i NNCIL DISLOSE EORT Report Reuire1l by the Etbis ,.i .. e....10-i ,.i .. " e.11 _____ _ D. ____ _...
Transcript of i NNCIL DISLOSE EORT Report Reuire1l by the Etbis ,.i .. e....10-i ,.i .. " e.11 _____ _ D. ____ _...
· .10---i ,.i .. " e . 11
__________ _ Date. ____ _
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Report Require1l by the Etbics FINANCIAL .DISCLOSURE REPORT · in Government Act of 1978
Calendar Year 2003 . (5 U.S.C. app. §§ 101-111}
1. Person Rf:pmting (Last name, First name, Middle initial) 2. Court or Organi7.ation 3. Date of Report Bartle, III. Harvey U.S.D.C., E.D. Pa. !i/1112004
.4. Title (Arl:icl11 m Judges indicate actiivc or seniorstatus; 5. ReportType (checkappti:>priate type} 6. Reporting Period
magistrate judges indicate full• or part--time) Q Nomination. Date l/112003U.S. District Ju1dgc (Active) to@Annual 0 Jnitial 0 Final 12131/2003
7. Chambem or Office Address 8, On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion. in compliance
16614 U.S. !Courthouse with applicable laws ancl regulations. 601 Market Street
Reviewing Officer.Philadelphia PA 19106
IMJPOJR.TANT NOTES: The iru.'tlUctions accompanying this fonn must be followed. Complete all parts, checking the NONE box for each part wb1:rc you have no reportable inf0I1mation. Sign on last page.
l POSrCTONS. (Reporting iridividual only; secpp. 9-13 offiling instructions)
D NONrE - (No reportable poilitions.)
1.
2. c:o.:rrustce Trusts undCr will
IL AGREEMENTS. (Reporting individual only; sec PP· 14-16 offiling instructions)
NO IE - (No reportable agn:emcmls.)
...... •CJ)C)...... ..,, o-
.r-2! 0 --·'
rn-. .-.. 'P 4,r--r. -0 m
it"G7 -'u:;>
-c;:::;l "l (Tl
s= -
-
%1 rn 0 �"'fl ...-
rr 0
'41:·
I ·{Amended -- -- -i---------------- ------------------------------ --
SOURCE ANPWE GROSS 1NCOMg
SOURCE AND TYPE
DESCRJPIIQN
Name of Person ReportingFINAJ'ifCIAL DISCLOSU:E:.E REPORT Date: of Report
Bartle, m, Harvey S/l 112004
Ill. NON-·INVESTiv.IENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions) 8/12/04)
A. Fileris N0 NONB:
on-Investment Il11com - (No reportable ncm-in1•estment income.)
1. 21[)03
DAI§ .
CoTrustce's Fee
(yours, not spOllSt's}
$19,000
B. Spo1l1se's Non-Investmenlt ][nc:om - (If-you were married during any portion of the reporting year, please complete this section. (dollar amount not requirc:d except fi>r honoraria) ' -
D NONE - (No reportable ncm-investment income.)
1. Texas Teachers Retirement System
2.
IV. REUvffiURSEMENTS tion. lodging. food. c:ntertaimnent.-
(Ini ludes those to spouse and depC!ldmt children. See pp. 25-27 ofinslnlctions.)
D NONE - (No such reporaLD.le mmbursCIDClllS.)
1. Nancy P
SOUR.CE otts & Joshua Drew Partial transportation and lodging in connection with officiating at their wedding (Sept., 2003,
Big Fork. Montana) (approx. SSSO)
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DESCRWTJQN
DESCRIPlJON
·--------
VALUE COPE
li!I NONE - CNo reportable tiabiitities.)
FINANCIAL DISCLOSURE REPORT NameofPersonReporting Date: ofRepoti
Bartle, llll. Harvey 511112004 (Amended
V. GIFI'S.. (Includes those to spolllSe and dependent children. See pp. 28-31 of instructions.} 8/12/0il)
D NONE - (No such repottablj: gift:;.)
I. The Philadelphia Bar Association Membership (mended to alljudgcs) $272
VL LIAl3IlJTIES. (Jnclude!: those of spouse and dependent children. See pp. 32-34 of instructions.)
1.
·-------
B.
4;z) (2) (3)
mM{Cum..) Dividend
-
A
- -
N
(4) (5) Gain Code
· FINANCIAL DISCLOSURE REPORT Date ofReport Name of Person Reporting
Bartle, m. Harvey (Amended:,B./:].2/04)Page 1 of l 5111/2004
,:Vn. INVESTMENTS and TF..USTS - incim:, value. tr.mscations (includes those oftbc spouse mid dependent children. See pp. 34-57 of filing instmctions.)
c. n. Income during Oross wine at end of Tmnsactio11s during reporting period
Deierlplion of Assets
A.
rcponing period n:portiug period (including tnistassels)
If not excn"41t ftom disclosure (1) - (1) (2) {I)
Plac:e •ex)" ancr each asset ui:mpt Amollllt Type (e.g. Value Value Type (e.g. Dale: Value Idenlityoffrom prior disclosme Codc:l dh·. mrt.or . Code2 Melbod buy, sell, MODlh- Code2 buyer/seller
(A·FIJ int.) (J-P) cixte J merger, Day (J-P) I (A- (if private Rdcmplio11) Ml(Q-W) transa.ction)
DNONE (Na n:portable income, useliS, or ballSal:lioas)
1. Eastrnat11 Kodak (Com.) A Dividend J T
2. Gc:nc::ral Motors (Com.) A Dividend 1 T -
3. A K T
4. Xcro:1t (Com.) None J T
s. Dclpllii J utomotivc Systems (O:mi.) A Dividend J T
-
6. Hudson United Bank, Pruladclphia, Pcnns)'lvania lfnten:st J T
-7. Vang d-W'mdsor D (IRA rolk1ver) (previously
8. Dechert Price &: Rhoads H.R.. 11[) Retirement Plan) None L T
-9. TriJst established by Dechert Priicc &: Rhoads (Sf91)
10. (Sec vm - Additional Information or ExPlanations) A Royalty J T
11.
12.
Mernin Lynch (Mcn:ury U.S. Llirgc Cap Fund Class B)
TIAA/CRBF (lletirc:ment Fund)
A None
None
K T
T
13. -
Trust; uradc:r will (see attacbmetit)
14. -
Easton Vance Pa. Mun. Income Trus1 A Interest 1 T
16.
15. -
Vad:cmpc:r Am. Capital T:nist
- -Wacbovia Securities
-
A
A
hltcR:st
Interest
J
J
T
T Name changed from Pnldential
l • Income/Ga.in Codes: B =Sl,001-S2,SOO. . C . =$2.501-$5,000 D =$5,001-SlS,OOO E =$15,001-SS0,000
(See Coluams 131 and ) F . ,· . G -; SIOO,OOl-Sl;ooo,ooO • HI ,.. S l,OOO.OOJ-S.S,000,000 R2 =Mort tlmr. SS,000,000
J =StS,01l0 or :1m K =$15,001-SS0,000 L =sso,O:ll:.sioo,ooo M =SlOO,OOl-$250,000
(See Cohmms :::1 :md D3) 1·.; "'$250,000-$500,000 0 = $500,001-$1,000,000 Pl ·= Sl,OOO,OUl-$5,000.000 P2 =S5,000,0Ql-S25,0DO,Cl00
P3 "'$.:?S,OOO,OOl-S.S0,000,000 ?4 = SMore than $50, 000.000
- \'alw; M.elhocl ( odes Q = App.'11:isa! R =Cos: (Re:il Estate Only) S = Assessment T = Cash!Jvlarket
lJ Book V lut V =Other
(
11
12
13
Altria Group
IBM
Merck&::Cn . .
L
SaraLee
'
,..._
--.......
6/'2h J
11•
1212'
Zimmer 8'Jildings None
!
sale J
5 I 11 /a.a iReport Name of Pen;on ReportingFINANCIAL DISCLOSURE R.EPORT
Harvev Bartle, m ' VII. Pagel INVES'Th1ENTS AND TRUSTS - income, value, transactions (includes those of spouse and
children. See pp. 34-57 of Instructions.) ·
(Amended 8I12I 4:
D NONE (No reportable i111come)
1 Abbott l.ab:>ratori.es
2
Bristol Myers Squibb
' Cisco Sy:stelcns
s ExxonMobil
6 Freddie Mac:
7 Gereral :Slectric
8
9 MBIAinc.
10 Medco Health Solutions
Philadelphia Suburban
Philip Moms
14 PNCCoi:p.
15 PPG Indastries
16
17
A
c
D
A
A
· c
A
A
A
B
B
B
c
c
Div.
Div.
Div.
None
Div.
Div.
Div.
Div.
Div.
None
Div.
Div.
Div.
Div.
Div.
Div.
K
M
·M
J
K
K
M
J
K
J
J
L
M
M
T
T
T
T
T
T
T
·T
T
T
T
T
T
T
T
Part sale 11/10 J Spinoff . 6/3 J
Part sale J Part sale 11/10
-·
s . from 6/3pm . 8/25
Name c:hange from PhilipMorris
A See Zimmer
A A
Spinfrom Merck
Spino.ff Medco Healfu
Name change to Altria Group
...." " "
See Bristol Myers B
1 ln:ome/GainCodes: A=Sl,000 or lt!SS B-$1,001-$ZSOO tsee CoL B'.L 04) Fs$50,ll01. • $1l00,0o0 G=StOO,(IOl • $1,000,000
2 Value Codes: J-=$15,000 orless K=$15,001- $50,000 (SeeCcL CL 03) N-$250,00-S:SOO,ODO Qoc$500,001. $1,000,000
1'3-$25,000,CIOOJ. -$50,000,000
3 Value Method Codes: Q=Appraisal R=Cost (real estate Oilly) (See CcL C2) U=Blo::l: valu.e V=Other
Cs$Z.S01-SS.000 Hl-$1,000,000 • $5,000,000
Lt=$50,DOl.. $100,000 Pl-Sl.D00,000- $5,000,000
P4'-More than $50,000,000
S=Assessment W=Estimated
0=$5,(IOl. -$15,000 E=$15,001 -$50,000 H2"'More than$5,0DO,OOO
M-=$100,000- $250,000 Ec$15,D01- $50,0DO P2-$5,000,ll001-$25,000,000
T=Cash/Market
Harvev 'O
Deoc:iiplion .li'alt:Ulllels)'
-·---·---------------------------------+------+------+------1-----1----------1-----1-----1-----1----------------------l .
---------------------··---------------+-----+-------1------+------t---------il------+-----1-----+---------------------1
c -··---·-------------------·----------------+------+-------l""-----+------li--------+-------+-----+------+--------------------------1
........ ___ , _______________________________ -;-__ ---+------i------+------i--------t-�----t------t-------+-------------------------1
L -·---·----------------------·----------+-----+-------1--------1------+---------+-----+-----+-----+----------------------1
----------------------------------------1------+-----+-----+------+----------+---·-+------+-----+-------------------------1
--·----------------------�------------1------+------+-----+-----+----------+----+-----+-----+--------------------------1
Int. --··---·----------------------------------+------t------+------+-----+---------+------+-----+-------+------------------------�
Exempt Int. ....... __ , _______________________________ -1-----11------+-------+----+-------.,.-t------t----t------+------------------------1
Exempt
---·---·------------------------------1------+-----+----+------+--------1-----t------+-----+-----.,-------------1 Div
15
16
---·---------------------------------f--....---+-----+--�-+------+---------!-----1-----t-----+---------------------�
---·-------------------- ·----·---------1------+-----+-----+------+--------1------i------t------+---------------------t
(Amended 8 I l 2 4)
..,,i.ft.rlm.ptiortlilc
17
leeC::otC2)
,.
Name of Person Reporting FillJANCIA.L DISCLOSURE REPORT
Bartle, m
5 Illfoo4.Report
VD Page 1 INVESTiv1E!'ITS AND TRUSTS - income, value, transactions (includes those ofspouse and children. See pji. 34-57 ofInstructions.)
. A; . Of:iu- .
PIM:t•(X)" ..id.-i
D NONE (No reportable inaune)
1 PPL IResources B Div K T
2 Vem:on Communications c Div L T PartSale 6/'J/, J A
3 1\1.ranlyield PA l1'llld. Pd. c F.x. Div. L T
4 Nuw!ellPAPremium.hv.:.Fd..2 &.Div_. L T
s PA Jrasd. Mun. Jnc. Tr. 45 sa A Ex.Div. J T 5/'Zl J partial retum of capital
6 PAinsd. Mun. Inc. Tr. lstQllJ:·. A Ex.Div. J T 3/25 J partial :retam of capital
7 Vim J:Bmpen Cap. PA Quality c &.Div. T
8 V11�KampenCap.PAAdv. c Ex.Div. K T ·
9 Vim Kampen Cap. PA Value D Ex.Div. M T
10 V21n ¥.ampenCapPA Inv. Gir. D Ex.Div. M T
11 So. East Pa Transit5" B Exempt K T
12 Lehigb Co. Hosp. 5% B K T
13 p .A lnl Govt. 5" B Int.
K T
14 CoDm:mi:id.Maney Market A J T
l 1i;;,jjae/GolnCodes: A-$1.000 or.._ B-Sl.001-$2,500 C-$2.501-$5.000 D-55,llOl-$15,000 e• CaL m. 1>&) l'-S50.D01 ··$10Q.llDO G-$1.CIO,D!ll • $1,000.0DO Hl-$1.000.000 • s.;.ooo.ooo H2-Mare that $5,llXl,Dll)
2 Val111oc:.ads: J-$15,Dll)a;- J::«S.an-$50.000 L-$511,001 •$100,0lll M-$lllO,lllO. $2SO,OOll -Cat. C. D3) N-s250.00 •. SSIJ0.000 C>-$500,llOl • Sl,000.000 l'l"\$1,IXJO,OOO • $5,000,llOO Pl-$5.tllO,OOOl • S25,000.llOO
P3-$25,IO:MlllD1 • .$SO.OIXl,000 N-Man 11um $50,IKXl,om
,t;i;, MelllodCocles; Q-Appnim lt-co.t (ral estall! cnly} S-
U-Blockvalue V-atber W-Estimatl!d
Bartlc;lil, 5/ll/201:14
Uunended
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
(Indicate Jl'iirt ofReport.)VIlI. ADDIDONAL INFORMATION OR EXPLANATIONS 8/12'/04)
VII(9) • Dechert Price & Rhoads ("DP&R") is a tenant under a July29, 1988 lease in an office building located in Philadelphia, PA owned by its laiidlord, Bell Atlantiic Properties, 1nc. The Jea.o;e grants DP&R certain rights in the financial JCSUlts of the premises as set forth in the lease (flParticipation Right"). DP&:R. as 11Cttllor, assigned the Participatio:n Right to an irrevocable trust, cn:atcd in May, 1991 forthe benefit of those partners who have borne or will , bear a sham of the rent and other cxpcmes under the lease during its 15 year base term. I am one of chose beneficiaries. PNC Banlc. Philadelphia. PA is the trustee. Verizon Communicatiom Inc. is the successor in interest of Bell A1lantic Properties, Inc.
Date I . ':f
INDIVIDU O'KNOWINGLY
F;iNANCIAL DISCLOSURE REPORT NamearPerson Reporting
Bartle; 1Il. f:Iarvey
IX. CERTIFICATION.
Date of Report
S/1112004
(Amended
8/12/04)
I certify that all information given above·(including information pertaining to my spow:e and minor or dependent children,, if any) is acci.irate, true, and complete to the best of my knowledge and belief, and that any information not reported was
withheld because it met appHcahle statutozyprovisions perinitting nCln-disclosure.
I furthc c:ertify that earµ.ed income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § SOX et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANrY AND WILFULLY FAI.SIFIES ORJ:<"'All.S TO FILE TillS REPORT MA y BE SUBJECJ" TO CIVIL AND CRIMINAL SANCTIONS( U.S.C. app. § 104)
FllJNG lNSTR.UCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D ..C. 20544
app. §§ \ · ---- --ir--- --.---;._ .....:.
m, -------·
0 FIDal
opinion,
<>mcer_· _____ _' _.·_· ·_· ,_-·_:_· --- Date. ____ _
0 1 iti.:.:. ;,&;21;.;/.. • > •·•
.msmotf:1;,?< .;::. :,·:•<.· •
_1· ---·· -· __ ______
_
,
2.
PARTIES ANDIERMS ..
-'- (./)
(J.:-'-·
.-r ,....
--
---
' "
..... .' -·-
. -
r"
- -
Bartle,
8 • . On the basis of the information contained in this Report and an:f •
' '
'FINANCIAL DISCLOSURE REPORT .... :- . .·,,.;-,: " Jn GovemmentAct onm··
Calendar Year 2003 (S u.s.C. llllt-111) > ,, ' 1. Person RClpOlting (Lastname Fin.t mime, Middleinitial) 2.. Court or Organi7.ation 3. Date of Report.
Harwy - U.S.D.C.. E.D. Pa. 4: Title ( ticfo m Judges indicate ac«hn: senior staius; .or
@Annual
modificationspCrtainingiihcreto. it is. inmy·with applicable laws and regulatiom. . :
'. ' ' ·• r;,' ,,;.,,_:»•,
bvi-hii · I ,;_ 1
magistrate.j111dses indicate full- or part-time) I' . , • *, •,
' · .
'in compliance
· ·
IMJPORTANT NOTES: The illSfnlctions accompanyingthis form must be followed. Completeall puts, checking theNONE box for each part. . .
. , . ,whc:re ;,00 have repaitable inftKmatioii. Sign bist pa .no on . ,
' 'L POSITIONS.
''=·" ·
,0 NONE.· •
·
·
i; · -· .
: . .. . . ·
· : .: · . . ....
.
Trusts unclerwill
.:..
.. -
.
·n. AGREEMENTS. (Reportiiigindividuaton1y,-pp.14-16arti1ing inmudians>
.
. , · NONE (NolqlOltableagiir:emmts.) , · " : ' · -
:
1.
Gr-c
,._,e,._-:.-
-- .
,.,.
-' "· ;.··,-)
,--.
............
r-..•
DISCI.,OSUIU: ..
m. -
in )
' 2.
Non-ln!estmen1t portion requuedCJroqitfor_hoooraria).; : : : : \
(NoreportabiellOl j:
SOUR.CE DESCRIPTION
.-·--"· ·· ' .
Nameorrerson Reporting., FINANCIAL REPO T . . :1.. -
Bartle., III, Hm.ey .
NON'-INVESTMENT INCO:ME.(Reporting individual ;sec pp. 17·24 offiling' ns)' • , , ' ' : , , . , .' • ' ,',•• ' " ' , . ' <
I : 'A. Filer's Non Investment ln·com. ,-.· , ;�� .
D NONE. - (No reportable 110111-invc:slment ,·.,::-:.>:
1. Texas Teachem Retirenleot System
3.
B. p01use''s lrnc:om6fyou wwe'married during ofthe reportingyar. pt compl this section. (ckJIJaramountnot . . ... i ' •.. •. .. : .· · >.. ' ' ,. · .·•· ';, ' ' . .'' . ' . . '· . ' _ · . ' - ·, •.' .NONE-\
1.
IV._ REINIBURSEMENTS tramportatioa. lodging.food. eotertaimneat.
(lnc:ludesthose to sp>me llDd di:pendlmt children. See pp. 2S-27 cL imtnu:tiCllll.) NONEt - (Nosuchnporta'ble )
l.
Pl:iiladelphia ' . '
HaM,Y
DESCRIPTION
L' ·DESCRIPTION CODE.
· ·,'
VALUE
• FINAJ CIAL DISCLOSURE REPORT Name ofPerson Reporting .;j ,\..'•
·:M Jill. .
V. GIFTS.
0 NONE
1.·_.: fil>URCE
':•'.' ·The Bar Association
Nancy Potts & Joshua Drew
.
VL. LIABILITIES. (lno1udc:s these of spouse ac1 dependent cbit&-en: . See.pp, .32-34 ofinslnac:lioas.)
NOJ"if.Et - (Noreportableliabilltia;.)
Pagel ----------�-----------------'----------------------------------------------lL----------�--.;..J
------------------------·------------,-----------------r---"'"'.""-------,---- -----------------------------· · · }''·;··:;
! ' Translictions RpOl'lingperlod '
(1) (2) (!) u l1'Dm disclosure
Amounl Code) Code2
(1-P) ..
'
Value TYPe Melhod
merger, (Q-W)
(2) (3) {4) (S) 'Dale: Gain ' I of Meath- .. Code2 Codet
Day (J.P)
-------------------------·--- ------.;._-t-------+--------+------t------t-- ----l------+------1-----+- ----------1 )
Dividend
i-----------·---------------------------t-------+--------t-----"1t-------t--------i------t-----+-----+-----------r .. 0 •' 2.
3. A K
None J -- '.I' '•• ' t---------------...... ---.. _.. ______________ -+-------+--------+--:----t------+---------1------+-----!l-----+-----------1
s.
.L
i---------·----------------·------------+-------1---------+------t------+--------t------+----4-----1------·-----f
i--------·-·, --------------...... ·------------+-------1---------+------+------+--------+------+-----+-----1-----------1
i-------------------------· -- .. ------+-------i---------+------t------+--------+------+----...... ----11-----------1 N
i---------·----------------·------------+-------11---------+-----t------t--------t------+----+------i-----------1
i------------------------·�---------t-------t---------+------t------+--------.�----+-----t-----+-----------t
i---------·---------------·�---------+-------t---------+------t------+--------f�----+-----t-----+-----------t
.._ __ __ _____ , __________________ ________ .._ ______ .__ ______ ...... ____ __. _____ _ ..._ ______ ..._ ____ _._ ____ ..1,.. __ __. __________ _.
: : . ; ,:, :.,,:.
·, ' ' ' ' '
(e.g. buy, sell,.
. (If private
IBM(Com.)
- FINANClA.L DISCLOSURE REPORT Name of Person Reporting
"VIL INVESTMENTS and TRUSTS -income. va1ue. transcatiOlllS (mc1um:st11111Cort1icspouscanddepenc1entc:bilc1ren. Seepp. 34.s1ormm&il1Slnldions.) .
Date ofReport .
. of\ &rtJe,·lli Harvey::: ;5/1112004
" A.' B. c. '•' D. ' • '' '· ·:Income during Gross value al end of · · n:porting paiod
., ,:o=.criplionof Assets:··. R:pOrting paiocl
buyedscller ·
' transaction)
(includinglnmt assets) not eiiempt (1) (2)
' : 'l· "(Xf lftcr'eachasset Cxaiipt
from prior discloluJe Value1YJlc (e.g.div. n:nt. ar Va1ue• . . .
· · Code3. · .A-H) . int.) ' . (A·H)' . redemption) •. , ·.'
0 NONE (Noreparlableini:ome.-a.ar1Dmlctions)
1. · Easln:um-Kodak(Com.) .. A. J T
Geocnu Motors (Com.) . : A Dividend,. ..
J. , :.: T ..
Dividend T
4. Xero : (Com.)
· Delpb A111tamoliw Systama.(Con11.) .; ' ' - " - • • J A "''··· Dividend J T
6. Hudson United Bmk, PbiJH.elphia. Penmy1vmia .·. A llllterest J T
1. Vang11an:l-W"mclsor D (IR.A tollO'<w) (Feviously . '
T
9• . · Trust estliblilbed by Decbeat Pric.1 & Rhoads (SJ91)
10. (See inn- anal lnformatioii or ExpllllltiU1B) J T· Royalty
11. Mcnilll l;ynch(Merc:uryU.S. lAIJ!Je Cap Fund Class A K T B)
12. . TIAAICREF (RetiRmeal FUncl) T
13. Trusti1 under will (w 11t1cbmeotJI
14. A J T
IS. VaoKemper Am. CapitllTrust A J T
16• A J T
Harve
Div K
M Morris
Div. Part sale
Zimmer Spino££ 6/l
Part sale Part sale J A
J
A
Spjn from. Merck
12 ..
13
14 !.
15 Div. -- .,.. "
16 Sare.Lee c M T -- - 4
17 Zimmer Holdings Spin from sale J
!>=Assessment
..
: '
• ! ·· Trusts Under Will
Date of Report
8/'ZS 6/3
Name of Person Reporting ·FINANOAL DISCLOSURE REPORT' .
Barfl IIl 5/11/04 'Y11· Page 1 ThTVESTMENTS AND TRUSTS income, value, transactions (includes those ofspouse and·
children. See PJ.'· 341,-57. ofInstructions.). ·. ·
1 Abbott La1boratmies A T
Name change fromPhilip · 2 Altria Group .·. c Div• T
11/10 J A3 Bristol Myers: Squibb D M T J
' Cisco Systems None Div. J T
s ExxonMobil A Div. K. T
6 Freddie Nlac A Div. K T
6/26 J A7 General Electric c Div. M T 11/10
11 mM A Div. T
9 MBIAinc. Div. K. T
10 Medco Heallb. Solutions None Div. J T
11 Men:k&Co .. A Div, J T Spinoff Medco Health
Philadel ahin Suburban Div. L T
Philip Monis 8 ·oiv. Name change to Altria Group
PNCCorp. B Div. T
PPG lnd111St:ides c M T
-- 21' ..Div. -- ..,... ..
See Bristol MyersNone Div. B
l lllcame/GamCodes: Aa$1.DOO or 11;- H1.001 - $2,500 C-$2..501 • 55..000 D-$5,0lll • $15,000 E-S15,()0l -$50,000 Oil. B'l, tx) F•SSll,001 • $1.00,000 G-$10D.00'1 ·SUI00,000 Hl-Sl,000.000 • SS,000,000 H2•Mon! than $5,000,000
2 ValueC es: J•SlS.000 or11m K=$15,ll01- SSQ,000 L-sso,tJOl • $100,000 M=$l0D,ODO-S2Sll.000 1E=$15.<m - $50,000 Ccil.Cl,03) N=$250.00- SSOD.000 °"'5500,llOl • Sl,CXl0,000 Pl-$1.000..000 - SS.000.000 P2-SS,000,0001 -$25,000.llOO
P3=$25.000.00Dl - $50,000,000 1'4-Mme tmn $511,IX>O.OOO
3 Value l !t.od Codes: Q-AppFaisel R-=Cost (real estate only) T=Cash/Market (See Ccal. C2} U=Block value V-other W•Estimated
·, , ; -
oISO..OSr .. JP..E 'Name.,f , C eyBartle,nI _
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repai:!Ulg peDolf. npartlrtgperiod (1) (2) (J,) (2) Cl)
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3
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B . Div
Exempt
Exempt
(2) (3) (4) Method oideS
(J.P.) ; -�'Dliii.a'I ·:o.v .'CR"l . (A'.M} ···. -·· -
K T
L PartSale 6/25 J
Returnol A Exempt T Cauital -· Retumof A Capital '
., Bxcmpt -·
8 c &empt -·
' VmICampenCap.PAValue Exempt
&empt ....
Eicent.pt Int. 11
"". Exempt
Int. 12
&empt Int. ....
14 c::ommand A -- --
15 -
16 -- -
17 -·
(ifipJIY .;�)
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'S"51li,00l • S50,0llO
Trusts
FINANOAL .REPORT
VII. Pagel INVFSTMiENTS AND TRUSTS - income, value, transactions (includes those of spouse and · · · · · - · · -
. . .
' . . 5/U/04,
childrm Si Pl-'· 34-57 of Instn1ctiDns.)
Ctllll Ylllae Descriptiml d Asseti; du<ing at end a! (in::ludinr; ln!St-ets) .· .
Volue""""·oo· ,_,,..., Amt. -(e.g. div Vahle (e.g. bay, ee11.
.... ,_,.., CDdel "'11•
T7pe
:'·. .. . .. .. ] . .', ..NONE . {No repartabl1 income)
:.-- ; ·; .·.,: PJPL lite:souices .
2 Viem.on C.Oznmuiiic:ations c Div .T.
Maniyield PA Insd. Fd. c ,. ·c·• .Nllvt.oen PAPremiwn Inc. Pd. 2 T
. PA fosd. Mun. lnc. Tr. 45 sa
PA lt>Sd. MUil. Inc. Tr.1st Qtir. Exempt T
vmi:ic.mpen Cap. PA c T
Van:KampenCap. PA Adv. T
T
V111r1 'Ku;ij,enCap PA Inv. Q D T
So. East Pa 'rransit SS '8 T
Lehigh Co.Ho&p. S'J, 1J T
P'AInt. CoYt. SS B T
D
-Money Market - Div T
...
Tansadion during period
Jf smt from discburt
(5)Dalie: Vala Cllhi. ·l .. l!t.Yof . Mand\- . Cide2 Codel . hp:-/ai!ller ... ; . ; .
.,, ' · · .
A
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1""b;a:ime/Gai11Ccdes: A"51.000orlelll B-Sl.001-$2.500 C-sl.50l·Z.1Dl 0-SS.001-$15,llOQ CS•Oil.11. Dll P.S50.001-S100,DOQ -Sl.000.om Hl-Sl,£lOO,lXIO·l5,llOIUIDO 1-12- lban SS.UOO.OOO
.2: Volae Codes: )"515,Dllll ar lei& .K"'15,001-S50,flCO t.-sliO.IJOJ • S1DQ.Oall M•SlllO.DOO • 52SQ,llllD(Sa CAI. 0. D3) N-S'.!SWXI • 5SIXJ.llOD D-S.'lllll.Clln - Sl.GllQ.lllO Pl-$UIOO,DOO • SS,llllO.llOD P2-SS,DOO.ODlll ·S45.llDO.IXll
1'3"5:25,lllJO,ODOt • $50,llOO.Dlll N-1\ofoft than l5Q,OOQ.IJDD - VllhoeMelbacl Cads(lm'Apptl;;;i'" R-cast(raleslalunl,.) S-
(Seec..L C2) U•llloc:lc value V-Dlhier W•&tilnated
, i
:
•:I
VIII. ADDITIONAL JNFORMATION OR EXPLANATIONS
G :• -,
Vll(9)-Det=hcit Price & Rhoads ("DP R") iis atenani.under a July 29. 198S lease in an office building located in ll'hiladelphia. PA owned by its 1landlord, Bell Atlantic Pni1perties. Inc. The lease granls DP&R certain rights in the financial results ofthe premises as set forth in the lease ("Participation Right"). DP&R., as
settlo:r, assignee! the Participalioo Right to an irrevocable1nlst, cn:atecl in May, 1991,forthe benefit of those partne11s who have borne orwill bear a share oflbe rent and otbec c. under the lease 1iluting its IS year base term. I am one of those beneficiaries, PNC Bank, Pllnladelpbia, PA is the trustee. Verizon· .. · · · .·.Communim llS, Inc. is the sw:cessor i111 ioterest,afBell Atlantic Properti
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·
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' '· '' .
ANCIAL
information
h 8 LapL{
' : I
Name of Person Reporling, ', DISCLOSUJRE REPORT •·• ' • i••r- , • ·,'.
' ,, ""' . . . . '· .....Bartle, III. Harvey ·.
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IX. CERTIFICATION.
·I certify that all ghren, above (including· inforination pertaining to my spouse and minor r dependent.· childreti, .if any) is accilrate, tnie, and complete to·the best of my knowledge and belief, and that any information not reported was vv.ithllel11i because it met applicable statutOry provisions pennitting non:-<lisclosure. · ·
. . .
, 'O"'' · • ,- ,.
I further certify that earnedl income from outside employment and honoraria and the cceptance of gifts which have· been ,reporte.cl are n compliance witll the provisions of S U.S.C. § 501.et seq., S U.S.C. § 7353, and Judicial Conference ·
· · ·
resmlations. ' ·
:.;_:• ' ., ; ·
Dale II
NOTE:, ANY INDIVIDUAL \llHO KNOWINGLY AND Wil..FULL Y FALSIFIES OR FAILS TO FILE Tms REPORT MAY BE SUBJECT TO ClVIL ANJ:)1 CRIMlNAL SANCTIONS (S U.S.C. app. § 104)
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FILING INSTRUCTIONS Mail signed ori and 3 additional copies to:
Committee on Financial Disclosure Adminlstrative Office of the United States Courts Suite2-301 One Columbus Circle. N.E. Washington. D.C. 20544