Inter Protection of Human Rights
Transcript of Inter Protection of Human Rights
-
7/29/2019 Inter Protection of Human Rights
1/103
Internationalprotection of
human rights
Adam Gearey
2006
LLB 2660029
-
7/29/2019 Inter Protection of Human Rights
2/103
2 University of London External Programme
This subject guide was prepared for the University of London External
Programme by:
Adam Gearey, Senior Lecturer in Law, Birkbeck College, University of London.
This is one of a series of subject guides published by the University. We regret
that owing to pressure of work the authors are unable to enter into any
correspondence relating to, or arising from, the guide.
With thanks to the author of the 2004 edition, Professor Rebecca Wallace.
If you have any comments on this subject guide, favourable or unfavourable,
please use the form at the back of this guide.
Publications Office
The External Programme
University of LondonStewart House
32 Russell Square
London WC1B 5DN
United Kingdom
www.londonexternal.ac.uk
Published by the University of London Press
University of London 2006
Printed by Central Printing Service, University of London.
Cover design by Omnis Partners, Glasgow
All rights reserved. No part of this work may be reproduced in any form, or by any means, withoutpermission in writing from the publisher.
-
7/29/2019 Inter Protection of Human Rights
3/103
University of London External Programme 3
Contents
Chapter 1 Introduction 5
Chapter 2 International law and human rights 13
Chapter 3 The nature of human rights 45
Chapter 4 Human rights and the international legal order 77
Chapter 5 The UN system for the protection and
enforcement of human rights 105
Chapter 6 The human rights of women 139
Chapter 7 The rights of the child 169
Chapter 8 Race and rights 193
Chapter 9 The rights of refugees 219
Chapter 10 Torture, terrorism and the rule of law 251
Chapter 11 Humanitarian law, crimes against humanity
and genocide 275
Chapter 12 Military intervention and human rights 315
Chapter 13 The European system for the protection of
human rights 329Chapter 14 The Inter-American system for the protection
of human rights 357
Chapter 15 Human and peoples' rights in the African system 387
-
7/29/2019 Inter Protection of Human Rights
4/103
4 University of London External Programme
-
7/29/2019 Inter Protection of Human Rights
5/103
University of London External Programme 5
Chapter 1 Introduction
Contents
Introduction 51.1 Studying the international protection of human rights 61.2 Approaching your study 81.3 The examination 9
IntroductionThis subject guide acts as a focal point for the study of the
international protection of human rights (IPHR) on the external
LLB. It is intended to aid your comprehension by taking you
carefully through each aspect of the subject. Each chapter also
provides an opportunity to digest and reviewwhat you have
learned by allowing a pause to think and complete activities. At the
end of each chapter there are sample examination questions
to attempt once you have completed the further reading.
You will find that the course ties in closely with the numerous
social, political and economic issues which are occurring
throughout the world, and keeping in touch with these is obviously
essential. The initial learning period will be greatly eased if you
understand the context within which international events with a
relevance for human rights take place. All of the major national
newspapers cover IPHR issues. If you are not able to read them
daily, you will find that the weekend issues of the quality UK
newspapers will have a roundup of many issues with a significance
for IPHR. A knowledge of these events is certain to stimulate your
enjoyment of human rights law!
Learning outcomes
By the end of this chapter and the relevant reading, you should be able to:
approach the study of IPHR in a systematic way
understand what the various elements of the text are designed to do
begin your study of IPHR with confidence.
-
7/29/2019 Inter Protection of Human Rights
6/103
International protection of human rights
6 University of London External Programme
1.1 Studying the international protection ofhuman rightsHuman rights can be the most exciting and inspiring of all areas of
law. It can also be the most frustrating. The inspiring quality of
human rights comes from their promise: to protect human beingsfrom arbitrary and tyrannical power. Human rights can also be
disappointing because the reality of rights falls so far from this
ideal. In fact, the more one engages with human rights, the more it
becomes clear that commitments made to human rights by
governments are frequently empty rhetoric. It is always easier to
accuse ones opponents of human rights abuses than it is to put
ones own house in order. The international agencies dedicated to
human rights offer some source of hope but they can also appear
bureaucratic and powerless against those governments that have
the political will to flout them. Given the secrecy of a great deal of
human rights enforcement mechanisms, it is also difficult to assesstheir effectiveness.
Another issue worth confronting from the very beginning is the
central tension of human rights. The present mechanisms of rights
protection rely on sovereign states. However, sovereign states are
precisely those bodies that human rights limit. Indeed, we will see
that in the early years of the UN, the commitment of governments
to the idea of international human rights was somewhat lukewarm
for this reason. They did not want to lose sovereignty over their
own internal and external affairs. The fundamental problem of
international human rights, then, is in demanding that sovereign
states limit their own power in the interests of human rights.Although there has been a marked degree of success in securing
international commitment to the Universal Declaration and the
other covenants and treaties that we will examine, the suspicion
remains that nations either opt out of those rights that they find
inconvenient, or simply enter into paper commitments without
putting the resources in place to achieve the necessary reforms. The
issue of how nations are forced to honour their human rights
commitments is complex and relates to broader issues in
international politics. In the Cold War, human rights were often
presented as an ideological foil to communism, and abuses were
highlighted in those nations that were aligned with the Soviet blocrather than the Free World. The end of the Cold War may have
redrawn the political map of the world, but the sense in which
human rights are often at the mercy of political processes remains.
One of the most pressing issues here is the war on terror and the
invasion and occupation of Iraq. The coalition of the willing is re-
defining human rights law in diverse ways. Perhaps the most
obvious challenges presented are in the areas of torture and the
justification of military intervention, which we will study in detail.
However, the war against terror is impacting on the international
politics of human rights in ways that are perhaps less obvious.
Maintaining the coalition of the willing means turning a blind eye
to human rights abuses amongst partners in the alliance orallowing other nations to extend their spheres of influence in
exchange for their acceptance of military intervention in the
ongoing campaign against the terrorists.
-
7/29/2019 Inter Protection of Human Rights
7/103
Chapter 1 Introduction
University of London External Programme 7
If we move from the politics of human rights to the nature of the
subject itself, there are also issues that need to be confronted from
the beginning. What can often seem bewildering in studying human
rights is the proliferation and overlap between different treaties
and covenants within the UN system. There are also distinctions
between the UN system and the three regional systems: the African,
the European and the Inter-American. This, in part, reflects the
incremental development of human rights law. At its most technical
human rights law seems to be dedicated towards showing that the
principles and rules in these different systems either are, or are not
coherent and consistent. At worst this can miss the broader political
issues that are inseparable from human rights.
This guide attempts to deal with both the technical and the political
features of human rights. Each chapter attempts to put rights into
their political, social and economic contexts, as well as showing
where human rights principles are found, and how these principles
relate to each other. It would be difficult in this opening section to
try to give an overview of the politics of human rights, or even thedifferent areas of human rights that we will be examining.
However, it is worth remembering that a thorough understanding
of human rights demands an awareness of the political, social and
economic contexts in which human rights operate, as well as the
principles of human rights. For instance, we will see that the
commitment to childrens rights in Indian law can mean very little
at ground level, where these rights are not enforced, and old
employment practices remain in place.
Finally, it is also worth noting that the very idea of international
human rights law may be something of a misnomer. We will see
that many of the enforcement mechanisms cannot be understood ina narrowly legal way: i.e. as making for remedies that are enforced
by courts. International human rights provisions can become law,
but one has to bear in mind that human rights enforcement is, at
times, closer to a system of regulation or soft law than it is to law.
Furthermore, the very approach to dispute resolution on the model
of remedies tends to individualise conflicts that are, in their nature,
communal. Obtaining justice for an individual may not mean
resolving the reason for his/her human rights abuses in the first
place. For someone educated in law, with a set of expectations
about how courts operate, this may prove perhaps more of a
conceptual block than, say, someone approaching this area from a
politics or a sociology background. The challenge for the lawyer isin acknowledging that the rulebook may be largely meaningless in
protecting human rights when political work is necessary: lobbying,
negotiating and building alliances.
This guide intends to present an overview of international human
rights law. It is not necessary that you should know everything that
is covered in this text. The best approach is to achieve your own
general understanding of the subject, and then to focus on the
areas that interest you the most, and bearing in mind the subjects
that you are going to revise for the exam.
-
7/29/2019 Inter Protection of Human Rights
8/103
International protection of human rights
8 University of London External Programme
1.2 Approaching your studyThis guide is designed to be your first reference point for each topic
covered on the course. Read through each chapter carefully. The
activities occur at points in each chapter where you need to pause
and digest the information you have just covered. That means youshould stop and think about what you have just learned. Use the
activity at this point to aid your reflection. Read it and think
generally about the issues it is trying to address.
Feedback on most of these activities is provided at the end of the
chapters, but try not to read the feedback immediately. Do this
throughout the chapter and when you have completed the chapter
move to the essential reading. After this give yourself some time to
think about what you have learned or if things are unclear you may
need to read over certain points again. Once you have read the
chapter and the essential reading, attempt in writing the activities
in each chapter. Use them as an opportunity to test yourunderstanding of the area. At this point read the feedback provided
to see if you are on the right track. Once you have completed this,
move to the further reading. Again after completing the further
reading give yourself time to think and re-read. Finally, you should
attempt the sample examination question at the end of each
chapter.
Go through the guide in this way, covering each chapter in turn.
Each chapter builds up your knowledge of the subject and so
dipping into the guide as you feel like it will not work. Later
chapters presume you have covered and understood the earlier
ones. As we explain below you will also have to monitor casedevelopments, reform initiatives and seek out new IPHR writing to
flesh out your understanding of the subject and develop your
independence of thought.
1.2.1 Essential reading
Primary textbook
Steiner, H. and P. Alston International human rights in context,. (Oxford:
Oxford University Press, 2000) second edition [ISBN: 0198298498].
This subject guide is centred on this textbook. References in the text
to Steiner and Alston are references to this textbook.It is your essential reading, so much of your study time should be
taken up reading the textbook, though you will also have to study
numerous case reports, complete the further reading and keep up
to date with academic IPHR writing.
Other texts to consult
Gardiner, R.K. International Law. (Harlow: Longman, 2003)
[ISBN 0582369762].
Wallace, R.M.M. International Law. (London: Sweet and Maxwell, 2005)
fifth edition [ISBN 042188410X].
Legal journals
A good student is expected to be familiar and up to date with the
latest articles and books on this subject. International protection of
human rights articles often appear in the UK law journals:
-
7/29/2019 Inter Protection of Human Rights
9/103
Chapter 1 Introduction
University of London External Programme 9
Modern Law Review (MLR)
Oxford Journal of Legal Studies (OJLS)
Journal of Law and Society (JLS)
Law Quarterly Review (LQR)
Cambridge Law Journal (CLJ).
It is essential that you keep up to date with developments reportedin these journals. Specific dedicated human rights journals are also
very useful, for exampleEuropean Journal of International Law.
Course reader
Other useful background reading is provided in your IPHR Course
Reader, and on the Laws website
(www.londonexternal.ac.uk/current_students/programme_resourc
es/laws/index.shtml). These items are reproduced under a licence
form the Copyright Licensing Agency, and you should respect the
terms of the license as explained in the Reader.
1.3 The examinationImportant: the information and advice given in the following
section is based on the examination structure used at the time this
guide was written. However, the University can alter the format,
style or requirements of an examination paper without notice.
Because of this, we strongly advise you to check the instructions on
the paper you actually sit.
Although there are many ways to achieve examination success the
following is our advice on how to deal with IPHR law examinations.
1.3.1 Preparation
No amount of last-minute study will solve the problem of a lack of
preparation. You must begin your examination preparation from the
first day the course begins. Using this guide as a starting point
take careful condensed notes of everything you read. When you have
finished a section identify and write down a list of the key points that
will act as a memory trigger for you when you return to that section
again. While the sample examination questions in this guide are a
good way to practise, you should go beyond this and practise
answering old LLB examination questions. Be disciplined about this
exercise by pretending you are doing it under examination conditions.Give yourself only 45 minutes to answer each question, including
reading and planning time.
You should plan out each week of studyin advance using a
diary allowing at least two hours of studyfor IPHR each week.
You should also allow time for a review of the weeks work and at
the end of the month allow some time for a wider review of what
you have achieved in the preceding month. Remember that
examinations are not intended to be an accurate assessment of your
knowledge of IPHR law. They are a test of your ability to answer
certain questions on IPHR on one particular day in one particular
year. As such you need to learn and revise constantly over that yearto give yourself the best chance of performing on the day. You also
need to be physically and mentally well so make sure you do not
overwork; eat well and include social and physical activities in your
weekly schedule.
-
7/29/2019 Inter Protection of Human Rights
10/103
International protection of human rights
10 University of London External Programme
Three months before the examination you should draw up
an examination revision schedule. At this point you should have
been working consistently and have a good set of notes to revise
from. You will now need to decide what subjects you will revise for
the examinations. This needs careful thought; many students only
revise the bare minimum number of questions, which leaves them
vulnerable to one or more of these areas not being on the
examination or one or more of the areas being combined in onequestion. It also means the student has little choice even if all four
areas come up. One or all of them might be very difficult questions
while the other four questions on the paper are easy. For these
reasons if you are well prepared at this point you should plan to
revise a minimum of six areas but if you wish to be more cautious
(there are still no guarantees) revise at least eight areas for the
examination after carefully going over the previous examination
questions. Again include time in your examination revision
schedule for practising old examination questions under
examination conditions.
1.3.2 On the day of the examination
If you can, take the night before the examination off and do
something relaxing. If you have to revise the night before make
sure you finish at a reasonable time and get a good nights sleep.
On the morning of the examination go over your revision notes
briefly then put them away and go to the examination without
them. You dont need them now if you have done the work, so just
try to relax before the examination. Give yourself plenty of time to
travel to the examination as you dont need any extra stress on the
day.
When the examination starts you will usually have to answer fourquestions from eight. Read the whole paper question by question
very carefully and then decide which questions to attempt. Do not
just pick your favourite topic: try to evaluate whether another
question is easier to answer even if it is not your favourite topic.
Remember, you are trying to maximise your marks. When you have
decided which questions to do, draw up a brief plan of how you
will answer each question. Then once you have done this you
should begin answering the first question.
Timing is very important here: divide up the total allowable
examination time into time for reading and planning (5 minutes
each question) and time to write the answer (usually 40 minutes).Remember to stick rigidly to this that means you stop writing
immediately the 40 minutes writing time you have allotted is up. If
you do not you are throwing marks away. Few students understand
this but it is much harder to squeeze marks out of a question you
have been answering for 40 minutes than from a new question. By
the time 40 minutes is up you will have probably got all the easy
marks, and all that is left are the difficult marks. It is much better to
stop and start on a new question where there are still lots of easy
marks to pick up.
-
7/29/2019 Inter Protection of Human Rights
11/103
Chapter 1 Introduction
University of London External Programme 11
1.3.3 Answering the question
You will by now be sick of being told that your number one aim in
the examination is to answer the question. You are told this
constantly both because it is true and because failing to abide by
this simple rule is the number one cause of failure in examinations.
So take this advice seriously at every point in the examinationyou must ask yourself whether you are answering the question.
Remember you are almost never asked in an examination to
provide a general description of an area of law or provide an
overview of the various arguments for or against a particular point
of view. Lawyers argue, and thats what it is all about not
unsubstantiated opinion but reasoned argument recognising
weakness and strength in your own and the opposing argument but
nevertheless arguing consistently for a particular point. The
examination format seems to make students forget this.
In general you will encounter two distinct types of questions,
problem and essay. Problem questions are relativelystraightforward you simply apply the law to the facts of the
question. To do this you look to see what you are being asked in the
question this will help you decide what facts are relevant. For
example if you are asked to advise the Rapporteur then only
information which impacts on the Rapporteur will be relevant. You
then go through each line of the question drawing out the relevant
facts, applying the law to it and answering the question. Essay
questions cause more difficulty as they provide more scope for a
general discussion which fails to answer the question. Never, ever,
read an examination question, identify it as a particular area e.g.
Salomon or veil lifting and then simply write an essay covering all
you know about Salomon or veil lifting. You will fail. Read the
question, identify the area and analyse the question. Break it down
into its constituent parts, and really think what am I being asked
here? and how can I best answer?. When you decide this try using
the words of the question in your first sentence as a discipline to
focus yourself on answering the question.
For example in Chapter 5 you will find the following examination
question:
Before one assesses the effectiveness of the UN system for the enforcement of
Human Rights, one has to be clear about the meaning of enforcement.
Discuss.
You should note that it is not actually a question, rather it is a
challenging statement followed by an invitation to discuss it. The
challenge is in the difficult question of enforcement. This type of
question is often interpreted by students as an invitation to
generally discuss the principle of the UN system for human rights
but it is not. You are being asked to argue for or against this
statement, which focuses on enforcement. It does not matter
whether you argue for or against it as long as you substantiate your
argument with cases, treaties, actions of states, UN resolutions, and
academic commentary and are consistent. So in answering thisquestion you should start your essay using the words of the
question to indicate what you are going to argue. For example:
-
7/29/2019 Inter Protection of Human Rights
12/103
International protection of human rights
12 University of London External Programme
This answer will show that it is indeed necessary to be clear about the
meaning of enforcement before assessing the UN system for enforcing
human rights.
It is not enough to just do this and then provide a general description
of the area. You must follow the argument through to the end,
identifying weaknesses and strengths but holding firm to your
argument. If things are uncertain, as international law often is, then
identify the uncertainty and give your substantiated opinion as to
which course the law should take. All the time asking yourself: am I
answering the question? Remember as well that an essay question has
a beginning(where you introduce your argument), a middle
(where you set out the detail of your argument) and an end (where
you conclude by repeating briefly your argument). Always follow this
format, as it will help you focus on your argument.
Reminder of learning outcomes
By this stage you should be able to:approach the study of IPHR in a systematic way
understand what the various elements of the text are designed to do
begin your study of IPHR with confidence.
Good luck!
Adam Gearey, May 2006
-
7/29/2019 Inter Protection of Human Rights
13/103
University of London External Programme 13
Chapter 2 International law and human
rights
Contents
Introduction 132.1 A brief history of international law 152.2 The nature of international law 162.3 International law, human rights and domestic law 272.4 What is the status of the Universal Declaration of Human
Rights in international law? 302.5 Why do nations obey international law? 362.6 A note on the individual in international law 38
IntroductionWhat follows is a crash course in international law.
In academic life many lawyers refer to an entity described as
international human rights law which is assumed to be a separate
body of norms. While this is a convenient category of reference, it is
also a source of confusion. Human rights problems occur in specific
legal contexts. The issue may arise in domestic law, or within the
framework of a standard setting convention or within general
international law. But there must be reference to the specific and
relevant applicable law. There is thus the law of a particular state,
or the principles of the European Convention on Human Rights
[ECHR], or the relevant principles of international law. In the real
world of practice and procedure, there is no such entity as
international human rights law and, when this concept is imposed
on students, it can only be a source of confusion
(Brownlie, I.Principles of Public International Law. (Oxford: Oxford
University Press, 2003) sixth edition [ISBN 0199260710] p.530.)
Brownlie makes a number of interesting points in this passage.
First, that international human rights law is not separate from the
general norms of international law. The reference to human rights
is just a useful way of classifying a body of material. Secondly, that
specific human rights issues may bring together both international
law and domestic law.
In this chapter we will show that a study of international human
rights law has to begin with an understanding of the generalprinciples of international law. To this end, we will identify the
peculiarities of international law, identify its sources, and show
how they relate to the protection of human rights.
-
7/29/2019 Inter Protection of Human Rights
14/103
International protection of human rights
14 University of London External Programme
Learning outcomes
By the end of this chapter and the relevant readings you will be able to:
identify the sources of international law
explain the relationship of international law and domestic law
understand the relationship between international law, domestic law and
the international law of human rights.
Essential reading
Brownlie, I. Principles of public international law. (Oxford: Oxford University
Press, 2003) sixth edition [ISBN 0199260710].
Steiner, H. and P. Alston, International human rights in context, Chapter 2:
Up to Nuremburg: background to the human rights movement pp.126
135, Chapter 3: Civil and political rights pp.224235. (Oxford: Oxford
University Press, 2000) second edition [ISBN 0198298498].
Other useful reading
Steiner and Alston provide useful readings on the background of
international law in Chapter 2: Up to Nuremburg: background to the human
rights movement on pp.127135.
The article by Henkin summarised in this section concerns the issue of the
individual in international law. Schachters article analyses the nature of
international law, and argues that it must be seen as the product of historical
experience in which power and the relations of forces are determinants
(Steiner and Alston p.131). It is worth bearing in mind Schachters argument
when we review the sources of international law in the section below. Although
this kind of analysis can describe the structure of the law, it must be connected
with a broader analysis of the politics of international law, if we are to achieve a
sophisticated understanding of the subject.
Activity 2.1
Examine a selection of the weeks newspapers and pick out three reports which
demonstrate the nature of the international legal system. What questions do they
raise?
No feedback provided.
-
7/29/2019 Inter Protection of Human Rights
15/103
Chapter 2 International law and human rights
University of London External Programme 15
2.1 A brief history of international lawWestern political thought has repeatedly returned to the notion of a
just international order. Thus, the medieval Christian tradition
affirmed a set of fundamental values that would bind all nations. In
the succeeding early modern period, these themes were revisitedand revised. The Dutch scholar Hugo Grotius (15831645) is often
seen as one of the major figures in the articulation of the principles
of international law. InProlegomena (1625)1 Grotius asserted that
the relationships between states should be regulated:
I saw in the whole Christian world a license of fighting at which
even barbarous nations might blush. Wars were begun on trifling
pretexts or none at all, and carried on without any reference to law,
Divine or human.
There are, of course, other important figures in the early history of
international law, but, equally significant, are political
developments. The Treaty of Westphalia (1648), created a network
of sovereign states with formal equal standing. International law
was born out of a need for states to co-operate with each other and
the need for co-operation increased as states had greater and more
regular contact. The earliest contact states had was when one state
sent a representative to another in other words diplomatic
relations were established. The other occasion when states had
contact was when they were at war with each other. Rules were
required to regulate such dealings, and what states agreed between
themselves was what became international law. Thus the earliest
expression of international law were norms that reflected the
practices of states. These became known as customaryinternational law.
Martti Koskenniemi provides a useful overview of the changes that
occurred in the nineteenth century:
Since the Vienna Congress of 181415 and the defeat of Napoleon,
the relations between European powers were no longer built on one
powers search for primacy but on a general pursuit of the
maintenance of the balance of power, guaranteed by complicated
legal procedures and alliances. As contemporaries increasingly saw
Europe as a system of independent and equal political communities
(instead of a respublica Christiana) they began to assume that the
governing principles needed to become neutral and objective thatis, legal. (Koskenniemi, M. The politics of international law.EJIL
1(1) 1990 http://www.ejil.org/journal/Vol1/No1/art1.html)
The period that we are concerned with in this book is much later
than the developments that Koskenniemi is describing. International
law expanded in terms of both content and participants during the
second half of the twentieth century. It began to concern itself with
a diversity of matters that went far beyond diplomatic relationships
and war. This is reflected in the number of participants now on the
international scene. This includes not only states, but international
organisations such as the UN, the WTO, the World Bank and the
IMF. If we look only at one of these international organisations, the
UN, we can see that it has become increasingly important. UnitedNations (UN) membership has increased from 50 in 1948 to 191 in
2002 (Switzerland joined on 10 September 2002 and Timor-Leste
(East Timor) was admitted on 27 September 2002).
1 Grotius, H.Prolegomena to the
Law of War and Peace. (London:
Macmillan, 1957)
[ISBN 0672602407].
-
7/29/2019 Inter Protection of Human Rights
16/103
International protection of human rights
16 University of London External Programme
The political events that lie behind these facts and figures relate to
the reconstruction of the international community in the period
after the Second World War. This post-1945 period was marked by
liberation struggles against European empires, and the polarisation
of power blocs brought about by the Cold War. With the ending of
the Cold War and the tensions brought about by the war against
terrorism and the acute division of the world into developing and
developed nations, international law is entering a period ofimmense change and trauma. For instance, the NATO bombing of
Belgrade (2001), Operation Desert Storm and the first Gulf War
(1991), the US invasion of Afghanistan (2001), the 2003 Gulf War
and invasion of Iraq all raise issues of the legality of intervention in
international law. We may be witnessing a transformation of
international law, as Western powers seek to justify wars fought to
protect human rights, and a right to intervene to prevent the use of
weapons of mass destruction.
Activities 2.22.4
2.2 Why is the work of Hugo Grotius important to the development of
international law?
2.3 Outline the changes in international law in the nineteenth century, as
described by Koskenniemi.
2.4 What recent events are having an impact on the development of international
law?
Feedback: see page 42.
2.2 The nature of international lawIf we are to understand the international law of human rights, we
need to understand how international law operates. This is
demanding as international law does not resemble the national
legal systems with which most law students are familiar. In this
section we will address the nature of international law, and then
turn to review the sources of law.
The following extract details the difficult characteristics of
international law that one has to face:
The area of law which has the most justifiable claim to the descriptioninternational law is general international law. Because there is no
authoritative lexicon of international law terms, there is no general
agreement as to the content of international law. For some this is a
synonym for customary international law. For others, the term
includes all international law that is not confined to the application in
the relations of some states only. Thus the most obvious excluded
category is treaties; but (somewhat confusingly)some treaties do
state general international law. Conversely, some (exceptional and
few) customary rules are said to be regional and thus less than
universal.
Gardiner, R.K.International Law. (Harlow: Longman, 2003)
[ISBN 0582369762]p.98.
-
7/29/2019 Inter Protection of Human Rights
17/103
Chapter 2 International law and human rights
University of London External Programme 17
One would not be able to describe a domestic legal system in these
terms. Although there is a degree of uncertainty over the law in
domestic legal systems, there is perhaps not this radical disturbance
of key concepts. We also have to observe that the foundational
principles of international law are different from those of domestic
law. For instance, one of the most important subjects 2 of
international law is the nation state. International law can be seen,
in part, as an account of the rights and duties of states. This system
of law cannot be understood through an analogy with domestic
law, where citizens have rights and duties that can be enforced by
domestic courts.
Thinking about the role of the courts can provide another contrast
between domestic law and international law. Although one could
speak of a court with jurisdiction over international law, one would
have to be careful to explain what one meant in making this claim.
The International Court of Justice [ICJ], based at The Hague, does
act as a world court, but we need to be precise about its role.
Created in 1945 by the Charter of the UN (the Statute of the Court
is considered an integral part of the Charter), the ICJ is the
principal judicial organ of the UN. The Court has the jurisdiction to
decide disputes of a legal nature submitted to it by States in
accordance with international law. It can also deliver advisory
opinions. The jurisdiction of the Court is based on a nation
submitting itself to the Court by signing the UN Charter. This is, of
course, very different from the jurisdiction of a domestic court. An
individual does not consent to become a subject of the law.There are other important differences between the judgments of
national courts and the judgments of the ICJ. A judgment of a
national court is binding on the parties to the action. But sovereignstates cannot be thought of as litigants before a national court. The
binding nature of the ICJs decisions is provided for by Article 59 of
the Statute of the Court. But, why do states obey the ICJ? Because
states would not have submitted a case to the ICJ unless they had
already consented to the judgment of the Court. If a decision is not
implemented then a state, whether a member of the UN or not, can
lay the matter before the Security Council. Under Article 94 of the
Charter, the Security Council can decide on appropriate measures
to give effect to the ICJs judgment.
It is also worth noting that the ICJ does not follow a system ofstare
decisis. A common lawyer might conclude that this is the reasonwhy international law lacks clarity! However, the ICJ does attempt
to remain consistent with its previous decisions. We will return in a
moment to the issue of how the ICJ develops international law.
Activities 2.52.6
2.5 Characterise international human rights law.
2.6 Why is international law different from domestic law?
Feedback: see page 44.
2 Those entities capable of
possessing international rights
and duties and having the
capacity to maintain their rights
by bringing international claims
see Brownlie, p.58, citing
Reparations for Injuries Case, ICJ
Reports (1949), 179. This
definition, like most concepts in
international law, is open to
dispute.
-
7/29/2019 Inter Protection of Human Rights
18/103
International protection of human rights
18 University of London External Programme
Self-reflection
Why does the ICJ not follow stare decisis?
2.2.1 The sources of international law
We need to turn from these issues to the sources of internationallaw. As we have seen, Gardiner casts doubt on the clarity of these
sources. However, as we progress we will determine the major
sources of international law and clarify the relationships between
them.
How can we approach the sources of international law? A useful
starting place is Article 38, paragraph 1, of the Statute of the Court
which, in declaring the Court's function to decide disputes in
accordance with international law, goes on to detail the sources of
international law:
(a)international conventions, whether general or particular,
establishing rules expressly recognised by the contesting States
(b)international custom, as evidence of a general practice accepted
as law
(c)the general principles of law recognised by civilised nations
(d)subject to the provisions of Article 59, judicial decisions and the
teachings of the most highly qualified publicists of the various
nations, as subsidiary means for the determination of rules of law.
This list is not complete. It does not include unilateral acts of
international law, nor the decisions and resolutions of international
organs. Neither does it make reference to principles of equity and
justice, to which the Court can make reference and which arefundamental to its role as a tribunal. The list also does not refer to
soft law. Soft law can be thought of as a generic term used to
describe non legally binding international instruments. The term
embraces a number of different documents. It covers treaties (legal
soft law) that contain general obligations and non-binding or
voluntary resolutions. Soft law can describe statements of intent
and codes of conduct produced by international and regional
organisations. The term also covers statements by individuals; for
example groups of eminent international lawyers purporting to
articulate international principles (non-legal soft law). [See
Chinken, C.M. (1989) The challenge of soft law: development andchange in international lawICQL 38 1989, pp.850866.]
Personal agreement can also be seen as falling within soft law. One
example of this kind of soft law would be the oral gentlemans
agreement on the regional distribution of seats in the UN Security
Council made in London in 1945. Personal agreements can be
understood as pledges made by ministers on the strength of their
reputation, and are not binding on the nation they represent or
their successors in office. Inter-agency agreements could also be
included in this category, and are binding on the agencies
concerned. Finally, soft law could also describe obligations made in
treaties that are so vague as to be unenforceable. (Hilgenburg, H. Afresh look at soft lawEJIL 10 1999, pp.499515.)
-
7/29/2019 Inter Protection of Human Rights
19/103
Chapter 2 International law and human rights
University of London External Programme 19
The next part of this chapter will examine in more detail the
sources of international law described above. It will also show how
these sources include human rights material.
Activity 2.7
What are the sources of international law? Why is this an important issue for theinternational protection of human rights?
Feedback: see page 44.
2.2.2 Treaties
Gardiner excludes treaties from general international law. This
might seem counter-intuitive. One would have thought that
international treaties would provide the paradigmatic instance of
nations committing themselves to binding obligations. Gardiners
point is that treaties only create rights and duties for those who aresignatories. If we are concerned with a source of law that is
universally binding, then we would need to look beyond treaties to
the norms of customary international law.
The principal treaties
The main treaties for our purposes are:
the Convention on the Prevention and Punishment of the Crime
of Genocide 1948
the UN Covenant on Civil and Political Rights 1966
the Covenant on Economic Social and Cultural Rights 1966the Convention on the Elimination of All Forms of Racial
Discrimination 1966
the Convention on Elimination of all Forms of Discrimination
against Women 1979
the Convention against Torture, Cruel, Inhuman or Degrading
Treatment or Punishment 1984
the UN Convention on the Rights of the Child 1989
Foundational Statute of the International Criminal Court
the Hague and Geneva Conventions
the African Charterthe European Convention on Human Rights
the American Convention on Human Rights.
Definition of a treaty
A treaty is defined in the Vienna Convention on the Law of Treaties
1969 as an international agreement concluded between states in
written form and governed by international law (Article
2(1)(a)). The Vienna Convention is regarded as reflecting
customary international law and the definition contained therein of
a treaty is accepted as referring to those agreements, which are:
in written form (treaties can be unwritten, but in this case theVienna Convention would not apply)
between states
governed by international law.
-
7/29/2019 Inter Protection of Human Rights
20/103
International protection of human rights
20 University of London External Programme
It should be noted that treaties can be either between two states or
parties (bipartite or bilateral) or between a number of states or
parties (multipartite or multilateral).
States which are party to a treaty are referred to as Contracting
Parties. States not party to a treaty are referred to as non-
Contracting Parties.
International treaties and customary law
Do not think that international treaties and custom exist
independently of each other. We can only glance at some of the
issues that are important in this area. Judge Sorenson in his
dissenting opinion in theNorth Sea Continental Shelf Cases 1958
said:
Although theoretically clear and distinguishable, the two notions
(treaty and custom) tend in practice to overlap or to leave between
them an intermediate areaThe very act of formulating or restating
an existing customary rule may have the effect of defining its
contents more precisely and removing such doubts as may have
existed as to its exact scope or the modalities of its application. Theopportunity may also be taken of adapting the rule to contemporary
conditions, whether factual or legal, in the international
community. On the other hand, a treaty purporting to create new
law may be based on a certain amount of State practice and
doctrinal opinion which has not yet crystallised into customary law.
There is thus a complex relationship between treaties and
customary law. We will look at this issue in detail when we
examine the legal status of the Universal Declaration of Human
Rights. However, we can touch on some of the broader issues in
this section.
Treaty law will normally supersede previous contrary customaryinternational law. Generally it can be said that in the event of
inconsistency, whichever is the most recent be it custom or treaty
prevails as between the same parties. Parties to a treaty may
agree to adhere to the treaty obligations even in the light of
subsequent general custom. Nevertheless, though modification of
customary law by treaty is common, there are few instances of rules
of customary law developing in conflict with earlier agreements. In
such cases, the principle that the latest in time prevails will be
applied on the presumption that the parties to the treaty have
implied their consent.
Further elaboration of these principles can be found in the ViennaConvention on the Law of Treaties. Article 53 provides that:
A treaty is void if, at the time of its conclusion, it conflicts with a
peremptory norm of general international law. For the purpose of
the present Convention, a peremptory norm of international law is a
norm accepted and recognised by the international community of
states as a whole. As a norm from which no derogation is permitted
and which can be modified only by a subsequent norm of general
international law having the same character.
Article 64 is also important. It states that:
If a new peremptory norm of general international law emerges,any existing treaty which is in conflict with that norm becomes void
and terminates.
-
7/29/2019 Inter Protection of Human Rights
21/103
Chapter 2 International law and human rights
University of London External Programme 21
International treaty law is normally a reflection of what has been
agreed and followed as customary international law. Treaty law can
also lead to the evolving of international customary law as states
not parties to the treaty follow the conduct laid down in the treaty.
In other words, what is contained in the treaty can mould and
influence the conduct of non-Contracting Parties.
2.2.3 Reservations
A reservation is defined in Article 2(1)(d) of the Vienna Convention
on the Law of Treaties as:
A unilateral statement, however phrased or named, made by a state,
when signing, ratifying, accepting, approving or acceding to a treaty,
whereby it purports to exclude or to modify the legal effect of certain
provisions of the treaty in their application to that state.
Traditionally, it was maintained that a reservation could only be
inserted if all contracting parties to the treaty consented. In the
absence of unanimous agreement the reservation was null and
void. However, with the increase in the number of states and the
simultaneous growth in the complexity of treaty subject matter,
achieving the concurrence of all the states involved became a
problem. What was required, if states were not to reject completely
treaties which contained a particular provision to which they took
exception, was a more flexible approach to reservations. The
Advisory Opinion requested in respect of theReservations to the
Convention on Genocide [ICJ Rep 1951 15] case heralded the
necessary change in approach:
The Court was of the view that a state, making a reservation to which
one or more, but not all parties to the Convention, had raised an
objection, could be regarded as a party to the Conventionprovided
[emphasis added] the reservation was compatible with the object and
purpose of the Convention. As to the effect of a reservation between
the reserving state and (i) those objecting and (ii) those accepting the
reservation, the Courts response was:
(a) that if a party to the Convention objects to a reservation which it
considers to be incompatible with the object and purpose of the
Convention it can in fact consider that the reserving state is not a
party to the Convention
(b) that if, on the other hand, a party accepts the reservation as being
compatible with the object and purpose of the Convention, it can in
fact consider that the reserving state is a party to the Convention.(Wallace, R.M.M.International Law. (London: Sweet & Maxwell,
2005) Chapter 10: The law of treaties, pp. 235236.)
It should be noted that the Courts decision, in the Genocide Case,
was only an opinion; however, the effect of the Courts opinion was
to open the door for a number of different legal relationships
between Contracting Parties to the same treaty, a position which is
reflected in Article 19 of the Vienna Convention on the Law of
Treaties. Here the Convention:
allows reservations unless:
(a) the reservation is prohibited by treaty; for example Art. 64 of
the European Convention on Human Rights prohibits reservations
of a general character
(b) the treaty provides that only specified reservations which do not
include the reservation in question, may be made; or
-
7/29/2019 Inter Protection of Human Rights
22/103
International protection of human rights
22 University of London External Programme
(c) in cases not falling under sub-paragraphs (a) and (b), the
reservation is incompatible with the object and purpose of the
treaty.
Incompatibility with the object and purpose of the treaty can relate
either to substantive provisions of the treaty, or to the nature and
spirit of the treaty. (Wallace, p. 236) 3
It is important to remember that all treaties are to be interpreted in
good faith in accordance with the maximpacta sunt servanda. This
creates an obligation on states once they have signed a treaty to
refrain from conduct which would defeat the object and purpose of
the agreement (Vienna Convention, Article 18).
Activities 2.82.10
2.8 Why are treaties an important source of human rights law?
2.9 What is the relationship between customary law and law stated in a treaty.
Why could this be an important question for a human rights lawyer?
2.10 Why is it important that a human rights lawyer should know if a nation has
derogated from a treaty?
Feedback: see page 43.
2.2.4 Customary law
What is customary law?
Look back at paragraph (b) in Article 38 on page 18 above. The
Article states two essential elements of customary law: a general
practice that is accepted as law, or, opinio juris. There are problemsin defining these terms. Paragraph (c) may be helpful. It refers to
the general principles of law recognised by civilised nations.
We need to define these terms to understand customary law.
Practice: How is it possible to show that a law or a norm has
developed from the general practice of states? Presumably, it would
be necessary to show that a practice had grown up over a period of
time and was accepted by most states.
The nature of customary law can be clarified by reference to the
example of state immunity. The rules of state immunity relate to
the circumstances in which a state can be made a party toproceedings in the courts of other states without its consent. Over
time, the customary rules that regulated this practice changed from
a principle of total immunity, to a more limited position where only
acts of a sovereign nature are covered. This change has been
generally recognised as customary law. Some further light was
thrown on these principles by the decision of the ICJ in theNorth
Sea Continental Shelfcases [1969] ICJ Rep 3:
Although the passage of only a short period of time is not
necessarily, of itself, a bar to the formation of a new rule of
customary international law on the basis of what was originally a
purely conventional rule, an indispensable requirement would bethat within the period in question, short though it might be, state
practice, including that of states whose interests are specifically
affected, should have been both extensive and virtually uniform in
the sense of the provision invoked. (paragraph 74).
3 See Appendix Oneof Wallace,
R.M.M. and K. Dale-Risk,
International Human Rights:
Text and Materials. (London:
Sweet & Maxwell, 2001)
[ISBN 0421710306]for the text
of the Vienna Convention on
the Law of Treaties; and for a
more detailed examination on
the Law of Treaties see Wallace,
Chapter 10 and the selected
bibliography contained therein.
-
7/29/2019 Inter Protection of Human Rights
23/103
Chapter 2 International law and human rights
University of London External Programme 23
It would appear from the reasoning of the court that practice is
established by those states whose interests are most affected, and
that the period of time is not the key factor. However,
commentators suggest that the argument of the court in this case
may not lay down general guidelines. A significant problem
remains in knowing the precise parameters that lay down a
customary rule.Customary rules must also be shown to be obligatory. In the words
of Mendelson, states must feel that they are conforming to what
amounts to a legal obligation (227, cited in Gardiner, 105). If we
leave aside for a moment the qualifier what amounts to a legal
obligation, then the question becomes: how is this sense of
obligation evidenced? We could look at public statements by
diplomats and ministers, arguments made before courts and even
statements given before national law-making bodies. The decision
of the ICJ in the Case concerningMilitary and Paramilitary Activities
in and against Nicaragua (1986) ICJ Rep 14, paragraph 97 is
helpful:In order to deduce the existence of customary rules, the Court
deems it sufficient that the conduct of states should, in general, be
consistent with such rules, and that instances of state conduct
inconsistent with a given rule should generally have been treated as
breaches of that rule, and not as indications of the recognition of a
new rule
It is risky to abstract statements from the complex judgment of the
Court, but, this passage could be seen as suggesting a general
guideline which could be used to establish the obligatory nature of
customary rules. A breach of a customary rule should be seen as
such by the states concerned. It should not be viewed as theopportunity to articulate a new rule.
We have insufficient space in this guide to consider other problems
of identification of customary rules. For instance, one particularly
interesting area is the extent to which instant customary law can
be established. Arguments were made in relation to this point in
defence of NATO actions in the bombing of Kosovo in 1999. Might
it be that NATO actions established a new customary rule?
2.2.5 Resolutions and customary law
It could be argued that resolutions of the General Assembly of the
UN aid the development of customary rules. Resolutions are
themselves not necessarily binding statements of law. To the extent
that the nations that are parties to a resolution determine that they
are to have legal effect, then they will become binding. As Gardiner
suggests, the issue of whether or not a resolution is binding
demands analysis on a case by case basis. Whether or not a
resolution assists in the development of customary law also
depends on the nature of the resolution. It may be the case that a
resolution does state customary law, and can indeed become
evidence that a norm is considered to be binding. (We will come
back to this problem when we examine the UDHR.)
-
7/29/2019 Inter Protection of Human Rights
24/103
International protection of human rights
24 University of London External Programme
Essential reading
Read Steiner and Alston, pp.224232. The extract from Oppenheim stresses
the fact that the obligations laid down by customary international law are to
some extent vague. Schachters essay analyses UN resolutions and also
stresses that there are disagreements about the nature of this source of
international law. Schachter goes on to engage with the question of the
status of human rights norms. Higgins essay is useful as it reflects upon the
generation international law, and suggests what factors are necessary to
confirm the existence of particular rules and principles.
2.2.6 General principles
What are general principles?
Brownlie provides a useful general description of this source of
international law:
What is clear is the inappropriateness of rigid categorisation of the
sources. Examples of this kind of general principle are the principles
of consent, reciprocity, equality of states, finality of awards and
settlements, the legal validity of agreements, good faith, domestic
jurisdiction, and the freedom of the seas.
(Brownlie, I.Principles of public international law. (Oxford: Oxford
University Press 2003) sixth edition [ISBN 0199260710] p. 19)
It would appear, then, that general principles describe a number of
different concepts. Let us examine one of them to determine how it
might operate.
What is good faith? The ICJ considered this issue in the case of
Elettronica Sicula S.p.A (ELSI) (United States of America vItaly). The
judgment of 20 July 1989, ICJ Reports 1989, p.15 states:
The principle of good faith is, as the Court has observed, one of the
basic principles governing the creation and performance of legal
obligations
(Nuclear Tests, ICJ Reports1974, p.268, paragraph 46; p.473,
paragraph 49).
Arbitrariness is not so much something opposed to a rule of law, as
something opposed to the rule of law. This idea was expressed by
the Court in the Asylum case, when it spoke of arbitrary actionbeing substituted for the rule of law (Asylum, Judgment, ICJ
Reports 1950, p.284). It is a wilful disregard of due process of law,
an act which shocks, or at least surprises, a sense of juridical
propriety.
Good faith is thus a central concept to international law and can be
opposed to arbitrariness. It can be linked to due process as a
controlling concept. It might be possible to suggest, then, that good
faith relates to a necessary feature of legitimate decisions, in that
they cannot be arbitrary. Good faith corresponds to common law
ideas of natural justice, and could thus be seen as a procedural
principle that underlies the law.
-
7/29/2019 Inter Protection of Human Rights
25/103
Chapter 2 International law and human rights
University of London External Programme 25
2.2.7 Judicial decisions
Brownlie describes judicial decisions as decisions of international
tribunals. Judicial decisions are not strictly speaking a formal
source, but, in some instances at least, they are regarded as
authoritative evidence of the state of the law. Note that 38 1(d)
describes these as subsidiary means for determining the law.The decisions of international bodies and domestic courts have
been also used to develop the content of international law. In
human rights law this is particularly important as the number of
international and regional bodies dealing with human rights issues
has increased. Likewise domestic courts frequently deal with the
application and interpretation of human rights instruments.
Decisions of a domestic court can thus serve as evidence of a states
position on a particular issue. In the context of human rights law
such bodies include the International Court of Justice (ICJ), the
European Court of Human Rights, the ad hoc Tribunals re
Yugoslavia and Rwanda and the quasi-judicial Human RightsCommittee. A domestic (US-Californian) court decision of note is
that inFilartigavPea Irala in which it was held that torture is
contrary to customary international law.
The ICJ is also competent to deliver Advisory Opinions on any legal
question at the request of the General Assembly of the United
Nations, the Security Council and other bodies so authorised.
Advisory Opinions are, as the term suggests, only advisory. They
are not legally binding, but notwithstanding this fact, the Court has
delivered a number of Opinions, which have contributed to the
growth of substantive international law.
Advisory Opinions which have been influential in the developmentof international law include:
Reparations for Injuries Suffered in the Service of the UnitedNations, AO, ICJ Rep., 1949 15
theNottebohmCase, ICJ Rep., 1955 4
theAnglo-Norwegian Fisheries Case, ICJ Rep., 1951 116
Legality of the Use by a State of Nuclear Weapon in ArmedConflict 35 ILM 809 (1996).
Legal Consequences of the Construction of a Wall in the OccupiedPalestinian Territory(2003-2004)
Two Arbitration Decisions which have contributed to substantiveinternational law are:
Alabama Arbitration Awards Moore 1 Int. Arb 495 (1872)
The Islands of PalmasCase 2 RIAA 829 (1928).
2.2.8 The principles ex aequo etbonoandequity
Article 38 paragraph 2 states that paragraph 1 of that Article shall
not prejudice the power of the Court to decide a case ex aequo et
bono, if the parties agree thereto. To date this provision has not
been applied, but it determines that the Court may decide a dispute
according to the justice of the case providing the parties consent tothis approach. This goes beyond the power of the court to look to
the equity of any given case, and allows the court to go beyond the
limits of the existing law. Thus, as the ICJ commented in relation
to their equitable jurisdiction:
-
7/29/2019 Inter Protection of Human Rights
26/103
International protection of human rights
26 University of London External Programme
It is not a matter of finding simply an equitable solution, but an
equitable solution derived from the applicable law.
(Fisheries Jurisdiction, ICJ Reports, 1974, p.33, para. 78; p.202, para.
69.)
2.2.9 Jus cogens
Jus cogens describes certain rules of international law. As Sir GeraldFitzmaurice pointed out:
there are the cases in which overriding rules ofjuscogens produce a
situation of irreducible obligation and demand that illegal action be
ignored and not allowed to affect the obligations of other States
(Fitzmaurice, G. The law and procedure of the International Court
of Justice, 30BYBIL, 1953).
Jus cogens can thus be understood as rules of overriding obligation.
What does this mean in practice? We can make use of a
commentary by Sychold:
At least Arts. II, III and IV of the Genocide Convention, which are
agreed to codify customary international law, therefore represent
jus cogens. This means that no derogation from these provisions is
permissible, so long as the international community of States as a
whole does not develop a new rule. Therefore, to the extent that
any reservations to the Genocide Convention purport to derogate
from the scope or nature of any State's obligations in respect of
genocide, as set out in the core provisions of the Genocide
Convention, those reservations would be void under thejus cogens
doctrine.
(Sychold, M. M. Ratification of the Genocide Convention: The legal
effects in light of reservations and objections, Schweizerische
Zeitschrift fr internationales und europisches Recht, 4/1998,p.551).
So, if rules arejuscogens, they can void any act that is not in
accordance with them. These rules thus express fundamental
values. The ICJ confirmed their existence in theNorth Sea
Continental Shelfcases:
it is characteristic of purely conventional rules and obligations that,
in regard to them, some faculty of making unilateral reservations
may, within certain limits, be admitted; whereas this cannot be so
in the case of general or customary law rules and obligations which,
by their very nature, must have equal force for all members of the
international community, and cannot therefore be the subject of anyright of unilateral exclusion exercisable at will by any one of them
in its own favour. Consequently, it is to be expected that when, for
whatever reason, rules or obligations of this order are embodied, or
are intended to be reflected in certain provisions of a convention,
such provisions will figure amongst those in respect of which a right
of unilateral reservation is not conferred, or is excluded.
(North Sea Continental Shelf, Judgment, ICJ Reports 1969,
pp.3839, para. 63.)
The range of this rule can be further evidenced by the following
quotation:
rules ofjus cogens are of so fundamental a character that, whenparties conclude a treaty which conflicts in any of its clauses with an
already existing rule ofjus cogens, the treaty must be considered
totally invalid. (YILC, 1966, II, p.239, para. 8).
-
7/29/2019 Inter Protection of Human Rights
27/103
Chapter 2 International law and human rights
University of London External Programme 27
2.2.10 Judicial writings
Judicial writings are of value in that they may be referred to as a
means of settling a dispute. The impact of writings on the
international legal system has come about through the absence of
either an international executive or legislative body. Writings can
assist in identifying what the law is at a particular time and
additionally writers may highlight issues which are ripe forinternational regulation, e.g. treatment of ones own nationals.
Furthermore, writers/writings can encourage discussion, thinking
about an issue and contribute to the debate on a particular issue
e.g. that on universalismversus cultural relativism (see Chapter 4).
Activity 2.11
How could human rights issues raise concerns about sources of law?
Feedback: see page 43.
2.3 International law, human rights and domesticlaw
2.3.1 Monism and dualism
The way in which a state accepts international law is a matter
primarily of domestic law. A state may accept international law
automatically as part of its domestic law; in other words, no
implementing instrument is required. This automatic acceptance is
referred to as the monisticapproach. Alternatively internationallaw may only become part of a states domestic law when there has
been a specific legislative measure designed to give internal effect
to that international law. This is referred to as the dualistic
approach. States also may and do adopt a different stance in
respect of different types of international law i.e. a state may
accept customary international law without a legislative measure
and only accept treaty law by way of an implementation measure.
The essence of monism is that international law and domestic law
are inherently part of one coherent system.
The dualist theory holds that international law and domestic law
are derived from two different legal systems that have no contactwith each other and accordingly do not influence each other.
Dualists do not perceive a clash between the two systems and see
each body of law as supreme within its own area. Sir Gerald
Fitzmaurice, one-time judge in the International Court of Justice,
has stepped into this debate and argued that in practice conflicts
between international law and domestic law are conflicts of
obligations rather than conflicts oflegal systems (see Wallace,
Chapter 3, p.36).
How does English law approach international law? It would appear
that there is a dualist approach to the status of international law. In
Trendtex Trading Corporation vCentralBank of Nigeria [1977] QB532, Lord Hoffmann stated:
-
7/29/2019 Inter Protection of Human Rights
28/103
International protection of human rights
28 University of London External Programme
it is firmly established that international treaties do not form part
of English law and that English courts have no jurisdiction to interpret
or apply them:J H Rayner (Mincing Lane) Ltd vDepartment of Trade
and Industry[1990] 1 AC 418 (theInternational Tin Council case).
Parliament may pass a law which mirrors the terms of the treaty and
in that sense incorporates the treaty into English law. But even then,
the metaphor of incorporation may be misleading. It is not the treaty
but the statute which forms part of English law. And English courtswill not (unless the statute expressly so provides) be bound to give
effect to interpretations of the treaty by an international court, even
though the United Kingdom is bound by international law to do so. Of
course there is a strong presumption in favour of interpreting English
law (whether common law or statute) in a way which does not place
the United Kingdom in breach of an international obligation.
Lord Hoffmann explains that international law only enters into
English law if Parliament so legislates. The relevant statute then
states the applicable law. To be precise, this is not incorporation,
because international law is only made part of English law if the
relevant Act of Parliament so determines. International law binds
the UK at an international level. Parliament may have legislated tohonour obligations made in international law. Alternatively,
Parliament may have shown in an Act of Parliament that there are
derogations or reservations from international obligations. There is,
however, an interpretative presumption that the common law is
interpreted so as to be coherent with international law. However, if
Parliament, or indeed the common law, prevents an interpretation
that makes English law coherent with international law, then the
courts have to follow English law.
This approach is supported by Lord Goff in AttorneyGeneral v
Guardian Newspapers Ltd (No.2) [1990] 1 AC 109, 283:
I conceive it to be my duty, when I am free to do so, to interpret the
law in accordance with the obligations of the Crown under [the
Convention]. But for present purposes the important words are when
I am free to do so. The sovereign legislator in the United Kingdom is
Parliament. If Parliament has plainly laid down the law, it is the duty
of the courts to apply it, whether that would involve the Crown in
breach of an international treaty or not.
The key phrase in Lord Goffs argument is If I am free to do so.
Lord Goffs argument returns to that of Lord Hoffmann. If a judge is
free to interpret English law as coherent with international law he
or she will do so.
These are general principles; how might they relate to human rights
law?
2.3.1 Torture, human rights and the waragainst terrorism
We will now look in detail at some of the concerns expressed
above. We will examine the role played by the 1984 United Nations
Convention Against Torture in a judgment of the Court of Appeal
concerning the Anti-Terrorism, Crime and Security Act 2001 (but
seeA vSecretary of State for the Home Department[2004] UKHL56).
-
7/29/2019 Inter Protection of Human Rights
29/103
Chapter 2 International law and human rights
University of London External Programme 29
The appeal concerned the powers of the Home Secretary to deport
those suspected of offences under the Anti-terrorism, Crime and
Security Act 2001. The claimants did not allege that they had been
tortured, rather, that the Secretary of State, in acting under the
relevant section of the 2001 Act, may have relied on material which
had been obtained in other countries where torture was practised.
The claimants were arguing that the Commission set up under the2001 Act to oversee the Home Secretarys decisions should ensure
that such material was not used.
How is international law relevant?
Amongst other legal sources, the claimants made use of the 1984
United Nations Convention Against Torture (UNCAT). Article 4
requires state parties to pass laws that ensure all acts of torture are
criminal offences. Effect was given to that obligation in the law of
England and Wales by s.134 of the Criminal Justice Act 1988. We
can see that English domestic law has thus given effect to the
Convention. But the claimants were also making a broader
argument. They argued that while UNCAT is not part of domestic
law, domestic law should be construed not to be in breach of
UNCAT unless compelled by statute or common law to do so. This
would place a much broader duty on the Home Secretary. The
Court of Appeal did not accept this argument. The Court stated that
it would be against the powers given to the Home Secretary by the
Anti Terrorism Act for the Secretary of State to investigate each
statement to determine whether or not it had been obtained
through torture:
Such a duty with respect to each individual statement is inconsistent,
in this context, with the power to act on suspicion and belief. The
statute requires the Secretary of State, in the interests of nationalsecurity, to form a general and overall view with respect to the
person's continued presence in the United Kingdom. As to the
Commission, it must review the Secretary of State's sources of
information. For the Commission to be involved in deciding upon the
provenance of each piece of information available to the Secretary of
State would be likely to be a detailed and complex exercise. Such a
duty would be inconsistent with a statutory power conferred on the
Secretary of State for a legitimate purpose and would distract from
the overall view which the statute requires when assessing whether
reasonable suspicion and belief were present.
This case suggests just what is at stake in international human
rights law: it relies on domestic legal systems to make sure that
international obligations contained in treaties are given legal form.
However, as in the case above, a national legislature may have
limited or qualified those rights. We thus need to ask a set of
broader questions about the nature of human rights obligations,
and the sense in which they are binding in international law. We
will begin by thinking about the Universal Declaration on Human
Rights, and then return to the issue of human rights and the
sources of international law.
-
7/29/2019 Inter Protection of Human Rights
30/103
International protection of human rights
30 University of London External Programme
Activity 2.12
Prepare a short verbal statement on the role played by UNCAT in
the Court of Appeals judgment inA vSecretary of State for the
Home Department.
This is an issue you may also like to discuss and debate with otherstudents.
No feedback provided.
In this case the claimants were arguing that whilst UNCAT was not
part of domestic law, domestic law should be interpreted so as to
be coherent with the treaty. The UK had already acted in certain
areas to make sure that UK law was treaty-compliant, (e.g. by s.134
of the Criminal Justice Act 1988). However, the Court of Appeal
determined that the Anti-Terrorism Act 2001 contains specific
powers that would, in certain circumstances, require the Secretaryof State, in the interests of national security, to form a general and
overall view with respect to the person's continued presence in the
United Kingdom. This may mean that evidence obtained by torture
in other jurisdictions might be used. The Commissions powers were
also to be seen as limited in this respect. The Commission could
make a detailed scrutiny of each piece of evidence that is available
to the Secretary of State. Complexity aside, such a power is not
given by the Act.
2.4 What is the status of the Universal Declarationof Human Rights in international law?In the sections above, we have been thinking about the sources of
international law. We will now turn to consider whether or not the
Universal Declaration of Human Rights is legally binding. Whereas
the drafters of the Declaration, and those who studied it in the
early years of its operation, doubted whether the Declaration stated
legally binding duties, the present position is somewhat different.
In the final session of the Grand Assembly of the UN, the chair of
the Assembly and representative of the United States, Mrs
Roosevelt stated:[the Declaration] might well become the international Magna Carta
of all mankind its proclamation by the General Assembly would
be of importance comparable to the 1789 proclamation of the
Declaration of the Rights of Man, the proclamation of the rights of
man in the Declaration of Independence of the United States of
America, and similar declarations made in other countries.
We will consider the Declaration in outline, and then address the
question of its binding nature.
2.4.1 Outline of the Declaration
Article 1 articulates the underlying principles of the Declaration:
All human beings are born free and equal in dignity and rights. They
are endowed with reason and conscience and should act towards one
another in a spirit of brotherhood.
-
7/29/2019 Inter Protection of Human Rights
31/103
Chapter 2 International law and human rights
University of London External Programme 31
This is clearly not legal language; rather, it is the statement of a
philosophical or ethical principle. To be human is to have inherent
qualities of reason and conscience; qualities that make one more
than simply an individual: one is compelled to act towards others in
a spirit of community. As the notes to the Declaration outline, this
is what makes man different from animals: this is presumably why
we can speak of human rights, but not animal rights.
Article 2 puts forward two basic principles: equality and non-
discrimination. These principles apply to the enjoyment of human
rights and fundamental freedoms, and thus forbid distinction of
any kind, such as race, colour, sex, language, religion, political or
other opinion, national or social origin, property, birth or other
status.
Article 3 has been described as the first cornerstone of the
Declaration. It states the right to life, liberty and security of
persons. This is a fundamental right, essential to the operation of
the other rights of the Declaration. Article 3 introduces arts. 421.
These articles detail civil and political rights and include freedomfrom slavery and servitude; freedom from torture and cruel,
inhuman or degrading treatment or punishment; the right to
recognition everywhere as a person before the law; the right to an
effective judicial remedy; freedom from arbitrary arrest, detention
or exile; the right to a fair trial and public hearing by an
independent and impartial tribunal; the right to be presumed
innocent until proved guilty; freedom from arbitrary interference
with privacy, family, home or correspondence; freedom of
movement and residence; the right of asylum; the right to a
nationality; the right to marry and to found a family; the right to
own property; freedom of thought, conscience and religion;freedom of opinion and expression; the right to peaceful assembly
and association; and the right to take part in the government of
one's country and to equal access to public service in one's country.
Article 22 has been called the second cornerstone of the
Declaration. This article can be read as an introduction to Articles
23-27, which enumerate economic, social and cultural rights. These
rights include the right to social security; the right to work; the
right to equal pay for equal work; the right to rest and leisure; the
right to a standard of living adequate for health and well-being; the
right to education; and the right to participate in the cultural life of
the community. Economic, social and cultural rights are predicatedon the membership of a political community. Echoing Article 1,
these rights are linked to the realisation of human dignity. Rather
than legal claims, they are to be realised through national effort
and international co-operation. But, one must allow that
acknowledgements must be made of the limited capacity of some
states and thus the realisation of these rights is dependent on the
resources of different states.
Articles 28 to 30 stress that duties complement rights. Article
29 states that in the exercise of his rights and freedoms, everyone
shall be subject only to such limitations as are determined by law
solely for the purpose of securing due recognition and respect forthe rights and freedoms of others and of meeting the just
requirements of morality, public order and the general welfare in a
democratic society. It adds that in no case may human rights and
fundamental freedoms be exercised contrary to the purposes and
-
7/29/2019 Inter Protection of Human Rights
32/103
International protection of human rights
32 University of London External Programme
principles of the United Nations. Article 30 emphasises that no state
group or person may claim any right, under the Declaration, to
engage in any activity or to perform any act aimed at the
destruction of any of the rights and freedoms set forth in the
Declaration.
2.4.2 The legal value of the Declaration
What is the legal status of the Declaration?
Certainly the Belgian representative at the final session of the
Grand Assembly thought that the Declaration had more than moral
value, but this was far from the consensus. As Lauterpacht reports
(Lauterpacht, H.International law and human rights. (London:
Stevens and Sons, 1950) p.398), there was thought to be no
contradiction between the high praise for the document and the
fact that it would not be juridicially binding. As voiced by another
representative in the General Assembly:
In giving our approval to the declaration today, it is of primary
importance that we keep in mind the basic characteristic of thedocument. It is not a treaty; it is not an international agreement. It
is not and does not purport to be a statement of law or legal
obligation. It is a declaration of basic principles of rights and
freedoms, to be stamped with the approval of the General Assembly
by a formal vote of its members, and to serve as a common standard
of achievement for all peoples of all nations.