Incident Management Systems for Hospitals

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Incident Management Systems Incident Management Systems for Hospitals for Hospitals Kristi L Koenig, MD, FACEP Kristi L Koenig, MD, FACEP Professor of Clinical Emergency Medicine Professor of Clinical Emergency Medicine Director of Public Health Preparedness Director of Public Health Preparedness University of California at Irvine University of California at Irvine

Transcript of Incident Management Systems for Hospitals

Incident Management Systems Incident Management Systems for Hospitalsfor Hospitals

Kristi L Koenig, MD, FACEPKristi L Koenig, MD, FACEPProfessor of Clinical Emergency MedicineProfessor of Clinical Emergency MedicineDirector of Public Health PreparednessDirector of Public Health PreparednessUniversity of California at IrvineUniversity of California at Irvine

University of California at IrvineUniversity of California at IrvineDepartment of Emergency MedicineDepartment of Emergency Medicine

Why Management Aspects?Why Management Aspects?

Incident Management new to health Incident Management new to health care systemscare systems–– Not traditionally used in some types of Not traditionally used in some types of

events, e.g. biological, nursing strikeevents, e.g. biological, nursing strikeClinical is relatively familiarClinical is relatively familiar““Emergency ManagementEmergency Management”” unfamiliar unfamiliar to most cliniciansto most cliniciansED is ED is ““soft targetsoft target””

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Are We Prepared?Are We Prepared?

Post 9/11Post 9/11–– Prior Secretary of Department of Prior Secretary of Department of

Homeland Security said Homeland Security said ““yes!yes!””–– Experts quoted in New York Times said Experts quoted in New York Times said

““no!no!””

Lack of BenchmarksLack of Benchmarks

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Why do hospitals need to be prepared?Why do hospitals need to be prepared?

Disaster are Local!Disaster are Local!–– Most casualties arrive to the hospital Most casualties arrive to the hospital

within 1 within 1 ½½ hourshours–– Civilian volunteers and local first Civilian volunteers and local first

responders rescue most victimsresponders rescue most victims(95%) within first 24 hours(95%) within first 24 hours

–– Critical care and trauma surgery managed Critical care and trauma surgery managed without State or Federal assistancewithout State or Federal assistance

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Disaster CasualtiesDisaster Casualties

Most planning focuses on Most planning focuses on injuriesinjuriesVictims need treatment for other Victims need treatment for other conditionsconditions–– Lack of access to primary careLack of access to primary care–– Exacerbation of chronic conditionsExacerbation of chronic conditions–– Psychological effectsPsychological effects–– Increased incidence of childbirth, heart Increased incidence of childbirth, heart

attacksattacks

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Sudden Impact EventsSudden Impact EventsStudy of 29 U.S. DisastersStudy of 29 U.S. Disasters

Most trauma victims have Most trauma victims have minorminorinjuriesinjuries–– Accidents occur during recovery phaseAccidents occur during recovery phase

1010--15% of victims hospitalized15% of victims hospitalized–– Half admitted for nonHalf admitted for non--medical reasonsmedical reasons–– Sent home next daySent home next day

6% supply shortages6% supply shortages2% personnel shortages2% personnel shortages

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Lack of Resources?Lack of Resources?

Studies of recent disasters in the US Studies of recent disasters in the US show a lack of a show a lack of a management systemmanagement system to to organize available resourcesorganize available resourcesHurricane KatrinaHurricane Katrina–– An exception?An exception?

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Key PrinciplesKey Principles

AllAll--HazardHazard–– Hazards Vulnerability Analysis (HVA)Hazards Vulnerability Analysis (HVA)

Comprehensive Emergency ManagementComprehensive Emergency Management–– MitigationMitigation–– PreparednessPreparedness–– ResponseResponse–– RecoveryRecovery

Incident Management SystemIncident Management System

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Why Incident Management Why Incident Management Systems for Hospitals?Systems for Hospitals?

Continuity of Business Operations PlanContinuity of Business Operations Plan–– Meet responsibilities to employees, patients, and Meet responsibilities to employees, patients, and

communitycommunity–– Reduce insurance/workers compensation costsReduce insurance/workers compensation costs–– Protect capital investmentProtect capital investment–– Regulatory complianceRegulatory compliance

Ultimate goal to reduce morbidity and Ultimate goal to reduce morbidity and mortalitymortalityJCAHO requirementJCAHO requirement

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JCAHO RequirementsJCAHO RequirementsJanuary 2001January 2001

AllAll--HazardHazard–– Hazard Vulnerability Analysis (HVA)Hazard Vulnerability Analysis (HVA)

Comprehensive Emergency ManagementComprehensive Emergency ManagementCommunityCommunity--Wide PlanningWide PlanningIncident Management SystemIncident Management System

Example Example -- Hospital Emergency Incident Hospital Emergency Incident Command System (HEICS)Command System (HEICS)Consistent with Consistent with communitycommunity standardsstandards

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Incident Management SystemIncident Management System

Command, Control, LeadershipCommand, Control, LeadershipFlexible process for ongoing assessmentFlexible process for ongoing assessment–– Incident Action PlansIncident Action Plans

Unified CommandUnified Command for multifor multi--jurisdictional eventsjurisdictional eventsFederal LevelFederal Level–– National Incident Management System (NIMS)National Incident Management System (NIMS)

Hospital LevelHospital Level–– Hospital Emergency Incident Command System (HEICS)Hospital Emergency Incident Command System (HEICS)–– Change to Hospital Incident Command System (HICS)Change to Hospital Incident Command System (HICS)

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Disaster Disaster Management Management AgenciesAgencies

Federal Federal StructureStructurePre 9/11Pre 9/11

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National Incident National Incident Management System (NIMS)Management System (NIMS)

Established post 9/11 by Homeland Established post 9/11 by Homeland Security Presidential Directive 5Security Presidential Directive 5Ensures all levels of government have Ensures all levels of government have capability to work efficiently together capability to work efficiently together using a national approach to domestic using a national approach to domestic incident managementincident management

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Incident Command System Incident Command System (ICS)(ICS)

Component of the National Incident Component of the National Incident Management System (NIMS)Management System (NIMS)Provides a universal structure and Provides a universal structure and process to manage the organizationprocess to manage the organization’’s s response and recovery activitiesresponse and recovery activities

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External ScenariosExternal Scenarios

1.1. Nuclear DetonationNuclear Detonation——1010--Kiloton Improvised Nuclear DeviceKiloton Improvised Nuclear Device2.2. Biological AttackBiological Attack——Aerosol AnthraxAerosol Anthrax3.3. Biological Disease OutbreakBiological Disease Outbreak——Pandemic InfluenzaPandemic Influenza4.4. Biological AttackBiological Attack——PlaguePlague5.5. Chemical AttackChemical Attack——Blister AgentBlister Agent6.6. Chemical AttackChemical Attack——Toxic Industrial ChemicalsToxic Industrial Chemicals7.7. Chemical AttackChemical Attack——Nerve AgentNerve Agent8.8. Chemical AttackChemical Attack——Chlorine Tank ExplosionChlorine Tank Explosion9.9. Natural DisasterNatural Disaster——Major EarthquakeMajor Earthquake10.10. Natural DisasterNatural Disaster——Major HurricaneMajor Hurricane11.11. Radiological AttackRadiological Attack——Radiological Dispersal DevicesRadiological Dispersal Devices12.12. Explosives AttackExplosives Attack——Bomb Using Improvised Explosive DeviceBomb Using Improvised Explosive Device13.13. Biological AttackBiological Attack——Food ContaminationFood Contamination14.14. Cyber AttackCyber Attack

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Internal ScenariosInternal Scenarios

1.1. Bomb ThreatBomb Threat2.2. Evacuation, Complete or Partial FacilityEvacuation, Complete or Partial Facility3.3. FireFire4.4. Hazardous Material SpillHazardous Material Spill5.5. Hospital OverloadHospital Overload6.6. Hostage/BarricadeHostage/Barricade7.7. Infant/Child AbductionInfant/Child Abduction8.8. Internal FloodingInternal Flooding9.9. Loss of Heating/Ventilation/Air ConditioningLoss of Heating/Ventilation/Air Conditioning10.10. Loss of PowerLoss of Power11.11. Loss of WaterLoss of Water12.12. Severe WeatherSevere Weather13.13. Work StoppageWork Stoppage

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ICS ICS -- ComponentsComponents

Adaptable to any type of emergencyAdaptable to any type of emergencyCommon organizational/procedural Common organizational/procedural standardsstandardsCommon TerminologyCommon Terminology–– Integrated CommunicationsIntegrated Communications

Modular OrganizationModular OrganizationUnified Command StructureUnified Command Structure–– Maintains autonomy of jurisdictionMaintains autonomy of jurisdiction

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ICS ICS -- ComponentsComponents

Manageable Span of ControlManageable Span of ControlConsolidated Action PlansConsolidated Action Plans–– Represent Incident Action Planning ProcessRepresent Incident Action Planning Process

Comprehensive Resource Comprehensive Resource ManagementManagementDesignated Incident FacilitiesDesignated Incident Facilities

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ICSICS5 Major Functional Areas5 Major Functional Areas

Command or ManagementCommand or ManagementOperationsOperationsPlanning Planning LogisticsLogisticsFinanceFinance

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Operations

‘Doers'

Planning

Address"what if?"

Logistics

Supports Operations

Requirements

Finance / Admin

Tracks Expenses

Incident Command

Leadership & DirectionAuthorization of Expenses

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Health Care FacilitiesHealth Care Facilities

Victims arrive unannouncedVictims arrive unannouncedMay not arrive by EMSMay not arrive by EMSFamily and friends overwhelm system Family and friends overwhelm system with inquirieswith inquiriesVolunteersVolunteersMediaMedia

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Health Care FacilitiesHealth Care Facilities

Convergence of injured persons, Convergence of injured persons, relatives & friends, the general public relatives & friends, the general public (volunteers), off(volunteers), off--duty staff & medical duty staff & medical personnel, and mediapersonnel, and mediaNotNot a Scarcity of Resourcesa Scarcity of ResourcesLack of Lack of Incident Management SystemIncident Management System

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Critical Hospital ResourcesCritical Hospital Resources

Physical plantPhysical plantPersonnelPersonnelSupervisionSupervisionSupplies and EquipmentSupplies and EquipmentCommunicationCommunicationTransportationTransportation

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Brief History of HEICSBrief History of HEICS

19801980’’s s –– FIRESCOPEFIRESCOPE–– Southern California wildfires use ICSSouthern California wildfires use ICS

1987 1987 -- Hospital Council of Northern Hospital Council of Northern California adapts ICS to hospitalsCalifornia adapts ICS to hospitals1991 1991 -- HEICS IHEICS I1992/93 1992/93 –– HEICS IIHEICS II19981998-- HEICS IIIHEICS III20062006-- HEICS IVHEICS IVAugust 2006August 2006-- HICSHICS GuidebookGuidebook

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HEICS I HEICS I -- IIIIII

Areas needing improvementAreas needing improvement–– Not NIMS compliantNot NIMS compliant–– Medical Officer not directly under ICMedical Officer not directly under IC–– Labor pool in Planning, not OperationsLabor pool in Planning, not Operations–– Damage assessment in Logistics, not OperationsDamage assessment in Logistics, not Operations–– Operations sectionOperations section

Only focus on medical requirementsOnly focus on medical requirementsDesigned around department, not incident functionsDesigned around department, not incident functions

–– No concept of Incident Action PlanningNo concept of Incident Action Planning–– Existed separately from hospital disaster planExisted separately from hospital disaster plan

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The New HICSThe New HICS

HEICS IV/HICS has different HEICS IV/HICS has different organizational chartorganizational chart–– Simpler and smallerSimpler and smaller–– More flexible and adaptableMore flexible and adaptable

NIMS compliantNIMS compliantEnhanced Job Action SheetsEnhanced Job Action Sheets–– Extended operations and recovery sectionsExtended operations and recovery sections

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HICS GuidebookHICS Guidebook

#1: High#1: High--level guidance for developing a hospital level guidance for developing a hospital Emergency Management Program (EMP)Emergency Management Program (EMP)

Key considerationsKey considerationsPlanning and response assumptionsPlanning and response assumptionsProvides guidance for use of the incident command Provides guidance for use of the incident command systemsystem

–– Adapted to incident specific situationsAdapted to incident specific situations–– Modular and scalable based on availability of Modular and scalable based on availability of

personnelpersonnel

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HICS GuidebookHICS Guidebook

#2: A HICS training curriculum #2: A HICS training curriculum Specific instructional guidance and teaching Specific instructional guidance and teaching outlines outlines Curriculum materials designed to provide variable Curriculum materials designed to provide variable methods of training hospital staffmethods of training hospital staff

–– Emergency response principlesEmergency response principles–– Incident commandIncident command

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New HICS ElementsNew HICS Elements

A more compact and versatile incident A more compact and versatile incident management team structuremanagement team structure–– ModularModular–– Scalable to the eventScalable to the event

Updated Job Action Sheets (JAS)Updated Job Action Sheets (JAS)Revised, National Incident Management Revised, National Incident Management System (NIMS) consistent forms System (NIMS) consistent forms

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New HICS ElementsNew HICS Elements

Incident Planning Guides (IPG)Incident Planning Guides (IPG)–– Assist in evaluating and writing emergency plansAssist in evaluating and writing emergency plans–– Scenario basedScenario based

Incident Response Guides (IRG)Incident Response Guides (IRG)–– Key considerations and response actions for Key considerations and response actions for

command staffcommand staff–– Scenario basedScenario based

Expanded information and toolsExpanded information and tools–– Guidebook and Appendices Guidebook and Appendices –– ResourcesResources

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HICS SummaryHICS Summary

The HEICS IV/HICS project updated HEICS III to The HEICS IV/HICS project updated HEICS III to current emergency management practices and current emergency management practices and principlesprinciplesDeveloped by hospital and incident command expertsDeveloped by hospital and incident command expertsHICS Guidebook assists hospitals in implementationHICS Guidebook assists hospitals in implementationHICS provides new materialsHICS provides new materials–– Job Action SheetsJob Action Sheets–– Incident Planning GuidesIncident Planning Guides–– Incident Response GuidesIncident Response Guides

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Hospital ICSHospital ICS

Public Information OfficerCommunity Relations Mgr

SecuritySecurity Director

Safety OfficerIndustrial Hygeine

LiaisonEmergency Manager

FacilitiesCommunicationsTransportation

Supply

LogisticsFacilities Director

SituationLabor Pool

Medical StaffPatient Tracking

PlanningVP Admininstration

Medical careAncillary SrvicesHuman Services

OperationsVP Operations

TimeProcurement

ClaimsCost

FinanceCFO

Incident CommanderAdministrator

Public Information OfficerCommunity Relations Mgr

SecuritySecurity Director

Safety OfficerIndustrial Hygeine

LiaisonEmergency Manager

FacilitiesCommunicationsTransportation

Supply

LogisticsFacilities Director

SituationLabor Pool

Medical StaffPatient Tracking

PlanningVP Admininstration

Medical careAncillary SrvicesHuman Services

OperationsVP Operations

TimeProcurement

ClaimsCost

FinanceCFO

Incident CommanderAdministrator

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Command SectionCommand Section

LeadershipLeadershipIncident CommanderIncident Commander–– Organize and direct Emergency Organize and direct Emergency

Operations Center and all positions Operations Center and all positions throughout the ICS structurethroughout the ICS structure

–– Overall direction for hospital operationsOverall direction for hospital operations–– Authorizes evacuationsAuthorizes evacuations

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Command (Management) Command (Management) SectionSection

Responsible for overall incident Responsible for overall incident managementmanagementCommand Staff PositionsCommand Staff Positions–– Information (Public Affairs) OfficerInformation (Public Affairs) Officer–– Safety OfficerSafety Officer–– Liaison OfficerLiaison Officer

Single vs. Unified CommandSingle vs. Unified Command

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Operations SectionOperations Section

Reduction of immediate hazardReduction of immediate hazardEstablish situation controlEstablish situation controlRestore normal operationsRestore normal operationsFunctionsFunctions–– Staging areasStaging areas–– ResourcesResources–– Organization of operations divisions, Organization of operations divisions,

groups, and branchesgroups, and branches

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Operations SectionOperations SectionKey ComponentsKey Components

Business ContinuityBusiness ContinuityEquipmentEquipmentPlant and UtilitiesPlant and UtilitiesSafety and SecuritySafety and SecurityHealth and MedicalHealth and Medical

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Planning SectionPlanning Section

Collection, evaluation and dissemination of Collection, evaluation and dissemination of tactical information about the incidenttactical information about the incidentMaintains information on current and Maintains information on current and forecasted situationforecasted situationTracks status of resourcesTracks status of resourcesPrimary unitsPrimary units–– Section chief/deputy, resources unit, situation unit, Section chief/deputy, resources unit, situation unit,

documentation unit, demobilization unit, technical documentation unit, demobilization unit, technical specialistsspecialists

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Logistics SectionLogistics Section

Provide support to incidentProvide support to incidentOrder all resources from offOrder all resources from off--incident incident locationslocationsProvide facilities, transportation, supplies, Provide facilities, transportation, supplies, equipment maintenance, fueling, feeding, equipment maintenance, fueling, feeding, communication and medical services for communication and medical services for respondersrespondersSectionsSections–– Chief/deputy, supply unit, facilities unit, ground Chief/deputy, supply unit, facilities unit, ground

support/transportation unitsupport/transportation unit

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Finance SectionFinance Section

Procurement UnitProcurement UnitTime UnitTime UnitCompensation/Claims UnitCompensation/Claims UnitCost UnitCost Unit–– Capture costs for FEMA Capture costs for FEMA

reimbursements during State or reimbursements during State or Federal disaster declarationsFederal disaster declarations

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ICS ICS –– Translated!Translated!

Command/ManagementCommand/Management……PointersPointers–– PlansPlans………………………………………………ThinkersThinkers–– LogisticsLogistics……………………………………..Getters..Getters–– FinanceFinance…………………………………………CountersCounters–– OperationsOperations………………………………...Doers...Doers

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ICS Functional ResponsibilityICS Functional Responsibility

CommandCommand–– Strategy, global responsibilityStrategy, global responsibility–– Define mission, ensure completionDefine mission, ensure completion

OperationsOperations–– Implement plan, direct tacticsImplement plan, direct tactics

PlanningPlanning–– Collect/analyze data, direct planningCollect/analyze data, direct planning–– Continuity of operationsContinuity of operations

LogisticsLogistics–– Support responseSupport response–– Environment and materialsEnvironment and materials

FinanceFinance–– Track money, ensure documentationTrack money, ensure documentation–– Maximize recovery, reduce liabilityMaximize recovery, reduce liability

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ICS ImplementationICS Implementation

Unfolds in a modular fashionUnfolds in a modular fashion–– Based on incident type and sizeBased on incident type and size–– Single individual can simultaneously Single individual can simultaneously

manage all major functional areas or manage all major functional areas or independent management requiredindependent management required

Used to plan, organize, staff, direct and Used to plan, organize, staff, direct and control emergency situationscontrol emergency situations

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ICS ImplementationICS Implementation

Incidents without warning (earthquake, Incidents without warning (earthquake, explosion)explosion)–– Leadership and direction initially provided by any Leadership and direction initially provided by any

employee who first recognizes the dangeremployee who first recognizes the danger

Incidents with warning (severe weather, cloud Incidents with warning (severe weather, cloud of hazardous materials approaching facility)of hazardous materials approaching facility)–– Director or designee provides initial leadership Director or designee provides initial leadership

and directionand direction

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ICS ImplementationICS ImplementationIncident Management TeamIncident Management Team

Police and/or Safety ServicePolice and/or Safety ServiceSafety and Security Group LeaderSafety and Security Group Leader

Chief of StaffChief of StaffHealth and Medical Group LeaderHealth and Medical Group Leader

Facilities/EngineeringFacilities/EngineeringEquipment/Plant/Utilities Group LeaderEquipment/Plant/Utilities Group Leader

Associate DirectorAssociate DirectorBusiness Continuity Group LeaderBusiness Continuity Group LeaderStaffed based on incidentStaffed based on incidentOperations Section ChiefOperations Section Chief

Fiscal ServiceFiscal ServiceFinance Section ChiefFinance Section Chief

Acquisitions and Material Acquisitions and Material Management ServiceManagement Service

Logistics Section ChiefLogistics Section Chief

Emergency ManagementEmergency ManagementPlanning Section ChiefPlanning Section Chief

DirectorDirector’’s Offices OfficeIncident CommanderIncident Commander

Hospital Position/ServiceHospital Position/ServiceIMT PositionIMT Position

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Command PostCommand Post

Consider establishing for incident that Consider establishing for incident that involves a distinct scene within the involves a distinct scene within the facility or its groundsfacility or its groundsAdAd--hoc location where decisions are hoc location where decisions are made concerning control of incidentmade concerning control of incident

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Emergency Operations CenterEmergency Operations Center

PrePre--designated location within facilitydesignated location within facilityLocation where activates related to Location where activates related to information collection, interinformation collection, inter--service service coordination, strategic decisioncoordination, strategic decision--making making and resource allocation are managedand resource allocation are managedNot all incidents require the use of an Not all incidents require the use of an EOCEOC

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EOC ActivitiesEOC Activities

Gather information through ongoing Gather information through ongoing assessmentsassessmentsBrief EOC staffBrief EOC staffEstablish shiftsEstablish shiftsSet overall objectives for each shiftSet overall objectives for each shiftDetermine resource requirementsDetermine resource requirementsDevelop communications and traffic plansDevelop communications and traffic plansKeep complete documentationKeep complete documentation

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Life Cycle of an IncidentLife Cycle of an Incident

–– Event recognitionEvent recognition–– Incident notificationIncident notification–– Situation analysis and monitoringSituation analysis and monitoring–– Emergency Operations Plan (EOP) activationEmergency Operations Plan (EOP) activation–– Operation of the Hospital Command Center (HCC)Operation of the Hospital Command Center (HCC)–– Staffing the Incident Management TeamStaffing the Incident Management Team–– Incident Action PlanningIncident Action Planning–– Communication and CoordinationCommunication and Coordination–– DemobilizationDemobilization–– System RecoverySystem Recovery

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ItIt’’s 3 a.m. and Disaster Strikess 3 a.m. and Disaster Strikes……

Response ActionsResponse Actions–– Control the sceneControl the scene–– Establish a Command PostEstablish a Command Post–– Conduct internal notificationsConduct internal notifications–– Develop initial strategy for protecting life and Develop initial strategy for protecting life and

propertyproperty–– Determine what resources are needed to control Determine what resources are needed to control

the problemthe problem–– Continue to organize and manage the situation Continue to organize and manage the situation

until relieveduntil relieved

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PlanningMeetingDevelop

strategies &tactics to

Accomplishobjectives

ImplementAction Plan

Assess progressusing measuresof effectiveness

ManagementMeeting

Evaluates& revisesincident

objectives

OperationsBriefingBriefs the

operationalleaders on the

Action Plan

Action Planpreparation& approval

Incident ManagerSets overall

incident objectives& priorities

On-goingsituation

assessment& information

processing

Incident isrecognized

Notifications,assessment,Immediate

needsare

addressed

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Summary Summary –– Hospital ICSHospital ICS

All HazardAll Hazard–– Hazard Vulnerability AnalysisHazard Vulnerability Analysis–– Comprehensive Emergency ManagementComprehensive Emergency Management

Convergence at hospitalsConvergence at hospitalsNeed for Need for management systemmanagement system, not just , not just resourcesresourcesFunction basedFunction based–– Command: Plans, Logistics, Finance, OperationsCommand: Plans, Logistics, Finance, Operations

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ReferencesReferences

VA Emergency Management Program VA Emergency Management Program Guidebook (updated 6/28/05)Guidebook (updated 6/28/05)–– http://www1.va.gov/emshg/page.cfm?pg=114http://www1.va.gov/emshg/page.cfm?pg=114

Emergency Management Principles and Emergency Management Principles and Practices for Healthcare SystemsPractices for Healthcare Systems–– http://www.va.gov/emshghttp://www.va.gov/emshg

California EMS AuthorityCalifornia EMS Authority–– http://www.emsa.ca.gov/hics/hics.asphttp://www.emsa.ca.gov/hics/hics.asp