IN THE MATTER OF A WORKLOAD RESOLUTION ARBITRATION · Inthe mid-termreport Mr. Donin assesses...
Transcript of IN THE MATTER OF A WORKLOAD RESOLUTION ARBITRATION · Inthe mid-termreport Mr. Donin assesses...
IN THE MATTER OF A WORKLOAD RESOLUTION ARBITRATION
BETWEEN:
CENTENNIAL COLLEGE
-and-
(the“College” orthe“Employer”)
ONTARIO PUBLIC SERVICE EMPLOYEES’ UNION, LOCAL 558(the “Union”)
VariousComplaintsreqardingtheAttribution ofWeeklyHoursforEvaluationandFeedback
Complaintof ArthurDonin
BramHerlich, WorkloadResolutionArbitrator
TimothyP. Liznick, DanielWong
,
Mel FogelandPatrickKelly for theCollege
GeoraeRichards,RonGolemba
,
EileenBurrowsandJacquesO’Sullivan for theUnion
AWARD(Hearingswereheld in TorontoonJune28 andJuly 9, 2002.)
This is thesecondin aseriesof complaintswhichhavebeenreferredto
mein mycapacityasWorkloadResolutionArbitratorunderthetermsof Article
11 of thecollectiveagreement.An earlierdecisionin thesematters(the“Rae
decision”)issuedon June17, 2002. Much of thecontextwhichis commonto all
of thesecaseswassetoutin thataward,aswastheessentiallegal framework
whichunderliesthedeterminationswhichneedto bemadein thesecases.The
readeris thereforedirectedto thatdecisionfor muchof thebackground
informationwhichwill notberepeatedhere.
Further,andwhile I notethattheemployerrepeatedsomeof its legal
argumentswhichwererejectedin theRaedecision,neitherwill I revisit those
legal issuesasI havenot beenpersuadedto departfrom my determinationin
respectof them.
Thecaseswhichhavebeenreferredto meariseasaresultof initiatives
undertakenin theSchoolof EngineeringTechnologyandApplied Science
(“SETAS”) andin theSchoolof Business.TheRaeawarddealtwith ateacher
in SETAS. This awardconcernsArthurDonin,a teacherin theSchoolof
Business.
In theRaedecisionI setouttheprocesswhichculminatedin the
College’s“directive” thatthecombinedevaluationfactorsfor anycourse
offeredwithin SETASnote,~ceed.024. Thedocumentationfiled with me
demonstratesthatasimilarprocesswasfollowed in theSchoolof Business.
OnFebruary16, 2001 amemowasdistributedto theacademic
communityfrom theVice-President,Academicregarding2001/2002post-
secondarybudgets.It identifiedapreliminarybudgetreductionin theSchool
of Businessof $325,000. It alsorejectedenrollmentreductionsasaviable
solutionandsignaledtheneed,asaresultof thesefinancialconstraints,to
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considervariouscost-savinginitiatives. Includedamongthosereferredto was
facultyutilization throughthe SWF,includingevaluationfactors.
At ameetingthatsamemonthof thefull-time InformationSystems
Facultywithin theSchoolof Businesssomepreliminarydiscussionswereheld
in relationto theVice-President’smemo.
At asubsequentfacultymeetingonMarch8, 2001 therewasdiscussion
of thepossibilityof alterationsto SWFsand,in particular,to theevaluation
factorscontainedtherein.
By memodatedMay 10, 2001, UweKrebs,theDirectorof theSchoolof
Businessidentifiedvariouscostreductionstrategies.Includedamongthose
wasadirectionthatamaximum.024evaluationfactorbeassignedfor all
courseswithin theSchool. Facultywereadvisedto usetheMay/Juneperiodto
preparefor theimplementationof therequiredevaluationstrategiesandwere
invited to havetheirSWFsadjustedfor thatperiodto providesufficienttime to
achievethatobjective.
As in SETAS,aworkshopandindividual or groupconsultationswere
organizedto specificallyprovidefacultywith resourcesandsupportrelatingto
assessmentsandevaluation.
OnJune14, 2001 andagainonAugust20, 2001,theDirectorsentfurther
memosto facultyrepeatinghis expectationthattheywould complywith the
managementdirectiveto adoptstudentevaluationsandgradingschemes
correspondingto themaximumcombinedevaluationfactorof .024.
By this timeit wouldappearthatnumerousfaculty SWFshadbeen
rejectedowing, at leastin part,to disputesaroundtheproprietyof the.024
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evaluationfactor. At ameetingheldneartheendof August,Information
SystemsFacultywere(again)instructedto delivertheircoursesin accordance
with thetermsof therejectedSWFs,i.e.with amaximumevaluationfactorof
.024.
Although theprocesswhichculminatedin thedirectionthatfacultynot
exceed.024asthecombinedevaluationfactorfor all coursesin theSchoolof
Businessresemblesthatdescribedin theRaedecisionin relationto SETAS,
thereis onedifferencewhichperhapsmeritssomenote. As indicatedin the
Raedecision,two explanationswereprovidedin SETASasjustifying and
requiringthedirective:financialandpedagogical.In thatcase,I heard
evidencebothfrom within andoutsideSETASoutlining thepedagogical
desirabilityof amultiplicity of evaluationtechniques.Little of thatsortof
explanationwasprofferedin relationto theSchoolof Business.I shouldnote,
however,thatmaybetheresultof themoreexpeditedprocesstheparties
followed in puttingtheirevidencebeforemein thiscase.And while I amnot
persuadedthatthisdistinctionis onethatis ultimatelymaterialto my
determination,I do feel compelledto remarkon it. For thevirtually exclusive
relianceon financialexigencies— thebonafidesof whicharenot seriously
questioned— allowstheunionin thiscaseto frametheissue,from its
perspective,asfollows:doesfinancialeconomyjustify requiringteachersto
adoptevaluationtechniqueswhich, in theirprofessionaljudgment,are
unsound— particularlyin acasewhereacoursesuchastheonecurrently
underconsiderationhasbeentaughtandrefinedoveraperiodin excessof
two decadeson thebasisof establishedevaluationfactorswhichdo not
conformto theCollege’srecentdirective.
While thequestionasframedby theunionis not onewhichI acceptas
properlyidentifyingthelegal issueatstakein thiscase,it is nonetheless
indicativeof thelegitimatesentimentstheunionseeksto advanceand
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represent.Indeed,oneis perhapsleft to wonderwhethertheprocessof
tailoringevaluationschemesto conformto theCollege’sdirectivefatherthan
simplyestablishingtheoptimalevaluationtechniquesto achieveestablished
learningoutcomesis, in ascenarioperhapsnotunfamiliar in theeducational
sectorin thisprovince,acaseof thebudgetarytail waggingtheacademicdog.
Butwhile thesentimentsmaybelegitimate,theydo not,aswill beseen,reflect
thelegalissuebeforeme. Whatevermaybe saidaboutthelargerpolitical
issuesof theadequacyof fundingfor public education,theCollegemust
operatewithin both its budgetaryconstraintsandits collectiveagreement
obligations. It is notmy functionto commenton ordeterminethewisdomor
desirabilityof the“tough choices”theCollegefeelscompelledto make— so
longastheydosowithin theconstraintsof thecollectiveagreement.
Arthur Donin hasbeenteachingat CentennialCollegefor over20years.
In theFall 2001 semesterhewasscheduledto teachtwocourses:onesection
of COMP240,aVB DatabaseProgrammingcourse,andthethreesectionsof
COMP231,aprogrammingprojectcourse.
WhileMr. Doninmayhaveinitially questionedtheproprietyof the
assigned.024evaluationfactorin respectof bothcourses,it appearsthathe
conceded(earlyon in therelevantchronologyof events)thatthe .024
evaluationfactorwasacceptablein relationto COMP240.
Thus,theonly issuewhich remainsrelatesto theassignmentof the.024
evaluationfactorin respectof COMP231.
Thecoursewasdescribedby bothpartiesasa“capstone”course.It
requiresthesuccessfulcompletionof multipleprerequisitesfor admissionand
is generallythecrowningcoursefor studentsin theprogram.Indeed,it would
appearthatprospectiveemployersmaydevoteparticularscrutinyto the
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performanceof studentsin thisspecificcourse.PatrickKelly, theChairof the
InformationSystemsDepartmentandMr. Donin’ssupervisor,readily
acknowledgedtheuniquenatureof thecourse.
As alreadyindicated,thecourseis titled “ProgrammingProject”. It is
summarizedin thecoursedescriptionasfollows:
Thepurposeofthis courseis to havea studentdesign,program,documentandimplementacomputersystemofahypotheticalorganization.Thiswill enablethestudentto simulatetheactivitiesofaprogrammerin thecomputerindustry.
TheCourseLearningOutcomesaresetoutin thecoursedescriptionas
follows:
CourseLearningOutcomes:
Uponcompletionofthecourse,thesuccessfulstudentwill have
demonstratedtheability to:
1. Analyzesystemsspecifications.
2. Designifie/databasestructures.
3. Createinput/outputdesigns.
4. Programamodffied system.
5. Documenttheprogrammingaspectsofa system.
6. Produceweeklyreportsonprojectstatus.
7. Demonstratetime managementoftheprojecttasks.
8. Presentaprojectfor evaluation.
Finally, thecoursedescriptionsummarizestheevaluationandgrading
systemsasfollows:
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EvaluationandGradingSystems:
WeeklyReports(Participation) 10%
TermProject(Fully Documented) 60%
Mid-TermEvaluation 15%
FinalPresentation 15%
TOTAL 100%
As is evidentfrom theabove,asubstantialproportionof thestudent’s
final gradeis basedontheresultsof theprojectwhich is thesubjectof the
course. Indeed,havingheardtheevidenceof Mr. Donin, it is clearthatthe
student’sprojecthashistoricallyplayedanevenmoresignificantrole in
determiningfinal gradesthanonemight initially infer from theabove
distributionof grades.
As thecoursetitle anddescriptionof bothsuggest,thecourseis rooted
in andstructuredaroundtheindividual studentprojects. Thereis acatalogue
of some30 projecttopicssuchas“video storerentalsystem”,“cableTV billing
system”,“small hotel/innreservations”and“small commuterairline
reservations”amongothers.Eachstudentis assignedauniqueprojecttopic
andis thenresponsiblefor thedesign,program,documentationand
implementationof acomputersystemtailoredto meettheneedsof theproject
in question.
Theallocationanduseof classroomtime reflecttheuniquecharacterof
thecourse.Mr. Doninteachesthreesectionsof thecourseeachwith a
projectedenrollmentof 25students.Eachsectionincludes4 teachingcontact
hoursperweekfor eachof the 16 weeksof the term. It is clear,however,that
thereis very little “classroomteaching”in theconventionalsenseof theterm.
In eachsectiontherearenotionallytwo hoursof labtimeandtwo hoursof
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lecturetimeperweek. However,Mr. Doninexplainedthattherearelectures
only duringthefirst threeweeksof theterm. Theseconsistof asinglelecture
perweekfor all threesectionsdealingprimarily with “administrative”matters
relatingto projectassignment.Thebalanceof the“classroom”orteaching
contacthourstime,bothduringtheinitial threeweeksandtheremainderof the
term, is dividedbetweenlabtime supervisedby Mr. Doninandtheone-on-one
meetingsheholdswith studentsto supervisetheprogressof theirproject.
Returningto thegradingandevaluationsystemMr. Doninhasusedin
thepast,virtually all gradingis tied directlyto theprocessandoutcomeof the
student’sindividualproject. Theweeklyreportsconsistof ane-mail forwarded
to Mr. Doninin whicheachstudentdescribeswhathasbeenaccomplishedin
relationto theprojectduringtheprecedingweekandwhatis intendedto be
accomplishedduringthefollowing week. In themid-termreportMr. Donin
assessesvariousidentifiedfactorsrelatedto thework-in-progresswhichwill
becomethestudent’sfinal project.Students’final presentationsareassessed
in one-on-onesessionsMr. Donin holdswith individual students.Evenin
relationto thatportionof thegradingprocess,however,Mr. Doninexplained
thatthe 15 percentallottedto theFinalPresentationis notfinally assessed
until hehashadtheopporLunityto measureit in relationto theactualfinal
project. Finally, of course,thecompletedfinal projectis assessedin orderto
determinethestudent’sfinal grade.
In thatcontextonemayunderstandwhy Mr. Doninwassofondduring
muchof hiscross-examinationto respondthat“theproof is in thepudding” to
highlight theimportanceandprimacyof thefinal projectin theevaluation
process.
All aspectsof theevaluationprocessfor thiscoursehavehistorically
beentreatedas“project” or“essay”evaluationandfeedbackatthe.030level
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contemplatedby thecollectiveagreement.It is thecollisionof thathistorical
treatmentwith theSchoolof Businessdirectivethatnocourseemploy
combinedevaluationfactorsin excessof .024whichis at therootof thiscase.
The issueof adoptingevaluationstrategiesthatwould conformto the
directivewasdiscussedon two occasionsbetweenMr. Doninandhis
supervisor,PatrickKelly, theChairof theInformationSystemsDepartment.
During(andsubsequentto) thosediscussionsMr. Kelly madeit clearthatthe
College’sexpectationwasthatMr. Doninwould employevaluationschemes
thatcompliedwith thedirective. Therewas,however,lessclaritysurrounding
themethodsof suchcompliance.In theirfirst meetingMr. Kelly exploredthe
possibilityof integratingroutineorassistedevaluationandfeedback(with an
associatedevaluationfactorof .015) into theevaluationandgradingscheme.
Mr. Doninwasnot receptiveto suchsuggestions.Indeed,it would appearthat
Mr. Kelly tooacceptedthatthosesortsof evaluativetoolswerenotappropriate
in thecontextof thisparticularcourseandthatsuggestionwasnotpursued
furthereitherin themeetingsbetweenthetwo or in thehearingbeforeme.In
theirsecondmeeting,Mr. Kelly exploredthepossibilityof integratingsome
degreeof in-processevaluation(with anassociatedevaluationfactorof .0092)
into theevaluationandgradingscheme.Mr. Doninwasequallyresistantto
thosesuggestions.
Mr. Kelly’s suggestionsfor theintegrationof in-processevaluation
includedalteringthegradingfor theweeklyreportsto includeone-halfof the
10%asanin-processevaluation,perhapsby introducingpeerevaluation.(I
taketheopportunityto notethatwhile theunionraisedwhat,in its view, were
principledobjectionsto theuseandproprietyof peerevaluation,I seenothing,
in principlewhich is eitherinherentlyperverse,counter-intuitiveor even
unrerasonableabouttheconservativeandlimited useof peerevaluation.)He
alsosuggestedthattheFinalPresentationcouldbegradedon anin-process
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basisandthata further 10percentof thefinal gradecouldbeassessedon an
in-processbasisby alteringgradingapproachesto portionsof themid-term
evaluationand/orthefinal project. Theresultsof thosesuggestionsare
consistentwith Mr. Kelly’s evidencethathewas“aiming” ata70/30ratioof
essayorproject/in-processevaluationwhichwould bringthecombined
evaluationfactor for thecourseto slightly lessthan.024.
FollowingtheRaedecision,theissueI mustdecidein this caseis
whetheraproposedcombinedevaluationfactorof .024is reasonablein
relationto thecoursein question.
While it is not necessaryfor meto reviewall of thereasoningcontained
in thataward,I notethatin advancingits argumentsbeforeme, theCollege
reliedon thefollowing passagefrom theRaedecision(atpage28):
Were I persuadedby the evidence that the evaluative schemeproposedby the grievor wasnot merely a reasonablescheme,not merelytheoptimalscheme,but the only schemewhichwould achievethelearningoutcomesof MT 242, thenI might be attractedto the conclusionthat theCollegehad failed to apply its directivesreasonablyin this case. On theevidencebeforeme, however,I am unableto come to sucha conclusionandneitheramI otherwisepersuadedthat the College’sproposedschemewasunreasonable.
Theextentof College’srelianceon thisextractfrom theawardis
somewhatmisplaced.It goeswithout sayingthat it would beunreasonablefor
theCollegeto imposeanutterlyunworkableor impossibleevaluationscheme
onits faculty. Butwhile suchan“impossibility” wouldclearlybeasufficient
basisto establishunreasonableness,it is neitherthenecessarynorexclusive
routeto suchaconclusion.
At therisk of repetition,theissueis simplywhether,basedon all of the
informationplacedbeforeme,theimpositionof amaximum.024evaluation
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factor is reasonablein respectof COMP231. For thereasonswhich follow, I
ampersuadedthatit is not. While I amsatisfiedthatit is notunreasonableto
altertheevaluationschemesusedin thecoursesoasto approachthe
College’sdesiredmaximum,it would notbereasonableto imposethe
significantchangeswhichwould berequiredin orderto fully achievethat
objective. In comingto thatconclusionI relyuponthe following.
First, I accept,asthepartieshave,thattheintroductionof “routine or
assisted”evaluationmethodsinto thegradingschemefor thecoursewould not
beappropriate.Second,I alsoaccept,at leastto someextenttheurgingsof
theunionandMr. Doninto respecttheprimacyof theimportanceof the
programmingprojectin theschemeof thecourse.Relatedto thatpoint, I note
thatsomeof thesuggestionsadvancedto alterevaluationmethodsrestedon
transformingtheprojectfrom anindividual to agroupone.Groupprojects
might facilitatelessonerousformsof evaluationby limiting theextentof
requiredone-on-oneteacher-studentsessionsandcouldalsoenhancethe
feasibilityof approachessuchaspeerevaluation.In fairness,theCollege’s
positiondid notrestprincipally(or, ultimately,necessarilyatall) on the
transformationfrom individualto groupprojects.In anyevent,in myview such
atransformationwould beutterlyunreasonablein relationto thecourseasit is
currentlydescribed.Thecourseis clearlyconceivedandhashistoricallybeen
deliveredasonebasedon individual studentstakingthefull andcomplete
responsibilityfor all aspectsof theirindividual anduniqueprojects.More
importantlyfor ourcurrentpurposes,thatis clearlyreflectedin thecourse
outhnewhichdescribesthepurposeof thecourseashavingasludentdesign,
program,documentandimplementacomputersystemof ahypothetical
organization.Of course,employercounselproperlyemphasizedthatthefact
thatacoursehasbeentaughtandstudentshavebeenevaluatedpursuantto
particularpracticesdoesnot constituteeitheraguaranteeorarequirement
thatthoseapproachesoughtto ormustbepreserved.However,to alterthis
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course,without following theprocessof alteringtheofficial courseouthnefrom
onedescribinganindividual projectto onedescribingagroupprojectwould,
in myview, beunreasonable.
Ontheotherhand,thereis aconsiderableaspectof thecoursedelivery
which,in myview, invitestheuseof in-processevaluation.Almostonehalf of
theteachingcontacthours(i.e. apartfrom theactuallimited lecturetime and
thelabtime) is devotedto one-on-onetime betweentheteacherandindividual
students.In-processevaluation,by definition underthecollectiveagreement,
takesplaceduringteachingcontacthours.Therecanbelittle doubtthatthe
relativeabundanceof one-on-onestudent-teqcherinteractionsduringteaching
contacthourspresentsmeaningfulopportunitiesfor theintegrationof in-
processevaluation.
But theunioncautionsagainsttheimpracticalityandresulting
unfavourableconsequencesflowing from thewholesaleconversionof
“teachingtime” to “evaluationtime” within thelimited numberof available
teachingcontacthours.Thereis considerablemerit to thatconcern.
Mr. Donintestifiedthatteachingcontacthoursand,in particular,the
one-on-onetimeremainingwhenactuallectureandlabtime areremovedfrom
thetotalavailabletime, areusedprimarily to monitor,superviseandmentor
studentsin theprogressof theirindividual projects.Thoseactivitiesmightbe
viewedastheheartof theteachingdonein thecourse.It would appear,
however,thatsomeof thattime might (or certainlycould)beusedfor the
purposesof evaluatingstudents’final projectsandperformingthemid-term
evaluation.However,practicaldictateswould requirethatmuchof that
evaluationwould haveto beperformedoutsideof teachingcontacthoursand
would thereforenotproperlybecharacterizedasin-processevaluation.
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A cursoryquantitativeanalysisdisclosesthelimited availability and
utility of usingteachingcontacthoursfor thepurposesof evaluationin relation
to thefinal presentationandthemid-termassessment.
First, whentheinitial lecturehours(6) andthelabtime (a total of 32
hours)aredeductedfrom the totalcontacthoursassignedto thecourse,
roughly26contacthoursremain.Thatamountsto approximatelyonehour—
overthecourseof theterm— perstudentprojectedto beenrolledin thecourse.
EvenacceptingwhatI taketo beaconservativeestimateof the 15 minutes
whichmightberequiredto evaluateastudentwith respectto eitherthefinal
presentationor themid-term,roughlyonehalf of thetime whichwould
otherwisebedevotedto mentoring,supervisingandmonitoringwould haveto
berededicatedto in-processevaluationof themid-termandfinal evaluation
(whicharesetout in thecoursedescriptionto accountfor acumulativetotalof
30%of thestudent’sfinal grade).
And evenacceptingthelimitedviability of suchanapproach,thereis a
furtherdifficulty. Teachingcontacthoursareassignedandlimited on aweekly
basis.But both themid-termevaluationandthatof thefinal presentation
would haveto beperformedin closetemporalproximity to thepointsat which
eachwasscheduledor due.Thus,to properlyassignall of thenecessary
teachingcontacthoursrequiredfor in-processevaluationwouldresultin either
or both theeliminationof “normal” teachingdutiesduringtherequiredweeks
in questionandtheprolongationof theevaluationperiodsoveranumberof
weeksincompatiblewith therelevantduedates.
It is for thesereasonsthatI haveconcludedthatit would be
unreasonableto converttheevaluationof boththe final presentationandthe
mid-termassessmentfrom project-basedto in-processevaluation.
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In fairnessto theCollege,it maywell bethatit too, implicitly,
acknowledgedthedifficulties associatedwith sucharesult.For in its final
submissions,it adoptedMr. Kelly’s “target” of a70/30project/in-processsplit of
evaluationfactors.However,to arriveatthe 30%in-processfigure it followeda
somewhatdifferentroutefrom theoneMr. Kelly hadofferedanddid not
suggestthatboth themid-termandthefinal presentationbeevaluatedonan
exclusivelyin-processbasis.It suggestedthatcr11 (ratherthanhalf asMr. Kelly
hadsuggested)of the 10%attributedto theweeklyreportsbegradedon anin-
processbasis,thatthe final presentation(worth 15%of thefinal grade)alsobe
gradedon anin-processbasisandthata further5%befoundfrom other
sources— perhapssomecombinationof themid-termand/orthefinal project.
In view of theconcernssetout above,I haveconcludedthatit would be
unreasonableto attributeanymorethanthe5% Mr. Kelly suggestedto in-
processevaluationof theweeklyreports.Similarly, I amalsopersuadedthatit
would notbereasonableto attributeanymorethanonehalf (i.e. 15%of the
30%) of thecombinedevaluationof themid-termandthefinal presentationto
in-processevaluation.
Beforeconcluding,I taketheopportunityto repeatthenatureof the
exerciseundertakenin thisdecision.I havenot anddonotview mytaskin this
caseasdetermining,identifying andimposingwhatI maybelievetheto bethe
optimalevaluationscheme.Werethatmy task,I mightwell havecometo
differentconclusions.Rather,it hasbeenmytaskto determinewhetherthe
Collegehasactedreasonablyin implementingadirectiveit haspromulgated
asalegitimateresponseto its financialconstraints.Havingconsideredthe
materialbeforeme, I haveconcludedthatwhilesignificantprogresstowards
theCollege’sstatedgoalcanbeaccomplished,thecoursein questioncannot
reasonablybedeliveredusingevaluationfactorswhichdo not exceed.024.
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ThenumbersI havearrivedat canbeparsedin variouswaysandit
maywell bethat,ultimately,Mr. Doninwill be(or would havebeen— hadthis
processunfoldedin amoretimely fashion)left with someresidualdiscretionto
establishthefinal formatof theevaluationscheme.Onefashionto describe
theconclusionatwhichI havearrivedwould presumethattheevaluationof
thefinal projectremainsuntouched(i.e. at .030).Notmorethanonehalf of the
remainingevaluativetoolswould betransformedfrom essay/projectto in-
processformsof evaluation.Theresultwould movethecombinedevaluation
factor from its past100%to 80%essay/projectevaluation— somewhatshortof
the70%targetidentifiedby theCollege.
Havingregardto all of theabove,I concludethatthecombined
evaluationfactorin relationto COMP231 is to beassessedat 0.0258.
To theextentsetout herein,Mr. Donin’scomplaintisupheld.I tmstthat
thisdisposesof thatcomplaintbutI will remainseizedin theeventthereare
anyissuesrelatingto theimplementationof thisaward.
DATED AT TORONTOTHIS 30th DAY OFAUGUST2002
LT~—~ ‘.. ~
BramHerlichWorkloadResolutionArbitrator