Investigating Vibration Properties of a Planetary Gear Set ......1 Investigating Vibration...

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1 Investigating Vibration Properties of a Planetary Gear Set with a Cracked Tooth in a Planet Gear Xihui Liang 1 and Ming J. Zuo 2 1,2 Department of Mechanical Engineering, University of Alberta, Edmonton, Alberta, T6G2G8, Canada [email protected] ABSTRACT Comparing with fixed shaft gearbox, vibration properties of planetary gearbox are much more complicated. In a planetary gearbox, there are multiple vibration sources as several pairs of sun-planet gears and several pairs of ring- planet gears mesh simultaneously. In addition, the signal transmission path changes due to the rotation of the carrier. To facilitate fault detection of a planetary gearbox and avoid catastrophic consequences caused by gear failures, it is essential to understand the vibration properties of a planetary gearbox. This paper aims to simulate vibration signals and investigate vibration properties of a planetary gear set when there is a cracked tooth in a planet gear. Displacement signals of the sun gear and the planet gear, and resultant acceleration signals of the whole planetary gear set will be simulated and investigated. Previous work mainly focuses on the vibration properties of a single component, like the sun gear, the planet gear or the carrier. This paper simulated the vibration signal of a whole planetary gear set when there is a cracked tooth in a planet gear. In addition, fault symptoms will be revealed, which can be utilized to detect the crack in the planet gear. Finally, the proposed approach is experimentally validated. 1. INTRODUCTION Planetary gears are widely used in aeronautic and industrial applications because of properties of compactness and high torque-to-weight ratio. A planetary gear set consists normally of a centrally pivoted sun gear, a ring gear and several planet gears that mesh with the sun gear and the ring gear simultaneously as shown in Figure 1. The vibration signals of a planetary gearbox are more complicated comparing with that of a fixed-shaft gearbox. In a planetary gearbox, there are multiple vibration sources as several pairs of sun-planet gears and several pairs of ring- planet gears mesh simultaneously. In addition, signal transmission path changes due to the rotation of the carrier. Multiple vibration sources and the effect of transmission path lead to complexity of fault detection (Liang, Zuo and Hoseini, 2014). Figure 1. A planetary gear set having four planet gears (Lei, Lin, Zuo and He, 2014) A few studies investigated vibration properties of the planetary gearbox. Zhang, Khawaja, Patrick, et al. (2008) applied the blind deconvolution algorithms to denoise the vibration signals collected from a testbed of the helicopter main gearbox subjected to a seeded fault. Inalpolat and Kahraman (2009) proposed a simplified mathematical model to describe the mechanisms leading to modulation sidebands of planetary gear sets. Inalpolat and Kahraman (2010) predicted modulation sidebands of a planetary gear set having manufacturing errors. Chen, Vachtsevanos and Orchard (2012) proposed an integrated remaining useful life prediction method which was validated by successfully applying the method to a seeded fault test for a UH-60 helicopter planetary gear plate. Feng and Zuo (2012) Xihui Liang et al. This is an open-access article distributed under the terms of the Creative Commons Attribution 3.0 United States License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

Transcript of Investigating Vibration Properties of a Planetary Gear Set ......1 Investigating Vibration...

Page 1: Investigating Vibration Properties of a Planetary Gear Set ......1 Investigating Vibration Properties of a Planetary Gear Set with a Cracked Tooth in a Planet Gear Xihui Liang 1 and

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Investigating Vibration Properties of a Planetary Gear Set with a

Cracked Tooth in a Planet Gear

Xihui Liang 1

and Ming J. Zuo 2

1,2Department of Mechanical Engineering, University of Alberta, Edmonton, Alberta, T6G2G8, Canada

[email protected]

ABSTRACT

Comparing with fixed shaft gearbox, vibration properties of

planetary gearbox are much more complicated. In a

planetary gearbox, there are multiple vibration sources as

several pairs of sun-planet gears and several pairs of ring-

planet gears mesh simultaneously. In addition, the signal

transmission path changes due to the rotation of the carrier.

To facilitate fault detection of a planetary gearbox and avoid

catastrophic consequences caused by gear failures, it is

essential to understand the vibration properties of a

planetary gearbox. This paper aims to simulate vibration

signals and investigate vibration properties of a planetary

gear set when there is a cracked tooth in a planet gear.

Displacement signals of the sun gear and the planet gear,

and resultant acceleration signals of the whole planetary

gear set will be simulated and investigated. Previous work

mainly focuses on the vibration properties of a single

component, like the sun gear, the planet gear or the carrier.

This paper simulated the vibration signal of a whole

planetary gear set when there is a cracked tooth in a planet

gear. In addition, fault symptoms will be revealed, which

can be utilized to detect the crack in the planet gear. Finally,

the proposed approach is experimentally validated.

1. INTRODUCTION

Planetary gears are widely used in aeronautic and industrial

applications because of properties of compactness and high

torque-to-weight ratio. A planetary gear set consists

normally of a centrally pivoted sun gear, a ring gear and

several planet gears that mesh with the sun gear and the ring

gear simultaneously as shown in Figure 1.

The vibration signals of a planetary gearbox are more

complicated comparing with that of a fixed-shaft gearbox.

In a planetary gearbox, there are multiple vibration sources

as several pairs of sun-planet gears and several pairs of ring-

planet gears mesh simultaneously. In addition, signal

transmission path changes due to the rotation of the carrier.

Multiple vibration sources and the effect of transmission

path lead to complexity of fault detection (Liang, Zuo and

Hoseini, 2014).

Figure 1. A planetary gear set having four planet gears

(Lei, Lin, Zuo and He, 2014)

A few studies investigated vibration properties of the

planetary gearbox. Zhang, Khawaja, Patrick, et al. (2008)

applied the blind deconvolution algorithms to denoise the

vibration signals collected from a testbed of the helicopter

main gearbox subjected to a seeded fault. Inalpolat and

Kahraman (2009) proposed a simplified mathematical

model to describe the mechanisms leading to modulation

sidebands of planetary gear sets. Inalpolat and Kahraman

(2010) predicted modulation sidebands of a planetary gear

set having manufacturing errors. Chen, Vachtsevanos and

Orchard (2012) proposed an integrated remaining useful life

prediction method which was validated by successfully

applying the method to a seeded fault test for a UH-60

helicopter planetary gear plate. Feng and Zuo (2012)

Xihui Liang et al. This is an open-access article distributed under the

terms of the Creative Commons Attribution 3.0 United States License, which permits unrestricted use, distribution, and reproduction in any

medium, provided the original author and source are credited.

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ANNUAL CONFERENCE OF THE PROGNOSTICS AND HEALTH MANAGEMENT SOCIETY 2014

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mathematically modeled tooth pitting and tooth wear by

applying amplitude modulation and frequency modulation,

and then analyzed the spectral structure of the vibration

signals of a planetary gear set. Patrick, Ferri and

Vachtsevanos (2012) studied the effect of planetary gear

carrier-plate cracks on vibration spectrum. Liang, Zuo and

Hoseini (2014) investigated the vibration properties of a

planetary gear set when there is a cracked tooth in the sun

gear. Chen and Shao (2011) studied the dynamic features of

a planetary gear set with tooth crack under different sizes

and inclination angles. The displacement signals of the sun

gear and the planet gear were investigated when a tooth

crack was present on the sun gear or the planet gear.

However, the effect of transmission path was not considered

in their analysis. They did not model the resultant vibration

signals of the whole gearbox. In practical applications,

sensors are commonly mounted on the housing of the

gearbox to capture the vibration signals. The signals

acquired by sensors are the resultant vibration signals of the

whole gearbox. They are not the vibration signals of the sun

gear or a single planet gear. In this study, the resultant

vibration signals of a planetary gear set will be modeled and

then analyzed when there is a cracked tooth in the planet

gear.

2. MODELING OF VIBRATION SIGNALS

Liang, Zuo and Hoseini (2014) simulated and investigated

the vibration signals of a planetary gear set when there is a

cracked tooth in the sun gear. The method proposed by

Liang, Zuo and Hoseini (2014) will be applied directly in

this paper. This study does not intend to propose a new

method to model the vibration signals of a planetary gear set.

This paper focuses on exploring vibration properties, and

then finds the fault symptoms of a planetary gear set when

there is a cracked tooth in the planet gear. Two steps are

required to obtain the resultant vibration signals of a

planetary gear set. First of all, a dynamic model will be

applied to simulate the vibration signals of each gear,

including the sun gear, each planet gear and the ring gear.

Then, resultant vibration signals will be modeled

considering multiple vibration sources and effect of

transmission path.

2.1. Dynamic Modeling of a Planetary Gear Set

The dynamic model used in this study is the same as that

used by Liang, Zuo and Hoseini (2014) except for

differences of sun-planet mesh stiffness. The differences of

sun-planet mesh stiffness will be described in detail in

Section 3. Figure 2 shows the dynamic model that will be

used in this study. It is a nonlinear two-dimensional lumped-

mass model. Each component has three degrees of freedom.

Total, it has 9+3N degrees of freedom as a planet gear set

has one sun gear, one ring gear, one carrier and N planet

gears. All the coordinate systems are fixed on the carrier.

Figure 2 shows locations and positions of all coordinate

systems in the initial time (time zero). Equations of motion

of the dynamic model will not be included in this paper.

Equations can be found in Liang, Zuo and Hoseini (2014).

Figure 2. Dynamic modeling of a planetary gear set

(Liang, Zuo and Hoseini, 2014)

2.2. Resultant Vibration Signals

A dynamic model of a planetary gear set was described in

Section 2.1. Equations of motion of the dynamic model can

be built correspondingly. Numerically solving the equations,

vibration signals of the sun gear, the ring gear, each planet

gear and the carrier can be obtained. After that, resultant

vibration signal of the planetary gear set can be modeled

incorporating multiple vibration sources and the effect of

transmission path. The resultant vibration signal is

expressed as weighted summation of acceleration of each

planet gear as shown in Equation (1) (Liang, Zuo and

Hoseini, 2014).

1

( ) ( ) ( )N

n n

n

a t w t a t

(1)

where ( )nw t is the weighting function which counts for the

effect of the transmission path; ( )na t represents

acceleration of the nth

planet gear, which is obtained through

dynamic simulation.

A Hamming function is used to model the effect of

transmission path. The Hamming function assumes that as

planet n approaches transducer location, its influence

increases, reaching its maximum when planet n is closest to

transducer location, then, its influence decreases as the

planet goes away from the transducer.

( )=0.54 0.46cos( )i c nw t w t (2)

where cw is carrier angular frequency;

n is phase angle

corresponding to the nth

planet gear.

xs, xc, xr

ys

yc

yr

xpn

ypn

xp1

yp1

o

ksy csy

ksx

csx

ccy kcy

cry kry

kcx

ccx

crx

krx

cpnx

krt

crt

kct

cct

kst

cst

kpny cpny

Sun gear

Carrier

Ring gear

Planet gearksp1

csp1

krp1

crp1

kspn cspn

kpnx

krpn

Ψn

θs

θpn

θc

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3. CRACK MODELING AND MESH STIFFNESS EVALUATION

Gear tooth crack is a common failure mode in a gear

transmission system. It may occur in the sun gear, a planet

gear or the ring gear. When a cracked tooth is in the sun

gear, the cracked tooth will mesh with all planet gears.

Therefore, mesh stiffness of all sun-planet gear pairs will be

affected. While if a cracked tooth is in a planet gear, only

mesh stiffness of one pair of sun-planet gear pair is affected.

Tooth crack mostly initiates at the critical area of a gear

tooth root (area of the maximum principle stress), and the

propagation paths are smooth, continuous, and in most cases,

rather straight with only a slight curvature as shown in

Figure 3 (Belsak and Flasker, 2007). Liang, Zuo and Pandey

simplified the crack growth path as a straight line (the red

line) starting from the critical area of the tooth root. The

same model developed by Liang, Zuo and Pandey (2014)

will be applied in this study.

Figure 3. Crack propagation path (Belsak and Flasker, 2007)

Figure 4. Mesh stiffness of a sun-planet gear pair

(Liang, Zuo and Pandey, 2014)

Potential energy method used by Liang, Zuo and Pandey

(2014) is applied directly in this study to evaluate the mesh

stiffness of a planetary gear set in the perfect and the

cracked tooth condition. Figure 4 shows the mesh stiffness

of a pair of sun-planet gear when different crack levels are

present on a planet gear tooth. With the growth of tooth

crack, the mesh stiffness will decrease correspondingly. The

reduction of mesh stiffness will cause the vibration signals

behavior abnormally, which can be used to detect the tooth

fault.

4. VIBRATION SIGNALS OF SUN GEAR AND PLANET GEAR

In this section, vibration signals of a planetary gear set are

numerically simulated using MATLAB ode15s solver.

Physical parameters of the planetary gear set are listed in

Table 1. A constant torque of 450 N.m is applied to the sun

gear and the rotation speed of the carrier is 8.87 r/min. Gear

mesh damping is assumed to be proportional to the mesh

stiffness (Tian, Zuo and Fyfe, 2004).

Table 1. Physical parameters of a planetary gear set

(Liang, Zuo and Hoseini, 2014)

Parameters Sun gear Planet gear Ring gear Carrier

Number of teeth 19 31 81 ---

Module (mm) 3.2 3.2 3.2 ---

Pressure angle ο20 ο20 ο20 ---

Mass (kg) 0.700 1.822 5.982 10.000

Face width (m) 0.0381 0.0381 0.0381 ---

Young’s modulus

(Pa)

2.068×1011 2.068×1011 2.068×1011 ---

Poisson’s ratio 0.3 0.3 0.3 ---

Base circle radius

(mm)

28.3 46.2 120.8 ---

Root circle radius

(mm)

26.2 45.2 132.6 ---

Bearing Stiffness ksx =ksy= krx =kry =kcx =kcy= kpnx = kpny = 1.0×108 N.m

Bearing damping csx =csy= crx =cry= ccx =ccy= cpnx = cpny = 1.5×103 Ns/m

Figure 5 presents displacement signals of the planet gear

that has a cracked tooth. The planet gear has 31 teeth. In the

time duration of 31 gear mesh periods, the cracked tooth

will mesh one time. It is observable from Figure 5 that large

amplitude (fault symptom) of the displacement signal is

generated when the cracked tooth is in meshing. As the

crack grows, the amplitude of the fault symptoms increases

accordingly. The fault symptom will repeat every 31 gear

mesh periods. In Figure 5, the fault symptom mainly

appears in the y-direction displacement. Actually, the fault

symptom may mainly appear in the x-direction displacement

or in the y-direction displacement or evenly in the two

directions, which depends on the location of the planet gear.

Since the ring gear has 81 teeth, the planet gear returns to its

original position after 81 meshes. Figure 6 plots the center

locus of the sun gear in 81 gear mesh periods when a planet

gear tooth has different crack lengths. When the planet gear

is in perfect condition, 81 spikes can be observed which

corresponding to 81 gear meshes. When the planet gear has

a cracked tooth, the cracked tooth will mesh two or three

times (81/31) in 81 gear mesh periods. Figure 6 shows the

condition when three meshes happen in 81 gear meshes. In

the condition of 0.86 mm crack, three bigger spikes can be

observed. Time duration of spike 1 and spike 2 is 31 gear

Critical area

4.30 mm

Tooth centre line

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.60.4

0.6

0.8

1

1.2

1.4

1.6

1.8

2x 10

9

Gear mesh periods

Sun/p

lanet

mes

h s

tiff

nes

s (N

/m)

4.30 mm crack

2.58 mm crack

0.86 mm crack

Perfect

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mesh periods. Similarly, it is 31 gear mesh periods between

spike 2 and spike 3. The time duration of spike 3 and spike

1 is 19 (81-62) gear mesh periods. It is predicable that the

4th

bigger spike will show after 31 gear mesh periods of

spike 3. In the condition of 2.58 mm crack, the three spikes

(1, 2 and 3) become even larger comparing to the condition

of 0.86 mm crack. When the cracked tooth is in meshing, a

spike will be generated due to the low stiffness of cracked

tooth pair, like spike 1. Spike 1’ is generated along with

spike 1 by the reaction force induced by the bigger

amplitude of spike 1. Same situation applies to spike 2’ and

spike 3’. Overall, clear fault symptoms show in the vibration

signals of sun gear and planet gear.

Figure 5. Displacement signals of the sun gear

dx: displacement in x-direction; dy: displacement in y-direction

Figure 6. Center locus of the sun gear

5. RESULTANT VIBRATION SIGNALS

Applying Equation (1), resultant signal of a planetary gear set

(parameters are listed in Table 1) can be generated. Figure 7

shows the resultant vibration signals in one revolution of the

carrier (81 gear mesh periods). Three health conditions are

plotted: perfect condition, 0.86 mm crack in one tooth of a

planet gear and 2.58 mm crack in one tooth of a planet gear.

The symbol ay represents y-direction acceleration of the

planetary gear set. In one revolution of the carrier, the cracked

tooth should mesh three times. Three fault symptoms should

appear in one revolution of the carrier. However, in the 0.86

mm crack, only one bigger spike is observed (see the red

elliptical circle). In the 2.58 mm crack, two bigger spikes are

observed. Therefore, some spikes are attenuated or

disappeared. This is caused by the effect of transmission path.

If the cracked tooth is meshing far from a transducer, the fault

symptoms cannot be acquired by the transducer. Figure 8

presents frequency spectrum of simulated resultant vibration

signals of a planetary gear set in different health conditions. In

the perfect condition, sizable amplitudes are marked in Figure

Mesh periods (Tm) Mesh periods (Tm) Mesh periods (Tm)

Perfectx 10-7

-5

0

5

dx

(m)

0 10 20 30

Perfectx 10-7

dy

(m)

0 10 20 30

-10

-5

0

5

0.86 mm Crackx 10-7

-5

0

5

dx

(m)

0 10 20 30

0.86 mm Crackx 10-7

dy

(m)

0 10 20 30

-10

-5

0

5

2.58 mm Crackx 10-7

-5

0

5

dx

(m)

0 10 20 30

2.58 mm Crackx 10-7

dy

(m)

0 10 20 30

-10

-5

0

5

Fault symptom

-8 -6 -4 -2 0 2 4 6 8-8

-6

-4

-2

0

2

4

6

8

Displacement in x-direction

Dis

pla

cem

ent

in y

-dir

ecti

on

-8 -6 -4 -2 0 2 4 6 8-8

-6

-4

-2

0

2

4

6

8

Displacement in x-direction

Dis

pla

cem

ent

in y

-dir

ecti

on

-8 -6 -4 -2 0 2 4 6 8-8

-6

-4

-2

0

2

4

6

8

Displacement in x-direction

Dis

pla

cem

ent

in y

-dir

ecti

on

0.86 mm Crack 2.58 mm CrackPerfectx 10-7 m x 10-7 m x 10-7 m

x 10-7 mx 10-7 mx 10-7 m

1

2

3

1

2

3

1’

2’

3’

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8 and they all show in the following locations: nfm if n is an

integer and a multiple of 4, nfm±fc if n is an odd integer, nfm±2fc

if n is an even integer but not a multiple of 4 (Liang, Zuo and

Hoseini, 2014), where fm represents gear mesh frequency and fc

denotes rotation frequency of the carrier. When crack is

present on one tooth of a planet gear, these sizable amplitudes

are rarely affected. Some sidebands (see the area circled by red

lines) appear due to the tooth crack even it is not obvious in

Figure 8.

Figure 7. Simulated resultant vibration signal of a planetary gear set

Figure 8. Frequency spectrum of simulated resultant vibration signals

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

-5

0

5

Perfect

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

-5

0

5

0.86 mm Crack

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

-5

0

5

2.58 mm Crack

ay

(m/s

2)

ay

(m/s

2)

ay

(m/s

2)

Rotation period of the carrier (Tc)

0

0.2

0.4

0.6

0 10 20 30 40 50 60 70

ay

(m/s

2)

Perfect

x fm

0

0.2

0.4

0.6

0 10 20 30 40 50 60 70

ay

(m/s

2)

0.86 mm Crack

x fm

0

0.2

0.4

0.6

0 10 20 30 40 50 60 70

ay

(m/s

2)

2.58 mm Crack

Frequency x fm

19

fm+

f c

21

fm-f

c

29

fm-f

c

31

fm+

f c

33

fm-f

c

35

fm+

f c

34

fm-2

f c

37

fm-f

c

39

fm+

f c

41

fm-f

c

43

fm+

f c

45

fm-f

c

46

fm-2

f c4

7 f

m+

f c

49

fm-f

c5

0 f

m-2

f c5

1 f

m+

f c

53

fm-f

c5

4 f

m-2

f c5

5 f

m+

f c 57

fm-f

c

59

fm+

f c

61

fm-f

c

58

fm+

2f c

60

fm

62

fm+

2f c

63

fm+

f c6

4 f

m6

5 f

m-f

c

66

fm-2

f c6

7 f

m+

f c

69

fm-f

c

7 f

m+

f c

11

fm+

f c

13

fm-f

c1

4 f

m+

2f c

15

fm+

f c

17

fm-f

c

22

fm+

2f c

23

fm+

f c

25

fm-f

c2

6 f

m+

2f c

27

fm+

f c

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ANNUAL CONFERENCE OF THE PROGNOSTICS AND HEALTH MANAGEMENT SOCIETY 2014

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Figure 9 gives zoomed-in plot of frequency region between 43

fm and 45 fm. Many sidebands appear but they are not

symmetric. Sizable sidebands appear at mfm±nfplanet±kfc or

mfm±nfplanet±kfp, where m, n and k are all integers; fp represents

rotation frequency of the planet gear and fplanet denotes

characteristic frequency of the faulty planet gear. For the

planetary gear set we used in this studied, n and k can take the

following integer values: 0 ≤ n ≤ 15 and 0 ≤ k ≤ 1. The

characteristic frequency of the cracked planet gear can be

calculated as follows (Feng et al. 2012):

fplanet= fm/Zp (3)

where Zp denotes teeth number of the planet gear.

Figure 9. Zoomed-in frequency spectrum of simulated resultant vibration signals

6. EXPERIMENTAL VALIDATION

Acceleration signals are acquired from a planetary gearbox to

validate simulated resultant vibration signals and fault

symptoms discovered in this study. Figure 10 shows the

experimental test rig whose parameters are listed in Table 2.

An acceleration sensor was installed on top surface of the

housing of 2nd

stage planetary gearbox and vertical

acceleration signals of the gearbox were recorded. The

configuration and parameters of the 2nd

stage planetary gear

set are the same as that of the planetary gear set used for the

signal simulation. The rotation speed of the carrier is 8.87

r/min that is the same carrier speed used in the simulation.

When the crack length is small, fault symptoms may be

submerged in the noise and hard to be detected. To amplify the

fault symptoms, 4.3 mm tooth crack was created in a planet

gear tooth as shown in Figure 11.

Figure 10. Experimental test rig

Table 2. Parameters of experimental test rig

Gearbox Bevel stage First stage planetary

gearbox

Second stage

planetary gearbox Gear Input Output Sun Planet Ring Sun Planet Ring

No. of

teeth

18 72 28 62 (4) 152 19 31 (4) 81

Note: The number of planet gears is indicated in the parenthesis.

Figure 11. 4.3 mm manually made tooth crack in planet gear

Figure 12 shows the frequency spectrum of experimental

vibration signals. In Figure 12, “Motor” represents rotation

frequency of drive motor; “MBvl” denotes mesh frequency of

bevel gears; “fm1” and “fc1” means mesh frequency and carrier

43 43.2 43.4 43.6 43.8 44 44.2 44.4 44.6 44.8 450

0.01

0.02

2.58 mm Crack

Perfect

x fm

44 f

m44 f

m+

f c

44

fm-f

c44 f

m-f

p44

fm-f

pla

net-f

c44

fm-f

pla

net-f

p44 f

m-2

f pla

net-f

c

44 f

m-2

f pla

net-f

p

44 f

m+

f pla

net+

f c44

fm+

f pla

net+

f p44 f

m+

2f p

lan

et+

f c44 f

m+

2f p

lan

et+

f p44 f

m+

3f p

lan

et+

f p44 f

m+

4f p

lan

et+

f c44 f

m+

4f p

lan

et+

f p44 f

m+

5f p

lan

et+

f p44 f

m+

6f p

lan

et+

f p44 f

m+

7f p

lan

et+

f c44

fm+

7f p

lan

et+

f p44 f

m+

8f p

lan

et+

f c44

fm+

8f p

lan

et+

f p

44 f

m+

10f p

lan

et+

f c44 f

m+

10f p

lan

et+

f p44 f

m+

11

f pla

net+

f c44 f

m+

12f p

lan

et+

f c44 f

m+

13f p

lan

et+

f c44 f

m+

12

f pla

net+

f p44 f

m+

13f p

lan

et+

f p44

fm+

14

f pla

net+

f c44 f

m+

14f p

lan

et+

f p44 f

m+

15f p

lan

et+

f c

45 f

m-f

pla

net-f

p44 f

m-3

f pla

net-f

p

44 f

m-4

f pla

net-f

p

44 f

m-5

f pla

net-f

p

44 f

m-6

f pla

net-f

c44 f

m-6

f pla

net-f

p44 f

m-7

f pla

net-f

c44 f

m-7

f pla

net-f

p

44 f

m-8

f pla

net-f

p

44 f

m-1

0f p

lan

et-f

c44 f

m-1

0f p

lan

et-f

p44 f

m-1

1f p

lan

et-f

c44 f

m-1

1f p

lan

et-f

p44 f

m-1

2f p

lan

et-f

c

44 f

m-1

3f p

lan

et-f

c44 f

m-1

3f p

lan

et-f

p

44 f

m-1

4f p

lan

et-f

c44 f

m-1

5f p

lan

et-f

c

44 f

m-1

5f p

lan

et-f

p

43 f

m+

2f p

lan

et+

f c43 f

m+

3f p

lan

et+

f c 43 f

m+

3f p

lan

et+

f p43 f

m+

4f p

lan

et+

f c43 f

m+

4f p

lan

et+

f p43 f

m+

5f p

lan

et+

f c43 f

m+

5f p

lan

et+

f p43 f

m+

6f p

lan

et+

f c43 f

m+

6f p

lan

et+

f p43 f

m+

7f p

lan

et+

f c43 f

m+

8f p

lan

et+

f c43 f

m+

8f p

lan

et+

f p43 f

m+

9f p

lan

et+

f p43 f

m+

10f p

lan

et+

f c43

fm+

10f p

lan

et+

f p43 f

m+

11f p

lan

et+

f c43 f

m+

12f p

lan

et+

f c43 f

m+

13f p

lan

et+

f c43 f

m+

14f p

lan

et+

f c43 f

m+

14

f pla

net+

f p

45 f

m-2

f pla

net-f

p

45 f

m-3

f pla

net-f

p

45 f

m-4

f pla

net-f

c45 f

m-5

f pla

net-f

c

44 f

m+

15f p

lan

et+

f p

45 f

m-5

f pla

net-f

p

45

fm-6

f pla

net-f

c

45 f

m-7

f pla

net-f

c

45 f

m-8

f pla

net-f

c

45 f

m-8

f pla

net-f

p45 f

m-9

f pla

net-f

c45 f

m-1

0f p

lan

et-f

c

45 f

m-1

1f p

lan

et-f

c45 f

m-1

1f p

lan

et-f

p45 f

m-1

2f p

lan

et-f

c

45 f

m-1

3f p

lan

et-f

p

45 f

m-1

4f p

lan

et-f

p45 f

m-1

4f p

lan

et-f

c

ay

(m/s

2)

Frequency

45 f

m-1

3f p

lan

et

43 f

m+

13f p

lan

et

Drive motor

Bevel gearbox

1st stage

Speed-up gearbox

2nd stage

planetary gearbox

Load motor

2nd stage

Speed-up gearbox

1st stage

planetary gearbox

Page 7: Investigating Vibration Properties of a Planetary Gear Set ......1 Investigating Vibration Properties of a Planetary Gear Set with a Cracked Tooth in a Planet Gear Xihui Liang 1 and

ANNUAL CONFERENCE OF THE PROGNOSTICS AND HEALTH MANAGEMENT SOCIETY 2014

7

rotation frequency of 1st stage planetary gearbox, respectively.

These frequencies are not relevant to the 2nd

stage planetary

gearbox. All other marked frequency components located at

the following locations: nfm if n is an integer and a multiple of

4, nfm±fc if n is an odd integer, nfm±2fc if n is an even integer

but not a multiple of 4.

Figure 13 describes frequency components of the experimental

signal in the frequency region from 43 fm to 45 fm. Sidebands

are not symmetric and sizable sidebands located at

mfm±nfplanet±kfc or mfm±nfplanet±kfp, where m, n and k are all

integers. The sidebands locations are the same as that

anticipated in Section 5.

Figure 12. Frequency spectrum of experimental vibration signals

Figure 13. Zoomed-in frequency spectrum of experimental vibration signal

0

0.05

0.1

0.15

0.2

0.25

0 5 10 15 20 25 30 35 40 45 50Frequency x fm

Perfect

ay

(m/s

2)

MB

vl

Mo

tor

f m1+

f c1

46

fm-2

f c

43

fm+

f c

33

fm-f

c

35

fm+

f c

38

fm-2

f c

40

fm

41 f

m-f

c

48 f

m

28 f

m

15 f

m+

f c

20

fm

23

fm+

f c

25

fm-f

c

0

0.05

0.1

0.15

0.2

0.25

ay

(m/s

2)

0 5 10 15 20 25 30 35 40 45 50x fm4.30 mm Crack

0

0.01

0.02

0.03

0.04

0.05

0.06

0.07

0.08

4.30 mm Crack

Perfect

ay

(m/s

2)

43 43.2 43.4 43.6 43.8 44 44.2 44.4 44.6 44.8 45Frequency x fm

44 f

m44 f

m+

f c

44 f

m+

6f p

lan

et+

f p44 f

m+

7f p

lan

et+

f c

44 f

m+

10f p

lan

et+

f p44

fm+

11f p

lanet+

f c44

fm+

12f p

lan

et44 f

m+

12f p

lan

et+

f c44 f

m+

13f p

lan

et

44 f

m+

13f p

lan

et+

f p

44 f

m+

15

f pla

net+

f p44 f

m-1

4f p

lan

et44 f

m-1

3f p

lan

et+

f p44 f

m-1

2f p

lan

et-f

c

44 f

m-1

1f p

lan

et-f

c

45 f

m-f

c

44

fm-7

f pla

net-f

c

44 f

m-f

pla

net-f

c

44 f

m-f

pla

net-f

p

44

fm-2

f pla

net-f

p

44

fm-3

f pla

net-f

c

44 f

m-5

f pla

net-f

c

44 f

m-6

f pla

net-f

p

44 f

m-8

f pla

net

44 f

m-9

f pla

net-f

p

44 f

m-1

1f p

lanet

44 f

m-6

f pla

net

44

fm+

3f p

lan

et+

f c44 f

m+

4f p

lan

et

44 f

m+

5f p

lan

et44 f

m+

5f p

lanet+

f p

44 f

m+

2f p

lan

et+

f c44 f

m+

f pla

net+

f p

44 f

m-5

f pla

net

44 f

m-f

pla

net-f

c

44

fm-2

f pla

net-f

c

44

fm-3

f pla

net-f

c

44 f

m-3

f pla

net-f

p44 f

m-4

f pla

net-f

p

44 f

m-6

f pla

net-f

c

44 f

m-7

f pla

net

44 f

m-7

f pla

net-f

p

44

fm-1

0f p

lan

et-f

c

44 f

m-9

f pla

net

44

fm-1

3f p

lan

et44 f

m-1

2f p

lan

et-f

c

44

fm-1

5f p

lan

et-f

c

44 f

m-1

5f p

lan

et-f

p

43

fm+

f pla

net

43 f

m+

11f p

lan

et+

f p

43 f

m+

10

f pla

net+

f c44 f

m+

10f p

lan

et+

f p

43 f

m+

9f p

lan

et

43 f

m+

8f p

lan

et43 f

m+

8f p

lan

et+

f p

43 f

m+

5f p

lan

et+

f c43 f

m+

6f p

lan

et+

f c

43 f

m+

4f p

lan

et+

f p

Page 8: Investigating Vibration Properties of a Planetary Gear Set ......1 Investigating Vibration Properties of a Planetary Gear Set with a Cracked Tooth in a Planet Gear Xihui Liang 1 and

ANNUAL CONFERENCE OF THE PROGNOSTICS AND HEALTH MANAGEMENT SOCIETY 2014

8

7. CONCLUSION

In this study, the vibration signals of a planetary gear set are

simulated and investigated when there is a cracked tooth in

a planet gear. When there is a cracked tooth in a planet gear,

regular fault symptoms appear in the vibration signals of

sun gear and planet gear. The fault symptom appears in

every Zp meshes. The fault symptoms enlarge along with the

growth of crack. Some fault symptoms attenuate or

disappear in the resultant vibration signal. This is due to the

effect of transmission path which is caused by the rotation

of carrier. Asymmetric sidebands appear when there is a

cracked tooth in a planet gear. The locations of these

sidebands are investigated and found, which can be used to

detect tooth crack fault. Experimental validations are

performed to demonstrate the correctness of the anticipated

sideband locations.

ACKNOWLEDGEMENT

This research is supported by the Natural Science and

Engineering Research Council of Canada (NSERC) and the

China Scholarship Council (CSC).

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