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Research Collection Doctoral Thesis The role of perforin protein in lymphocyte mediated cytotoxicity Author(s): Kägi, David Publication Date: 1993 Permanent Link: https://doi.org/10.3929/ethz-a-000891428 Rights / License: In Copyright - Non-Commercial Use Permitted This page was generated automatically upon download from the ETH Zurich Research Collection . For more information please consult the Terms of use . ETH Library

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Research Collection

Doctoral Thesis

The role of perforin protein in lymphocyte mediated cytotoxicity

Author(s): Kägi, David

Publication Date: 1993

Permanent Link: https://doi.org/10.3929/ethz-a-000891428

Rights / License: In Copyright - Non-Commercial Use Permitted

This page was generated automatically upon download from the ETH Zurich Research Collection. For moreinformation please consult the Terms of use.

ETH Library

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Diss.ETH No 10050

The Role of Perforin Protein in Lymphocyte

Mediated Cytotoxicity

A dissertation submitted to the

SWISS FEDERAL INSTITUTE OF TECHNOLOGY ZURICH

for the degree of

Doctor of Natural Sciences

presented by

David Kagi

Dipl.sc.nat.

born June 2,1963

citizen of Zurich, Wallisellen (ZH) and Baretswil (ZH)

accepted on the recommendation of

Prof. T.Koller, examiner

Prof. H.Hengartner, coexaminer

1993

Reprint from: European Journal of Immunology (1989), 19:1253 -1259

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Man darfnie aufhoren, sich die Welt vorzustellen,

wie sie am vemunftigsten ware.

Friedrich Durrenmatt

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CONTENT

Summary 4

Zusammenfassung 6

Abbreviations 8

General Introduction 9

Perforin Expression during Infection ofMice

with Lymphocytic Choriomeningitis Virus

5.1 Detection of Perforin and Granzyme A in Infiltrating Cells

during Infection with Lymphocytic Choriomeningitis Virus 28

Summary 29

Introduction 30

Material and Methods 33

Results 36

Discussion 49

52 Detection of Perforin Expression during Infection ofMice

with Lymphocytic Choriomeningitis Virus by RNA-PCR. 52

Introduction 52

Material and Methods 53

Results 55

Discussion 59

Generation of Mice with a Disruption of the Perforin

Gene by Homologous Recombination in ES cells 62

Introduction 62

Material and Methods 65

Results 70

Discussion 103

General Discussion 109

References 114

Dank

Curriculum Vitae

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1. Summary

Cytotoxic T cells and natural killer cells are able to eliminate virus infected

tumorigenic and allogeneic cells. The effector mechanism by which these cells are

able to lyse target cells is still controversial. From all candidate models, most

evidence has been provided for the granula exocytosis model. It proposes that

cytolytic lymphocytes, upon recognition and interaction with the target cell, release

the cytolytic pore-forming protein perforin into the intercellular space, which

subsequently leads to colloid osmotic lysis of the target cell. Since the relevance of

this concept for cytotoxicity in vivo has been questioned, the expression of perforin

was investigated during the infection of mice with lymphocytic choriomeningitis

virus. It is well established that CD8 positive cytotoxic T cells play a pivotal role in

the elimination of this non-cytopathic virus. Perforin expression was analyzed by in

situ hybridisation of serial liver and brain sections from infected mice and by

immunohistochemical staining with T cell marker and virus specific antibodies. A

close histological association of infiltrating lymphocytes expressing perforin mRNA

with virally infected cells was observed. The distribution of perforin expressing

cells on serial sections compared to the distribution of CD8 positive cells was

consistent with the notion, that CD8 positive T cells express perforin. In addition,

the maximal frequency of perforin expressing cells on liver sections preceded by

about 2 days maximal LCMV specific cytotoxicity of the lymphoid liver infiltrating

cells.

Complementary investigation by RNA-PCR confirmed the upregulation of

perforin expression in the spleen by a factor of at least 10 during LCMV infection.

These findings, though somewhat circumstantial, are most consistent with an

involvement of perforin in cell mediated cytotoxicity in vivo.

To provide more direct evidence for the role of perforin in vivo, the generation of

perforin deficient mice by homologous recombination in embryonic stem cells was

planned. Embryonic stem cells with a targeted mutation of the perforin gene were

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isolated. A neomycine resistance gene with multiple translational stop codons in

all three reading frames was introduced in exon 3 resulting in the formation of

non-functional mRNA from the disrupted perforin gene. By blastocyst injection of

the targeted pluripotent embryonic stem cells and surgical introduction of the

embryo into the uterus of a foster mother chimeric mice were obtained. Eight

chimeras transmitted the disrupted locus to 50% of their offsprings. By breeding

the heterozygot offsprings with each other homozygous perforin deficient mice will

be obtained. These animals will allow a direct assessment of the role of perforin

for the cytotoxicity of lymphocytes and eventually provide a model system to test

the role of cytotoxic T cells and natural killer cells in infections with various

biological agents and in murine models for autoimmune diseases.

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2. Zusammenfassung

Zytotoxische T-Zellen und sogenannte NK-Zellen haben die Fahigkeit,

virusinfizierte und neoplastische Zellen zu eliminieren. Der molekulare

Mechanismus dieser Zellyse ist nach wie vor kontrovers. Unter den

vorgeschlagenen Modellvorstellungen ist das Granula-Exocytose-Modell das

experimentell am breitesten abgestiitzte. Es beruht auf der Vorstellung, dass

cytolytische Lymphozyten, nachdem sie ihre Zielzelle spezifisch erkannt und

gebunden haben, das Protein Perforin sekretieren, das dann durch Porenbildung

den cytolytischen Effekt bewirkt.

Da dieses Modell speziell fur die in vivo Situation in Frage gestellt worden ist,

wurde die Expression von Perforin wahrend Infektion von Mausen durch das

nicht-cytopathische Lymphocytare Choriomeningitis Virus untersucht. Von diesem

Virus ist bekannt, dass es hauptsachlich durch CD8 positive cytotoxische T-Zellen

bekampft wird. Perforin Expression wurde durch In Situ Hybridisation auf Leber-

und Hirnschnitten nachgewiesen und durch immunhistochemische Farbungen fur

T-Zell Oberflachenmolekule und Vinisantigene auf seriellen Schnitten derselben

Gewebeproben erganzt Es wurde gezeigt, dass Perforin exprimierende Zellen im

infizierten Gewebe in der unmittelbaren Nahe von Virus infizierten Zellen zu

finden sind und dass die Verteilung dieser Zellen im Gewebe identisch mit der

Verteilung der CD8 positiven Zellen war. Das Haufigkeitsmaximum der Perforin

exprimierenden Zellen ging dem Maximum der zytolytischen Aktivitat von

Leberlymphozyten um zwei Tage voran. Die um einen Faktor von mindestens

zehn erhohte Expression von Perforin wahrend der Infektion mit dem

Lymphozytaren Choriomeningitis Virus wurde durch eine Untersuchung von

Milzen infizierter Tiere mit RNA-PCR bestatigt. Alle diese Befunde weisen

demnach auf eine Beteiligung von Perforin an der Zell vermittelten Zytolyse auch

in vivo hin.

Um einen direkten Beweis fur die Relevanz von Perforin in vivo zu fuhren, wurde

die Herstellung von Perforin defizienten Mausen durch homologe Rekombination

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in embryonalen Stammzellen geplant. Embryonale Stammzellen mit einer

gezielten Mutation in Exon 3, die zum Abbnich der Proteintranslation in alien drei

Leserastera fuhrt, wurden isoliert. Durch Injektion der mutierten Stammzellen in

das Blastocoel von Mauseembryonen und durch chirurgisches Einfuhren dieser

Embryonen in den Uterus von Ammenmuttermausen wurden chimare Mause

erhalten. Acht Chimaren gaben die Mutation an 50% ihrer Nachkommen weiter,

die dann zu homozygoten Perforin defizienten Mause weitergeziichtet werden

konnen. Diese Tiere werden eine direkte Untersuchung der Rolle von Perforin im

Prozess der Zytolyse durch Lymphozyten erlauben. Zusatzlich konnten sie ein

interessantes Testsystem ergeben, mit dem der Beitrag der Cytotoxizitat von

cytolytischen T-Zellen und NK-Zellen sowohl wahrend einer Infektion mit

verschiedenen mikrobiologischen Organismen als auch in Maus-Modellen fur

Autoimmunkrankheiten untersucht werden kann.

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3. Abbreviations

APC antigen presenting cell

CD complex of differentiation

con A concanavaline A

CTL cytotoxic T cell

DNA desoxy-ribonucleic acid

EScell embryonic stem cell

FCS fetal calf serum

i.c. intracerebral

i.v. intravenous

Ig immunoglobulin

IL interleukin

L.U. lytic unit

LCMV lymphocytic choriomeningitis virus

LCMV-WE strain WE ofLCMV

LGL large granular lymphocyte

MHC major histocompatibility complex

mRNA messenger ribonucleic acid

NK natural killer

NOD nonobese diabetes

PCR polymerase chain reaction

pfu plaque forming unit

RNA ribonucleic acid

TNF tumour necrosis factor

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4. General Introduction

The task of the immune system is to maintain the homeostasis of the body by

defending its integrity against numerous microbial infections, parasites and foreign

toxic substances. For this purpose, the immune system is capable to discriminate

between self and nonself antigens. Nonself antigens generally generate a

protecting immune response, while against self determinants a response is

prevented by a state of nonresponsiveness or tolerance, which is established at an

early time point in ontogeny when the immune system is not completely functional

and mature yet. Already back at the beginning of the twentieth century, Ehrlich

recognized the absence of reactivity towards the organisms own structures, the so

called "horror autotoxicus", as a key property of the immune system. But from

todays point of view, the notion, that the immune system never shows any

autoreactivity, appears not absolutely correct; under certain physiological

conditions, the immune system overrides the principle of non-reactivity against self

by the elimination of virus infected or tumourigenic cells. In such situations, it is

advantageous to the inflicted organism to sacrifice a small number of cells in order

to prevent further damage by spreading of the virus or the tumour. The cells of the

immune system able to lyse virus infected and tumour cells are the cytotoxic T cells

and NK cells. Both of them are part of cell mediated immunity, in which

antibodies play only a subordinate role.

Eversince the capacity of lymphocytes to lyse nucleated cells was discovered

(Govaertz, 1960), speculations about the molecular mechanism of cell lysis by

lymphocytes were made. But the issue has not found its definitive solution yet and

is still controversial. Recent advances suggest a surprising similarity of the effector

functions in the humoral and cellular branch of the immune system. It is now very

probable, that cytotoxic T cells and NK cells perform cell lysis by a mechanism that

is very similar to the antibody induced cell lysis by the complement system.

But as it applies also for the complement system, the drastic impact of cell lysis not

always remains beneficial to the host: On one side it can protect the body from

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fatal virus infections and tumour growth but on the other side, its excessive and

unfavorable manifestations can lead to autoimmune disease and life threatening

transplant rejection. Understanding the cells and molecules involved in the process

of cytotoxicity could help to interfere one day with the course of such diseases in a

more specific way.

Discovery of the Cytotoxic Capacity of Lymphocytes

The saying of the war being the father of all things applies also to the discovery of

cytotoxic lymphocytes. World war n, with its many victims, generated an intense

interest in transplant immunology. It was in England of the 40s that Medawar,

Snell, Gorer, Billingham and Brent showed that lymphocytes are responsible for

the vigorous rejection reaction after transplantation of allogeneic tissue. This was

just after the central role of lymphocytes in allergy had been recognized

(Landsteiner and Chase, 1942). That a direct contact between grafted and effector

cells is essential for rejection of the grafted tissue was concluded from experiments

in which tumour fragments enclosed in diffusion chambers were not rejected after

transplantation (Algjre, 1957). The transfer of allograft rejection by primed

lymphoid cells but not by antisera established the cellular basis of allograft

rejection (Mitchison, 1954). That indeed a lytic effect is responsible for allograft

rejection was demonstrated by the cytopathic effect of thoracic duct lymphocytes ,

procured after kidney allograft rejection, on donor renal cells cultured in vitro.

(Govaertz, 1960). Miller established the importance of the thymus in transplant

rejection by demonstrating the absence of skin transplant rejection in neonatally

thymectomized mice (Miller, 1961). Thymus dependent T cells were postulated

and identified as the main cytoloytic lymphocyte population (Cerrotini et al.,

1970). Later, they were further characterized as a T cell subpopulation carrying the

CD8 surface marker (Cantor and Boyse, 1975).

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Cytotoxic T Cells

Cytotoxic T cells defend the host mainly against intracellular agents like viruses,

tumour cells and intracellular bacteria. The capacity to lyse virus infected cells

before new infectious agents have formed in an infected cell renders cytotoxic T

cells mainly effective against viruses. Beyond these natural functions, cytotoxic T

cells are the main effector cells in rejection of allogeneic tissue grafts as well.

T cells can be divided into the two functional subclasses by the presence of the

CD4 and CD8 surface markers. Cytotoxic T cells belong to the CD8 positive subset

and require, like all T cells, the thymus for development. Activated, functional

cytotoxic T cells develop from resting CTL precursor cells by triggering via their

receptor and by additional Interleukin 2 mediated stimulation.

In contrast to B cells, T-cells do not recognize native protein antigen, but instead

short octa- or nonameric peptides bound to MHC class I molecules (Townsend et

al., 1986; Falk et al., 1991). Peptides derived from intracellular proteins by a

limited proteolysis called processing are mainly presented on MHC class I

molecules on the cell surface (HLA-A, B, C loci in humans, H-2 K, H-2 D and H-

2-L loci in mouse) while extracellular antigenic proteins are endocytosed via a

phagolysosome, processed and presented on MHC class II molecules (Townsend et

al., 1986; Morrison et al., 1986; Germain, 1986). The T cell does not recognizes the

free peptide but rather the association of peptide with a matched MHC molecule,

a property of T cells called restriction.(Zinkernagel and Doherty, 1974).

The MHC class I molecule consists of the association of an a chain with an fy

microglobulin chain. On the surface of this heterodimer, two a helices confine the

peptide binding groove (Bjorkman et al., 1987b; Bjorkman et al., 1987a; Garrett et

al., 1989; Jardetzky et al., 1991; Madden et al., 1991). This peptide-MHC class I

complex is specifically recognized by the polymorphic T cell receptor (TCR) of the

cytotoxic T cell (Yoshikai et al., 1984; Allison and Lanier, 1985; Hedrick et al.,

1984; Sim et al, 1984). The TCR is a a/0 heterodimeric membrane protein

expressed on all mature T cells. The polymorphism of both chains is generated by

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recombination of V, D (only /} chain) and J elements similar to the recombination

mechanism functional in B cells (Bjorkman et al., 1987b).

In addition to the specific interaction conferred by the trimolecular MHC-peptide-

TCR complex, cytotoxic T cells bind to their target cells via a number of unspecific

accessory molecular interactions. These receptor ligand pairs involve CD8-MHC

class I molecule (via a non polymorphic determinant), LFA-1 -ICAM-1, CD2 -

LFA-3, CD28 - B7, CDS - CD27 and CD45RO - CD22 (reviewed by Springer,

1990). The function of these accessory interactions is not completely clear yet but

probably helps to increase the relatively low affinity of the TCR-peptide-MHC

binding (Weber et al., 1992).

Also, the precise molecular events that link receptor engagement to response of

the cytotoxic T cell remain unresolved. Nonetheless, it is thought that certain

transduction mechanisms exist in T cells: Phosphorylation of protein kinase C and

of the f chain of the CD3 complex by the tyrosine kinases p56ldt and p59fyn of the

src family, dephosphorylation by CD45RO and subsequent G protein dependent

breakdown of phosphatidylinositol leading to an increase of intracellular Ca2+ and

activation of protein kinase C have been observed during T cell activation.

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Antigen-presenting cell

Tcell

Fig.l. Molecules involved in T cell interaction with antigen presenting cells (APC).

Interaction of CD8 positive and CD4 positive T cell with an APC combined in this

drawing for illustrative purposes only. Human CD11a correspond to LFA-1, CD54

to ICAM-1 and CD58 to LFA-3. Lck and fyn are the tyrosine kinases p56lck and

pS^. CD45RO is a tyrosine phosphatase.

NK Cells

NK cells appear with large granular lymphocyte (LGL) morphology and are

thought to play a role in tumour resistance, host immunity to viral and perhaps

other microbial agents, especially as a first line of defense against virus. In nude

mice an increased NK activity, at least partly, compensates for the absence of

cytotoxic T cells. NK cells do not show rearrangement of TCR genes and do not

express the CD3 surface molecule. However, they usually express the asialo GM1,

the NKl and the CD56 (Leu 19) surface marker molecules. A consistent feature of

NK cells is their association with a subpopulation of cells, the LGLs. LGLs can be

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isolated from blood and spleens of unprimed animals by centrifugation on Percoll

gradients and elimination of cells that form high affinity rosettes with sheep red

blood cells.

Some target cell lines are highly susceptible for target cell lysis (human K562 and

murine YAC-1 cells) and serve as prototype NK activity indicator cell lines. It is

unclear why these cell lines are so sensitive to NK cells, but recent publications

support the interesting idea, that NK cells preferentially lyse cells lacking a

protective peptide associated to class I (reviewed by Versteeg, 1992). Following

these reports, NK sensitivity would be a consequence of either downregulation of

MHC class I molecule in tumour cells, which is an immunological trick to

circumvent recognition by tumour antigen specific T cells, or alternatively results

because a conserved peptide of an intracellular parasite competes with a related

endogenous protective peptide..

The Granule Exocytosis Model of Target Cell Destruction by Lymphocytes

Already back in 1968, it was suggested that lymphocytes lyse target cells by a

mechanism involving an active release of a cytolytic factor by the cytotoxic cell

(Granger and Kolb, 1968). Since then, this suggestion has been confirmed by

numerous observations, which are in detail listed below:

The presence of cytoplasmic granules has been noted in most types of cytolytic

lymphocytes.

Localisation of granules become localized between nucleus and target cell by a

rearrangement of the cytoskeleton after target cell binding (Bykovskaja et al.,

1978a; Bykovskaja et al., 1978b).

The observation of acid phosphatase deposition, originally found in the

lysosomal granula of cytotoxic T cells, at the effector-target cell junctions

during cytolytic-target cell interaction.

The isolation of a protein named Perforin from the granula of cytolytic

lymphocytes with potent cytolytic properties when added to cells in vitro

(Masson and Tschopp, 1985; Podack et al., 1985; Liu et al., 1986).

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The direct demonstration of complement like pore structures on target cell

membranes of an internal diameter of 15 nm ( complement pores: 10 nm)

(Dourmashkin et al., 1980; Podack, 1983; Bykovskaja et aL, 1978a)

All these observations were subsumed in the granule exocytosis model of target

cell lysis (Fig.2) (Henkart, 1985). It consists of the following discrete steps: (i)

Receptor and adhesion molecule mediated binding of the target cell to the

lymphocyte, (ii) An increase of intracellular Ca2+in the cytotoxic cell and a

subsequent polarization of the Golgi apparatus, the granules and the cytoskeleton

towards the target cell, (iii) Vectorial granule exocytosis and the release of pore

forming protein (Perforin) monomers in the intracellular space between cytolytic

and target cell, (iv) Calcium dependent assembly of membrane lesions with

polymerization of the monomer into a functional channel in the target cell

membrane.

The granule exocytosis model includes the notion that the formation of a

transmembrane polyperforin pore of 16 - 20 nm diameter allows the equilibration

of ion concentration gradients over the membrane. The passive flow of water into

the injured cell from the outside in response to the colloid osmotic pressure

difference generated by the proteins causes the cell to swell and eventually to

burst.

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Fig.2. Granule exocytosis model of lymphocyte mediated cytotoxicity as it was

suggested by (Henkart, 1985). This model shows the adhesion and recognition

phase mediated by the T cell receptor and accessory molecules, followed by the

cytoplasmic rearrangement bringing the granula in close proximity to the target

cell and the granule exocytosis step. Today, the granule exocytosis model includes

the notion, that target cell lysis is caused by the polymerization of secreted perforin

monomers into a membrane pore causing colloid osmotic lysis of the target cell.

After target cell lysis, the effector can recycle and, probably after replenishment of

the granules by resynthesis of granula proteins, kill another target cell.

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Alternative Mechanisms of Target Cell Lysis

The granule exocytosis model has been challenged mainly because target cell lysis

was not completely abolished in Ca2+ depleted medium (Trenn et al., 1987). The

complete absence of intracellular and extracellular Ca2+ is thought to inhibit

exocytosis and to prevent the polymerization of perforin monomers.

Another challenge came from the difficulties to detect cytolytic granules in

peritoneal exudate lymphocytes (PEL), potent alloreactive cytolytic cells, by light

microscopy and by the hemolytic bioassay.(8erke and Rosen, 1987). But

subsequent more sensitive analysis with Northern blotting demonstrated

considerable amounts of Perforin mRNA in these cells (Nagler Anderson et al.,

1989).

The main alternative to the granule exocytosis model is the notion that target cells

destroy themselves by a suicidal process named apoptosis (Ucker, 1987; Russell,

1983). Apoptosis is a concept originating from embryology to explain the

controlled cell death without scaring during development. It is thought to be

associated with extensive degradation of genomic nuclear DNA into multiples of

about 200 bp. The internal disintegration model of cytolysis by lymphocytes is

supported by the appearance of early nuclear condensation in target cells during

the cytolytic process. However, the finding that the characteristic "laddering" of

genomic DNA occurs only in some, but not all target cell lines during lysis, and

that fibroblasts derived from mice transgenic for the apoptosis inhibiting bcl2

protein are still susceptible to cytolytic T cells seriously question the relevance of

the apoptosis model. It will be important to verify the exact cause of DNA

fragmentation, especially the question if DNA fragmentation represents the cause

or the merely a consequence of cell death.

Additional candidate mediators of cytotoxicity are the several serine proteases

called Granzymes that have been isolated from the granules of cytotoxic T cells

(Gershenfeld and Weissman, 1986; Masson and Tschopp, 1987). The blockage of

cytolytic lymphocytes by the addition of serine esterase inhibitors has been taken

as evidence for their involvement in target cell lysis (Redelman and Hudig, 1980;

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Hudig et al., 1981). Since they have been found subsequently also in non cytolytic

lymphocyte subsets, their function in the granules of cytotoxic T cells needs further

investigation, (reviewed by Jenne and Tschopp, 1988).

Several factors with homology to tumour necrosis factors (TNF) have been

isolated from cytolytic granules (Granger and Kolb, 1968; Ruddle and Waksman,

1968; Traub, 1936). Some of these factors can induce slow (over several hours)

target cell lysis and DNA fragmentation. Due to the slow activity, which is hard to

reconcile with target cell lysis occurring in minutes, their relevance remains

unclear.

Molecular Characteristics of Perforin Protein

So far, the granule exocytosis model remains the best characterized to account for

cytotoxicity by lymphocytes. It relies on the recently identified pore forming

protein perforin as the main effector molecule.

Originally, perforin was isolated from granula of cytotoxic lymphocytes with the

help of a bioassay for hemoloysis of sheep red blood cells (SRBC). SRBC are

easily lysed by granula and purified perforin and after lysis display the

characteristic polyperforin lesions on the cell membrane, reminding of the ringlike

pores observed on the surface of cells lysed by the complement system (Podack et

al., 1985; Lichtenheld et al., 1988). Subsequent to the isolation of perforin and the

demonstration of its potent cytolytic activity, the complete cDNA from mouse and

human was cloned and sequenced with the help of a degenerate oligonucleotide

probe derived from the sequence of amino acids 21-29 (Shinkai et al., 1988;

Lichtenheld et al., 1988)

Both mouse and human perforin are encoded by a single genomic locus located on

mouse chromosome 10 (Trapani et al., 1989; Zink et al., 1992). The localization of

human perforin to chromosome 17 (Shinkai et al., 1989) is contradicted by a recent

publication reporting evidence for a localization to human chromosome 10 (Zink

et al., 1992). Both genes are composed of only three exons (Fig.3). Exon one codes

for the majority of the 5'-untranslated sequence; exon two for the remainder of 5'

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untranslated sequence, the translation start signal, the signal peptide, and the N-

terminal part of the molecule up to, but not including, the putative membrane

binding site. Exon three encodes for the remainder of the molecule including the 3'

untranslated sequence.

Genomic organisationof Perforin

Coding sequence 1-534

C9 homology 44-410

TM region 168-210

EGF domain 356-386

FigJ. Genomic structure of murine perforin. The perforin locus consists of

untranslated exon 1 and the two coding exons 2 and 3, contained in 10 kb of

genomic sequence. The distribution of sequence homologous to C9 complement

component is indicated. The organisation of the human perforin locus is very

similar.

The main inductors of perforin expression in human peripheral blood cells known

so far is the stimulation of T cells via the TCR-CD3 complex or the exposure to

high amount of IL-2. IL-6 synergizes with IL-2 in the induction of perforin

expression and cytolytic potential. In the presence of IL-6, suboptimal doses of IL-

2 can induce perforin synthesis (Smyth et al., 1990b; Smyth et al., 1990a).

The promoter of the human and murine perforin genes are highly homologous.

However, the previously reported potential regulatory elements of the human

promoter were not found in the mouse perforin promoter and consequently, novel

transcription factors are at least partly regulating perforin transcription

(Lichtenheld and Podack, 1989).

-m-

Start Sma1] I

BstE2 StopI L

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The perforin transcript is 2.6 - 2.9 kb long as determined by Northern blot analysis.

Only one major transcription initiation site has been found in the human perforin

gene. In the murine gene, in contrast, transcription starts from at least two

different initiation sites (Youn et al., 1991). This results in two differently spliced

mRNA species, with a 5'-untranslated region of either 222 or 115 bp. This

alternative splicing is generated by the use of different splice acceptor sites.

Perforin is expressed in vivo in NK cells, CD8 positive cytolytic T cells and 76

TCR positive T cells (Nakata et al., 1992). It is generally not expressed in CD4

positive T cells, although it was found in synovial CD4 positive T cells from

patients suffering from rheumatoid arthritis (Griffiths et al., 1992).

After cleavage of the 20 (mouse) or 21 (human) amino acid long signal peptide

with an amino acid sequence typical for secretory proteins, the mature protein

consists of 534 amino acids with a calculated molecular weight of about 60 kDa for

the unmodified peptide core. Probably due to glycosylation, it migrates with an

apparent molecular weight of 65-70 kDa under non-reducing and with 70 kDa

under reducing conditions on acrylamide gels. Two potential N-linked

glycosylation sites are conserved in both species; murine perforin contains an

additional third potential glycosilation site. Human and mouse perforin share 68%

amino acid identity. All 20 cysteine residues are completely conserved between

these different perforin species. With the exception of the cysteins homologous to

the LDL class B or the epidermal growth factor precursor domains, the disulfide

bridges are not known.

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100 200 300 400 sog 600—1

PERFORIN

0 100I I L.

aoo, 309 400 500 60p 709 800

1 ' 909

C6 I tsp I I TSP I fTl-s-s-i

C7 -fTSPTfT

C8a*

ri^r

is^r

TSP 1» A

iSsTST

C8P { tsp 1 )|"TEiP~

C9 -TtspT) C5ST" X

-ILBis-s

t-i~s«s-»

-(LB>CT

s-ss-s->

B fl TSP I \-r-4SCR1 YSCR2

-ft*V¥T

B< TSP I

sVs «—S-S—i

-tlfll—¥T

8)( TSP I }-•S-S—'

-»LB>T

<D-

fimi F1M2

Fig.4. Structural organisation of human perforin in comparison to late complement

components. (Figure taken from Tschopp and Nabholz, 1990). The various

structural motives present are: TSP 1, type 1 thrombospondin module; B, LDL

receptor class B module (EGF module); SCR, short consensus repeat; FIM, factor

1 module; LB, candidate for lipid binding protein. Only cysteines outside motives

or differing from invariant cysteines within motives are indicated. By analogy to

the complement proteins, Cys 236 and 258 of perforin are likely to be disulfide-

bonded. Putative asparagme-linked giycosylation sites are shown as black

hexagons. Regions in perforin which show no detectable homology to complement

proteins are boxed in with thick solid lines.

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Comparison of the amino acid sequences of C6, C7, C8cr, C8/J and C9 reveals no

detectable homology between the hundred N-terminal amino acids on the C-

terminus of perforin and complement components. However, Perforin and

complement share a central region covering approximately 280 amino acids or two

thirds of the perforin molecule. In this region, about 20% of the amino acids are

shared by all of these molecules. This suggests that this segment is responsible for

the structural and functional similarities between C9 and Perforin, in particular,

for the capacity to polymerize into similar tubules and to insert into membranes.

The region contains two structural elements that have been identified previously:

(a) Amino acids 191 - 211 (LB) are the most conserved residues in the entire

sequence, and the corresponding residues in C9 have been proposed to form an

amphipathic or-helix that interacts with the lipid bilayer. (b) The central segment

common to complement proteins and perforin contains a cysteine-rich region of

LDL receptor class B (or EGF precursor) type. The function of this module,

present in many other molecules such as coagulation proteins and cell surface

receptors, is not known.

In the presence of Ca2+ and at 37°C perforin interacts with the phospholipid

headgroups of the target cell membrane, inserts into the membrane and

polymerizes in the membrane irreversibly (Yue et al., 1990; Young et al., 1987). At

4°C, insertion and polymerization do not take place and perforin can be removed

from the membrane by chelation of Ca2+ or by high salt concentartions. It is

thought that a conformational change takes place during membrane insertion and

polymerization. This leads to the exposition of a hydrophobic surface, enabling

perforin to insert into the membrane and to traverse it.

In the target cell membrane perforin is found as a tubular polymer with an

apparent molecular weight of approximately 1000 kDa. Between 12 and 18

monomers can form a cylinder with a defined height of 16 nm and a variable

diameter between 5 and 20 nm (Fig.5). In the presence of 1 mM Ca2+, purified

perforin exhibits potent lytic activity against nucleated cells and against red blood

cells.

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ca^Jt-JE!:PI poly PI

CSU-8+C9 C5b-9 MAC

Fig.5. Formation of the pofy perforin pore in the membrane of a target cell The

scheme depicts the binding of perforin to the membrane, its insertion after

undergoing a conformational change and the polymerization in the membrane

compared to the assembly of the membrane attack complex (MAC) by the

terminal complement components. The figure is taken from (Podack et al., 1991).

Introduction of Targeted Germline Mutations into Mice by Homologous

Recombination in Embryonic Stem Cells

Molecular cloning techniques have in the recent twenty years allowed the cloning

and sequencing of a cornucopia of mammalian genes. However for many of these

genes, it has proven difficult to establish a clear role and function in vivo. Naturally

occurring mutations were of big help to clarify the role of some genes in vivo. But

for most genes no mutant mouse strains are available and the possibilities to

search for such mutations are quickly limited by restrictions in time and breeding

space. Especially recessive lethal mutations are very rare in the collection of

isolated spontaneous mutant mice. In the light of this situation the interest for a

technique that allows the targeted introduction of desired mutations into the

germline of mice is understandable. The making of mice deficient for a gene of

interest allows a direct assessment of its function in vivo.

Establishment of this techniques relied on a number of progresses made in the

1980s, namely the establishment of pluripotent embryonal stem cells (ES cells)

from mouse blastocysts (Evans and Kaufman, 1981), the generation of germline

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chimeras from ES cells (Bradley et al., 1984), successful homologous

recombination in eucaryotic cells (Smithies et al., 1985) and later ES cells

(Thomas and Capecchi, 1987; Doetschmann et al., 1987), the preservation of

pluripotency through the electroporation procedure and finally the establishment

of germline chimeras with targeted ES cells (Hooper et al., 1987; Thompson et al.,

1989; Koller and Smithies, 1989).

The procedure, as it is today well established (reviewed by Capecchi, 1989a;

Hogan and Lyons, 1988; Robertson, 1986; Capecchi, 1989b; Rossant and Joyner,

1989; Fung-Leung and Mak, 1992), is outlined in Fig.6.

Pluripotent embryonic stem cells are transfected with the targeting vector

containing the desired mutation. This mutation is flanked by homologous

sequence, which mediates the recombination at the desired genomic locus. In only

a little fraction of all ES cells, which incorporate a DNA construct into their

genome, the integration takes place at the targeted locus, in most other cells the

vector integrates at a random site into the genome. The rare targeted cells are

identified by a screening procedure, usually by polymerase chain reaction (PCR),

cloned and maintained as a homogeneous population. These clonal cells are

injected into the blastocoel cavity of a preimplantation mouse embryo and the

blastocyst is surgically reintroduced into the uterus of a foster mother where

development is progressing to term. The resulting animal is chimeric in that it is

composed of cells derived from the blastocyst, here denoted by the white fur

colour, and the ES cells denoted by the black fur colour (Fig.6). Breeding of the

chimera to an albino mouse yields a certain proportion of black mice indicating

that the ES cells contributed to the formation of the germline in the chimeras.

Genomic screening of the progeny is used to determine which mice received the

mutated allele and can bred in order to obtain animals homozygous for the

mutation.

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Transfection with

a targeting vector

m

(microinjection orksvafflsys»aeysysj

Embryo-derived eiectroporation) ES cell culture with

stem (ES) cells rare targeted cell

Screening/or enrichment for |targeted cell

Injection of ES cells

into blastocyst

Implantation into

foster mother

Pure population of

targeted ES ceils

Chimeric mouse

Breed with

+/+ animals

Germ-line transmission of

ES cell genome containingtargeted modification

Fig.6. Outline of the procedure to obtain mice with a targeted mutation in a gene of

interest by homologous recombination in ES cells. ES cells with a targeted mutation

(denoted by the black colour) are selected, amplified and injected into blastocysts

of a white furred mouse strain. Chimeras derived from these manipulated

blastocysts by transfer into the uterus of a pseudopregnant foster mother can pass

their genotype indicated by the black fur colour to offsprings. To generate

deficient mice, heterozygous offsprings are bred to homozygousity. Illustration

taken from (Capecchi; 1989a).

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There are two different approaches currently applied to induce the desired

genomic alteration. Insertion constructs create a partial duplication of the gene

and require only a single crossover, while replacement vectors lead to the

exchange of the endogenous DNA with the construct and involve a double

crossover. Ah interesting application of insertion type vectors is the introduction of

subtle point mutations into a locus of interest by the hit and run method (Hasty et

al., 1991; Nickoloff and Reynolds, 1990).

For standard gene inactivation experiments, where a coding exon of the gene is

interrupted by a neomycine resistance expression cassette, usually the replacement

type vector is chosen. In this case the targeting construct consists of a stretch of

homologous DNA varying in length interrupted by a neomycine resistance gene

that allows the selection of transfected ES cells by growing them in G418

containing medium. The neomycine resistance gene that is introduced into a

coding exon of a targeted gene not only serves to provide a resistance marker for

cells with an integrated construct but also interrupts the coding sequence of the

targeted gene. It displays multiple stop codons in all three reading frames leading

to a premature stop of translation and a noncomplete, nonfunctional protein

product. In addition, transcriptional inactivation of the targeted gene by the

introduced expression cassette has been observed as well (Zijlstra et al., 1990).

An enrichment for homologous recombinant cells has been achieved by the

addition of one or two Herpes Simplex Virus thymidine kinase genes to the ends of

the construct. (Mansour et al., 1988). Homologous recombination leads to the loss

of the kinase genes and to a resistance of the transfected cells towards the selecting

compound ganciclovir. In contrast, randomly targeted cells obtain one or two

copies of the thymidine kinase gene and thereby get sensitive to ganciclovir.

The influence of transcription of the targeted locus in the ES cells on the efficiency

of homologous recombination is not clear. Early experiments did not indicate any

enhancement of homologous recombination by transcription (Johnson et al., 1989)

while others later reported such an effect (Farrar et al., 1980). The considerable

number of successful targeting experiments with loci not transcribed in ES cells

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suggests, that transcription has only a limited, if any, influence of transcription on

the recombination efficiency. If transcription of the targeted locus in ES cells is

known, this can be exploited to enhance homologous recombination by applying a

promoterless construct (Sedivy and Sharp, 1989; Schwartzberg et al., 1990). In this

case, the resistance gene is preferentially expressed at the targeted locus'while it

remains silent at most random integration sites. This results in an apparent

increase of the recombination frequency.

Gene targeting has had already a strong impact on many fields of biology, most

notably on developmental biology and immunology. It should not be concealed,

that the analysis of mutant mice is sometimes not trivial, because the complexity of

the mammalian organism. Networks of gene interactions, pluripotency of action

and redundant functional mechanisms can obscure the effect of a mutation and

prevent the insight into the immediate function of a gene. Nevertheless, the ability

to access and mutate virtually every nucleotide in the mouse genome has provided

and will provide a valuable tool to carry out a comprehensive genetic analysis of a

mammalian organism.

In the first part of this thesis, perforin expression during infection of mice with

lymphocytic choriomeningitis virus was investigated. Kinetics and histological

localization of expression provided evidence for an involvement of perforin in

antiviral cytotoxicity in vivo. In part two, mice with a targeted disruption of the

perforin gene were generated by homologous recombination in embryonic stem

cells. Perforin deficient mice will allow a direct functional assessment of perforin

protein in vivo. Especially, they will help to address the controversial question,

whether several independent mechanism of cytotoxicity exist or whether perforin is

the sole effector molecule of cytolytic lymphocytes.

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5. Perforin Expression during Infection of Mice with

Lymphocytic Choriomeningitis Virus

5.1 Detection of Perforin and Granzyme A mRNAs in Infiltrating

Cells during Infection of Mice with Lymphocytic

Choriomeningitis Virus

Christoph Muller*, David Kagi+, Toni Aebischer+, Bernhard Odennatt"1",Werner

Held*, Eckhard R. Podack*, Rolf M. Zinkernagel+, Hans Hengartner+

'Department of Pathology, University of Bern, 3010 Bern

+Institute for Experimental Pathology, University Hospital, 8091 Zurich

SDepartment of Microbiology and Immunology, University of Miami, Miami

33101

Reprint from European Journal of Immunology (1989), 19:1253-1259

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Summary

The analysis of gene expression in cytotoxic T-cells by in situ hybridization of serial

liver and brain sections from mice infected with lymphocytic choriomeningitis virus

and immunostaining with T-cell-marker- and virus-specific antibodies revealed a

close histological association of infiltrating lymphocytes expressing the perforin

and granzyme A gene with virally infected cells.Maximal frequency of perforin

and granzyme A mRNA containing cells on liver sections preceded by about two

days maximal LCMV-specific cytotoxicity of the lymphoid liver infiltrating cells.

These results are most consistent with an involvement of perforin and granzyme A

in cell-mediated cytotoxicity in vivo.

Abbreviations: LCMV: Lymphocytic choriomeningitis virus LU: Lytic unit

NK: Natural killer cell CTL: Cytotoxic T-lymphocyte

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Introduction

Cytotoxic lymphocytes seem to play an important role in immune defense against

cell associated antigens. Specific cytotoxic CD8+ T-cells are the main effectors

against virus infected cells (Doherty and Zinkernagel, 1974; Blanden, 1974). The

same class of effector cells and natural killer cells are involved in anti-tumor

immunity (Timonen et al., 1988). Antibody dependent cell mediated cytotoxicity is

conferred by a variety of Fc-receptor positive lymphocytes including NK-cells.

Their lytic mechanism has been studied extensively during the past 10 years

(Moller, 1988).

Analysis of the contents of the large cytoplasmic granules, isolated from cloned

cytotoxic T-cells and NK cells grown in vitro, allowed the characterization and

intracellular localisation of various candidates for effector molecules in cell

mediated cytotoxicity, including perforin (Dennert and Podack, 1983; Young et al.,

1986b; Young et al., 1986d; Shinkai et al., 1988; Lowrey et al., 1989; Podack et al.,

1988) which is also named cytolysin (Henkart et al., 1984) or pore forming protein

(Young et al., 1986c) and several serine proteases (Pasternack and Eisen, 1985;

Simon et al., 1986; Masson and Tschopp, 1987; Moller, 1988; Jenne et al., 1988).

Immunoelectron-microscopical studies have shown, that perforin and granzyme A

are stored in the same electron-dense cytoplasmic granules in cultured cytotoxic T

cell clones (Groscurth et al., 1987; Jenne et al., 1988). Purified perforin was shown

to be hemolytic and cytolytic for various tumor cell lines in vitro at low

concentrations (Young et al., 1986b; Henkart et al., 1984). The role of perforin in

cell mediated cytolysis in vivo is controversial (Clark et al., 1988; Ostergaard and

Clark, 1987; Berke and Rosen, 1987; Young et al., 1987; Clark, 1988), because so

far all attempts have failed to demonstrate perforin directly in primary cytotoxic

cells with polyclonal antisera. Perforin was also not found in alloreactive, highly

cytotoxic peritoneal exudate lymphocytes by immunohistochemistry and Western

blot analysis (Berke and Rosen, 1987). Furthermore, granules of cytotoxic T-cells

from primary mixed lymphocyte cultures, from in vivo poly IC induced NK or

peritoneal exudate cells failed to exhibit any lytic activity when tested on sheep

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erythrocytes (Dennert et al., 1987). However, Northern blot analysis using cloned

murine perforin cDNA (Lowrey et al., 1989) as a probe elucidated a strict

correlation between the presence of perforin mRNA and cytotoxicity in primary

and cloned cytotoxic T-lymphocytes. The levels of the cytolytic activity of the

various killer cell types did however not correlate strictly with the levels of perforin

mRNA (Podack et al., 1988).

The involvement of serine proteases in cell-mediated cytotoxicity was implied by

the blocking of cytotoxicity with protease inhibitors (Chang and Eisen, 1980;

Redelman and Hudig, 1980; Acha-Orbea et al., 1983). In the meantime, at least 6

different serine proteases, which may constitute up to 1% of the total cellular

protein, have been isolated from cytotoxic T-cells (Pasternack and Eisen, 1985;

Masson and Tschopp, 1987; Simon et al., 1986; Young et al., 1986a; Pasternack et

al., 1986; Podack and Konigsberg, 1984; Gershenfeld and Weissman, 1986; Cole et

al., 1971). Recent comparison suggest that several of those may be identical. As for

perforin, the role of serine proteases in cytotoxic activity in vivo is still debated

(Dennert et al., 1987; Brunet et al., 1987; Ostergaard et al., 1987).

Infection with lymphocytic choriomeningitis virus (LCMV) in the mouse provides

an excellent experimental model to investigate the cellular and molecular events

during cell mediated cytolysis in vivo because this model infection is well studied

(Lehmann-Grube et al., 1985; Lehmann-Grube, 1971; Zinkernagel et al., 1986;

Hotchin, 1971) and because T-cell mediated damage of infected host cells is

histologically well localized (Lehmann-Grube and Lohler, 1988). Intracerebral

inoculation of LCMV in mice causes fatal choriomeningitis, characterized by a

well defined mononuclear infiltrate along the virus infected cells of the meninges

and of the chorioid plexus (Lehmann-Grube and Lohler, 1988; Cole et al., 1971).

Intravenous injection of the hepatotropic strain LCMV-WE leads to a massive

mononuclear infiltration of the liver. An increase of serum levels of liver enzymes

like alanine aminotransferase or glutamate dehydrogenase signals an ongoing

destruction of hepatocytes (Zinkernagel et al., 1986).

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We used antisense RNA probes, which are complementary to naturally occurring

mRNA, to assess the expression of the perforin and granzyme A genes in the

infiltrating cytotoxic cells during a LCMV-infection of the liver and the brain by in

situ RNA-hybridization. This method has already been used successfully to

demonstrate the expression of the two serine protease genes granzyme A and B

(HF (Gershenfeld and Weissman, 1986) and Cll (Lobe et al., 1986)) in the

cytotoxic effector cells during an allograft rejection in vivo (Mueller et al., 1988).

We provide direct evidence for activation of the perforin and the granzyme A

genes in LCMV specific infiltrates during virus infection.

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Material and Methods

Mice

Inbred C57BL/6 were obtained from the Institut fur Zuchthygiene, Tierspital

Zurich. Mice of either sex were used at an age of 8-16 weeks.

Virus

The LCMV isolate was originally obtained from Prof.F.Lehmann-Grube,

Hamburg, Federal Republic of Germany, and was subsequently propagated on

L929 cells. LCMV Armstrong was obtained from Dr.M.Buchmeier, Scripps Clinic

and Research Foundation, and was propagated on BHK cells. LCMV was titrated

in vivo. Mice were infected i.v. with 3 x 105 pfu of LCMV-WE or i.c. with 300 pfu

ofLCMV-ARM.

Cytotoxic T-cell assay

Single spleen cell suspensions from C57BL/6 mice were incubated with 104 LCMV

infected or uninfected MC57G (H-2b) or YAC-1 (H-2a, a NK-cell susceptible

thymoma line) target cells at various ratios in round bottomed 96 well plates

(Petra Plastik; Inotech, Wohlen, Switzerland) for 5 hrs at 37°C in air supplemented

with 5% C02. Specific 51Cr-release from target cells was calculated by correcting

for spontaneous 51Cr-release. Maximal lysis was determined in wells containing

targets treated with IN HCl without effector cells. Lytic units,a measure of

relative cytolytic activity, were determined to be the number of lymphocytes

necessary to lyse one third of the standard number of target cells (104 cells/wells)

during the standard test duration. LU per spleen or liver were compared by

dividing the total number of lymphocytes per organ by the number of lymphocytes

for 1 LU (Cerottini and Brunner, 1974).

Immunohistochemistry

Sections were stained with the monoclonal antibodies 53.6.7 (anti-Lyt-2), GK 1.5

(anti-L3T4) (both hybridomas obtained from the American Type Culture

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Collection, Rockville, MD) and VL-4 (anti-LCMV, gift from J. Banziger,

unpublished) as a first stage and alkaline phospatase-conjugated goat-anti-rat IgG

(Sigma), used at a 1:50 dilution in TBS containing 10% normal mouse serum, as a

second stage reagent. Naphthol-As-Bi phosphate (Sigma) together with neufuchsin

(Fluka) was used as a substrate for alkaline phosphatase. Levamisole was added to

the substrate solution to inhibit endogenous phosphatases.

Preparation oflabeled RNA-probes

A 521 bp cDNA fragment of the 5' end of the murine perforin gene (position 255 -

766) (Lowrey et al., 1989) was subcloned as an Eco RI-HindDI-fragment into the

polylinker of the transcription vector pGEM-2 (Promega Biotech. Madison WI). A

750 bp cDNA fragment of the granzyme A gene (HF-gene) (Gershenfeld and

Weissman, 1986; Mueller et al., 1988) was subcloned as an EcoRI - Sail fragment

into pGEM-2 using standard techniques. After linearization of the plasmids with

appropriate restriction enzymes, antisense RNA probes of the granzyme A and

perforin gene, and sense probe of the perform gene were prepared using the T7

RNA polymerase, and SP6 polymerase, respectively. A typical reaction (35 fil)

contained 8.4 /d 35S-UTP 800 Ci/mMol (final concentration: 12 fiM) (Amersham),

7 fil 5x SP6 buffer (40 mM Tris-HCl pH 7.9, 6mM MgC^, 2 mM spermidine); 3.5

111 100 mM dithiothreitol; 3.5 Ml ribonucleotides (CTP, ATP; and GTP, 10 mM

each); 3.5 fil BSA 5mg/ml; 1 fil Rnasin 40 U//d(Boehringer); 1 fil SP6-RNA

polymerase 20 13/id (or T7-RNA polymerase (both from Boehringer, Mannheim,

FRG); 1 ill linearized DNA template (llig/fil); 6.1 ill Hp. SP6- and T7-reactions

were incubated for 90 min at 40°C, and 37°C, respectively. DNA template was

digested with Dnase I (Worthington) for 15 min at 37°C. Labeled RNA probes

were precipitated twice and resuspended at a concentration of 2X106 cpm/jul in TE,

boiled for 2 min and stored at -70°C for up to two weeks. The labeled probe was

mixed for hybridization at a concentration of 2 x 105 cpm/fil with deionized

formamide (final concentration 50%), dextran sulfate (10%), dithiothreitol

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(lOOmM), NaCl (300 mM), Tris-HCl, pH 7.5 (20 mM) EDTA pH 8.0 (5 mM),

Denhardt's solution (lx).

In situ hybridization

In situ hybridizations of cryostat sections of the brain and liver from LCMV-

infected C57B1/6 mice were done as previously described in detail (Mueller et al.,

1988). Hybridized tissue sections were dipped into NTB-2 nuclear track emulsion

(Eastman Kodak, Rochester, NY), diluted 1:2 with 600 mM ammonium acetate.

Sections hybridized with a 35S-labeled RNA antisense probe of the granzyme A

gene were exposed for 15 days at 4°C in a light-tight box. Sections hybridized with

35S-labeled RNA antisense probe of the perforin gene and control slides

hybridized with a 35S-labeled RNA-sense probe of the perforin gene were all

exposed for 30 days in the dark. Slides were developed with Kodak developer PL-

12 for 2.5 min and fixed with Kodak fixer for 5 min at room temperature.

Counterstaining was done with nuclear fast red (0.05% in 5% aluminium sulfate).

Evaluation ofthe sections

A microscope with a grid in one of the two oculars was used for evaluation of the

liver sections. Cells located on, or tangential to one line of the grid were

considered for evaluation. For the assessment of the frequency of cells containing

transcripts of the perforin or the granzyme A gene at least 2000 cells were

considered per mouse. Cells were considered positive for gene expression when

they showed at least twice as many silver grains as the cells with the highest

background on control slides hybridized with a sense probe of the perforin gene.

Generally, less than ten grains per cell were found on these control sections. For

the assessment of the frequency of CD4+-,CD8+-cells and virally infected

hepatocytes, at least 1000 nucleated cells per animal were considered for

evaluation.

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Results

LCMV-induced T-cell mediated hepatitis.

C57BL/6 mice were inoculated with 3 x 105 pfu of the hepatotropic strain LCMV-

WE. Animals were sacrificed at 4, 6, 8, and 10 days after virus inoculation. For the

immunohistochemical analysis and in situ-hybridization the livers of 4 animals

were snap-frozen in liquid nitrogen at each time point (except on day 10 when only

2 animals were used). For the determination of the cytolytic activity of the

splenocytes and the liver infiltrating cells of LCMV-WE infected mice, groups of 8

animals were sacrificed on day 4, 6, 8 and 10, respectively.

The inflammatory infiltrate of the liver increased steadily until day 8 after i.v.

infection with LCMV-WE; it had decreased again by day 10, i.e. the end of the

observation period (Fig.7). The histologically observed kinetics of infiltration was

also reflected by the number of lymphoid cells isolated from the liver of these

animals, which peaked on day 8 after inoculation (data not shown). The LCMV-

specific cytolytic activity of unseparated splenocytes from infected animals tested

on LCMV-infected fibroblasts was maximal on day 8 and dropped sharply

thereafter (TABLE 1 and FIG.8). The NK-cell activity of isolated liver-infiltrating

cells and unseparated splenocytes determined on YAC-1 target cells was low

during the entire observation period and did not show the distinct kinetics

observed for the specific cytotoxicity against LCMV-infected target cells (TABLE

1) (Mclntyre and Welsh, 1986). The determination of the anti-LCMV-specific

cytotoxicity (expressed as lytic units per liver) of the lymphoid cells isolated from

the infected liver revealed a similar time course as the measured cytotoxicity of

unseparated splenocytes from the same animals (FIG.8). Calculated lytic units

were maximal on day 8 and decreased thereafter. The number of liver infiltrating

lymphoid cells on day 0 and day 4 after LCMV-infection was too low for a

determination of lytic units per liver.

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The morphology of the cryostat sections after immunostaining or in situ

hybridization did not allow an unambiguous distinction between the infiltrating

cells and hepatocytes. Thus, we determined the percentage of cells, positive for T-

cell markers, LCMV, or expression of the granzyme A or perforin gene from the

total number of nucleated cells on a liver section. The phenotypic analysis of T-

lymphocytes in the liver revealed a massive infiltration of mainly CD8+ cells after

more than 4 days after inoculation. Based on the immunostaining of serial sections

with an anti-CD4 and an anti-CD8-antibody respectively we found a CD4+ : CD

8+ ratio of approximately 1.7:1 on day 4; 1:7 on day 6; 1:5 on day 8, and 1:3 on

day 10 (Fig.9).

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TAB.l. Percent specific 51Cr-release from target cellsa>b)

Splenocytes

MC57G MC57G YAC-1

uninfected LCMV-infected

E/T ratio 50 17 6 2 50 17 6 2 50 17 6 2

Day 4 1 0 0 0 10 1 5 0 11 8 3 4

Day 6 1 2 1 4 37 17 9 6 8 6 2 3

Day 8 3 0 1 4 75 41 20 13 16 5 3 2

Day 10 0 0 0 1 49 37 18 8 13 7 5 7

Liver-derived Lymphocytes0-)

E/T ratio 30 10 3 1 30 10 3 1 30 10 3 1

Day 6 3 0 2 3 85 56 21 19 18 7 7 2

Day 8 6 0 0 3 83 29 21 17 6 4 0 5

Day 10 5 0 0 0 80 46 20 13 18 2 9 2

a) C57 Bl/6 mice were infected intravenously with 3x10s pfu of LCMV-WE

b) 104 51Cr-labeled target cells were incubated at the indicated effector : target

ratio for 5 hours at 37°C. Data represent means of duplicates. Spontaneous

release values were below 33% of maximal release for uninfected MC57G and

LCMV-infected MC57G, and less than 17% for YAC-1 cells.

c) Splenocytes of three animals were pooled and tested in duplicates at each

timepoint.

d) Liver-infiltrating lymphocytes were isolated from 8 animals at each timepoint

as described in Experimental Procedures.

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:\**'V:»' - •

*• •

• * •

4 ''%*•.£'

• tM/'.'V'-..* i*V«* "A

FIG.7. Histology of the liver at different timepoints after LCMV-infection.

Cryostat sections of the liver from C57 Bl/6 mice on day 0 (uninfected) (A) and

day 8 (B) after intravenous infection with 3 x 105 pfu of LCMV-WE were stained

with H&E using standard techniques

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40

120- -200C/i

3S

Oo

o

JS 40J

to

o

Time after infection (days)

FIG.8. Virus-infected cells and specific cytotoxicity in the liver after LCMV-infection.

LCMV-infected liver cells ( -A ) were detected by immunostaining of cryostat

sections at different timepoints after intravenous infection with 3 x 105 pfu of

LCMV-WE with the LCMV-specific antibody VL-4. Lytic units per liver ( ), as a

relative measure of cytotoxicity were determined as described in Experimental

Procedures.

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J2 2401

5 200

"2 160

I 120i

Ml

ell 80<j

o

40C/J

c

Ci.0

8 10

Time after infection (days)

FIG.9. T lymphocyte subset analysis of cells infiltrating the liver after LCMVinfection.

The numbers of CD4+( ^) - and CD8+( ) cells per thousand nucleated liver

cells were determined by immunostaming with the monoclonal antibodies

H129.19, and 53.6.7, respectively, on cryostat sections of the liver at different

timepoints after intravenous infection of C57B1/6 mice with 3 x 105 pfu of LCMV-

WE.

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Maximum expression of the perforin gene precedes maximum LCMV-specific

cytotoxicity in infected livers.

For the detection and localization of cells expressing the perforin or the granzyme

A gene on tissue sections we prepared 35S-labeled RNA-antisense probes of a 521

bp EcoRI - Hind in -fragment of the perforin gene and a 775 bp EcoRI - Sail

fragment of the granzyme A (HF) gene, respectively. Cells expressing the

granzyme A gene were found on all liver sections from day 4 on. The frequency of

infiltrating cells containing transcripts of the granzyme A gene at a detectable level

increased dramatically between day 4 and 6. Thereafter the number decreased

again, and on day 10 cells with transcripts of the granzyme A gene were as

frequent as they were on day 4 (Fig. 10). The expression level of the granzyme A

gene (determined as the number of silver grains over a positive cell) was also

maximal on day 6, thereafter it decreased to a level on day 10 that was lower than

on day 4 (quantitative analysis not shown). Hybridization of the liver sections with

the perforin antisense probe revealed a comparable time course for the expression

of this gene in the infiltrate of LCMV-infected livers. Cells possessing transcripts

of the perforin gene were absent on liver sections from uninfected animals and

only very few positive cells were found on day 4. The frequency of perforin positive

cells peaked on day 6 and, similar to the results obtained with a probe of the

granzyme A gene, declined thereafter (Fig. 11). The largest amount of perforin

mRNA in the infiltrating cells was also found on day 6 after LCMV-infection, i.e.

two days before the number of lytic units against LCMV-infected targets was

maximal in livers. The signal of the in situ hybridization with the perforin probe,

was at least ten fold weaker than the signal obtained with the granzyme A probe

throughout the entire observation period. Some variation in the frequency of

granzyme A and perforin expressing cells was seen among the individual animals

at each time point. However, in every animal examined 6 days after infection, the

frequency of granzyme A and perforin expressing cells was at least twice as high as

in any animal examined at day 4 or 8 after infection.

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«512Ch

c/i

C/l

c

8 10

Time after infection (days)

FIG. 10. Granzyme A and perforin expressing cells infiltrating the liver in LCMV-

infected mice. Number of cells (per thousand nucleated cells) containing transcripts

of the perforin ( ) and the granzyme A gene ( • ) detected by in situ

hybridization of liver sections with 35S-labeled RNA antisense probes at different

timepoints after intravenous infection of C57B1/6 mice with 3 x 105 pfu of LCMV.

As a negative control, slides were hybridized with a 35S-labeled RNA sense probe

of the perforin gene ( +). At least 2000 cells were evaluated at each timepoint.

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*«*•» *. « *

'.

•*' • •* '

*

*

'

'•*• V. *.. • ,;* * v* >v* '**

FIG. 11. Perforin expression by infiltrating cells in the liver of LCMV infected mice.

Cryostat sections of the liver at day 0 (uninfected) (A), day 6 (B) and day 10 (C)

after intravenous infection of C57B1/6 mice with 3 x 105 pfu LCMV-WE were

hybridized with a 35S-labeled RNA antisense probe of the perforin gene as

described in Experimental Procedures. As a negative control, a liver cryostat

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45

section of the same animal as in (B) was hybridized with a 35S-labeled sense probe

of the perforin gene.

Association of viralfy infected cells with cells expressing the genes for perforin and

granzymeA in infected liver and brain tissue.

For the analysis and correlation of surface markers, LCMV infection and gene

expression of cells in LCMV infected livers and brains serial sections of tissue were

prepared at different time points after intravenous and intracerebral infection with

LCMV. The sections were subsequently used, in the following order, for in situ

hybridization with an antisense RNA probe of the granzyme A gene,

immunoperoxidase-staining for CD8, in situ hybridization with an antisense RNA-

probe of the perforin gene, immunoperoxidase-staining for LCMV,

immimoperoxidase-staining for CD4 and in situ hybridization with a sense RNA

probe of the perforin gene as a negative control.

C57BL/6 mice, inoculated i.c. with 300 pfu of LCMV-Armstrong showed clinical

signs of severe paresis and convulsion on day 6 and died between day 7 and 8 after

infection. Histologically, the choriomeningitis was characterized by a well defined

infiltration along the meninges, the ependymal cells and the choroid plexus. On

days 5 and 6 in some areas up to 80%-95% of ependymal and meningeal cells were

infected with LCMV. At the later time points, some animals showed already

histological signs of cellular destruction of these LCMV-infected cells. In the brain

of infected animals on day 5 the infiltrating T-cells were mainly of the CD8+

phenotype (CD4+:CD8+ = 1 : 1.8), while no infiltrating CD4+ or CD8+ were

detected in the brain of uninfected controls. The inflammatory infiltration was

much more pronounced on day 6 and the CD4+ : CD8+ ratio further dropped to 1

: 3.2. Cells expressing the granzyme A gene at a low level were found in the

infiltrate in small numbers on day 5, whereas infiltrating cells expressing the

perforin gene at detectable levels were observed one day later, i.e. approximately

one day before the infected animals died on day 7.

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Since we were unable to obtain reliable results when we tried to combine

immunostaining with monoclonal antibodies with in situ hybridization, we used

serial sections of the brain to correlate the site of LCMV-infected cells with the

infiltrating CD4+ and CD8+ cells, and also with the site of granzyme A and

perforin expressing cells. Fig.12 shows the result of the immunostainings and in

situ-hybridization of serial sections from a representative area of the

choriomeningitis of an animal 6 days after intracerebral inoculation with LCMV-

Armstrong.

CD4+ and CD8+ cells were always closely associated with LCMV-infected cells.

The frequency of granzyme A and perforin expressing cells was considerably

higher than the number of CD4+ cells in all animals on day 6 after infection and

the distribution of the positive cells on sections that were hybridized with RNA-

probes of the granzyme A or the perforin gene was very similar to the distribution

of CD8+ cells.

Serial sections were also prepared from liver tissue at different time points after

intravenous infection with 3 x 105 pfu LCMV-WE. In contrast to the

choriomeningitis, in LCMV induced hepatitis the virus infected cells were not

histologically confined to the mononuclear, perivascular infiltrate, but rather were

found also in parenchymal tissue. Perforin, Granzyme A, CD8 and CD4 positive

cells were scattered in the same pattern over the entire area of the liver section

(Data not shown). The frequency of virus infected cells was maximal on day 6,

when also the frequency of perforin mRNA containing cells was maximal in the

liver infiltrate (Fig.8).

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FIG.12. (previous page) Immunostaining and in situ-hybridization showing the same

histological situation on serial brain sections from LCMV-infected mice. C57B1/6

mice were inoculated intracerebrally with 300 pfu of LCMV-Armstrong. Serial

sections of the brain were prepared 6 days after infection and were used for:

(A) hybridization with 35S-labeled RNA antisense probe of the granzyme A

gene

(B) immunoperoxidase-staining with the anti-CD8 mAb 53.6.7

(C) hybridization with 35S-labeled antisense probe of the perforin gene

(D) immunoperoxidase-staining with the anti-LCMV mAb VL-4

(E) immunoperoxidase-staining with the anti-CD4 mAb H129.19

(F) hybridization with 35S-labeled RNA sense probe of the perforin gene as

a negative control. (See Experimental Procedure for details.)

(A') Detail from section (A).

(C) Detail from section (C), histological situation corresponds to (A').

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Discussion

The present investigation of perforin gene expression is good evidence for an

involvement of perforin in cell mediated cytotoxicity in vivo. The close association

between perforin (and granzyme A) positive cells and LCMV-infected cells in

infected livers and brains is a strong indication of a direct involvement of perforin

containing cells in the elimination of virus infected cells.

The frequency and the signal intensity of perforin versus granzyme A mRNA

positive cells differed considerably. This was found on all sections and cannot be

explained solely by the different size of the cDNA fragments used for the

preparation of the probes. Most likely, this difference reflects differing amounts of

free mRNA available for hybridization and that there are more T-cells expressing

serine proteases than perforin. We cannot exclude that some cells with very few

mRNA copies of the perforin gene were below the detection level of our method.

Therefore the frequency of perforin mRNA positive cells may be an

underestimate.

The expression of the perforin gene was found to be slightly higher in infiltrating

cells of the brain than in the liver. This, however, reflects either a difference in the

actual copy number of perforin mRNA per cell or a more rapid degradation

caused by endogenous RNA degrading enzymes in liver tissue.

The number of infiltrating lymphocytes and the lytic LCMV-specific T-cell activity

expressed as LU per liver clearly peaked on day 8 (Fig.8), although the relative

cytolytic activity measured on a cell to cell basis was comparable on days 6, 8 and

10 (TABLE 1). The delay between the peak of T-cell cytotoxicity on day 8 and

perforin expression peaking on day 6 is most readily explained by a delay of

production and storage in granules versus release. Thus after the initial activation

of the CTLs and induced transcription of the perforin gene sufficient perforin was

synthesized in LCMV-specific CTLs for optimal cytolytic activity probably without

any new transcription of the perforin gene during the following 24-48 hours.

Perforin is apparently a storage protein as was shown by immunohistochemistry

and indirectly by the fact that cytotoxic activity does not require any protein de

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50

novo synthesis (Thorn and Henney, 1988). The contribution of NK-cells to the

measurement of 51Cr-release and the implied elimination of virus infected cells in

the liver appeared to be minimal as indicated by the low lysis of NK-sensitive

YAC-1 target cells (Mclntyre and Welsh, 1986).

A key question is obviously, whether only CD8+ T-cells produce and release

perforin. We tried to address this question by a combination of immunostaining

against T-cell surface markers and subsequent in situ hybridization. Unfortunately,

cytoplasmic mRNA was not retained well enough in tissue sections used first to

detect T-cell subclasses by immunohistochemistry. Based on the staining of serial

sections with antibodies against T-cell markers and in situ hybridizations (Fig. 12),

it appears most likely that the perforin and the granzyme A gene are expressed in

the CD8 positive subset during an LCMV infection of the liver and brain (Fig.12).

This conclusion is supported by the finding, that the CD4:CD8 ratio of the

infiltrating T-cells dropped during the LCMV-infection of the liver and the highest

frequency of perforin and granzyme A mRNA positive cells was found in both

organs at the time of maximal frequency of LCMV infected cells. We cannot

formally exclude however the possibility, that a minor fraction of CD4 positive

cells or even non-T-cells can express the perforin and/or granzyme A gene during

a viral infection in vivo.

The presented evidence for perforin and granzyme A positive cells in a T-cell

dependent infiltrate causing LCM differs from results obtained with an acute

bacterial meningitis caused by Listeria monocytogenes, when evaluated on day 2

after infection and shortly before death. The cells in the bacterial infiltrate

expressed the gene for TNFct, but only very few granzyme A and no perforin

mRNA containing cells could be detected. (K.Frei, in preparation). This difference

may therefore be most readily explained by the absence of T-cell involvement at

this early stage of Listeria meningitis.

In conclusion, in situ hybridizations with a radiolabeled RNA probe of the

granzyme A and the perforin gene clearly demonstrated the induction of cells with

transcripts of either gene in T-cell dependent inflammatory infiltrates of LCMV

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infected mice. These positive cells were associated with virus infected cells in

infected liver and brain, suggesting that they are involved in antiviral cytotoxicity.

This study therefore provides

evidence for the induction of the perforin and granzyme A gene during the course

of an antiviral immune response in vivo, thus implying a role for these two proteins

in cell- mediated cytotoxicity in vivo.

Acknowledgment

We wish to thank Dr.I.L.Weissman for providing the HF cDNA clone and

T.P6rinat and G.Walle for expert technical assistance.

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5.2 Detection of Perforin During Infection of Mice with

Lymphocytic Choriomeningitis Virus by RNA-PCR

Introduction

Transcription of the perforin gene during infection of mice with lymphocytic

choriomeningitis virus (LCMV) is readily detected by in situ hybridisation as

described in chapter 5. A strong upregulation of perforin transcription was found

during the course of the immune response with maximal levels of perforin mRNA

in infected organs on day 6 after infection. But detection of perforin mRNAwith in

situ hybridisation has several drawbacks: First, the method is very slow, especially

because the low level of perforin mRNA present in transcribing cells in vivo calls

for autoradiographic exposition times of up to 20 days. Secondly, quantification of

gene expression by in situ hybridisation is easily biased by the choice of the plane

of section and the region of observation. Because of this, a laborious analysis of a

statistical number of different sections and fields of observation is required.

In order to circumvent some of the problems of in situ hybridisation, the increase

of perforin mRNA expression during infection with LCMV was confirmed and

complemented by the method of RNA-PCR. The high sensitivity of the polymerase

chain reaction (PCR) renders this method suitable to analyze the expression of

perforin, a gene expressed at low levels in only a small portion of lymphocytes in

certain tissues in vivo. Compared to the histological approach of in situ

hybridisation, the method of RNA-PCR gene expression provides an integrated

analysis of expression over the complete volume of an organ. In addition, RNA-

PCR allows the characterization of mRNA transcribed from the wildtype or

alternatively from a mutated perforin allele by applying a set of primer pairs

amplifying different regions of the perforin cDNA molecule.

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Material and Methods

Infection ofmice

Inbred C57BL/6 mice were infected with 200 pfu of LCMV-WE intravenously.

Mice were killed by cervical dislocation and spleens removed for RNA

preparation.

Isolation oftotal cellular RNA

RNA was extracted from spleens of mice (Chirgwin et al., 1979). Briefly, cell

suspensions were made by forcing the spleens through a steel mesh. 5x107 cells

were lysed in 6 M Guanidiniumisothicyanate, 0.1 M Tris.HCl pH 7.0, 0.1 M 8-

Mercaptoethanol, 0.5% sarcosyl. RNA was pelleted in 5.7 M CsClj, 0.1 M EDTA,

0.01 M Tris.HCl pH 7.0 by ultracentrifugation for 21 hours at 11500 g. Proteins

were removed by Phenol/Chloroform extraction and the RNA precipitated with

Ethanol. RNA was dissolved and stored in TE (10 mM Tris.HCl pH 7.5, 0.1 mM

EDTA).

First strand cDNA synthesis

100 pg total RNA was digested with 30 U of DNAse I in the presence of 30 U

RNAse inhibitor from human placenta in 10 mM Tris.HCl pH 7.5, 5 mM MgCI2

for 60 minutes at 37°C. After phenol/chloroform extraction, precipitation with

ethanol and resuspension in TE 2 /tg RNA were retrotranscribed (Gubler and

Hoffman, 1-983) with 15 U reverse transcriptase form Moloney Murine Leukemia

Virus in the presence of 30 U RNAse inhibitor, 0.2 /iM oligo (dT)^ and 0.5 mM

of dNTPs in 50 mM Tris.HCl pH 7.6, 8 mM MgCl2, 10 mM Dithiothreitol for 2

hours at 37°C. 30 U RNAse Tl was added and the RNA digested for 60 minutes at

37°C followed by heat inactivation for 5 minutes at 70°C.

PCR amplification ofcDNA

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cDNA synthesized from 0.2 /fg of total RNA was amplified (Saiki et al., 1988) by

0.05 U of Super Taq Polymerase (Stehelin & Cie, Basel) in the presence of 0.4

lM of each primer, 200 iM dNTPs in 10 mM Tris.HCl pH 9.0, 500 mM KO, 0.1

% gelatine, 1.5 mM MgC^, 1 % Triton X-100 for 35 temperature cycles. Each

cycle was 1 minute at 94°C, 2 minutes at 60°C and 3 minutes at 72°C. Amplification

was completed with an 10 minutes incubation at 72°C.

PCR products were analysed on a 1.2% agarose gel by standard techniques.

Primers usedforPCR amplification

For designing and optimising the PCR primer pairs the Oligo Program, Version

4.0 (Wojcieck Rychlik, National Biosciences, USA) was used.

Perforin specific primer sequences were derived from the published cDNA

sequences for perforin (Lowrey et al., 1989; Shinkai et al., 1988) (Genebank

accession numbers J04148 and X12760) and for exon 1 from unpublished data

(E.Podack, personal communication).

Upper Primer a: 5' - TGG GCT TCA GTG GCG TCT TG- 3'

Lower Primer b: 5' - TGT GTG GCG TCT CTC ATT AG - 3'

Upper Primer c: 5' - AGG CAG CTG CTA ATA TCAAT - 3'

Lower Primer d: 5' - TGT GCT GTT TCT TCT TCT CC - 3'

Upper Primer e: 5' - AGC CCC TGC ACA CAT TAC TG - 3'

Lower Primer f: 5' - CCG GGG ATT GTT ATT GTT CC - 3'

Upper Primer g: 5' - AGA TGG ACT TTG AGA ATG TG - 3'

Lower Primer h: 5' - TTTTTGAGACCCTGTAGACCCA - 3'

The expected fragment lengths were for primer set a/b 472 bp and 366 bp

(differential splicing), for primer sets c/d, e/f and g/h 481 bp, 350 bp and 407 bp

respectively.

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6-Actin specific primer sequences were derived from the published cDNA

sequence of cytoplasmatic B-actin (Alonso et al., 1986) (Genebank accession

number M12481).

Upper Primer i: 5' - CCA ACC GTG AAAAGA TGA CC - 3'

Lower Primer k: 5' - TCG TTG CCA ATA GTG ATG AC - 3'

A 418 bp DNA fragment was amplified by primer pair i/k from 6-actin cDNA.

Results

C57BL/6 mice were infected with 200 pfu of lymphocytic choriomeningitis virus of

strain WE i.v.. 8 days after infection total cellular RNA was extracted from the

spleens of infected and uninfected mice. Polyadenylated mRNA was

retrotranscribed to cDNA and was analyzed with three different primer pairs by

PCR as shown in Fig. 13. Despite extensive treatment of total cellular RNA with

DNAse during preparation, a minor contamination of the RNA preparation with

genomic DNA can never be excluded completely. In order to prevent false positive

bands due to residual genomic DNA in the RNA preparation, the primer pairs a/b

and c/d were designed to span a complete intron from one exon boundary to the

next exon boundary. In this configuration, amplification of contaminating genomic

DNA yields a fragment of considerably higher molecular weight than the fragment

amplified from cDNA. No contaminations with genomic DNA were detected in all

PCR reactions (Fig. 14).

A fourth set of primers (i/k) was used to amplify ubiquitous /J-actin sequence. The

comparable intensities of the bands in lane 1 and lane 2 confirm, that equal

amount of cDNA from the different samples were compared.

Amplification of a limiting amount of control plasmid sequence was used to assure

the sensitivity of the polymerase chain reaction (Fig. 14, probe 4). The sequence

contained in the control plasmid can be amplified with primer sets c/d and e/f, but

not with primer sets a/b and i/k. The prominent band amplified from 50 pg of

plasmid indicates the high sensitivity of the PCR reaction with primers c/d and e/f.

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Despite this high sensitivity, perforin mRNA was not detectable in spleens of

uninfected mice (Fig.14, lane 2, primers a/b, c/d and e/f), while it was detected in

splenic RNA from infected mice (Fig. 14, lane 1, primer sets a/b, c/d and e/f). This

finding was verified with all three primer pairs specific for different regions of the

perforin gene.

Although the exponential amplification process during the polymerase chain

reaction impedes accurate quantification, the differences in band intensities

between infected and uninfected mice can be estimated to correspond to an at

least 10-fold increase of perforin expression during LCMV infection.

Besides the main PCR fragment, the primer set a/b amplified a second fragment

of slightly higher molecular weight. This second fragment is readily explained by

the reported differential splicing of perforin mRNA between exon 1 and exon 2,

resulting in a 106 bp difference between the two alternatively spliced mRNA

populations (Youn et al., 1991). This is in accordance with the result of RNA-PCR

presented here. However, the proportion of intensities between the two PCR

bands on lane 1 can not be taken as a representation of the stochiometric relation

between the two mRNA populations. Most likely the longer mRNA species is

present in a higher proportion than it is reflected by the band intensities, since the

amplification of a longer fragment competes unfavorably with the amplification of

a shorter fragment in the same PCR reaction.

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a b

Starti

c d e fL 1

Stop

•i 2 31

Coding sequence

Fig.13. Locations ofprimers used for the analysis ofperforin transcripts. The PCR

primers, their relative locations and directions of amplification in the perforin gene

are indicated by arrows. Note that primer sets a/b and c/d are located at

neighboring ends of exons, spanning intron 1 or intron 2 respectively thus

amplifying different fragments from contaminating genomic DNA than from

cDNA.

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Primers: a/b c/d e/f i/k

Fig. 14. Expression of perforin in noninfected and LCMV infected mice. RNA was

extracted from spleens of LCMV infected and uninfected mice, retrotranscribed,

amplified by PCR and separated on an agarose gel. 1: Mouse 8 days after

infection n with 200 pfu of LCMV-WE. 2: Uninfected mouse. 3: No cDNA added,

blank. 4: Positive control plasmid for primer sets c/d and e/f. Primer sets a/b, c/d

and e/f amplify perforin cDNA, primer pair i/k amplifies /J-actin cDNA. Relative

positions of primers a-f are shown in Fig. 13. The observed fragment lengths

corresponded to the expected lengths of 472 bp and 366 bp (differential splicing)

for primer set a/b and of 481 bp, 350 bp and 418 bp for primer sets c/d, e/f and

i/k respectively.

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Discussion

It has been demonstrated that the overall expression of perforin mRNA in spleens

of mice is induced by infection with LCMV. Two independent methods were used

to confirm this finding. The observed upregulation of perforin expression was

consolidated by RNA-PCR in accordance with the results obtained with in situ

hybridisation. RNA-PCR circumvented some of the problems associated with the

histological restraints of expression analysis by in situ hybridisation. It has been

clearly confirmed that the overall amount of perforin mRNA in spleens of mice on

day 8 after LCMV infection increased by an estimated factor of at least 10

compared to uninfected mice. The result of the in situ hybridisation, the described

pattern of perforin expression in primary spleen cells and the low NK activity

observed during LCMV infection lead us to the conclusion that perforin expression

in the spleen occurs mainly during activation of resting virus specific T cells.

Subsequently, the mature cytolytic effector cells probably infiltrate the infected

tissues to eliminate virus infected cells by cytolysis. In addition, the observed

expression of perforin in the virus infected tissues of liver and brain argues for a

potential of mature activated cytotoxic T cells to replenish their cytolytic granula

by resynthesizing perforin in order to lyse several target cells sequentially.

It has been objected against the granule exocytosis model of perforin action that

perforin expression would be an in vitro artifact occurring in cells exposed over

longer periods of time to high amounts of IL-2. Such high amounts of IL-2 are

present in tissue culture media complemented with supernatant from concanavalin

A stimulated rat spleen cells (Berke and Rosen, 1988; Clark, 1988), as they are

widely used to cultivate T cells in vitro. The demonstration of significant perforin

expression during the course of an antiviral immune response in vivo directly

disproves these arguments.

A modification of this objection consists in the notion, that perforin expression

would be triggered by exposure of cytotoxic T cell precursors, mature cytotoxic T

cells and NK-cells to high local concentrations of IL-2 effective in a paracrine way

(Clark, 1988). Following this hypothesis, perforin expression would be the

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hallmark of some kind of unspecific cytotoxic activity exerted by bystander

lymphocytes, similar to the unspecific activation of B-cells by certain bacterial cell

wall products. The detection of perforin expression during LCMV infection with

low levels of unspecific cytotoxic activity on uninfected fibroblasts and NK

sensitive YAC-1 cells compared to the prominent LCMV specific activity are

difficult to reconcile with this model. If indeed there had been an upregulation of

this stipulated unspecific, perforin dependent cytotoxicity it was not measurable by

our assays and in this case was much weaker than the specific part of the response.

Although this does not formally disprove the hypothesis, it renders it very

improbable.

It would be interesting to know, which lymphocyte subsets express perforin during

LCMV infection in vivo. In chapter 5, evidence for expression mainly in CD8

positive T cells was obtained by in situ hybridisation and immunohistology on

serial sections. To directly identify the perforin expressing lymphocyte subsets an

alternative method is suggested here. It should be feasible to sort spleen cells by a

fluorescence activated cell sorter (FACS) into different lymphocyte subsets

characterized by the presence of markers like CD8, CD4 and asialo GM1 and test

for perforin expression in the sorted cell populations by RNA-PCR. The technical

problems associated with this procedure would probably be more easily

surmountable than with the double staining procedure suggested above. Due to its

high sensitivity, this approach appears also more promising than earlier

experiments testing the cytolytic activity of granule preparation from different

lymphocyte subsets on sheep red blood cells (Berke and Rosen, 1987; Garcia-Sanz

et al., 1987).

The demonstration of perforin expression during infection with a virus mainly

controlled by cytotoxic T cells strongly suggests an involvement of perforin in the

mechanism of cell lysis by cytotoxic T cells and natural killer cells in vivo. However

the possibility, that perforin expression in these physiological situations is rather an

epiphenomenon than the effective principle at work, can not be ruled out

completely. In order to gain more information about the physiological role of

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perforin, the ability to directly interfere with the activity of perforin in vivo would

allow a more direct assessment of the role of perforin in cytolysis by lymphocytes.

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6. Generation of Mice with a Disruption of the Perforin Gene by

Homologous Recombination in Embryonic Stem Ceils

Introduction

Cytotoxic T-cells and Natural Killer cells are both capable of rapidly lysing target

cells and are involved in lysis of virus-infected cells, allograft rejection and tumor

surveillance. The killing process requires a one to one cell to cell contact (Marker

and Volkert, 1973; Martz, 1976; Berke, 1983) conferred by the specific T-cell

receptor in the case of cytotoxic T-cells and a yet hypothetical receptor for NK

cells. In addition, several accessory adhesion molecules participate in the

interaction between cytotoxic and target cell to increase the affinity of the

interaction and/or to provide additional stimulatory signal to the lymphocyte.

Eversince cytolytic activity of lymphocytes has first been described (Cerrotini et al.,

1970; Herberman et al., 1975), the mechanism of lysis has been the subject of great

interest. Early attempts to generate inhibiting antibodies against surface

determinants expressed only on conjugates between cytotoxic T-cells and target

cells and not on cytotoxic cells per se did not reveal the presumed cytolytic effector

molecules but rather accessory binding proteins (Pierres et al., 1982). The cloning

of cytolytic lymphocytes and the identification of the content of their cytolytic

granules have brought some although still limited understanding of the process.

Several candidate effector molecules, partly isolated from these granules, and

killing mechanisms have been suggested, among them perforin (also referred to as

cytolysin, pore forming protein, PFP and PI), lymphotoxin and other TNF

homologs (Granger and Kolb, 1968; Ruddle and Waksman, 1968; Liu et al., 1987),

granzymes (Pasternack and Eisen, 1985; Masson and Tschopp, 1987; Masson et al.,

1986; Simon et al., 1986), secreted ATP (Di Virgilio et al., 1990) and the apoptosis

model of cytotoxicity.

The best characterized of these candidate mechanism is the granula exocytosis

model (Henkart, 1985; Podack, 1985; Lachmann, 1983), which proposes, that

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cytotoxic T-cells upon recognition of the target cell release the contents of their

cytolytic granules. These granules contain the effector molecule perforin. The pore

formed in the target cell membrane by the polymerizing perforin molecules

renders the membrane permeable and leads to osmotic lysis of the target cell.

Indeed electronmicroscopical studies have demonstrated ringlike pore structures

on the membranes of lysed cells deposited by cytotoxic T-cells and NK-cells :

These structures resemble those found during complement mediated lysis

(Dourmashkin et al., 1980; Dennert and Podack, 1983). Subsequently, the cytolytic

activity was shown to reside in the granules of cytolytic lymphocytes and from these

granules the 70 kD protein perforin was isolated. The membranolytic perforin

molecule is capable of polymerizing into pore like structures as they are observed

on the surface of cells lysed by cytolytic lymphocytes or granule preparations. The

functional analogy between complement C9 and perforin appears in the primary

structures of these poreforming proteins as well, since the central third of the

amino acid sequence for perforin (Shinkai et al., 1988; Young et al., 1986a)

displays homology to C9. The carboxy- and aminoterminus,

where a

membranolytic peptide was localized (Ojcius et al., 1991), are specific to perforin.

The perforin genomic locus is contained in three exons spread over a short stretch

of 10 kb of the mouse genome. Since translation starts in exon 2 and ends in exon

3, exon 1 remains untranslated. The region homologous to complement component

C9 and thought to be functionally essential is distributed over the 3'-half of exon 2

and the 5'-half of exon 3.

Perforin expression was demonstrated in tissue cultured CD8 positive cytotoxic T-

cells (Shinkai et al., 1988; Podack et al., 1988; Garcia-Sanz et al., 1987) and in NK

cells (Kawasaki et al., 1992), but generally not in CD4 positive T-cells (Garcia-

Sanz et al., 1987) although recently evidence for expression of perforin in CD4

positive T-cells isolated from patients with rheumatoid arthritis (Griffiths et al.,

1992) and other autoimmune diseases has been reported. Intracellularly, perforin

was localized to the granula of cytotoxic lymphocytes by

immunoelectronmicroscopy (Groscurth et al., 1987; Peters et al., 1989). Perforin

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expression in vivo is associated with the kinetics and histological localization of

lymphocytic choriomeningitis virus specific, murine cytotoxic T-cells (Miiller et al.,

1989), with rejection of allogeneic transplants in mouse and man (Mueller et al.,

1988; Young et al., 1990), with spontaneous diabetes in NOD mice (Young et al.,

1989) and with cytolytic lymphocytes isolated from the synovial fluids of patients

with rheumatoid arthritis (Griffiths et al., 1992). In addition, the expression of

perforin was recently demonstrated in the reproductive tract of female mice, not

only in infiltrating cells of the regressing corpus luteum but also in granular metrial

gland cells of the placenta (Zheng et al., 1991). Because of the relation of granular

metrial cells to NK cells, it was suggested that they prevent embryo derived cells to

pass to the mother or alternatively, that they binder virus infected maternal cells to

pass to the embryo.

Evidence for an essential role of perforin at least for in vitro generated cytotoxicity

was provided by the finding, that perforin expression and CD3 specific mediated

cytotoxicity of primary mouse spleen cells could be significantly inhibited with

perforin antisense oligonucleotides. (Acha-Orbea et al., 1990).

Despite this considerable evidence, the role of perforin in cell mediated immunity

has remained controversial. In order to shed some light on the role of perforin in

vivo, we applied the method of homologous recombination in ES cells (Evans and

Kaufman, 1981; Bradley et al., 1984; Thomas and Capecchi, 1987; Hooper et al.,

1987) to generate perforin deficient mice. Such mice would provide an in vivo

system to clarify the question whether perforin is indispensable or only

redundantly together with one or several additional mechanisms involved in

cytolysis by lymphocytes.

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Material and Methods

DNA sequencing

Perforin intron 2 was sequenced from the double stranded plasmid pTZ19R.GC

with a perforin exoni primer.( 5' - CCT ATC AGG ACC AGT ACA ACT - 3') by

Taq cycle sequencing (Taq Dye Deoxy Terminator Cycle Sequencing Kit,

Applied Biosystems Inc., Foster City, CA). The reaction products were separated

on one lane of a 6% acrylamide gel and analysed by an Applied Biosystems 373A

DNA sequencer.

Synthesis ofDNA oligonucleotides

For designing and optimising the PCR primer pairs the Oligo Program, Version

4.0 (Wojcieck Rychlik, National Biosciences, USA) was used.

Perforin specific primer sequences were derived from the published cDNA

sequences of perforin (Lowrey et al., 1989; Shinkai et al., 1988) (Genebank

accession numbers J04148 and X12760) and for exon 1 from unpublished data

(E.Podack, personal communication).

Primer a (Fig.20)

b (Fig.20)

c(Fig.l8)

d (Fig.18)

e(Fig.l8)

f (Fig.18)

g:

h:

5'- TTT TTG AGA CCC TCTAGA CCC A -3'

5'- GCA TCG CCT TCT ATC GCC TTC T -3'

5'- GTA GAG TTG AGG CTG ATG CC -3'

5'- ATT CGC CAATGA CAA GAC GCT G -3'

5'- CTG ACC GCT TCC TCG TGC TTT A -3'

5'- GAG AGA TCA GGA TTT GGT GT -3'

5'- GCC ACT CGG TCA GAA TGC AAG C -3'

5'- AGG GTC ACA GCA TTA GGA AG -3'

5'- CCG GTC CTG AAC TCC TGG CCA C -3'

5'- CCC CTG CAC ACA TTA CTG GAA G -3'

Primers were synthesized by the phosphoramidite method on a solid support

(Matteucci and Caruthers, 1981). The synthesis was performed automatically on an

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Applied Biosystems Model 391 DNA synthesizer. After removal of the protecting

groups, the neutralised primer solutions were precipitated with ethanol and

purified by gelfiltration on a Sephadex G50 column (Pharmacia, Uppsala,

Sweden). The oligonucleotides were quantitated by optical density at 260 nm

wavelength.

Plasmids

The plasmid pMCI.neoPA containing the neo gene with a point-mutation

presumably decreasing its expression (Yenofsky et al., 1990) was a gift from Silvio

Hemmi, Institut fur Molekularbiologie I, Universitat Zurich.

The plasmid pICI19R.MCI-TK containing the herpes simplex virus thymidine

kinase gene under the control of a promoter optimised for expression in embryonic

stem cells was obtained from Kurt Biirki, Sandoz AG, Basel.

Hybridisation probesforgenomic Southern blotting

The locations of the probes is indicated in Fig.18 and Fig.20.

Probe A was a 620 bp PCR fragment amplified from perforin exon 2 with primer

set g/h (see above). Probe B was a 600 bp restriction fragment prepared from

plasmid pMCLneoPA containing 3'-coding sequence for the neomycin-

phosphotransferase. Probe C was a 298 bp PCR fragment amplified from perforin

exon 3 with primer set i/k.

Mice

Mice were obtained from BRL (Fullinsdorf, Switzerland).

Preparation ofembryonalfibroblast layers

To prepare G418 resistant feeder cells, CDl-MTKneo2 foeti transgenic for the

neomycin-resistance gene were used (Stewart et al., 1987). About 30 13-14 days old

foeti with heads and livers removed were washed with CMF-PBS, homogenized by

pressing through a 18-gauge injection needle and trypsinized for one hour at 37°C

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in 10 ml Trypsin/EDTA solution (Gibco/BRL, Paisley, Scotland). The cells in the

supernatant were pelleted, taken up in feeder cell medium (DMEM

complemented with 0.1 mM fl-mercaptoethanol and 10% FCS and transferred to a

25 ml cell culture flask. Trypsinization of the carcasses was repeated four times for

30 min as above. Each time, the fibroblasts pelleted from the supernatant were

transferred to a new flask. The embryonal fibroblasts were grown to confluent

layers, passaged once and frozen. Thawed fibroblasts were expanded for not more

than seven passages.

For the production of feeder layers, the fibroblasts were either treated for 150 min.

with a 10 /ig/ml mitomycin C solution or alternatively irradiated with a dose of

3000 rads from a 60Co source and seeded at 5 x 104 cells/cm2 onto gelatinized

cell culture dishes.

In vitro culture ofES cells

The male D3 ES cell line was originally derived from an embryo of the 129/Sv

strain (Gossler et al., 1986) and was provided by Dr. Marco Schilham (Toronto,

Canada). D3H and D3M are sublines from the same line and obtained from Dr.

Michel Aguet (Zurich, Switzerland) and Dr. Manfred Kopf (Freiburg i.Br.,

Germany) respectively. The male ES cell line BL/6-IQ was established from an

embryo of the C57BL/6 mouse strain (Ledermann and Burki, 1991). Its

pluripotency was confirmed by the generation of germline chimeras from

blastocysts injected with BL/6-HI cells.

ES cells were passaged every second day by trypsinization with a Trypsin/EDTA

solution (Gibco/BRL, Paisley, Scotland). Medium (DMEM complemented with 15

% FCS, 0.1 mM B-mercaptoethanol and 1000 U/ml human Leukaemia Inhibiting

Factor (LIF, Sandoz AG, Basel, Switzerland)) was changed daily to prevent

differentiation. ES cells were grown routinely on growth arrested G418 resistant

embryonic feeder cells in an incubator gassed with 10% CQ2 at 37°C.

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Transection and selection ofES cells

The ES cells were split the day before electroporation. For electroporations, 5 x

106 ES cells were taken up in 800 /d ES cell medium without purification from

feeder cells, electroporated in the presence of 15 /fg of linearized plasmid DNA

with a Bio-Rad Gene Pulser equipped with a capacitance extender set at 500 /fF

and 240 V. The cells were then immediately plated on two fibroblast coated 10 cm

dishes and were allowed to recover for two days. G418 (Geneticin, Gibco/BRL,

Paisley, Scotland) selection was performed for 10 days at 400 /fg/ml. Some plates

were additionally selected from day 7 of the G418 selection with 2 /fM gancyclovir

(Cymevene, Syntex Pharm AG, Allschwil, Switzerland).

Screening ofES coloniesfor homologous recombination

When colonies were grown to about 50 cells on day 10 or 11 of G418 selection, the

medium was replaced with PBS and single colonies were removed by scraping with

a 10 /fl microtip. After trypsinisation in a drop of Trypsin/EDTA solution half of

each colony was transferred onto a fibroblast layer in a 96 well plate and the other

half was transferred to an Eppendorf tube. While one half of the colony grew to a

confluent clone in the 96 well plate, the other half was screened for homologous

recombination by PCR amplification. In detail, the cells were washed with PBS,

hypotonically lysed with 30 /fl of water, boiled for 10 min. at 95°C and digested for

90 min. at 55°C with 1/fg of Proteinase K (Sigma Chemicals, St. Louis, USA). The

proteinase was subsequently inactivated by boiling for 10 min at 95°C. 20 /fl of this

crude extract was then amplified in a 50 /fl PCR reaction (Saiki et al., 1988) with

0.05 U of Super Taq polymerase (Stehelin & Cie, Basel) in the presence of 0.4 /fM

primers each, 200 /fM dNTPs in 10 mM Tris.HCl pH 9.0, 500 mM KCl, 0.1 %

gelatin, 1.5 mM MgCl2, 1 % Triton X-100 for 35 temperature cycles. Each cycle

was 1 minute at 94°C, 2 minutes at 60°C and 3 minutes at 72°C. Amplification was

completed with 10 minutes incubation at 72°C. For cells electroporated with

construct pICI.PHR the primer sets c/d or e/f were used, for constructc pICI.HKl

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and pICI.HK2 the primer set a/b detected homologous recombination and for

constructs pICI.HK3 and pICI.HK4 primer set b/d was used,

the PCR products were separated on a 1.2 % agarose gel, which was blotted with a

vacuum blotter (Pharmacia, Uppsala, Sweden) to a Genescreen positively charged

nylon membrane (NEN, Boston, MA)..The membrane was prehybridized for at

least 5 hours in a rotating glass cylinder at 65°C with 10 ml of 5x SSC, lOx

Denhardt's solution, 10% dextranesulfat, 0.1% SDS an 100 Mg/ml denatured

salmon sperm DNA. A DNA fragment identical to the expected PCR product was

amplified before from a construction intermediate and used as a probe. The

respective PCR fragment was radioactively labelled with 32P by random priming

(Oligo labelling kit, Pharmacia, Uppsala, Sweden) and separated from

unincorporated nucleotides by gel filtration over a Sephadex G50 column. 107 cpm

of the labelled probe were added to the prehybridisation mix and allowed to

hybridise for at least 10 hrs at 65°C. The filter was then washed stringently with

0.2x SSC, 0,1% SDS at 65°C, exposed to a phosphorimager screen for 4 hrs and

analysed with the Digiscan system (Siemens AG, Munich, Germany). PCR positive

clones were grown up, frozen and analysed by genomic Southern blotting. Ten

micrograms of genomic DNA were digested with 50U of EcoRI, separated on a

0.8% agarose gel, blotted and hybridised as described above. The filters were first

hybridized with a probe flanking to the construct, stripped and rehybridized with a

probe internal to the targeting construct, stripped again and finally hybridized

with a third probe derived from the neoresistance gene. Only when PCR and

Southern hybridisation with all three probes showed the predicted result, a clone

was regarded as homologously recombined.

Generation ofgermline chimerasfrom targeted ES cell clones

All blastocyst injections were carried out by Drs. B. Ledermann and K. Biirki at

Sandoz AG, Basel.

Donor females of strain BALB/c were induced to ovulate by an intraperitoneal

injection of 5 I.U. pregnant mare serum (PMS, Folligon, Intervet), followed 46 hr

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later by an intraperitoneal injection of 5 I.U. human choriogonadotropin

(Chorulon, Intervet). Morulae were flushed from the uterotubal junction 3 days

after mating and cultured overnight in standard egg culture medium (Biggers et al.,

1971). The ES cells were purified from embryonal fibroblasts by incubation for 1

hr in a non gelatinized tissue culture dish. Blastocysts were transferred together

with suspended ES cells into drops of injection medium (DMEM, 10 mM Hepes

pH 7.4,10 mg/ml BSA, 300 U/ml DNAse I (Sigma)). About 10 to 20 ES cells were

injected into each blastocyst (Hogan et al., 1986). After a recovery period of about

2 hours, injected blastocysts were transferred into both uterine horns of

pseudopregnant CD-I foster mothers. Chimeric offsprings were identified by eye

and coat pigmentation. Chimeric males were set up to breed with C57BL/6

females at the age of 6 weeks and the black coat color of the offsprings indicated

germ line chimerism.

Results

Sequencing oftheperforin genomic locus

In order to design the targeting constructs, the cloning strategies and the primers

to screen for homologous recombination it was necessary to compile the available

information about the sequence of the genomic perforin locus and to complement

it with sequence from intron 2. Intron 2 has not been sequenced so far, however

sequence information going beyond the end of the targeting vector pICLPHR

(Fig.15) was required to design an improved primer pair for screening

electroporated ES cells. The sequences have been compiled from [Eckhard

Podack, ©personal communication, 2051, 5266, 6463]. There are considerable

discrepancies in the published perforin sequences, especially in the first two exons,

but the sequence presented here (Tab.2) is in agreement with all the PCR

reactions and Southern blotting analyses done during this work and can be

regarded as a bona fide consensus sequence.

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/+

f+

1+

f+ ,

+

1 GGGTGAGATGTGACCATGTGGCCTGGGGTCTGTGGCTACTTATTCCCATC 50

51 ATGTACrCACTTAGGGGTGTTGAGAACTACCCCCACCCTGCATGGTTTTA 100

101 CCCACCTCATAACCAGCACAATTTTTTTTTTTAAGCCCCCAGTAGGTATC 150

151 CATGAGTCACrCTGCCCATGGAAACCTCCCACAGTAACCTCAGGCAGAAC 200

201 AGAGTGGCCAACTGTCTrTCCACAGTACTAGCCTGCTCAAACCTGAGGTT 250

,+

,+

,+

,+

,+•

251 CAGCTGGGATGTAGGTATGGACAGGAAGTGGGTACCAGCTTTGAGTATCT 300

301 CTCCCCACTCCCAGGGAGGAGGGAACAGTCACATGTATTGAGAATGAGTA 350

351 AAGATCGTGTCTAGTCCrAAGCACTGCACCATGTCTTCATGTCCCCTCTC 400

401 ATGGGACACTGTGATTAGCCACACTTTTGAATGAGGAGC3X3AGATGTGAA 450

451 GCGGCTGAAACCCCn^^CC^GCC^CTCAAGCCCAGGCCACTCPrCAGCA 500

501 ACTCTTCCTGACAGCGCATCCCATCCCAAACACTCAACTCAGAAGCAGGG 550

551 AGCAGTCAGTTGGCCTGCTGGTCCACACCAGAGTCCCGCACCCCAACTGC 600

601 TGCTCTGCTTGGCAGATGAGCCCCTGGCCirK^^ 650

651 GCTGTCACAAGCCGGATGAGGAGGTGACAACAGGGTGGGTGCTGGTGGGA 700

701 ACCTGTGACCACACTCTGGGGGCAGGGCAGGAAGTAGTAATGATATGACG 750

,+

,+

,+

,+

,+

Exon 1

751 TTGGCCaGGGTGGGCCTGCCTGGGGAIAGATCGCAGCATTTTAAAAGCCT 800

801 CC^TTGACAACGCAGGTGTCCCCCTGGGCTTC^GTGGCGTCTTGGTGGGA 850

851 CTTCAGGTAAGGAGGAGGAAGGGTAGGAAGCAGGGAGGTTGAGATACCCT 900

901 GGGGAAAGAGAGTTGGAAGGTATAGCCAGGAGGAACCAGAAATGCTAGTA 950

951 GCCAGCCTTCAAGCTCATCCCTCATTCCTTCATTGGGTTGGTGACAACTC 1000

,+

,+

,+

,----+

,+

1001 GGGGGTTCATGTGTCAGTGACAACTGTCCACAGTTTCCAAGACTATTTCC 1050

1051 AGAAGTTTTGGCAGTTAGAGTTCGTAAAGAATGGAAATGAGCCAAGTATG 1100

1101 GAGCACATATATGACTATACCATCAGGGAACGGGGTAAACCCCATCTCGA 1150

1151 AAGGTGXAAGGAAGGGGAGGTGAGGGGAGAGGACAGGAGAGGAAGGAAAG 1200

1201 GGAGGGGAGGGAAAAGGAGGAAGAATCCAAGATCTGTAAATAAACTCCCT 1250

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1251 GACAATATAATGAAGGCCAGAAGGGGACTGATGTCCATTGATCAAAGTCA 1300

1301 CCAATGTGTTGGTCTCTTAAGCAGGTTGACCAGAAAGCrTGACAGGATTC 1350

EcoRI

1351 TCCCCAGCTTGTTTATCTCCCAGCCTCACACATCACCTGAATTCTGCCTC 1400

1401 CAGCTCACTGCriTAGGTAGAACATGGAAGGCrGCAGCTAGATATGAGGA 1450

1451 AGACCTCraZKACCCCACTCCCTCACTTAAGAC^ 1500

,+

,+

,+

,+

,+.

1501 AAAAACAAACAAAOUACAAACAAACACCTCTGAGGGTCTTAGAAGGAGC 1550

1551 CAGTTCTCCATCCGTGGGTTGTGTCCACTGGGGGAAAAAAACCCACCTAT 1600

1601 TTCCAATGGATGGTCTTAGAAAACGCAAGATAGCAAAATTACAGTCATGA 1650

1651 AGTCATGAAAATAAATTTATGGTTGGGGGTTCCa^GGACCATCAGAAATG 1700

1701 TGTGTTTTCCTATGGCTGCAATCCAC^GGTGGAGAAACGCTGAGACAGAG 1750

,H

,H

,H

,H

,+

1751 AGGAGAa^GAGGGAGATTCAAAAACTGGGACCCTGTGGCAAGGAAGATCA 1800

1801 ATGAATTGCTGCCCACIAGCAGGCGAaU3GTAGAaaCCTGTCCTGCCATA 1850

1851 GTGTGAAGTATTCGGCAGGGAATGTCAAGACAGAAAACCTGAGCAGTGAG 1900

1901 C^AAAGGGCTTGCAAGGGCGCACTTAAAGGTCCCCCACACTAGAGCCAAC 1950

1951 AGCACAGATACAGGACAGCCTTTGTCCATTGTAGAGTTGAGGCTGATGCC 2000

,+

,+

,+

,+

..+

Sac I

2001 CTTGCAGGAGGCP^GAGCAGCCACGGGGGATATGCAGGGAGCTCACTGT 2050

2051 CTCCTAGCATCTGAAAGGGAGAGGCAGAAGTCACTGCTGGAATTAGAGAT 2100

2101 GGAGATTAAGTAAGAATCAGCTCGGAGCTATGCCTGGTGCCACAGGATTG 2150-

2151 AGATCGTAGCTCCTCCAC^TGTTCAAGGCrTGGCAACAGAATCACTTCAA 2200

2201 AGCTATCCTGAGCAATGATACCTTGTCTCAAGATAGATAGACAGACAGAC 2250

2251 AGACAGACAGATAGATAGATAGACAGACAGACAGACAGATAGATAGATGA 2300

2301 TAGATAGACAGATAGATGATAGATAGATAGGTAGAXAGACAGATAGATGA 2350

2351 TAGATAGACAGACAGACAGATAGATAGATAGATAGATAGATAGACAGACA 2400

2401 GATAGATGATAGATAGACAGATAGATGATAGATAGGTAGATAGATAGATA 2450

2451 GATAGATAGATAGATAGATAGATAGATGATTGATAGATAGATGATAGGTA 2500

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, +,

+ ,+

,+

2501 GATGAGGAGTAGGGTGTGGCTCAGTGGTGGAACACTTGCCTACAGTGCGT 2550

2551 AAGACTCTGGGGGATGAAGGATATATCCCTTCATCCCAGAACCGGGGAGG 2600

2601 GGAATCAGGTAGGAAAAGTGTCCCACTCTGGGTGGAAAATGACACATCTC 2650

2651 CAGAGCCGAAACCTATTACAGATGCTGTGTCCAGGGTCACAGCCrrCAAT 2700

2701 CTCGATTCCTGCTAGGTCTGAGATAATAAAATCTCAGCACAGGGTTCCTC 2750

,+

,+

,+

1+

,+

2751 TTGGCTGTGCGACTCTGAGCTATATGTTTAAATCCCrCTGGATTTCTCTG 2800

Exon 2

2801 TACAGTGGACGAAGCCAGTCCAGCTCTGGCATGAATAACTAAAGAGAAGT 2850

2851 TCACTCTCTCCTGATGTTCCCCAGTCGTGAGAGGTCAGCATCCTTCATCC 2900

Start

2901 CTGTTCCCACAGCTTTCCAGAGTTTATGACTACTGTGCCTGCAGCATCAT 2950

2951 GGCCACGTGCCTGTTCCTCCTGGGCC'riTrCCTGCTGCTGCCACGACCTG 3000

,+

,+

,+

,+

,+

3001 TCCCTGCTCCCTGCTACACTGCCACTCGGTCAGAATGCAAGCAGAAGCAC 3050

3051 AAGTTCGTGCCAGGTGTATGGATGGCTGGGGAAGGCATGGATGTGACTAC 3100

3101 CCn^CGCCGCTCCGGCTCCTTCCCAGTGAACAC^CaGAGGTTCCTGAGGC 3150

3151 CTGACCGCACCTGCACCCK^X^AAAAACTCCCTAATGAGAGACGCCACA 3200

3201 CAGCGCCTACCTGTGGCAATCACCCACTGGCGGCCTCACAGCTCACACTG 3250

,+

,+

,+

,+

,+

3251 CCAGCGTAATGTGGCCGCAGCCAAGGTCCACTCCACGGAGGGTGTGGCCC 3300

3301 GGGAGGCAGCTGCTAATATCAATAACGACTGGCGTGTGGGGCTGGATGTG 3350

3351 AACCCTAGGCCAGAGGCAAACATGCGCGCCTCCGTGGCTGGCTCCCACTC 3400

3401 OVAGGTAGCCAATTTTGCAGCTGAGAAGACCTATCAGGACCAGTACAACT 3450

Exon 2

3451 TTAATAGCGACACAGTAGAGTGTCGCATGTACAGGTAAGAGGAGAGAGGC 3500

3501 ATGGGAGAAAGGAACTGGAAGAATAGTGGGACAATCTAAGGGGTTTAGGA 3550

Sac I

3551 GCTCTGGAATAGTGGCGTGAAGTTTACCTACTGTTTCTCAGGAAGACACC 3600

3601 AAATCCTGATCTCTCTAGAGTCAGTAGTTCTCAGCCTTCCTAATGCTGTG 3650

3651 ACCCTCTAATACAGTTCCTAATGTGGTGACTCCAACCATAAAATGATTGT 3700

3701 GTTGCTACTTTAGAATCTTAATTGTGCTACTGATATGAACCATAATGTAA 3750

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/+

,+

,+

,+

,+

3751 ATATCTGATATCCAGGCCATCTGACATGCGATCCCTGTGGAGGTCTTGAC 3800

3801 CCACAGGTTAAGAATCTCTGCTCTAGCCGGGCGTNNNNNNNNN3NNNNNNN 3850

< INTRON 2 (2-3 kb) >

Exon 3

5751 NNNNNCTCCTCTAATGCTCTGTCCTCTCCACAGTTTTCGCCTGGTACAAA 5800

5801 AACCTCCACTCCACCTTGACTTCAAAAAGGCGCTCAGAGCCCTCCCCCGC 5850

5851 AACrrrAAC^GCTCCACAGAGCATGCTTACCACAGGCTCATCTCCTCCTA 5900

5901 TGGCACGCACTTTATCACGGCTGTGGACCTCGGTGGCCGCATCTCGGTCC 5950

5951 TTACaGCCCTGCGTACCTGTCAGCTGACCCTGAATGGGCTCACAGCTGAT 6000

,+

,+

,+

,+

,+

6001 GAGGTAGGAGACTGCCTGAACGTGGAGGCCCAGGTCAGCATCGGTGCCCA 6050

6051 AGCCAGCGTCTCCAGTGAATACAAAGCTTGTGAGGAGAAGAAGAAACAGC 6100

6101 ACAAAATGGCCaCCTCTTTCCACCAGACCTACCGTGAGCGTCACGTCGAA 6150

6151 GTACTTGGTGGCCCTCTGGACTCCACGCATGATCTGCTCTTCGGGAACCA 6200

6201 AGCTACACCAGAGCAGrrCTCAACCTGGACAGCCTCACTGCCCAGCAACC 6250

,+

,+

,+

,+

,+

6251 CTGGTCTGGTGGACTACAGCCTGGAGCCCCTGCACACATTACTGGAAGAA 6300

6301 CAGAACCCGAAGCGGGAGGCTCTGAGACAGGCTATCAGCCATTATATAAT 6350

6351 GAGCAGAGCCCGGTGGCAGAACTGTAGCAGGCCCTGCAGGTCAGGCCAGC 6400

6401 ATAAGAGTAGCCATGATTCATGCCAGTGTGAGTGCCAGGATTCAAAGGTC 6450

6451 ACCAACCAGGACTGCTGCCCACGACAGAGGGGCTTGGCCCATTTGGTGGT 6500

6501 AAGCAATTTCCGGGCAGAACATCTGTGGGGAGACTACACCACAGCTACTG 6550

6551 AAGCCTACCTAAAGGTCTTCTTTGGTGGCCAGGAGTTCAGGACCGGTGTC 6600

6601 GTGTGGAACAATAACAATCCCCGGTGGACTGACAAGATGGACTTTGAGAA 6650

6651 TGTGCTCCTGTCCACAGGGGGACCCCTCAGGGTGCAGGTCTGGGATGCCG 6700

6701 ACTACGGCTGGGATGATGACCTTCTTGGTTCTTGTGACAGGTCTCCCCAC 6750

6751 TCTGGTTTCCATGAGGTGACATGTGAGCrAAACCACGGCAGGGTGAAATT 6800

6801 CTCCTACCATGCCAAGTGTCTGCCCCATCTCACTGGAGGGACCTGCCTGG 6850

6851 AGTATGCCCCCCAGGGGCTTCTGGAGATCCTCCAGGAAACCGCATGTGGG 6900

Stop6901 GCTGTGTGGTAACATAATAACAACAATAACATGCCTGAGAGCTGGGTGTA 6950

6951 GTAGCACACGCCTTTAATCCCAGCATTTGGGAGGCAGAGACAGGTGGATA 7000

Exon 3

7001 TCTATGAGTTC3AGGCCAGCCTGGGTCTACAGGGTCTC 7038

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Tab.2. (Previous pages) Incomplete genomic nucleotide sequence of the murine

perforin locus. The sequence has been compiled from [Eckhard Podack, personal

communication, 2051, 5266, 6463].. The partial sequence data from intron 2 has

not been published before. Exon 1, exon 2 and exon 3 are underlined. Start and

stop indicate the first and last translated codons.

Construction ofthe targeting vectors

Homologous recombination of the replacement type occurs when vectors with

homologous sequence of at least 1 kb are introduced into embryonic stem cells.

Exploiting the fact that interruption of the homologous sequence with small

stretches of non-homologous sequence does not preclude homologous

recombination a neomycin resistance gene can be introduced into a coding exon.

The resistance gene not only serves as a positive selection marker but also contains

multiple translation stop codons in all three reading frames leading to inactivation

of the targeted allele.

Five different targeting constructs suitable for homologous recombination at the

perforin locus were produced. For all constructs, the vector pMCLneoPA (Lowrey

et al., 1989; Trapani et al., 1989; Youn et al., 1991) provided the neoR cassette. A

point mutation of the neomycin resistance gene occurring in some of the

circulating plasmids pMCLneoPA has been reported to decrease the G418

resistance conferred by the neomycine resistance cassette (Thomas and Capecchi,

1987). Retrospectively, the mutation in the coding sequence of the

phosphotransferase was detected by a restriction digest in the neo cassette of all

constructs.

Homologous recombination with the first construct pICLPHR would result in

disruption of the perforin gene in exon 2. To construct pICLPHR (Fig. 15 and

Fig. 16), a 1.2 Sall/Xhol fragment from pMCLneoPA was cloned into the vector

pTZ19R.GC, that contains a genomic DNA fragment of perforin (kindly provided

by E.Podack, Miami ). This construction intermediate pTZ19R.mPlneoPA was

linearized with Smal in exon 2 and the Smal ends were converted to Xhol

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compatible ends by ligation with an Xhol linker and digestion with Xhol. The

mutated perforin SacI/SacI fragment was subsequently subcloned into

pICI19R.MCI-TK (Yenofsky et al., 1990) containing the HSV-TK gene under the

control of the HSV-TK promoter engineered for optimal expression in ES cells.

The electroporation construct pICLPHR was linearized with Seal before use in

electroporation experiments.

Since no homologous recombinant ES cells were recovered from electroporation

with linearized plasmid pICLPHR, the four related constructs pICLHKl,

pICI.HK2, pICI.HK3 and pICLHK4 (Fig.17) were established subsequently. These

constructs lead to disruption of the perforin gene in exon 3.1n order to clone the

targeting constructs pICLHKl -HK4 (Fig.15) the vector pTZ19R.GC containing a

genomic fragment from the perforin gene was opened at the BstE2 restriction site

in exon3. By a ligation of blunt ends an Sall/Xhol fragment containing the neo

cassette from pMCLneoPA was inserted into exon3. Parallel and antiparallel

orientation of the neo cassette gave rise to the two construction intermediates

pTZ19R.VKp and pTZ19R.VKap. The EcoRV/EcoRV fragments from the

intermediates were then subcloned each into pICI19R.MCI-TK. Different

orientations of the EcoR5 fragments to the HSV-TK gene of the vector yielded the

four electroporation constructs pICLHKl, pICI.HK2, pICI.HK3 and pICI.HK4.

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.0.9 0.2 1.7 1.2 0.2 1.0 0.25 1.8 kb

CO

<8

3 9a

3 S.S

0.XI-

HSV-TK

oCO

CO

Perforin

genomic ONA

1512S^

8a>

1 Perforin

£ genomic ONA

<

1

COoCO

Fig. 15. Structure of the exon 2 derived construct pICLPHR The construct used to

electroporate ES cells is contained in the plasmid pICLPHR. The perforin

homologous sequence is a SacI/SacI fragment from intron 1, exon 2 and intron 2

of the genomic perforin locus. The perforin introns are indicated by a thicker line.

The interruption with the neo cassette at the Bgll site of exon 3 introduces several

stop codons in all three reading frames. The structural neo gene from Tn5

(Mansour et al., 1988) is driven by a promoter optimized for expression in ES cells

(beck et al., 1982). In detail, it consists of a tandem repeat of the enhancer region

from the polyoma mutant PYF441, bases 5210 - 5274 (Thomas and Capecchi,

1987), the HSV-TK promoter from bases 92 - 218 (Fujimura et al., 1992) and a

synthetic translation initiation sequence. The HSV-TK structural gene included in

the construct (McKnight, 1992) is placed behind the same promoter. The construct

was linearized in the bacterial plasmid sequence with Seal before electroporation.

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a) 1.5 kb

pTZ19R.GCo

t 2 neo

pTZ19R.mP1neoPA

b)

Sac1

-

Hind 1X

t

ICO

r^

krH2 | neo I 2 -

i 1>£/

H'WTK N' .i i 1 n

PICI19R.MC1-TK

c nov-ris, - 2 1 neo

pICLPHR

*—i

1 2 -\

1 l^

Seal

Fig. 16. Cloning strategy for targeting construct pICLPHR. pICLPHR was cloned in

two steps, (a) First, the neo cassette from pMCLneoPA was inserted as a

Sall/Xhol fragment into pTZ19R.GC. (b) The Sad fragment carrying perforin

sequence and the neo cassette was isolated, the ends were converted to Hindm

compatible ends and ligated into the Hindlll site of pICI19R.MCl-TK to yield the

targeting construct pICLPHR.

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a)

EwM

at£»

EcoflV

EeoRI

12

Ecoflv

I '

Sail

PTZ19R.GC

BstEil

EmRV

EmRV

QTCACO 1MI

» -k

Xhol Sail

C3

pMCLNeoPA

Xhoi/Sall

TCGACIIS

iCT

Klenow

Klenow

CIP

TCGAC

AGCTC!IS

EetftV

EMM

2

EeoRV1

OOTCAC OTCACCJlSHI

1I jSCAQTd CAOTQG|____

Ligation

Eton

1 •

Snat

1 Hna

HkMM EM*

1 1EmRV

21

1 llfNtoojf 1 3 fip

1M

~~r iSot f>m

1

| TEwM Ewm

1 |

12

1 1 fHH „r

PMfn

T'

Fti MM

3<a1 J

pT219R.VKp pTZ19R.VKap

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SMI

„„;;., ;sS»«*«:u«»«|!»|i!«!»HW.TICI.i§>

PICI19.MCI-TK

Sail

;-,T;7ft,f jTCOAC

acr o"

Klanow

CIP

SBwIifiliaiiiiiiii!PSv-TX

XTCOA TCOAC

5AGCT AOCTO-

plCI.HK1

Ligation

PICI.HK2

Ecofil EcoH MM* EooH

tin

Been

Sail

Eoofli

Sail

cm

EcofM

EcoM CM

Sail

M HSV-TK

Sail

EooAt Goofll

Saat

PICI.HK3 PICI.HK4

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Fig. 17. (previous two pages) Cloning strategy for targeting constructs

pICLHKl, pICLHKl, pICI.HK3 andpICI.HK4

a) The intermediates pTZ19R.VKp and pTZ19R.VKap were constructed by

insertion of the Xhol/Sall neo cassette from pMCLneoPA into

pTZ19R.GC. Insertion of the cassette in a parallel fashion in respect to the

transcriptional directions of the genomic perforin sequence yielded

pTZ19R.VKp. pTZ19R.VKap carries the neo cassette in the antiparallel

direction.

b) Ligation of an EcoRV/EcoRV fragment from pTZ19R.VKp or VKap

respectively into the blunt ended Sail site of pICI19.MCI-TK in both

possible directions gave rise to the four electroporaton constructs

pICLHKl, pICI.HK2, pICI.HK3 and pICI.HK4. Note that all four

constructs differ in the relative orientation of perforin genomic sequence,

neo cassette and HSV-TK gene.

The constructs were linearized with Clal before electroporation.

Transfection of ES cells with targetting constructs and screening for homologous

recombination at the perforin locus

The targeting constructs described above were introduce into embryonic stem cells

by electroporation. After growing the eiectroporated cells under selecting

conditions, the clonal colonies were screened for homologous recombination by

PCR and positive colonies were expanded for further characterization.

A constant number of ES cells were eiectroporated with 15 /Jg of linearized, exon 2

derived targeting construct pICLPHR and grown in the presence of G418. Some

experiments were performed with G418 and gancyclovir double selection hoping to

enrich for homologous recombinants (Thomas and Capecchi, 1987). To provide a

negative control, cells that were eiectroporated in the absence of plasmid DNA

were exposed concomitantly to the same selecting conditions.In all control

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experiments no G418 resistant colonies were observed confirming the stringency of

the selection conditions.

Usually, the number of G418 resistant colonies recovered from 5 x 106

electroporated ES cells varied to a considerable degree with the ES cell line, the

batch of ES cells, the number of in vitro passages they have gone through and their

state of proliferation.

In order to establish the conditions for the PCR screening procedure, ES cells

were electroporated with the construction intermediate pTZ.mPlneoPA (Fig.16).

Random integration of this control construct can be used to simulate the screening

procedure for homologous recombination, since it results in the same PCR

fragment when tested with the screening primer set c/d (Fig. 18). The suitability of

the primer screening method was confirmed by the detection of the 12 kb

fragment amplified from as little as 10 lysed intermediate electroporated ES cells

in the presence of genomic DNA from 10000 cells. A fraction of the

electroporation experiments were screened with the improved primer set e/f,

which yielded the same sensitivity but worked more reliably because of the smaller

fragment amplified by this primer pair.

Results of the electroporation of D3H, D3 and BL/6-IH ES cells with pICLPHR

are shown in Tab.3. The electroporation of D3H cells yielded 190 neo resistant ES

cell colonies per 5 x 106 cells used for electroporation. The corresponding

frequencies were for D3 ES cells 134 and for BL/6-III cells 124 colonies per 5x10s

electroporated ES cells in average. The BL/6-HI cells compared to cells of D3

origin consistently yielded 25-50% less G418 resistant colonies. This fact most

probably reflects their slower proliferation rate and lower plating efficiency in in

vitro culture.

After electroporation with construct pICLPHR over 1176 colonies (not all data

shown) were screened for homologous recombination by PCR and subsequent

Southern blotting. The theoretical crossovers for targeting of the perforin locus,

the diagnostic Southern blotting fragments and the position of PCR primers

employed are shown in Fig. 18. No homologous recombinants could be recovered

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from these experiments. Since there was a possibility, that the frequency of

homologous recombination with this construct was too low to find a targeted clone

in a screenable number of colonies, a positive and negative selection procedure

was applied (Fig. 17). This double screening procedure with G418 and gancyclovir

has been reported by some groups to increase the targeting frequency of constructs

flanked by one, two identical or two different (TK1 and TK2) herpes simplex virus

thymidine kinases (HSV-TK) by a factor of up to 2000 (Mansour et al., 1988) .

When double selection was applied to electroporation with the construct

pICLPHR, the frequency of resistant colonies dropped about fivefold compared to

selection with only G418 indicating that the additional gancyclovir selection

conditions were stringent. But still no homologous recombinant ES cell clone was

isolated from 342 screened G418/gancyclovir double resistant colonies.

Consequently, either the frequency of homologous recombination is not increased

by double selection, an observation reported also by other groups (Mansour et al.,

1988; Donehower et al., 1992; Chisaka et al., 1992; Thomas and Capecchi, 1990;

DeChiara et al., 1990; McMahon and Bradley, 1990) or the screening procedure by

PCR was not able to detect the mutation in Exon 2 of the perforin gene.

Alternatively, despite the fivefold enrichment by double selection, the frequency of

homologous recombinants might have been too low to allow the detection of

homologous recombination in the limited number of screened colonies.

Possibly, the failure to find homologous recombination with construct pICLPHR

was not due to an intrinsic property of the perforin locus but rather was a problem

associated with this specific construct. Probably it either resulted because the

length of homology was not sufficient to mediate homologous recombination or

alternatively because the secondary structure of the perforin locus or proteins

bound to the chromatin precluded homologous recombination or its detection by

PCR. In order to circumvent these potential problems, four additional targeting

constructs pICLHKl, pICI.HK2, pICI.HK3 and pICI.HK4 were established.

These vectors contain perforin homologous sequence derived from exon 3 and

from the flanking introns. In addition, the length of homologous sequence was

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84

more than doubled from 1.5 kb of the exon 2 derived construct pICLPHR to 3.3

kb. Fig.20 shows the theoretical crossovers for homologous recombination with the

construct pICI.HK2, the lengths of the expected restriction fragments for the

wildtype and the targeted allele and the positions of the employed PCR primer

pairs. The restriction fragment lengths and PCR fragments of the other three

constructs are given in Tab.4. The results of the electroporation of ES cells with

constructs pICI.HKl-HK4 are listed in Tab.5. The frequency of G418 resistant

colonies recovered varied again considerably with the ES cell line and the batch of

cells used. No viable colonies were recovered from control electroporations

without construct DNA added, showing the stringency of the G418 selection

procedure. In a first experiment the same batch of D3H cells were electroporated

with the four targeting constructs and the colonies resulting from 5 x 106

electroporated ES cells were screened for homologous recombination. The

frequencies of neo resistant colonies per 5 x 106 ES cells varied between 30 for

HK2 and 240 for HK4. Homologous recombinants were isolated from

electroporation experiments with pICI.HK2 and pICI.HK4 at a frequency of 1 in

30 respectively of 1 in 200. These two constructs differing only in the orientation of

the neo cassette in respect to the homologous sequence yielded surprisingly

differing frequencies of homologous recombination and G418 resistant colonies

per 5 x 106 electroporated ES cells. Since both constructs gave about the same

number of homologous recombinant clones per 5 x 106 electroporated ES cells,

pICI.HK4 comparatively produced much higher numbers of colonies with the

construct integrated at a random site of the cellular genome. Thereafter, the

frequencies of homologous recombination could be reproduced with ES cell lines

D3, BL/6-III and D3M without any statistically significant difference in

frequencies.

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E poly A

1 Kb

•1.5 kb-

H-1200bp-H MM** |HomoJogousCM* -

•16kb-

recombination

Slop

-2.1 kb 15.2kb-

Fig.18. Disruption of the perforin gene in mouse embryonic stem (ES) cells with the

targeting constructpICLPHR

a) The targeting construct pICLPHR consisted of a 1.5 kb Sad fragment, which

was derived from perforin exon 2 and from parts of the flanking introns,

interrupted by a neo cassette of 1.2 kb length. The neo gene is driven by a HSV-

TK promoter. EcoRI (E), Sad (S) and Smal (M) sites are indicated.

b) Map of the murine perforin gene. The hypothetical crossovers with the targeting

construct are shown with crossed lines. The endogenous locus yields a 16 kb EcoRI

band when analyzed by Southern blotting with a Exon 3 probe (B) and a neo probe

(Q.

c) The disrupted perforin locus can be detected by a PCR reaction with primer c

and d or alternatively with primers e and f. Note the additional EcoRI site in the

disrupted allele that the neo cassette introduces into the locus. Consequently,

EcoRI digestion of the targeted locus will yield Southern blotting fragments of 2.1

kb and 15.2 kb depending on the indicated DNA probes.

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a Gene Targeting

neo'

HSV-tk

1~T

f 11 II 1 1 1 1

Gene X

\noo'

1 1 1 V//////A 1 1

x-neo' HSV-tk"(G418^GANC)

b Random Integration

HE

neof HSV-tk

mm-Tv-mm

x'noo' HSV-tk*<G418r,GANC')

Fig. 19. The positive-negative procedure used to enrich for ES cells containing a

targeted disruption of gene X (Mansour et al., 1988). a, A gene X replacement

vector that contains an insertion of the neor gene in an exon of gene X and a

linked HSV-TK gene, is shown pairing with a chromosomal copy of gene X.

Homologous recombination between the targeting vector and genomic X DNA

results in the disruption of one copy of gene X and the loss of HSV-TK sequences.

Such cells will be X-, neor and HSV-TK- and will be resistant to both G418 and

Gancyclovir. b, Because non-homologous insertion of exogenous DNA into the

genome occurs through the ends of the linearized DNA, the HSV-TK remains

linked to the neorgene. Such cells will be X+, neor and HSV-TK+ and therefore

resistant to G418 but sensitive to Gancyclovir. Open boxes denote introns or

flanking DNA sequences, closed boxes denote exons and cross-hatch boxes denote

the neor or HSV-TK genes.

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E poly A

Start

X

—fr - 2

3Jkb 1

16kb-

fr

Homologous recombination

Start

J R

I l-665bp—|

i. b

StopR

.5.3 kb. +

8 B

C

tkb

•115 Kb

Fig.20. Disruption of the perforin gene in mouse embryonic stem (ES) cells with the

targeting constructpICLHKZ

a) The targeting construct pICLHK2 consisted of a 33 kb EcoRV fragment, which

was derived from perforin exon 3 and from a part of the preceding intron,

interrupted by a neo cassette of 1.2 kb length. The neo gene is driven by a HSV-

TK promoter. EcoRI (E), EcoRV (R) and BstI (B) sites are indicated.

b) Map of the murine perforin gene. The hypothetical crossovers with the targeting

construct are shown with crossed lines. The endogenous locus yields a 16 kb EcoRI

band when analyzed by Southern blotting with an exon 2 probe (A), an exon 3

probe (B) and a neo probe (C).

c) The disrupted perforin locus can be detected by a PCR reaction with primer a

and b. Note the additional EcoRI site in the disrupted allele introduced by the neo

cassette. Consequently, EcoRI digestion of the targeted locus will yield Southern

blotting fragments of 5.3 kb and 11.9 kb depending on the indicated DNA probes.

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Tab.3 Electroporation ofES cells with exon 2 derived construct pICLPHR and effect of Gancyclovir

selection on thefrequency ofhomologous recombination.

Construct ES cell line

Colonies

per5xl0*cells Colonies screened Targeted ES clones

pICLPHR D3H 190 160 0

pICLPHR D3 134 270 0

pICLPHR BL/6-in* 165 496 0

pICLPHR + Ganc BL/6-m* 31 188 0

pICLPHR BL/6-m# 83 250 0

pICLPHR + Ganc. BL/6-m# 25 154 0

5xl06 ES cells of different lines were electroporated with linearized plaamid construct DNA. After 10

days of G418 selection die numberofresistant colonieswas deteniiined and a certam number ofresistant

colonies assessed for homologous recombination by PCR and genomic Southern Blotting. In certain

experiments, double selection with G418 and Gancyclovir was applied. Symbols (*, #) indicate dut die

same batch of ES cells was used for a series of dectroporations and that die frequencies can be compared

directly.

Tab.4. Expected restriction fragmentpatterns and PCRproducts after homologous recombination of

the perforin locus with thefour exon 3 derived constructs. For die localization of die probes

seeFig20.

EcoRl fragments

Construct Probe A Probe B Probe C Primer pair PCR fragment

pICLHKl 16.0. 6.0 16, 11.2. 6.0 6.0 b/d 735 bp

pICLHK2 16.0. 5.3 16. 11.9, 5.3 11.9 a/b 665 bp

pICLHK3 16.0, 5.3 16. 11.9, 5.3 11.9 b/d 665 bp

pICI.HK4 16.0. 6.0 16. 11.2, 6.0 6.0 a/b 735 bp

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Tab.5. Statistics ofES cell electroporation withperforin exon 3 derived targeting constructs

Construct

Colonies

ES cell line per 5xl0*cells Colonies screened Targeted ES clones

pICLHKl D3H * 60 60 0

pICLHK2 D3H * 30 30 1

pICLHK3 D3H * 180 180 0

pICLHK4 D3H * 240 200 1

pICLHK4 D3 105 200 1

pICLHK2 BL/6-m # 120 150 1

pICLHK4 BU6-HI # 420 150 0

pICLHK2 BL/6-m 51 142 1

pICLHK2 D3M 43 130 2

pICLHK2 B1V6-HI 21 62 4

pICLHK2 BU6-IH 14 83 2

5xl06 ES cells of die indicated ES cell lines were electroporated with linearized plasmid DNAi After 10

days of G418 selection die number of resistant colonies was determined and a certain number of resistant

colonies assessed for homologous recombination by PCR and genomic Southern blotting. Symbols (*, #)

indicate, that the same batch of ES cells was used for a series of electroporations and that the frequencies

can be compared directly.

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Example for the screening ofa successful electroporation experiment

Six lots of BL/6-QIES cells were electroporated with 30 Mg of linearized pICI.HK2

plasmid DNA. After selection for G418 resistance, the 83 resistant colonies were

picked as single clones. The colonies were divided into two equal halves, one half

passaged to a 96 well plate and the other half analyzed as crude cell lysates of

about 50 ES cells for PCR. The PCR reaction products were separated on an 1.2

% agarose gel and since no bands were visible by ethidiumbromide staining, the

gel was blotted to a nylon membrane and hybridized with the labelled respective

PCR fragment. The result of the autoradiographic exposure of the membranes is

shown in Fig.21. Besides two clearly positive clones on lane 59 and 75 (translating

to clones 134-74 and 134-96 ) eight further clones on lanes 12, 18,39,46,49,51, 64

and 79 ( translating to clones 134-17, 134-25, 134-48, 134-56, 134-60, 134-62 and

134-102) showed a fainter band at the expected length of 665 bp.

These ten clones were grown up, genomic DNA was isolated and further analyzed

by Southern blotting (Fig.22a,b and c). Homologous recombination was confirmed

in clones 134-74 and 134-96, which both had been strongly PCR positive. For none

of the weakly positive ES cell clones the genomic 5.3 kb EcoRI restriction

fragment diagnostic for homologous recombination was detected by hybridisation

with flanking probe A (Fig.22a), thus identifying the faint PCR band amplified

from these randomly integrated clones as an artifact. The hybridisation of the filter

with the exon 3 probe B (Fig.22b) internal to the construct and with probe C

complementary to the neomycin resistance gene (Fig.22c) confirmed homologous

recombination in clones 134-74 and 134-96 by the detection of the 5.3 kb and 11.9

kb bands, respectively of only the 11.9 kb band (see also Fig.20).

In all of the 8 clones characterized by only a faint PCR band, the absence of

homologous recombination was proven by the failure of flanking probe A to detect

the 5.3 kb band. Hybridisation with probe C documented the presence of the

randomly integrated construct DNA in those clones. In some clones the introduced

DNA remained intact while in others it was partially degraded. Except for clone

134-60, integration of a single copy of the construct was demonstrated in these

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clones. The complex pattern of bands with varying intensities detected by probe B

and probe C in clone 134-60 probably resulted from multiple random integrations

of construct fragments displaying varying patterns of exonuclear degradation.

The result of the genomic Southern blot was confirmed also by PCR analysis of 2

/ig purified genomic DNA, an amount of PCR template that allows the detection

of the diagnostic PCR fragment directly on the ethidiumbromide stained agarose

gel (Fig.23). The targeted mutation in clones 134-74 and 134-96 was confirmed by

this test.

Thus, two homologous recombinant clones were isolated from 83 neo resistant ES

cell colonies and their genotype was confirmed by genomic Southern blotting and

PCR amplification specific for the targeted mutation.

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Ol Ol

665 bp —

no m m7!O Ol 00 T3

2 <o

COo U1

Olo

665 bp —' t» #

Ol O) CD

-go oi~J -«J 00 3 ^O Ol O ?TTJ

665 bp —

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Fig.21. (previous page) PCR Screening of an electroporation experiment with exon 3

derived construct pICI.HK2. G418 resistant colonies electroporated with linearized

pICI.HK2 were screened by PCR with primer pair a/b (Fig.20). Homologous

recombinant clones are expected to yield a fragment of 665 bp length. VKp

denotes amplification of the 665 bp fragment from 50 pg of the plasmid control

pTZ19R.VKp (Fig.17). Two clearly positive clones(lane 59 and 75, translating to

clones 134-74 and 134-96) and 8 weakly positive clones (lanes 12,18,39, 46,49,51,

64 and 79, translating to clones 134-17,134-25,134-48,134-56,134-60, 134-62,134-

81 and 134-102) were expanded for further analysis by genomic Southern blotting.

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CM

r^-mootoocM^ti-ooi- tM t W lOlfl h- CO a> t-

I I I I I III

cocoeocoeocoeocococo

Q.

>

Wm

£t- cq oa

16 kb

11.9 kb—

mm -" m*nm- Ml Mil *—«»'-» %» Jtft ««M »

5.3 kb —

*>U(- « .»-- ?*_».

Probe A

CMa.

SIOOIOOMfrlCOlO^r(M*WIO(ONOOO)i- Is- >

i i i i i i i

cocoeocoeocoeocococo oj *° *£

B

16 kb — |

11.9 kb—!

5.3 kb —

Probe B

CM °-

rN^lfllBIONOOOIr h»>• i i i i i i *T

cocoeocoeocoeocococo w 2 »

rrrrrrrrrrrDO

16 kb_

11.9 kb—

5.3 kb —

Probe C

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Fig.22. (previous page) Genomic Southern blotting ofPCR positive clones (compare

Fig.21). Genomic DNA was digested with EcoRI, blotted to filters and hybridized

with a flanking Probe A (a), stripped and rehybridized with an internal probe B (b)

and a Probe C from the neo coding region (c). For localization of the three probes,

see Fig.20. Expected fragment lengths can be taken from Fig.20 and Tab.4. B6

indicates wildtype C57BL/6 kidney genomic DNA and B6 + VKp means the

former genomic DNA mixed with 250 pg of positive control plasmid pICLVKp.

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Fig.23: Confirmation of the PCR screening by amplification of clean genomic DNA.

Ten PCR positive clones (Fig.21) were grown up, used for isolation of genomic

DNA and 2 /zg of genomic DNA checked by PCR with primers a and b for

homologous recombination. The signals were strong enough to be detected

without Southern Blotting of the PCR gel. B6 denotes normal genomic DNA from

BL/6-DI ES cells, VKap indicates 50 pg of the positive plasmid control.

Generation ofmice heterozygous for the disruption of the perforin gene by injection of

homologous recombinant ES cells into blastocysts

All blastocyst injections were carried out by Birgit Ledermann and Kurt Burki,

Sandoz AG, Basel.

Homologous recombinant ES cell clones were judged by the morphology of their

colonies in vitro and then injected into blastocysts. The injected blastocysts were

transferred to foster mothers and eventually gave rise to chimeras.

Several homologous recombinant ES cell clones were obtained from the D3

derived ES cell lines (D3H, D3M, D3). But microinjection of these clones did not

yield any germ line chimeras inspite of the considerable effort made.

The further efforts concentrated on the homologous recombinant clones

originating from the BL/6-III ES cell line. BL/6-III ES cell clones were injected

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into BALB/c blastocysts and transferred to CD1 foster mothers. The male

chimeras with a black and white spotted fur were bred with C57BL/6 females. The

black fur colour of the offsprings indicated germline transmission of the ES cell

genotype. Transmission of the BALB/c genotype yielded brown fured offsprings

because of the presence of the dominant agouti depigmentation allele in the

BALB/c mouse strain.

Of six homologous recombinant BL/6-B3 clones that were used for blastocyst

injection only one gave rise to germline chimeras. In Tab.6 a series of four clones

is shown with results of the blastocyst injection that clearly show their non-

pluripotent phenotype. Hallmarks of non plunpotency were small or missing litters

of the fostermothers, no or a small proportion of chimeras in the litters and

chimeras born already dead or dying in the first week after birth. But from six

tested clones one, 127-76, was pluripotent and 33 chimeras from 19 litters were

derived from this clone (Tab.7). A high 30 to 3 ratio of male to female chimeras, a

hint for the presence of ES cell derived cells in the germ line of the chimeras, was

found.

9 of the 30 male chimeras descending from clone 126-76 proved to be 100%

transmitting germline chimeras, i.e. chimeras derived from a female blastocyst that

were converted during embryonic development by the male ES cells to a male

phenotype (Fig.24). This was reflected by the black coat colour of all pups when

the chimeras were bred to C57BL/6 female mice. Statistically, 50 % of these

offsprings were expected to be heterozygous for the targeted mutation. The

presence of the mutation in the offspring was confirmed by Southern blotting of

genomic DNA and hybridization with flanking probe A (Fig.25). The heterozygous

animals appeared healthy and no difference to their wildtype littermates was

noted.

Tab.8 shows an analysis of fur colour chimerism and the type of germline

transmisssion of 30 male chimeras obtained from the pluripotent clone 127-76. All

100 % germline transmitting chimeras displayed a relatively high degree of

chimerism between 40 and 90% (Fig.24), while the fertile chimeras not

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transmitting the ES cell derived phenotype showed a clear tendency towards lower

degrees of chimerism. Nonfertile chimeras occurred at all degrees of chimerism.

Genetically the genotype of the offsprings of 100% transmitting chimeras is

completely derived from C57BL/6 mouse strain except for the mutation in the

perforin locus. Therefore, from the breeding of a heterozygous male and female

mouse animals will be obtained, that are deficient for perforin while retaining the

C57BL/6 genotype. The well characterized C57BL/6 genotype will facilitate the

functional analysis in various immunological tests considerably.

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Tab.6. Result ofthe blastocyst injection offour non-phvripotentES cell clones

Clone Offsprings Chimeras Dead Chimeras

128-13

128-19

128-29

128-52

4 1 1

0 0 0

0 0 0

0 0 0

0 0 0

0 0 0

4 1 1

0 0 0

2 0 0

5 1 1

7 3 3

0 0 0

0 0 0

2 1 1

0 0 0

0 0 0

1 0 0

3 2 2

0 0 0

5 4 4

1 1 1

0 0 0

Homologous recombinant clones 128-13, 128-19, 128-29, 128-52 are not

pluripotent The clones were injected into BALB/c blastocysts. 15 -21 injected

blastocysts were then transferred to each fostermother. After birth, the number

of litters, their chimerism and survival rate reflects the pluripotency and abilityof the ES cells to cooperate with blastocyst derived cells in embryonic

development

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Tab.7. Results ofthe blastocyst injection ofpluripotentEScell clone 127-76

Chimeras

Clone Pups Born Dead Alive Male Female 100% GL

0

0

- - - - - -

0

6 3 0 3 3 0 0

10 9 5 4 4 0 3

11

0

2

0

4

9 0 9 8 1 1

2 0 2 2 0 1

4 4 0 • . •

5 4 2 2 2 0 2

9 9 6 3 2 1 1

3 2 0 2 2 0 0

7 5 0 5 5 0 1

9 9 6 3 2 1 0

3

0

3 3 - - - -

0

6 6 6

- - - -

Total 75 65 32 33 30 3 9

The targeted BL/6-m Gone 127-76 was injected into BALB/c blastocysts. 15-21

injected blastocysts were then transferred to each fostermother. After birth, the number

of litters, their chimerism and survival rate reflects their pluripotency and ability to

cooperate with blastocyst derived cells in embryonic development

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Fig. 24. Three germline transmitting chimeras derived from ES cell clone 126-76. ES

cell contribution results in black spots in the white fur. From left to right: Goliath,

Ben Hur and Al Sabah. Note that inspite of the varying degree of coat colour

chimerism all three mice passed the ES cell phenotype to 100% of their offsprings.

16 kb

5.3 kb

- fJ^ <D «>

*•*•' «»«• «•**» |p 4^.

Fig.25. Southern blot analysis of 9 offsprings from a 100% germline chimera.

Genomic DNA was isolated from tail biopsies, digested with EcoRI and hybridized

to Probe A (Fig.20) after separation and blotting. 6 of 9 litters are heterozygot for

the disruption of the perforin gene resulting in the appearance of the diagnostic 5.3

kb band.

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20

00

20

10

00

(inf

erti

leN

13

00

20

32

31

20

NonGL

31

20

00

00

00

0GL

Partial

90

21

23

10

00

0%GL

100

Total

-100%

90

-90%

80

-80%

70

-70%

60

-60%

50

40-50%

-40%

30

-30%

20

-20%

10

-10%

0Transmission

chimerism

colour

Fur

Germline)

(GL:

127-76

clone

cell

ES

targ

eted

the

jrom

generated

chimeras

male

30

the

ofchimerism

colour

withfitr

transmission

o/ge

rmli

neCorrelation

8.Tab.

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Discussion

In order to clarify the role of perforin for cytolysis, mice with a mutation of the

perforin gene were produced by gene targeting. To this end, ES cells were

transfected with five different targeting constructs. The first construct was designed

to disrupt the perforin gene by homologous recombination to exon 2. A second

group of four related constructs targeted exon 3. In both cases, a neomycin

resistance gene with translation stop codons in all three reading frames was

introduced into the perforin gene, thus abrogating the production of functional

perforin protein in cells with both alleles disrupted. Homologous recombination

was obtained with two of the exon 3 derived constructs at different frequencies,

while no homologous recombinant ES cell clone could be isolated from

transfection experiments with the exon 2 derived construct. Subsequently, several

male chimeras transmitting the targeted mutation to their offsprings were obtained

from blastocysts injected with pluripotent targeted ES cells. By breeding these

heterozygous offsprings, homozygous perforin deficient mice can be obtained.

Their phenotype will then allow an assessment of the natural function of perforin

in vivo.

Two targeting constructs derived from perforin exon 3 successfully and consistently

induced homologous recombination in ES cells. Although they differed only in the

direction of the neo resistance gene relative to the homologous sequence, the

observed recombination frequencies differed considerably: The first construct

recombined homologously at a frequency of 1 in 30 G418 resistant colonies, while

for the second a frequency of 1 in 240 was observed. How can this significant

difference be explained considering that the two constructs differ only in the

orientation of the neomycine resistance gene? First, a conformational difference

between these two constructs, which is caused by the orientation of the cassette,

could either favour or inhibit homologous recombination. Alternatively, only one

direction of the neo gene in exon 3 of perforin could allow the expression of the

phosphotransferase. The construct carrying the neomycine resistance gene in the

same direction as the endogenous locus yielded homologous recombination

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frequencies eight times higher than the construct with the resistance gene in

reverse direction. This finding is explained by an inhibition of the

phosphotransferase promoter when it is placed in reverse direction to the

endogenous promoter of the targeted gene. Consequently, the homologous

recombinant cells are more susceptible towards the selecting agent G418 and

would, at least partly, not survive the selection procedure. It is noteworthy, that the

inhibition of homologous recombination with a vector carrying the neo gene in

reverse direction to the homologous sequence was reported before for the fl2-

microglobulin gene (Mansour et al., 1988).

A first attempt to induce homologous recombination with a construct derived from

exon 2 was not successful. The failure to generate homologous recombinant ES-

cell clones with construct pICLPHR could be explained by the following reasons:

(i) Exon 2 might not lead to homologous recombination, either because the

chromosomal DNA is in a unfavorable secondary structure, or alternatively

because the access of introduced construct DNA to the genomic locus is blocked

by DNA binding proteins, (ii) Only 1.5 kb homologous sequence were contained in

the targeting construct pICLPHR, compared to typically more than 5 kb of

homology reported in successful recombination experiments. Possibly, more than

1.5 kb sequence homology is required for recombination of perforin exon 2. (iii)

Homologous recombination events actually occurred but were not detected,

because the screening procedure was not sensitive enough.

All targeting vectors used for transfection experiments contained a point mutation

known to decrease the frequency of G418 resistant cells (Koller and Smithies,

1989; Ledermann, 1991). Electroporation experiments with two targeting

constructs containing this mutation (pICLPHR and an IL-3 construct) and with the

unmutated pMCI.neoPA vector showed, that both mutated constructs yielded

about ten times less G418 resistant colonies (Yenofsky et al, 1990). Thus, the

presence of the point mutation in the perforin targeting constructs leads probably

to a reduction of G418 resistant ES cells in these experiments. But since the

homologous recombination frequency of construct pICLHK2 was relatively high,

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this was not a substantial problem. However, there is a possibility that the

mutation not only influenced the frequency of overall G418 resistant cells but also

the frequency of homologous recombinant colonies. Two cases can be

distinguished: First, the homologous genomic locus might be favorable for

expression of transfected gene, either because of its open secondary structure, or

alternatively because of adjacent promoters and enhancers. A less efficient

resistance gene expression vector leads in this case to a reduction of non-desired,

random integrants, because the expression of the neomycin resistance gene at the

random genomic locus is dependent on additional endogenous transcription

promoting elements. Consequently, the combination of a weak expression vector

and a targeted locus favoring expression can result in an increase of the frequency

of homologous recombination. Essentially, this phenomenon has been exploited to

target genes, that are expressed in ES cells by applying constructs with the

neomycine resistance coding sequence without a promoter (Ledermann, 1991) or

alternatively by using the neo cassette without a polyadenylation signal

(Schwartzberg et al., 1990; Sedivy and Sharp, 1989). On the other hand, a weakly

expressing neomycine gene is disadvantageous in the case of recombination to a

genomic locus unfavorable for gene expression. Homologous recombinant cells

would not be G418 resistant in this case, while all the viable G418 resistant

colonies would consist of randomly recombined cells, in which the expression of

the resistance gene is enhanced by the environment of the random integration site.

No direct evidence for such an effect was obtained, but eventually the successful

constructs pICI.HK2 and pICI.HK4 profited from this mechanism while some

unknown property of the non-successful constructs pICLHKl and pICI.HK3

inhibited a favorable interaction.

The experience of seven years of research in homologous recombination in ES

cells have left the researchers with very little knowledge about the parameters

influencing the recombination process, since this subject suffers from a lack of

systematic investigations. Current knowledge ( or current state of ignorance) can

be summarized as follows: Expression or lack of expression of a certain gene does

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neither preclude nor reduce homologous recombination (Donehower et aL, 1992;

Joyner et aL, 1989). The frequency of homologous recombination seems to be

favorably influenced by the length of homology between the construct and

endogenous targeted gene in the range between 0.5 and 7 kb of homology

(Johnson et aL, 1989). Recombination frequencies are neither decreased by a

disruption of the homologous sequence by a stretch of non homologous sequence

nor by one end of the construct having only little homology as long as it is more

than 0.5 kb (Hasty et aL, 1992; Thomas and Capecchi, 1987). In addition, it is

believed that the use of isogenic genomic DNA in the targeting vectors favours

homologous recombination, i.e. that the homologous genomic sequence in the

construct preferentially originates from the same inbred mouse strain as the

electroporated ES cell line (Hasty et aL, 1992). Although these days, most

approaches follow these guidelines, the reported frequencies of homologous

recombination still vary in a wide range between 1 in 20 and 1 in 10000 G418

resistant colonies. However, it is not clear if some of the reported low frequencies

reflect real frequencies or are merely caused by an unreliable screening scheme.

That the above guidelines are not absolute "conditiones sine quae non" is

illustrated by the fact, that the homologous sequence in the successful construct

pICI.HK2 was shorter than the reported optimal length of homologous sequence

and was not isogenic.

The exemplary screening procedure described above illustrated the isolation of 8

clones with a random integration of the targeting construct despite the, although

weak, positive result from the PCR screening (Fig.21 and Fig.22). The faint, false-

positive band observed after PCR-amplification of crude cell lysates can be

explained by the synthesis of so called "shuffle" or hybrid templates. Hybrid

templates can result from a primer that has been partially extended on a random

integrated construct switching to the perforin locus in a subsequent cycle. This is

possible because of the homologous sequence present in the random integrated

construct, which provides the perforin specific sequence to the partially extended

primer. The artificial "shuffle" template is amplified in the further course of the

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PCR to a fragment identical to the fragment diagnostic for homologous

recombination, as it has been reported before (Tibulewicz et al., 1992). Since it is

not always easy to differentiate a true PCR band from a fainter false positive,

especially in the absence of a homologous recombinant colony, only subsequent

genomic Southern blotting confirms homologous recombination with high

confidence.

It is known that the genomic integration of more than one construct copy is only

rarely observed in electroporated eukaryotic cells (Kim and Smithies, 1992): Of 10

clones checked in this experiment only one carried more than a single copy of the

construct (Fig.22b). Interestingly, the 1.5 kb EcoRI fragment of the linearized

plasmid showed up in all but one randomly integrated clones, while the 4.2 kb

fragment, arising from the more 5' region of the construct, was found in only 2 of

the random recombinant clones. This finding could result because the 4.2 kb 5'-

restriction fragment is protected by only 200 bp of flanking sequence against

exonuclease activity (Fig. 15). This is in contrast to the 1.5 kb fragment, which is

protected by 2.9 kb of vector sequence. The absence of the 4.2 kb band is

explained by the presence of intracellular DNAse activity, which might degrade

transfected DNA in the cytoplasm before stable integration into the genome takes

place. This intracellular DNA degradation might well be the reason for the higher

frequencies of homologous recombination found with longer constructs. Higher

molecular weight could protect the construct against degradation and

consequently, the higher recombination frequencies with longer constructs would

just reflect the higher stability of a transfected long DNA construct.

Of the six ES cell clones injected into blastocysts only two proved to have

preserved pluripotency and consequently gave rise to germline chimeras. The most

frequent cause for the loss of the pluripotent phenotype of ES cell lines lies in non-

optimal cell culture conditions. The finding that clones from some electroporation

experiments lost pluripotency while others conserved it, was correlated with a

change from senile, slowly growing embryonic feeder cells to a more rapidly

proliferating batch of feeder cells. Of course, this point was not investigated

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systematically and the additional cell culture conditions were difficult to keep

absolutely constant; but senile feeder cells seem to be at least partially responsible

for the loss of pluripotency during electroporation and selection. This finding was

further consolidated by the identification of another pluripotent targeted ES cell

clone in a subsequent electroporation experiment, for which the same batch of

fresh feeder cells was used. This additional pluripotent ES cell clone will be used

to generate a second line of mice lacking the perforin gene, which can serve as a

control to exclude an unlikely mutation cosegregating with the perforin gene in the

first line of deficient mice.

In conclusion, mice carrying a heterozygous mutation in exon 3 of the perforin

gene were produced by homologous recombination with relatively high efficiency

in ES cells. The perforin deficient mice obtained by breeding the heterozygous

animals will be a valuable tool to get further insight into the mechanism of

cytotoxicity by lymphocytes.

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8. General Discussion

In the first part of this thesis, evidence for an involvement of the cytolytic protein

perforin in cytolysis of virus infected cells by specific cytolytic T cells was provided.

A close kinetic correlation and histological association between perforin

expression and antiviral cytolytic activity was consistent with the concept, that

perforin expression indeed is required for cytolytic activity. In order to test this

hypothesis further, mice with a disruption of the perforin gene were generated by

gene targeting as described in chapter 2. These mice will allow a direct assessment

of the role of perforin in cytolysis by lymphocytes as well as the evaluation of so far

unknown aspects of perforin functions in vivo.

The analysis of perforin expression during an acute infection of mice with

lymphocytic choriomeningitis virus presented in chapter 1 confirm the granule

exocytosis model for cytotoxicity in four important points in vivo: First, perforin

expression does occur in a physiological situation, namely during acute infection

with the noncytopathic LCM virus, in which the prominent role of lytic cytotoxic T

cells in mediating not only virus elimination but also immunopathological

symptoms is well established. This directly contradicts previous claims (Potter et

al., 1984) stating that perforin expression is an artifact observed only in in vitro

cultivated cytotoxic T cells as a result of the exposition of T cells to excessive

amounts of IL-2. Since tissue culture media complemented with supernatant from

concanavalin A stimulated rat spleen cells as a source of IL-2 are required to

maintain cloned cytotoxic T cells in culture, high expression of perforin in cultured

cytolytic cells was claimed to be caused by overstimulation with excessive amounts

of IL-2. Second, the close histological association of perforin expressing

lymphocytes with virus infected liver and brain cells strongly suggests an

involvement of perforin expressing cells in virus elimination. Third, the

comparison of serial sections stained with an antibody specific for the CD8 surface

molecule was consistent with the previous finding, that perforin is expressed in the

CD8 positive cytolytic T cell subset; and fourth, the 48 hours delay between

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cytolytic activity and anti-viral cytotoxicity after infection again is arguing for an

involvement of perforin in the generation of MHC restricted anti-viral cytotoxicity.

Several subsequent studies conducted by other groups confirmed the expression of

perforin in vivo in other experimental systems with an involvement of cytotoxic

lymphocytes. Perforin expression has been demonstrated in pancreata of NOD

mice developing spontaneous diabetes (Clark, 1988), in human heart transplants

(Young et al., 1989) and in lymphocytes from the synovial fluid of patients with

rheumatoid arthritis (Griffiths et al., 1991). Although these observations provide

strong evidence for a role of perforin in natural antiviral, autoimmune and

allospecific cytotoxicity, they can not be taken as a formal direct proof. Especially,

they fail to answer the intriguing question, whether perforin is the relevant effector

molecule or merely expressed as a side effect of cytotoxic lymphocyte activation.

Assuming that perforin is an important effector molecule able to induce lysis of

target cells by itself, it would be important to know if additional redundant and/or

synergistic lytic mechanisms do exist. These questions were addressed by two

recent experimental approaches. In the first, CTLs were treated with antisense

perforin oligonucleotides during activation in vitro with an anti-CD3 antibody to

prevent perforin synthesis (Griffiths et al., 1992). The partial inhibition of perforin

synthesis led to a reduction of cytolytic activity. In the second, a noncytotoxic rat

mast cell tumor line, equipped with a functional secretory machinery, was

transfected with a perforin expression gene construct (Acha-Orbea et al., 1990).

The complementation with perforin rendered the mast cell line cytolytic. This

strongly argues for perforin being the sole effector molecule for cytolysis, although

both studies are compromised to some degree by the fact, that the cytotoxic

activity investigated was somewhat artificial antibody mediated activity in vitro

instead of natural cytotoxicity in vivo.

Consequently, the mechanism of cytotoxicity remained a controversial issue and it

became clear, that perforin deficient mice would be extremely useful to test the

different prevailing concepts and models for cytotoxicity. The recent establishment

of gene targeting by homologous recombination in embryonic stem cells allows the

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generation of mice deficient in any known gene, provided it can be isolated from

genomic DNA (Shiver et al., 1992; Shiver and Henkart, 1991). The application of

this new powerful technique to the perforin gene generated mice carrying one

disrupted perforin allele as described in chapter 2. These heterzygot animals will

then be used to breed inter se to generate homozygousity for the deficient perforin

allele. First investigations of these mice will focus on the following aspects: The

capability to mount an effective, antiviral, alloreactive and NK cytolytic response,

the ability to eliminate the LCM virus from the organism after inoculation and the

consequences of the lack of perforin on the fertility of female mice as suggested by

reports of perforin expression in granulated metrial gland cells of the placenta.

The different prevailing theoretical models to account for lymphocyte mediated

cytotoxicity can be used to make predictions about the consequences of the

deletion of the perforin gene:

1. If it is assumed, that the granule exocytosis model is true and that perforin is the

sole effector molecule, then the deficient mice should not be able to generate any

cytotoxic activity against virus-infected, allogeneic or tumor cells. Concomitantly,

the immunopathological symptoms during LCMV infection would fail to develop

as well, i.e. intracerebrally infected perforin deficient mice would not succumb to

the choriomeningitis observed in fully immunocompetent animals. However, if

some of the immunopathology still develops in the absence of any detectable

cytotoxic activity, these symptoms would not be the consequence of cell destruction

but more likely of the lymphokines secreted during the inflammatory process in

the infected tissues. Assuming, that perforin deficient mice lack cytotoxic activity in

the cytotoxic T cell and the NK compartment, they could provide a new

interesting model system to assess the role of both cytolytic cells during infection

with viruses and in a number of other physiological situations.

2. A second concept involves the notion, that perforin and an alternative

mechanism (or mechanisms) is synergizing in a redundant manner to generate cell

lysis (Bradley et al., 1984; Thomas and Capecchi, 1987; Evans and Kaufman, 1981).

In this case, one has to consider that complete elimination of perforin already

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during development would probably lead to a stimulation of the second pathway

resulting in a compensation of the perforin depletion. Such an effect has been

observed in CD4 deficient mice, in which a compensating helper cell activity is

able to induce antiviral immunoglobulin G after infection with vesicular stomatitis

virus, while animals depleted of CD4 positive T cells with an anti-CD4 antibody do

not develop immunoglobulin of this T-help dependent subclass (TKundig,

personal communication).

In this case, one would expect cytotoxic activity still to be detectable in perforin

deficient mice, although possibly at a lower level. However, the alternative

pathway of lysis would result in different kinetics and morphological appearance of

target cell lysis and the susceptibility patterns of different target cells would be

altered as well. It is well conceivable, that some target cells are susceptible to one

effector molecule, while others are resistant to this effector and sensitive to a

second, or to comphcate things further, succumb only to the synergistic attack of

two effector molecules. Assuming that alternative mechanisms do exist, mice

deficient for one main effector molecule would facilitate the identification of the

additional effector mechanism significantly.

3. It was postulated that apoptosis it the sole mechanism responsible for cytolysis

by lymphocytes (Baenziger et al., 1988; Lancki et al., 1991; Young et al., 1988;

Taylor and Cohen, 1992; Berke, 1991; Young and Liu, 1988). In this case, the

elimination of perforin would not influence at all the immunological competence

of the mutated mice, i.e. they would be perfectly healthy and cytolytic activity of

their CTLs and NK cells would be normal. In addition, no kinetic or morphological

deviation in target cell killing compared to normal mice should be observed.

4. Recently, three proteins associated with the granula of cytotoxic cells, namely

granzyme A, a rat NK granule serine protease and the polyadenylate binding

protein TIA-1, have been shown to induce DNA fragmentation in permeabilized

target cells (Russell, 1983; Golstein, 1987; Martz and Howell, 1989; Meyer et al.,

1984). These findings suggest a slight modification of the original granule

exocytosis model, in that access of these cosecreted molecules to the target cell via

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the poly-perforin pores would result in the apoptosis observed during lysis of

certain target cells by a yet unknown effect on the target cell nucleus. This

modification would account for the lack of target cell DNA fragmentation

observed in cells lysed by purified perforin protein, a finding that has been often

taken as evidence against the granule exocytosis model. But since all three DNA

fragmentation inducing molecules require a prior permeabilisation step to gain

access to the target cell, the perforin deficient mouse is still expected to be devoid

of cytolytic activity.

Depending on the outcome of the functional characterisation of perforin deficient

mice, the relevance of the candidate models and hypothesis for cytolysis by

lymphocytes will be evaluated. Despite the considerable evidence for a role of

perforin in lymphocyte-mediated cytotoxicity the controversy about this issue is

continuing to be unresolved. It seems, that with the availability of perforin

deficient mice, it will be possible to shed some light on a discussion, that

sometimes has been rather dogmatic than enlightened.

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Folgende Personen haben alle in der einen oder anderen Art ganz entscheidenden

Anteil am Gelingen dieser Arbeit gehabt. Danken mdchte ich deshalb:

Hans Hengartner fiir die Betreuung meiner Arbeit und dafiir, dass er

immer ein offenes Ohr fiir alle Sorgen und Probleme

hatte.

Rolf Zinkernagel fiir die intellektuellen Anregungen und die

Moglichkeit diese Arbeit in seiner Arbeitsgruppe

durchfiihren zu konnen.

Birgit Ledermann und Kurt Biirki fiir die grosse Arbeit, die sie in die Arbeit mit

der BL/6-III Zellinie und die Blastocysteninjektion

investiert haben, und die langfristige Zusammenarbeit

auch in Zeiten, in denen nicht alles rund lief.

Peter Seiler fur die Herstellung der Rekombinationskonstrukte

wahrend seiner Diplomarbeit.

Alana Althage und Rosmarie Lang fiir die tatkraftige Hilfe und die geduldige

Einweihung in die praktischen Aspekte der zellularen

Immunologie.

Allen Mitarbeitera des Institutes fur die unzahligen Gesprache nicht nur fachiicher

Art und die kollegiale Arbeitsatmosphare.

Meinen Eltern fur ihre stete Unterstiitzung.

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Curriculum vitae

Personalien

Name: Kagi

Vorname: David

Titel Dipl.sc.nat.

Adresse G: Institut fur experimentelle Immunologie,

Umversitatsspital, 8091 Zurich

Adresse P: Winterthurerstrasse 641,8051 Zurich

Heimatorte: Zurich, Wallisellen, Baretswil

Zivilstand: Ledig

Schqlbildung

1970 -1976 Primarschule in Hinteregg/ZH

1976 -1982 Realgymnasium Ramibuhl, Zurich, Abschluss mit der

eidgenossischen Matura Typus B, (Humanistisches

Gymnasium)

Studium

1983-1988

1986

1986-1987

1987- 1988

1988

Studium an der Abteilung fur Naturwissenschaften, ETH

Zurich, biologisch-chemische Teilrichtung

Praktikum an der Harvard Medical School, Brigham and

Women's Hospital, Hematology Division, Boston MA,

USA, Prof. H.F. Bunn

Vollpraktikum am Institut fur Biochemie, ETH Zurich,

Prof. G. Semenza

Diplomarbeit am Institut fur Pathlogiem Abteilung fur

experimentelle Pathologie, Umversitatsspital Zurich, Prof.

H. Hengartner und Prof. R.M. Zinkernagel

Titel:" Expression Lymphocyten-spezifischer Gene bei

viraler und bakterieller Infektion"

Diplom der ETH Zurich

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1988 Beginn einer Doktorarbeit an der Abteilung fur

Naturwissenschaften der ETH Zurich, ausgefiihrt am

Institut fur experimentelle Immunologie,

Umversitatsspital Zurich, Prof. H. Hengartner und Prof.

R.M. Zinkernagel

1990 Aufenthalt am Ontario Cancer Institute, Toronto, Canada,

Prof. T.W. Mak

1990 -1992 Zusammenarbeit mit der Embryonic Stem Cell Unit,

Praklinische Forschung, Sandoz AG, Dr. B. Ledermann

und Dr. K. Burki

Zurich, den 13.12.1992