality Act 2012 (Cth) (WGE Act) requires private sector employers of 100 or more

employees (or employers of 80 or more employees where the employer used to be covered by the WGE Act) and

higher education institutions to prepare, submit to the Workplace Gender Equality Agency and otherwise make

available (in accordance with the WGE Act) public reports in relation to gender equality indicators and to comply

with minimum standards determined by the Workplace Gender Equality Agency within relevant time periods

specified in the WGE Act. The Australian Government has adopted a policy of not purchasing goods or services

from suppliers who do not comply with their obligations, if any, under the WGE Act.

At the award date of the contract, the successful Applicant must comply with the WGE Act if it applies to the

successful Applicant.

At any time before the award date of the contract, the Contractor may (in its absolute discretion) request in writing

by email that the Applicant provide by email:

(a) a statutory declaration by one of its officers that the WGE Act does not apply to the Applicant; or

(b) if the WGE Act applies to the Applicant, a letter or such other evidence confirming that the Applicant is

not named by the Workplace Gender Equality Agency as an employer not currently complying with the

WGE Act.

16. EMPLOYEE ENTITLEMENTS

The Applicant should note that it is a requirement of the Commonwealth Procurement Rules that the Commonwealth

must not enter into a contract with tenderers who have a judicial decision (being a decision of any court, tribunal or

other body with authority to make a decision or determination which is binding on the tenderer) against them (not

including a decision under appeal) relating to employee entitlements and have not paid the claim.

At the award date of the contract, the successful tenderer must not:

(a) have a judicial decision against them (not including a decision under appeal) relating to employee

entitlements; and

(b) have not paid the claim.

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At any time before the award date of the contract, the Contractor may (in its absolute discretion) request that the

tenderer provide a declaration in a form approved by the Contractor:

(c) stating that it has not had any judicial decision against it (not including a decision under appeal) relating

to any employee entitlements which requires the entitlement to have been paid, yet which remains unpaid

at the date of the declaration; and

(d) providing details of any matter in respect of which the tenderer is a party which is before any court,

tribunal or authority referred to in paragraph (c) and which relates to any employee related entitlement

(whether on appeal or otherwise).

17. INDIGENOUS OPPORTUNITIES

Clause 17 does not apply.

18. NOT USED

19. OHS ACCREDITATION SCHEME

Clause 19 does not apply.

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ANNEXURE 1

BUILDING CODE 2013

The Applicant is referred to clause 14 of the Invitation to Register Interest.

The Applicant must complete and submit Annexure 1 - Building Code 2013, which includes:

(b) signing a Declaration of Compliance in the form set out in item A below;

(c) completing the Questionnaire in item B below; and

(d) providing the details in item C below.

The Applicant should note that this is a minimum form and content requirement for its Registration of Interest under

clause 3.1(a)(ii) of the Invitation to Register Interest. If the Applicant wishes to submit its Registration of Interest on

a Joint Bid Basis (as defined in clause 7 of the Invitation to Register Interest), it must provide the information in this

Schedule D - Building Code 2013 for each joint bid party (as applicable). The Applicant should also note that such

details are an evaluation criterion under clause 2(a)(i) of the Invitation to Register Interest.

At the time of submitting its Registration of Interest, the Applicant:

(e) must comply with the Building Code 2013; and

(f) must not be precluded from tendering for Australian Government funded work or specifically excluded

from participating in this registration of interest process.

The Applicant should note that these are conditions for participation in this registration of interest process under

clause 3.1(a)(iii)A of the Invitation to Register Interest. If the Applicant wishes to submit its Registration of Interest

on a Joint Bid Basis (as defined in clause 7 of the Invitation to Register Interest) each joint bid party (as applicable)

must satisfy the conditions for participation (as applicable).

The Applicant is requested to submit copies of any relevant correspondence to and from the Department of

Employment with respect to the application of the:

(g) Building Code 2013; and

(h) National Code and Guidelines (which were replaced by the Building Code 2013),

including with respect to the industrial instruments described in item B.

The Applicant's attention is also drawn to the Department of Employment online assessment tool available at www.

employment.gov.au/building-code-2013 (accessed by clicking on “Code Assessments Online”). The Applicant is

encouraged to submit the industrial instruments described in the Questionnaire in item B via the online assessment

tool for assessment of the industrial instruments against the requirements of the Building Code 2013. As the online

assessment may take approximately 14 days to complete (depending on the complexity of the assessment), the

Applicant is encouraged to submit any such industrial instruments via the online assessment tool as soon as possible

after receiving the Invitation to Register Interest.

The Applicant is requested to submit copies of any relevant correspondence to and from the Department of

Employment with respect to any submission made via the online assessment tool.

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A DECLARATION OF COMPLIANCE

Declaration of Compliance with the Building Code 2013

ITR002 PROJECT NUMBER R7096 AIR7000 PHASE 2B – FACILITIES REQUIREMENTS FOR THE

MARITIME PATROL AIRCRAFT REPLACEMENT CAPABILITY PROJECT

[NAME OF APPLICANT………………………………………………………………………………………..

ABN…………………………………………………. AND ACN……………..……………………] (Applicant)

1. COMMONWEALTH FUNDED PROJECTS

The Applicant:

(i) confirms that it has complied with the Building Code 2013 in preparing this Registration of Interest;

(j) undertakes that, at the time of submitting its Registration of Interest:

(i) it complies with the Building Code 2013; and

(ii) it is not precluded from tendering for Australian Government funded work or specifically

excluded from participating in this registration of interest process;

(k) undertakes that it will comply with the Building Code 2013 from the time of submission of this

Registration of Interest;

(l) undertakes that it has required compliance by its Related Entities (as defined in section 3(2) of the

Building Code 2013) with the Building Code 2013 from the time of submission of this Registration of

Interest;

(m) undertakes to ensure compliance from all subcontractors and Consultants engaged on this project,

including confirming compliance at all site and project meetings should it be the successful Applicant

(and ultimately the successful tenderer);

(n) undertakes to ensure that all contracts (including subcontracts) will expressly require compliance with

the Building Code 2013;

(o) agrees that it must provide and must ensure its Related Entities, subcontractors and Consultants provide

the Commonwealth or any person authorised by the Commonwealth (including a person appointed as a

Fair Work Building Industry Inspector or Fair Work Inspector as defined in the Fair Work (Building

Industry) Act 2012 (Cth) and the Fair Work Act 2009 (Cth) respectively) (Inspector), with access to:

(i) inspect any work, material, machinery, appliance, article or facility;

(ii) inspect and copy any record relevant to the project, the works or the contractor's activities

the subject of this Registration of Interest; and

(iii) interview any person,

as is necessary to demonstrate its compliance with the Building Code 2013;

(p) agrees that it must and must ensure its Related Entities, subcontractors and Consultants produce any

document requested by the Commonwealth or any person authorised by the Commonwealth (including

an Inspector and the Director of the Fair Work Building Industry Inspectorate), within the specified

period, in person, by fax or by post;

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(q) acknowledges that it is aware the Code Monitoring Group, the Commonwealth or the Minister

Employment may impose a sanction on an Applicant, tenderer or contractor if that Applicant, tenderer or

contractor does not comply with the Building Code 2013. The sanction imposed may include but is not

limited to:

(i) the reporting of the breach to an appropriate statutory body or law enforcement agency (if

there is evidence that the breach may also be a breach of a Commonwealth or State law) or

industry association;

(ii) issuing of a formal warning that future breaches may lead to more significant sanctions;

(iii) preclusion from tendering for any Commonwealth work for a specified period;

(iv) communication of sanction details to all Commonwealth agencies to ensure a "whole-of-

government" approach;

(v) publication of details of the breach and identification of the party committing the breach; and

(vi) a reduction in the number of tendering opportunities that are given;

(r) acknowledges that the Commonwealth, its agencies and Ministers must be able to disclose information

concerning the Applicant's, its Related Entities', its subcontractors' and its Consultants' compliance with

the Building Code 2013 for the purposes of facilitating compliance with the Building Code 2013 and the

exercise of their statutory and portfolio responsibilities (Purposes) and to this end:

(i) the Applicant has previously given its consent and confirms its Related Entities have

previously given their consent to disclosure by the Commonwealth, its agencies and

Ministers of information concerning the Applicant's and its Related Entities' compliance with

the:

A. Building Code 2013; or

B. National Code and Guidelines (which were replaced by the Building Code

2013),

and whether or not a sanction has been imposed on the Applicant or any Related Entity for

the Purposes and confirms that:

C. the Applicant and its Related Entities have not revoked that consent; and

D. it applies to the Building Code 2013; and

[OR] [THE APPLICANT IS TO DELETE AS APPLICABLE]

(i) the Applicant hereby gives its consent and confirms that its Related Entities give their

consent to disclosure by the Commonwealth, its agencies and Ministers of information

concerning the Applicant's and its Related Entities' compliance with the:

E. Building Code 2013 and whether or not a sanction has been imposed on the

Applicant or any Related Entity under the Building Code 2013; or

F. National Code and Guidelines (which were replaced by the Building Code

2013),

for the Purposes; and

(ii) the Applicant has obtained or must obtain the consent of each subcontractor and Consultant

proposed in its Registration of Interest to disclosure by the Commonwealth, its agencies and

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Ministers of information concerning the subcontractors' and Consultants' compliance with

the:

A. Building Code 2013 and whether or not a sanction has been imposed on the

subcontractor or Consultant under the Building Code 2013; or

B. National Code and Guidelines (which were replaced by the Building Code

2013),

for the Purposes;

(s) acknowledges that the consents provided in this declaration are not limited to this invitation to register

interest process (or any subsequent tender process) and the Applicant is expected to comply with the

Building Code 2013 on future projects;

(t) has described how the Applicant has complied with the:

(i) Building Code 2013; and

(ii) National Code and Guidelines (which were replaced by the Building Code 2013),

in the past (if the Applicant has undertaken Australian Government funded building work in the past),

including whether or not the Applicant has ever been subject to a sanction imposed under the:

(iii) Building Code 2013; or

(iv) National Code and Guidelines (which were replaced by the Building Code 2013),

and how it:

(v) intends to comply with the Building Code 2013 in performing the contract, should it be the

successful tenderer;

(vi) will ensure that any unregistered written agreements it enters into falls within one of the

exceptions specified in section 10(3) of the Building Code 2013;

(vii) has applied or will apply the Building Code 2013 to all privately funded building work (as

defined in item 9 of Schedule 1 of the Building Code 2013) that commenced after the

Applicant first lodged a registration of interest or tender for Australian Government projects

on or after 1 November 2005;

(viii) will ensure that all contracts (including subcontracts) permit the rights of access described in

this Declaration of Compliance (including for privately funded building work);

(ix) will ensure that all persons engaged in the performance of building works by the Applicant

(or its subcontractors and Consultants) are lawfully entitled to work in Australia;

(x) will establish appropriate processes to ensure freedom of association;

(xi) will ensure that all contracts (including subcontracts) permit the right of entry described in

section 16 of the Building Code 2013;

(xii) will ensure that all enterprise agreements made on or after 1 February 2013 will include a

genuine dispute settlement procedure as described in section 17 of the Building Code 2013;

(xiii) will comply with any applicable dispute settlement requirements of the Fair Work Act 2009

(Cth) relating to dispute settlement;

(xiv) will ensure that there is a work health and safety management system for the project in

accordance with section 20(1) of the Building Code 2013;

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(xv) if the Applicant will be a principal contractor in respect of the project, will ensure that there

is a work health and safety management plan for the project in accordance with section

20(2)-(3) of the Building Code 2013;

(xvi) will ensure that where threatened or actual industrial action occurs on a project, the

Applicant and its employees, subcontractors and Consultants report such action to the

Commonwealth;

(xvii) will respond to requests for information concerning Building Code 2013 related matters

made on behalf of the Code Monitoring Group and the Director of the Fair Work Building

Industry Inspectorate;

(xviii) will, where practicable, ensure that the Applicant, its subcontractors and Consultants initiate

voluntary remedial action aimed at rectifying non-compliant behaviour where it is drawn to

their attention;

(xix) will ensure that the Applicant notifies the Code Monitoring Group secretariat and the

Director of the Fair Work Building Industry Inspectorate of any alleged breaches, voluntary

remedial action taken or other Building Code 2013 related matters within 21 days of the

Applicant becoming aware of the alleged breach; and

(xx) will be aware of and ensure that sanctions applied under the:

A. Building Code 2013; and

B. National Code and Guidelines (which were replaced by the Building Code

2013),

are enforced, including the exclusion of identified parties from work opportunities in

accordance with decisions advised by the Code Monitoring Group,

in item C below; and

(u) where it is proposed to subcontract an element of the project, has described either:

(i) the information detailed in paragraph (t) above in relation to each subcontractor and

Consultant; or

(ii) how the Applicant intends to ensure each subcontractor and Consultant complies with the

Building Code 2013 before it does business with them,

in item C below.

2. PRIVATELY FUNDED BUILDING WORK

The Applicant declares that in respect of privately funded building work (as defined in item 9 of Schedule 1 of the

Building Code 2013):

(v) the Applicant and its Related Entities must comply with the Building Code 2013 on all of the Applicant's

and its Related Entities' future privately funded building work;

(w) the Applicant must maintain adequate records of compliance with the Building Code 2013 by the

Applicant, its Related Entities, subcontractors and Consultants;

(x) it must provide and must ensure its Related Entities, subcontractors and Consultants provide the

Commonwealth or any person authorised by the Commonwealth (including an Inspector), with access to:

(i) inspect any work, material, machinery, appliance, article or facility;

(ii) inspect and copy any record relevant to the project, the works or the contractor's activities

the subject of the relevant contract; and

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(iii) interview any person,

as is necessary to demonstrate its compliance with the Building Code 2013;

(y) the Applicant must produce and must ensure that its Related Entities, subcontractors and Consultants

produce any document to the Commonwealth or any person authorised by the Commonwealth (including

an Inspector) within the specified period, in person, by fax or by post; and

(z) the Applicant must provide and must ensure that its Related Entities, subcontractors and Consultants

provide the Commonwealth or any person authorised by the Commonwealth (including an Inspector)

with access to records and to the Related Entities' subcontractors' and Consultants' premises (to inspect

and copy records), as is necessary to ensure that the Related Entities, subcontractors and Consultants are

complying with the Building Code 2013.

Date:

.......................................

Signature of Applicant/Director

.......................................

Name of Applicant/Director

[THE APPLICANT MUST ENSURE THAT THE DECLARATION OF COMPLIANCE IS COMPLETE,

ACCURATE AND VALID]

B QUESTIONNAIRE

QUICK ASSESSMENT

ITR001 PROJECT NUMBER R7096 AIR7000 PHASE 2B – FACILITIES REQUIREMENTS FOR THE

MARITIME PATROL AIRCRAFT REPLACEMENT CAPABILITY PROJECT

Will the Applicant engage any existing or new employees for the project? YES NO

If Yes, please identify the industrial instrument(s) under which the employees are employed or are to be employed.

The Applicant must provide the full and accurate name of the instrument. If requested by the Commonwealth,

the Applicant must provide a copy for assessment against the requirements of the Building Code 2013.

The Applicant is requested to note that:

the Department of Defence advises that it will not be approving the negotiation or the application of any

project agreements in relation to the project;

section 10 of the Building Code 2013 states that bargaining for and making of unregistered written

agreements is not permitted unless the agreement falls within one of the exceptions specified in section

10(3) of the Building Code 2013; and

section 11 of the Building Code 2013 (sham contracting) prohibits building contractors or building

industry participants from engaging in activity that is prohibited under a provision of Division 6 of Part

3-1 of the Fair Work Act 2009 (Cth).

TYPE OF INSTRUMENT TICK IF

APPLICABLE

NAME OF APPLICABLE INSTRUMENT

Instrument made after 1 July 2009

Single enterprise agreement

Multi enterprise agreement

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TYPE OF INSTRUMENT TICK IF

APPLICABLE

NAME OF APPLICABLE INSTRUMENT

Single-interest employer enterprise

agreement

Greenfields agreement

Modern Award

Workplace determination

Individual agreement-based transitional instrument (made before 1 July 2009)

Australian Workplace Agreement (AWA)

Individual Transitional Employment

Agreement (ITEA)

Pre-Reform Australian Workplace

Agreement (AWA)

Preserved individual State agreement

Collective agreement-based transitional instrument (made before 1 July 2009)

Multiple business agreement

Employee collective agreement

Union collective agreement

Employer Greenfields agreement

Union Greenfields agreement

Workplace determination

Pre-reform certified agreement

Old IR Agreement

Section 170MX Award

Preserved collective State agreement

Division 2B State Agreement

Award-based transitional instrument (made before 1 July 2009)

Unmodernised Federal Award

NAPSA

Division 2B State Award

Division 2B State Reference Transitional

Award

State-system instrument made before or after 1 July 2009 (for non-Federal system employers ONLY)

State Award

State Agreement

The Applicant must note in its Registration of Interest any

failure to comply with the Building Code 2013.

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The following questions apply to ITR001 PROJECT NUMBER R7096 AIR7000 PHASE 2B – FACILITIES

REQUIREMENTS FOR THE MARITIME PATROL AIRCRAFT REPLACEMENT CAPABILITY PROJECT,

described in this Invitation to Register Interest:

1. Does the Applicant use any unregistered written agreements (within the meaning of section 10 of the

Building Code 2013)?

YES NO

If Yes, please provide details:

[INSERT]

2. Does the Applicant have workplace agreements, policies or practices that encourage or discourage

employees on the project site to join or maintain financial membership with a relevant union or any

industrial association, including the provision of union application forms with induction packages and

informing prospective employees of their rights, obligations and benefits of union membership?

YES NO

If Yes, please provide details:

[INSERT]

3. Are there any requirements or practices that encourage, suggest or pressure subcontractors or

Consultants to adopt or require any particular form of workplace arrangement or to have any particular

workplace arrangements in place?

YES NO

If Yes, please provide details.:

[INSERT]

4. Does the Applicant use induction forms that require employees to identify their union status or require

subcontractors or Consultants to identify the union status of employees?

YES NO

5. Does the Applicant ensure personal information is not dealt with in breach of the Privacy Act 1988 (Cth)

or the Fair Work Act 2009 (Cth)?

YES NO

6. Do the industrial instruments of the Applicant grant access to a site to a representative of an industrial

association other than in strict compliance with the right of entry provisions in section 16 of the Building

Code 2013?

YES NO

7. Are there any arrangements for the employment of a non-working shop steward or job delegate, or hire

of an individual nominated by a union, on the project site?

YES NO

8. Is there any requirement for the payment by any person or enterprise of a ‘bargaining fee’, however

described, to any industrial association?

YES NO

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9. Does the Applicant allow "no ticket, no start" signs or "show card" days on the project site?

YES NO

10. Does the Applicant accede to reasonable requests from workplace delegates to represent employees in

relation to grievances and disputes or discussions with members?

YES NO

11. Does the Applicant comply with all of its obligations under the Fair Work Act 2009 (Cth), including but

not limited to bargaining in good faith?

YES NO

12. Has the Applicant (or a Related Entity of the Applicant within the meaning of the Building Code 2013)

ever been subject to a sanction imposed under the:

(a) Building Code 2013 and the Building Code 2013 - Supporting Guidelines for

Commonwealth Funding Entities; or

(b) National Code and Guidelines (which were replaced by the Building Code 2013)?

YES NO

If Yes, please provide details:

[INSERT]

13. Has the Applicant had an adverse Court or Tribunal decision (not including decisions under appeal) for a

breach of workplace relations law, work health and safety law, or workers' compensation law?

YES NO

If Yes, is the Applicant fully complying with the order imposed by the decision(s)?:

YES NO

The Applicant should note that:

(a) the above is not a comprehensive list of non-compliant matters; and

(b) if the Applicant is unsure of whether any aspect of their workplace relations arrangements

fails to comply with the Building Code 2013, it is preferable that the arrangement be noted

in the Registration of Interest so that an assessment can be made.

C DETAILS REGARDING COMPLIANCE

To assist the Applicant to demonstrate its ability to satisfy the evaluation criterion in clause 2(a)(i) of the Invitation

to Register Interest and to assist the Commonwealth in evaluating its Registration of Interest, the Applicant must

submit the following details regarding its compliance with the Building Code 2013.

The Applicant is referred to paragraphs (t) and (u) of the Declaration of Compliance in item A above.

The Applicant must describe how it has complied with the:

(a) Building Code 2013; and

(b) National Code and Guidelines (which were replaced by the Building Code 2013),

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in the past (if the Applicant has undertaken Australian Government funded building work in the past), including

whether or not the Applicant has ever been subject to a sanction imposed under the:

(c) Building Code 2013; or

(d) National Code and Guidelines (which were replaced by the Building Code 2013),

and how it has and will address the requirements set out in paragraphs (t) and (u) of the Declaration of Compliance

in item A above.

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ANNEXURE 2

ADDITIONAL CONDITIONS FOR PARTICIPATION

None stated