IIA Central Kentucky Chapter Audit Trails · Washington, D.C. March 1-4, 201. 6 March 1 – 2,...
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2015 – 2016 Issue 05 December 2015 Upcoming Chapter Events President’s Message I hope everyone had a safe and relaxing holiday season. We are half way through the Chapter year and we have had great responses to our meetings. We are in good financial condition thanks to our Board's advice and oversight. It will be time to start planning for next year. Please consider a role as an officer or board member. I have been in those positions many times with the Chapter and other non-profit organizations. The state of our chapter is good which makes running the organization easy. If you have questions please email or call me. We will be holding elections in April. The University of Kentucky Internal Audit will be presenting at our January meeting next Tuesday on Selling Your Audit Results. I am looking forward to hearing how they do that at Kentucky's flagship university that is large, diverse, and with the citizens of Kentucky as the owners. I'm sure they will have helpful and interesting advice to share. Joe Buckman Date: Tuesday, January 12, 2016 Time: 11:30 am – 2:00 pm Topic: Selling Your Audit Result Speaker: University of Kentucky Internal Audit Department Place: Lexmark Cost: $30 for Members - $40 for Non-Members – Use the PayPal link below the Meeting Calendar to pay in advance. RSVP: [email protected] (by Friday, January 8th, 2016) 2015 – 2016 Chapter Officers President Joe Buckman Lexmark International [email protected] Executive VP Amy Brusaw Lexmark International [email protected] Treasurer Chris Darmand Lexmark International [email protected] Secretary Jeremy Wright Creative Lodging Solutions [email protected] IIA Central Kentucky Chapter Audit Trails 1
Transcript of IIA Central Kentucky Chapter Audit Trails · Washington, D.C. March 1-4, 201. 6 March 1 – 2,...
2015 – 2016 Issue 05 December 2015
Upcoming Chapter Events
President’s Message
I hope everyone had a safe and relaxing holiday season. We are half
way through the Chapter year and we have had great responses to
our meetings. We are in good financial condition thanks to our
Board's advice and oversight. It will be time to start planning for
next year. Please consider a role as an officer or board member. I
have been in those positions many times with the Chapter and other
non-profit organizations. The state of our chapter is good which
makes running the organization easy. If you have questions please
email or call me. We will be holding elections in April.
The University of Kentucky Internal Audit will be presenting at our
January meeting next Tuesday on Selling Your Audit Results. I am
looking forward to hearing how they do that at Kentucky's flagship
university that is large, diverse, and with the citizens of Kentucky as
the owners. I'm sure they will have helpful and interesting advice to
share.
Joe Buckman
Date: Tuesday, January 12, 2016
Time: 11:30 am – 2:00 pm Topic: Selling Your Audit Result
Speaker: University of Kentucky Internal Audit Department Place: Lexmark Cost: $30 for Members - $40 for Non-Members – Use the PayPal link below the Meeting Calendar to pay in
advance. RSVP: [email protected] (by Friday, January 8th, 2016)
2015 – 2016 Chapter Officers
President Joe Buckman Lexmark International [email protected] Executive VP Amy Brusaw Lexmark International [email protected] Treasurer Chris Darmand Lexmark International [email protected] Secretary Jeremy Wright Creative Lodging Solutions [email protected]
IIA Central Kentucky Chapter
Audit Trails
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2015 – 2016 Issue 05 December 2015
Meeting Calendar
Date Speaker(s) Topic(s) CPE (est.)
January 12, 2016 University of Kentucky Internal Audit Selling Your Audit Result 2.0
February 16, 2016 TBD TBD 2.0
March 22, 2016 Phil Flora Critical Thinking: An Essential Skill for Internal Auditor Success
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To pay in advance via PayPal click the following link: https://chapters.theiia.org/central-kentucky/Events/Pages/CKIIA%20Catalog%20for%20PayPal%202014-15.htm * - Registration and Cancellation Policy: To cover meeting costs including meals, the CKIIA Board has approved a two business day cancellation policy for meetings. For example, for a Tuesday meeting starting at 11:30 AM, the cancellation must be received by 11:30 AM the Friday prior to the meeting. If the cancellation is not received by that date, the registrant is responsible for and will be billed for the meeting fee unless another individual from the registrant's organization attends in the registrant's place.
Central Kentucky Chapter News CKIIA Website Add the CKIIA website to your favorites. https://chapters.theiia.org/central-kentucky/Pages/default.aspx.
Certification News None Reported
Note: Due technical issues experienced this year in the generation of the report for newly certified chapter members, there may have been
newly certified members left out in Newsletters. Please reach out to one of the officers noted above if you believe your recognition has not
been made. It is important to us to make sure that each member is recognized for this wonderful professional achievement!
Membership Anniversaries December Brad Southworth – 5 years Thomas Freeman – 10 years
Job Postings Information The Central Kentucky Chapter of The Institute of Internal Auditors offers a job posting section on our website and in our newsletter for organizations in our area with chapter members. The price is $50 for 3 months. This includes the posting of the employer's ad on the CKIIA website and a publication of the job summary in our Newsletter. Please submit the ad to the Chapter Secretary and newsletter editor, Jeremy Wright at [email protected].
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2015 – 2016 Issue 05 December 2015
IIA News The New IPPF The link below is for The Framework for Internal Audit Effectiveness: The New IPPF. https://global.theiia.org/standards-guidance/Pages/New-IPPF.aspx
New Course to Complement COSO’s Updated Framework COSO has updated its Internal Control–Integrated Framework: 2013 (Framework). As one of the sponsoring organizations of COSO, The IIA is developing resources, tools, and training to help its members with implementation. Locations and dates of these seminars can be found here: http://www.theiia.org/goto/COSO-course. The IIA has also established The IIA COSO Resource Exchange at the following link: https://global.theiia.org/standards-guidance/topics/Pages/COSO-Resource-Center.aspx
IIA Seminars Click on the location and dates to open the link to the website for more details.
Washington, D.C. March 1-4, 2016 March 1–2, 2016 Assessing Risk: Ensuring Internal Audit's Value Building a Sustainable Quality Program Financial Auditing for Internal Auditors Fundamentals of IT Auditing March 1–3, 2016 COSO Internal Control Certificate March 1–4, 2016 Auditor-in-charge Tools and Techniques Beginning Auditor Tools and Techniques Communication Skills for Auditors March 3–4, 2016 Auditing Contracts : From Planning to Reporting Fraud Detection, Deterrence, and Incident Response for Internal Auditors Logging In: Auditing Cybersecurity in an Unsecure World Operational Auditing: Influencing Positive Change Performing an Effective Quality Assessment New Orleans, LA March 15-18, 2016 March 15–16, 2016 Enterprise Risk Management: Elements of the Process March 15–18, 2016 Beginning Auditor Tools and Techniques Leadership Skills for Auditors March 17–18, 2016 Logging In: Auditing Cybersecurity in an Unsecure World
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2015 – 2016 Issue 05 December 2015
Latest Updates from the IIA’s Standards and Guidance Implementation Guides NEW! Implementation Guide 1000: Purpose, Authority and Responsibility, July 2015 NEW! Implementation Guide 2110: Governance, July 2015 Practice Guides NEW! Talent Management, December 2015 NEW! GTAG 3: Continuous Auditing: Coordinating Continuous Auditing and Monitoring to Provide Continuous Assurance, 2nd Edition, March 2015 NEW! Creating an Internal Audit Competency Process for the Public Sector, February 2015 Practice Advisories NEW! IG1000: Purpose, Authority, and Responsibility (Supersedes: PA1000-1 Internal Audit Charter) July 2015 NEW! IG2110: Governance Supersedes: PA2110-1 Governance: Definition, PA2110-2 Governance: Relationship with Risk and Control,
PA2110-3 Governance: Assessments, July 2015
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2015 – 2016 Issue 05 December 2015
Latest News
04-January-2016 Blog: 5 Resolutions for Every Internal Auditor's List in 2016
04-January-2016 Call for Speakers: 2016 GRC Conference
04-January-2016 Call for 2016 IIA Award Nominations
31-December-2015 IIA Releases New Practice Guide on Talent Management
21-December-2015 Blog: Five 2015 Headlines That Had High Implications for Internal Auditing
21-December-2015 New CBOK Report Examines Internal Auditor Competencies
17-December-2015 New Tone at the Top: The New World of Financial Reporting
15-December-2015 Blog: Getting at the Truth: Companies Such as VW Discover Internal Audit's Credibility
10-December-2015 IIA–Estonia Hosts Conference and Celebrates 15-Year Anniversary
10-December-2015 CCMS Functionality Fully Restored
07-December-2015 Blog: Looking Back, We Should Have Looked Ahead
30-November-2015 Blog: Managing Internal Audit's Reputational Risk
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2015 – 2016 Issue 05 December 2015
IIA Guidance Webinars
The IIA offers professional development and continuing professional education (CPE) opportunities through complimentary webinars that cover recent guidance releases. These webinars are presented by the authors to assist members with implementation and answer questions.
Please check the webinar calendar for the latest information. On-demand 24/7 Webinar Playback
One benefit of being an IIA member is having access to our extensive library of archived webinars. NOTE: On-demand webinars do not qualify for NASBA CPEs.
Upcoming Members-Only Webinars The IIA's complimentary Members-only Webinar Series is available exclusively to you as part of your membership investment. These monthly educational webinars are developed specifically with IIA members in mind.
20-January-2016 2016 Industry Outlook
11-February-2016 Getting to Know the Proposed Changes to the Standards
16-February-2016
Filling the Void: Addressing Today's Skills Gap in Internal Audit
Audit Executive Center
The IIA's Audit Executive Center is the essential resource to empower chief audit executives to be more successful. The Center's suite of information, products, and services will enable you to respond to the unique challenges and emerging risks of the profession. (http://www.theiia.org/cae/) CAE Bulletin CAE Bulletin is a twice-monthly newsletter that will alert you to the latest news, guidance, and information to help you be as effective as possible in your position as chief audit executive. The CAE Bulletin, part of the benefit of being a member of the Audit Executive Center, is designed to help you respond to today’s business challenges and opportunities. Learn more about Audit Executive Center membership. (http://www.theiia.org/cae/) Tone at the Top The IIA's Tone at the Top e-mail newsletter provides executive management, boards of directors, and audit committees with concise, leading-edge information on such issues as risk, internal control, governance, ethics, and the changing role of internal auditing; and guidance relative to their roles in, and responsibilities for the internal audit process. (https://na.theiia.org/periodicals/Pages/Tone-at-the-Top.aspx)
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2015 – 2016 Issue 05 December 2015
Other Opportunities for Continuing Education Meeting Calendar for the Louisville IIA Chapter https://chapters.theiia.org/louisville/Events/Pages/default.aspx
Date Time Topic CPE (est.)
January 12, 2016 12:00pm IT Auditing 1 January 25, 2016 3:00pm Anti-Money Laundering and Terrorist Financing 2 February 9, 2016 12:00pm Corporate Compliance Governance and Risk Management 1 February 22-23, 2016 7:30am – 4:30pm Governmental Fraud Training 16 March 8, 2016 12:00pm How Auditing Can Add Value by Improving the Process 1 April 12, 2016 12:00pm TBD 1 April 26, 2016 3:00pm – 5:00pm Ethics 2 May 10, 2016 12:00pm TBD 1
Meeting Calendar for the Bluegrass IMA http://bluegrass.imanet.org/
Date Time Topic CPE (est.)
January 21, 2016 6:00pm Income Tax Changes TBD February 18, 2016 6:00pm Student Night TBD March 17, 2016 6:00pm Forensic Accounting TBD April 15, 2016 6:00pm Excel & Keeneland TBD April 21, 2016 6:00pm UK Athletics Operations TBD
Meeting Calendar for the Bluegrass IIBA http://bluegrassiiba.com/
Date Time Topic CPE (est.)
January 27, 2016 5:45pm – 7:30pm Business Data Modeling Made Easy TBD February 17, 2016 6:30pm 10+5+3+1=90…How to Help the Business Achieve its Strategic
Plan TBD
Louisville Chapter IIA is sponsoring a 2 Day Governmental Fraud Training What: 16 hours of CPE Where: Transportation Cabinet Auditorium, 200 Metro Street, Frankfort, KY
When: February 22 & 23; Registration 7:30 am, Training 8:00am – 4:30pm
Monday: Dave Cotton presents on Finding Fraud – Past, Present and Future; The Psychology of Fraud; Assessing and Managing
Fraud Risk; and The Good, the Bad and the Ugly: Case Studies in Contractor Corruption and Fraud.
Tuesday Morning: James Holzrichter will speak about his experience as a whistleblower when he worked for a federal contractor.
*Each attendee will also receive a copy of his book, A Just Cause.
Tuesday Afternoon: Tom Devine will speak about how organizations should handle whistleblower programs using material from
the handbook The Corporate Whistleblower’s Survival Guide, which he co-authored with Tarek F. Maassarani.
You can register online at https://chapters.theiia.org/louisville/Events/pages/February-2016-Governmental-Seminar.aspx 7
2015 – 2016 Issue 05 December 2015
Central Ohio Chapter IIA is sponsoring a 3 Day CGAP Training Course presented by Mark Kolman Mark Kolman, CIA, CPA, CISA, CFE, is a Distinguished Faculty Member of The IIA’s seminar program. He is a general audit manager for a government entity. He specializes in fraud detection training for auditors, accountants, and business organizations. His work experience includes private and public accounting, nonprofit and governmental auditing, and audit supervision for large entities. Mark received his bachelor’s degree from the University of South Florida, as well as a master’s in adult education. He is a member of The IIA, the Association of Certified Fraud Examiners, the Information Systems Audit and Control Association, and the American Institute of Certified Public Accountants. He has designed and presented courses on auditing, fraud, human relations, and public speaking, and has been published in several journals. You can register online at the IIA website.
The training will be held February 24-26, 2016 at the Hyatt Place at Grandview Yard. 795 Yard Street, Columbus, Ohio 43212.
(614) 280-1234
Information can be found on Central Ohio Chapter website: https://chapters.theiia.org/central-ohio/
$600 per person.
SAVE THE DATE. TELL YOUR FRIENDS. THE CGAP TRAINING ALWAYS SELLS OUT!!
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2015 – 2016 Issue 05 December 2015
IIA Certifications
Certified Internal Auditor (CIA) Register Now: http://www.theiia.org/certification/certified-internal-auditor/
Certification in Control Self-Assessment (CCSA) Register Now: http://www.theiia.org/certification/specialty-certifications/ccsa/
Certified Financial Services Auditor (CFSA) Register Now: http://www.theiia.org/certification/specialty-certifications/cfsa/
Certified Government Auditing Professional (CGAP) Register Now: http://www.theiia.org/certification/specialty-certifications/cgap/
The IIA's CIA Learning System is a comprehensive training course designed to provide chapters, members, and the audit community of professionals with information and tools to master the global CIA exam syllabus. This premier quality program is aligned with the International Professional Practices Framework (IPPF) to ensure you stay current with the global internal auditing profession and are ready for the CIA exam. It combines printed text with online testing tools and online questions.
Take advantage of the best prep materials out there by ordering yours today! Web: https://na.theiia.org/training/Pages/CIA-Learning-System.aspx
The IIA Research Foundation
Understanding, Shaping, Advancing The Institute of Internal Auditors Research Foundation was founded in 1976 by The Institute of Internal Auditors. For more than 30 years, the Foundation has consistently set the standard for professional achievement in the internal auditing profession. http://www.theiia.org/go?to=chapteroutreachIIARF
The IIA Research Foundation (IIARF) has just released its 2016 research priorities. There are four priority topics for 2016: 1. Approaches to Continuous Monitoring and Continuous Auditing 2. Internal Auditing of Anti-corruption Programs 3. Providing Assurance over Strategic Planning and Execution 4. International Professional Practices Framework (IPPF) Principles
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2015 – 2016 Issue 05 December 2015
GLEIM – IIA Chapter Payback Program Your Central Kentucky IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam! Working together, we will provide you the necessary study tools to prepare for this difficult exam.
Gleim provides an extensive self-study course for the CIA exam. Our most successful candidates use the Gleim CIA Review System with Gleim Online. This system combines Review Books, Test Prep software, Test Prep for Windows Mobile, audio reviews, Gleim Online and a Personal Counselor (a real live person!) to maximize your available study time. Because Gleim identifies and focuses on your weak areas, you will not spend any more time preparing than is necessary to guarantee success. The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time. We are here to save you time and money.
As a member of our chapter, you are eligible for a 20% discount on Gleim CIA Review materials. In addition, the Chapter will receive 20% of your Gleim CPE purchase. To take advantage of the reduced prices, please contact our chapter representative, Melissa Leonard:
Contact phone: (800) 874-5346, Ext. 131 Email: [email protected] Fax: (888) 375-6940, Attn: Melissa Leonard
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