IBM Smarter Cities Challenge - St. Louis Report

download IBM Smarter Cities Challenge - St. Louis Report

of 64

Transcript of IBM Smarter Cities Challenge - St. Louis Report

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    1/64

    IBMs Smarter Cities Challenge

    St. LouisReport

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    2/64

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    3/642

    Contents

    3 1. Acknowledgments

    5 2. Executivesummar y

    7 3.Introduction

    7 A. IBMsvisionforSmarterCities

    8 B.TheSmarterCitiesChallenge

    8 C.Contextandobjectives

    9 D.Approachtakenbytheteam

    11 4.Overallfndingsandthemes

    11 A.Discovery/observations

    12 B.Areasforimprovement 13 C.Recommendationsoverallecosystem

    18 D.RecommendationsMayor

    23 5.PoliceDepartment

    23 A.Discovery/observations

    23 B.Areasforimprovement

    24 C.Recommendations

    29 6.CircuitAttorney

    29 A.Discovery/observations

    29 B.Areasforimprovement

    31 C.Recommendations

    32 7.Courts

    32 A.Discovery/observations

    32 B.Areasforimprovement

    33 C.Recommendations

    35 8.Probationandparole

    35 A.Discovery/observations

    35 B.Areasforimprovement

    36 C.Recommendations

    37 9.Costconsiderations

    39 10.Long-termrecommendations

    39 A.Preventingyouthcrimeandrecidivismthrougheducation

    44 B.Neighborhood/WardCommunityGrantInvestmentFramework

    47 C.Economicdevelopment

    49 D.HOPESt.Louis

    50 E.Wholecostmodel

    5 1 11. Conclusion

    53 12.Appendix

    53 A.Keyperformanceindicators(KPI)

    59 B.Additionalresources

    60 C.Customercasestudies

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    4/643

    Manythankstotheollowingpeople,whowereso

    welcomingandcooperativeduringourtimeinSt.Louis:

    MayorFrancisG.Slay,CityoSt.Louis

    JefRainord,ChieoStaf,CityoSt.Louis

    RobbynWahby,DeputyChieoStaf,CityoSt.Louis

    SteveGregali,SpecialAssistant,CityoSt.Louis

    BillSiedhof,DirectoroHumanServices,CityoSt.Louis

    CharlesBryson,DirectoroPublicSaety,CityoSt.Louis

    GeneStubbleeld,CommissioneroCorrections,CityoSt.Louis

    MelbaMoore,CommissioneroHealth,CityoSt.Louis

    RonJackson,ConsultantorDepartmentoHealth,City

    oSt.Louis

    DonRoe,ActingDirectoroPlanning&UrbanDesign

    Agency

    TonyMeyersJr.,GEOSt.Louis,PlanningandUrban

    DesignAgency,CityoSt.Louis

    LavertaBarnes,DepartmentoCorrections,Cityo

    St.Louis

    JennierJoyce,CircuitAttorney,CityoSt.Louis

    RachelSmith,ChieProsecutor,CircuitAttorneyOce,CityoSt.Louis

    EdPostawko,ChieWarrantOcer,CircuitAttorney

    Oce,CityoSt.Louis

    JaneSchweitzer,CircuitClerkortheCityoSt.Louis

    AlderwomanDonnaBaringer,CityoSt.Louis

    AldermanJefreyBoyd,CityoSt.Louis

    AldermanShaneCohn,CityoSt.Louis

    AldermanFrankWilliamson,CityoSt.Louis

    ChieDanIsom,St.LouisMetropolitanPoliceDepartment

    CaptainSamDotson,St.LouisMetropolitanPolice

    Department

    MajorPaulNocchiero,St.LouisMetropolitanPolice

    Department

    KenHailey,DirectoroPlanningandResearch,St.Louis

    MetropolitanPoliceDepartment

    1. Acknowledgments

    DeleOredugba,DirectoroInormationTechnology,

    St.LouisMetropolitanPoliceDepartment

    ChieTimFitch,St.LouisCountyPoliceDepartment

    ChieRoyJoachimstaler,OFallonPoliceDepartment

    CaptainJefGray,OFallonPoliceDepartment

    ChieJusticeRayPrice,MissouriSupremeCourt

    GeorgeLombardi,Director,MissouriDepartmentoCorrections

    NancyMcCarthy,RegionalAdministrator,Missouri

    DepartmentoCorrections

    ToddSchwent,BoardoProbationandParole,Missouri

    DepartmentoCorrections

    ArnoldCarter,BoardoProbationandParole,Missouri

    DepartmentoCorrections

    JudgeStevenOhmer,PresidingJudge,22ndJudicialCircuit

    CourtoMissouri

    JudgeJimmieEdwards,22ndJudicialCircuitCourt

    oMissouri

    JudgeMichaelStelzer,22ndJudicialCircuitCourtoMissouri

    JudgeJohnJackGarvey,22ndJudicialCircuitCourt

    oMissouri

    JudgePhilipHeagney,22ndJudicialCircuitCourt

    oMissouri

    KathrynHerman,AssistantCourtAdministrator,Juvenile

    Division,22ndJudicialCircuitCourtoMissouri

    SusanGuerra,ChieLegalCounsel,JuvenileDivision,

    22ndJudicialCircuitCourtoMissouri

    CatherineHorejes,SpecialServicesManager,Juvenile

    Divison,22ndJudicialCircuitCourtoMissouri

    LandaPoke,AssistantCaseProcessingManager,Criminal

    Division,22ndJudicialCircuitCourtoMissouri

    AllenIrving,SuperintendentoDetention,JuvenileDivision,

    22ndJudicialCircuitCourtoMissouri

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    5/64

    IBMs Smarter Cities Challenge Report St.Louis

    4

    JudgeMargaretWalsh,AdministrativeJudge,22ndJudicial

    Circuit,CityoSt.LouisMunicipalDivision

    CatherineRuggeri-Rea,CourtAdministrator,22ndJudicial

    Circuit,CityoSt.LouisMunicipalDivision

    YvetteMayham,AdministrativeAssistant,22ndJudicial

    Circuit,CityoSt.LouisMunicipalDivision

    ParimalMehta,AccountingSupervisor,22ndJudicialCircuit,CityoSt.LouisMunicipalDivision

    Dr.KelvinAdams,Superintendent,St.LouisPublicSchools

    ColonelLisaTaylor,HeadoSchoolSecurity,St.Louis

    PublicSchools

    JefKarpel,President&CEO,KarpelSolutions

    Dr.BillPowell,GeneralManager,RegionalJustice

    InormationSystem(REJIS)

    WendellKimbrough,CEO,AreaResourcesorCommunity

    andHumanServices(ARCHS)

    KristyKight,VicePresidentoGrantManagementServices,

    AreaResourcesorCommunityandHumanServices

    (ARCHS) LesJohnson,VicePresident,GrantManagementServices,

    AreaResourcesorCommunityandHumanServices

    (ARCHS)

    JamesClark,VicePresidentoCommunityOutreach,

    BetterFamilyLie

    DonMeyer,VicePresidentoMarketingand

    Communications,RegionalCommerceandGrowth

    Association

    DebbieErickson,VicePresidentoInormationServices

    andChieInormationOcer,MetroSt.Louis

    Dr.RichardRoseneld,Chair,UniversityoMissouri,

    St.LouisDepartmentoCriminology

    2010-2011St.LouisCoroFellowsinPublicAfairs

    KeithClark,FellowsTrainer,CoroLeadershipCenter

    St.Louis

    SandraMoore,President,UrbanStrategies

    NaimGray,ProjectManager,UrbanStrategies

    KateCasas,SeniorProjectManager,UrbanStrategies

    AaronSwain,VicePresident,McCormackBaronRagan

    KittyRatclif,President,St.LouisConventionand

    VisitorsBureau

    BrianHall,ChieMarketingOcer,St.LouisConventionandVisitorsBureau

    KevinHorrigan,Journalist,St.LouisPost-Dispatch

    PatGauen,St.LouisPost-Dispatch

    MikePetetit,Owner,ParkAvenueBed&Breakast

    MaggieCampbell,PresidentandCEO,Partnershipor

    DowntownSt.Louis

    KenGabel,Director,PublicSpaceManagement,Partnership

    orDowntownSt.Louis

    ShuntaeRyan,Director,Marketing&Communications,

    PartnershiporDowntownSt.Louis

    EdHennessy,ExecutiveDirector,WeedandSeed

    JenEhlen,InterimDirector,CenterorEntrepreneurship,SaintLouisUniversity

    Finally,specialthankstoRobbynWahbyandCaptain

    SamDotsonortheirpatience,supportandinsight

    duringthisprocess.

    Sincerely,

    MelissaBailey,RobDolan,JimHueser,JimLingerelt,

    ThomasSheppard,andYanChingZhang

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    6/645

    IntroductionTheCityoSt.Louisisoneo24citiestoearnagrant

    romIBMaspartothatcompanysphilanthropiceorts

    tobuildaSmarterPlanet.IBMsSmarterCities

    Challengeaimstocontributetotheimprovemento

    high-potentialcitiesaroundtheworld.

    Duringathree-weekperiodinMarch2011,ateamosixIBM

    ExecutivesworkedintheCityoSt.Louistodelivertheir

    recommendationsonpublicsaetytoMayorFrancisG.Slayandawiderangeostakeholders.

    Challenge: improving public safetyInrecentyears,St.Louishasbeenlabeledthemost

    dangerouscityinAmerica,despiteanoveralldownward

    trendincrimerates.ThisperceptionhasharmedtheCitys

    image,itsabilitytoretainamiliesanditsprospectsor

    economicdevelopment.WeweretoldMayorFrancisG.Slays

    mainconcernsweresaeneighborhoods,theprovisionoan

    improvedqualityolieandbettereducationorSt.Louis

    citizens.Specically,theMayoraskedtheIBMteamto

    developasetorecommendationsthatheandhisextendedteamcouldimplementinordertoensuretheright

    inormationgettingtotherightpeopleinthepublicsaety

    extendedteam.Thiswouldenablebetterdecision-making

    andhaveapositiveinuenceoncrimeratesintheCity.

    Defningthepublicsaetyecosystem

    Duringtheengagement,theIBMteamdenedthepublic

    saetyecosystemasthecommunalreachandinteractiono

    thoseparticipantsinthepublicsaetyarena:Mayor,Board

    oAldermen,MetropolitanPoliceDepartment,Circuit

    Attorney,CircuitClerk,CircuitJudges,Sherif,Corrections,

    ProbationandParole.Duetoauniqueinstitutionalstructure,

    theSt.Louispublicsaetycommunityincludesmany

    autonomousactors:theCircuitAttorney,CircuitClerkand

    Sherifareelected;theCircuitCourtJudgesandSt.Louis

    BoardoPoliceCommissionersareappointedbythe

    GovernoroMissouri.Asaresult,allefortstoimprove

    publicsaetyhavetobecoordinatedacrosstheentireteam

    throughacollaborativeapproach.

    Overall themesThelong-termsolutionorpublicsaetyistoprovide

    sucienteducation,jobsandeconomicopportunityorall

    membersoacommunity.Aspublicsaetyisconnectedto

    virtuallyeveryCityissueromhousingandeducationto

    economicdevelopmentandthesocialsaetynet,soallthese

    systemsmustbealignediwearetopreventcrimeratherthan

    reacttoit.TheCitymustrenewitsocusonusingdatato

    track,analyzeandpredictoutcomesacrosstherangeoCity

    systems.Whiletheseproblemscannotbesolvedinthreeweeks,theollowingareasetosuggestionsthatshould

    helptomovetheneedleintherightdirection.Iaddressed,

    bothinthecorepublicsaetyteamandthroughoutthe

    widercommunity,theywillprovidetheCitywiththeright

    oundationoradeeperunderstandingotheissuesandthe

    meanstomeasurethesuccessoactionstakensomething

    notpossibleundercurrentsystems.Usingdatainsuchaway

    willenabletheCitytobegintotacklesomeotheunderlying

    issueswithgreatercertaintyandprecision.

    Unied view of the individual:Eachindividualteam

    currentlymaintainsseparatesystemsortrackinginormationaboutofenders.Providingauniedviewotheindividual

    acrossthepublicsaetysystemwouldensurethateachactor

    hastheinormationtheyneedtodrivebetteroutcomes.

    Performance management framework: Toprovide

    accountabilityorpublicsaetyoutcomes,theextendedteam

    mustalignallprograms,budgetsandmetricstoimprove

    operationalandnancialperormanceanddrivedowncosts.

    Inaddition,eachmemberotheteamshouldlooktopeer

    organizationsandnetworksaroundthecountrytoidentiy

    anddrawuponbest-practicestoimproveexistingprograms.

    Process integration:Thepublicsaetysystemmust

    coordinateprocessesacrossorganizationalborderstoprevent

    crimeandrecidivismefectively.

    Asset management: PhysicalandITassetsarecrucialto

    efortstoachievebetterpublicsaetyoutcomesanddrive

    economicbenets.

    2. Executive summary

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    7/64

    IBMs Smarter Cities Challenge Report St.Louis

    6

    Top-priority recommendationsWebelievethattheollowingaretheinitialseto

    recommendationstheCityshouldconsiderandactuponin

    ordertobuildmomentumquicklyandbeginculturalchange.

    Somesuggestionsocusonhowtobeginsharinginormation

    moreefectively,whileothersconcentrateoncostreductionto

    undthenextwaveoactions.Oneotherststepsshouldbe

    togetallthekeypeopleinoneroom,identiythetop-priority

    recommendationsandsecurethewholesalecommitmento

    stafwithsupportromeachindividualteam.

    System-wide: Inorderachieveauniedviewothe

    individual,theextendedteammustworktoestablisha

    commonlanguageasinormationcrossesinstitutional

    boundariesandimprovedataowinindividualagencies

    andacrossthesystem.

    Mayor:TheMayorshouldlltheopenChieOperating

    OcerpositionandappointaChiePerormanceOcer

    todriveaccountabilitythroughouthisorganizationand

    coordinateefortstoagreeuponacommonpublicsaety

    missionandgoals.

    Police Department:Toacilitateacultureoaccountability,

    thePoliceDepartmentshouldestablishaperormance-based

    appraisalsystemthatincludespatrolmetricsandadherence

    tooperatingprocedures.Opportunitiestosharecapitalassets

    withotherpublicsaetyagenciesshouldbeextendedto

    achievecostsavings.

    Circuit Attorney:TheCircuitAttorneyshoulddrivethe

    creationoanofendercoversheetbasedoncommoncriteria

    oridentiyingtop-priorityofendersandshouldsupport

    broaderstrategicintelligencecollaborationacrossthesystem.

    Circuit Courts:Extendingcurrenttrialsoelectronic

    monitoringorlow-riskofendersandvideoarraignments

    willcutcostsandimproveefectiveness.Currentpaper-based

    recordsandprocessesshouldbereplacedbydigitalsystems.

    Parole and probation:Scorecardsormeasuringclient

    outcomesandtheperormanceoprobationandparole

    ocersshouldimproveaccountabilityandefectiveness.

    Funding: Toidentiyundingsourcesorcost-savingsornew

    initiatives,allactorsshouldexploreederalgrants,sharedrisk

    agreementswithprivatesectorpartners,operationalchanges

    andreallocationoexistingunding.Underaconservative

    estimate,investmentsinelectronicmonitoring,organizational

    streamliningandrehabilitativeservicescouldyieldsavingso$350-$950thousandinyear1,andannualsavingso

    $1.5-$5millionthereater.

    ConclusionDespiteitsuniqueinstitutionalstructure,TheCityo

    St.Louisacesmuchthesamechallengesasothercities.

    Thesehaveimplementedsimilarsolutionswithbestpractices

    thatcanandshouldbereplicatedwithintheextendedteam.

    St.Louisiswellpositionedtoimproveaccountabilityand

    outcomesacrossthepublicsaetycommunity.

    Everyone that participated, all the dierentpieces of government and private-sectorpartners that have an impact on public safetyand the law enforcement process, really came

    to the table willing to help. Everyone isinterested in doing a better job and a moreeective job, and that was something thatcame out of this which really pleased me.

    Mayor Francis G. Slay

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    8/647

    A. IBMs vision for Smarter CitiesBy2050,citieswillbehometomorethanhaltheworlds

    population,willwieldmoreeconomicpowerandhave

    accesstomoreadvancedtechnologicalcapabilitiesthan

    everbeore.

    Simultaneously,citieswillstrugglewithawiderangeo

    challengesandthreatstosustainabilityinthosecoresupport

    andgovernancesystemstransport,water,energy,

    communications,healthcareandsocialservices.Thesegovernanceissuesarenothoweveruniquetocities.Allover

    theglobe,ederal,stateandlocalgovernmentsaswellas

    privatesectorcompaniesarelookingatinnovativewaysto

    reducetheproblemsosiloedanddisconnectedorganizations.

    Meanwhile,trillionsodigitaldevices,connectedthrough

    theInternet,areproducingavaststreamodata.Allthis

    inormationromtheowomarketstothepulseo

    societiescanatlastbeturnedintoknowledgebecausewe

    nowhavethecomputationalpowerandadvancedanalyticsto

    makesenseoit.Withthisknowledgecitiescanreducecosts,

    cutwasteandimprovetheeciency,productivityandqualityolieortheircitizens.Whilethesearemammothchallenges

    inatimeoeconomiccrisisandincreaseddemandor

    services,wealsohaveampleopportunitiesorthe

    developmentoinnovativesolutions.

    InNovember2008,IBMbeganaconversationabouthowthe

    planetisbecomingsmarter,meaningthatintelligenceis

    beinginusedintothesystemsandprocessesthatmakethe

    worldworkintothingsnoonewouldrecognizeas

    computers:cars,appliances,roadways,powergrids,clothes,

    evennaturalsystemssuchasagricultureandwaterways.By

    creatingmoreinstrumented,interconnectedandintelligent

    systems,citizensandpolicymakerscanharvestnewtrends

    andinsightsromdata,providingthebasisormore

    inormeddecisions.

    Sincecitiesgrappleonadailybasiswiththeinteractiono

    water,transportation,energy,publicsaetyandmanyother

    systems,IBMiscommittedtoavisionoSmarterCitiesasa

    vitalcomponentobuildingaSmarterPlanet.ASmarterCity

    usestechnologytotransormitscoresystemsandoptimize

    niteresources.Atthehighestlevelsomaturity,aSmarter

    Cityisaknowledge-basedsystemthatprovidesreal-time

    insightstostakeholdersaswellasenablingdecision-makers

    tomanagethecityssubsystemsproactivelygure1.1.

    Efectiveinormationmanagementisattheheartothis

    capabilitywhileintegrationandanalyticsarethekeyenablers.

    3. Introduction

    Figure1.1ASmarterCityusestechnologytotransformitscoresystemsandoptimizeniteresources

    Intelligent

    Wecananalyzeandderiveinsightfrom

    largeanddiversesourcesofinformation,

    topredictandrespondbettertochange.

    Instrumented

    Wecanmeasure,sense

    andseetheconditionof

    practicallyeverything.

    Interconnected

    People,systemsandobjectscan

    communicateandinteractwith

    eachotherinentirelynewways.

    Intelligence is being infused into the way the world works.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    9/64

    IBMs Smarter Cities Challenge Report St.Louis

    8

    B. The Smarter Cities ChallengeAsIBMalignsitsphilanthropicefortswiththegoalo

    buildingaSmarterPlanet,werealizethatcityleaders

    aroundtheworldaceincreasingeconomicandsocietal

    pressuretodelivernewsolutionsrapidly,themoresogiven

    theincreaseddemandorservices.Toaddressthis,IBM

    CorporateCitizenshiphaslaunchedtheSmarterCities

    Challengetohelp100citiesaroundtheworldbecome

    smarterthroughgrantsoIBMtalentandtechnology.

    DuringMarch2011,ateamosixIBMersworkedin

    theCityoSt.Louistodeliversubmissionsonkeyissues

    orMayorSlayandhisseniorleadershipteam.This

    reportprovidestheiranalysisothecausesocrimeand

    accompanyingrecommendationsorpublicsaetyinthe

    CityoSt.Louis.

    C. Context and objectivesCitiesneedtorethinktheirapproach.Theneedismore

    urgentthaneverbecauseothebiggestglobaleconomiccrisis

    sincetheGreatDepression.ASmarterCityisonethattakes

    theurgencyothecurrenteconomiccrisisanditsdownward

    pressureonbudgetsastheimpetustoovercomeresistanceto

    change.Itturnsproblemsintoopportunitiestoreducecosts

    improveservicestocommunitiesandmakeourcitiessmarter.

    Thisnewapproachtocommunitytransormationcallsor

    leaderstousetechnologytoinormandconnectpeople.Thecityisviewedasasetointerconnectingsystemsandthis

    drivesintegratedsolutionsandservices,ocusedonlong-term

    city-wideoutcomes.Thekeytosuccessisintegrationacross

    traditionalsilosexploitingtheavailableintelligence.

    Figure1.2TheSmarterCitiesframeworkandoverlappingthemes

    Populationmanagement

    Language

    Wealth

    Community Place

    Wellbeing Econo

    Managingcrime/publicsaety

    Environmentmanagement

    Education

    Ofceinrastructure

    Education

    Retail

    Housing

    Trafc

    Streeturniture

    Broadband

    Inrastructure

    Securinginwardinvestment

    Instrumented Interconnected Intelligent Integrated

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    10/64

    IBMs Smarter Cities Challenge Report St.Louis

    9

    Publicsaetyandpubliceducationareclearlyinterconnected.

    Establishingacomprehensivestrategicplantoaddressthese

    issuesisundamentaltotheuturesuccessotheCityandthe

    prosperityotheregion.Whetheritisthroughinnovationin

    Citypublicschools,engagingthepublicincrimeprevention

    andeducation,analyzingcommunitydevelopmentstrategic

    planstoincreasepost-secondaryenrollment,theCityand

    itssurroundingsmustadaptinordertothriveinanever

    increasingglobaleconomy.Wehopethatthisstrategicplan

    canlaytheoundationorurthercooperationamongstnon-protandgovernmentalbodiesintheregion.Forthe

    areatoprosperintheglobaleconomy,bettercooperationis

    essentialorimprovingservicesorconstituents,boosting

    economicdevelopmentandrealizingincreasedeciencies

    throughsynergiesingovernment.

    D. Approach taken by the teamTheproposalortheCityoSt.Louisisbrokenintotwo

    mainsections:

    Therstaddressestheissueopublicsaetyandthecriminal

    justicecommunity

    Thesecondlooksmorebroadlyatthecommunityandthecausesocrimeandrecidivism.

    Foreachsectionwehavedrawnoutthethemesthatspanthe

    entirecommunity:ourobservationsandrecommendationsat

    communitylevel.Wehavethenexaminedkeyplayerswithin

    thatcommunityandocusedonobservationsandndingsthat

    arerelevanttotheirrolewithintheextendedteam.Lastly,we

    havelookedatpotentialundingsourcesormodelsthatcould

    beappliedinordertonancechangestheMayorandhisteam

    wanttopursue.

    Inourapproachtothisproject,IBMusedanissue-based

    consultingmethod.Thismethodreliesheavilyoninterviews

    todevelopasetohypothesesandthenconductdeeper

    researchinterviewstovalidatethesehypotheses.

    Figure1.3Issue-basedconsultingow

    Stressingtheimportanceosaeneighborhoodsandthe

    provisionoanimprovedqualityolieorhiscitizens,

    MayorSlayspecicallyaskedtheIBMteamtoexamine

    howtheCitycantargethighriskcriminalsbyprovidingthe

    criminaljusticeextendedteamwiththerelevantinormation

    toallowtheCitytomakebetterpublicsaetydecisionsand

    drivebetteroutcomes.

    IBMapproachedtheinitialroundointerviewswith

    noassumptionsandastandardsetoquestionsregarding

    therespectiveagenciesoperationsandtheareaswhere

    potentialimprovementscouldbemade.Weinterviewed

    thetopexecutivesothepublicsaetyagencies:the

    PoliceDepartment,theCircuitAttorney,theClerk

    otheCourt,CircuitCourtJudges,Probationand

    ParoleandtheDepartmentoCorrections.These

    organizationsmakeupthecityspublicsaetycommunity.

    1.Defnition Proposal

    2.Structure Kick-off package

    3.Datagathering Date summaries

    4.Synthesis Reports

    5.Buy-in Targeted reports

    Overviewothefve-stageconsultingprocess

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    11/64

    IBMs Smarter Cities Challenge Report St.Louis

    10

    Figure1.4Keyorganizationsmakingupthepublicsectorextendedteam

    Aconsistentsetothemeshasemergedromtheseinterviews:

    Lackoauniedoverviewotheindividual(i.e.asingle,

    consistentviewotheindividualastheymovethroughthe

    publicsaetysystem).

    Aperormancemanagementrameworklackingmetricsand

    clearaccountabilitythatwouldallowprogramsandoutcomes

    tobeassessedobjectivelyandtherebyimproveoperational

    andnancialperormance.

    Absenceoawellintegratedinormation-sharingprocess

    thatspansallagencies;thishascontributedtosignicant

    operationalproblemsandcostswithinandbetween

    theagencies.

    Thesethemeshaveormedourseriesohypotheses

    concerningtheCityspublicsaetyproblemsandbyextension,

    therecommendationsthatcouldbemadetoimprove

    collectivepublicsaetyoperationsandreduceoverallcosts.

    Subsequentroundsointerviewsgathereddetailed

    inormationdirectlyassociatedwithourhypotheses

    soastovalidatethem.TheIBMteamlookedat:

    Howinormationiscollectedaboutindividualswithin

    eachagencyandhow(orwhether)itisshared

    Theassessmentmethodsappliedtotheperormance

    obothpersonnelandprocessesandthemetricsused

    WhatITsystemsareinplace,howtheyareemployed

    andthequalityotheinormationtheyprovide.

    Thisinormationwasreviewedtoobtainaclearviewothe

    completesystem,witheachhypothesistestedagainstthe

    ndings.Ineachcaseweoundinormationandstakeholder

    conrmationtosupporteachothethreehypotheses.This

    hasenabledtheIBMteamtodeveloprecommendationsthat

    couldbeputintopractice.Themethod,thendingsandthe

    recommendationsareallpresentedinthisreport.

    Mayor

    PoliceDepartment

    CircuitAttorney

    CircuitClerk

    SheriJudges

    Probation

    Corrections

    Parole

    CAD

    Courtscheduling

    Casemanagement

    RMS

    GIS

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    12/6411

    4. Overall fndings andthemes

    A. Discovery/observationsTodaymunicipalgovernmentsaceamultitudeo

    challengesinensuringtheydeliverthehighestquality

    oserviceatthehighestvaluetotheircitizens.

    St.Louisisnoexception.

    Responsibilityorcity-wideaccountability

    AstheCitystopelectedocial,MayorSlayisthepublicace

    oSt.Louis.Heistheheadogovernment,regardlessostate

    lawsthatrestricthiscontroloversomecriticalunctions,especiallywithinthepublicsaetysystem.

    Inordertoensurethepropermanagementandreporting

    otheextendedteam(howeverthescopeisdened)itis

    importanttohaveasmallsetopeoplewithcommon

    objectives.Asateam,theyareresponsibleor:

    End-to-endprocessesthatowacrossthesystem

    Measurementandreportingotheeciencyoprocesses

    Understandingwhoisaccountableoreachstepinthe

    processandwheretheboundariesexist

    Drivingcollaborationacrossthecommunitytoensurethe

    smoothandecientexecutionotheprocess.

    Inthediagramoppositewehighlightthreerolesthat,while

    notnecessarilyull-timewithintheorganization,arecritical

    inensuringthecorrectmanagementstructureisinplaceto

    supportthecommunity.Theycanbeperormedbypeople

    withvariousresponsibilitiesacrossthecommunitybutthekey

    tosuccessisthattheyhavethecommunityspermissionand

    authoritytoimplementchanges,measureandtrackprogress.

    Theyneedtheauthoritytoapplyapprovedsanctionswhen

    groupswithintheextendedteamdonotmeettheirobjectives,

    aswellasthemechanismstorewardorganizationsthatexceed

    theirgoals.

    Wewilldiscusstherolesaboveinmoredetailinsubsequent

    sections(orinstance,ChiePerormanceOcerinthe

    Mayoralsection).

    Inourdiscussionswithstakeholdersbothinsideandoutside

    thepublicsaetyextendedteam,itwasthelackomeaningul

    accountabilitythatwasseenasakeyactorincontributingto

    theperceptionoSt.Louisasthemostdangerouscityin

    theUnitedStates.

    AccountabilitycanonlyexistwhenthecitizensoSt.Louis

    eelthatoneindividualisresponsibleortheoverallpublic

    saetystrategyortheCity.Thesuccessorailureothis

    strategycanbedeterminedbymeasuringandmonitoring

    thatindividualsperormanceagainstgivengoals.

    Tohaveastrong,consistentocusonimprovedpublic

    saetyoutcomes,itisnecessarytohaveaocalpointor

    accountability;webelievethatresponsibilityshouldrest

    withtheMayorsOce.

    Increasingbudgetpressures

    Theglobaleconomiccrisishasputseriousstrainson

    thenancesoallgovernments,especiallymunicipal

    governments.Taxrevenuesandotherrevenuestreams

    havebeenimpactedbylowertaxcollection,highercosts

    orservicesandareductioningrantmoniesavailableto

    localgovernments.Thishasorcedgovernmentleaders

    tomakehardchoicesaboutwhichprogramstoundand

    whichtocut.WeseethisoccurringinSt.Louisaswell,

    wheretheeconomyisalreadysuferinginsomewards,

    exacerbatinganalreadychallengingsituation.

    Figure1.5Managementsystemforgovernance,accountabilityandcollaboration

    ChieOperating

    Ofcer

    ChiePerormance

    Ofcer

    ChieInormation

    Ofcer

    Visibility of efciencies/inefciencies

    Accountabilityof ecosystem

    Fostercollaboration

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    13/64

    IBMs Smarter Cities Challenge Report St.Louis

    12

    GrantstodayamajorsourceoundingortheCityo

    St.Louishavebeenreducedasnewcallsorausterityand

    scalresponsibilityemanateromWashingtonandJeferson

    City.Thelossothesegrantsputsadditionalstrainson

    St.Louisanditsabilitytoundpublicsaetyprograms.

    Aspressurearoundpensionliabilityandcontribution

    requirementsincrease,morecitizensoSt.Louishave

    oundthemselvesdependentonCityprograms.

    Fragmentedspanoinuence

    St.Louisisacityodividedgovernment,especiallywithin

    itspublicsaetysystem.TheSt.LouisMetropolitanPolice

    Departmentisastate-runorganization,governedbyan

    appointedBoardoPoliceCommissioners.TheCircuit

    AttorneyandtheCourtClerkareseparatelyelectedocials,

    beholdenmoretovotersthantotheCitysexecutivebranch.

    Thistypeodividedgovernmentblurslinesoauthority

    andareasoresponsibilityandcancreateanatmosphere

    oblameandrecriminationwhendealingwiththeCitys

    publicsaetyissue.

    Despitetremendousefortsonthepartothoseindividuals

    withinthepublicsaetysystem,thesedivisionshavecreated

    aragmentedspanoinuence,andpreventedacoordinated,

    efectiveandconsistentapproachwhentacklingpublicsaety

    intheCity.Thelackooverallmanagementandinormation-

    sharinghasputhigh-riskofendersbackonthestreets,while

    incarceratingofenderswhowouldnormallybereleasedback

    intothecommunitytobecomeproductivemembersagain.

    B. Areas for improvementAsweevaluatedtheinormationgatheredbynumerous

    stakeholderinterviews,vecommonissuesclearlyemerged

    aroundtheinitiativesorpublicsaety:

    1. Dataquality

    DataqualityisanissuethatcontinuestoafecttheCitys

    abilitytomeasuretheoverallimpactoprogramsefectively,

    particularlywithinthepublicsaetyarena.Dataqualityissues

    betweenthediferentpublicsaetyorganizationsmakeit

    diculttodeterminewithcondencewhetherornot

    programsandexpendituresareefective.Theyalsocontribute

    tothecultureoblameandnger-pointingwhichseemsto

    permeatepartsotheorganization.

    Thelackodecision-qualityinormationhasalsoafected

    governmentleadersinSt.Louis.TheMayor,departmentand

    agencychieshavestruggledtomeasuretheperormanceo

    theirprograms.Theydonotunderstandtheefectreduced

    budgetsandanincreaseddemandorserviceshas,nowandin

    theuture.Thishascreatedaculturewheretransparencyandaccountabilityarelacking.

    2. Eciencygaps

    WithintheCitygovernmentandthebroaderpublicsaety

    establishmenttherearetheollowinggaps:

    Multipleanddisparatedatasources

    Organizationsthatailtocommunicateefectively

    Inconsistentpolicies

    Duplicationoefort

    Unnecessaryredundancy

    Siloedanddisjointedlevelsoaccountability.

    Thesegapsineciencyhavemadeitdiculttoobtaina

    truemeasureoperormanceandsuccessataCity-widelevel.

    Whendecision-makersoperatewithinsel-containedsilos,

    theirlimitedspanocontrolresultsintheabsenceoaunied

    viewoprogramsandbudgetsandignoranceastohowtheir

    decisionsafectthelargerCityextendedteam.

    3. Metricsandperormance

    Thelackoconsistentperormancemetricsacrossthepublic

    saetyspectrumhascontributedtotheongoinginabilityto

    ormacomprehensivepublicsaetystrategyandroadmap.

    Whilemanyorganizationsmeasuretheirperormancethe

    questionis:arethosemetricsalignedtotheoverallCity

    strategytoimprovepublicsaety?Theansweris:notentirely.

    Perormancemetricsmustalignunderthreebroadareas:

    missiongoals,operationalrequirementsandnancial

    objectives.Throughthese,theCitycangaindeeperinsight

    intotheefectivenessopublicsaetyinitiativesinpreventing

    andreducingcrimeandrecidivism.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    14/64

    IBMs Smarter Cities Challenge Report St.Louis

    13

    ThegovernmentunderMayorSlayhasanumberostrategic

    goalsandobjectivesthatmustbemeasuredinorderto

    improvepublicsaetyandchangetheperceptionothe

    Cityasunsae.

    4. Accountability

    Innumerousinterviews,ocialsinSt.Louishaveconsistently

    citedlackotransparencyandaccountabilityasamajor

    concern.ThishamperstheCitysefectivenessinmanaging

    city-wideoperationsandcreatesacultureoblameandnger-pointingwithinthepublicsaetyextendedteam.Thisculture

    ostersdistrustandanimosityandiletunchecked,will

    onlyworsen.

    AstheCitydealswithstudiesclaimingthatSt.Louisisthe

    mostdangerouscityinAmericathislackoperormance-

    basedmetricscontributestothisperceptionandtheideathat

    thereisanunaligned,uncoordinatedstrategyorpublicsaety

    withinSt.Louis.

    5. Commonlanguage

    TheCitylacksaconsistent,well-denedsetodenitionsandthenecessarylanguagewheninormationisshared

    amongthevariousstakeholders.Thisshortcomingafects

    howinormationmovesthroughthepublicsaetysystem

    oSt.Louis.

    C. Recommendations overall ecosystem

    CityForward:benchmarkingperormanceinSt.Louis

    CityForwardisasetoexplorationauthoringtoolsthatgive

    expertsromacademia,governmentandbeyondtheabilityto

    illustrateideasandtrendsandencouragediscussionotheir

    validityandimpact.TheobjectiveoCityForwardisto

    coordinateinormationaboutcitiesandcommunitiesinways

    thatleadtonewperspectives.Insightgleanedromdata

    analysiscanorceustorethinkthephysical,commercialand

    governancestructuresthatorchestratelieincities.

    Currently,Cityagenciesworkinsiloswithonlylimited

    cooperationorintegrationandnoholisticviewothe

    interdependencyocitysubsystems.Thereareewdecision-

    supportingtoolstoenabletheCitytoassesswhatitneeds

    todotobecomesmarter,eventhoughcitizensexpectto

    beinvolvedinthesettingocitypriorities.TheMayor

    andhisteamwanttopromotedatatransparencyand

    publicengagement.

    WerecommendthattheCityoSt.Louisworkswiththosegroupswithincitygovernmentandbeyondwhocanprovide

    itwithdatathatispublic,open,ree,andcity-ocused.This

    datacouldthenbeloadedintoatoolsuchasCityForwardin

    ordertounderstandtherelationshipsandinterdependencies

    withintheCityspublicsaetysystem.Itcouldalsoallowthe

    involvementonon-protorganizations,academiaand

    communitygrassrootsorganizations.

    Wehaveincludedanexampleovisualizationrom

    CityForwardtodemonstratetheconceptbuttherealvalue

    isinpublicizingandencouragingexpertsromallpartso

    thecommunitytocreateandsharevisualizations.

    Cultureshitonaccountability

    BecausetheCityoSt.Louisoperateswithinalooselyaligned

    publicsaetysystem,itiscriticalthatanyrecommendations

    rstandoremostinstillacultureoaccountability.Aswe

    havestatedearlier,lackoaccountabilitywascitedinnearly

    everyinterview.Theconclusionbothotheintervieweesand

    theSt.LouisSmarterCitiesteamisthatanylong-term,

    sustainedsuccessinghtingtheperceptionsandtherealities

    opublicsaetyinSt.Louismustbeginwithashittoa

    broadercultureoaccountability.

    Thisisnottosaythataccountabilitydoesnotalreadyexist

    amongmanyothepublicsaetystakeholderswithwhom

    wetalked.Most,inotallotheorganizationsbelieve

    stronglyinacultureoaccountability.However,that

    accountabilityisinsilositstartsandstopswithinthe

    boundsothespecicstakeholderorganization.Thiscreates

    anextendedteamwherecommonstrategies,goals,andkey

    perormancemetricsaresimilarlycontainedwithinsilos.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    15/64

    IBMs Smarter Cities Challenge Report St.Louis

    14

    Theresultisalossocommonpurpose,ocommonlanguage

    andmetrics,alackoact-baseddecision-makinganda

    tendencytopushblameouttootherpartsotheteam.This

    typeoaccountabilityinsilosafectstheteamsabilityto

    driveanysignicantchangeorimproveoutcomes.Wesee

    thiswithinthesphereopublicsaetyinSt.Louis.

    WerecommendthattheMayorsOcebetheowneroa

    uniedprocessandcultureoaccountability.Asstatedearlier,

    theMayoristheheadothecitycitizensexpectthataccountabilitytobeginandendwithhim.Inordertocreatea

    newethos,werecommendthattheMayor,workingwiththe

    publicsaetyextendedteam,developsasetocommonpublic

    saetymissionandgoalsandamethodorcreatingaunied

    cultureoaccountability.Allstakeholdersshouldunderstand

    theirrolesandresponsibilitiesintheprocessandwouldbe

    givenaorumtoraiseconcernsorchallengedecisions.

    Todothis,auniedviewotheindividualastheymove

    throughallphasesothepublicsaetysystemhasto

    becreated,alongwithasystem-wideperormance

    managementramework.

    Unifedviewotheindividual

    Whenanindividualmovesthroughthepublicsaetysystem,

    itiscriticaltohaveauniedviewothatindividual

    throughouteachstepotheprocess.Thisensuresthat

    everyonewithinthesystemreceivesandsharesinormation,

    creatingacomprehensiverecordoallinteractions.Not

    havingthatcriticalinormationcanhaveadirectinuence

    onhowthatindividualistreatedwhilemovingthroughthe

    systemandwhetherornotthebestdecisionismadeonhis

    orherbehal.ThelackoauniedviewhasbeencitedbyallstakeholderswithintheSt.Louispublicsaetycommunity

    asasignicantgapthatmustbeaddressed.

    Sinceacompleteproleotheindividualisrequiredatevery

    stepothepublicsaetysystem,romarrestthroughtothe

    naldispositionothecase,anintegratedviewothe

    individualisundamental.Itguaranteesthateverystakeholder

    hasthesamelineosightintoallrelevantcharacteristicso

    theindividual.

    Figure1.6Organizationsinvolvedintheowofinformation

    MetropolitanPolice

    CircuitAttorney CircuitCour tProbationand

    Parole

    ArresteeChargedOender

    DeendantProbation/

    ParoleClient

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    16/64

    IBMs Smarter Cities Challenge Report St.Louis

    15

    Equallyimportantisthemannerinwhichdatamovesacross

    theboundariesothepublicsectorsystem.Everyecosystemis

    acollectiononaturalorganizationswhosestrategicobjective

    ismostotendenedbythemissionothoseorganizations.

    Asdiferentasthesemaybe,commonalityopurposedoes

    existandthatcommonalitydenesabroadergoal.With

    publicsaetyorganizations,thatbroaderaimmustdenehow

    inormationmovesbetweenthediferentpartsothesystem.

    InSt.Louis,thatcommonalityisobscuredbysilosthathavearisenwithinthediferentpartsotheextendedteam.These

    silospreventtheexchangeodataacrosssystemboundaries

    andareresponsibleoraailuretoproduceacoherentanalysis

    otheindividual.Itisessentialthatdataandinormation

    exchangeoccursseamlesslyacrossthediferentunctionsso

    thatauniedviewotheindividualisavailabletoevery

    decision-makerinthesystem.

    Itiscleartoeveryonewetalkedtothatinordertomeet

    thegoalsothepublicsaetyecosystems,St.Louiscannot

    continuetooperateinthewayithasdoneinthepast.

    Acultureomanagingperormancethroughouttheentirepublicsaetyextendedteammustbeembracedandcontrolled

    attheMayorallevel.

    Assetmanagement

    Tomanageassetsandservicesefectively,municipalagencies

    needasolutionthatnotonlymeetstheneedsomanagers

    andusers,butalsotstheirtechnologystrategy.Theideal

    solutionwouldprovideauniedplatormthatcouldtrack

    andruntheullspectrumomunicipalassetsandservice

    providers.Itwouldaddresscompliance,accountingand

    asset-relatedchallengesacrossmultipledepartmentsand

    integratesmoothlywithkeysystemssuchasgeographic

    inormationsystems(GIS),assetmonitoringandenterprise

    resourceplanning(ERP).Anassetandservicemanagement

    applicationthatmeetsthesecriticalrequirementswouldbe

    abletostreamlineoperationsandimprovemanagement

    decision-makingenterprise-wide,whileullysupporting

    budgetjusticationandassetaccountability.

    Evaluateintegrationordataandserviceorchestration

    Municipalcloud

    Muchotheinormationtechnologyworldisadoptingcloud

    computing.Withcloud,hardware,sotwareanddataare

    movedromtheclientssiteintothecloud.Acloudoperator

    canthenservemanyclients,reducingcostssubstantially

    througheconomiesoscaleandimprovingeaseouse.

    Ocourse,theoperatormustprotectclientsinormation

    properlyprovidingtheprivacy,security,reliability,access

    controletc.thatclientsexpect.Asthesearebeingdevelopedandproven,useocloudisexpanding.

    Aprivatecloudkeepsthecontroloinormationwiththe

    client.Ithelpsgovernmentsbyimprovingsotwaresupport

    andincreasingvisibilitywithservicecompositionand

    analytics.Sotware-as-a-Servicehelpsreducecapitalcosts,

    riskandITmanagementexpenses.On-goingimprovements

    tocloudeciency,securityandreliabilityareparticularly

    attractiveormunicipalities.

    Cloudprovidesthesebenetsandmore.Forexample,when

    servicescomeromindependentproviders,clientsmustgureouthowtolinkthemproperly.Ialocalgovernmenthasone

    servicetocollecttaxesandanotheroraccounting,itmust

    manuallytransertaxcollectiondatatotheaccounting

    application.Theresultingoverheadsanderrorscanbea

    substantialburden.

    Insightintocityoperationsisbasedondataheldbymultiple

    applications.Classically,eachapplicationhasstructured

    inormationoritsownpurposes,makingitdiculttocreate

    anintegratedview.Withclouddeliveringtheapplications

    however,areicationothemunicipalityresults.This

    integratedviewpermitsanalysisandvisualizationspanning

    applicationanddepartmentalboundaries.Themechanisms

    thatcreateandanalyzethereicationareusedbymany

    clients,makingthemafordableevenorsmallgovernments.

    Furthermoretheresultingassessmentsprovideastandardized

    viewocommunityoperation,allowingbestpracticestobe

    identiedacrossmultiplecommunitiesanddepartments.

    Cloudcaneliminateoverheadsanderrorsandaddvalue.

    Itsharesdatabetweenmultipleservicesandturnsapplications

    intounied,client-specicsets.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    17/64

    IBMs Smarter Cities Challenge Report St.Louis

    16

    Asanexampleothecloudmodelinpublicsaety,wewould

    recommendlookingatasmartsurveillancesolution.Video

    surveillanceprovidestheabilitytoanalyzeandidentiy

    potentialpublicsaetyevents/issuesromclosedcircuit

    television(CCTV)ootage.Thecloudsolutioncanmonitor

    eedsromCCTVcamerasandsearchorpredenedevents/

    issuestherebyremovingtheneedorconstanthuman

    monitoring.Bybuildingastoragecloud,theuprontcapital

    costsoservers,storagedevicesandotherrelatedservices

    neededtobuildacity-ownedandoperatedsurveillancecenterarereduced.

    ThecloudsurveillancesolutioncanplaybackCCTVeeds

    toowrompointtopointateranincident.Inthecaseoa

    stolencar,thesurveillancesystemcananalyzeootagerom

    CCTVeedtoCCTVeedtopinpointthedirectionthecar

    wasdriven.Thecloudsurveillancesolutioncanalertthe

    operatorinreal-timewhenapredenedeventoccurs.This

    canbedisplayedonamainscreenandtheeventcanbestored

    ortrendanalysis.

    CCTVcamerahardwareandinstallationsarebecomingcheapertoinstallwhilethecostownershipothehuman

    monitorisstaticorincreasingincost.Technologyevolution

    intheCCTVspacehascenteredonhardwareratherthan

    sotwarewhenanalyzingsuspiciousactivities.

    Cityleaderstodaymanageincidentsandviewkey

    perormanceindicators(KPIs)andreportsthroughdisparate

    systems.City-widecoordinationandcollaborationinthe

    planningandexecutionoeventsincludingemergency

    operationsisotenlacking.Anotherkeyreasonor

    implementingacloudisthustoprovideahosteddashboard

    orIntelligentOperationsCenter,throughwhichincident

    reportingandtracking,aswellassituationawarenessand

    reporting,canbeviewed.

    Realtimecollaborationandcriticalassetmanagementare

    twootherkeyCitygovernmentareasthatcanbenet.

    InkeepingwithourrecommendedKPImetrics,acloud

    modelcanprovideacitywithexecutive,cityoperationsand

    agencydashboardsthatincludedomainKPIreportswith

    trendsandanalysisoeventanddomaindata.

    Itcanalsoprovideanafordablecentralizedenvironmentor

    planning,organizing,monitoringandcontinuouslysharing

    inormationinresponsetochangingconditions.Cloud

    economiesreducebothcapitalexpenseandoperatingcosts.

    Theyencourageservicesharingandcollaborationbothwithin

    andbetweenlocalgovernmententities.Aprimarycauseo

    slowserviceingovernmentisthehand-ofdelaywhen

    responsetoservicerequestsmovesbetweendepartments.

    SmarterCloudassuresthecorrectinormationoroperational

    control,shortrangeplanningandstrategicmanagement.Bystructuringdatainastandardormat,SmarterCloudalso

    providestheessentialbasisorsharingservicesandidentiying

    operationalbestpractices.

    Establishcommonlanguageasinormation

    crossesboundaries

    TheSt.Louispublicsaetysystemmustbeaclosedloop

    systemorallinormationthatmovesacrossthestakeholders

    intheextendedteam.Thiscanonlybeaccomplishedia

    commonlanguageexistsaroundtypesocrimes,typeso

    ofenders,etc.andisusedtobuildtheuniedviewothe

    individual.Webelievethisistheonlywaytogetacompleteproleoeveryindividualwhomovesinandthrough

    thesystem.

    ImproveREJIScriminalreporting

    REJIScontainsawealthouseulinormationonindividuals

    thatmovethroughthepublicsaetysystem.Inorderto

    ensurethatallmembersotheextendedteamtrustthedata,

    webelieveitessentialorREJIStoenhanceitscriminal

    reporting.Weeelitiscriticallyimportanttoupgradeand

    improvehowREJISsharesinormationacrosstheextended

    teamandtheotherapplicationsinuse.Indoingthis,weeel

    REJIScansupplythecriticalinormationthatidentiesthe

    top20%ofenders.Specically,theofenderreportneeds

    tobemodiedtogiveanaccuratesummaryoconvictions,

    arrestsandotherincidentssothedatacanbetrustedbythe

    PoliceDepartmentandCircuitAttorney.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    18/64

    IBMs Smarter Cities Challenge Report St.Louis

    17

    Establishcoordinatedsetoextendedteam

    dashboards

    Managingperormanceacrosstheextendedteamisoneo

    theoundationsoourrecommendations.Webelievemetrics

    andaccountabilitywillimproveoperationalandnancial

    perormancebyimplementingastrategyousingdashboards

    orprogramsandbudgets.Itwillalsodrivedowncostsacross

    thesystem.

    AutomateprocessesacrossextendedteamWehavediscoverednumerousmanualprocessesthroughout

    theSt.Louispublicsaetyextendedteam.Thesemanual

    processesarebothanancialandoperationaldrainonthe

    city.Westronglybelievethattheireliminationand

    consolidationtogetherwiththeremovalopaperreporting

    willimprovetheowoaccurateandtimelyinormation

    acrossthesystem.Wealsobelievethischangewillhavea

    signicantimpactontheCitysnancialperormance.

    Improveintra-departmentdataow

    Communicationwithinadepartmentinthepublicsaety

    systemisoneothebestwaysoimprovingpublicsaety.Wehaveseenexamplesooutdatedpoliciesandlimited

    accesstoinormationproducingaailureothiskindo

    intra-departmentcommunicationthroughoutthenetwork.

    Webelievethatimprovingthisinormationowwithin

    departmentsisessentialandrecommendthatevery

    departmentinthesystemundertakesanauditohow

    inormationprogresses,takingstepstoimproveinormation-

    sharingprocesses.

    Improveinter-departmentdataowacrosssystem

    Communicationamongdiferentdepartmentsinthepublic

    saetysystemisanotherexcellentwayoimprovingpublic

    saety.Oneoourmostuseulsessionswaswhenallmembers

    othepublicsaetyextendedteamgatheredintheMayors

    oce.Thatsessionhelpedallextendedteammembers

    understandtheimportanceodataandinormationows

    betweendepartments.Werecommendthatthosemembers

    meeteveryourtosixweekswiththeCityCIOintheMayors

    ocetoreviewanddiscusstheissuesaroundinormation

    owandseekwaystostreamlineandimprovethatprocess.

    Shareandreplicatebestpracticeswithcities

    atanationallevel

    TheNationalNetworkorSaeCommunities

    (http://www.nnscommunities.org/)isacoalitionoprominent

    citystakeholdersconcernedwiththeimpactocrimeand

    currentcrimepoliciesoncommunities.Co-chairedby

    ProessorDavidKennedyandPresidentJeremyTravis

    otheJohnJayCollegeoCriminalJustice,thenetwork

    supportsitsmembersbycreatinganationalcommunityo

    practice,raisingthevisibilityoitsmemberswork,oferingtechnicalsupport,recognizingandhelpingotherslearnrom

    theirinnovations,supportingpeerexchangeandeducation

    andconductingresearchandevaluations.

    Specically,theNetworkocusesontwoprovencrime

    preventionstrategies:acommunity-widestrategytoprevent

    homicideandseriousviolencetogetherwithefortsto

    eliminateovertdrugmarkets.PioneeredinBoston

    Massachusetts,thehomicideandseriousviolenceprevention

    strategybringstogetherofenders,theiramilies,law

    enorcementandcriminaljusticeocials,serviceproviders,

    streetworkersandcommunityleaders,tosetclearcommunitystandardsagainstviolence.Ithelpsofendersleavethe

    streetsandestablishesclear,predictableandmeaningul

    consequencesorgroupswhosememberscommithomicide

    andseriousviolence.FirstimplementedinHighPoint,NC,

    thedrugpreventionstrategydoesthesamewithdrugdealers

    toeliminateovertcommunitydrugmarkets,arrestand

    prosecuteviolentdrugdealers,ofereducationtonon-violent

    dealers,providejobplacementandotherassistance,setting

    outthesameconsequencesorthosewhoreturntodealing.

    TheCityshouldconsiderworkingwiththisnetworkand

    otherjurisdictionstobenchmarkitsefortsanddrawupon

    bestpractices.

    Increaseuseostateandederalinormationsources

    Thereareanumberostateandederaldatasourcesthat

    existandcanbeusedorpublicsaety.Werecommendthat

    theSt.Louispublicsaetyteamtakesadvantageothesedata

    sourcesandusestheextensiveinormationavailabletoitto

    improvepublicsaetyoutcomes.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    19/64

    IBMs Smarter Cities Challenge Report St.Louis

    18

    D. Recommendations MayorTheMayoroSt.Louis,asthecityshighestelectedocial,

    mustbethepersonresponsibleorachievingthegoalsand

    objectivesotheCity.

    Establishacommonpublicsaetymissionandgoals

    Todrivethecultureshitinaccountability,theCitymust

    adoptamanagementrameworkaroundthestrategicgoals

    andobjectivesothepublicsaetyextendedteam.That

    rameworkwilldrivetheadoption,coordinationandimplementationoperormanceobjectivesby:

    Establishingoneviewopublicsectorprogramsandbudgets

    Managingandreducingrisk

    Improvingoperationaleciency

    Increasingtransparencyandaccountability.

    DesignateaChiePerormanceOfcer

    Tomeetthestrategicobjectivesandtodrivethatcultureo

    transparencyandaccountability,werecommendthatMayor

    Slaydesignateacity-wideChiePerormanceOcer(CPO).

    TheCPOwillberesponsibleormanagingandcoordinating

    themeasurementoallpublicsaetyactivities.Thiswilluniytheextendedteamsperormanceinitiativesunder

    oneindividualwhowillreportbackandrecommend

    improvementstoensurethestrategicgoalsothemayor

    andthecityaremet.

    Inaddition,werecommendthateachstakeholderinthe

    widerpublicsaetyextendedteamdesignatesomeoneatstaf

    leveltoliaisewiththeCPOtoensurecoordinationand

    inter-communication.ThecitysChiePerormanceOcer

    wouldbethedeactoheadandnalarbiteroperormance

    recommendationsandactions.

    Inthatrole,theCPOwouldhelpestablishtheperormance

    goalsandmetricswithallstakeholdersintheextendedteam,

    recommendactionstobetakenandworkwiththeCitys

    ChieOperatingOcerandChieInormationOcerto

    implementthosegoalsandreportontheprogressandresults.

    HeorshewouldchairtheMayorsPublicSaetyStatmeetings

    whereperormancemetricsarereviewedandactionistaken.

    TheestablishmentoPublicSaetyStatmeetings

    WerecommendtheestablishmentoPublicSaetyStatmeetingsasavehicletoreviewtheprogressothepublic

    saetystrategyandgoalsthroughanalytics.PublicSaetyStat

    willcoordinateandocusonthesecriticalareas:

    Reviewingallperormancemetricsandresultsopublic

    saetyextendedteam

    Recommendingchangestopolicytoimproveoutcome

    Managingtheimplementationopolicyandoperational

    changes.

    Themeetingswillbelaunchedinphases.PhaseOnewill

    ocusonthepublicsaetyextendedteamintheCityo

    St.LouisandPhaseTwowillexpandtoincludethepublicsaetyextendedteamintheSt.Louismetropolitanarea.

    MeetingsoPublicSaetyStatmustincludeallrelevant

    stakeholdersthroughouttheentireextendedteamwhohave

    theauthoritytomakedecisionsandadjustmetricswhen

    needed.Theywilltakeprocessandpolicyrecommendations

    backtotheirleadershipordecisionanddisposition.

    PublicSaetyStatworkinggroup Departmentalperormance Seniorsta Seniorleadership

    Weekly

    Bi-weekly X

    Monthly X

    Quarterly X

    Semi-annually X

    Annually

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    20/64

    IBMs Smarter Cities Challenge Report St.Louis

    19

    Benefts:

    Aligninstitutionalstrategicgoalsanddesiredcitizen

    satisactiongoalswithbetterpublicsaetyoutcomes.

    Integratebudgetswithpublicsaetyperormanceobjectives.

    Measureandmanageperormanceoranecientand

    efectiveuseoallresources.

    Providevisibilityandcontroloinormationacrossthe

    organization.

    Increasequalityodecisionsbyprovidingmoreaccurate,

    timelyaccesstoinormation. Analyzeandmanageallprogramcosts(directandindirect)

    andreduceoperationalandITcostsbyprovidingsel-service

    analyticstousers.

    Unifedmanagementmetricramework

    orextendedteam

    Managingperormancetoreachthestrategicobjectiveso

    thepublicsaetyextendedteamoSt.Louisiscriticalto

    achievingasaerandvibrantSt.Louis.Thisalsoosters

    thecultureoaccountability.

    Everymemberothepublicsaetycommunityhasamissiontodenewhatoverallstrategicgoalsneedtobemanaged

    andmeasuredinordertoachieveimprovedpublicsaety.

    Managingthismissioniscriticalbecauseitdenestheactions

    anddirectionothepoliticalleadershipanddeterminesthe

    publicsaetyoutcomesdelivered.Itisvitalthatoverall

    operationalrequirementslikehumancapitalandother

    resourcesaremanagedtooptimizetheuseoallresources

    anddeliverthebestoutcomesorthepublicsaetymission.

    OverseeingthenancialperormanceotheCityinitstotality

    isthekeytounderstandinghowtheCityundsandmeasures

    publicsaetyprograms,andtoestablishingwhetherornot

    thosebudgetedactivitieshaveachievedthedesiredoutcomes.

    Perormancemanagementisdriventhroughanalyticsinour

    areas:businessintelligence;advancedanalytics;nancial

    perormancemanagement;governance,riskandcompliance.

    PartsotheSt.Louispublicsaetyextendedteamare

    employingsomeotheseanalyticcapabilities,butitisnot

    acoordinatedefort.PublicSaetyStatisthevehiclethat

    pullsthesedisparateperormanceprocessestogetherinto

    one,uniedview.Thiswillalloworconsistentmeasurement

    toenableinsightintoperormance,improveoperational

    eciencyandincreasetransparencyandaccountabilitytodrivebetteroutcomes.

    Perormancemanagementareas

    Businessintelligence Query, reporting, analysis, scorecards and dashboards to enable decision makers to nd, analyze and

    share the information they need easily to improve decision making.

    Advancedanalytics Data mining, predictive modeling, what if simulation, statistics and text analytics help identify

    meaningful patterns and correlations in data sets to predict future events and the attractiveness

    of various courses of action.

    Financialperormancemanagement Budgeting and planning, nancial consolidation, nancial scorecards and dashboards, nancial analytics

    and related reporting capabilities to help simplify, structure, and automate dynamic and sustainable

    nancial performance practices.

    Governance,riskandcompliance Financial governance, nancial and operational risk management and compliance capabilities to help

    manage and reduce risk, manage compliance requirements and nancial governance measurement and

    reporting requirements.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    21/64

    IBMs Smarter Cities Challenge Report St.Louis

    20

    CreationoaPublicSaetyDashboard

    WerecommendthatoneotherstgoalsotheChie

    PerormanceOcershouldbethecreationoaPublicSaety

    Dashboard.Thedashboardwilluniythemeasuremento

    allactivitiesthatafectthegoalsandobjectivesothepublic

    saetyinitiatives.Itwillreachacrossallorganizationsinthe

    publicsaetyextendedteamoraconsolidatedviewothe

    outcomesinthesystem.

    Components: Strategymapsdenethekeygoalsandobjectivesoaspecic

    areainthesystem.

    Keyperormanceindicators(KPIs)helpmeasureand

    monitorwhetherornottheoutcomesarebeingachieved.

    KPIsormthebasisormission,operationalandnancial

    planningthatgoesintounitingtheorganizations

    perormance.

    Scorecardswithinthedashboardhelpdenethemeasure,

    monitoringtheperormanceoeachstrategicoutcomes

    KPIwithtrendmonitorsthatindicatewhetherornotthe

    outcomeisachieved.

    Programs,nancesandoperationsarelinkedtogether

    ortighterprogramexecution,streamlinedoperations

    andbudgetandcostmanagementacrossthesystem.

    Thesemeasureshelptoisolatetheactorsimpacting

    perormanceanddeterminewhatactionsmayberequired

    toimproveoutcomes. Financialreportingorbothinternalandexternal

    nancialgovernanceandcompliancerequirements

    tiedtotheoutcomes.

    Figure1.7Flowofkeyperformanceindicatorsintotheoveralldashboard

    CorrectionsPolice

    Department CircuitAttorney

    Parole Probation Courts

    PublicSaety

    Percentage of people on probation Percentage of probation violations

    Recidivism rate

    Percentage increase in GED/college enrolment

    Percentage increase in employment

    Number of felonies

    Number of misdemeanors

    Time to disposition

    Percentage that fail to appear

    Number of occurrences where thewrong person has been released

    Percentage of probation violations Recidivism rate

    Percentage increase in GED/college enrolment

    Percentage change inemployment

    Percentage increase in GeneralEducation Development tests (GED)

    Percentage of identied drug populationin drug programs

    Percentage change in population withhigh risk health issues

    Issue rate

    Conviction rate

    Percentage of cases withcoversheet

    The number of ofcers trainedon Circuit Attorney processes

    Percentage of cases withcomplete arrest package

    Percentage of CrimeLabresults complete in 24hours for high-risk cases

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    22/64

    IBMs Smarter Cities Challenge Report St.Louis

    21

    ExamplesoKPIsorPolice(SeeAppendixorcompletelist)

    ExamplesoKPIsorCourts

    Police

    Enorcethelaw Improveresponsiveness Createasecurecity Increasepublicawareness

    Number of citations for non-

    criminal code offences

    Percentage of calls answered in

    30 seconds

    Citizen safety survey Number of hours of non-policing

    work in building community

    relations last 30 days

    Total number of police/community

    interactions

    Percentage of calls responded to

    within city guidelines

    Violent crime (this week, last week,

    last year)

    Number of citizens reached by

    public awareness campaignslast 30 days

    Number of police/community

    interactions that were not a result

    of 911 call

    Average response time to

    non-emergency calls (rolling

    seven days)

    Non-violent crime (this week,

    last week, last year)

    Number of public relations

    contacts with media

    Number of use of force complaints

    (rolling seven days, 30 days)

    Number of arrests Number of hours of paid

    non-policing work in building

    community relations last 30 days

    (e.g. security at parade paid by

    third-party)

    Number of hours on-duty

    uniformed ofcers are performing

    off-beat administrative work

    Conviction rate

    Courts

    Typesooenses Serviceefciency Decisionmaking Operationalefciency

    Number of felonies Time to disposition Percentage of cases change in

    disposition

    Financial penalties payment rate

    Number of misdemeanors Clearance rate Number of dip in events where

    wrong person is released from

    the custody

    Court staff efciency level

    Percentage of pending cases Percentage of dip in events where

    wrong person is released from

    the custody

    Percentage reduction in time

    taken to do criminal history

    background check

    Percentage of trial date certainty Percentage dip in recidivism rate Average case processing time

    Percentage of fail to appear

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    23/64

    IBMs Smarter Cities Challenge Report St.Louis

    22

    Benefts:

    Perormancemanagementsystemscanleadtothe

    ollowingoutcomes:

    Improvedperormanceandpositiveoutcomes

    basedonpoliticalmandates.

    Useopredictiveanalyticsandwhat-iscenario

    planningtopredictandorecastpossibleoutcomes.

    Aviableinterventionstrategybasedonthosemodels

    tokeepoutcomes,programsandspendingontrack.

    Institutionalstrategicgoalsalignedtodesiredcitizenpublicsaetysatisactiongoalsandbetteroutcomes.

    Measurementandmanagementoperormance,

    ecientandefectiveintheuseoallresources.

    Visibilityandcontroloinormationacrossthe

    extendedteam.

    Increasedqualityodecisionsbyprovidingmore

    accurate,timelyaccesstoinormation.

    Unifedoperationalandfnancialprocess

    Bettermanagementanduseoexistingoreasilycollected

    inormationremovesblindspotsthatpreventtheCityo

    St.Louismakinginormeddecisionsandachievingthebestoutcomes.TheCityneedstobeabletopredictandact

    oninormation,empoweringindividualsthroughoutthe

    organizationwithpervasive,predictivereal-timeanalytics.

    Theycanbuildontheirabilityto:

    Evolveromintuitionandinstincttoreal-time,actdriven

    decisionmaking.

    Buildonsenseandrespond,ratherthanreacttosituations.

    Empowereveryoneatthepointoimpacttomakethebest

    decisionsinthecontextothecurrentsituation.

    Theresultisrapid,inormedandcondentdecisionsand

    actionsoptimizedacrosstheorganization.TheMayorsoce

    isthesingleentityresponsibleorensuringtheCitysnancial

    andoperationalaccountabilityandintegrity.

    Toachieveuniedandefectivenancialandoperational

    managementothepublicsaetyextendedteam,we

    believetheMayorsocemustimplementandcontrol

    aperormance-basedbudgetingramework,linking

    allmembersothepublicsaetyteamsnancialand

    operationalperormance.

    Buildingacollaborative,perormance-basedbudgeting

    philosophy,requirestheollowingstepstobetaken:

    Drawuplong-termplansbasedontheMayorsStrategic

    PublicSaetyPlan.

    Breakplansintoannualbudgetsandthenbudgetorecasts

    oreachteamwithintheCity.

    Measureandreportonbothoutcomesandbudget

    expendituresonanongoingbasisatPublicSaetyStat

    meetings.

    Adjustspendtoaccountordecliningmetricsinbothoutcomesandbudgets.

    Benefts

    Improvementothepublicsaetybudgetperormancewith

    positiveoutcomes.

    Useopredictiveanalyticsandwhat-iscenarioplanningto

    predictandorecastpossiblebudgetandprogramoutcomes.

    Aviableinterventionstrategybasedonthosemodelstokeep

    outcomes,programsandspendingontrack.

    Redeploynancialandoperationalresourceseasilyto

    meetobjectives.

    Integratedbudgetswithperormanceobjectives.

    Budgetperormancemeasuredandmanagedorecient

    andefectiveuseoallresources.

    Increasedqualityodecisionsbyprovidingmoreaccurate,

    timelyaccesstobudgetinormation.

    Its really important that decision makersand people who are on the front lines haveequal access to information. We want peopleto be able to make smart decisions, and theyneed the data in a timely way to do so. So its

    both the work process and the ability to havedata and information ow through aprocess, but its also making sure that peopleknow how to be connected.

    Robin Wahby Deputy Chief of Staff

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    24/6423

    5. Police Department

    A. Discovery/observationsTheCityoSt.Louishasbeenlabeledthemost

    dangerouscityinAmericaoritssize.TheSt.Louis

    MetropolitanPoliceDepartment(SLMPD)consists

    o1,062ofcers(includingpoliceprobationofcers)

    304ofcersatsergeantlevelandabove,plus

    approximately500civilianemployees(Public

    SaetyAnsweringPointandotherdepartments).

    Around65%othecurrentpoliceorceiswhite,

    ahigherratiothanthatothegeneralpopulation.

    Inthepastyear,thedepartmentandcrimelaboratoryhave

    beenre-accredited.Theyhaveinstalledmobileticketing

    devicesincarstospeedbothissuingandprocessingotrac

    tickets.LicensePlateReaders(LPRs)havealsobeenalso

    ttedonsomecarstoallowpolicetoenorcewantsand

    warrantsastheydrivedownstreets.Akeyadditionhasbeen

    theinstallationoin-carvideotoallowocerstocapture

    videoosuspectswhileallowingcitizensupervision.This

    shouldreducecomplaintstoInternalAfairs.Overall,there

    hasbeenareportedreductionincrimeo9.2%in2010.

    Thecurrent2011PrioritiesstatedbyChieIsomareto:

    AcquireundingornewlypurchasedHeadquartersbuilding

    andincreasesecurityplatormsatthecurrentacilities.Bring

    allacilitiesintolinewithDepartmentoHomelandSecurity

    (DHS)andbringemergencypreparednessrecommendations

    uptothatoalargemetropolicedepartment.(SLMPDis

    partotheareawideSt.LouisAreaRegionalResponse

    System(STARRS)program.)

    Acquireundingorimprovingrearmsrangetoprovide

    tacticaltrainingorlocalandederalagencies.

    Addnewrealtimeanalysiscenter,ocerGlobalPositioning

    System(GPS)programandgunshotlocationsystems.

    AllowincreasedexibilityinCommunityOrientedPolicing

    Services(COPS)stylegrantstoreduceretention

    requirementsandnancialimpact.(Lastyearthedepartment

    appliedorandreceivedUrbanAreasSecurityInitiative

    (UASI)grantsoaround$8.5M,MetropolitanMedical

    ResponseSystem(MMRS)grantstotaling$317K,

    DepartmentoJusticeJusticeAssistanceGrant(JAG)

    allocatedat$939KandCOPs(earmark)o$200Kor

    in-carvideohardware.)

    B. Areas for improvement1. Dataquality

    SLMPDhasdirectaccesstoMissouriUniormLaw

    EnorcementSystem(MULES),RegionalJusticeInormation

    Systems(REJIS),NationalCrimeInormationCenter

    (NCIC)andI/LEADSdatabases.Theyhavetheabilityto

    shareinormationwithParoleandProbationandgeteeds

    romCorrectionswhenacriminalhasbeenreleased.Timely

    inormationonprisonerreleaseromparoleremainsanissue

    duetoheavycaseloads.Thisiscompoundedbytimedelayingettinginormationtotheocersoutintheeld.Thereisa

    lackoacommondatadictionarybetweenvariousagencies.

    NotallofensesaremappedtotheUniormCrimeReporting

    (UCR)orNCICdatadenitions.Thereisaneedtogoto

    multipleinormationsystems,someowhichareupdated

    manuallyandlessrequentlythanothers.Someinormation,

    particularlycallresolutionordispositionothecall,is

    simplynotcaptured.Rekeyingodatagivesrisetoerrors.

    Multiplesystemsignonswiththeirinherentdelayslead

    tosignicantreductionsinactivepatroltimebecauseo

    administrativeduties.Weobservedmuchcuttingandpasting

    inthepatrolcarandatthedistrictstation.Whileinthepatrolcarduringroutinetracstops,wenoteddelaysinsignon,

    temperamentalnetworkconnectionsduetothespottynature

    oVerizonWirelessaswellasdelaysotheREJISsystem,all

    owhichaddedtotimetakeninroutineofense-processing.

    2. Eciencygaps

    Therearemultiplepartormsthatneedtobecompleted

    byocersandenteredintosystems.Manyeldsinthese

    ormsareidentical.Someotheeldsareautomatically

    populatedinvariouselectronicsystems,somearenot.

    Thearrestingocerinatracstophastoomanychoices

    inhisdropdownmenuonhisMobileDataTerminal.Itis

    easierorhimtokeyintheentirealphanumericcode,

    althoughmoretimeconsuming.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    25/64

    IBMs Smarter Cities Challenge Report St.Louis

    24

    3. Metricsandperormance

    SLMPDhasprovideddataontimetoanswerPSAPcall,time

    todispatchocerandtimeoarrival.Theperormanceo

    thersttwostepsisverygood.Forthelaststep,thearrival

    onthescene,dataisnotcompleteoraccuratesinceocers

    requentlydonotorcannotcallinarrivalino.SLMPDkeeps

    goodstatsontypesocrimes(part1andpart2)bymonth,

    bydemographic(race/gender/age)andbyneighborhood.

    4. AccountabilityTherearesomanystepsintheprocessthatitisdicultto

    holdanyoneunctionordepartmenttoaccount.Thisleads

    toanaturallackodepartmentalresponsibility.Thereisareal

    needtoshareaccurateandcompletedataingoodtime,sothat

    thewholeisgreater,intheend,thanthesumoitsparts.

    5. Commonlanguage

    ThereisadisconnectbetweentheSLMPDsuseothe

    UniedCrimeReportandthestandardUCRusedatthe

    stateandederallevel.Selectingthecorrectcategorywhen

    enteringintoelectronicsystemspostarrest,cancause

    conusion.WeweregivenDoesNotMatchReports(DMR)whichshowedalmost250disparitiesinonemonthbetween

    theI/LEADSUCRandtheCrimeCodeUCR.Thiswas

    duetocodingnuances,diferencesbetweentheofenseto

    beprosecutedandtheFBIrequirements,sotwareglitches

    andsimplemis-titledreportsbyocers.

    C. Recommendations Useinormationtechnologyasastrategicasset.Develop

    bothshort-termandstrategicroadmapstoupgradeor

    replaceinormationsystems,allowingoraccurate,consistent

    andtimelyinormation.Minimizepaperreportormsand

    manualdataentry.Multi-partormsareexpensiveandtheir

    eliminationwillresultinsubstantialsavingsoverandabove

    savingsachievedbyautomation.

    Improveprocessowimmediatelyonbothintraand

    inter-departmentdata.Forexample,improvementpotential

    innumberostepsinvolvedromarresttobooking(intra

    department)andreducingstepsromthepolicepersonnel

    totheCircuitAttorney(interagency).

    Improveaccessandsharingodatasothatacquisitiono

    investigativeorollow-upinormationislesscumbersome

    andlaborintensive.

    Reviewandimprovedatasharingwithstateandederal

    systemsaswarranted.NCIC,MULESandNDEXareall

    greatdatabasesromwhichMPDcanbenetitheinterace

    andproceduresaresimplied.

    AlignMPDleadershipwithpatrolocersgoals.Specically,

    getocersatsergeantlevelandaboveoutintothestreets

    morerequently.ThisshouldshowthecommunitythattherereallyisalevelocareandconcernbyMPDregardingsaety

    inthestreets.

    UtilizetheCriminologyDepartmentatUniversityo

    MissouriSt.Louisasathinktankonimprovingpublic

    saety.Formataskorcewiththegoalodelivering

    actionableprocessandinormationtechnology

    improvements.

    Increaseocerinvolvementincommunityprojects/

    programssuchasPALS(PoliceAthleticLeague).This

    willhelpbuildtrustwiththecommunityanddeterthe

    cycleocrimeexperiencedbymostothe28wards.

    Adoptbestpracticesoothermetropolitanpolicedepartmentswhohaveadoptedsomeothesuggestions

    above,Memphis,Richmond,NYC,Chicago,LosAngeles

    andAlbuquerque.

    ImplementthetechnologyaroundsocialmediaTwitteretc.

    intocrimeghtingportolio.Nationalagenciese.g.FBIare

    lookingtousethesetoolstoidentiythecrimeperpetrators

    realtime.

    InstallGPSinallsquadcarsorocersaety.Thisalso

    makescallinginwhenarrivingatthescenealessarbitrary

    procedureandincreasesmanagementsabilitytoconrm

    directedpatrolassignmentsarebeingperormed.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    26/64

    IBMs Smarter Cities Challenge Report St.Louis

    25

    Implementsmartvideosurveillancewithanalyticsina

    comprehensivemanner.Inmanycities,thewell-planneduse

    osmartvideosurveillancehasbeenamajorassetinreducing

    crime,improvingpublicperceptionsosaetyandassisting

    policeresponsetocallsorservice.Installingtwoorthree

    camerasinadistrictdoesnotachievemeasurableresults.

    Itmayonlydrivecrimetoanotherarea.Icamerasarenot

    monitoredandvideoisnotstoredandsearchable,itisnot

    useul.Beingabletocustomizethesmartcamerasto

    displayactivitythatMPDwantstomonitor,saycarbreak-ins,isoneexample.Incertainsituations,theuseohigh-

    denitioncameratechnologywhichallowsorpositive

    identicationeitherromacialrecognitionortheability

    topositivelyidentiyscars,marksandtattoos,isalso

    recommended.

    Similarly,installationovideotocapturebookingo

    prisoners,holdingcells,prisonertransport,investigative

    interrogations,crimescenesandevidence-handling

    providesamorecompleteandaccuraterecordo

    Departmentalactionsassociatedwithevents,arrests

    andinvestigations.Allvideoshouldbemanagedasa

    singleassetandincludedinacomprehensivecontentmanagementprogram.Havingandusingsuchaprocess

    notonlyresultsinmajoroperationalimprovementsbut

    alsodrivesreductionsincosts,betheydirect(lesstime

    spentsearchingandretrievinginormationandless

    paper)orindirect(reducedliabilityexposureoralse

    allegationsomisconduct,strongeraudittrailsor

    investigatingmisuseoDepartmentinormation).

    Itherecommendationtousesmartvideoisadopted,

    itisvitalthataplanortheacquisitionanduseothe

    videotechnologyisputinplacepriortoanypurchases.

    Planningestablishesstandardsandpoliciesthatcanbe

    usedasbenchmarksoracquiringandimplementing

    videosystemstoincludeintegratingexistingsystems

    andvideoassets.Developingaplan,i.e.atechnology

    roadmap,providesanunderstandingothetechnology

    itselitscapabilities,totalcostoownership,etc.and

    theoperationalgoalsitisintendedtosupportwhat

    thevideoisintendedtodo.Thisknowledgeandthe

    resultingplancontrolscostsandreducestheriskoan

    unsatisactoryprojectoutcome.

    Aggressivelypursueederalgrantstohelpundnew

    initiatives.Focusshouldbeoncompetitivegrantsandgrant

    research,developmentshouldbeginASAP.Manygrantswill

    beawardedinthelateSpringandagainintheFall.Hiringa

    proessionalgrantwriteroutsideothecitymightbeworth

    lookinginto.

    Itisanestablishedmaximthatwhatgetsmeasuredgets

    done.Metricsarenecessarytomeasuresuccessandthe

    efectivenessoperormance.Assignmentoresponsibility

    makesspecicpersonnelaccountableortheaccomplishmentoassignedactivities.Withoutmetrics,thereisno

    meaningulaccountability.Withoutaccountability,personnel

    perormancecannotbeobjectivelyappraised.Withoutan

    objectiveperormanceappraisal(andbyextension,reward

    system)personnelarenotmotivatedtoexcel.Insuchan

    environmentanorganizationcannotperormtoitsbest.I

    theseconditionspersist,theybecomeendemicandthereore

    diculttochange.TheSt.LouisMetropolitanPolice

    Department(SLMPD)isanexampleoanorganization

    wherethishasoccurred,orseveralreasons:

    SLMPDdoesnothaveestablishedmetricsor

    measuringtheeciencyorefectivenessooperationsagainstidentiedcrimeandordermaintenance

    problems.

    Thereisnoobjectiveappraisalsystemorpersonnel.

    Theexistingpromotionalprocessisnotwelldesigned

    toidentiythosecandidatesmostlikelytoperormwell

    assupervisorsandleaders.

    Alltheaboveneedtobecorrectedithecultureatthe

    SLMPDistochangeandletitperormatitsbest.Thisis

    especiallyimportantastheDepartmentpreparestooperate

    withewerpersonnel.

    TheSLMPDcollectscrimestatisticsromeldandarrest

    reportsandisadvisedothereturnoarrestedpersonsand

    knownrecidiviststothecommunity.Thesharingand

    disseminationoinormationiscumbersomeandhasmany

    gapsduetopoorlyintegratedinormationsystemsand

    processesthataretoalargeextentpaper-based.Despitethese

    problems,theDepartmentsCrimeAnalysisUnitprovides

    goodsummariesocrimeactivityandpatternstothe

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    27/64

    IBMs Smarter Cities Challenge Report St.Louis

    26

    Districts.IntheDistricts,however,theinormationisnot

    passeddownecientlyandconsistentlytothelinepersonnel

    norusedtodesigntheirdirectedpatrolassignments(i.e.the

    problemwhichisgivenprioritytoeachocerduringtheir

    shit).Thereisnowaytoveriythatocersarereceiving

    thecrimeinormationthatensuresthetargetingotheir

    enorcementefortsbasedonintelligencebased/evidence

    basedpolicing.Neitheristhereamethodtoestablishthat

    anocerhasactuallyperormedanassignedtaskotherthan

    theirownstatementthatithasbeendone.Numbersaretracked,butinmostcasesthereisnosolidinterpretationo

    anychangethatoccurs.Thuschangesinpatternsdonotlead

    tointelligentadaptationooperations.Theestablishmento

    keyperormanceindicatorsandtheabilitytotrackthem

    wouldcorrectthis.

    TheSLMPDdoesnothaveanappraisalprocessthat

    assessestheperormanceoitspersonnelobjectively.

    Establishingkeyperormanceindicators(KPIs)would

    provideobjectivemetricsbywhichpersonnel

    perormancecouldbeassessed.Anefectiveappraisal

    processhasaorceddistributioncomponentthat

    preventsassessmentothosemembersperormingsatisactorilywhomeetDepartmentalstandards.

    Likewise,itorcestheassessorstodocumenttheir

    ratings,enorcingthekeyperormanceindicatorsand

    thusvalidatingtheprocesssefectiveness.Personnel

    thatexcelinaccomplishingtheirassignedobjectives

    canberewardedwhereaspersonnelthatconsistently

    allshortcanbetargetedorappropriateperormance

    improvementactionsorseparationromtheorce,

    itheycannotperormefectively.Theexistenceo

    objectivestandardsandtheconsistentapplicationo

    associatedpoliciesencourageexcellenceor,attheleast,

    adequateperormance.Personnelwhoknowtheir

    perormanceisefectivelymonitoredandthattheir

    appraisaldependsonmeetingorexceedingstandards,

    willdowhatisnecessarytoavoidtheconsequenceso

    ailingtoperormsatisactorily.

    TheSLMPDdoeshaveacompetitivepromotional

    processbutitsemphasisisnotontheidenticationo

    uturesupervisorsandleaders.Personnelwhoaregood

    attakingtestsdowell,irrespectiveowhetherornot

    theywillperormefectivelyassupervisorsandleaders.

    Restructuringtheprocessintoanobjectiveonecan

    improvetheDepartmentinseveralways:

    Personnelareoferedtheopportunityto

    advancetheircareersbydemonstratingtheir

    potentialtoperormtherequirementsothenextrankefectivelyinanobjectiveprocess.

    Allpersonnelthatcompeterereshtheir

    knowledgeothetrainingmaterialscommon

    toallranks(e.g.lawandregulations,general

    orders,etc.)andobtainanunderstandingo

    theresponsibilitiesothenextrankthrough

    thestudyotheselectedsupervisoror

    managementmaterials.

    TheDepartmentisabletodriveculturalchange

    byestablishingnewstandardsoperormance

    andpromotingpersonnelthatdemonstratethe

    abilityandwillingnesstosupportthem. Theexistingpromotionalprocesshampersthe

    Departmentsabilitytochangeitselinseveralways:

    Theexaminationprocessisplacedabovethe

    candidatesworkhistoryandexperience.

    Managementinputislimitedtoavoidseeming

    biasbutobservationsbymanagementovertime

    arevaluableindicatorsoanindividualsability

    andskills.

    Oncearankisachievedanindividualcanonly

    beremovedwithcause,andpoorperormance

    hasnotbeenusedasacause.

    Inthisenvironmentsupervisorsandmanagers

    arereluctant,evenresistant,totakingaction

    againstsubordinatesorreasonsopoor

    perormance.Disciplinebecomeslax.

    Inmanycasesthelackoaperormance

    componentinthecurrentpromotionalprocess

    alsocontributestoalackomotivationin

    ocialstodevelopandtrymoreinnovative

    programssoastotacklecrimeandorder

    maintenanceproblems.Thiscontributes

    toamoribundoperationalenvironment.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    28/64

    IBMs Smarter Cities Challenge Report St.Louis

    27

    Theabsenceoanobjectivepromotionalprocessto

    promotethosewithpotentialhascontributedtothe

    currentclimateattheSLMPD.Thebestwayorthe

    Departmenttodrivethenecessaryculturalchange

    andprovidethatleveloservicetheCityoSt.Louis

    needstochangeitsreputation,istheestablishment

    ojustsuchanobjectivepromotionalprocess.This

    shouldbeaccompaniedbytheimplementationo

    clearperormanceobjectivesandmetricsorits

    supervisorsandcommanders.ThisculturalchangeisundamentaltotheDepartmentsuturesuccess,

    irrespectiveoanyimprovementsinprocessesor

    theacquisitiononewtechnology.

    Atthispoint,itisimportanttosaythatnoneothis

    canorshouldbeconstruedassayingtheSLMPD

    isbadorinefective.Thisisnotthecase,as

    evidencedbytheDepartmentsclearaccomplishments

    andmeasurableresults.TheSLMPDhasmany

    outstandinganddedicatedperormers.However,

    muchothestateothedepartmentliesbeyondits

    currentcontrol.Theproblemisthatwithouttherecommendedchangesclearmetricstiedtoobjective

    personnelappraisalandarestructuredpromotional

    processtheDepartmentcannotmeasureitsown

    perormanceclearlyorchangeitsculture.

    TheSLMPDhasaManagementDevelopment

    Programinorcetoprovidepotentialutureleaders

    otheDepartmentwithabroaderunderstandingo

    SLMPDsadministrativeoperations-Planning,

    Budget,etc.andtheiroperationalrelationships.

    Werecommendedthathigherprioritybegiventothis

    programtodeepentheirunderstandingotheagency.

    Throughtheirparticipation,theDepartmentwill

    alsohaveanopportunitytoassessthesepersonnel.

    TheCommandstafotheSLMPDrecognizesthat

    giventhecurrenteconomicclimate,stanglevels

    areuntenableandthattheinevitablereductionin

    personnelincreasestheneedorgreateroperational

    efectivenessandeciency.Re-engineeringrather

    thanmerere-designocurrentbusinessprocesses

    andthebetteruseotechnologyaremandatory.

    TheDepartmenthasunderusedtechnologyassets.

    Thereisnewtechnologyavailablethatwouldjustiy

    theinvestment,providingrapidROIandsignicantsavingsindirectandindirectcosts.

    Technologiessuchasinormationanalytics,video

    surveillancesystems(mobile,xedandportable),

    anddashboardsthatpushcustomizedinormation

    topersonnelbasedontheirresponsibilities,ofer

    immediateandsubstantialimprovementsinoperational

    perormance.Simultaneously,theseimprovements

    provideecienciesandsavingsthatwillenablethe

    SLMPDtodoabetterjobwithareducedorce.

    HelpInvestigatorstoConnecttheDotsviaanalytics.

    Big-citypolicedepartmentsareorthemostpart

    highlycompartmentalized,andtheirunctionshighlyspecialized.Whencrimeinormationsystemswererst

    builtaslongas30yearsago,theywerenotdesigned

    tomeettheneedsoaspecialized,verticallyoriented

    processramework.Atthetime,littleornothought

    wasgiventomoreadvancedormsoreportingor

    analysis,orthesharingoinormationacrossdiferent

    departmentalunctions.Theresultwasanenvironment

    madeuposiloedsystemsthatwereveryecientat

    capturingdatabutwerelessgoodatsharingit.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    29/64

    IBMs Smarter Cities Challenge Report St.Louis

    28

    Thissituationhashadadirectimpactonthedetectives

    andocersinvestigatingcrimes,whosejobitisto

    pulltogetherallthestrandsoinormationandcreate

    acoherentpicturetoguidetheireforts.Withcase

    inormationresidinginpocketsthroughoutlarge

    departments,ocersspendmuchotheirtimeonthe

    phoneorontheireettryingtotrackitdown,leaving

    lesstimetodowhattheyweretrainedtodo,i.e.process

    thatinormationtosolvecrimes.

    Inadditiontostreamliningthenutsandboltsocasework,largepolicedepartmentsliketheNYPDare

    increasinglylookingtothebiggerpicturetoguide

    theirpolicies,practicesandresourcedecisions.The

    newwaveamongmajormetropolicedepartmentsisto

    useinormationproactivelyintheghtagainstcrime.

    Recognizingpatternswithincrimestatisticsandusing

    thistomodiypolicingtacticsallowsresourcestobe

    directedtowheretheyaremostneeded.

    Withreducedlevelsoundingromstateandederal

    programsowingtocities,itisimperativethatlocal

    jurisdictionsidentiywaystoeliminateduplicationand

    redundantspending,orexamplemaintainingmultipleITsystemsthatstorethesameinormation.Best

    practiceisorjurisdictions(e.g.countiesandcities)

    toshareassetsandacilities:crimelabs,emergency

    responsecentersandtrainingacilities.

    Every time we take a report, victims aretracked, witnesses are tracked. If somebodys

    given a trac ticket theres a record of that inthe computer. So it starts to create a web of allthese dierent links that you get with people

    and its a tremendous tool. But you have tobe able to understand the information andhow to use it.

    Police Ofce Brian Percich

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    30/6429

    6. Circuit Attorney

    A. Discovery/observationsTheCircuitAttorney(CA)asthechieprosecutoror

    state-levelcriminalcasesisanelectedpositioninthe

    CityoSt.Louis.TheCAofcesmissionistopursue

    justicewiththehigheststandardsoethicalbehaviorand

    proessionalismonbehalallcitizens.Itrepresentsthe

    peopleoSt.Louisagainstthosewhostandaccusedo

    breakingMissouriStatelaw.JennierJoyceisthecurrent

    CircuitAttorney.

    TheCAOce(CAO)isoneothelargestlawrmsinthe

    St.Louisarea:60attorneys,30investigators,10victim-

    servicescasemanagersanda20-membersupportstaf.Per

    year,theCAOhandlesapproximately4,000elonies(serious

    crimespunishablebymorethanayearinprison)and8,000

    misdemeanors(lessseriouscrimes)andhasa98%overall

    convictionrate.Itsmultiplelegaldivisionshaveexpertisein

    thelawrangingromhomicide,sexcrimesandchildabuseto

    raud,tax,andmentalhealth.Finally,theCAOsVictim

    ServiceUnitassistsover4,000victimsannually.

    Withintheoce,theCAOhastheollowingorganizationsandareasocriminallaw:ChildSupport,CommunityAfairs

    Bureau,DrugCourt,FelonyTrialUnit,MisdemeanorsUnit,

    VictimSupport,WarrantOce,andWhiteCollarCrime.

    CommonrustrationsandissuesasseenbytheCAOinclude

    inaccurate,delayedorincompletecommunicationsand

    inormationexchange,amajorbottleneckintheowo

    inormationbetweentheCAOandthePoliceDepartment,

    thelackoacommondatastructureanduniormityo

    standardsandthereluctanceowitnessesandvictims

    totestiy.

    Currently,theCAOoceusesthesemainmetrics:caseissue

    rate;convictionrate;andattorneyturnoverrate.

    B. Areas for improvement1. Dataquality

    Thereisalackoaccurate,real-time,comprehensive

    inormationexchangebetweenthepartiesinthesystem.

    ThereisaperceptionthattheSLMPDdoesnotshare

    sucientdatawithprosecutorsatthepointocharging,

    preventingthesharingoalltheinormationknowntothe

    policewiththerestothesystem.Inturn,prosecutorsdo

    nothaveanelectronicordatasystemavailabletoconvey

    inormationprovidedbythepolicedepartmenttothejudgesatthenecessarytimeandwhenallowedbylaw.Forexample,

    thesystemlacksaninormationexchangeromthepolice

    departmentthatwouldpermittheCourttoaccuratelyanswer

    thequestion:Isthisoneothetop-priority,repeatofenders

    whoweneedtogetofthestreet?Notechnologytools

    areinplaceorsuchdataexchange.Thedatasystemand

    inormationarchitectureisragmented.Thesystemusedby

    theSLMPDdiferssubstantiallyromthatoboththeCircuit

    AttorneyandtheCourts.Thedatasystemsrelieduponbythe

    PoliceDepartmentthroughtheREJISsystemdonotalways

    provideaccurateassessmentsoindividualscriminalhistories.

    2. Eciencygaps

    Thebiggestopportunityorimprovementintheinter-entity

    inormationexchangeisbetweenprosecutorsandthepolice

    department.Theagenciescommunicatealmostexclusively

    throughpaperwork.Technologicalincompatibilitycombined

    withmiscommunicationsproduceeciencygapsand

    redundanciesintheworkobothagencies.Thereisa

    measurementorgoalmismatchbetweentheSLMPDand

    CAO.Ocersocusonarrestingofendersandprosecutors

    ocusoncourtroomoutcomes.Thislackosharedgoals

    resultsinmiscommunicationandworkloadineciencies.

    Whenchargingindividuals,prosecutorscreateanentirely

    separatesetodataortheirinternaluse.Thatinormation

    isinaormatnotreadilyavailableeithertothecourtsor

    thesystempartnerseachowhomrelyupontheirown

    separate,independentdatasetsandtechnology.Eachstage

    othesystem(communitytopolicetoprosecutorstocourts)

    hasseparatestand-alonedatasetsandtechnology

    inrastructures.Thesedatasystemsdonotcommunicate

    efectively,ecientlyorconsistentlytothedetrimento

    coordinatedeforts.

  • 8/3/2019 IBM Smarter Cities Challenge - St. Louis Report

    31/64

    IBMs Smarter Cities Challenge Report St.Louis

    30

    Figure1.8CircuitAttorneyviewoftheprocessow

    Policemakearrest

    Yes

    No

    NotGuilty

    NotGuilty

    NotGuilty

    G