i ( 2 . Court or Orpnization

U.S. Dist. Court· S . Iowa

4. Tille (Article JCJ Judges indica1eacti vc or senior !i b.tus;

magUlrate judges indic11e full· or part·time) S . Repon'I'ype (clleck appropriate type) 6. Reporting Pci-iod

a

1/1/2004

to 1213112004

Rcvi�vin.gOOieer __________ _ Date ____ _

... . ... .• IMPORTANT NOTES: The instJveticns acccmpan ying lhi1 fonn must be foll owed. Complcle all parts, chcclOn& Che NONE box for cacll part where you have no reportable info:mation. S ign on last page.

(

NAM£ OF ORGAN!ZATION/ENIID'

o

rARTIE. AND TERMS i

c:>

C')

..,, 9 C')

. . A'i>·IO

Rev. Ul004

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2004

Report Required by \he Ethics

l• GoTcrnmcnt Act of 1978

(S US.C. •pp.§§ \Ol-111)

1. Person Reporting Lut natne,. Fira: name, MKl:dleinitial)

Oritz:ner, Ju:nes E

3. lr.ue of Report

SIJl200S

U.S. District 1udge. Active

7. Ch�mbcrs or Office Address

U.S. c.ourthouse

123 a Walnut Street

Q Naminoooo, O.tc

0 lnllhl 0 Ftnal . .

&. On the ba$is or the information contained in thia Report and any modiflcationt pertaining thereto. it is, in myopinion. incompli nce wilh applicablc 1'ws :md regllllltions.

Des Moines, Iowa .50309

L POSITIONS. (Reponing indivi�ual only; secpp. 9-13 offiling in"'"ctions)

0 NONE · Norqx>rtablepo,;rions.)

POSITION'

1. Trustcc o.kotaWesleyan University

IL AGREEMENTS. (R<portingindividu•l nly; see pp. 1 -16 offilingins1n1c6ons)

D NONE • (Norq>oruble agreements.)

i. 2001 Nyemute:rLaw Finn Deferred Compensat on

§· CJ> .

...,.. ""'

,..,, ,... o- -< CJ> ::z: Ic»:::J::.:: .D !'Tl

)>O)>r-

i':1 N N

:::0 rn (') rn -

< rn 0

'

Name of Pa$oa Reporti n g

SOU&CE ANQ mE

Nyemamr Law rmn Deferred Comp<mation

GROSS INCOME

63,379.29

SQ!!RC§ANP me

SOURCE

!.

QFS(;R!PTION

FINA.NCIAL DISCLOSURE REPORT

Gritzncr, James E

m. NON-INVESTMENT !NCO ME. (Reporting individual md $p0li>C; sec pp. 17-24 of filing instructions)

A. Flier's Non-Investment Income

0 NONE - (No "'l>""'blc non-in><Stmentincomo;>

I. 2127/04

Date oi R.tpon

51311.005

boors. not )

B. Spouse's Non-Investment Income -{JfJ'OU ....,..morned duringanyportionoftborcportingyar, please complete lhissccti<>n. Dollar amount not um.cl except !or bonomia.)

·

0 NONE - (NoreporUble non•investment income.)

I.

JV. REIMJJURSEMENTS -"""sportation, lodging. food, entertainment

(Includesthose ID spouse and depcnclcnl clu1d""- 5<e pp. 2S-27 o! instructions.)

0 ·NONE - (No suchrepartable reimbursements.)

I.

FINANCIAL DISCLOSURE REPORT NuncorP.._ Rcportms

Oritz:nct, James E.

V. GIFIS. (Includesthose to spouse ond dqx:ndcnt cbilclrcn. Sec pp. 28-ll a(instru<Oons.)

0 NONE ·(No such "l"'fUbleJilb.)

SOl!BCfi PESCBIPTJOll

Oa1t of Rcpon

$1)/2005

VL L/ABILlTIES. (Includesthooo of spouse ond dependent child..., •.sec Pi>· 32-34 orinstrucnons.)

0 NONE ()'lo rcporUble llobOides.) ·

CREDITOR DESC!l!PTION

I.

YAU/6CODI!

i f

A.

(No repe>mblc inoomc. 1$$Cl'S. or tnnsac:tiom)

1. Brokerage Acc t #I

2 . AIM Large Cap Growth Fu nd

3. AIM Emcoging Growth Fund

4. Gateway, Inc.

s.

6. Mcl.od USA

7. McU:od USA Inc . Cl. A

8. PIMCO Innovation Fund

9. Putnam International GraMb Fund

10. Janus FUnd

11. Fidelity Asset Manager Fund

1 2. UBS PainewcbbCTClsh Fund

13. Brokcn.gc Acct. 12

14. Piper Jalhy Prime Obligati<>n s

IS. Columbia Acom Tr . Fund A

Name of Person Reporting Gtitzncr, James E

,,_ c.

rcpon;,g period reponlog period

( I) (l) (1)

A"'°""' Type Melllod

m.. ) )

B Dividend A T

B Dividend L T

(I)

Type (e.� boy, ... """"·

S ell

Sell

Sen

Sen

Sell

Sell

Seo

Sell

Sell

Sen

Close

Buy

D.

Date of Report

5131200S

u l'IOC Qccqit from disdosun: (l) (3) (4) (S)

Valoe Ga-in Code2 Code I _ ...... O·PJ (A. li)

3117 1 A

3117 J A

3/17 1 A

3117 1 A

3/17 1 A

3117 1

3117 1 A

3117 1

314 K A

3/4 K A

314 A A

3/17 L

16. Partial sale 11123 1 A

Euro Pac Growth Fd Cl F B Dividend

18 . Fid Adv Div=ificd Int,

A • Sl ,000 lieu

Q It (Scc C oll=lv. Cl) \.' • Book Va t ue v • ()fber

L T

·L .Pl ?4 s w · - Estmitro:d

Buy 3/17 J

B'!J' 3/17 J

D

T

E

-

-FINANCIAL DISCLOSURE REPORT Page 1 of 11

VD. INVESTMENTS and TRUSTS

D=riptio• ol' ....... (onciudmg nst ...... ,

Pt.cc "(X) .. •ftct eacb assetexttnpt -prior-

DNONE

Maytag

b1c:om: during Gron value at ttld. or

OJ

(e.e. ·Value v.... Cede! div. l'Olt. or Code2 (A·H) ()-1' CodeJ

(Q-W)

l\owrlucti0!$ durine

°'"' JdentityofMontb-O.y [lfprivate

h'tnpction)

A

A

17.

1. Jncotto'Ga:iu Codes: 8 • Sl,OOl·Sl.500 (SceCol lll 1nd 04) F SSO.OOJ.SI00,000 'G S_JOO!OOl.Sl OOO,o6o

2. ValueCodt.s: l •:Sl S.Oooorm J< "'Sl 1001-s.So.ooo (Su Columns Cl Dixl.00} N • �50,000.SSOO,OOO 0 • SSOO.OOl·Sl,000.000

Pl • $25,000,00l ·SSO.OOO.QOO l. Va• Mc1MJd Cod Appni J •C.0. (R,.I Em1e Only)

c .. -.s::ro1;s!!ooo. . Bl·-s1,ollo,OO .S ;(!OO.OOO

-.SS9.00l ..$!00.000. -.St,�.OOl1S.(>00,000 • .s t Oiau sso.000.000 -Asscss:ncN

-ss.001.s1s.ooo if1 • M°"'$:1D S.S,000,000 . . )l.t •• :s100.ooi-SlSo.ooo

.•ss.000,001 .ooo.ooo

·CasJ�i1rt.:e1

•SIS.001-150,009

..

Name of Persoo Rcponing

Gritmcr. James E

Daro o( Report

513/2005

/I..

19.

20. lsl>arcs Tr S&P SOO Index

21.

22.

23.

24. Templeton l'<>reign Fd Cl A

2S.

26. IRA#!

27. Piper Jaffniy Prime Obli ga1ions

28. Euro he Orowlh Fd Cl F

29. Fidlty New lnsi shts Fd A

30. Fid. Adv Sr. Viii o;v Jnt"I

31. Fid. Advisor I Eqty OroMh A

32. Franklin Value invs Tr.

33. Growth Fund AtnCT Inc Cl F

34. Mfi Ser Tr Ix Rescatcll A

J S . Mutual Ser Fd Shs Cl A

36.

($c: O urnn 0) \.J -Saul: VuJue

- b)CO'Me., vaW c,. tr.1:1SC1;rions (includes these of the spouse aOO. dependent chi ld tell. Se c pp. } 4-57 of' 5 lin: i i<lnl.)

.. c . D.

"""""" ,,.nod """"°"' paio<I (I) (2) (1) (2) (I) lf uot Ucropl fi'om dis.cloSl#C:

(2) (3) (<) (S) - Type V 1)i>e (c.a. Value Gm ldeoti<yol Code I di .. . fU)t. Ot Codc 2 {e tllod Moulh· Codc2 <:ode I

iat.) Rflct, o., (J-1') tion)

Sen 11123 J

Divid end J T Buy 319 K

Parti.aI sale S/ 1 7 J

Partial Ric BIS J

P>t1lal sale 11123 K

B Dividend J T Buy 3/17 J

Partial sale 11123 J'

c Dividend N T

Opcoed 3124

Buy 3124 K

Buy 3124 J ,

Buy 3124 K

Buy 3124 J

Buy 3124 K

Buy 3124 J

Buy 3124 L

Buy 3124 L

Partial S>lc 11113 J

o s o:o,00 :$ 1 ,000.ooO :. .H1 • s 1.<t00 , 001-ss.ooo.ooo ,m - tt ians.s,000,000

- -

c\Y • Es:tinr.t-cd

(A-H)

A

A

.

FINANCIAL DISCLOSURE REPORT Page 2 o(ll

VIL INVESTMENTS and TRUSTS

<><"""" (isdtdingtrustassets)

Pb<:c "(X)'" 1ftct nch USCf o:empt him prior dist:losure

I: h1com:/Ci�io Codes: • . :A ..Sl,00.l«.lied: •

(�-c<;olu."'!JllSB.1 tldD4f ·F · ...sS9: 1- !. ·ooo':

1. v t¢c.ocks: .· -s1s:oooor1t:ss (Sec C'.olu1nns Cl aDd 03) N ... so! oo.ooo ·

Pl •SlS.OIJ<!.001.S.S0.000,00Q Q : """"'"°'

flklC)mc,d Oro# ,.._iuc atend oC Tnnsacticms d\llin: reporting period

(Colo al Valuo Dall::: buy, sell. ...,..,,.., ....

(A.fl) (1-1') Code) CQ-W)

B

A

B •it:o01.si,soo ·.·. .

}{· · ·-S1s:oo1-ssO.ooo . . .L.. - Oo J OOO · ..; ."1 c SJOO,OCU-Sl$0,000

0 - $00.001 Sl.OOO.G!'JO .Pl -s1.«>0.01::n ss.�ooo rz. c.SS.OOOp()J-�$,000,000

R •Cost(Real &121e Only')

v •Other

P4 · ·™Q;e tli;a ,000,000 S •Ass s.;;mcnt T '"'Casla.'Mar\.:tt

('tfprivtikttaimction)

A

A

A

A

£ •SIS.001..SSO�OOO . .

N.ame of'Pcrson Reporting:

Gritm<r, James E

-A. .. c .

Grost !tied end of ._,;,,,pmoc1 _.,,,, period

(I ) Cl) ( I ) (2)

Amo.01 TYP< Cod<l Melllod

iat.)

37. TC111> 1 eton Forcign Fd Cl A

38. IRA#2 B Dividend M T

39. Piper laffrv Prime Ob li gaticm•

40 . Agilent Teclmolo!Pcs Inc

41.

42.

43 . Aetna Inc New

44.

45. . AlbcrUoo s lnc

4 6.

4 7. Altria

48.

49. Acm Cotp

so. Banlc of America

S I.

52.

SJ. Barrick Gold Corp

54 .

.A B c - Sl.SOl-SS.000

.Ci ·.s_1.oo.Oo1..si ,ooo,ooo •

K N 0

Q R (Sc<; ('.(>l\nnl) Cl/ l: • Book Valve v •Od>or II' - Estirro.tcd

D.

D>tc of Rtport

5/3/2005

(1) If UOC CX erqK from lll"C: ( (3) (4) (5)

Due: Val ue G a l" }l.(ootli - Cod<2 Cod< I . ..,...,..,,.,. · .. !Ry (l.I') (A-II)

u l/'24 K

Opened l/'24 A

Buy l/lS J

Buy Sill J

Buy 11/12 1

Buy 3125 J

Buy S/10 I

Buy 3 J

Buy 4121 J

Duy l/2S I

Sell 4121 J A

Buy l/2S 1

Buy 3125 J

Buy 4112

Sell 412 1 1 A

Buy 3125 J

Buy 412 1 I

D £

Descr"6on ot Assets

FINANCIAL DISCLOSURE REPORT

Page 3of11

VU. INVESTMENTS and TRUSTS

focomcd'Pc (itlth.ldingtruslasseu)

Pltee •(X)-" after each a$&d�mptf.fOm prior dis.closurt (<-S. v.i.c v.i..

Cod< I div. rent. ot (A·ll) (J.P) C<>do J

(Q-W)

I. t.-..G.li> (:ode., -s1. cwlcss • Sl."!'1-Sl.SOO {SoeColuronsBl •nd 1>4) f "SS0.001.$100.000 Fil -Sl. OOO.OOl·.SS. 000.000

.. ·L . • sio.001-s"ioo.ooo 2. V .tlue Codes.: J ·-s1s.ooo or leSs •Si5,C»J·S.SO,OOO. · (5« C".oham! Cl aod!lJ) - o.ooo.ssoo.ooo •$.500,00J ·Sl,000..000 Pl • Sl.OOO.OOl-SS.000,000

Pl • SlS.000,001-SS0,000.000 P4 -SMorc 1ha11 SS0,000.000 3. Vahat !.1ct11Cld Code-; ·A 111is;il • Cosl (RealE.i:.a&e Only) s • As$e$$1n:Ul

Trwoelionsdurio:"l)Qrtiosl>Criod

1)1»o (e.g. fdmtiry or buy, sen.

\d'privlcoo'I) cr.nuction)

B y

125

J

'

•$5,00l·SIS,000 •.SJS,OOl·SS0.000 .H?.•Mon:tbrnSS,000,000

f "!fSI00..001-$250,000 Pi -S3:000.001- .ooo,ooo

T ., Cash'1\torl:.�1

Name of Person Reportin g Gritzner, James E

o.1e of Report Sl3!2005

55.

57.

5 8.

59.

60.

61.

62.

63.

6<4.

65.

66.

67 ..

68.

69.

70.

71.

72.

,..

Citigroup Inc

Computer Assoc lnl'l Inc

p

Dominion Res foe Va New

Fannie Mae

F intmcrgy Corp

Genwonh Financial Cl A

(S..Coi'""'s BhndD<) F SSO.OOi-S)00.000

3. v 1i.e MetJiod Codes.

(Sec C'AJ. 1'.unu C2J

Q • App r:i:i=I U c Bool: V aiu:

8. c. D.

""°'""' pa;04 ogp.,;Od (I) (2) ( I) (2) (I) If no t mun disCICISUre

(2) (J) (4 ) ( S) .�rno11n1 Type Typo (e.g. Van.. Goiin

div. rem. or Melliod boy, "'1. Mouth . Code 2 Code I ) mt)

B •.SJ ,OOl - 00 .. Sl00,001-Sl,OOO,()()O Si'.5. l-�.000 '° •

(J.P) '""I"· (l-P) lico)

3125 J

2 1

3125 1

Buy 3125

Partial ,.lo 7/1 }

.Partial sale II/I S J

Buy 3125 }

412 1 }

Partialule 6121 }

Buy 10/26 J

Buy 3125 }

Buy 3125 1

11/30 }

Buy 3125 }

Buy }

sen 11/S J

Buy 5125 J

Buy S/26. }

.. ss .. ooo,900

\' • Otb::r \V • £.o: t inu tt d

(A.ff)

A

A

A

A

FINANCIAL DISCLOSURE REPORT

Page4 of11

Income-. Gross value at eud of Tmmcdon:sdw:iJlzICpOlting period Description or AUc:ts (includiog tN1t aueu)

Place "()..7 1 l'ICT each user o;m.pt (e.g. Valoc Vab:ac °"" Jd<nn)yot fn:xn prior dlscbs;t1TC Coclc 2 Codd buycr/ullerCOd<l(A-H Doy (if private (Q-W) innudioli)

56.

Conocophflli

Buy

Buy

Buy

1 ps

CountrywideFinl Cor

Buy

Buy

Sll°1

C •$2.SOl..SS, D -SS,001-$15,000 S • SJS,001.SSO,OOO ·

G • ,

HI -s1 ,000,001_-ss,ooo.ooo H2 M.,. tlwn ss.ooo.oco . . · .. . . . . ... .· L· •'S.SO.Oo1..s100.ooo M -s100.01:n-Sl.$<1,ooo 2.Value Codtt J •·SJ .ooootkSs K •

PZ -SS,OOQ.,00!·�000,000 (Sec C'.olumris Cl a:r.d .D3) N • S:?SO,OOO.S.S00.000 0 •SS00,001 -s1.ooo,09G Pl .• St.000.001

P3 -S2S,OOO,OOl Sio.ooo,ooo ?..i •$.\{on-1b11n sso.000.000 ;

k •Co$a (Rea! Esta."C 0.ly) S • AUmn'ICl'll

Name of Per son Reporti ng

Grittner, James E

73 .

74.

75.

76.

77.

78.

19.

80.

81.

82.

83.

84.

85.

86.

87.

88.

89.

90.

A.

Hart ford Fi nl Svs. Group

HCA Inc

Ingerso n Rand Co. lid A

Tnlema tionat Paper C o

Ipmorpn Chase 8L Co

J(c:rri..McG'CC Corporation

p

u'bcrly Media lnl'I Inc

ubcny Meda C orp A New

Locihecd Mani n Corp

A .. ooo

J

N

.. c.

"""""' period rqiortillg period

(1) (2) ( I) (2)

'!'} .. div. reoc 0t Method

CA · Hl .... ) (J.P) Codel

B c

1(

0

o.

O.te ofRepon

51312005

(1 ) If not crnp f mG'iscQIR (2) ()) !') ($}

03-te: v . ... Gain buy, $C ll. Motl:ll- Codc2 Code I mer:cr.

Q .J>) (A·H) '°"<npti<m) lransactioo)

5127 I

Buy 312$ 1

Buy 3125 ]

Sel l 1111 8 ] A

Buy 3125 1

Buy 3125 1

Buy 312$ 1

Buy 4112 1

&y 3125 1

Buy 4121 1

Buy 4122 1

Buy 5112 J

Buy 3125 I

Buy 312$ 1

Sell 612 1 1

Buy 3125 ]

Buy 3 125 1

Buy 4/21 J

D E

Q R s -

(S..."'t CoM!lG C?) u •BookVak= .. Ofb !: r " • E stin»ICC!

Id.entity of

. . . . =-Cuh'.Market

,FINANCIAL DISCLOSURE REPORT Pages of 11

VII. INVESTMENTS and TRUSTS

Jncorncd Gl'O$$ value a1 cn:i ol T diaina: reporting periodDescriprion of Assets (in:luding tnast 3$$Cl$)

Klmbcr lar!c Cor ·

(Q-W) b"1"fscl"'

D•y (d'priva1e

Buy

A

Place "0.1..db:re:Kb us.ct c:xcmpt Amount (e.g. Value V;alac 1)pe (e.g. !romprior Code l Code?

-·s1 o{kss . .Sl,OOf..$2,500 __ -S2,S01-�S.� -ss.<xn .s 1s.ooo •StS.001-SS0..000

1. Jucomc.ltimi Codes:

(SecCo!Uft'lflS B 1 l-.l CM) • SSO;OOl-$!001 G •SlOO,OOJ-SJ,000,000. . Bl •SJ,000,001-$5.000.000 .FO "'-).{QT'C than SS.000.000 •· ... . 2. Vaii,at Codts: · · . •;1s. or' . -s1s.001 ·L sso.oo .:S,do,OOo M !C SJOO.OOl-Sl.50.000

.(Sec J C! and Dl). •s:so,ooo-ssoO,Oc:o . • sm,.°'?'·Si_,000.000 1 ..; S1. oo :Ss.oo0.00o P:_2 -= .OOO,OOl-S1S,000.000 . P.t -.$).fore!hilL1 sso,000.000· r SlS,ooo',001..sso.ooo.O«l ' .

.J. Voili.tt Mccbod Code." •Apptaial • Cost CReo1 -=c'0n1yi. . . ,.

T

v

Name o f P """° Reponjng Gritmer, James E

Daie of Report

5/3/2005

9 1 .

92.

93.

94.

9S.

96.

97.

98.

99.

1 00.

101.

102 .

103.

104.

105.

106.

1 08.

MGIC lnvt. Cerp

Motorola lnCOIJ>Onlted

Neenah Paper

Noble Energy Inc

Northrop Grumman Corp

Pitney Bowes Inc

Pcoco Spans Adr

Radian Group Inc

Ra)'lheon Co New

Rio linto Pie Spons Adr

Safeway Inc New

Transoeem

A - s1.000 orlc$S

(Sc:: C.Olurrm C J

F

J

Q • . .\ppr:t

u .. Sool: Vilt:::

B

R

"

•• c. Grou vtfuc •tend o(

""""'"" period ._.,,. po riod

(I ) (2) ( ! ) (2) (I ) -Huot cxcn1>t .. uwdisclosurc (3) (<) (5)

,,....... T)1l< °" "' Value G.i• di v. mK. or Method Moodl - Codcl ('.ode I

(A -H) i1tt.)

• Dlh<r

merier. O.y lion)

Buy 3/2S J

Parti.il sale 617 J

Buy 3/25 J

Pmia!S&le 4112 J -

Buy 1119 J

Buy 3125 J

Sell 1217 J

12122 J

Buy 3/2S J

Buy 312S I

Buy J

Buy 3125

Buy 3/2S J

PmiaJ&alc 1114 l

Buy 3125 l

Buy 4121 l

Buy 3125 1

Buy 3/2S J

(' D

L

p,

s

\\' Estimntd

(A-H) era�)

A

A

A

£ • $ )5,001.S.SO.

FINAl�CIAL DISCLOSURE REPORT

Page 6 ofll

VI!. INVESTMENTS and TRUSTS

107.

A.

ofAss<IS {incJixfins 1nlSt assets)

Plicc 'lX)" aft-er UtCli asscr from prior disclosure

Spri01 Corp

l. hcomcJ'Gain Codes:

<SC:C Coturms Bl aid-[);') 2. Va tic Cod:s:

(Sec Olhums Cl llld 03)

3. V:il11t Mtlliod Code;:

•.SSO.OOl.SI00,000 ,.

•SIS.OOD·otliess.

N; • S250,000.SSOO.OO:'i

Pl • S2S,OOO.OOl·S50.000.000

G

K

0

0. facomc dl1rirc T1111S1Clicuduring "Jl(l<tii>g pcriQd

(2) (t. Va.lilt V21uc l')pe {e.g. ldcntilyof

Codcl CodcZ boy.sen. bu)<dselltt

.•s:i.001-s:i.soo ., s100,ocn..s1.ooo, ooo • $15,Mi..SS0.000

-ssoo.001.s1.ooo.ooo

•ea.. (Real Esa1< O•M

{J·P) Cod<l 0-P)(Q.W)

Buy

8123

1

-$2,501-$5,000 - SS,001..SJ S.000

Ill ·•$1,000 , 001-�s.ooo.ooo m ., Mort t1:w1 ss.�,ooo

•SSO,OOl·SI00,000 M ..

cSJ00,001-$250,000

I •St.ti:>o,001-SS,OOO.OOO • P2 •SS.OOO.OOJ-S2S,000.09C>

•SMon:.-SSO.Q00.000

• Aues.s.mcsn T •C..sMJ arkct

r.r,,m.,.

A

Name of Person Reporting

Gritmcr, l•mes E

109.

110.

Ill.

112.

113.

114.

115.

116.

117.

118.

119.

120.

121.

122.

123.

124.

125.

126.

A.

U nion Paci fic Corp

Verizon Commu n i cations

Y-iacomlDcCIB

Wells Fargo

IRA#J

Piper Jaffray Prime Obligations

A O.. Inc

Amer lnrl Group Inc

Amgen Inc

Bank ct New York

Bed &th &. Beyond Inc

Ci&co SyrtemS

C itigroup Jnc

Colgate-Pal molive

De ll Inc

A

F

(See Coli.r.e C2 > u • B«;): v 11.

B

G K

\'

B. c.

""""'"" period """""" period (I ) (2 ) (I ) (2)

Amo.mt l)pc div. raiL or C.0.2 Melh>I i>c. ) (J-P) Cod cJ

B D ividend M T

-c

• Ofbo.: r

· L Pl

\\' .. .Esti:m:tt:d

D.

O.tc of Report.

51312005

( I ) if not CXC'lq)t uum disciOsuro (l) (l) (•) (S)

°'"' Val Ga.lo: M- - Cod c l Cod e ! C,.-H)

cnnssetiotl)

u 9121 1 A

Buy 3125 1

Buy 3125 1

Buy 1213 1

Buy 12/22 J

Buy 3125 J

Sd1 <1112 1 A

Opeoed 3124 A

Buy 3126 1

Buy 3126 1

Buy 3126 1

Buy 3126 J

Buy 3126 1

Buy 3126 J

Buy 3126 J

Buy 3/26 J

Buy 3126

E

FINANCIAL DISCLOSURE REPORT

Page7 ofll

VIL JNVFSTMENTS and TRUSTS

lflCQV'C dllrioc Gross vab at cod of Tnnsac:ticn durii:ia rcportins; pcriGd Description of Assets (incltdin:b'tlSt asse.u)

Pbca ·w a!er each aS&d c:itctq)t V11"' v.,.. l)pc (e.g. ldcmityoffi'omprior disclosure buy, sell °"'"' buycr/sdlcr(e.g.

c,. -HJ (Q-WJ

rn::ra:r. Doy O·P) (if private redc....,don)

1

1.lncomo1GU>C00¢ •St, -S1 ,001.s:l.500 -SJ.so1-ss.ooo D -ss,001-s1s.ooo • SIS,001..$50.000

(See-COltJmnSJ:ll andD4) 2. v o.luc CodCs ·.

cs.:. eotnsc1 ...i 03) J 1'

•_SSO:OOl-Sl00.000 SJS.000 or iess

•i!S0,000. SOO,OOO 0

• S100100J:Sl,000.Q00 .

'•Sl OOI- ·,.· • SSO!l-OOJ-Sl.000,000

lll..•SI,000.oOl-SS,OOO,Ooo

$$0.0cn-S100,oo6.· . . ..

-s1,ooo.001.,s;,ooo,ooo

A:l -MO<Cth.iiss. 000. 000 · f SJD0,001.$?5:0;ooo

P2 -SS;000,001-5:25,000,000

PJ Sl.S.000..001...SSO,OOO.OOO N.;. Sl\l°" -s5o,ooo.ooo 3. ValutMelbod Codes Q - tu! R •C'.cst (Ra 1 £�we O..ly) s -Auttsment T -Oi..shl>.fttl."t'l

Name o f Pen on Reporting

Gritmer, lames B

A. B. c.

r<:pe>rring period ttl)Ol<iQJ p eriod

(I) (2) (I) (2)

- 1)-;:e C<>de2

iat.) Q.j>) (Q-W)

127. Emerson Electri c Co

12&. fi rst Data Cap

129.

130.

13 1 . Gmetal Ek:c1ric Company

132.

133. Goldman Sachs

134.

H a rley Davidson Inc

136. IDtel Cap

137.

13&. fnl"l Business Mach c;o,-p

139. Johruon & Johnson

140. Lilly Eli &; Co

141. Un"' T<Chnology Cap

Lowes C.O iC$ Inc

Marsh & Mclennan Cos.

144. .

A B c

F

:?. V.i.Jue. O:ides: K .... $1S,001-SSO.OOO L

0

D.

Doce ofRcpo<t

S/312005

(I) lf oot cxcn HWDditcKKW'f: (2) (3) (<) (S)

(e.g. Valuo buy, sett. Mo1 Jlh - Codcl Code I

0-P) (A.H) o:dcmption) tnnsacbOrt}

Buy 3126 l

3126 J

Buy 711

Sell 1213 J A

Buy 3126 1

Sell 8123 1

Buy 3126 J

s.a S/4 A

Buy 3126 1

Buy 3126 J

Plltial sale 1116 J

Buy 3126 J

3126 l

Buy 3126 J

Buy 3126 1

Buy 3/26 J

Buy 3126 {

Buy 81 10 J

]) E -. s1s.001-sso, ooo

( Sec CohllM> C? ) u -Bod: Val ue v • Other \ Y • Estim:nod

.FINANCIAL DISCLOSURE REPORT

Pn.ge 8 of 11

VIL INVESTMENTS and TRUSTS

tlescriptiono( Aneu: Jl'ICOmcdurina; Gn:m "*We at end of

Cinc•ldingtn.ut assets)

Pla<lC "(X)* •fteT each as._.r;eteJ1em;>t (e.g. Vat.. Val.c rrompriordi&eloRn Codo I div. m>t. or Mdbod

(A·fQ Cod•3

135.

142.

143.

I. l�rinCodcs: ... 1.000 oc:a Sl.001.$2.SOO • $2,$01-S.S. (Sct lumnsBJ a ) -"ll':s.50.ot>J..S 00,000. 0 • • SIOO,'OOl•SJ,000,000 j.{j .::S1. .. 01..s.s.o0o.ooo

. , . . . -•J ""St�OOOcr le$s: •S.S0.001-$100.000

(S Cof�.Cl ar.d DJ) " •S250,000-S500.000 • $500,001-Sl.OOO,ot;'O Pl • s1.ooo.00J.ss.ooo.ooo

Tranacrions ttp0rtiug)>triod.

Oa:tc: Goin Idcolity or bO)'ed$C.llcr

""""· Day fi!pri\'atc

Buy

1

A

1

A

Buy

•SS,001·$15.000 -More a..., ss.000.000

M .. s100.001-S?SO.ooo

P2 • SS.000.00J-SlS.000.000

p; -s2.1.ooo.001.sso.ooo,ooo N • SMon.: tbo1l SS0,000,()()() J. Vatot fl.fcOlod Code1 Q - JI. • CoSl (Jl.tlll EsUJ< (ltlly) s •As.ses�llll T .. Cash tar'.:a

N:imc of Pcnoo Reporting

Gri tzn c:r. James E

A.

4

146. Mbna

Medco !lcallh Solutions

148. Medtronic Inc

149. Microsoft Corp

150. Morgan Stanley

151. Nolcia Corp.

152-

153. Ormico m

154. Oraolc Co rp

155.

156. P eps i co Incorporated

157. Pfi= Jncorpanlul

1 58. Proc1"< & Gaml>l c Co

159. Qua l comm Inc

160. SLM C orp

161.

162. Staic Street Corp

A

· ' - . J

8. c.

rq>Orti1lg period ,....,.,,, period

(I ) (2) (I) (2)

- '!)I>< aCod.2 Mo:tl>od (J-P)

(Q-W)

B · C

G K L

D.

Date or Report

S/312005

(I) Jf l'IOC UQ"'O disclosure (3) (4) (S)

T,,.. Cc.i- Va111e G ain buy . .... MollCh- Code 2 Code l

O.y (J-P) (A-HJ -Don)

Sell 8130 1 A

Buy 3126 J

3126 J

Buy 3126

Buy 3126 J

Buy 3 /26 J

Buy 3126 J

S el l 6123 J A

Buy 3/26

Buy 3/26 J

Par1ialwc 12/22 A

Buy 3126 J

Buy 3/26 J

Buy 3/26 J

Buy 312 6 J

Buy 3126 J

Sell 515 J A

Buy 3126 J

D £

M .. s->_so,,ooo

( Sec o C } lJ ... BoQ.r. V u:lut " • Otbe: II' -- Estbiat:d.

FINANCIAL DISCLOSURE REPORT

Page9 of11

Oescriptionor AssclS ftreluding tnlSt 1$$CG)

Pbce '"('Xj atcr CIClt asset exempt f'romprior diselosute

1 5.

147.

l. ��IQxlcs; . $1.000 or .less

(SeeC'.olllmllS Bl andj)i;) 2. V:iluc: COdcs:·

(Set Cobamns Cl aod D.3)

r. -ss0.001's?oo,ooo

;. · sts.ooo or-less N •S:?S0,9'JO-SSOO.OOO

rncome diiriaig GtoSS \"i.l\le et end of

(e. .. V l VaJgc

Cod< I div. ren.t. or (A-Ill int) Codel

• $1,00l�SOO '!9 ,501-SS.OOO

• SlOO,OOl:Sl,000.000 H1 ;..s1 �000..001..ss,ooo.ooo

-s1s.001-�ooo -sso.oo 1-$100,000

0 .. S500,00J·Sl.000,000 Pl •SJ. 000,00J-S!,000.000

TnnsacUonsd rtpqrtinsperiod

(2) "''"' Jdeotity or

buyedscJ!cr�'" (ifpri¥2tC

CrlJISllctiOR)

Buy

1

J

J

-ss.001.s1s,ooo • SlS.001-SSO,OOO

K!: ... Mm: than SS.000,.000 -s100.oc:n

PZ .. SS,000.001-S?S,OOO,OOO

p; = sis.000.001.sso,ooo,ooo p; •$More thlD S0,000.000

J. Value Method C Q Af!pfai;;al R .c Cost (Real &'!;:it Only) s -/\Utiilncr\I r •CashJM,.l'l:ri

A.

Name o(Pcrson Reporting,

Gritzncr, James E

a D.

Doto of Rc;iort 51312005

tnoomc: d..m& ,_.;,,g period ..,,...., period (mcludm; .......... )

( I ) (2) ( I) (2) (1) If uot cJtcru1pt &oM <h'1Ckl surc (3) (<) (SJ

'J)1>e v . ... 'J)1>e c . v .... G -.fa div. rent. CZ Cod<l M� buy, sen. C odc2 Code I

""·H) kol.) "-· (A-II) ....Son¢oo) nns1ction)

163. Buy 411 2 J

1 64. Sell 6125 1

1 65. Buy 3126 J

166. Partial a.Jc 6123 J A

167. Buy 3126 ' 1

168. Buy 3126 l

16 9. Texas lnscrumc:nts Inc Buy 3126 1

170. 3 MCo Buy 3126 1

Partial sale 7/20 1 A

172. UP S Buy 3126 1

1 73. Sell 1 0/27 1 A

174. United Tccllnotoaics Corp . Buy 3126 l

175. Unitedhelllh Group Inc Buy 3126 1

176. Partial sal e 11/4 1

Walgeen Buy 3126 J

178 . Buy 4112 J

179. Partial sale 711/0 l A

180. Partial sale 912 4 J

£ -.$15,00 l ·SS0,000 . . . ,; ; . ·. . . .

w..n s .000,000

(S:c Cohlnm C } U •Book Value V •Odie

$

IX • E<timl"'1

·� . .1. V)] Cocks:· . . . •

N · • �.()0()..�000

.- S!.f l·�S .. :C - .� l·S ,o:� .. ·- f? ... -SS.001 1$,DOO ,

.FINANCIAL DISCLOSURE REPORT Page 10 of11

c. Grossvt.I�•tct'ldof n..u.-dumi:..,,..,.,.periodOescriJ>O..or"""'

Place1X)"11.ftcrudisuetexempe (2)

Amo'"" ( g. v.... Dal!C: rd<o,;,yorrrompriord.iscloAR Codcl Moi�tb - bu.)'tl1$dler Q.J>) Code3 Day (J•P) (ifpri'11fc

(Q·W)

A

Sll}'l<crCorp

Sysco Colpolttion

TorgotCarp

.171.

A

177.

A

-: G s1 ,001 -s1,ooo.ooo1. locomclCiaiu-Codcs.: . A. •Sl,000.Wbi .

(Scc�oli.mmBtardD4) . Hl.:"' s1,900,001 000.ooo ,Hl •More•SS!>- .J- 100.000F . oin- .090'.··. . ··. . M :Ss1_oo:D!>1-wo.ooo

( Co1 Ct andOJ)

_ ..-S-t .000c!1m..... . - 001:-s1oci.�· ·- s· .

o ssoo.001-s1.ooo.ooo.: . . fl ·-·ss.Ooo.001:.m.000.000Pl •s1.oOo.001-SS.?O'J.� P.f •$Morc1l1;.n. .SO,boo.OOt>',Pl •S2l.OOO.OOl·Sl0.IX>/.OOO

s ...-Ass�•ncnl · · T -c�hl'Mm:ttQ •Appnimi

Name of P c rs m Re porting

Gri t:zncr, J ames E

Dale of Report

513!2005

"·

1 81.

182. Wal-Mart

183.

184. We11$ Fargo

185.

1 86. mmer HoJdings

187. West Des Moines Seate Bank

(SeeCoh:mn OJ U .- Boot Volti:::

8. c D.

Cl"O$S value It end ol ..,

,.mnc period rcportiu: pe riod

( I ) (2) (I) (2) (I) If not cun 1 &om clisclo;Surc

(J) Type v . ... Vtil...e

C ode 2 M«hod Codcl n..) Cod<l n le'rger, (J.I')

(Q-W) -)

Sell 10/21! l

Buy 3f26 l

sen 4112 s

B uy 3!26 J

S ell 4112 s

B uy 3!26 J

A lnll:r<St J T

\\' = &;tinntoc!

(<) (SJ Gm Code I CA·!!)

A

.Dtscription of Assets

(i.ne1�fnatrust t$$et$)

P11ce "(Xj a_ftcr cac;lt U$l!f ex�t from prior diseloture

lllCQCDI:d4rii:g T"""dioM durfua "P0'1ins period

(2) Amount (e.g. v.... Type (e.J. o..., Code I div. mtl or boy. sen. Moolh-(A·H)

. Q.P) O.y

ldcntity or lNyer/scJlcr (i(priv;ilc

minsactic:mli)

A

A

FINANCIAL DISCLOSlJRE REPORT l'age 11 of 11

l. .b,)comc!(j;afu Col.Jc$; A .. St.COO o: kS$ < r aoo:n:> F --sso1 1 .. L';<l.OOO

2. v�J Cod;s: · J -s!s.000·0:1eu

-(Sec C>ll.l)im Cl :ind Dl) . N ... $0,000..SSOO.OOO . .

.

; -SlS,OOO.OOl-SS0. 000. 000 .

3. Valut Method Codd Q • Appr..is:tJ

B "'.St .OOl-Sl,500

a·-•s100,0Cn:S1,ooo,ooo

- $15, 1:�.(lOO.: · ·.

0 • S.SOO,OOl·SJ,OOO;OQO

•Sl.SOl ss.ooo ·•. D •SS.OOJ0$IS,OOO

R1 --s1, ooo,<:>0 -ss. 000.00;0 · m �icm �� sS.ooO,oOO . . . . . .

.R • c.osi (Real&l'-lt·0n1y)

V • Q:tb:r

1. cSS0,001...$1 ..<lOO' �I ·.. SIOO,OOJ..$?50,000

r1· -·s1.ooo..001;ss.ooo.ooo n -ss.000.001-S"-5.000.ooo

• :?4 •SM tl'.21iSSO.OOil,OOO

S .. Asses5l'i1C!.i T •Casht.>rtarl:e:

Name of Person Repc ,,ting FINANCIAL DISCLOSURE REPORT

Gfiimer. James B

0.1eofRe;>ort

S/31200S

VOL ADDIIIONAL INFORMATION OR EXPLANATIONS Oodicatc pan of Rq:ion.)

U. Agreements. Nycmaslet Law Finn deferred compenution agreement was in effect only lhrough February. 2004. and i.sno b:ageran agreement. NGMEO Profit Sharing retirement plan has been closed and rolled over into IRA's.

tfl. Non-investment fncome. 'The payment of defemd eompcnsadon &om the Nycmister Law Firm on Fcbrua.Q'27, 2004 TCpresents the final payment, ending any financial relationship with the linn.

Vll. lnvcstmcolts and Trusts Fundl in a fcwmcr law finn n::ti t plan wc:rc rolled into JR.A's lting in an investment plan in which I had the power to directinvestments..and therefore requiring a subMntiaJ chang.e in the listing of investtnents. lbe former lawfirm rctin:mc:nt plan, which wu set (mth in the Agrecmeots section of prior n:port.s was mistakenlyleft off this section. This issue was discussed with F'mancial Disclosure CommiUce Slafl'who .suggested that I note this error hc:rc and advise that in ca.ch of the prioryean Wt NGMEO retirementplan would have had a value code ofN and a value method code ofT. As the retirement plan did oot allow specific direction, but only a sclce.tion of 1 ctus of i:avcstmestts, no specific listing ofholdingswo-uld have bocn required.

d rep'orted

r

Dare--=-0:+-'-0/f'--o--"j--_ /

FINANCIAL DISCLOSURE REPORT NameorPccson Reporting Dace of Report

Gritmer, lames E. S/ll2005

IX. CER.TIFICATION.

I certify that all infonnation given above (including infoanation pertaining to my spouse an minor or dependent children, if any) is accurate, !rue, and complete to lhe best of my knowledge andbeliet; and that any information not was withheld because it met applicable statutory provisions pcrnritting non-disclosure.

I further ce tify that earned income from outside employment and honoraria and lhe acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NO BE

FALSIFIES OR FAil.S TO FILE THIS REPORTMAY . app. § 104)

FILINGINSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office oflhe United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

a-

)>

9 -=-

Chambers of JAMESE. GRITZNER

District Judge United States Courthouse

123 East Walnut Street Des Moines, IA 50309

Phone: 515/284-6291 Fax: 515/284-6205

August 15, 2005

Hon. Mary M. Lisi, Chair

Committee on Financial Disclosure 0 (:;; 5lJudicial Conference of the United States <; ;n

,,_ ,......, <::: AlOne Columbus Circle, N.E. o- C'>(.1)2: "'

(")Washington, DC 20544 c> ::<>:z: m ,...,<; -

o)> <RE: Amendment to Calendar Year 2004 Filing ...,,... Pl::::i <; 0 ,.,.,Dear Judge Lisi:

I have your letter of August I, 2005, regarding omissions and errors in my Financial Disclosure Report dated May 3, 2005. I regret the oversights. Please accept the following as an amendment to my prior report.

Part VII, page I, lines 2-12 and 18 should be amended as you suggest For lines 2-11 and 18 Column B(l) should be blank and Column B(2) should indicate "None". Line 12

should show an "A" in Column B(l) and "Dividend." in Column B(2).

Part VII, page I, line 14 should be amended as you suggest. In Column C(l) there is a typo and the code should be "J". Column D(I) should indicate "Buy", Column D(2) should indicate 3/17, Column D(3) should indicate "J'', and Column D( 4) should indicate "A".

I trust this responds to the issues raised in your Jetter. Thank you for your kind attention to this matter.

nh