How to Train Employees to Be Supervisors
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Transcript of How to Train Employees to Be Supervisors
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How to Train Employees to BeSupervisorsNSAA/NASC Joint Middle Management
Conference April 16-18, 2007
Presentation by
Robert BlackDean, Government Audit Training InstituteGraduate School, USDA
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TEST
Which role is the most challenging?
Manager?Supervisor?
Employee?
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Questions to Consider in Training
Employees to be Supervisors
1. Does every employee want to be a
supervisor (want to move up)?
2. Can every employee be an effective
supervisor?
3. How do you know when an employee is
ready to be a supervisor?
4. Should an employee be trained first, then
moved up, or moved up then trained?
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This Discussion Will Cover:
The various responsibilities of a supervisor
3 steps to developing a supervisorThe adjustments required for moving from
staff to a supervisory role
Power, personal styles, performanceGen Xers, the New Millennialsretention
and motivation
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Definition of a Supervisor
One who supervises others by assigningand monitoring tasks.
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Think about it
Responsibility cannot bedelegated.
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Individual Exercise
Write down as many duties, functions,
responsibilities that you can think of that
should be performed by a supervisor.
Take one minute to make a list
You may be asked to share it with the group
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Multi-dimensional Role of a
Supervisor
Assign tasks
Monitor work
Provide OJT
Coach
Discipline
Counsel
Influence
Control quality
Assess performance
Ensure EEO
compliance
Enforce policy andrules
Administer leave
Communicate rules,policies, objectives
Run meetings
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Food for Thought
A manager [supervisor (added)] has got to
remember that he is on stage every day.
His people are watching him. Everything
he does, says, the way he says it, sendsoff clues to his employees. These clues
affect performance.
(Manager quoted in First Break All the Rules:What the Worlds Greatest Managers Do
Differently, Simon & Schuster, 1999)
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Performance
What are the key components of a persons
performance?
Performance = Ability + Support + Motivation
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How to Approach Developing a
Supervisor
I. Ensure employee learns the basic
technical aspects of the job
II. Set expectations - plan together by
writing down steps leading to a
supervisory role/teach HR role
III. Follow through and always model the
expected behavior
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Step I. Learning the Job Basics
Assume this is an auditor position; the
auditor must be able to (among other
things):
Research
InterviewPrepare working papers
Understand auditing standards
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Preparing Staff for a Supervisory
Role
There are two main roles for which staff
must be trained:
1. Technical
2. Human relations
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Segments of Development
Formal training
On-the-Job trainingJob experiences
Individual development plan (IDP)
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Technical Role of the Supervisor
Define audit objectives and scope
Determine methodology
Develop audit guidelines
Segment work into tasks
Delegate and assign tasks to staff
Monitor audit progress
Review evidence and working papers
Review report products
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Step II. Set Expectations and
Teach HR Role
This step involves a combination of
discussions, demonstrations, instruction,
modeling
Timing as to when to start and when to
carry out these functions is dependent on
circumstances and judgment
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Human Relations Role of
Supervisors
Set expectations
Provide OJT and feedback
Monitor staff performanceAppraise staff performance
Identify developmental needs
Manage conflictDiscipline
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Creating a Climate for Productivity
Communicating
Motivating
Optimizing diversity
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Required Adjustments from Staff to
Supervisor
In order for a staff person to become a
supervisor, that person must make
adjustments in 3 areas:
1. Role
2.Attitude
3. Skills
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Examples of Adjustments
1. ROLE
Old ROLE to new:
Direct control over
results toindirect ctl.Work with peers to
supervise former
peers
Follow policies to
interpret policies
Requ ired adjustm ents:
Accept less direct
controlMaintain role of
leader
Represent the
organization
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Adjustments to 2. ATTITUDES
Old ATTITUDES to new
Desire to/willingness to:
Be well liked/praise or
criticize others
Avoid conflict/deal
with conflictCompete with others/
develop cooperation
Required adjustments:
Accept new power &
relationships
Expect conflict
Shift focus to team
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Adjustments to 3. SKILLS
Primary emphasis ontechnical skills togreater emphasis onhuman skills andbroader goals:Preparing working paperstoreviewing
Outlining and drafting
report segments tore-viewing for compliancewith audit prog., policies,and standards
Required adjustments:
Improve skill at findingholes in evidence,support, etc.
Improve skill at reviewing,communicating, andadvocating reports tohigher levels
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POWER is now MINE!
Power is the ability to influence the actionsof others.
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POWER!
Formal
Legitimate
Coercive
Reward
Informal
Expert
Referant
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Personal Styles
In order to become a supervisor, staff
must:
a. Recognize their own managerial and
interpersonal styles, and
b. Improve their effectiveness with
subordinates
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III. Followthrough & Modeling
In training staff to become supervisors,
you must teach and model behaviors for
them; for example:
Personal styles of managing
How to conduct meetings
How to handle conflict
Focusing on performance
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Myers Briggs Type Indicators
Extravert (E)
Sensing (S)
Thinking (T)
Judging (J)
Introvert (I)
iNtuiting (N)
Feeling (F)
Perceiving (P)
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Think About It
Responsibility cannot be delegated.
Supervisors are accountable for what
others do.
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Working with Staff Performance
Challenges
Performance system elements:
Task
Direction
Resources
Consequences
Feedback
Performer
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Meetings
Types of meetings:
Decision making
Problem solving
Planning
Feedback
Presentation
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Planning a Meeting
Desired outcomes -
objectives
Who (depends onobjectives)
Type: feedback,
decision making, etc.Length
Timing
Agenda
Process
Roles (presenter,
facilitator, recorder,
etc.)
Decision process
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Managing Conflict
Types of conflict
Technical
Interpersonal
Aspects of conflict
Destructive
Constructive
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Conflict Management Styles
Competeposition allows it; agreed to
Avoidunimportant issue; time not right
Compromisesome leeway; resources limited
Accommodaterelationships more important
Collaboratecommitment to cooperation; time
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Motivation
A. Maslow (40s & 50s)
B. Herzberg (50s &
60s)
C. Deci (1970s)
A. Hierarchy of needs
satisfy one and move
up (5 needs)
B. Motivators andhygiene
(maintenance) factors
C. Intrinsic motivation
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Intrinsic Motivation
Stems from the innate sense of
accomplishment and enjoyment one gets
from doing good work
We do something because it is worth
doing
Performing the work makes us feel good
about ourselves; we feel competent and incontrol
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The Question is NOT how to
motivate others, but
how can leaders createconditions under which others
will motivate themselves.
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Perspectives on One Generation
Motivating Another
Matures
Baby Boomers
Gen Xers
New Millennials
Born before 1945
Born 1945 -1964
Born 19651979
Born 1980 +
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New Values in the Workplace -
A Retention Issue
Gen Xers and New Millennials haveessentially said to their managersthe
Matures and especially the BoomersWe dont share your definition of success.We define success differently and willpursue other rewards for our work.
Motivating the Whats In It For Me?
Workforce, Cam Marston, 2005
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How Different Are They?
For them
Jay Leno has ALWAYS been host of TheTonight Show (Johnny Carson WHO?)
TV without cable is inconprehensible
The Cold War is just in history booksGoing to the moon is old science
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Its not about the workday
its about the end result.
Younger workers look at what they
accomplished, not how many hours theyworked in a day
Up and coming supervisors have differentvalues/expectations; their superviseesalso different
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Conclusions
The supervisory role is complex and
challenging
3 steps to developing new supervisors:
train (technical & HR)
set expectations for changing role
model behavior (e.g., conflict management)
Understand the new workforce in order to
motivate and retain
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Contact Information
Robert Black
Dean, Government Audit Training Institute
and Financial Management
Graduate School, USDA
Phone: 202-314-3560E-mail: [email protected]