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The role of physical space in labour-management cooperation: A microsociological study in Danish retail
Anna Ilsøe* & Jonas Felbo-Kolding**
Abstract: Many studies on labour-management relations have focused on formal cooperation in manufacturing. This calls for further research and theory development on labour-management interactions in private service companies, where cooperation practices appear to be less formal. In this article, a typology of cooperation between managers and employees is developed, based on a microsociological study conducted in Danish retail trade in 2013. Drawing on six in-depth case studies we identify four different physical spaces of labour-management cooperation: open collective, closed collective, open individual and closed individual. The article discusses the potentials and limitations of the four spaces of cooperation for employee influence.
Key words: Cooperation, Microsociology, Retail, Space, Workplace
*Anna Ilsøe is associate professor at the Employment Relations Research Centre (FAOS) at Copenhagen University, Copenhagen, Denmark. Her research interests include collective bargaining, digitalization of work, labour market segmentation and comparative industrial relations.
**Jonas Felbo-Kolding is a PhD Fellow at the Employment Relations Research Centre (FAOS) at University of Copenhagen, Denmark. His research interests include workplace collaboration, labour market segmentation, labour migration and labour market integration of immigrants.
1
Introduction
The tertiarization of the economy in the Western world has moved job creation from the
manufacturing industries to private services. This means that the number of workplaces
is decreasing in well-organized sectors with union presence, collective agreement
coverage and local work councils, whereas it is increasing in less-organized sectors
without the same level of formal institutions representing employees (Bosch &
Lehndorff, 2005; Dølvik, 2001). One of the significant examples in Denmark is retail,
which is the largest sector in private services in terms of number of employees.
Collective agreement coverage is lower and only one in four employees in retail is
covered by a shop steward compared to one in two employees in manufacturing (Larsen
et al., 2010).
Despite all this, we know little about the cooperation practices that
develop between managers and employees in private services. Does an absence of
formal cooperation mean an absence of cooperation as such? Which forms of
cooperation can we observe? Do informal forms of cooperation contribute to employee
influence? Based on an empirical investigation in Danish retail, this article argues that
psychical spaces in the shop play an important role in shaping cooperative practices at
workplace level. The article uses a microsociological approach to develop a typology of
four physical spaces of labour-management cooperation that is useful for the analysis
and discussion of cooperation practices in private services.
2
There are two main theoretical approaches to the study of cooperation
between management and labour. First, the Employment Relations literature, which is
based on the argument that employees can get access to influence on their pay and
working conditions if they organize in unions and/or elect employee representatives that
can negotiate and cooperate with employers (Freeman et al. 2007; Markey and Knudsen
2014; Rogers and Streek 1995). Second, the Human Resource Management literature
focuses on informal labour-management cooperation and has a different perspective on
employee influence (Alfes et al. 2010; Cotton 1993; MacLeod and Clarke 2009). They
are mainly concerned with the effects of employee influence on employee performance
and company results – and less concerned with the gains for the individual employee. In
recent years, it has been argued that we lack a framework for a more detailed study of
the labour-management relations in private services that can grasp different forms of
(informal) cooperation and their potentials and limitations (Barry and Wilkinson 2015;
Marchington and Suter 2013).
The article seeks inspiration in microsociological theory and methods for
an explorative investigation of the cooperation between managers and employees in
Danish retail (Collins, 2005; Goffman, 1959). More specifically the article draws on the
theory of interaction rituals, which addresses the power aspect of social interaction in
different physical spaces (Collins 2005). This is highly relevant for a study on labour-
management relations, which are characterised by an asymmetry of power. Retail is
3
characterized by a number of specific working conditions at shop floor level that might
challenge the cooperation between managers and employees (customer presence, high
personnel turnover, part-time employees etc.) depending on the physical spaces
available. Customer presence might challenge the use of the shop floor as a physical
space for cooperation, which makes the presence of back offices or storage rooms
important. The fact that employees might not be regularly present in the shop at the
same time as managers also puts the physical space of the shop into question as an arena
for the development of cooperation practices. The microsociological perspective allows
us to investigate the various physical spaces in the shop as important contexts for the
development of cooperative practices between managers and employees who possess
different amounts of power. Our work is based upon six in-depth case studies in Danish
shops that combines visits at shop floor level with a total of 45 interviews with
managers and employees at different levels and in different job functions. The article is
structured in the following way; first, the background of the study and the theory used is
presented. After this, we present the methods section and the analysis. Finally, our
typology of cooperative practices is presented and important contexts for - and
implications of our findings discussed.
4
Background
Today, job creation in the Western world primarily takes place within private services.
This is also the case in Denmark, where employment in manufacturing has decreased
over the last 10 years, whereas employment in different parts of the service sector has
increased (Dansk Erhverv, 2009). Most of the literature on labour-management relations
has had a strong focus on the manufacturing industries both empirically and
theoretically (Knudsen, 1995; Walton et al., 1994).
There are important differences between the service sector and
manufacturing that make the application of the methods and concepts developed in
manufacturing on the service sector difficult if not misleading. Private services is often
characterized by lower union density, fewer union representatives and works councils
and less coverage by collective agreements just to mention a few (Bosch and Lehndorff,
2005; Edwards et al., 2006). This means that formal cooperation bodies are more or less
absent, which is also the case in Denmark. However, we do not know which
cooperation practices are in fact used, what managers and employees cooperate about
and whether this cooperation contributes to employee influence. Cooperation is defined
broadly to include all forms of interaction and dialogues between managers and
employees.
The article focuses on cooperation practices in retail as a significant
example of cooperation in private services. Danish retail trade is the largest industry
5
within private services (Dansk Erhverv, 2009). It also represents some of the key
features found in private services in general, when it comes to the actors and structures
that shape labour-management relations.
First, fewer institutions for formal cooperation are found in retail than in
manufacturing. Three in four manufacturing companies are covered by sector-level
agreements, and three in four employees are members of trade unions. Furthermore, half
of the employees in manufacturing have local shop stewards present that are elected
among union members at the workplace, and five in six shop stewards have negotiated
local agreements (Due et al., 2010; Larsen et al., 2010). Retail is a different story.
Available figures on retail, hotels and restaurants reveal that agreement coverage and
union density are somewhat lower in this part of private services than in manufacturing.
Six in ten employers report agreement coverage, and about the same share of employees
report union membership (Due et al., 2010). Other analyses using a segmentation
approach report a union density among sales and postal workers of less than a third
(Toubøl et al. 2015). The biggest difference is perhaps found in the presence of shop
stewards. Only one in four retail workers is represented by a local shop steward, and
only one in four shop stewards have negotiated local agreements (Larsen et al., 2010).
The absence of shop stewards in many shops might result in less formal employee
influence, but possibly also lead to more direct forms of employee influence.
6
Second, retail is characterized by customer presence (Bélanger and
Edwards, 2013; Korczynski et al., 2000). This means that managers and employees
often cooperate in front of customers. Unlike an industrial plant, where customers are
rarely in the room, managers and employees need to reflect on whether the topic and the
wording of their conversation are suitable for customer ears. Customer presence might
therefore limit cooperation practices in retail.
Third, retail in Denmark (and in a number of other Western countries) is
characterized by a preponderance of transitional workers, i.e. young unskilled workers
who work part-time and for a shorter period of time (Alsos and Olberg, 2012; Esbjerg
et al., 2007; Price et al., 2011). This is contrary to manufacturing, where the typical
worker is a middle-aged skilled worker who works full time and has been with the
company for some time (Ilsøe 2009). The number of young people working part-time in
retail has even increased since October 1st 2012, where the Danish Shops Act was
revised to allow all shops to extend their opening hours significantly (Felbo-Kolding
2014). The large number of transitional workers working part-time and unusual hours
challenges the cooperation between managers and employees, in a very practical way
because managers and employees might not be present at the same time.
Fourth, retail shops often experience a high personnel turnover, which is
costly (Booth and Hamer, 2007; Grugulis and Bozkurt, 2011). It is difficult to retain
transitional workers, and it is difficult to recruit other types of employees. This means a
7
less stable work force and limited time and incentive for both employees and managers
to engage in labour-management cooperation. Typically, young people in Denmark take
on jobs in retail, while they study, and leave retail again, when they finish their studies.
Young students do not identify with the sector, because they are on the move, and they
do not join the union that negotiates the collective agreement (Felbo-Kolding 2014;
Konnerup et al., 2011).
Given the characteristics of the actors and structures that shape labour-
management cooperation in Danish retail, not only formal cooperation seems to be
difficult. The conditions might also make it difficult to establish other forms of
cooperation practices on the shop floor. This calls for an investigation of how the
physical space in retail shops facilitates the establishment of cooperative practices
between management and labour.
Employment Relations and Human Resource Management – two theoretical
perspectives on cooperation
The literature that deals with cooperation and management-employee relations draws on
two very different theoretical traditions, which sometimes are used separately and
sometimes in combination (Marchington 2015; Wilkinson and Fay 2011; Wilkinson et
al. 2013). Both traditions rest on the basic assumption of the asymmetry of power
8
between managers and employees due to managers´ right to hire and fire and the
managerial prerogative.
First, there is the Employment Relations (ER) literature that has addressed
cooperation at workplace level in terms like employee representation, employee
participation or employee voice (Freeman et al. 2007; Markey and Knudsen 2014;
Rogers and Streek 1995). The core argument in this approach is that employees can get
access to influence on their pay and working conditions if they organize in unions
and/or elect employee representatives that can negotiate or cooperate with management.
Union and non-union representatives attain a bargaining power that to a smaller or lager
extent can balance the bargaining power of management. In this perspective, employee
influence is understood as a formalized influence and an influence that is to the benefit
of employees. Studies that draw on this tradition often demonstrate that employees gain
influence on their own pay and working conditions at workplaces where employees
have formal representation in the form of union representatives and/or employee
representatives. Methodologically these studies often draw on surveys and/or interviews
with managers and union/employee representatives. Empirically, the ER literature has
first and foremost focused on cooperation in manufacturing and related industries
(Knudsen 1995; Rogers and Streek 1995), but in recent years more studies have
investigated cooperation in the public sector and selected service industries like
telecommunications (Doellgast et al. 2009; Hansen 2015).
9
Second, there is the Human Resource Management (HRM) literature that
has addressed cooperation in terms like employee involvement, employee commitment
or employee engagement (Alfes et al. 2010; Cotton 1993; MacLeod and Clarke 2009).
Here, cooperation is perceived as a tool for management to improve employee
performance and overall company results. Changes in management, work organization
and performance systems are used to spark employees to engage themselves in the work
and the organization and to lift their voice when they spot opportunities for
improvement in performances and results. Employee influence is gained via informal
cooperation between managers and employees and/or informal cooperation between
different (groups) of employees. The cooperation is informal in the sense that it is not
based on the participation of employee representatives or union representatives. Studies
in line with this tradition often argue that employee involvement and commitment
improve employee performance. Empirical investigations are frequently based on
surveys among HR managers, and they include a variety of sectors like manufacturing,
private services and public services (Alfes et al. 2010; Cotton 1993; MacLeod and
Clarke 2009).
To sum up, the ER literature has mainly focused on empirical studies of
formal cooperation in well-organized sectors and whether this has been to the benefit of
employees, whereas the HRM literature has mainly focused on empirical studies of
managements perception of informal cooperation in a broad range of sectors and
10
whether this has been to the benefit of the company. This leaves us with a potential
blind spot. Employment Relations research rarely focuses on less-organized sectors.
These sectors are covered by the HRM literature, however, not with a similar strong
focus on how cooperation can benefit employees. As we are looking at retail, which is a
less-organized sector with little formal cooperation between managers and employees,
we therefore need a different approach to grasp possible employee gains from
cooperation. Here, we seek inspiration in the microsociological approach.
The microsociological approach – a new perspective on labour-management
cooperation?
The impact of physical spaces on social interaction has received increasing attention in
many areas of social science in the last decades including social geography (Halford
2008; Soja 1989) and social psychology (Sundstrom and Sundstrom 1986). This ‘spatial
turn’ has also included a revitalisation of microsociology, which always has had a
strong focus on how the physical space situates social interaction (Collins 2008;
Heinskov and Liebst 2016). In this study, we seek inspiration in microsociology to
investigate how cooperation practices between management and employees are shaped
by the physical space in retail shops (which is challenged by customers, transitional
workers etc.). This allows us to incorporate what Halford (2008) calls a spatial
sensibility to the study of labour-management relations. Furthermore, it allows us to
11
study how all forms of interaction (including informal interaction) between managers
and employees are situated within specific physical spaces (see also Baldry and Hallier
2010). Finally, and more specifically, we draw on the microsociological theory of
interaction rituals, which addresses the power aspect among participants (Collins 2005).
This is a core aspect of the relationship between managers and employees due to the
managerial prerogative and makes microsociology a very relevant choice of analytical
approach.
Microsociology is a tradition within sociology that deals with interaction
among people in everyday life and the roles and rituals that develop here (Collins, 1981;
Jacobsen and Kristiansen, 2002). The research questions are open, and the
methodological approach is often exploratory and involves observations and/or
interviews. The sociologist Erving Goffman can in many ways be described as the
founding father within the microsociological tradition. He perceives social interaction as
a role-play, which takes place on a stage and has very specific rules (Goffman, 1959).
The rules vary according to the stage, which means that social interaction is understood
in a 'situational perspective' (Goffman, 1961, 1967). Goffman distinguishes between a
'frontstage ' and a ' backstage ' (1959). On the frontstage you are among people in the
public sphere (on the train, in the classroom, in the cinema etc.), which means that
certain behavioural rules must be followed. On the backstage, you are among people in
the private sphere (in your family, among friends, with your partner). Here, you are
12
somehow free of the rules in the public sphere, but you must follow the rules of the
private sphere in question.
Applying Goffman’s concepts to the cooperation between managers and
employees in retail, at least one form of frontstage and one form of backstage can be
found. If managers and employees talk together ‘in front of the customer’, they might
be expected to follow one set of rules, whereas if they talk to each other ‘behind the
customer’, they might follow another.
Goffman´s work on frontstage and backstage has inspired numerous
empirical and theoretical studies. The sociologist Randall Collins developed a theory of
interaction rituals in which he adds new details and perspectives to the field of social
interaction – among other things he underlines the power perspective of social
interaction, which we will address later. In his famous work Interaction Ritual Chains
he points out four significant ingredients in interaction rituals (Collins, 2005: 47-48):
1. Bodily co-presence (two or more people are physically present in the same
place)
2. Barriers to outsiders (boundaries make participants aware of who is and who is
not taking part)
3. Mutual focus of attention (people focus on a common object or activity and
communicate about it)
13
4. Shared mood (they share an emotional experience)
The ingredients are perceived as initiating conditions/processes. The processes are
interconnected with feedback loops that reinforce the ritual. Collins mentions tobacco
rituals as significant examples of a ‘relaxation and withdrawal ritual’ (2005: 306). Two
or more people withdraw from a party or a workplace (bodily co-presence; barriers to
outsiders) to enjoy a cigarette (focus on common object and activity). While they light
their cigarettes, smoke and talk, they share an emotional experience of relaxation.
As briefly mentioned earlier, Collins underlines the power aspect of
interaction rituals. Power rituals are defined as interaction rituals between individuals
with unequal resources (Collins, 2005: 112f). Rituals are still characterized by bodily
co-presence, barriers to outsiders, mutual focus of attention and a shared mood.
However, the unequal distribution of resources makes some participants become order-
givers and others order-takers. This can result in conflict or avoidance, but it can also
result in the production of a power ritual that is reproduced and reinforced over time.
The mutual focus of attention in a power ritual is the order-giving process and not the
order itself. Order-givers have a Goffmanian frontstage personality. They are attached
to their frontstage roles as initiators and organizers. Order-takers have a Goffmanian
backstage personality. They can in principle only resist and criticize orders, if they are
out of sight from the order-givers.
14
If these insights are applied to the workplace level in retail, it becomes
evident that customer presence might not be the only factor influencing the cooperation
between managers and employees. Managers are per definition order-givers and
employees order-takers. This means that managers are potentially tied to their frontstage
personality as those who give orders; whereas employees are potentially tied to their
backstage personality as those, who take orders on the frontstage and only disobey
orders on the backstage. It is therefore a relevant question whether employees and
managers in retail are able to establish a common ‘backstage’ at work where employees
and managers can cooperate on issues that are not suited for the frontstage.
The preponderance of transitional workers and the high personnel turnover
in retail might enhance the power asymmetry of labour-management relations on a day-
to-day basis, making it difficult to leave the order-giving and order-taking roles. In
addition, customer presence is connected to frontstage performance and customers are
(potentially) present in most of the shop. This can make it difficult for managers and/or
employees to find a physical space where they can establish a backstage in a retail shop.
However, Collins underlines that the difference between frontstage and backstage is to
be conceived as a continuum (Collins, 2005: 116f). Social density (to which extent
individuals are in other people’s presence) determines where individuals are situated on
that continuum. In this perspective, it might be possible to create a backstage
somewhere in the shop, where customers are more or less absent.
15
With the inspiration from Goffman´s and Collins´ microsociological
theory the article explores the cooperation practices between managers and employees
in Danish retail as interaction rituals. The following explorative research questions
guide our investigation:
Who participate in the cooperation and who do not participate
(bodily co-presence)?
Where do managers and employees cooperate (barriers to
outsiders)?
What is their mutual focus of attention (object or activity)?
Which emotional experiences do they share (shared moods)?
Methodology and methods
The explorative character of our research questions called for the use of qualitative
methods in our empirical investigation of the cooperation between managers and
employees in Danish retail. Goffman´s and Collins´ microsociological studies, based on
observations and interviews in single cases (Goffman, 1959) and audio-visual
recordings and observations of numerous cases inspired the article (Collins, 2008).
However, a limited number of case companies were chosen, as such a design allowed us
to capture both the scope and depth of the field, if cases and methods of data collection
16
were selected carefully (Flyvbjerg, 1996). We decided upon a combination of
observation and interviews to collect relevant data. Observations on the shop floor
contributed to our identification of different forms of cooperation, as well as our
understanding of the interplay between space and forms of cooperation. Interviews with
managers and employees contributed both to the identification of different forms of
cooperation and to the evaluation of their possible contribution to employee influence.
In-depth case studies of local cooperation in six Danish shops were
conducted. Cases were selected to represent a maximum variation among Danish shops
on a number of important characteristics (size, ownership etc.) (see Table 1). This
strategy of maximum variation contributed to the scope of the study (Flyvbjerg, 1996).
Furthermore, the six cases were selected among shops that are known to cooperate with
their employees on issues that are currently on the agenda for local managers and
individual employees in Denmark (working time, further training and
recruitment/retention) to make sure that each case could contribute to findings. This
information-oriented selection strategy added to the depth of the study (Flyvbjerg,
1996). The cases were selected in cooperation with the union and the employers’
organisation that negotiate the sector-level agreement in retail, The Union of
Commercial and Clerical Employees – Retail (HK Handel) and The Danish Chamber of
Commerce (Dansk Erhverv). All shops were covered by the sector-level agreement in
retail, The National Collective Agreement for Shops 2012-2014.
17
Table 1: Overview of the six cases
Case Size Ownership Type of
goods
Opening
hours
Unskilled
workers
Part-time
employees
Geography
I) 2 managers
8 employees
Independent
Family owned
Voluntary chain
Speciality
goods
51
hours/week
87 % 75 % Copenhagen
area
II) 3 managers
15 employees
International
capital chain
Groceries
(discount)
98
hours/week
100 % 73 % Copenhagen
area
III) 2 managers
23 employees
Independent
Family owned
Speciality
goods
59
hours/week
57 % 57 % Province
IV) 15 managers
185
employees
Capital chain Groceries
(warehouse)
80
hours/week
60 % 60 % Province
V) 40 managers
400
employees
International
capital chain
Speciality
goods
(warehouse)
70
hours/week
75 % 67% Province
VI) 4 managers
31 employees
Independent
Voluntary chain
Groceries 80
hours/week
77 % 77 % Province
As previous studies have identified a heterogeneity among managers and
workers in Danish retail (Esbjerg et al., 2007), the study aimed to interview managers at
different levels (shop manager/line manager) and employees (full time/part-time,
skilled/unskilled) at each shop to explore, whether or not cooperation differed among
18
these groups. Interview guides were prepared based on secondary studies of literature
on Danish retail and pilot interviews conducted with a manager and an employee in a
Danish supermarket. Furthermore, three representatives from The Union of Commercial
and Clerical Employees – Retail and three representatives from The Danish Chamber of
Commerce were interviewed to prepare the interview guides. Interview guides for
managers were semi-structured and included background questions (company
background, manager profile, employee profiles, etc.) and questions on cooperative
practices (who cooperate, where they cooperate, on what issues, the quality of the
cooperation and the outcomes in an employer/employee perspective). Interview guides
for employees were kept very similar to be able to compare their answers with the
answers from management.
Inspired by Goffman, all shops were visited and field notes taken, to
include the interplay between space and local cooperation in the study. Furthermore,
two interviewers conducted all interviews in the shops together (one did the interview,
one observed and took notes). Three to 12 persons were interviewed at each shop,
representing not just managers and employees but also different levels of management
as well as different departments and job functions among employees. Additional
interviews at company headquarters in three of the shops were conducted, as these
shops were owned by capital chains. In total 45 persons were interviewed as part of our
study.
19
All interviews were fully transcribed before analysis. As a general
principle, both interviewers conducted separate analyses of the transcriptions that were
then afterwards compared and discussed on the basis of the transcripts. Only in cases of
interpretative agreement citations were included. Our inclusion of several employees
and managers in each case also made it possible to ‘test’ the validity of individual
informants’ statements against the statements of other informants. Specifically this
meant that only in cases where an informant’s statement could be confirmed by other
informants the perspective was included. The concrete strategy of analysis was twofold.
First, we drew a floor plan of each shop and wrote a separate case description (10-15
pages) of local cooperation practices in each shop based on our field notes and the
interview transcriptions. Case descriptions and floor plans were sent back to
interviewees for comments to ensure the truth-value of our interpretations (Pedrosa et
al. 2012). Second, the interviews were coded thematically and a comparative analysis of
local cooperation practices across the six cases based on our field notes and the
interview transcriptions was performed to identify differences and similarities.
Citations used from the interviews were approved by interviewees. Finally, a typology
of cooperation practices based on our analysis was developed.
20
Analysis
As expected, most of the cooperation practices observed on shop floor level and
reported in the interviews were informal interactions during every day work. However,
the comparative analysis displays a strong variation in cooperative practices across the
six cases, different groups of employees and not at least different physical spaces.
Below, these practices are presented and discussed in relation to the research questions.
We here make a distinction between open and closed physical spaces and a distinction
between individual and collective physical spaces. Four significant examples of labour-
management cooperation have been selected, which will structure the first part of our
analysis. These examples have been selected as representative of findings from several
cases. The second part introduces the wider variety of practices and the typology of
labour-management cooperation developed.
Cooperation in open versus closed spaces
The physical space in the shops plays an important role with regard to cooperation
between employees and management. Walls and doors function as barriers to outsiders
and differentiate open rooms from closed rooms. The smaller shops in the sample offer
different physical opportunities for cooperation than the larger shops, because the small
shops provide limited access to rooms where labour and management can exclude
potential audiences to their cooperation. This affects the quality of the interaction.
21
Below a floor plan of one of the case companies is presented, Case I (see Figure 1). In
this small specialty shop the only room, where you can close the door is the toilet. Most
of the walls in this shop are partitions, which are open at the top. The physical layout
means that potentially everybody on the shop floor can hear what is said in the
lunchroom or in the office. When managers and employees talk to each other in the
shop, it takes place in front of customers and/or colleagues. The situation is quite
different in the larger shops. In Case IV, a large supermarket, all managers and
employees have access to several rooms, where it is possible to close the door (see
Figure 2). This allows managers and employees to establish conversations backstage -
behind the customers (for instance in the canteen or the meeting rooms) or behind
customers and colleagues (for instance in the offices).
Figure 1: Illustration of floor plan for small speciality shop (Case I)
22
Figure 2: Illustration of floor plan for large supermarket (Case IV)
Despite the physical differences, most conversations between managers and employees
take place in open space on the shop floor in both small and large shops. The shop floor
is where managers and employees spend most of the time, when they work. In all cases,
both managers and employees strongly emphasize that they have an open and warm
dialogue on the shop floor during opening hours. Many describe their relationship as
family-like or an atmosphere of good vibes including warm feelings, helpfulness and
minor conflicts. However, employees and managers mostly talk about specific work
23
tasks and the social life at work. They also plan social activities, whereas topics that
relate to personal problems are less often on the agenda. The shared mood on the shop
floor includes both potentials and limitations for cooperation and influence. One shop
manager explains:
‘Since it is a small shop, we are socially engaged in one another. Jack and John are
friends, and Bill meets up with some of the young guys outside work. They talk a lot.
Sometimes Jeff has problems with his house, and he calls me if there is water in the
basement. So, I guess we are a family. It is tough if you need to fire someone. It is also
tough for new employees to become part of the group. It is really important for us to tell
new employees that they need to socialize themselves. It does not work if they sit in the
corner and are sad. It is a tough message but that is the workplace you enter. (…) We
had to let workers go because they were not good at that. That is why we prioritize
personal and social competences! We accept differences, we accept handicaps, but we
require that they be on the beat. If they are unable to do that, it is better if they say it
straight away. We are very honest and direct and that is important.’ (Shop manager,
Case I)
The example illustrates how the open space on the shop floor functions as a frontstage
in every meaning of the word. The family-like atmosphere is not a backstage, where you
24
can share individual weaknesses and doubts. Employees in all shops emphasize this
form of cooperation as important for their immediate job satisfaction as they gain
influence on their own work and on social events. The atmosphere makes them
recommend other people to work in the shop. This is why it is also valued and
prioritized by employers. However, it is also a demanding form of cooperation, which
leaves certain topics, emotions and employees out. Employers expect employees to
socialize and get involved.
25
Table 2: Four spaces of cooperation – examples from the interviews
Open collective spaces
‘I think we’re good at talking to each other, even though we have to work. Of course we still think of
the customers, but when there are no customers, and everything is nice and quiet it is possible to
talk.’ (Sales assistant, case V)
‘A lot of it [the cooperation] takes place on the shop floor. I think it should come when it feels
natural. And if we have five minutes out in the storage, we might just sit down on a pallet and talk.
So that’s where we talk.’ (Team leader, case V)
Closed collective spaces
‘If there is something that you’re a bit unhappy with, it is possible to take it up at the staff meetings,
and then it gets fixed. Then you don’t go around and get annoyed. Instead it’s dealt with quickly.’
(Sales assistant, case III)
‘According to the rules, we have to have a staff meeting twice a year. Everyone is invited, also the
ones who are not working that specific day, and they all get paid. It’s typically in the evening.
(…)it’s mostly practical information’ (Shop manager, case II)
Open individual spaces
‘I go out on the shop floor and help them during replenishment. Then we talk and I try to get a feel
for what they think about working in the warehouse and ask them if they could see themselves in the
warehouse more long-term. At the same time I keep an eye on how they work.’ (Warehouse
manager, case III)
‘(…) We have a lot of opportunities during day-to-day work to size up each other. We do not need a
closed off room for that.’ (Owner, case III)
Closed individual spaces
‘We tried to start it [staff development interviews] up, but it all comes back to the fact that I have to
do it all myself. And the workload is just too large for me to do that too.’ (Shop owner, case III)
‘It was almost a year ago, that I told my boss that I considered taking a break from my studies to
work more out here. He said that we of course we could make that work. And then I had a staff
development interview half a year later, where it was officially confirmed.(…) I think these
interviews are really great, because if there is something that you are unhappy with then you can
say it. Maybe you feel a bit more safe or confident in these interviews, because you are alone with
your boss and not out in the middle of everything. It is as if you are allowed to think a bit more in
these situations.’ (Storage assistant, case V)
Conversations between a manager and an employee in closed spaces (behind customers
and colleagues) are less used cooperation practices in the case companies. Staff
development interviews are more or less a systematic practice in the larger shops (Case
26
II, IV and V), whereas it rarely takes place in the smaller shops, where access to closed
rooms is limited (see Table 2 for examples). In the smaller shops, managers and
employees create situational closed spaces around other objects or activities. They
speak over the phone, in the car or during cigarette breaks in the backyard. One shop
managers from a small speciality shop (Case I) invited his employees to a nearby café to
have private conversations with them. This variety of activities offers other barriers to
relevant outsiders than closed doors within the shop. Here, managers and employees
discuss similar topics as managers and employees in closed spaces in the larger shops
(further training, change in job positions etc.). When conversations take place behind
barriers to relevant outsiders, such topics are not only raised by managers but also by
employees. This is illustrated by the following example from Case 1. Similar examples
were found in Cases IV and V.
A couple of years ago the manager in a small speciality shop (Case 1) hired an
employee who had been involved in an accident on a part-time contract. Over time, she
became a key employee in the shop. Recently, she had applied for a job at a shop closer
to home and had received a contract proposal. Just before she gave notice, management
called her in for a staff development interview – something they usually did not do.
Here, the manager and the employee made an agreement about a pay increase, further
27
training and change in contract hours (from part time to full time), which made her stay
in her current job. The employee explains the process:
‘I had a part-time contract, but got a full-time contract just before Christmas. We
agreed on a package that included a significant pay raise. They offered me further
training to become a skilled worker, and I said yes. Actually, I wanted them to
appreciate my work more. Therefore, it was a good deal for all of us. It meant that I
could take up a loan to buy a car, which reduced my time spent on commuting by an
hour and a half per day. Now I spend this time working instead of sitting on the train.
(…) It happened one day, when my manager said: ”Actually, it is too bad that we have
not done a staff development interview”. Then I said, “I also think it is too bad”. Two
days later, I was invited for an interview. I felt like I had to tell them something.
Because I had applied for a job in another city, and I already more or less had an
agreement with them to work there instead.’ (Sales assistant, Case I)
During this conversation in a closed room, the employee dares to tell about her personal
ambitions and problems. The employee has generally been happy with the atmosphere
and the work environment in the shop, but she has held back on her worries in shop
floor conversations even though these worries are quite decisive (she does not feel
appreciated and has found a new job). A number of similar examples are found in the
28
other case companies (Case II, III, IV and VI), where employees do not express their
wishes or dissatisfaction until they meet with management in a closed room (see Table
2). The risk of interruption is lower, and neither managers nor employees are confronted
with the social requirements of having to maintain a family-like atmosphere, which
makes it possible to establish a kind of backstage.
Managers and employees in retail seem to need a closed room to develop a
shared mood different from the family-like atmosphere. The frontstage personality of
managers in open spaces as order-givers might make employees hesitant to initiate talks
about positive/negative critique and career choices. When employees and managers
successfully create a closed room, they enter a space of confidentiality, where they can
distance themselves from the immediate order-giver and order-taker roles.
Cooperation in individual versus collective spaces
The limited access to closed rooms within a retail shop does not mean that individual
conversations between managers and employees as such are limited. However, these
conversations often take place on the shop floor (potentially in front of customers and
colleagues) or in the storage or the canteen (potentially in front of colleagues). Many
conversations are characterized by a bodily co-presence between one manager and one
employee.
29
Individual conversations in such open spaces often deal with specific work tasks.
However, managers sometimes also raise topics like individual changes in contract
hours, managerial training and change in jobs during individual conversations in open
spaces. This is the case in Case III where, the warehouse manager talks about how he
recruits new trainees among young part-time workers on the shop floor (similar
examples are found in Case II, V and VI, see Table 2) :
‘I go out on the shop floor and help them during replenishment. Then we talk and I try
to get a feel for what they think about working in the warehouse and ask them if they
could see themselves in the warehouse more long-term. At the same time I keep an eye
on how they work.’ (Warehouse manager, Case III)
These conversations are often quite short, but the example shows how managers and
employees sometimes coordinate their long-term interests in an open space, mostly on
the initiative of the manager. In this case, the manager succeeds in recruiting a new
trainee and the employee gets a job that she can keep for a longer period. The example
also shows how the manager checks up on the potential trainee during the seemingly
informal conversation, which illustrates the asymmetrical relation between the manager
and the employee. At the same time, the manager stresses the importance of listening to
the wishes of the employees during these talks.
30
However, transitional workers in general seem to participate less in the cooperation with
management than core workers do. This is also true for collective forms of cooperation
in the retail shops. In the large shops (Case IV and V) management organise weekly or
monthly staff meetings, where employees meet with management in meeting
rooms/lunch rooms to inform employees about important changes. At these meetings,
employees have the possibility to raise critique and suggestions for improvement
towards management and their colleagues. Employees and managers alike appreciate
this form of cooperation, because it helps to improve the work environment. However,
mainly full time staff participates in staff meetings, because they like the individual
conversations take place during daytime on weekdays. Transitional workers usually
work outside these hours.
One shop manager has tried to address the challenge of cooperation with transitional
workers by establishing monthly pizza meetings for young part-time workers (Case IV).
Here, the pizza eating activity creates a shared mood among managers and young
workers of being part of a working community. In some of the larger shops (Case IV, V
and VI), management has developed closed groups on Facebook, where young part time
workers can swop shifts and afterwards report it to management, and managers can
disseminate important information to these employees. Managers grant employees
31
flexibility, because they in turn depend on the flexibility of the young staff to work
evenings and weekends and to take extra shifts. The young employees, characterized as
transitional workers, on their part value the cooperation via Facebook very much,
because it allows them to coordinate their working hours to fit with their schedule at
school and to work the same shifts as their friends. This cooperative practice grants the
transitional workers influence on their concrete working hours, which improves their
work-life balance and their social life at work. One manager explains:
‘This year, I created groups on Facebook, and the group for the service department has
74 members. It is a closed forum, and we have rules about, what to write and not to
write. Some write, “I have a shift Sunday morning, can anyone swop?” Or managers
write about a bowling event. It is a mixture of work and social stuff. Or I can write
about new work rules, because Facebook is the only way I can communicate with those,
who work every second Sunday. It works. (…) When you get your work schedule, you
get access to the work schedule of 50 colleagues. If you are invited to a party on Friday,
you can check out ”Okay, these three colleagues do not work on Friday, I will write to
them”. This is what is important for them. That they are well and can get some time off
when they need it. They just swop shifts and inform customer services. It does not have
to be me as long as we know who will take the shift. All I ask is that I want to know who
will work the shift 5 minutes before it begins.’ (Service manager, Case IV)
32
Four spaces of cooperation – a typology of cooperative practices
Above four significant examples of cooperative practices that to varying degrees are
used in all six cases have been presented: A collective dialogue on the shop floor, a staff
development interview in an office, an individual talk on the shop floor and a collective
dialogue in a closed group on Facebook. However, additional examples of cooperative
practices like individual talks at a café or collective conversations at pizza meetings are
also discussed. The complete range of cooperative practices identified in the six cases is
illustrated in the figure below (see figure 2).
Figure 3: Four spaces of cooperation – cooperative practices in the
six cases
33
Talks during replenishingof stock
Collective
SMS/phone
Weekly breakfast meetings
Coffee in the canteen Talks on shop floor
Pizza meetings
Talks by the cash register
Cigarette breaks
Talks on shop floor
Monthly staff meetings
Staff development interviews
Café meetings
Individual
Closed
Open
Facebook groups
Feedback on shop floor
Talks in the storage
Talks in the car
All these cooperative practices vary on two important aspects (whether they take place
in open or closed spaces and whether they take place in individual or collective spaces),
which makes it possible to develop a typology of practices. In sum, four different
physical spaces of cooperation across the cases are identified:
1. Open collective spaces
In these spaces several managers and employees talk together, while customers and/or
colleagues are present (for example talks by the cash register, talks during replenishing
of stock, talks on the shop floor). Open collective spaces are characterized by high
social density and no barriers to outsiders. Managers and employees focus on specific
work tasks and social life and share a family-like atmosphere.
2. Closed collective spaces
In these spaces several managers and employees talk together, without customers and/or
colleagues being present (for example closed groups on Facebook, pizza meetings for
the young staff in the canteen, general staff meetings in a meeting room). Closed
collective spaces are characterized by a high social density and significant barriers to
outsiders. Managers and employees focus on sharing new information regarding the
shop, swopping shifts and planning social events. It creates a sense of being a workplace
34
community.
3. Open individual spaces
In these spaces, one manager and one employee talk, while customers and/or colleagues
are present (for example a talk on the shop floor, a talk in the storage room, a coffee
meeting in the canteen). Open individual spaces are characterized by low social density
and no barriers to outsiders. Managers and employees focus on both specific work-
related issues and issues like further training, change in job positions and/or contract
hours. Managers feel comfortable to raise the latter issues.
4. Closed individual spaces
In these spaces, one manager and one employee talk, without customers and/or
colleagues being present (for example a staff development interview, a meeting at a
café, smoking a cigarette together in the courtyard). Closed individual spaces are
characterized by low social density and significant barriers to outsiders. Managers and
employees focus on both concrete work-related issues and topics like pay, further
training and change in contract hours. Both employers and employees feel confident to
initiate discussions on the latter issues.
35
All four physical spaces of cooperation - open collective, closed collective, open
individual, closed individual – are used in all six cases. However, they are not used in
the same way or to the same extent. It seems that managers and employees in the six
shops mostly cooperate in open spaces, whereas closed spaces are less often used. Most
of the cooperation takes place with no physical barriers to outsiders and potentially in
front of customers and/or colleagues. This is especially true in the smaller shops, where
access to rooms with doors that can be closed is limited. Access to canteens, meeting
rooms and offices in the larger shops allow managers and employees more easily to
establish closed collective spaces or closed individual spaces that can supplement the
cooperation in open spaces. Closed collective spaces are also created on Facebook,
whereas closed individual spaces are created in cars, cafés and on the phone.
The four spaces of cooperation relate to different topics and different
forms of potential employee influence. Collective spaces, open or closed, are used to
deal with specific work tasks, plan social events or swop shifts. This leaves room for
employee influence on topics with short-term effects on working conditions (working
time scheduling, immediate working environment etc.). Cooperation in individual
spaces also includes issues like change in contract hours, participation in training
programmes and recruitment to certain job functions. Here, employees can gain
influence on decisions with long-term effects on their individual pay and working
conditions. However, their potential to gain influence on such topics seems to be larger
36
in closed individual spaces than in open individual spaces. In open individual spaces,
such conversations seem to be initiated by management only, whereas employees feel
more confident to take the initiative to discuss pay, contract hours and further training in
closed individual spaces.
The differences raise the question of whether a closed individual space,
with a physical barrier to outsiders in the form of walls and doors, can be matched by
alternatives. Turning back to the insights of microsociology, Collins introduces the
concept social density to underline that frontstages can function as back stages, if the
frontstages are sparsely populated. Accordingly, it can be argued that managers and
employees can create closed spaces in corners of the shop if only few customers are
present. Shared activities (replenishing of stock) can support this process of creating an
experience of a closed space. However, the cooperative practices found in the six cases
illustrate that the shop floor is not the preferred arena for employees that seek to gain
influence on decisions with long-term individual effects. Employees prefer some sort of
physical barrier to customers and colleagues (office, car, café, phone etc.) when they
take such initiatives. The type of object, activity or shared mood cannot make up for the
importance of talking in private with a physical barrier to outsiders.
This brings us back to the discussion on labour-management relations as a
power ritual between order-givers (management) and order-takers (employees). The
asymmetry of power between managers and employees is never completely erased on
37
the frontstage (on the shop floor). Although managers might feel confident to raise
issues like change in contract hours and further training in open individual spaces,
employees do not feel the same. They need a closed individual space to voice their
concerns on such issues. Confidential conversations between one manager and one
employee in closed individual spaces seem to hold the largest potential for employee
influence in a retail shop, i.e. employee influence on issues with long-term effects on
their own pay and working conditions. Our case studies demonstrate that it is possible to
develop such a backstage with a variety of activities, rules and shared moods off the
shop floor or outside the shop.
Conclusion & discussion
Inspired by Goffman´s and Collins´ microsociological theories this article seeks to
explore the cooperation practices between managers and employees in Danish retail and
discuss their potential contribution to employee influence. The article investigates their
cooperation practices as social interaction and seeks to answer the questions: Who
participate in the cooperation and who do not participate? Where do managers and
employees cooperate? What is their mutual focus of attention and which emotional
experiences do they share? Empirically, the article is based on in-depth case studies in
six very different Danish retail shops including observations and interviews with a
variety of managers and employees.
38
Our empirical contribution relates to how physical space matters, when it comes
to the topics raised and the influence gained in more informal forms of labour-
management cooperation. Inspired by Collins´ theory on interaction rituals the article
develops a typology of cooperation that relates to the physical space in which the
cooperation takes place and to the actors participating. The typology lists four spaces of
cooperation: open collective, closed collective, open individual, closed individual. All
four spaces of cooperation are to varying degrees used in all six cases. However, they
relate to different topics and different forms of employee influence. Our typology can be
of potential use to future studies that seek to differentiate between different forms of
informal cooperation and their contribution to employee influence.
39
Closed individual spaces seem to play a special role with regard to employee
influence in retail. Only here do employees dare to take the initiative themselves to talk
about issues with long-term effects on their individual working conditions like changes
in contracts, contract hours or training programmes. However, further research is
needed to investigate how frequently the different forms of cooperation are used in
different spaces in retail (and other service industries). Additionally, it would be
relevant to investigate how the identified forms of cooperation interact with formal
forms of labour-management cooperation (works councils etc.), where such institutions
exist (see Brøgger 2010). Some studies suggest that a combination of formal and
informal cooperation is the most efficient set-up when it comes to increasing employee
influence (Marchington and Suter, 2013; Markey and Knudsen, 2014). However,
experiences with the implementation of local Staff Councils in British retail do not
support this idea (Badigannavar and Kelly, 2005).
40
This article contributes theoretically and methodologically by including
microsociology in the study of labour-management relations and combining observation
studies and in-depth worker and manager interviews. It is currently debated in the
literature on cooperation, how research traditions that focus on formal labour-
management cooperation and research traditions that focus on informal interaction
between management and labour can be combined (Marchington, 2015; Wilkinson and
Fay, 2011; Wilkinson et al., 2013). Our results suggest that not only the degree of
formality needs to be taken into consideration, when identifying different forms of
cooperation and their contribution to employee influence. The variation in informal
cooperative practices to identify potentials for employee influence is uncovered.
Physical space matters and therefore not all forms of informal cooperation hold the
same potential. Informal cooperation between managers and employees can in many
ways be characterized as a power ritual and physical barriers to outsiders as well as less
social density is necessary to create a backstage, where managers and employees can
take a break from their roles as order-givers and order-takers. This makes the
microsociological approach - and especially Collins theory of interaction rituals -
highly relevant for future studies of labour-management relations at workplace level, as
it integrates the power aspect (which is present in all labour-management relations) and
the spatial focus (which has been less researched in labour market studies at workplace
level).
41
The limitations of our empirical investigations need to be considered, when we
evaluate the findings. Unions and employers organizations supported us in making
contact with relevant cases. This might have contributed to a positive bias in the case
selection with regard to cooperation practices. However, our results cut across a
variation among companies, among employees and among managers, which
demonstrates that our findings are not specific to certain cases. When assessing the
employee influence gained through informal cooperation and its effects this also needs
to be considered. However, as both sides of industry were interviewed it has been
possible to compare statements and only include conclusions that have been confirmed
by both sides of the table.
Funding Acknowledgements
This research was supported by a mutual grant from the union and the employers´
organization that negotiate the sector-level agreement in Danish retail: The Union of
Commercial and Clerical Employees – Retail (HK Handel) and The Danish Chamber of
Commerce (Dansk Erhverv).
Acknowledgements
The authors would like to thank a number of colleagues who have commented on and
made valuable suggestions to earlier versions of this article. This includes Senior
42
Researcher Frederik Thuesen, SFI, Denmark, Assistant Professor Lasse Liebst,
University of Copenhagen, and our colleagues at The Employment Relations Research
Centre (FAOS), University of Copenhagen. Furthermore, we would like to thank
colleagues participating in conferences, where results have been presented and
discussed. This includes workshop sessions at The 10th European ILERA Conference,
Amsterdam, June 20-22, 2013, The Danish Sociological Conference, Copenhagen,
January 23-24, 2014, The 28th AIRAANZ Conference, Melbourne, February 5-7, 2014
and The 7th Nordic Working Life Conference, Gothenburg, June 11-13 2014. Finally,
we would like to thank the two anonymous referees, who have made fruitful comments
that helped us improve the final manuscript.
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