Israel L Glasser Financial Disclosure Report for 2009

8/3/2019 Israel L Glasser Financial Disclosure Report for 2009

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,~ o l0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E l h i c ~in Government Act of 1978R e v . 1 /2 0 1 0 FOR CALENDAR YEAR 2009 (5 u .s .c , app . ~ I01-111)I . P o t i o n R e p o r t i n g ( l a s t n a m e , f i v ~ t , m i d d l e i n i t i a l ) 2. Cour t or Organizat ion 3 . Dale of Repor lG L A S S E R . , I S R A E L L . U N I T E D S T A T E S D IS T R I C T C O U R T 06/04/2010

4. T i t le (Ar t icle III judge s indica te act ive or sen iu r s ta tus ; 5a . R e p o r t T yp e (che ck a p p ro p r ia te typ e ) 6 . R e p o r t in g Pe r io dm a g i z t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t im e ) [] Nomination, D a t e 0 1 /0 1 /2 0 0 9SENIOR U.S. DISTRICT JUDGE [] Initial ~ Armual [--] F i n a l to12/31/2009

Sh. [] Amended Report7. Chamber~ or Office Address 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n C O n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , in m y o p i n i o n , i n c o m p l i a n c eLrNITED STATES COURTHOUSE w i t h a p p l i c a b le l a w s a n d r e g u l a t i o n s .225 CADMAN PLAZA EASTBROOKLYN, NEW YORK 11201 R e v i e w i n g O f f i c e r D a t e

1 M P O R T A N T N O T E S : The instructions accompanying this form must be followed, Complete all parts ,checM ng the NO NE box for eac h pa rt where you hm,e no reportable information. Sign on las t pa ge.

I . P O S I T I O N S . ( R , p o , a ,g i, di~id,.t o,t~,; ,ee pp. ~-~s of#i.~ instruaio,tt)NO NE (No reportable positions.)

P O S IT IO N N A M E O F O R G A N IZA T IO N /E N T IT Y

N O N E (No reportable agreements.)~ PARTIES AND TE~MS


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- FINAN CIAL DISCLOSL~/ ,E REPOR T ~ . e o f P e r s o n Repnrtin[ D a t e of Repor~Page 2 of 9 C L ~ S S E a . ~ S R ~ L L . 0 6 / 0 4 / ~ . 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . (Xepor,i,,g individaot and sponse; see,pp. 17-14 of fi!ing imtr.ctio.s.)A. Fliers Non-Investment Income

N O N E (No reportable non-investment income.)DATE SOURCI~ AND TYPE

(yours, not spouses)

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any porffon of ~he reportlng year, complete this section.(Dollar amount not required except for honoraria.)V-~ N ON E (N o reportable non-investment income.)

D A T E SOl IRCE AND TYPEI.

2.

3,

4.

* " ~ v . R E I M B U R S E M E N T S --,r.. ,m..,ion. ~od.i.g.~ood, en ,~..~. .... (Includes those to spous e and dependent c! ildren: se e pp 25-27 of filing instructions.)

N O N E ( N o reportable reimbu rsements. )SOURCE D A T E S . L O C A T I O N P U R P O S E ITEMS PAID OR PROVIDED

!.2.

3.4.

5.


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Nam e of P e r son Re p or t ing J D a t e o f ReportFINANCIAL DISCLOSURE REPORT~ L ~ S S E a , I S R A E L Lage 3 o f 9 I 0 6 / I M 1 2 0 1 0

V . G I F T S . a n d , a e , , ~ o , e , o s ~ , . . .. . . a dependent children; see p p . 2 5 - 3 1 of fiBng instruaion~)NO~ ~o reportable g~s.)

~ D E S C N PT I O N VALU~I.2.3.

4.5.

V I . L I A B I L I T I E S . a .a . d . ~ a , o ~ e , / w . . . .. . ,~ ~ e p o , a ~ , , , .~ i l a r e . ; s o e p p . s ~ - s 3 o f ~ l i . ,g ~ , , ~ t r .c a o , , ~ . ~N O N E (No reportable liabilities.)

CREDITOR, DESCRIPTION VA L U E C O D E1.2.

3.

4.

5.


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- FINANCIAL DISCLOSU RE REPO RT [ N a m e o f Pe r s on R ep or t in g D~lte af Repo rtP a g e 4 o f 9 IV II . IN V E S T M E N T S a n d T R U S T S - i .... ,. value, t .....tlons (Includes those of sp ...... d dependent childrtn; see pp. 34-60 of fillq in . . . . tlons.)

NONE (No reportable income, assets, or transactions.)A. B. C. D,

Des cr ip t io n o f A s s ets In co m e du rin g G ro ss va lu e at e n d Tran s ac t io n s du r in g r epo r t in g per io d(in clu din g tru st a sse ts) re p o r tin g p e rio d o f r e p o r t i n g p e r i o d(I) :: (2) (t) (2 ) (l) (2 ) (~) (4) t (5)Place " (X)" af te r each asse t A m o u n t [ T yp e (e .g ., Va lu e Va lu e T yp e (e .g . , D a t e V a l u e Ga in Iden tity a t"e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I [ div., re n t, C o de 2 Me tho d bu y, se ll. m m ! d d /y y C ode 2 C ode I buyerlscllcr(A -H) [ o~int.) (J-P) C o de 3 r e d e m p t i o n ) J-P) (A -H) (ifpnvale[ (Q-W) , . t r an .~et io n )

1. American Tel. & Tel. A D i v l d ~ n d L T2. A T , - T A D i v i d e n d K T3. Al c a te l Lu c en t A D i v i d en d J T4. P.P. & L. A D i v i d en d J T5, D a yt o n P & L A . D i v i d en d J T6 . C hev ro n Tex a c o C o rp , C D i v i d en d L T S o ld 8/20 K E(part)7. N u v een G ro w t h & I n c . F d. ( La rg e C a p . A D i v i d en d K TV a l u e )3. R o c hes t e r M u n i c i pa l s A D i v i d en d J T9. Roches ter Ltd . Term B D i v i d en d K T1 0 . B u r l i n g t o n N o n hero S a n t a F e A D i v i d en d K T1 l. Exxon Mobil D D i v i d e n d N T S o l d 8/20 K E( p a r t )12 . General Electric A D i v i d e n d K T1 3 . Conoco Phil l ips A D i v i d en d K T1 4 . N o rf o l k S o u t he rn B D i v i d en d K T1 5 . Pepsico,lnc. B D i v i d en d M T S o ld 8/20 L E(part)1 6 . S c an a C o r p . B D i v i d en d K T1 7 . W a s hin g t o n Ga s & Li g ht B D i v i d en d L T

I , I n c o m e G~ . in C o d e s : A =$1,000 or less B ~ $1 , 0 0 l - $2 . 50 0 C ~12,501 - 15,~ D =~5,~1 - ~15,~ E -i l 5.0012, Value Cod~ J -S I$,0~ or less K -$I 5.~1 - $50,~ L ~50,~1 - $1~,~ M =$ l~,~l - $250,0~


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FINANCIAL DISCLOSURE REPORT N .... f Person Repor t ing D a t e o f R e p o r tP a g e 5 o f 9 G L ,~ S S E a , IS R A E L L 0 6 / 0 4 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . . . . . i.e, t . . . . . . tigris (Includes those of sp . . . . . . d dependent children: see pp. 34-60 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ro s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d( 1 ) ( 2 ) (1) (2) (l) (2) (3) ! (4) (5 )

P l a c e " ( X ) " a f t e r e ac h a s s e t A m o u n t T y p e ( o . g ., Value Value T y p e ( e .g . , D a t e Value, Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . . r e n t , C o d e 2 M e th o d " b u y . s e l l , m m / d d J y y Code 2 I Code I buyer/seller( A - H ) o r in t .) ( J - P ) C od e 3 r e d e m p t io n ) ( J-P) (A-H ) ( i f p r i v a t c

( Q - W ) t r a n s a c l i o n )

1 8 . Nuveen Tax Ex. U. Tr. Set . 202 B Interest K T1 9 . Ferris Baker R.es . Fd D Interest M T

2 0 . U.S. Treas. Bills D Interest M T2 1 . H S B C C Interest M T2 2 . TIAA/CP, EF Mutual Fund A Div ide nd J T2 3 . Sta te of ]s rae | A lnterest J T2 4 . CM A NY M un A Interest J T2 5 . V er i z o n B D i v i d en d L T

2 6 . Q u es t A D i v i d en d J T

2 7 , Ax a A Div ide nd J T2 8 . N u v een N Y D i v M C P L A D i v i d en d J T2 9 . Merril l Lynch Bkg Adv A D i v i d en d K T3 0 . AVAYA A Div ide nd J T3 1 . IBM A D i v i d en d J T3 2 . lvlicrosofi A Div ide nd J T3 3 , V odafone A Div ide nd J T3 4 . Ag er A D i v i d en d J T

P3 -$25,0~,~1 - %50,~0,~0 P4 =More(See Col~n C2) U - B o o k V ~ lu c V =~er W =Est imated


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 9 G L A S S E R , I S R A E L L , 0 6 / 0 4 / 2 0 I O

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . . . . . ~ , ~ ..... ~ons (Includ~ those of spouse ,rid dependent children; see pp. 34-60 of filing instructions.)N O N E ~ 0 reportable income, assets, or ~ ansactions.)

A. B. C. D .D e s c h p t i o n o f A s s e ts I n c o m e d u r i n g G ro s s v a l u e a t e n d Transactions d~ng reposing period(including ~st assets) repoaing pe r iod of r e p os i ng p e 6 ~

0) (2) O) (2) 0) (2) (3) (~) (5 )P ~ c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T~ ( e .g . , Value Value T~e (e .g ., D a t e Value Gain Ident iq o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n % C o d e 2 Me~ b u y , s e l l , ~d~ C o d e 2 C o d e 1 b u y e r / s c l l e r( A - H ) o r in t . ) ( J - P ) C od e 3 r e d e m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t e(Q-~ ~nsaction)3 5 . C o m c a s t A Div ide nd J T3 6 . GE C a p i t a l C o rp . S R . N O TE 5 . 815 A Interest L T3 7 . Am er i c a n C a p i t a l A Div ide nd J T3 8 . Blackrock Global formerly ML Global A D i v i d en d J TAlloe.3 9 . M utua l Dis cove ry A Div ide nd J T4 0 . Ci t i G roup Cap . XI B Interest K T S o ld 8/20 K4 I . L e gg M as on Pa r tn e rs ( fo rme rl y Smi th A D i v i d en d K T S o ld 3/27 K See no te in VIIIB a rn ey)4 2 . B l a c kro c k La rg e C a p . A Div ide nd J T S o ld 3/27 J4 3 . Da vis NY Ve ntu re A D i v i d en d K T Sol d 3 1 2 7 J4 4 . Wachovia Cap . C D i s t r i b u t i o n L T Sold 8/20 L4 5 . AT&T Pfd. St. Note C D i s t r i b u t i o n L T46 . B AC C a p i t a l T ru s t X P re f A D i v i d en d L T S o ld 8 / 2 4 L See no te in VIII47. A me rican G rowth F und A Div ide nd J T B u y 3 1 3 0 K48. AI M C ha r t e r F u n d A Div ide nd J T Bu y 3/30 K49. S o u t he rn C o . A D i v i d en d K T Bu y 8 / 3 1 K5 0 . A T & T A Div ide nd K T B u y 9 /2 K

(addl)5 1 . V e rizon A Div ide nd K T B u y 9 / 2 1 K(addl)

1 . Inc ome G a i n C odes : A -$1,000 or less B =$ 1 , D 0 1 - $ 2 , 5 0 0 C *$2.501 - $5.000 D( See C ol umns B t a nd D . 4 ) F ~$50,001 $ I O0,000 G =$ 1 00,001 - $1,000.000 H I =$ l ,O00,001 - $5 .000.000 H2 =More lhan $5.000.0002 . V a l ue C ode~ l -$15,000 o r less K -$15,0~ t o $50,000 L =$50,001 - $ 100,000 M "$ 100,001 - $2 50,000( S e e C o l u m n s C I i n d D 3 ) N -$25D,001 - $500.0430 O -$ 50 0,0 01 . $ 1,0 00 ,0 00 P I -$ l,0 00 ,0 O l - $ 5,0 00 ,D 0 0 P2 -$5.000.001 - $25.1300.000P3 -$2 5,000,001 - $ .~0,000,000 P4 E Mo te tha n3 . V a l u e M e t ho d C o d e l Q - A p p ~ i s a l R ---Co~ (Re al E~:late On ly) S =Asses~rnent T =C a s h M a rk e t( See C ol umn C 2) U =Book V a l ue V =CRber W = E s t im a te d


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FINANCIAL DISCLOSURE REPORT N .... tP .....R epor t in g IP a g e 7 o f 9 GLASSER, ISRAEL L.I

0 6 / 0 4 / 2 0 1 0

V II . IN V E S T M E N T S a n d T R U S T S - i .... e , value, transact ions ( Includes those eysp . . . . . . d dependent children: see pp, 34-60 of filing instructions.)[~ NON E (No reportable income, assets, or transactions.)

A. B. I C. D.De s cr ip t io n o f A s s ets I n c o m e d u r i n g G ro ss va lu e a t e n d T ra n sactio n s du rin g re p o r tin g p e rio d

(in clu din g t ru st a sse Ls) re p o r t in g p e r io d o f r e p o r t i n g p e r i o d(1) [2) (I) (2) (1 ) (2) (3) [4) (5 )

Place "(X)" a f te r e ach asse t A m o u n t T y p e ( e . g , , Valu e Value T y p e ( e . g . , D a t e Valu e Gain Ident i ty o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 div . , r en t , C o d e 2 Metho d buy, sell, mrrddd/yy C o de 2 C o de ] bu ye r ise llcr(A -H) or i n t . ) (J-P) C o de 3 re de m p tio n ) (J-P) (A -H ) ( i f p r iva te

(Q-W) t ran s ac t io n )

52 . Sysco Corp. A D i v i d e n d K T Buy 10/2 K

5 3 . S o u t he rn C o . A D i v i d en d K T B u y 1 1 / 2 5 K(addl)5 4 . A q u a A D i v i d en d K T Bu y ] 1 / 3 0 K

I . Inc ome G a i n C odes : A ~$1,000 or less B =$1.001 - 12,500 C =$2,501 - $5,000 D =$5,001 . $1 .~,000 E =$15,001 -(Se e Co lu m n s B I a n d 13 4 ) F 1550.001 - $ 1 00,000 G ~$ 1 00,001 - $ 1 .00~.000 H I ~$ 1 ,000,001 - $ 5,000.000 H2 =More than $5,000,000

! 2 . V a l u e C o d e s J -$15.000 or less K~ $15, 0 0 1 . $50 . 0 0 0 L~$50,001-$100,000 M ~ $10 0 , 0 0 1 - $2 50 , 0 0 0(Se e C olu mn s C I a n d O 3) N = $ 2 50,001 . $500,000 O =$ 500.001 . $1 ,000.0O 0 I ~1 = $ 1, 00 0, 00 1 - $5 .0 00 ,0 00 P 2 = $5 ,0 00 ,0 01 $ 2 5 .0 00 ,0 00~ P3 =$2 5.000.001 - $50,000,000 P4 =More than $50,000.0003 . V a l u e M e t ho d C o d ~ Q - A p p r a i s a l R =C ost (P, cal Estate Only) S - A s s e s s m e n t T - ~ Z Z ~ . s h M a r k e t( S e e C o l u m n C 2 ) U - B o o k V a l u e V = O th e r W = E s t im a te d


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FINANCIAL DISCLOSURE REPORT liame of~*rson U evorting ~a1 orReponPage 8 of 9 G L A S S E R , I S R A E L L . 06/04/2010VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. ~l .~arep ~. o[Repo ~)

41. These shares were t ransferred many years ago to our present broker by a predecessor who has long s ince d ied and the cos t bas is is d if f icul t , i f not imposs ible,to reconst ruc t .46. This asset was purchased on 2/27/07. My only explanat ion for i ts absence on prior submiss ions is inadvertence.


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FINANCIAL DISCLOSURE REPORT r~ .... r ~ e r ~ o n ~ e p o r ~ l n ~ ~ a t o f R e p o r tP a g e 9 o f 9 G L A S S E R , I S R A E L L . 06/04/2010IX. CERTIFICATION.

I ce r t i fy th a t a l l i n fo rma t ion g ive n above ( incl ud ing in fo rma t ion p e r t a in ing to my s p ous e and minor o r de p e nde n t ch i l d re n , i f any ) i sac c u r a te , t r u e , an d c o m ple te to the be s t o f m y kn o wle dg e an d be l ie f , an d tha t an ) in fo r m at io n n o t r e p o r te d was wi thhe ld be c au se i t m e t a pp l ic able s ta tu to r ypr o vis iu n s pe r m i t t in g n u n - disc lo su r e .I fu r the r c e r t ify tha t e a r n e d in c o m e f r o m o u ts ide e m plo ym e n t an d ho n o r ar ia an d the ac c e p tan c e o f g i f ts whic h have be e n r e po r te d a r e incomp l iance wi th th e p rov is ions o f 5 U.S .C . a p p . 5 01 e t . s e q . , 5 U.S .C . 73 5 "~ , and J ud ic ia l Con fe re nce re g u l a t ions .

S i g n a t u ~

N O T E : A N Y IN D I V ID U A L W H O K J , iO W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M IN A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a l D i sc lo s u r eA d m i n i s t r a t iv e O f f i c e o f t he U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

Israel L Glasser Financial Disclosure Report for 2009

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Transcript of Israel L Glasser Financial Disclosure Report for 2009