i.'-; · ptd e n compliance with the provisions of 5 U.S.C. § 501 eL q., 5 U.S.C. § 7353, and...

. AO- JO

(S U.S.C. app. §§ 101-111) I. 3 .

Du ffy, Palriok M

4 , TitJe (Artie!< fU Judges indicate active Of senior starus; S . RepcxtType (checl; appropriaie iype) 6 . R eporting Period

o

12131104 8 . On the basis of the information contained in 1his Report and any

o n

.. ' 'A. -,;· , , . . . . . .. ··1 ...... ·-.. r .• ,. . . - . . ... .... . .. • . IMPORTANT NOTES: The instruct ions acco m panying this ronn mu sl be followed. Complete a u paru. ehcckjng th e NON£ bo x for each part

I • • where )'OU have no reportab le information. S ign on last page. .. ·· . '• . :;("': -';_:l :;i' -,, •• : --- :.:;.::-..::-.. : ... ;. '• . ., . ,. . ·. ·. J '. . ."' :·

f

' . .... 1:,i • . ' _._ - '

POSITJQN NAME Of OROAN!ZATIONIENl1JY

Doonbcg foundation

d

PARTf E.$ AND TERMS

:''..· ,,, ···'

=

...,, -.

ii."'-:.

•' :'¥'i,, ;'.i

FINANCIAL DlSCLOSURE REPORT Report Required by Ille Elhics

Rev. t/2004 in Govcromcnl Act of1978 FOR CALENDAR YEAR 2004

Person RepOr1ing (last name, Firstname, Middle initial) 2. Court orOrg.nniunjon Date of Repor1

U.S. District Court 7118/0S

1nagistratejudges indjeatc full· or par1·1imc) 0 No1ninati n, Daie 1/1/04

U.S. District Court Judge 10Q lni1ial (!) An1w#ll Q l'h I

7. Chamber>orOl!ieeAddr=

P.O. Box US modificati ns pertainingthereto, it is. in my opinion., in complia ce \\ilh applicable lawsand regulations.

Charlesron, SC 29402 Reviewing Officer Date

I. POSITIONS. (Reponing individual only; seepp. 9-13 o filing inswctions)

0 NONE · (No reportable positions.)

I. Psaras Foundation

,,._c:

o;:: ..,,,_

2. Director

IL AGREEMENTS. (Reporting in ividual only:sec pp. 14-16of filing inswotions)

62J NONE · (Norcport>bleayccmenlS.)

I.

0 ....... = c:;;

" =

;:;;J .-...,o- f?1(/') .::- (')<:::>;;')::J!:f1iC"') rn-

<-o m

i. 0 = .c

Name of Person Reporting Oate o fRcpotl

SOllBCF. mE GROSS

SOURCE AND TYPE

s self·em ploycd heal th care CC?DSUJtant.

SOVRCE

I.

DESCRIPTION

FINANCTAL DISCLOSURE REPORT

Du(fy, Patrick M 1118/05

HI. NON-INVESTMENT INCOME. (Reponing individual and spouse: se<: pp. I 7-24 of filing instruClions)

A. Filer's Non-Investment focome

&'.I NONE (No rtp0r1able non·investmen1 income.) ·

AND INCOME {row's, 1'°1 spouse's)

I.

B. Spouse's Non-Investment Income -(If you "'-ere married duriog any pert.ion ofthe reporting year, please complete this section. Dollar amount not requfred except fur honoraria.)

0 NONE (Nortportablenon-inveS1men1 income.) ·

1. 2004

IV. REIMBURSEMENTS .. transportation. lodging, food, enlertoinnien"

{Includesthose to spouse anddependent children. See pp. 25-27 of in'slrUetions.)

liZI NONE (No such reporlllble rcimburSements.) ·

SOURCE

DESCRIPTION

Date ofR<J)Ort

7118105

N•me orPe""" Rcp0rting .FINANCIAL DISCLOSURE REPORT

Duffy, Patrick M

V. GIFTS. Oncludcs those to spoosc and dependent children. Sec pp. 28·3 I of instructions.)

621 NONE · (No Suell reportable gifts.)

DESCRIPTIQN

I.

VL LIABILITIES. (Includes tll0« of spouse and dependent cllildrcn. Sec pp. 32-34 of instructions.)

D NONE · (Nor<:portabteliabilitics.J

VAllJECOOECREDITOR Jl. Bank ofAmerica Credit Lioc

A.

c

Morgan S t anley Liquid Asset Fund

2. M o rgan S tan ley Liquid Asset fund I '

i Morgan Stanley Liquid Asset Fund 1 3 . i I· EMC Corp Mass

JDS Unip hase Corp

I Sun Microsystems Inc

! 7 . Alcoa I nc

Chioos Fas lnc

! GcncraJ E lectric Co

I

111. Home Depot

' Intel Corp

!shares SkP S m all Cap 600 Val

! Johnson & John son

Microsoft Corp

N o ncl N e tworks Corp New

PPL C a p FDR TR I PEPS PFD E

N ainc of Perwn Reporting

Duffy, Patrick M

B. c.

rcponing period tepMltt5 per iod

(I) (2) ( I) (2)

Codc2 ... )

Dividend l

A Dividend T

Dividend l T

None J T

N one J T

None l T

A Dividend l • T

None J T

None l T

Dividend J T

Divi dend 1 ·

A Dividend J T

None l T

A Dividend J T

Dividend J T

None l T

None

(I)

b11y,iell ,

Partial Sale

Partia l Sale

Sell

Orueof Repon

1118/0S

ll noc exempt fiom cuie1osc.src

(1) () ) ( 4 ) (5) Val oe Oain Code 2 Codcl

(A·H)

11/9 J A

5 /1 3 J

6109 J

General E lectric Co Dividend J T Partial Sale 2/18 J

1.-e!Gah> coo..: A le B c D E

a

N

R s

( See Col mnn CZ) u •Book vi.rue " ... Other V.' • E suniated

I

3.

9. Dukt EnergyCorp A

FINANCIAL DISCLOSURE REPORT Page 1 of3

VII. INVESTMENTS and TRUSTS

Oesaipti°" of Assie'u (io Judin@'. (N5'1 antts)

Pbor"(X)" after each 3Mel cxempl from prior disciosufe

ONONE (Noreport�bleUicome.. assets, or ttansactioos)

I.

I

is. I

16.

10.

12.

. 13.

i 14.

IS.

16.

)7.

l1:.el)me dunn(! Gross value: • cDCf or

Amount Type (e.g. Value Value Code I div. rcnl. or Meliiod (A ·HJ (J.P) Code3

(Q-W)

A T

l

A

A

A J

A

T)'PC (e.g.

IJlefS'U,redemption)

o. Transite11om duriia,s rcporti•g period

Date; Identityor Mouth· buyer/seller o., (l·P) (ifpri\�te

ln!nl!cti<lf1)

A

13. A A

I -St. 000 or• ss •SI. 0142.>00 •S2)-0I->S,OOO • S.5,001..SIS.000 •$1$,001- S0,000

(SeeCo-sBI ndD4) F S:S0.001...SfOO, OOO G •$100,001.Sl,OOO.OOO Ill -s1. ooo.001.ss. ooo,ooo H2 • M<>t'e ll .$SOOO.OOO

2. V Codes: J -tiS,000orJess K .. s1 s.001.s.so. ooo t • SS0,001 ·SIOO.OOO fl( • SIOO,OOl·S2SO.OOO

(Sec Coh11nn.s: CI nd 03l -mo.ooo.s;oo,ooo 0 - ssoo.001.sr .000, 000 Pl • Sl.OOO.OOl.SS.000.000 n .. s .ooo,001-S2s, ooo.ooo

P3 =-s2s.ooo,001-sw,ooo.ooo P4 .. SMort. tbaa S50,0<J0.000

l ValueMethod Codes 0 c Apprat.C;al .. Co 1 (RealI?.iu:e 01\ly) = Asr..ssmcnt T - Cash/Marke;

Nanlt o r \>tf'SOO Rcpon ing

Duffy, Patrick M

Oare of Report

7118/0S

Vl l . INVESTMENTS and ·rRUSTS . . incc1uc , \'llllC , ltMSCaliol\s(in<:ludestl mc: oftbe s1 >01.1$t- : mddq1cn d w1e.hildrcn. S ee pp. 34-57 o f li ling iJtSrruet i on.s.)

A.

.. cxr

19. Morgan Stanley V C um

20. T i me W arner, Inc

21 . XM Sa1clli ie Radio Hldg CL A

22. E nr on Corp

23. LSI Logi c Corp

24. M i cros o ft Co rp

2S. Oppcn Main ST Growth

26. Pepsico Inc

27 . PflW' Inc

28. QuaJcom lne

29. P utnam Ne w Opportunics CL A

30. Sun M ierosystems Inc

3 1. !s hares Russell Midcap

3 2. 1 -26178 Associate U.,C 12/30/88 $60,000 land

33. Mass Mutual Annuity

34. First Federal ofC ahrteston

JS. Bank o f America

36. Nasdaq I O O Trust Series I

(

3. Val:ut Method COOes

( Ste C.olimn C2 ) U • Book Val ue

B . c. o. d

repo n ing period rt:J)Urung pt'Oo::I

(I) (2) (I) (2 ) ( I ) 11 00( cxc1 np1 uu."'!l d.1sdosurc

(l} (3) v.rue Type (c.&- v.ru e

C<>do2 int)

Dividend J T

None

N one

None

None

A Dividend

A Dividen d

None

None

Dividend

A Dividend

None

None

None

Non e J

Interest

A Interest

Div idend

s

l T

J T

J T

J T

l T

J T

Sell 1106 J

Sdl 9109 J

l T

J T Panial Sale 9109 J

l T

J T Sell 1/08 J

L R

T

J T

T

J T

W -Esr:rtiated

(<)

Code 1 (A-IQ

FlNANClAL DISCLOSURE REPORT

Page 2 of3

Jn«wne wing Grossvalue1c endor Transa<:cioos di.ringttportini penod Ocscnpoon ofl\$$cts

(inclu:l'ir..aIN'.':I ISSC11)

(SJ Place after eaich asset cxemp1 !b.te:...,,,_ Trpe (c.c. v.i., Gain ldes1Cityo(from prior cisdosurc Mooth. Cod< I div. mu. or Codol Me<hod buy, sell. bU)'CrktJkt

(J-P) C00.3 mer�«.(I\ ·H) {if priv:lte Day 0·1')rcdcmptiM)(Q-W) 1raniac1ioo)

A

A

A

A

A

A

A

A

l

I. lltcOlnc/Gllin coiie·s: A .. s1.oooor1iess 8 •Sl,001·"2,SOO C •$2,SOl·SS,000 0 -$5,001 ..S 1 5.000 E • m.OOl·SS0.000

(S.eColomns Bl Uld 04) F • SS0.0014100,000 (i •SIOO,OOJ.SJ,000,000 HI • SJ.OOO.OOJ.$S.000,000 H2 •More tluin tS,000.000

1. Value Codes: J - I s ooo orlc5s K • SJS.001-SSO,OOO L •Sl0,001-SIOO,OOO M =S!OO,OOl·S2SO,OOO

SceColur.insCI and DJ) N --s2w.ooo.ssoo.ooo e •SSOO,OOl-Sl,000,000 fl -Sl. 000,001-SS,OOO.OOO Pl -=$S,000,00t-ns,ooo.ooo

P3 -m.000,001.sso,ooo.ooo P·1 ""SMorc tbnn $50.000.000

Q •Apptaiul R •Co 1 (Real E!�rc Only) S •.o.s.ses:s.mem T •Ca.�hft.,f.trket

v •O<bu

Nrunc: of P crso.n Reporling

Duffy. 'Patrick M

D•te of Rcpon

711 8/0j

Vll . tNVESTMENTS and TRUSTS -- incooi<. valoc. ltAnsc;itiOC\$ (i1x:ludc:s ose o( t he spouse and dtpc1ldet11 e11 ild n : n S ec pp. J4° $7 or fil ir • i inst ructions. )

A. o . c.

ir

rcpotticg period ttponi tl g period

( 1 ) (2/ ( I) (2)

c e Asnoui� Typ< V ;i h ic div. ren t or C o00 2

Codd

Thornburg Mortgage tnc Di v idend J T

38. Nat Westom Bk A Divi dend J T

39. Morpn Sta nley V Cum Dividend J T

40 . BellSouth SR Nts None

4 1. Duke E nergy Cp \TT None

42. W ipro Lid Ads A None J T

43. Saiums Al& T Corp N one J T

44 . American Inv C o of Amer B D ividend T

J. lJICC)J:ner Codes : B c

•• ,.HJ•} F

J K

N 0

r n

t Se e Column Cl) u - Book Valu e v = QdlCf W • E.s limate<!

D.

( I ) i fno1excmpt 1t¢md 1$t.losure

(3) (4)

va1 .. Mootb- c.do2 Code l

(J-1')

Sell 8 11> 2 J

S ell S/18 J A

B u y 10/26 J

Buy 1 0/U J

B uy 1/04 J

E

FINANClAL DISCLOSURE REPORT

Page 3 of3

Oder p:ioo of Ass:t.S (mclbdin.Bc as:sc-cs)

lnoomic du in !! G ro.u vakic 111 cl'd gf

Pla e ·cxr aiflc1 h asscc ex mpt &om prior disclosure Codcl

(A ·ti) int.)

(e.g.

(J·P)

Value Molf><>d

(Q-W)

Transaet1on11. duri"lt rq>ol\tni period

(2) (S) Type (e.g. D<ltc: 011-i11 ldcnliryofbU')',M:ll, bu)'trlsellcrmerser, Doy (A·H) (Ifpri\'atCredemption) l1'11t1Uction)

A37.

A

A

A

A J

A "11.000«·Je" •Sl,001· .l(J(l ..$2;so4-"J .ooo D. ··ss,001.11 .ooo -m.001,sso.ooo

sso,001.-s100.ooo G Sl00,001..SI ,000 "000 HI -·11.000,001.ss,ooo.ooo H2 .. Mocc than $$.000,000 {S.. Col'"""lll

2. V:iu6Codes: -2"$1S.000CtlleH •SIS,001..SSO,OOO. • SS0,001·1100,000 M •$10(}.00 l.S2SO,OOO

(Set Columns Cl and.D.3) • S2:50.000.SSOO,OOO • SSOO,OOl•Sl.000,000 Pl •SI .OOO.OOJ..SS.,000.000 l'2 -ss.ooo.001.s2s.ooo.ooo

p.; - $More dun$50,000,000P3 • m.ooo.OOi.S50.000.00ll

J. Value MctltOO Codd Q •App aisal R =Cos.< (Real CJ,t21cOnl)·) s •A sscssmc t T •C:uhf}l..1ark�!

D at e of RCP'Of' Name ofPc:non Reporting· INANCIAL DISCLOSURE REPORT

7/18/05.Duffy, Patrick M

(Indicatepnrt ofRqxict..) VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

Item #29 Putnam New Opportunities CL B chang.ed to PutnamNew Opportunities CL A.

hem #39 Morgan Stanlc)• V Cum combined with another Morgan Stailley V CUm (lis.tc:d as i1emi44 on 2003 Report.)

Signature. __ _ JL 2D, 1 •

F'INANClAL DISCLOSURE R£..l'ORT Name ofPtrsonRcponin&

DuJfy, P11rick M

IX. CERTIFICATION.

7111/0S

I certify that all infonnation given above (including infonnation penalning to my spouse and minor or dependent children, if any) is accurate, true, and complere to the best of my knowledge and belief, and that any inforrnacion not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I furthercertify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 eL seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Date '";J/ni:

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WIL.FULLY FALSIFIES ORF AILS TO FTLE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRlMlNAL SANCTIONS (5 U.S.C. app. § 104}

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

i.'-; · ptd e n compliance with the provisions of 5 U.S.C. § 501 eL q., 5 U.S.C. § 7353, and...

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Transcript of i.'-; · ptd e n compliance with the provisions of 5 U.S.C. § 501 eL q., 5 U.S.C. § 7353, and...