Investigation and Design of Dams

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    1. Introduction

    Dams

    A dam is simply a barrier placed across

    a watercourse to prevent or retard the

    normal flow of water therein. It is one

    of the most ancient of all structuraltypes and scores of thousands of them

    have been built in the course of history.

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    1. Introduction

    Marib Dam, Yemen

    Until recently, only a few trained observers had examined thesite of the Marib Dam. This barrier, known as Sudd al-Arim, isranked as the largest of the ancient dams in southern Arabia.

    According to one report, it was located on the wadi Sadd (Saba)

    near Marib and roughly 320 kilometers (200 miles) north ofAden.

    One account described the dam as 3.2 kilometers (2 miles) long,

    37 meters (120 feet) high, and 152 meters (500 feet) wide at thebase, with a volume of several million cubic meters of rock. Butanother, much more plausible, version tells of an embankmentonly a fraction as large and composed of earth. This presumably

    is the dam whose remains can still be seen today, at a site on thewadi Dhana about 5 kilometers (3 miles) upstream from Marib.

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    1. Introduction

    Marib Dam, Yemen (Present)

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    Some of the more common terms used to describecertain portions of a dam (Fig 1a & Fig 1b) are asfollows:

    1. Abutments Either the sloping sides of the valley upon which thedam is built or the actual part of the dam that rests

    on this portion of the valley.

    2. River orChannelSection

    The center portion of the dam that directly overliesthe river channel or that portion of the valley that isso situated.

    3. Dam Dam is any artificial barrier and its appurtenantworks constructed for the purpose of holding wateror any other fluid.

    4. Earth Dam It is made by compacting excavated earth obtainedfrom a borrow area.

    2. Terminology

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    5. Gravity Dam It is constructed of concrete and/or masonry and/orlaid-up stone that relies upon its weight for stability.

    6. Height It is the vertical dimension from the downstream toeof the dam at its lowest point to the top of the dam.

    7. Heel of the

    Dam

    The upstream portion of the dam where it contacts

    the bearing surface (i.e., the ground or rockfoundation).

    8. Toe of theDam

    The downstream portion of the dam where it contactsthe bearing surface.

    9. Crest The top of the dam. If walls are placed along the topof the dam to afford safety to a road or walkway,these walls commonly are called parapet walls.

    10. Freeboard The distance between the highest level of water inthe reservoir and the top of the dam.

    2. Terminology

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    11. Axis of theDam

    An arbitrary imaginary line drawn either along theexact center of the plan of the crest or along thecontact between the upstream part of the crest withthe upstream face of the dam.

    12. Dam CrossSection

    Usually drawn on a vertical plane that is normal tothe dam axis.

    13. Galleries Formed openings within the dam. They providemeans for draining water seeping through the face orthe foundation, act as openings to drill grout anddrainage holes, and provide access to equipmentwithin the dam and for observing its performance.

    14. Dead-storageWater Surface

    The elevation of the reservoir below which waterstays permanently in the reservoir and cannot be

    withdrawn. Also includes the silt storage, which isthat portion of the reservoir basin reserved forstoring any silt, which may enter and be deposited.

    2. Terminology

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    15. Tail Water Water at the downstream base of the dam resultingfrom backup of water discharged through thespillway, outlet works, or powerhouse.

    16. MinimumWater Surface

    The lowest elevation to which the reservoir can belowered and water still withdrawn by means of theoutlet works

    17. MaximumWater Surface

    The highest elevation at which water can be stored inthe reservoir without overtopping the dam or beingreleased through the spillway.

    18. Appurtenantworks These are structures or materials built andmaintained in connection with dams. These can bespillways, low-level outlet works and conduits.

    19. Spillway It is a concrete structure that conveys floodwater

    from the valley upstream to the valley downstreamwithout damaging the dam or reservoir walls oreroding the foundation or toe of the dam.

    2. Terminology

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    20. Auxiliaryspillway

    It is a secondary spillway designed to operate onlyduring large floods.

    21. EnergyDissipator It is a structure constructed in a waterway whichreduces the energy of fast-flowing water.

    22. Low-LevelOutlet

    Outlet is an opening at a low level used to drain orlower the water.

    23. DiversionTunnel It is a tunnel constructed within the abutment rocksto carry the water of the stream during constructionof the dam.

    24. Conduit Conduit is an enclosed channel used to convey flowsthrough or under a dam.

    25. Cofferdams They are temporary structures built upstream anddownstream from a dam to increase the stage of thestream so that the water will flow into the diversiontunnel by gravity. The downstream cofferdam

    prevents backup of water discharged from the tunnel.These enclose all or part of the construction area sothat construction can proceed in the dry.

    26. Cut-off A fabricated structure or a grout curtain placed tointercept seepage flow beneath a dam.

    2. Terminology

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    2. Terminology

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    2. Terminology

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    3. Classification Of Dams

    3.1 According To Purpose

    3.1.1 Stage Control Dams

    Diversion Dam

    Navigation Dam

    Check Dam

    3.1.2 Storage Dams

    Flood control Dam

    Water supply Dam

    Hydroelectric power Dam

    Sedimentation Dam

    Recreation Dam

    Groundwater recharge

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    3. Classification Of Dams

    3.1.3 Multipurpose Dams

    3.1.4 Barrier Dams

    Levees and dikes-to protect land areas fromoverbank flow

    Cofferdams-for temporary dewatering of

    construction sites

    3.2 According To Material

    Concrete Dams

    Masonry Dams Earthfill Dams

    Rockfill Dams

    Steel Dams Timber Dams

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    3. Classification Of Dams

    3.3 Structural Types

    3.3.1 Gravity Dams

    Concrete gravity dams-designed so that

    water and other loads are resisted by weight

    of dam (Fig 2). Concrete arch dams-loads resisted by arch

    action carried to abutments.

    Gravity-arch dams-loads resisted by

    combination of gravity and arch action.

    Buttress dams-loads resisted by slab or archaction between successive buttress support.

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    3.3.1 Concrete Gravity Dams

    Altus Dam Angostura Dam

    Olympus Dam

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    3.3.1 Concrete Arch Dams

    Hungary Horse dam (thick arch)

    Horse

    Mesa dam(thin arch)

    Gibson dam

    (thick arch)

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    3.3.1 Concrete Buttress Dams

    Pueblo dam (massive head buttress)

    Bartlett

    dam

    Lake Tahoe

    dam (slab &

    buttress)

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    3. Classification Of Dams

    3.3.2 Masonry Dams

    Stone-masonry gravity dams

    Stone-masonry arch dams3.3.3 Earth-Fill Dams

    Homogeneous embankment dams

    Zoned-earth embankment dams-with internalcore of relatively impermeable material

    Diaphragm-type embankment dams-with

    central core wall of concrete, steel or timber

    3.3.4 Rock-Fill Dams Rockfill dam with central earth core Rockfill dam with bituminous concrete core Decked rockfill dam (cement concrete /

    bituminous concrete face

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    3.3.2 Stone Masonry Gravity Dam

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    3.3.2 Earthfill Dams

    Anderson Ranch Dam Davis Dam

    Pinto Dam

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    3. Classification Of Dams

    3.3.5 Steel Dams

    Steel slab-buttress dams Sheet-steel cofferdams

    Cellular-steel cofferdams

    3.3.6 Timber Dams Timber slab-buttress dams

    Timber crib dams, with rock-filled cribs

    3.4 According To Size Of Dam And/Or Reservoir Large Dams

    Small Dams

    4 Factors Governing Selection Of Type

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    4. Factors Governing Selection Of Type

    Of Dam

    4.1 Site Conditions4.1.1 Geological Factors

    Uncertain or variable foundation, Suitable rock in the vicinity-may be obtained

    from quarries,

    An adequate amount of clay in the vicinity tobe used either as a vertical core or as a

    sloping core.

    4.1.2 Topography Of Site Gorge: Chord to height ratio (C/H)

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    4. Factors Governing Selection Of Type

    Of Dam

    Wide Valleys: C/H > 6-7* Gravity, buttress, multiple arch, earthfill, rockfill dams

    Flat country: Plains* Embankments

    4.1.3 Availability Of Materials

    Convenient source of earth or aggregate mayindicate earth or masonry dam

    Buttress dam requires smallest quantity of

    materials

    4.2 Hydraulic Factors Spillway requirements

    Diversion requirements

    Outlet works and penstock

    4 Factors Governing Selection Of Type

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    4. Factors Governing Selection Of Type

    Of Dam

    4.3 Climatic Effects Spelling of concrete in cold climates disadvantage

    of thin arch and buttress dams

    4.4 Traffic Factors Crest highways costly for thin arch and buttress

    dams

    Navigation locks precluded for arch dams

    4.5 Social Factors Gravity dams provide greatest safety against

    sudden destruction due to earthquake, bombing,

    etc., with resultant damage to affectedcommunities

    4 Factors Governing Selection Of Type

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    4. Factors Governing Selection Of Type

    Of Dam

    Benefits to be derived may control cost of dam;

    temporary dam may have to suffice if benefits aresmall or short-range

    Volume of employment, particularly of local labor

    Aesthetic considerations.

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    5. Dam Site Investigation

    5.1 Surface Investigation

    5.1.1 Topography

    A suitable dam site must exist. The cost of real estate of the reservoir

    (including road, railroad, cemetery, and

    welling relocation) must not be excessive.

    The reservoir site must have adequate

    capacity.

    A deep reservoir is preferable to shallow one

    because of lower land costs per unit of

    capacity, less evaporation loss, and lesslikelihood of weed growth.

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    5. Dam Site Investigation

    Tributary areas which are unusually

    productive of sediments should be avoided if

    possible.

    The quality of the stored water must be

    satisfactory for its intended use.

    Site from which a considerable quantity of

    leakage may occur should be avoided. Sites susceptible to sliding should be

    avoided.

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    5. Dam Site Investigation

    5.1.2 Hydrology

    5.1.3 Geology

    5.1.4 Hydrogeology5.1.5 Seismicity

    5.2 Subsurface Investigations

    5.2.1 Subsurface Investigation Methods Geophysical methods

    Core drilling

    Adits Trenches

    Shafts

    In-situ Tests Water Pressure Test

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    7. Design Of Dams

    7.1 Gravity Dams7.1.1 Forces On Gravity Dam

    7.1.2 Stability Analysis Of Gravity DamA. Stability Analysis

    Overturning

    Cracking Sliding7.1.3 Seepage And Leakage

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    7. Design of Dams- Gravity Dam

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    7. Design Of Dams Embankment Dam

    7.2.3 Seepage Analysis And Design

    7.2.4 General Problems Of Soil Foundation7.2.5 Typical Design Measures And Seepage Analysis

    A. Typical Design measures

    B. Seepage Analysis

    Excessive Exit Gradient

    Excessive Pore Pressure

    Excess Seepage Flow

    7.2 Embankment Dams

    7.2.1 Zoning Of Embankment (Earth Fill And Rock

    Fill) Dams And Typical Construction Materials7.2.2 Seepage Through The Dams And Foundation

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    7. Design Of Dams

    7.2.6 Design Of Different Sections Of Embankment

    And Slope Stability Analysis

    A. FreeboardTable 5

    Freeboard Requirement

    Sr.

    Nr.

    Largest Fetch

    (km)

    Normal Freeboard

    (m)

    Min Freeboard

    (m)

    1 Less than 1.6 1.2 0.92 1.6 1.5 1.2

    3 4 1.8 1.5

    4 8 2.4 1.85 16 3.0 2.1

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    7. Design Of Dams

    B. Crest of Dam

    Embankment Dams

    W = 0.2Z + 3.3 m

    where

    W = Width of crest in meters

    Z = Height of the dam abovestream bed in meters

    i f

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    7. Design Of Dams

    C. Core

    Table 6Core Permeability

    Sr.

    Nr.

    Permeability Coefficient

    (cm/sec) Typical Soil Value as Core

    1 1.01 to 1.01x103 Sands Considerable Leakage

    2 1.01 x 103 to 1.01 x 104 Silty Sands Usable with good

    control, if some leakagecan be tolerated

    3 1.01 x 104 to 1.01 x 106 Silts Little leakage if well

    compacted

    4 1.01 x 106 and lesser Silty Clay, Clay Impervious

    7 D i Of D

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    7. Design Of Dams

    D. Shell Slopes and Material

    Table 7Tentative Design Slopes Earth Dams

    Sr. Nr. Soil Type Upstream Downstream

    1 Gravel, Sandy Gravels with core 2.5H: 1V 2H : 1V

    2 Clean sands with core 3.0H : 1V 2.5H:1V3 Low Density Silts, Micaceous Silts 3.5H: 1V 3.0H:1V

    4 Low Plasticity Clays 3.0H : 1V 2.5H: 1V

    7 D i Of D

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    7. Design Of Dams

    E. Internal Drainage System

    Table 8

    Categories of Base Soil Material

    Category Percent Finer than the No 200

    (0.074 mm) size

    1 > 85

    2 40 853 15 39

    4

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    7. Design Of Dams

    E. Internal Drainage System

    Table 9

    Criteria for Filters

    S r .

    N r .

    B a s e S o i l D e s c r ip t io n a n d

    P e r c e n t F in e r T h a n N o 2 0 0

    ( 0 .0 7 4 m m ) s ie v e

    F i lte r C r i te r ia

    1 F i n e s i lt s a n d c la y s

    ( m o r e th a n 8 5 % f in e r )

    D 1 5 F < 9 D 8 5 B

    2 S an d s , S ilt s , C la y s a n d S i lt y &

    C la y e y S a n d s(4 0 % to 8 5 % f in e r )

    D 1 5 F < 0 .7 m m

    3 S i lt y a n d C la y e y S a n d s a n d G r a v e ls

    (1 5 % to 3 9 % f in e r )

    D 1 5 F < 0 .7 m m

    + ( (4 0 - A )x ( 4 x D 8 5 B 0 .7

    m m ) ) / 2 5

    4 S a n d s a n d G ra v e ls

    ( L e s s th a n 1 5 % f in e r )

    D 1 5 F < 4 D 8 5 B

    7 D i Of D

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    7. Design Of Dams

    E. Internal Drainage System

    Table 10

    D10F and D90F Limits for Preventing Segregation

    S r.

    N r.

    M in im u m D 1 0 F

    ( m m )

    M a xim u m D 9 0 F

    ( m m )1 < 0 .5 2 0

    2 0 .5 1 .0 2 5

    3 1 .0 2 .0 3 0

    4 2 .0 5 .0 4 0

    5 5 .0 1 0 5 0

    6 1 0 5 0 6 0

    7 D i Of D

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    7. Design Of Dams

    E. Internal Drainage System

    Table 11

    Minimum Thickness of Upstream Blanket forDifferent Materials

    Thickness for Given HeadSr.Nr.

    Filter0 23m 23 45 m 45 90 m

    1 Fine Sand 150 mm 300 mm 450 mm

    2 Coarse Sand 225 mm 450 mm 600 mm

    3 Gravel 300 mm 600 mm 750 mm

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    7. Design Of Dams

    Typical Filter Gradation

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    7. Design Of Dams

    F. Riprap

    Table 12

    Minimum Riprap Thickness

    Riprap Size (m)

    3H : 1V Slope 2 H : 1V Slope

    Sr.

    Nr.

    Wave

    Height

    (m) D50 D100 D50 D100

    1 0.5 0.19 0.27 0.21 0.3

    2 1.0 0.37 0.55 0.42 0.633 1.5 0.55 0.82 0.63 0.95

    4 2.0 0.73 1.10 0.84 1.26

    5 2.5 0.92 1.38 1.05 1.58

    7 Design Of Dams

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    7. Design Of Dams

    Typical Filter Gradation

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    7. Design Of Dams

    Table 13

    Minimum Factors of Safety

    G. Slope Stability Analyses

    L o a d i n g

    C o n d i t i o n

    S h e a r

    S t r e n g t h

    P a r a m e t e r s *

    P o r e P r e s s u r e

    C h a r a c t e r i s t i c s

    M i n i m u m

    F a c t o r o f

    S a f e t y

    A . E n d o f

    c o n s t r u c t i o n

    1 . E f f e c t i v e G e n e r a t i o n o f e x c e s s p o r e

    p r e s s u r e s i n e m b a n k m e n t a n d

    f o u n d a t i o n m a t e r i a l s w i t hl a b o r a t o r y d e t e r m i n a t i o n o f

    p o r e p r e s s u r e a n d m o n i t o r i n g

    d u r i n g c o n s t r u c t i o n

    1 . 3

    G e n e r a t i o n o r e x c e s s p o r e

    p r e s s u r e s i n e m b a n k m e n t a n d

    f o u n d a t i o n m a t e r i a l s a n d n o

    f i e l d m o n i t o r i n g d u r i n g

    c o n s t r u c t i o n a n d n o l a b o r a t o r y

    d e t e r m i n a t i o n

    1 . 4

    G e n e r a t i o n o f e x c e s s p o r e

    p r e s s u r e s i n e m b a n k m e n t o n l y

    w i t h o r w i t h o u t f i e l d

    m o n i t o r i n g d u r i n g

    c o n s t r u c t i o n a n d n o l a b o r a t o r yd e t e r m i n a t i o n

    1 . 3

    2 . U n d r a i n e d

    S t r e n g t h

    1 . 3

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    7. Design Of Dams

    Table 13

    Minimum Factors of Safety

    G. Slope Stability Analyses

    B. Steady-

    state seepage

    Effective Steady-state seepage under

    active conservation pool

    1.5

    C.Operational

    Conditions

    Effective orUndrained

    Steady-state seepage undermaximum reservoir level

    1.5

    Effective or

    Undrained

    Rapid drawdown from normal

    water surface to inactive

    water surface

    1.3

    Rapid drawdown form

    maximum water surface to

    inactive water surface

    1.3

    D. Unusual Effective or

    Undrained

    Drawdown at maximum outlet

    capacity

    1.2

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    7. Design Of Dams

    Shear Strength Data and Sources Determination of Pore Pressures Methods of Analysis

    Slip Surface Configuration

    7 2 Embankment Dam Major Sections

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    7.2 Embankment Dam Major Sections

    Earth and Rockfill-Central Core-Scale B

    7 2 Seepage Designs

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    7.2 Seepage Designs

    7 Embankment Dam Zones - Description

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    7. Embankment Dam Zones Description

    7. Embankment Dam ConstructionMaterial

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    Material

    7. Design Of Dams

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    7. Design Of Dams

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    7. Design Of Dams

    7.3 Miscellaneous Problems

    7.3.1 Sedimentation In Reservoirs

    7.3.2 Problems Associated With Foundation RocksA. Shales

    B. Sandstones

    C. Carbonate Rocks

    D. Evaporites

    E. Extrusive RocksF. Intrusive Rocks

    G. Metamorphic Rocks