I Defendant · 2012. 10. 16. · I Aetna Life Insurance Company I Defendant - Appellee Mark E....

General Docket United States Court of Appeals for District of Columbia Circuit

I Court of Appeals Docket#: 11-7109 Docketed: 09/29/2011 I

Nature of Suit: 3850 Securities, Commodities, Exchange Karen Hudes v. Aetna Life Insurance Company, et al

1 Appeal From: United States District Court for the District of Columbia :Fee Status: Fee Paid I

Case Type Information: I 1) Civil Private

li 2) Private

3)

i Originating Court Information: District: 0090-1 : 1:1 0-cv-0 1444-JEB Lead: 1:1 0-cv-0 1444-JEB Trial Judge: James E. Boasberg, U.S. District Judge Date Filed: 08/25/2010 Date Order/Judgment: 08/30/2011

f Prior Cases: None

Current Cases: None

1 Panel Assignment: Not available

Date NOA Filed: 09/27/2011

~'------------------ ---- -----------------------

I Karen Hudes

v.

Karen Hudes Plaintiff- Appellant Direct: 301-229-0058

Email: [email protected] [COR LD NTC Retained Atty] Offices of Karen Hudes 5203 Falmouth Road Bethesda, MD 20816

Karen Hudes Direct: 301-229-0058 Email: [email protected] [NTC ProSe] Offices of Karen Hudes 5203 Falmouth Road Bethesda, MD 20816

0011

USCA Case #11-7109 Document #1387784 Filed: 08/06/2012 6 of 227

I Aetna Life Insurance Company I Defendant -

Appellee

Mark E. Schreiber Defendant -

I Appellee

John And Jane Does 1-99 Defendant-

Appellee

International Bank for Reconstruction and Development

Defendant-' Appellee

Bryan D. Bolton, Esquire Direct: 410-659-7700 Email: [email protected] Fax: 410-659-7773 [COR NTC Retained Atty] Funk & Bolton, P A Firm: 410-659-7700 36 South Charles Street Twelfth Floor Baltimore, MD 21201

Michael Patrick Cunningham, Esquire Direct: 410-659-4979 Email: [email protected] Fax: 410-659-7773 [COR NTC Retained Atty] Funk & Bolton, P A Firm: 410-659-7700 36 South Charles Street Twelfth Floor Baltimore, MD 21201

Stanley James Reed, Esquire Direct: 301-986-1300 Email: sjreed@lerchearly .com Fax: 301 -347-1796 [COR LD NTC Retained Atty] Lerch, Early & Brewer, Chartered Suite 460 Firm: 301-986-1300 3 Bethesda Metro Center Suite 460 Bethesda, MD 20814-5367

Jeffrey T. Green Direct: 202-736-8000 Email: [email protected] [COR LD NTC Retained Atty] Sidley Austin LLP Firm: 202-736-8000 1501 K Street, NW Washington, DC 20005

0012

USCA Case #11-7109 Document #1387784 Filed: 08/06/2012 Page 17 of 227

KPMGLLP

Appellee

, Karen Hudes, I

v.

Defendant -

Plaintiff- Appellant

David S. Petron Direct: 202-736-8093 Email: [email protected] Fax: 202-736-8711 [COR LD NTC Retained Atty] Sidley Austin LLP Firm: 202-736-8000 1501 K Street, NW Washington, DC 20005

Marc B. Dorfman Direct: 202-295-4007 Email: [email protected] Fax: 202-692-5399 [COR LD NTC Trial Atty] Foley & Lardner LLP Firm: 202-672-5300 3000 K Street, NW Washington, DC 20007-5143

- - - --===-====::::::.

Aetna Life Insurance Company; Mark E. Schreiber; John And Jane Does 1-99; International Bank for Reconstruction and Development; KPMG LLP,

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Defendants - Appellees

PRIVATE CIVIL CASE docketed. [11-71 09]

NOTICE OF APPEAL filed [1332317] by Karen Hudes seeking review of a decision by the U.S. District Court in 1:10-cv-01444-JEB. Assigned USCA Case Number [11-7109]

CLERK'S ORDER filed [1332321] directing party to file initial submissions: APPELLANT docketing statement due 10/31/2011. APPELLANT certificate as to parties, etc. due 10/31/2011. APPELLANT statement of issues due 10/31/2011. APPELLANT underlying decision due 10/31/2011. APPELLANT deferred appendix statement due 10/31/2011. APPELLANT notice of appearance due 10/31/2011. APPELLANT transcript status report due 10/31/2011 . APPELLANT procedural motions due 10/31/2011. APPELLANT dispositive motions due 11114/2011 , Failure to respond shall result in dismissal of the case for lack of prosecution;

----

0013


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directing party to file initial submissions: APPELLEE certificate as to parties, etc. due 10/31/20 11. APPELLEE entry of appearance due 10/31/2011. APPELLEE procedural motions due 10/3112011 . APPELLEE dispositive motions due 11114/2011; The Clerk is directed to send this order to appellant by certified mail, return receipt requested and by 1st class mail. [11 -7109]

FIRST CLASS MAIL SENT [1332323] of order [133232 1-6] to appellant [ 11-71 09]

CERTIFIED MAIL SENT [1332325] with return receipt requested [Receipt No.7007-0710-0004-7196-6692] of order [1332321-6]. Certified Mail Receipt due 10/31/2011 from Karen Hudes. [11-7109]

CERTIFIED MAIL RECEIPT [1334450] RECEIVED from (not signed) [signed for on 10/04/2011] for order [1332325-2] sent to Appellant Karen Hudes [ 11-71 09]

ENTRY OF APPEARANCE filed [1338758] by Karen Hudes on behalf of Appellant Karen Hudes. [11-71 09] (Hudes, Karen)

TRANSCRIPT STATUS REPORT [1338759] by Karen Hudes [Service Date: 10/29/2011]. Status ofTranscripts: Final - No transcripts are needed for the appeal. [11 -71 09] (Hudes, Karen)

UNDERLYING DECISION IN CASE submitted [1338760] by Karen Hudes [Service Date: 10/29/2011 ] [11-71 09] (Hudes, Karen)

INCORRECT DOCKET ENTRY -DISREGARD--CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1338761] by Karen Hudes [Service Date: 10/29/2011] [11-7109]-[Edited 10/31/2011 by LMC] (Hudes, Karen)

STATEMENT OF INTENT REGARDING APPENDIX DEFERRAL FILED [1338762] by Karen Hudes [Service Date: 10/29/2011] Intent: AppxNotDeferred [11-7109] (Hudes, Karen)

DOCKETING STATEMENT FILED [1338763] by Karen Hudes [Service Date: 10/29/2011] [11-7109] (Hudes, Karen)

ENTRY OF APPEARANCE filed [1338768] by Marc B. Dorfman and co-counsel Samuel J. Winer on behalf of Appellee KPMG LLP. [11-7109] (Dorfman, Marc)

CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1338769] by KPMG LLP [Service Date: 10/31/2011] [11-7109] (Dorfman, Marc)

CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1338958] by Karen Hudes [Service Date:

----------'

0014


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10/3112011 ] [ 11-71 09] (Hudes, Karen)

ENTRY OF APPEARANCE filed [1338996] by Jeffrey T. Green and co-counsel DavidS. Petron Lyndsay N. Huot on behalf of Appellee International Bank for Reconstruction and Development. [11 -7109] (Green, Jeffrey)

CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1338998] by International Bank for Reconstruction and Development [Service Date: 10/3112011 ] [ 11-7109] (Green, Jeffrey)

ENTRY OF APPEARANCE filed [1339015] by Bryan D. Bolton and co-counsel Michael P. Cunningham on behalf of Appellee Aetna Life Insurance Company. [11 -7109] (Cunningham, Michael)

CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1339018] by Aetna Life Insurance Company [Service Date: 10/31/2011] [11 -7109] (Cunningham, Michael)

ENTRY OF APPEARANCE filed [1339024] by Stanley J. Reed and co-counsel J. Bradford McCullough on behalf of Appellee Mark E. Schreiber. [11 -7109] (Reed, Stanley)

CERTIFICATE AS TO PARTIES, RULINGS AND RELATED CASES FILED [1339025] by Mark E. Schreiber [Service Date: 10/31/2011] [11-7109] (Reed, Stanley)

STATEMENT FILED [1339029] by Aetna Life Insurance Company with Disclosure Listing [Service Date: 1 0/3 1/2011 ] [ 11-71 09] (Cunningham, Michael)

STATEMENT OF ISSUES FILED [1339049] by Karen Hudes [Service Date: 10/31/2011] [11-7109] (Hudes, Karen)

MOTION filed [1341722] by International Bank for Reconstruction and Development for summary affirmance. (Response to Motion served by mail due on 12/01 /2011) [Service Date: 11/14/2011 by CM/ECF NDA] Pages: 16-20. [11-7109] (Green, Jeffrey)

MODIFIED EVENT FROM FILED TO LODGED--RESPONSE IN OPPOSITION FILED [1344882] by Karen Hudes [Service Date: 12/0112011 by CMIECF NDA] Pages: 21-30. [11-7109]--[Edited 12/02/2011 by LMC] (Hudes, Karen)

MODIFIED EVENT --RESPONSE IN OPPOSITION FILED [1345546] by Karen Hudes to motion for summary affirmance [1341722-2] [Service Date: 12/02/2011 by CMIECF NDA] Pages: l6-20. Ul-71Q9.]---[Eqiteq p!05/40q PY Pvl~] (flu4es, Kare\})

0015


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REPLY FILED [1347181] by International Bank for Reconstruction and Development to response [Service Date: 12/ 12/2011 by CMIECF NDA] Pages: 11-15. [11 -7109] (Green, Jeffrey)

PER CURIAM ORDER filed [1362545] denying motion for summary affirmance [1341 722-2]. The Clerk is instructed to calendar this case for presentation to a merits panel. Before Judges: Henderson, Tate! and Brown. [11-7109]

CLERK'S ORDER filed [1364261] directing party to file briefing format- Proposed formats due 04/23/2012 [11-7109]

RESPONSE FILED [1370251] by Aetna Life Insurance Company, International Bank for Reconstruction and Development, John And Jane Does 1-99 and KPMG LLP to order [1364261-2],[1364261-3] [Service Date: 04/23/2012 by CMIECF NDA] Pages: 1-10. [11-7109] (Green, Jeffrey)

RELIEF REPLACED-- MOTION filed [1370264] by Karen Hudes to extend time to file response to court order (Response to Motion served by mail due on 05/07/2012) [Service Date: 04/23/2012 by US Mail, CMIECF NDA] Pages: 1-10. [11-7109]--[Edited 04/24/2012 by LMC] (Hudes, Karen)

CLERK'S ORDER filed [1370345] granting motion to extend time [1370264-3]; appellant's proposed briefing format due 05/07/2012 [11 -7109]

RESPONSE FILED [1370474] by Aetna Life Insurance Company, International Bank for Reconstruction and Development, KPMG LLP and Mark E. Schreiber to order [1364261-2],[1364261-3] [Service Date: 04/24/2012 by CMIECF NDA] Pages: 1-10. [11-7109] (Green, Jeffrey)

MODIFIED EVENT-- MOTION filed [1371842] by Karen Hudes to extend time to file response (Response to Motion served by mail due on 05/17/2012) [Service Date: 05/02/2012 by US Mail, CM/ECF NDA] Pages: 1-10. [11-7109]--[Edited 05/02/2012 by LMC] (Hudes, Karep)

CLplq('S ORDER filed [1372180] granting motion to extend time [1371842-2]; &ppellant's proposed briefing format now due 06/04/2012. No further extensions of time will be grqnteq by the Clerk. Failure to respond shall result ip submission of appellees' proposed format to the Cpu:rt for <Uspositioq. [l1-7109]

NOTICE FILED [1377408) by Karen Bu~~s 1 [Service Date: O(:l/06/2012] [1_1-71p_9J .

0016


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CLERK'S ORDER filed [1377412] considering appellees' briefing proposal [1370474-2], the court's order filed May 3, 2012, and appellant's failure to file a briefmg proposal, it is ORDERED that the following briefing format will apply: Brief for appellant (not to exceed 14,000 words) and appendix; Briefs for appellees (four briefs, not to exceed 4,500 words each); Reply brief for appellant (not to exceed 7,000 words). [11-7109]

CLERK'S ORDER filed [1380562] setting briefing schedule: APPELLANT Brief due 08/06/2012. Appendix due 08/06/2012. APPELLEE Brief due on 09/05/2012. APPELLANT Reply Brie_f __ l due 09119/2012 [11-7109]

.0017


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