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    PERSONNEL PSYCHOLOGY

    1991.50

    IDENTIFYING POTENTIALLY USEFUL PERSONALITY

    CONSTRUCTS FOR EMPLOYEE SELECTION

    PATRICK H. RAYMARK

    The Ohio State University-Newark

    MARK

    J.

    SCHMIT

    Departmentof Management

    University of Florida

    Bowling Green State University

    ROBERT rd. GUION

    T h e Personality-RelatedPosition Requirements Form (PPRF) , a job ana l-

    ysis form to be used in making hypotheses abo ut personality predic-

    tors of jo b performance, is described. Th e Big Five personality factors

    provided an organizing framework for the PPRF. Subsequ ent develop-

    men t resulted in identifying

    12

    specific sets of items fo r facets of each

    of t he Big Five. study was condu cted by gathering jo b descriptions

    on

    260 different jobs to determine if t he PPRF could reliably d iffer-

    ent iate jobs; such evidence was found. Th e PPRF is offered t o both

    researchers and practitioners for use, refinement, an d fu rth er testing

    of

    its technical meri ts

    and

    intended purposes.

    Description

    of

    he

    Practice

    Douglas Jackson, in his presidential address to the Division of Eval-

    uation and Measurement of the American Psychological Association

    (Jackson, 1990), said that the dormancy in the use of personality vari-

    ables for personnel selection can

    be

    laid to job analytic procedures

    that do not encourage their consideration. Although some job analy-

    sis forms appear to identify some aspects of personality-related position

    requirements (e.g., Position Analysis Questionnaire, PAQ; McCormick,

    The authors, n addition to Pilar Delaney, Michelle Brodke,

    Bob

    Hayes, Sandra

    Martens, Karen Mattimore, Laura Mattimore, and Murray Weaver were the members

    of

    the team that developed the instrument we describe in this article; though their tenures

    in

    the groupvaried widely, all of them made significant contributions. Gracious thanks are

    extended to

    all

    the individuals who contributed their time, effort, opinions, or comments

    on the project.

    Mark J. Schmit is now with Personnel Decisions Inte rnational, Minneapolis, MN.

    Correspondence and requests for reprints should be addressed to Patrick H. Raymark,

    Department

    of

    Psychology, The Ohio State University-Newark Campus,

    1179

    University

    Drive, Newark, OH 43055.

    Ken Perlman

    with

    Lucent technologies

    was

    he

    guest

    Editor

    on his

    article.

    COPYRIGHT

    1997

    PERSO NNEL PSYCHOLOGY, INC.

    723

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    724

    PERSONNEL PSYCHOLOGY

    Mecham, Jeanneret, 1977), these attempts have been rather unsys-

    tematic and incomplete in their coverage of potentially relevant person-

    ality variables.

    Ideas for selection procedures may come from a hunch, other psy-

    chologists, or test catalogs, but modern literature urges the development

    of testable hypotheses about predictor and criterion construct variables

    and the choice of valid instruments for measuring them (Binning Bar-

    rett, 1989; Landy, 1986). Selection hypotheses generally emerge from

    an understanding of jobs based on job analysis. Most job analysis in-

    ventories are quite clear in providing help for hypothesizing ability o r

    aptitude variables tliat might make good predictors but are less clear

    for those traits more closely associated with personality variables. If a

    job analysis method emphasizes only cognitive or psychomotor aspects

    of jobs, it is likely that only cognitive or psychomotor predictors will be

    hypothesized. Therefore , an approach to job analysis explicitly directed

    to generating hypotheses about relevan t personality variables would be

    helpful. This paper discusses the development of such an instrument,

    the

    Personality-Related Position Requirements

    Form

    (PPRF).

    This instrument was designed to identify aspects of work potentially

    related to individual differences in personality. If personality traits are

    relevant to som e aspects of job perform ance, and if they are no t identi-

    fied and measured, they will be overlooked for selection. Although the

    PP RF was designed to aid in the identification and developm ent of se-

    lection hypotheses that certainly does not guarantee that the identified

    personality variables will successfully pred ict performance. The value

    of the P PR F is as a supplem ent to o ther job analysis techniques which

    will allow a more thorough examination of the job performance dom ain,

    specifically that part of the domain that is related to personality vari-

    ables.

    Development

    of

    the PPRF

    On the basis of several job analysis forms, personality measures, and

    job analysis reviews (Gael, 1988, Harvey, 1991), it was decided to use

    the following stem for all items: “Effective performance in this position

    requires the person to.. second decision was to use the following

    3-point response scale format: 0

    =

    not require4

    1

    = helpful

    and 2

    = es-

    sentiaL

    The initial stage of item generation (conducted without the aid of

    a theoretical framework) resulted in a list of 185 statements that might

    technical report, containing the entire PPRF, scoring instructions, and additional

    details concerning the development and scaling of the PPRF is available upon request

    from the first author.

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    PATRICKH. AYMARKETAL.

    725

    be used in the analysis of jobs and lead to the formation of hypothe-

    ses about personality variables as predictors of job performance. n

    attempt to identify a work-related structure by sorting the position re-

    quirement items was unsuccessful; therefore, existing taxonomies were

    considered (Browne Howarth, 1977; Goldberg, 1981; Norman, 1963;

    Wiggins, 1980). The taxonomy that seemed to fit the position require-

    ment items best was that tagged as the “Big Five” (see Barrick Mount,

    1991; Digman, 1990; Goldberg, 1993; McCrae

    John,

    1992).

    Research group members sorted the 185 items into five separate

    stacks to represent the five factors. Items not readily placed in any

    of

    these categories were placed

    in

    a sixth labeled “Other.” Only those

    items placed in the same major dimension

    in

    80 or more of the sorts

    were retained, reducing the number of items to 92. Although these re-

    maining items were consistently allocated to their respective Big Five

    factor, items within the five groups seemed to suggest a variety of per-

    sonality characteristics. At this point it became clear that the Big Five

    factors were too broad to describe work-related employee characteris-

    tics, a problem noted

    by

    others (e.g., Costa McCrae, 1992; Goldberg,

    1981, 1990; Hogan, 1987; Hough, 1992; McCrae Costa, 1985; Nor-

    man, 1963). Accordingly, the items were subdivided within the major

    factor groupings into smaller but more homogenous clusters. An initial

    attempt resulted in

    54

    clusters of items; subsequent analyses winnowed

    this down to 12 clusters. Each cluster of items was then named on the

    basis of the items contributing to it and on the Big Five factor to which

    it had been assigned. Some subdimensions (i.e., item clusters) had very

    few items, so 44 new items were written to ensure that the content

    do-

    main of each subdimension had been adequately captured; therefore,

    the item count was increased to 136. The taxonomy was hierarchical;

    each subdimension was conceptuaily linked to

    one

    of the Big Five fac-

    tors. The 12 subdimensions, their definitions, and the Big Five dimen-

    sion

    to

    which they were assigned are presented in Bble 1

    Forty-four psychologists with extensive knowledge of psychological

    aspects of work, personality theory, or both were asked to judge whether

    each item was relevant to any of three subdimensions (the task was lim-

    ited to three subdimensions because a request to make judgments for

    all 136 items on 12 subdimensions would have imposed unreasonable

    time demands on judges). Responses were received from 41 of the 44

    judges. Xventy-four items were not reliably allocated to the appropri-

    ate subdimension and were therefore dropped, leaving 112 items.

    new questionnaire was developed to scale (i.e., weight) the importance

    of the items within the subdimensions. Each set of position require-

    ments was formed into a paired-comparison questionnaire (i.e., one set

    of

    paired items was developed for each of the 12 dimensions, using each

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    726 PERSONNEL PSYCHOLOGY

    T BLE 1

    Brief Definitions and Sample Items for the Subdimenswnsof the PPRF

    ~

    I.

    Surgency

    1.

    General Leadership: a tendency to take charge of situations or groups, o

    influence or motivate behavior or thinking

    of

    other persons. Sample items: Lead

    group activities through exercise of power or authority; Xike control in group situ-

    ations.

    2.

    Interest in Negotiation: an interest in bringing together contesting parties

    through mediation

    or

    arbitrationor as a contesting party, an ability and willingness

    to see and understand differing points

    of

    view. Sample items: Negotiate on behalf

    of the work unit for a fair share of organizational resources; Mediate and resolve

    disputes at individual, group, or organizational levels.

    3. Achievement StrivinK an ambition and desire to achieve, to win,

    or

    to do

    better than others, a desire to exert effort to advance,

    to

    do better than one’s

    own prior achievement. Sample items: Work beyond established or ordinary work

    period

    to

    perfect servicesor products; Work to excel rather than work to perform

    assigned tasks.

    11 Agreeableness

    4.

    Friendlv Diswsition: a tendency to be outgoing in association with other

    people, to seek and enjoy the companyof others, to be gregarious, to interacteasily

    and well with others. Sample items: Represent and promote the organization in

    social contacts away from work; Attract new clients or customers through friendly

    interactions.

    5. Sensitivitv to Interest

    of

    Others: a tendency to be a caring person in relation

    to other people, to be considerate, understanding, and to have genuine concern for

    others. Sample items: Listen attentively to the work-related problems of others;

    Give constructive criticism tactfully.

    6.

    Cooperativeor Collaborative Work bndenw: a desire or willingness towork

    with others to achieve a common purpose and to be part of a group, a willingness

    and interest in assisting clients, customers, or coworkers. Sample items: Work as

    part of an interacting work group; Work with one or more co-workers to complete

    assigned tasks.

    Ill. Conscientiousness

    7.General ’Ifustworthiness: pattern of behavior that leadsone to be trusted by

    other people with property, money, or confidential information, a demonstration

    of honesty, truthfulness, and fairness. Sample items: Refuse to share or release

    confidential information; Make commitments andfollowthroughon them.

    8. Adherence to a Work Ethic: a tendency to work hard and to be loyal, to give

    a full day’s work each day and to do one’s best to perform well, a tendency to

    follow instructions and accept company goals, policies, and rules. Sample

    items:

    See things that need to

    be

    done and do them without waiting for instructions; Work

    until

    task

    is done rather than stopping at quitting time.

    9.

    Thorounhness and Attentiveness o Details: a tendency to carry out

    tasks

    with attention to every aspect, a meticulous approach to one’s own ask perfor-

    mance. Sample items: Examine all aspectsof written reports to be sure that nothing

    has been omitted; Remain attentive to details over extended periods of time.

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    PATRICKH.

    AYMARK T

    AL. 727

    lhble 1 continued)

    I\

    Emotional Stability

    10.

    Emotional Stabilitv: a calm, relaxed approach to situations, events,

    or

    peo-

    ple, emotionally controlled responses to changes in the work environment situa-

    tions. Sample items: Adapt easily to changes in work procedures; Keepcoolwhen

    confronted with conflicts.

    V Intellectance

    11. Desire to Generate Ideas: a preference for situations in which one can de-

    velop new things, ideas, or solutions to problems through creativityor insight, or

    try new or innovative approaches to tasks or situations. Sample items: Help find

    solutions for the work problems of other employees

    or

    clients; Develop innovative

    approaches to old or everyday problems.

    12.

    Rndencv to Think ThinasThrouah: a habit

    of

    mentally going through pro-

    ceduresor a sequence of probable events before taking action, a tendency to

    seek

    and evaluate information, and toconsider consequences. Sample items: Solve

    corn-

    plex problems one step at a time; Analyze past mistakes when faced with similar

    problems

    pair once). For each pair of position requirements, the respondents were

    instructed to “Check the statement in each pair that, in your judgm ent,

    more strongly suggests a need for the trait.” Questionnaires were sent to

    145 psychologists, including the original 44. Com pleted questionnaires

    were returned by 100of the 145 psychologists. Responses were analyzed

    using Thurstone’s Case

    V

    (Ghiselli, Cam pbell, Zedeck,

    1981),

    the

    results of which were used to eliminate

    5

    items and to scale the remaining

    107 items for the final form of the job analysis questionnaire.

    This paper describes an initial test of the usefulness of the form for

    differentiating various jobs on persona lity-related dimensions. Reliable

    differentiation of jobs is a requirement for an effective approach to job

    analysis. Accordingly, it was important to determine the extent to which

    (a) the 12 subdimensions could be discriminated, and (b) jobs could be

    described reliably.

    Sample Charactetistics

    A sample of positions was obtained through various recruitment ef-

    forts. Each member of the research team sent forms to friends, relatives,

    and acquaintances; a call for participants was made at an annual confer-

    ence of the Society for Industrial and Organ izational Psychology; and

    several conscientious senior-level undergraduate and gradua te students

    were recruited to distribute forms to friends and relatives. Data collec-

    tors were instructed to recruit participants who had held their curren t

    position in an organization for more than

    6

    months and worked at least

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    728

    PERSONNEL

    PSYCHOLOGY

    20 hours per week. In a few cases, consultants, whose contracts with

    clients had included extensive job analysis, completed forms from the

    results of their analyses, using information they had obtained in consen-

    sus meetings with job incumbents.

    This unusual approach to job samplingwas intentional. Alternative

    approaches might have included administering the PPRF or jobs within

    one or a few organizations, or perhaps a mailing

    asking

    for a sample of

    jobswithin a national surveyof organizations. The first of these options

    seemed poor because it could exacerbate organizational idiosyncracies

    in

    job definitions; organizational characteristics would be seriously con-

    founded with job-characteristics. Although some such confounding is

    realistic, too much of it could spuriously reduce the extent to which the

    dimensions discriminate among jobs.

    A

    sample by mail for a prelimi-

    nary pilot study seemed questionable partly because of expense and even

    more becauseof the absence of any real control over the care exerted in

    completing the descriptions. The procedure chosen was expected to pro-

    vide a substantial variety of jobs described by people who, either because

    of personal involvement or professional standards, could

    be

    expected to

    complete the forms carefully.

    Job descriptions were obtained for

    260

    different jobs from a total of

    283 completed forms. For eight of these jobs, more than one incum-

    bent

    in

    a single organization completed the inventory for the same job;

    their responses were consolidated into a single

    consensus

    orm. That

    is, an item by item comparison was made across forms and a final rat-

    ing was based on majority agreement on the item; where there was no

    clear majority, the higher rating was favored (i.e., the rating leaning to-

    ward “essential”). The 260 jobs were demonstrably different, but not

    as diverse as desired. They were assigned six-digit occupational codes

    from the Dictionav of Occupational Titles

    US.

    epartment of Labor,

    1991).

    Two members of the research group assigned a code number,

    based,

    if

    possible,

    on

    the job title given by the incumbent and/or

    on

    per-

    sonal knowledge of the incumbents ob. Where the job title

    was

    vague or

    could not be matched in the DOT, a code deemed appropriate by both

    researchers was assigned, and consensus was sought from a second pair

    of coders for a final decision. Consensus was not reached for six of the

    job titles.

    The first digit of the code identifies

    1

    of 10primary occupational

    categories; tallying these categories shows the danger of the sampling

    method used. About

    4

    jobs in 10 were managerial, more than a quar-

    ter

    of

    them were in the clerical or sales classifications, and nearly that

    many were professional or technical jobs. Very few of what are typically

    called blue-collarjobswere in this sample. Specifically, he tally

    was:

    0-

    Professional and technical occupations

    (21.5%);

    1-Managerial occupa-

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    PATRICK H.

    RAYMARK ETAL.

    729

    TABLE

    Correlations

    and

    Internal Consistency Reliabilities

    of the 12 Subsets of the PPRF N

    =

    260)

    1 ( 3 5 )

    2 .65 (.84)

    3 .29 .37 (.83)

    4 .24 .42 .25 (.72)

    5 .48

    .52 .18 .38 (.76)

    6 .2E .33 .41 .13 .36 (.78)

    7

    .22

    .32 .25

    .46

    -35

    .19

    (.72)

    8 .24 .29 .44 .I9 .21 .38 .33

    .a)

    9 .23 .37 .58 .14 .20

    .36

    .24 .49 (.92)

    10 .34 .38 .19 .38 .56 .26 .41 .32 .17 (.78)

    11 .45 54 .56 .29 .33 .39 .21 .40

    S O

    .24

    (. I)

    12 .39 .53 .59 .26 .32 .39 .22 .43 .70 .29 .68 (.88)

    Note: Numberson the diagonal are alpha coefficients;all correlations are significantat

    p <

    .05.

    tions (38.8%); 2-Clerical and sales occupations (27.7%); 3Service oc-

    cupations (7.3%); &Agriculture, fishery, forestry, and rela ted

    (0 );

    5

    Processing occupations (0.8%); &Machine trade occupations

    (0 );

    7-

    Benchwork occupations (0.8%); &Structural work occupations (0.8 );

    %M iscellaneous occupations (2.3%).

    It is not surprising that the data-people-things part of the classifica-

    tion code indicated that many of these jobs were fairly highly concerned

    with data or with people, but most were quite low in responsibility for

    things. Insofar as personality variables are concerned with interpersonal

    relationships, and many of them are , this skewing of the distribu tion may

    not pose a serious problem. The paucity of jobs emphasizing

    hings,

    how-

    ever, means that some of the

    12

    subdimensions may be under repre-

    sented in the current data.

    Evidence Supporting the fiac tice

    Diflerentiation of Occupational Categories

    The

    12

    set scores were determined for each of the 260

    job

    descrip-

    tions using the scaled items. The correlations among the set scores were

    then calculated to determine if there was a useful level of scale inde-

    pendence. Tdble

    2

    presents the correlations among the 12 sets and the

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    PATRICKH. AYh4ARKETAL. 733

    category. Thus, an intraclass correlation of an average (Guilford

    Fruchter, 1973; Mean Square between set rating minus Mean Square

    for residuals divided by Mean Square for residuals) was calculated using

    each set score as a rating. For example, in the DO T

    032

    group, a

    12

    x 8

    matrix of subdimensionsby raters was analyzed. The average ratings had

    adequate levels of rater agreement ranging from .66 to

    .92

    (see 'Ihble

    3).

    These coefficients represent the expected correlations of the averaged

    set scores with averaged set scores from a similar sized group of raters

    drawn from the sam e population.

    Reiiubility

    of the PPRF in

    Describing Jobs

    The responses across raters of the same job in the sam e organization

    can be used to determine how reliable the PPR F is in describing jobs.

    Da ta were available for four positions for which PPR Fs were completed

    independently by incumbents in the same organization: Brewery Super-

    visor

    (7

    incumbents); Production-line M anager (5 ) ; Sales A ssociate ( 5 ) ;

    and Computer Programmer (4). An intraclass correlation of the average

    ratings was computed for each of the

    12

    sets for each job. An overall

    intraclass correla tion was then derived for each job by calculating the

    mean of these

    12

    coefficients. For example, for Set 1 (i.e.,

    9

    items) rat-

    ings by the Brewery Supervisors, a

    9

    x

    7

    matrix of items by ra ters was an-

    alyzed. The same was done for Sets

    2-12;

    these

    12

    coefficients were then

    summed and divided by

    12.

    The average intraclass correlations were

    .97

    for the Brewery Supervisor job, .89 for the Production-line Manager,

    .90

    for the Sales Associate job, and .85 for the Com puter Programmer

    job. These findings suggest that incumbents can consistently agree on

    the im portance of the PPRF's behavior clusters for a job, and that a sta-

    tistical combination of rating forms might yield reliable job information

    relevant to the personality domain.

    Implicatiomfor Practice

    The PP RF has now gone through several rounds of revision and field

    testing. large number of people have been able to use it to describe a

    variety of jobs. The PPRF has dimensions of important work behaviors

    that were found to

    be

    internally consistent and not redundant. The

    12

    sets appeared to be effective in the differentiation

    of

    occupational cate-

    gories. Finally, the intrarater reliability of the 12

    sets

    was demonstrated.

    Indeed, the use of four or five raters to describe a job with the P PR F was

    found to result in very good reliability estimates. In summary, the evi-

    dence suggests that this instrument can prove useful in the development

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    734 PERSONNEL

    PSYCHOLOGY

    of hypotheses about the relationships between personality predictors and

    performance criteria.

    The major question left to be answered is whether the PPRF actually

    does assist in identifying valid personality predictors of job performance.

    This is likely to be a difficult question to answer, given the current tech-

    nology for the measurement of personality traits. For now, users must

    infer, on the basis of limited information about personality measures,

    which instrument might fit the scales and then conduct the necessary

    empirical validation work to test these hypotheses.

    It is worth noting that the search for potentially useful personal-

    ity variables on the basis of the PPRF need not be limited to those

    subdimensions that are considered “helpful” or “essential” to effective

    performance.2 It is possible that a subdimension evaluated

    as

    “not re-

    quired for effective performance may be indicative of a predictor that

    is negatively correlated with performance (e.g., although Surgency may

    be rated

    as

    “not required” for structured team settings, low Surgency

    scores may identify higher performing workers). Therefore, although

    the PPRF is intended to help in hypothesis development, it should not

    be viewed as a substitute for a user’sprofessional udgment. If one or

    two

    of the 12 item sets dominate the description of a job, the user may infer

    both personality traits and criterion constructs appropriate to those sets

    (or to the most descriptive items in them), but neither trait nor criterion

    constructs are discrete categories.

    As

    Hofstee, de Raad, and Goldberg

    (1992) pointed out, different uses of a personality trait may emphasize

    different aspects of the trait (or item set). Different instruments may

    differ in how well they match different aspects

    of

    a trait, that is, have dif-

    ferent construct validities for the different specifics of trait definition.

    Nevertheless, evidence should be accumulated to show whether hy-

    potheses developed with the help of the PPRF tend to be supported

    in practical use. So far, one study has been conducted that used the

    PPRF to form hypotheses about the relationship between personality

    test scores and both training and job performance. Valid predictions

    were made by matching scale content definitions of scales from the Mil-

    lon Index of Personality Styles (Millon, 1994)with definitions of PPRF

    dimensions judged by subject matter experts to be essential for success-

    ful

    performance (pp. 103-106). Clearly, much more evidence

    is

    needed

    before the scores on the PPRF scales can be assumed to provide solid

    evidence that related predictors will be valid. For example, further in-

    vestigations may examine the extent to which the predictors identified

    We thank an anonymous reviewer for suggesting this point.

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    P TRICKH. AYMARK

    ET

    AL.

    735

    using the PPRF result in higher validities than other predictors not hy-

    pothesized to be related to job performance for a particular job.

    This

    process will have to be conducted for many different typesof jobs.

    The criterion space also must

    be

    considered invalidation efforts. The

    PPRF should assist in the development of criterion measures related

    to the assumed underlying personality predictor traits. The behavioral

    statements on the PPRF are very general in nature, so that they can be

    used with any job. These general statements can be linked to specific

    tasks that are thought to lead to successful performance. Performance

    ratings for these specific tasks, or outcomes associated with the tasks,

    may be useful for building either specific or global job performance

    criterion measures.

    Certainly, use of the PPRF is likely to be an improvement over the

    uninformed use of personality predictors in personnel selection. Some

    deficiencies in the current study, however, make the results tentative.

    First, there is limited information about its use in describing blue collar

    jobs. Second, the Big Five was relied upon

    as

    an organizing taxonomy.

    However, this taxonomy may be incomplete in its coverage of work-

    related traits (cf.Hough,1992). For example, there are several low inter-

    correlations within the clusters of PPRF dimensions falling under each

    of the Big Five factors. Because the PPRF dimensions have been linked

    to their most appropriate Big Five factor and have been shown to be in-

    ternally consistent, the low within-categoryscale intercorrelationswould

    appear to be due to a limitation in the organizing taxonomy. Therefore,

    future refinements of the PPRF should consider additional higher or-

    der constructs and subdimensions. Referring to work styles rather than

    to personality, Borman, McKee, and Schneider

    (1995)

    provided a sim-

    ilar taxonomy of 7 (not

    5)

    higher-order constructs divided further into

    a total of 17 lower-order constructs; their taxonomy may offer additions

    to the 12 dimensions now in the PPRF. Despite the above limitations,

    the current paper presents a start toward the development of an instru-

    ment specificallyaimed at personality-related position requirements. At

    this point, the PPRF is offered to researchers and practitionersso that

    improvements, refinements, and additional tests of the efficacy of the

    instrument in generating hypothesescanbe conductedon a broad front.

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