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Transcript of IDEA & Section 504: Guidelines for Students at the Borders Sacramento Office 520 Capitol Mall Suite...
![Page 1: IDEA & Section 504: Guidelines for Students at the Borders Sacramento Office 520 Capitol Mall Suite 400 Sacramento California 95814 Tel: 916.443.0000 Fax:](https://reader030.fdocuments.in/reader030/viewer/2022032600/56649db25503460f94aa268a/html5/thumbnails/1.jpg)
IDEA & Section 504: Guidelines for Students
at the Borders
Sacramento Office520 Capitol MallSuite 400SacramentoCalifornia 95814Tel: 916.443.0000Fax: 916.443.0030
*Our newest location:
![Page 2: IDEA & Section 504: Guidelines for Students at the Borders Sacramento Office 520 Capitol Mall Suite 400 Sacramento California 95814 Tel: 916.443.0000 Fax:](https://reader030.fdocuments.in/reader030/viewer/2022032600/56649db25503460f94aa268a/html5/thumbnails/2.jpg)
__________________________________________________________________________________________
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Fagen Friedman & Fulfrost LLP
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Overview
• IDEA and Section 504 compared
• Moving between Section 504 and the IDEA
• Students at the Borders: SLD, ADD, Physical Disabilities
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__________________________________________________________________________________________
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504
Eligibility
FAPE
Process & Documents
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__________________________________________________________________________________________
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504 Eligibility Under IDEA
Two questions:
• Does the student have a disability in an IDEA eligibility category?
• Does the student require special education and related services?
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__________________________________________________________________________________________
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504 Eligibility Under Section 504
Two questions:
• Does the student have a physical or mental impairment?
• Does the impairment substantially limit a major life activity?
![Page 6: IDEA & Section 504: Guidelines for Students at the Borders Sacramento Office 520 Capitol Mall Suite 400 Sacramento California 95814 Tel: 916.443.0000 Fax:](https://reader030.fdocuments.in/reader030/viewer/2022032600/56649db25503460f94aa268a/html5/thumbnails/6.jpg)
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504 Eligibility Under Section 504
Physical or Mental Impairment:“Any physiological disorder or condition, cosmetic disfigurement, or anatomical loss affecting one or more of the following body systems: neurological; musculoskeletal; specific sense organs; respiratory, including speech organs; cardiovascular; reproductive, digestive, genitor-urinary; hemic and lymphatic; skin; and endocrine; or any mental or psychological disorder, such as mental retardation, organic brain syndrome, emotional or mental illness, and specific learning disabilities.” 34 C.F.R. § 104.3(i).
cont.
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IDEA vs. Section 504 Eligibility Under Section 504
• If complete medical evaluation is necessary to determine eligibility, parent may be asked to obtain and fund evaluation
• If parent refuses, district must fund evaluation
Compton (CA) Unified School District (OCR 2008)
cont.
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504 Eligibility Under Section 504
Substantially Limits: New definition
– Rejection of court’s “severely restricts”
– “Substantially limits” to be construed broadly
cont.
Pub.L. No. 110-325 (September 25, 2008) 122 Stat. 3553;29 U.S.C. § 705; 42 U.S.C. § 1210
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IDEA vs. Section 504 Eligibility Under Section 504
Episodic Disabilities and Remission:
Ask: Would impairment substantially limit a life activity when active?
cont.
Pub.L. No. 110-325 (September 25, 2008) 122 Stat. 3553; 42 U.S.C. § 1210
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504 Eligibility Under Section 504
Mitigating Measures:
• Cannot consider ameliorative effects of mitigating measures (i.e. medication, hearing aids, learned behaviors, modifications)
• EXCEPT eye glasses and contact lenses
cont.
Pub.L. No. 110-325 (September 25, 2008)122 Stat. 3553; 42 U.S.C. § 1210
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Fagen Friedman & Fulfrost LLP
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Practice Pointer
Until districts receive further guidance:– If student would be eligible when
impairment is active, make the student eligible
– Create a plan to address student’s needs when the impairment is active
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504 Eligibility Under Section 504
Major Life Activities:• Under the new law, major life activities
include (but are not limited to)– Caring for oneself, performing manual tasks,
seeing, hearing, eating, sleeping, walking, standing, lifting, speaking, reading, learning, concentrating, thinking, communicating and working
• Under the regulations previously developed major life activities included “learning”
cont.
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Fagen Friedman & Fulfrost LLP
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Practice Pointer
• When determining eligibility under Section 504, determine whether any major life activity is substantially limited
• Do not limit consideration to “learning”
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Practice Pointer
The following behaviors are not themselves a physical or mental impairment:
– Lack of motivation– Excessive absences– Early dismissal– Inadequate classroom
attendance– Difficulties at home– Incomplete work
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Fagen Friedman & Fulfrost LLP
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Practice Pointer
Be methodical and document your method!Always ask two questions when determining
Section 504 eligibility:1) Does the student have a physical or mental
impairment?
2) Does that impairment substantially limit a major life activity?
Don’t forget to properly document the responses!
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IDEA vs. Section 504FAPE
IDEA:– Specially-designed instruction– No cost to parent– Meet unique needs of student– Educated in least restrictive
environment
20 U.S.C. §§ 1402(29), 1412(a)(5);Board of Educ. of the Hendrick Hudson Central School Dist. v.Rowley (1982) 458 U.S. 176, 200
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504FAPE
Section 504:– Regular or special education and related
aids and services designed to “meet individual educational needs of handicapped persons as adequately as the needs of non-handicapped persons.”
– Educated in the least restrictive environment
34 C.F.R. §§ 104.33, 104.34; J.D. v. Pawlet School Dist. (2nd Cir. 2000)224 F.3d 60; 34 C.F.R. Part 104, Appendix A. (Emphasis added)
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Fagen Friedman & Fulfrost LLP
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IDEA vs. Section 504FAPE
• FAPE requirements in IDEA and Section 504 regulations are different
• Section 504 requires comparison between meeting needs of disabled and nondisabled students
• IDEA has an absolute standard – providing some educational benefit
Mark H. v. Lemahieu (9th Cir. 2008) 513 F.3d 922
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IDEA vs. Section 504Process & Documents
IDEA: Notice of Procedural Rights
District must provide notice of rights:
– Upon initial referral or evaluation
– When a complaint is filed
– When disciplinary action taken
– At parent request
34 C.F.R. §§ 300.500 et seq.
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IDEA vs. Section 504Process & Documents
IDEA: Evaluation
• Evaluate in all areas of suspected disability
• Adhere to strict timelines
• Use a variety of assessment tools• Evaluations by trained and knowledgeable
persons
20 U.S.C. § 1414(b); 34 C.F.R. § 300.304
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IDEA vs. Section 504Process & Documents
IDEA: IEP Team• Team makes eligibility, placement, and service
determinations• Required members:
– Parent– General education teacher– Special education teacher– Administrator– Individuals who can interpret assessment results– Other individuals with knowledge or special expertise
regarding child– When appropriate, the student
20 U.S.C. § 1414(d)(1)(B)
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IDEA vs. Section 504Process & Documents
IDEA: Appropriate Document – IEP
• Every eligible student must have an IEP• Contents of the IEP:
– Eligibility– Educational needs– Present levels of performance– Goals/objectives– District’s offer of FAPE
20 U.S.C. § 1414(d)
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IDEA vs. Section 504Process & Documents
Section 504 Required Procedures:
• Notice
• Opportunity to examine records
• Impartial hearing with opportunity for parent to be represented by counsel
• Review procedure
34 C.F.R. §§ 104.33, 104.34, 104.35, 104.36
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IDEA vs. Section 504Process & Documents
Note:
• Typically, OCR does not investigate substance of educational decisions
• Focus is on whether district followed proper procedures
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IDEA vs. Section 504Process & Documents
Section 504: Evaluation• School district must develop standards and
procedures to ensure that assessment materials are:– Validated– Administered by trained personnel
• to reflect student’s ability – not impaired skill– Designed to assess specific areas of educational
need
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IDEA vs. Section 504Process & Documents
• When conducting evaluation, school district must:– Draw upon variety of sources– Create procedures to ensure information is
documented and considered– Ensure each placement decision is made
by the appropriate team
34 C.F.R. § 104.35; Gloucester County (VA) Public Schools (OCR 2007)
cont.
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IDEA vs. Section 504Process & Documents
Section 504: Decision Team
• Eligibility and placement decisions made by “a group of persons, including persons knowledgeable about the child.”
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IDEA vs. Section 504Process & Documents
• District must designate a“Section 504 Coordinator”
Colorado Springs (CO) School Dist. #11 (OCR 2008)
cont.
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IDEA vs. Section 504Process & Documents
Section 504: Appropriate Document• Districts most commonly develop a
Section 504 plan• May develop an IEP to comply with
Section 504’s FAPE requirement
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Practice Pointer
• A Section 504 plan is not a “consolation prize”
• Emphasize appropriateness and benefits of Section 504 plan
• IDEA services may not be appropriate
• IDEA compliance is one way of meeting section 504
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Moving BetweenSection 504 and the IDEA
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Moving BetweenSection 504 and the IDEA
What should a district do when a student’s Section 504 plan is no longer appropriate?
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Moving BetweenSection 504 and the IDEA
Consider:– Re-evaluating student
– Modifying the Section 504 placement and/or services, or
– Convening IEP team meeting to determine IDEA eligibility
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Moving BetweenSection 504 and the IDEA
CAUTION
Under Section 504, districts must evaluate prior to initial placement or significant change in placement
– Error on side of evaluation if moving student into a more or less restrictive setting
20 U.S.C. § 1414; 34 C.F.R. § 104.35
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Moving BetweenSection 504 and the IDEA
Parent Rejects Section 504 PlanScenario:
– District offers Section 504 plan
– Parent rejects
– Parent requests IEP
What should you do?
cont.
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Moving BetweenSection 504 and the IDEA
• Implement Section 504 plan without parent consent, if district’s policy allows, and
• Conduct IDEA evaluation, if this is what parent wants
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Practice Pointer
Determine parent’s underlying concern– Is parent requesting IEP or a special
education assessment?– Discussion with parent may resolve
concerns and avoid assessment process
20 U.S.C. § 1414
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Moving BetweenSection 504 and the IDEA
From IDEA to 504 scenarios:– Student no longer eligible under IDEA– Student found ineligible under IDEA– Parent revokes consent for IDEA
services
*Be prepared for parent request for Section 504 services
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Moving BetweenSection 504 and the IDEA
If an IEP team finds a student ineligible under the IDEA, can the same team immediately thereafter find the student eligible for Section 504 services?
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Moving BetweenSection 504 and the IDEA
YES -• So long as student has a mental or physical
impairment that substantially limits a major life activity
• Conducting consecutive IEP and Section 504 meetings is okay
HOWEVER . . .
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Moving BetweenSection 504 and the IDEA
CAUTION:
• It’s better to adjourn IEP meeting and convene Section 504 meeting at later date
• This will avoid:– Perception of “consolation prize”– Potential for excluding necessary persons– Risk of undertaking wrong analysis to determine
eligibility– Failure to properly notice Section 504 meeting
Letter to Anonymous (OCR 1991)
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Moving BetweenSection 504 and the IDEA
Rejection of IDEA:• Parent not required to accept initial
IDEA services
• Parent may revoke prior consent
• If parent revokes, district may not continue to provide special education and related services
34 C.F.R. § 300.300(b)(4).
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Moving BetweenSection 504 and the IDEA
If the district offers a FAPE through the IDEA and the student’s parent refuses to consent to the initial provision of IDEA services or revoke consent to IDEA services, is the district required to create a Section 504 plan?
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Moving BetweenSection 504 and the IDEA
Satisfy the IDEA• Districts are responsible for:
– Creation of appropriate IEP• Districts are not responsible for:
– Obtaining parent consent to the IEP
MAKE THE OFFER
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Moving BetweenSection 504 and the IDEA
Section 504 Plan?
• Probably not required, if parent has rejected IEP
• But certainly permissible
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Moving BetweenSection 504 and the IDEA
Child FindDistrict must:
– Actively seek out students eligible for Section 504 services, including those attending private schools
– Conduct Section 504 evaluation, if appropriate
34 C.F.R. §§ 104.31; 104.35(a)
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Students at the Borders
IDEA? Section 504? Or General Ed?
SLD, ADD/ADHD, Physical Disabilities
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Students at the BorderSLD: IDEA Eligibility
Student has:– A “disorder in one or more of the basic
psychological processes involved in the understanding or in using language, spoken or written.”
– Manifests in an “imperfect ability to listen, think, speak, read, write, spell, or do mathematical calculations.”
Student requires special education and related services
20 U.S.C. § 1401(30)
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Practice Pointer
Reading Fluency• The 2006 federal regulations added
reading fluency skills to list of qualifying areas for eligibility determinations
• If district uses either RTI or discrepancy model, district must determine whether student is performing adequately for age/grade level in all qualifying areas, including reading fluency skills
34 C.F.R. § 300.309
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Students at the BorderSLD: Section 504 Eligibility
Two Part Analysis:• Physical or mental impairment
– Comments to Section 504 Regulations state that SLD constitutes a physical or mental impairment
• Must substantially limit a major life activity
20 U.S.C. § 1401(30); 34 C.F.R. Part 104, Appendix A
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Practice Pointer
A student may not qualify under Section 504 if he/she is successful in the general education setting without special education supports, despite demonstrating a discrepancy between ability and performance
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Students at the BorderSLD: Section 504 Eligibility
Facts - Fourth grade:• SST team referred student for comprehensive
special education assessment• IQ score of 92• Achievement scores ranged from 85 to 110• Assessor concluded no severe discrepancy
between ability and achievement• District found student ineligible for IDEA
servicesStudent v. Tracy Joint Unified School District (OAH 2007)
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Students at the Border SLD: Section 504 Eligibility
Facts - Fifth grade:• GPA ranged from 2.0 to 2.5• District found student ineligible for IDEA
services• Parent disagrees• Obtained IEE that concluded student qualified
as SLD due to processing disorders and a severe discrepancy in math calculations
Student v. Tracy Joint Unified School District (OAH 2007)
cont.
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Students at the Border SLD: Section 504 Eligibility
OAH Ruling:No severe discrepancy based on
private and district assessmentsStudent ineligible for IDEA services
under category of SLD
cont.
Student v. Tracy Joint Unified School District (OAH 2007)
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Students at the Border SLD: Section 504 Eligibility
Eligible under Section 504?
Probably not. Unlikely that there is a physical or mental impairment– Earned average grades– Failed to show discrepancy between ability and
performance
Student v. Tracy Joint Unified School District (OAH 2007)
cont.
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Students at the BorderSLD: Section 504 Eligibility
Facts:• Student originally eligible as SLD• Convened IEP meeting to review additional
assessments• Student skills commensurate with overall
cognitive functioning• Received passing grades • Team concluded no severe discrepancy or
processing deficiency• Ineligible under category of SLD
Lancaster School District v. Student (OAH 2007)
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Students at the BorderSLD: Section 504 Eligibility
OAH Ruling:Ineligible for IDEA services under
eligibility category of SLD
cont.
Lancaster School District v. Student (OAH 2007)
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Students at the BorderSLD: Section 504 Eligibility
Eligible under Section 504?
Probably not. Unlikely that there is a physical or mental impairment– Earned average grades– Failed to show discrepancy between ability and
performance
cont.
Lancaster School District v. Student (OAH 2007)
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Students at the BorderADD/ADHD: IDEA Eligibility
• Student qualifies for IDEA services under “Other Health Impaired” if he/she has:– Limited strength, vitality or alertness, including a heightened
alertness to environmental stimuli, that results in limited alertness with respect to the educational environment, that is due to chronic or acute health problems, such as attention deficit disorder, or attention deficit hyperactivity disorder, among others, which adversely affects a student’s educational performance
• Student requires special education and related services
20 U.S.C. § 1401(3); 34 C.F.R. § 300.8(c)(9)
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Students at the Border ADD/ADHD: Section 504 Eligibility
Two Part Analysis:
• Physical or mental impairment
– According to OSERS, ADD and ADHD constitute a physical or mental impairment
• Must substantially limit a major life activity
Office of Special Education and Rehabilitative Services (OSERS 1991)
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Students at the BorderADD/ADHD: Section 504 Eligibility
Facts:• In March 2006, parents requested special education
assessment due to possible ADD or ADHD• Health assessment did not show impulsive behavior• In class, student showed lack of concentration• Student performed at average academic level • In July 2006, student obtained medical diagnosis of
ADHD
Santa Monica-Malibu Unified School District (OAH 2006)
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Students at the BorderADD/ADHD: Section 504 Eligibility
OAH Ruling:Student had ADHD based on medical
diagnosisHowever, student ineligible under IDEA
because condition did not “adversely affect educational performance”
Santa Monica-Malibu Unified School District (OAH 2006)
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Students at the BorderADD/ADHD: Section 504 Eligibility
Eligible under Section 504?
Probably not.• Due to medical diagnosis, OSERS would
consider student to have physical or mental
impairment• However, no showing of substantial limitation
of a major life activity
cont.
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Students at the BorderADD/ADHD: Section 504 Eligibility
Facts:• Second grade
– Diagnosed with ADHD– Participated in general education setting– Assessed for and placed in GATE program– Scored average or above on standardized and
ability tests
• Fourth grade– Earned As, Bs, and Cs
Student v. Bonita Unified School District (OAH 2006)
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Students at the BorderADD/ADHD: Section 504 Eligibility
Facts:• Fifth grade
– Scored “basic” and “proficient” on STAR testing– Earned all As and Bs– Promoted to middle school
• Sixth grade– Scored “basic” and “proficient” on STAR testing– Earned a C in English and a D in Social Studies
• Seventh grade– Scored “proficient” in STAR testing– Earned all Cs– Parents advised district of ADHD and anxiety disorder
cont.
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Students at the BorderADD/ADHD: Section 504 Eligibility
OAH Ruling:Despite ADHD diagnosis, student
ineligible under IDEAFailed to show need for special education
and related servicesPoor grades were attributed to failure to
complete homework, not inability to learn
Student v. Bonita Unified School District (OAH 2006)
cont.
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Students at the BorderADD/ADHD: Section 504 Eligibility
Eligible under Section 504?
Possibly.• Student has a physical or mental
impairment• Student may be able to show that the
ADHD substantially limits a major life activity, such as the ability to “concentrate” or “focus”
Student v. Bonita Unified School District (OAH 2006)
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Students at the BordersPhysical Disabilities
IDEA Eligibility
• Qualifying physical disabilities:– Deafness– Hearing impairment– Blindness– Other visual impairments– Orthopedic impairments
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Students at the BordersPhysical Disabilities
Section 504 Eligibility• Student must have a physical or mental
impairment that substantially limits a major life activity– Some physical impairments may not be
obvious
• Cannot take into account mitigating measures
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Students at the BordersPhysical Disabilities
Section 504 Discrimination
• May not prevent eligible Section 504 student from participating in programs/activities due to inaccessibility to district facilities
• Must provide reasonable accommodations to allow student to participate in programs/activities outside of school day
34 C.F.R. §§ 104.4; 104.12; 104.21
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Students at the Borders
Section 504 & IDEA are safety nets.
However, the best outcome is
when they are not needed!
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Thank you!