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Transcript of Imaging Passive Seismic Data
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Imaging passive seismic data
Brad Artman1
ABSTRACT
Imagingpassive seismic datais theprocess of synthesizing
the wealth of subsurface information available from reflec-tion seismic experiments by recording ambient sound using
an array of geophones distributed at the surface. Crosscorre-
lating the traces of such a passive experiment can synthesize
data that are identical to actively collected reflection seismic
data. With a correlation-based imaging condition, wave-
equation shot-profile depth migration can use raw transmis-
sion wavefields as input for producing a subsurface image.
Migration is evenmore important for passively acquireddata
than for active data because with passive data, the source
wavefields are likely to be weak compared with background
andinstrument noise — a conditionthatleads toa low signal-
to-noise ratio. Fourier analysis of correlating long field
records shows that aliasing of the wavefields from distinct
shots is unavoidable.Although thisreduces the order of com-putations for correlation by the length of the original trace,
the aliasing produces an output volume that may not be sub-
stantially more useful than the raw data because of the intro-
duction of crosstalk between multiple sources. Direct migra-
tion of raw field data still can produce an accurate image,
even when the transmission wavefields from individual
sourcesare not separated. To illustrate direct migration, I use
images from a shallow passive seismic investigation target-
ing a buried hollow pipe and the water-table reflection.These
images show a strong anomaly at the 1-m depth of the pipe
and faint events that could be the water table at a depth of
around 3 m. The images are not clear enough to be irrefut-
able. I identifydeficiencies in survey design and execution to
aid future efforts.
INTRODUCTION
Passive seismic imagingis an example of wavefield interferomet-
ric imaging. In this case, the goal is to produce subsurface structural
images by recording the ambient noise field of the earth using sur-face arrays of seismometers or geophones. The images produced
with this technique are directly analogous to those produced with
conventional reflection seismic data. In the exploration seismic
community, the words imaging andmigration often are used synon-
ymously. Likewise, this paper presents the processing of passive
seismic dataas a migration operation.
Using subsurfacesources to image the subsurface was introduced
by Claerbout 1968. That work provided a 1D proof that autocorre-
lation of time series collected on thesurfaceof the earth canproduce
the equivalent of a zero-offset time section. Subsequently, Zhang
1989 used plane-wave decomposition to prove the result in three
dimensions over a homogeneous medium. Derode et al. 2003 de-
veloped the Green’s function of a heterogeneous medium with
acoustic waves viacorrelation andvalidated thetheorywith an ultra-sonic experiment. Wapenaar et al. 2004 used one-way reciprocity
to prove that crosscorrelation of traces of the transmission response
of an arbitrary mediumsynthesizes thecomplete reflection response,
in the formof shot gathers,collected in a conventional active-source
experiment. Schuster et al. 2004 showed that the Kirchhoff migra-
tionkernel oneuses to image correlatedgathers is identical to themi-
gration kernel one uses to migrateprestack activedata when one as-
sumes that impulsive virtual sources are located at all receiver loca-
tions. In summary, it is well established that time differences calcu-
lated by correlation are informative about the medium between and
below the receivers.
Data collected using subsurface sources are called transmission
wavefields or T . The conventional reflection-seismic data volume is
referred to as R. The first section of this paper explains the basic ki-nematics of extracting R from T . Next, I introduce the use of shot-
profile wave-equation depth migration to create an image of subsur-
face structure without first correlating the traces from the transmis-
sion wavefields.
One important attribute of truly passive data is that thebulk of the
raw data is likelyto be worthless. Useful seismic energy captured in
Manuscript received by the Editor March19, 2005; revised manuscript received January 24, 2006; publishedonlineAugust 17, 2006.1Stanford University, Stanford Exploration Project, Mitchell Building, Department of Geophysics, Stanford, California 94305.E-mail: brad@sep.
stanford.edu.© 2006Societyof ExplorationGeophysicists.All rights reserved.
GEOPHYSICS,VOL. 71,NO. 4 JULY-AUGUST2006; P. SI177–SI187,14 FIGS.,2 TABLES.10.1190/1.2209748
SI177
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thetransmissionwavefield mayinclude randomdistributionsof sub-
surface noise, downhole source noise, or earthquake arrivals. As-
suming thatthese noise sourcesare not happening continuously, and
not knowing when they will occur, the passive seismologist must
record continuously. Through Fourier analysis, one can explore the
ramifications of processingan entirepassivelyrecorded datavolume
rather thanindividualwavefieldsfrom separate sources.
Finally, results from a small field experiment are presented. Pas-sivedata wererecorded over severaldayson clean beachsand with a
2- 2-m array of 72 geophones.A hollow pipe was buried beneath
the array to provide an imaging target. Several data volumes from
different times of the day and various preprocessing strategies were
imaged for comparison with an active survey collected at the same
location.
FROM TRANSMISSION WAVEFIELDS
TO REFLECTION WAVEFIELDS
Figure 1, simplified for clarity, shows the basic kinematics ex-
ploited in processing transmission data. The figure includes two
recording stations capturing an approximately planar wavefrontemerging from a two-layer subsurface. Figure 1a shows a raypathas-
sociated with thedirect arrivaland a raypathreflected bothat thefree
surfaceand at a subsurfaceinterface.The second travel pathlabeled
reflection ray has the familiar kinematics of the reflection seismic
experiment with a source that is excited at receiver one. The trans-
mission wavefield is depicted in Figure 1b. Wavelet polarity is ap-
propriate for direct arrivals and for reflection. The three main fea-
tures of transmission wavefields can be appreciated here. First, the
exact timing of the arrival is unknown. Second, the phase and dura-
tion of transmitted energy are unknown and likely are complicated.
Third, if the incidentwavetrain coda is long, arrivalsin the transmis-
sion record can interfere.
If we choose trace r 1 as the comparison trace, Figure 1c depicts
the correlationspikesassociated withthe arrivals in the datapanel of Figure1b, where is correlation.A solid linewith linear moveout is
superimposed across the correlated traces corresponding to the di-
rect arrival recorded at each receiver location. The dashed line on
Figure1c hashyperbolicmoveout.However, no correlationpeak ex-
istson the r 1 r 1 trace under the hyperbola. Notdrawn,the second
arrival on r 2 will have a counterpart on r 1 from a ray reaching the
free surface farther to the left of the model. In fact, the correlations
produced from a single-plane wave will produce another plane
wave.
However,each planar reflection is moved to the lag time associat-
ed with a two-way trip from the surface to the reflector. Correlation
removes the wait time for the initial arrival and maintains the time
differences between the direct arrival and the reflections. Summing
the correlations from a full suite of plane waves builds hyperbolic
events through constructive and destructive interference. Analysisof seismic data in terms of plane-wave constituents is a commonly
invoked tool in seismic processing. Summing the correlations from
incident plane waves is a plane-wave superposition process that
builds hyperbolas.
Passive seismic imagingis predicatedon raypaths bouncingevery
which way from every direction. Cartoons depicting the transmis-
sion experimentalwaysleave something out,whichcauses an incon-
sistency that needs more raypaths and receivers to explain it. Unfor-
tunately, the trend continues nearly forever. Such a complication
arises withthe inclusion of a second reflector. Thetwo reflection rays
correlate positively with each other. The two travel paths share the
time through theshallow layer, so they correlate at a lag or time dif-
ference equal to the two-way traveltime through the deep layer.
Such a correlationis not a problem, however.An upcoming intrabedmultipleevent arrivesafterthe direct arriv-
al that was delayed by the two-way traveltime through the deeper
layer. This multiple eventhas a polarityopposite to that of the direct
arrival after it changes its propagation direction from upward to
downward. The multiple’s arrival at receiver r 2 is delayed, com-
pared with the timing of the direct arrival at receiver r 1 by the same
lagas that of thecorrelationbetweenthe reflectors,and it has theop-
posite sign. Therefore, the internal multiple cancels potential arti-
facts of the correlation. This shows the importance of modeling
transmission data with a two-way extrapolator. Without all possible
multiples, correlation artifacts will quickly overwhelm the earth’s
structure in the correlated output.
Crosscorrelation of each trace with every other trace resolves the
three main difficulties associated with transmission data: timing,waveform, and interference. First, the output of the correlation is in
lag units, which when multiplied by the time-samplinginterval, pro-
vide the time delays betweenlike events on differenttraces.The zero
lagof thecorrelation is thezero timefor thesynthesized shot gathers.
Second,each trace records the character and duration of the incident
energy as it is reflected at thesurface.This becomesthe sourcewave-
let analogous to a recorded vibrator sweep. Third, overlapping
wavelets are separated by correlation.
To calculate theFourier transform of the reflection response of the
subsurface, Rxr ,xs, , Wapenaar et al. 2004 proved
2R Rxr ,xs, = xs − xr
− Dm
T xr , , T *xs, , d2 ,
1
where * represents conjugation. The vector x will correspond herein
to horizontal coordinates, where subscripts r and s indicate different
station locations from a transmission wavefield. After correlation, r
and s acquire the meaning of receiver and source locations, respec-
tively, that are associated with an active survey. The right-hand side
RHS of equation 1 representssumming correlations of windows of
passive data around the occurrence of individual sources from loca-
Figure 1. aAn approximately planar arrival with rays showing im-portant propagation paths for passive imaging. b Idealized tracesfrom a transmission wavefield. c A shot gather reflection wave-field synthesized using trace r 1 as the source. Many details ex-plainedin the textare omittedhere forsimplicity.
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tions . The symbol Dm represents the domain boundary that sur-
rounds thesubsurface region of interest on whichthe sourcesare lo-
cated.The transmissionwavefieldsT xr , , containthe arrivaland
reverberations fromonly one subsurfacesource. For exact synthesis
of the reflection experiment, impulsive sources should completely
surround thevolumeof thesubsurfacethat oneis trying to image.Al-
ternatively, many impulses can be substitutedby a full suite of plane
waves emerging from all angles and azimuths, as in the kinematicexplanation above.
DIRECT MIGRATION
Artman and Shragge 2003 introduced the applicability of direct
migration for transmission wavefields. Artman et al. 2004 provid-
ed the mathematical justification for zero-phase source functions.
Shragge et al. 2006 showed results for the special case of imaging
with teleseisms. Direct migration of transmission wavefields re-
quires an imaging algorithm composed of wavefield extrapolation
and a correlation-based imaging condition. Shot-profile wave-equa-
tion depth migration Claerbout, 1971 fulfillsthese requirements.
Shot-profile migration uses one-way extrapolators to indepen-
dently extrapolate upgoing energy, U , and downgoing energy, D,through the subsurface velocity model. The term U , extrapolated
acausally, is a single shot gather. The term D, extrapolated causally,
is a wavefield modeled to mimic the source used in the experiment. I
will define the causal extrapolation operator, E +, andthe acausal op-
erator, E −. These are adjoint phase-shift operators calculated Claer-
bout, 1985 by
E ± = e±ik z z , 2
where
k z = s2 − kr 2, 3
kr is the wavenumber dual variable for receiver location xr , and s is
slowness. These one-way operators cannot extrapolate evanescent
waves, but that limitation is not crippling. To avoid adding needless
complexity, I do not include the details of the more accurate phase-
shift-plus-interpolation PSPI extrapolation operators Gazdag and
Sguazzero, 1984 used for migration examples herein. Wavefields
are extrapolated to progressivelydeeper levels, z, by recursive appli-
cation of E ±:
U z+1kr ;xs, = E −U zkr ;xs, and 4
D z+1kr ;xs, = E + D zkr ;xs, . 5
Theimaging condition combines thetwo wavefields andoutputs a
subsurface image. The zero-offset imaging condition for shot-pro-
file migration is defined as the zero lag of the crosscorrelation of the
two wavefields
i zxr = xs
U zxr ;xs, D z*xr ;xs, . 6
The sum over frequency extracts the zero lag of the correlation. The
sum over shots, xs, stacks the overlapping images from all the indi-
vidual shot gathers.
Extrapolation in the Fourier domain, across a depth interval, is a
diagonal matrix whose values are phase shifts for each frequency-
wavenumber component in the wavefield. Correlationof two equal-
length signals in the Fourier domain has one signal along the diago-
nal of a square matrix multiplied by the second signal vector. As
such, the two diagonal-square operations are commutable. This
means that the correlation required to calculate the earth’s reflection
response from transmission wavefields can be performed after ex-
trapolation as well as at the acquisitionsurface, if the velocitymodel
is accurate.
Table 1 demonstrates pictorially how direct migration of trans-
mission wavefields fits into the framework of shot-profile migrationto produce the 0th and 1st depth levels of the zero-offset image. The
correlationin the imagingconditiontakes the place of preprocessing
the transmission wavefield. The summationsover shot locations and
frequency in equation 6 are omitted to reduce complexity. Note,
however, that the sum over shot locations in equation 6 takes the
place of the integral over source locations in equation 1. Also, after
the first extrapolation step, using the twodifferent phase-shift opera-
tors, the two transmission wavefields are no longer identical and can
be redefined as U and D. This is noted with superscripts on the T
wavefields at depth.
Transmission wavefields from 225 impulsive sources across the
bottom of the velocitymodel in Figure 2c were modeled with a two-
way time-domain extrapolation program. The time sampling rate
was 0.004 s, and the source functions were Ricker wavelets with a
dominant frequency of 25 Hz. Figure 2a is theimage created by cor-
relating each transmission wavefield implementing equation 1 and
migrating the shot gathersby the algorithm described on the leftside
of Table 1. Figure 2b was produced by migrating each transmission
wavefield directly and summing the images as described by the right
column of Table1. Theyare identical to machineprecision.
The term T is the superposition of U and D. Extrapolating the
transmission wavefield with a causal phase-shift operator propa-
gatesthe energy reflected downward from the free surfacethat is the
source functionfor later reflections. Thisallowsthe use of T in place
of D in shot-profile migration. Extrapolating the transmission wave-
field with an acausal phase-shift operator, reverse-propagates the
upcoming events reflected from subsurface structure. This allows
the use of T in placeof U in shot-profile migration.
In effect, the extrapolations redatum the experiment to succes-
sively deeper levels in the subsurface. At those deeper levels, the
wavefields are correlated in accordance with the general theory of
equation 1. The physics captured in the formulation of shot-profile
migration remainsthe same, regardlessof thetemporal or areal char-
acteristicsof initialconditionsin the wavefields.
Extraction ofonlythe zero lag ofthe correlation for the image dis-
cards energy in the two wavefields that is not collocated. This in-
Table 1. The equivalence of shot-profile migration of reflec-tion data and direct migration of transmission wavefields.
2
Shot-profile migration Transmission imaging
U z=0xr ;xs, D z=0xr ;xs, = T z=0xr ; , T z=0xr ; ,
E − E + E − E +
↓ ↓ ↓ ↓
U z=1xr ;xs, D z=1xr ;xs, = T z=1− xr ; , T z=1
+ xr ; ,
2T xr , ,t are the wavefields of equation 1. The term xs has a
meaningsimilar to . The sums xs, and produce the image i zxr
for both methods. Only the first and second levels of the recursiveprocess are depicted.
Imaging passive seismic data SI179
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cludes energy that has been extrapolated in the wrong direction be-
cause the same data are used initially for both U and D wavefields.
Conveniently, the only modification needed to make a conventional
shot-profile migration program into a transmission-imaging pro-
gramis touseT as D insteadof using a modeledwavefield.
Very important among the motivations for migrating transmission
wavefields,is theneed to increasethe signal-to-noise ratio of theout-
put. If the experiment records only a small amount of energy, thesynthesized gathers from correlation may be completely uninter-
pretable. The synthesized shot gather in Figure 3a was produced us-
ing the same 225 transmission wavefields used in Figure 2, although
here each wasconvolvedwith a random source function. Thewave-
fields were individuallycorrelatedand summed.A fewevents canbe
seen centeredaround4000 m, butthe gather is dominated by noise.
Figure 3b shows an image produced by direct migration of the
transmission wavefields, followed by stacking the 225 images. An
identical image, not shown, was produced by correlating and then
migrating the synthesized gathers. Combining the weak redundant
signal within each shot gather with all of the others through migra-
tion produces a very good result, despite the low quality of the shot
gather produced withthe same data.
TRULY PASSIVE DATA
I differentiate passive seismic data from transmission wavefields
when the timings of individual sources are unknowable and may
overlap. For passively collected transmission wavefields, the time
axis and the shot axis are combined naturally. The parameterization
of field data, T f ,isintermsof xr and time rather than xr , ,t , which
is the parameterization of equation 1. Within , many individual
sources, and the reflections that occur t seconds afterward, are dis-
tributedrandomlyacrossthe total recording time. Both t and repre-
sent the realtime axisand therefore share the sampling ratet = .
However, I will parameterize wavefields with the understanding that
maxt is the two-way time to the deepest reflector of interest, and
is the time axis from the beginning to the end of the total recording
time.The difficulty in separatingthe datainto constituentwavefieldsfrom a single source, parameterizing as function of , comes from
not knowing the time separation between events and from the possi-
bility that the sources mayoverlap in time andspace.
If it is impossible to separate fielddata intoindividualwavefields,
transforming the long data to the frequency domain has important
Figure 2. Images created by a shot-profile migration of correlatedshot gathers and b summing of images from direct migration of in-dividual transmission wavefields. c The velocity model used formodeling and migration.
Figure 3. a A synthesized shot gather implementing equation 1,with a source trace from x = 4000 m from a passive data set mod-eled with the velocity model in Figure 2c and random source func-tions. b A zero-offset image produced by direct migration of themodeled data usedto create the shot gather in a.
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ramifications on further processing. The definition of the discrete
Fourier transform DFT foran arbitrary signal f canbe evaluated
for a particular frequency,, as
F = DFT f =
1
n
n=0
n
−1
f n e−in , 7
where n
is the number of samples in f . The frequency-domain dual
variable of is , and I will use for the frequency domain dual
variable of t . Ifthe longfunction f is broken into N sections, gnt ,
of length n / N , the amplitude of any frequency = also can be
calculated as
F =1
N n=1
N
DFTgnt =1
N DFT
n=1
N
gnt
8
by simply changing the order of summation for convenience and
scaling the result. Therefore, F calculated with equation 8 is an
N -times-subsampled versionof F calculated withequation 7.
The center equality of equation 8 the sum of short transforms
shows that frequency components common to the two transforms
are identical after a simple amplitude scaling. The right equality the
sum of time windows shows that the long transform stacks thecon-
stituent windows at commonfrequencies.The twoalternatives inter-
preted together show that subsampling thelong transform aliasesthe
time domain. This relationship between sampling and aliasing in a
signal’s representation in twodomains is the Fourier dualto subsam-
pling a timesignal to reduce itsNyquist frequency at therisk of alias-
ing high frequencies.
Passive seismicfield data,T f , take the role ofthe general signal
f , and the gnt are T xr , ,t =n as well as background noise be-
tween sources. Equation 8 states that T f
xr ,
is a subset from
T f xr , and that
T f xr ,t =
T xr , , t . 9
Therefore, implementing a single correlation of passive field data
does notproduce R, butinsteadsome unknown quantity R̃ :
R˜ xr ,xs, =1
N T f xr , T f
*xs, , 10
where N isthe number of time windows of length max t intowhich
the totalrecording time can be divided and whereT f can be calculat-
ed with equation 9. The relationship is undefined at frequencies
.
Figure 4a shows a processing flow of a simple 1D time-domain
signal,and a zoomed-inviewof each traceappears in Figure 4b. The
top trace is the input signal T f with 4096 samples. It represents a
long field recording, including three transmissionwavefields explor-
inga subsurfacewith a singlelayer. Themiddletrace is itsautocorre-
lation calculated with all frequencies, R̃ = DFT−1T f T f *.
The bottom autocorrelation was calculated by first summing eight
constituent windows of T f before discrete Fourier transformation
DFT,sothat
T f =1
8DFT
n=1
8
gnt , 11
where thenumber of samplesin each gnt was512.An identicalre-
sult can be produced by subsampling T f by 8. To facilitate plot-
ting, the trace was padded with zeros, although the function actually
is undefined at times greater thanthe last visibleenergy.
Both versions of the output — the middle and bottom traces —
have latecorrelation lagsthat do notcorrespond to physical raypaths
found in R. Mostefficiently, they arewindowed away inthe time do-
main before further processing. From the bottom trace, notice that
increasing the decimation factor to 16 would alias the symmetric,
acausal lags into the reflection response. To avoid this problem, the
short time windows, gnt , must be more than twice as long as the
time to thedeepest reflection of interest. In this example, thefirst two
correlations of R˜ are R. Producing the bottom trace involves O10fewer computations thanproducingthe middle trace.
Wavefield summation
Unfortunately, the beginning of R̃ is not always R. The stacking of
wavefields implicit in processing field data can be explored by con-sidering field data composed of transmission wavefields axr ,t and
bxr ,t from individual sources. As is the case for the input trace of
Figure4, thetransmissionwavefieldsare placed on thefield record at
unknown times a and b so that
T f = a * t − a + b * t − b. 12
Correlationin the Fourier domain to implement equation 10 yields
T f T f * = AA* + BB* + AB*e−i a− b + BA*e−i b− a .
13
The sum ofthe firsttwoterms isthe resultdictated byequation 1.The
last twotermsare crosstalk.If b − a maxt , one term isacaus-
al,and the other is at late lags that canbe windowed away in thetimedomain. That was the case in the middle trace of Figure 4. If b
− a maxt , the cross terms are included in the correlated gath-
ers. In light of the previous section, the last scenario will be the pre-
dominant situation if the source delays a and b are truly random.
For this reason, Figure 4 is not a fair representation of field data be-
cause values for a,bwere selectedvery carefully.
Figure 4. The top row is a trace representing three identical subsur-face sources in a model with a single reflector. The middle row is anautocorrelation of top trace. The bottom row is an autocorrelation of the top trace, performed with every eighth frequency and paddedwith zeros to facilitate plotting. Direct arrivals and reflections fromeach source do not interfere. Column b is the first 1.0 s of columna forall rows.
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Next, we redefine A and B as the impulse response of theearth, I e,
convolved with source functions, F , which now contain their phase
delays.As such, the cross terms of equation13 are
AB* = F a I eF b I e* = F aF b
* I e
2 = F c I e2. 14
Asdo the first twoterms in equation 13, the cross terms here contain
the desired information about the earth. However, the source func-
tion f c included is not zero phase. These terms may be the “other-
terms”or virtualmultiples mentioned in Schuster et al. 2004.Ifthe
source functions are random series,terms with residual phase F c I e2within the gathers will decorrelate and diminish in strength as the
length of f and the number of cross terms increases. Although we
hope to collect many sources, it probably is unreasonable to expect
very many of them to be random series of great length. That is not
probable if thenoise sourceshave similarsourcemechanisms.
Inclusion of these cross terms in the correlation explains why R̃
produced with equation 10 is not equivalent to R from equation 1.
Virtual multiple events resulting fromns sourceslikely will be more
problematicthan conventional multiples becauseevery reflector can
be repeated ns ! / ns − 2! times. The ratio of desirable zero-phaseterms, I e, to cross terms, F j I e
2, decreases as 1/ ns − 1 if the source
terms containthe same wavelet.
Figure 5 shows the effect of the cross terms when one is calculat-
ing correlations. The figure is directly analogous to Figure 4, al-
though with a more realistic input trace. First, there are overlapping
source-reflection pairs: The second source arrives at the receiverbe-
fore the reflection from the first source arrives.Second, the direct ar-
rivals are spaced randomly along the time axis, in contrast to Figure
4, in which the direct arrivals were placed at samples 1, 513, and
2049. That contrivance allowed the summing of constituent time
windows 256 or 512 samples long without introducing residual
phase functions as described in equation 14.
Aseismologistusing passive seismicdata to producea zero-offset
trace from R, thebottomtracein Figure 4,cannotdo soby autocorre-
lating the top trace in Figure 5. The middle trace is the autocorrela-
tion with input T . The bottom autocorrelation was computed af-
terfirst stacking eight constituentwindows. In contrast to the twoau-
tocorrelations in Figure 4, here not even the early lags are the same.
The presence of more aphysical correlations in the middle trace for
this example has caused the symmetric peaks at late lags to be
aliased into theearly lags of the bottom result at this level of decima-
tion. Both methods produce the wrong result at almost all times.
However, theyare correctand identical at zerolag.
This analysis shows that without invoking long, purely random
source functions, a single correlation of passive data will not model
shot gathers from a reflection survey. In the next section, I use 2D
synthetic data to show the extentof theproblemand theabilityof di-
rect migration to produce a correct subsurface image, despite thesummation of wavefields.
Examples with synthetic data
To demonstrate theeffects of wavefieldsummation, I usetwo syn-
thetic acoustic passive-data sets. Transmission wavefields from 225
impulsive sources across the bottom of the velocity models were
propagated with a two-way extrapolation program, as before. To
then simulate a passive recording campaign, I convolved a unique
source function with each wavefield before summing all of them to-
gether. Thetotal length of the source-function trace mimicsthe dura-
tionof the recording campaign. The shape, time location, and length
of the waveletused within the source-function trace, otherwise zero,embodies my assumptions on the nature of the ambient subsurface
noisefield. The source functions incorporate many of the features of
the toy examplein Figures4 and 5.
Figure 6 shows synthetic data from a model containing two dif-
fractors in a constant-velocity medium. Figure 6a is a transmission
wavefield from a subsurface source below the far left of the model,
whereas the source in Figure 6b was below x = 5000 m. Source
wavelets were 50 ms long, with a dominant frequency of 25 Hz,and
were placed on the time axisto align their direct arrivals.This exper-
iment is the 2D analog to Figure 4. Figure 6c is the sum of all 225
similar wavefields from shots below the entire width of the surface
array. The coherent summation of the direct arrivals makes a strong
plane wave at t 0.6 s, and the diffractors are captured well bymeans of constructive interference. Crosstalk between the wave-
fields hasbeen canceledusingdestructive interference. The summed
wavefield below the strong plane wave is the same as would be col-
lected from a zero-offset reflection experiment. Correlation of the
traces in Figure 6c does not produce shot gathers. Instead, each xs
plane from R̃ contains a series of plane waves that completely mask
the diffractors. However, the slice from the correlated volume xs= xr is interpretable.The autocorrelation produces a result similarto
Figure 6c, in which the plane wave is moved from t 0.6 s to zero
lag.
In contrast, Figure 7 shows synthetic data from the same model,
with the addition here of random phase delays for the source func-
tions throughout the experiment. Figure 7a–c correspond to its re-
spective panels in Figure 6. Note that theminimum traveltime of thedirect arrivals in Figure 6a and b is thesamewhereasthose in Figure
7a and b are not the same. The strong plane-wave and coherent dif-
fractors from Figure 6c have beenreplaced by an uninterpretablesu-
perposition. Correlating traces from this wavefield returns R̃ that is
completely unusable, rather than the reflection wavefield R. This is
the 2Dequivalentto Figure5.
Data alsowere synthesized using a model that contained two syn-
clines. Source functions were identical to those used for the diffrac-
tor exercise above. Figure 8a shows summed wavefields with cor-
rection for the onset time of the 225 subsurface sources, and Figure
Figure 5. The top row is a trace representing three identical subsur-face sources as in Figure 4. The middle row is an autocorrelation of the top trace. The bottom row is an autocorrelation of the top trace,performed with every eighth frequency and paddedwithzeros tofa-cilitate plotting. Thedirect arrival of the second source is before thereflection resulting from the first source.Column b is thefirst1.0 sof column a forall rows.
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8b shows the wavefields without correction. Again, correlating the
superposition of wavefields, from either panel, returns an unusable
data volumerather thanshot gathersof R.
DIRECT MIGRATION OF PASSIVE DATA
If we use equation 10 to correlate field data because we are un-
able to collect T as a function of individual source functions, wecannot processthe result of the correlation by using conventional re-
flection data tools. Without separating the wavefields from each
source for independent processing, we cannot eliminate all time de-
lays completely, as shown in equation 13. However, the superposi-
tion of wavefields inherent in the Fourier transform of passive field
data, equation 8, has a direct counterpart to migration of active
sourcedata.
Shot-profile depth migration produces the correct image if the
sourcewavefield, D, is correctfor thedata wavefield,U . Shot-profile
migration becomes plane-wave migration if all shot gathers are
summed forthe upcoming wavefield xsU , andif a horizontal planar
sourceis used forthe downgoing energy, xs D. The wavefield inFig-
ure 6c couldbe imaged successfullywith a horizontal planewave at
t = 0.6 s modeledfor D.
This shot-profile migration method can introduce crosstalk be-
tween the individual experimentswhilewe areattemptingto process
them all together. Such crosstalk will be avoided in two cases. First,
Figure 6. Representative transmission wavefields with sources abelow x = 1200 m and b below x = 5000 m. c The sum of 225transmission wavefields from sources evenly distributed across thebottom of the model. Minimum traveltime of the direct arrival ineachwavefield is the same.
Figure 7. Representative transmission wavefields with sources abelow x = 1200 m and b below x = 5000 m. c The sum of 225transmission wavefields from sources evenly distributed across thebottom of the model. In contrast to Figure 6c, the minimum travel-time of thedirect arrival in eachwavefield here is random.
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sourcesthat are separated areally will not interfere, such as whenwe
are migrating the first and last shots of a sail line, and those shots do
not investigate the same subsurface volume. Second, an approxi-
mately contiguous distribution of sources will cancel the crosstalk
by means of destructive interference and will synthesize a zero-off-
set data acquisition. The modeled data used herein have sources be-
neath the entire surface array and thus fulfill the latter requirement.
The information lost in this sum is the redundancy across the offsetaxis. Forsimple structuralimaging, thezero-offset image is satisfac-
tory. For more complicated mediums or further processing, a full
plane-wave migration can be implemented Sun et al., 2001; Liu et
al., 2002.
Table 2 demonstrates pictorially how direct migration of passive
field datafits intothe frameworkof plane-wavemigration analogous
to Table 1. Summation of shot gathers from an activedata set before
migration is represented on theleft. The toprow of theright column
recognizesthe sumover thesourceaxis inherentin the Fourier trans-
formof passive field data shown in equation 8.Regardless ofthe ini-
tial conditions of U , D, or T , they are extrapolated correctly to the
next subsurfacelevel,if the velocitymodel is accurate.Figure 9a and b shows zero-offset images produced by direct mi-
gration ofthe data shown in Figure 8a andb, respectively. The quali-
ty of Figure 9a is equivalent to a zero-offset reflection migration.
Dipping reflectors and sharp changes in slope produce migration
tails. Figure 9b is a remarkably clean image, given the appearance of
the input data, although it is not as high quality as its counterpart.A
faint virtual multiple that mimicks the first event can be seen at z
= 350 m. The physical multiplefromthe first reflector at z = 485 m
is very dim which actually highlights the second reflector that gets
masked in Figure 9a. The summed wavefields shown in Figure 8a
and used asthe data for the image in Figure 9aalso could be imaged
with a source function modeled as a horizontal plane wave at t
= 0.6 s. However,the summed data shown in Figure 8b andusedfor
the image in Figure 9b require a complicated source function withtemporal topography that would be impossible to extract from the
data.
The lengths of the source functions used to synthesize the data
were equal to themodeling time of thetransmissionwavefield.Thus,
summing the wavefields as dictated by equation 9 does not accom-
modate the requirement that the wavefields be at least twice as long
as maxt to avoid aliasing the symmetric acausal lags. The short
time axis also allows late time events to wrap around the time axis
when one is applying the random phase delays. For these reasons,
the image in Figure 9b represents a worst-case scenario of careless
data preparation.
FIELD EXPERIMENTCrosscorrelating seismic traces of passively collected wavefields
has a richhistory inthe studyof thesunDuvall et al.,1993. Howev-
er, only two dedicated field campaigns that test the practicality of
passive seismic imaging on earth can be found in the current litera-
ture: Baskir and Weller 1975 and Cole 1995. Neither experiment
produced convincingresults.Hopingthat hardware limitationsor lo-
cality could explain their lack of success, I conducted a shallow,
meters-scale, passive-seismic experiment in the summer of 2002.
Seventy-two 40-Hz geophones were deployed on a 25-cm grid on
the beach of Monterey Bay, California, and were
linked to a Geometrics seismograph. The experi-
ment was combined with an active investigation
of the same site using the same recording equip-
ment and a small hammer Bachrach and Muker-
ji, 2002. A short length of 15-cm-diameter plas-
tic pipe was buried a bit less than 1 m below the
surface. The array was approximately 100 m
from the water’s edge. The water table was ap-
proximately 3 m deep. The velocity of the sand,
derived from the active survey, was a simple gra-
dient of 180 to 290 m /s from the surface to the
water table, below which it was1500 m/s.
Figure 10 shows the time-migrated active-
source image, which has a clear anomaly associ-
Table 2. The equivalence between direct migration of passive field data andsimultaneous migration of all shots in a reflection survey. 3
Plane-wave migration Wavefront imaging
xsU z=0xr ;xs, x
s D z=0xr ;xs, = T z=0xr , T z=0xr ,
E − E + E − E +
↓ ↓ ↓ ↓
U z=1xr , D z=1xr , = T z=1− xr , T z=1
+ xr ,
3Only the first and second levels of the iterative process are depicted. produces theimage i z forboth methods.
Figure8. Summedtransmissionwavefieldsfrom 225sources evenlydistributed across the bottom of the syncline model in Figure 2c. aMinimum traveltime of the direct arrival in each wavefield is thesame i.e., is analogous to Figure 6c. bMinimumtraveltime of thedirectarrival in eachwavefieldis randomi.e.,is analogous to Figure7c.
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ated with the hollow pipe andthe watertable.A simple rms gradient
velocity to thewater table was used for imaging. Thewater-table re-
flection at 26 ms in the section carries a wavelet approximately
2.5 ms in duration, which gives it a dominant frequency of 400 Hz.
The high quality of thebeach sand resultedin recording useful ener-
gyas high as1000 Hz Bachrachand Mukerji, 2002.
Passive data were collected at several sampling rates over the
course of 2 days, 2 weeks after the active survey. Because of limita-tionsof the recording equipment, only 1 hour of data exists from the
campaign. The seismograph was only able to buffer 1 s of data in
memorybeforewriting to a file. Thetime required to write,reset,and
retrigger was at least five times greater than the length of data cap-
tured, depending on sampling rates. By continuously triggering the
seismograph, the system wrote subsequent records as soon as the
buffer/write cycle was complete. Then the individual records were
splicedtogether along the time axis to producelong traces.The gaps
in the traces do not invalidate the assumptions of the experiment, as
long as the individual recordings were at least as long as the longest
two-way traveltime to the deepestreflector.
Because the array was only eight-by-nine stations, shot gathers
produced by correlation, even when resampled as a function of radi-
al distance from thecenter trace, had toofew traces to findconsistentevents. Migrating the data provides both signal-to-noise enhance-
ment, as described above, as well as interpolation. In this case, five
empty traces were inserted between the geophone locations for mi-
gration, as shown in Figure 11. During extrapolation, the energy on
the live traces moves laterally across to fill the empty traces. After
the distance propagated is approximately equal to the separation be-
tween live traces, wavefronts have coalesced into close approxima-
tions to their expressionif thedata were interpolated first.
Data were collected to correspond to distinct environmental con-
ditions throughout the course of the experiment. Afternoon data
were collected during high levels of cultural activity and wind ac-
tion. Night data had neither of these features, whereas morning data
had no appreciable wind noise. In all cases, the pounding of the surf
remained mostly consistent. By processing data within various timewindows,I hoped thatimages of thewater table could be produced at
different depths. However, given the 2-m maximum offset of the ar-
ray, ray parameters less than17° from the vertical would be required
to imagea 3-mtable reflectorat the very center of thearray. Very lit-
tle energy was captured at such steep incidence angles. Had we not
been carefulto avoid walkingaround thearray duringrecording,this
mightnot have beenthe case.
Figures 12–14 show the images produced during the different
times of the day. Approximately 5 minutes of
0.001 s/sample data were used to produce each
image by direct migration. Usable energy past
450 Hz is contained in all the data collected.
Abiding by the one-quarter-wavelength rule, and
using 200 m/s with 400 Hz, the data should re-solve targets to 12.5 cm. Other data volumes
corresponding to various faster and slower sam-
pling rates were processed, although these results
are the most pleasing. All output images contain
an appreciableanomalyat the locationof thebur-
iedpipe.
In most cases, preprocessing consisted of a
low-cut filter that removed energy below 150 Hz
to eliminate electrical grid harmonics. Also, the
higher octaves carry the only useful signal con-
sidering thelow velocity ofthe beachsandand thesmall areal extent
of the array. Figure 12 is the image produced at midday. Figure 12a
and b are the x and y sections corresponding to the center of the bur-
ied pipe.
Figure 13 was produced withdata from around midnight. The im-
age planes are the same as for the previous figure. One-dimensional
spectral whitening alsowas tried, althoughthe simpleapplicationre-
mained stable onlyduring night acquisition.Figure 14 was produced with the whitened version of the data
used for the previous figure. Notice the instability at shallow depths
before the wavefront healing has interpolated across the empty trac-
es. Data collected in the morning did not yield images sufficiently
different fromthe night datato warrant inclusion.
Figure 9. a A zero-offset image produced by direct migration of Figure 8a. b A zero-offset image produced by direct migration of Figure 8b.
Figure 10.An inline, x, and crossline, y, time-migrated active-seismicimage. The hollowpipe causes an overmigrated anomaly at x = 12 m, t = 12 ms. A strong water-table re-flection is imaged at 28 ms.After Bachrachand Mukerji2002.
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In the whitened-night-data image and the bandpassed-day-data
image, there is a hint of a reflector at a depth that could be the water
table. High tide on that day was at 4:30 in theafternoon,and lowtide
was atabout 9:30 P. M., sothe relative change ofthishintof a reflector
is consistent. However, because of the limitations of the array, dis-
cussed above, and the lack of strength and continuity along the
crossline direction, I do not consider this a very reliable interpreta-
tion.
DISCUSSION
Draganov et al. 2004 systematically explored the quality of a
passive seismic processingeffort as a function of the number of sub-
surface sources, the length of assumed source functions, and migra-
tion. Rickett and Claerbout 1996 identified increasing the signal-
to-noise ratio by the familiar 1/ n factor, where n can be time sam-
plesin the source function, or the number of subsurfacesources cap-
tured in the records.
If the natural rate of seismicity within a field area is constant, ac-
cumulation of sufficient signal dictates how long to record. When
one is interpreting the increase in signal by the factor 1 / t , with ap-plication to short subsurface sources, t represents the mean length of
the source functions rather than the total recording time. Assuming
some rate of seismicity associated with each field site, the total re-
cordingtimewill control thequality of theoutput by 1/ ns, where nsis the number of sourcescaptured.
Another method for increasing the quality of the experiment is to
field more instruments and thereby to migrate more traces. Migra-
tion facilitates the constructive summation of information reflected
from a subsurface reflection point and captured by each receiver in
the survey. Therefore, the use of more receivers sampling the ambi-
entnoise field resultsin more-constructivesummationto eachimage
location in the migrated image. In this manner, migration increases
the signal-to-noise ratio of a subsurface reflection by the ratio 1 /
r ,where r is the numberof receivers thatcontain the reflection.This al-
lows theproductionof veryinterpretable images,despite raw data or
correlated gathersthat show little promise.
Definitive parametersfor the numbersof geophones required, and
sufficient length of time to assure high-quality results for a passive
seismic experiment, are ongoing research topics because few field
experiments have yet been analyzed. However, it is clear that a very
complete sampling of the surficial wavefield will be required and
that thelength of time requiredwill be dictated on theactivityof the
local ambientnoise field. Considering the layout of equipment,very
complete sampling means that more receivers are better and that ar-
eal arrays are much better than linear ones. The limitations of linear
arrayscan be seenby consideringa plane wave propagating along an
azimuth other than that of a linear array. After the direct arrival iscaptured, the subsequent reflection path pierces the earth’s surface
again in the crossline direction awayfrom the array. Thisacquisition
limitationrequires a 2.5D approximation. The apparent-rayparame-
ter of the arrival will suffice, given an areally consistent and planar
source wave and a limited velocity contrast perpendicular to the re-
ceiver line. Because the true direct arrival associated with a reflec-
Figure 11. A small time window of inline and crossline sections of araw passive-transmission wavefield inserted on a five-times-finergrid formigration.
Figure 12. A migrated image from passive data collected during thewindy afternoon.This inline andcrosslinedepth sectionwas extract-edat the coordinates ofthe buried pipe.
Figure 13. A migrated image from passive data collected during thenight.This inline and crossline depth section wasextracted at the co-ordinates of the buried pipe.
Figure 14. A migrated image from passive data collected during thenight. One-dimensional spectral whitening was applied before mi-gration to the same raw data used in Figure 13. This inline andcrossline depth section wasextracted at the coordinates of the buriedpipe.
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tion travel pathis not recorded, erroneous phase delays and wavelets
mayoccur, and theymay distortthe result.
CONCLUSIONS
To avoid crosstalk, previous literature discussing passive seismic
imaging assumes thatonly individualsourcewavefieldsare correlat-
ed or that the source functions are random series. Direct migration,however, is not constrained by this assumption. In its place, sources
need to be either roughly contiguous or widely distributed. Direct
migrationcan be performed with onlya minor adjustmentto conven-
tional reflection-seismic migration algorithms that use extrapolation
and a correlation-based imaging condition. Direct migration of all
the sources simultaneously also saves substantial computational
cost becauseonlyOn traces must be migrated rather thantheOn2traces associated with synthesized shot gathers.
Migration moves the correlation into the subsurface to the reflec-
tor position. Casting the processingof transmission wavefields as an
imaging problem allows direct comparison of the process to phase-
encoding and reverse-time migration strategies and introduces the
possibility for more advanced imaging conditions such as deconvo-
lution.Also, converted mode imaging strategies may provide a con-venientframework within which to explore multicomponentdata.
Migrating all sources at the same time removes redundant infor-
mation from a reflector as a function of incidence angle.Thismakes
velocity updating after migration impossible. At this early stage, I
contendthat passive surveyswill be conducted onlyin activelystud-
ied regions where very good velocity models are already available.
If thisbecomes a severe limitation, incorporation of plane-wave mi-
grationstrategiescan fillthe offset dimension of the image.
The field experiments on the beach at Monterey Bay indicate that
passive seismic experiments can work in practice. A significant
anomaly is present at the location of the hollow pipe target. Howev-
er, the target was small and localized in all dimensions, which does
not remove the possibility of an anomalous focusing of energy with-
in the aperture of the array. The probability of such an occurrence atexactly the location of the pipe is minimal, however. Because of a
multifaceted field program, two weeks passed between burial of the
pipe and the passive survey. Because the ends of the pipe were not
sealed, sand may have filled the pipe and reduced its linear dimen-
sion. Future surveys should be executed to avoid this problem and
should include burial of a target withan unnatural shape.
ACKNOWLEDGMENTS
Thanks go to my colleagues and advisers at Stanford University
for insightful discussions and development of the infrastructure to
perform these experiments. I thank Deyan Draganov of Delft Uni-
versityfor successful collaboration andfor hismodeling efforts. Ran
Bachrach provided the Michigan State shallow-seismic-acquisition
equipmentfor thebeach experimentas wellas hisimagefrom theac-
tive seismic experiment. Emily Chetwin and Daniel Rosales helped
collect data on the beach. Partial funding for this research was en-
joyed from Petroleum Research Fund grant ACSPRF# 37141-AC 2,
the Stanford Exploration Project, and National Science Foundation
grant number 0106693 to S. L. Klemperer and J. Claerbout. Manythanks go to my patient reviewers, whose constructive comments
greatlyimproved the quality of thismanuscript.
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