How to Train Employees to Be Supervisors

download How to Train Employees to Be Supervisors

of 42

Transcript of How to Train Employees to Be Supervisors

  • 8/12/2019 How to Train Employees to Be Supervisors

    1/42

    How to Train Employees to BeSupervisorsNSAA/NASC Joint Middle Management

    Conference April 16-18, 2007

    Presentation by

    Robert BlackDean, Government Audit Training InstituteGraduate School, USDA

  • 8/12/2019 How to Train Employees to Be Supervisors

    2/42

    TEST

    Which role is the most challenging?

    Manager?Supervisor?

    Employee?

  • 8/12/2019 How to Train Employees to Be Supervisors

    3/42

    Questions to Consider in Training

    Employees to be Supervisors

    1. Does every employee want to be a

    supervisor (want to move up)?

    2. Can every employee be an effective

    supervisor?

    3. How do you know when an employee is

    ready to be a supervisor?

    4. Should an employee be trained first, then

    moved up, or moved up then trained?

  • 8/12/2019 How to Train Employees to Be Supervisors

    4/42

    This Discussion Will Cover:

    The various responsibilities of a supervisor

    3 steps to developing a supervisorThe adjustments required for moving from

    staff to a supervisory role

    Power, personal styles, performanceGen Xers, the New Millennialsretention

    and motivation

  • 8/12/2019 How to Train Employees to Be Supervisors

    5/42

    Definition of a Supervisor

    One who supervises others by assigningand monitoring tasks.

  • 8/12/2019 How to Train Employees to Be Supervisors

    6/42

    Think about it

    Responsibility cannot bedelegated.

  • 8/12/2019 How to Train Employees to Be Supervisors

    7/42

    Individual Exercise

    Write down as many duties, functions,

    responsibilities that you can think of that

    should be performed by a supervisor.

    Take one minute to make a list

    You may be asked to share it with the group

  • 8/12/2019 How to Train Employees to Be Supervisors

    8/42

    Multi-dimensional Role of a

    Supervisor

    Assign tasks

    Monitor work

    Provide OJT

    Coach

    Discipline

    Counsel

    Influence

    Control quality

    Assess performance

    Ensure EEO

    compliance

    Enforce policy andrules

    Administer leave

    Communicate rules,policies, objectives

    Run meetings

  • 8/12/2019 How to Train Employees to Be Supervisors

    9/42

    Food for Thought

    A manager [supervisor (added)] has got to

    remember that he is on stage every day.

    His people are watching him. Everything

    he does, says, the way he says it, sendsoff clues to his employees. These clues

    affect performance.

    (Manager quoted in First Break All the Rules:What the Worlds Greatest Managers Do

    Differently, Simon & Schuster, 1999)

  • 8/12/2019 How to Train Employees to Be Supervisors

    10/42

    Performance

    What are the key components of a persons

    performance?

    Performance = Ability + Support + Motivation

  • 8/12/2019 How to Train Employees to Be Supervisors

    11/42

    How to Approach Developing a

    Supervisor

    I. Ensure employee learns the basic

    technical aspects of the job

    II. Set expectations - plan together by

    writing down steps leading to a

    supervisory role/teach HR role

    III. Follow through and always model the

    expected behavior

  • 8/12/2019 How to Train Employees to Be Supervisors

    12/42

    Step I. Learning the Job Basics

    Assume this is an auditor position; the

    auditor must be able to (among other

    things):

    Research

    InterviewPrepare working papers

    Understand auditing standards

  • 8/12/2019 How to Train Employees to Be Supervisors

    13/42

    Preparing Staff for a Supervisory

    Role

    There are two main roles for which staff

    must be trained:

    1. Technical

    2. Human relations

  • 8/12/2019 How to Train Employees to Be Supervisors

    14/42

    Segments of Development

    Formal training

    On-the-Job trainingJob experiences

    Individual development plan (IDP)

  • 8/12/2019 How to Train Employees to Be Supervisors

    15/42

    Technical Role of the Supervisor

    Define audit objectives and scope

    Determine methodology

    Develop audit guidelines

    Segment work into tasks

    Delegate and assign tasks to staff

    Monitor audit progress

    Review evidence and working papers

    Review report products

  • 8/12/2019 How to Train Employees to Be Supervisors

    16/42

    Step II. Set Expectations and

    Teach HR Role

    This step involves a combination of

    discussions, demonstrations, instruction,

    modeling

    Timing as to when to start and when to

    carry out these functions is dependent on

    circumstances and judgment

  • 8/12/2019 How to Train Employees to Be Supervisors

    17/42

    Human Relations Role of

    Supervisors

    Set expectations

    Provide OJT and feedback

    Monitor staff performanceAppraise staff performance

    Identify developmental needs

    Manage conflictDiscipline

  • 8/12/2019 How to Train Employees to Be Supervisors

    18/42

    Creating a Climate for Productivity

    Communicating

    Motivating

    Optimizing diversity

  • 8/12/2019 How to Train Employees to Be Supervisors

    19/42

    Required Adjustments from Staff to

    Supervisor

    In order for a staff person to become a

    supervisor, that person must make

    adjustments in 3 areas:

    1. Role

    2.Attitude

    3. Skills

  • 8/12/2019 How to Train Employees to Be Supervisors

    20/42

    Examples of Adjustments

    1. ROLE

    Old ROLE to new:

    Direct control over

    results toindirect ctl.Work with peers to

    supervise former

    peers

    Follow policies to

    interpret policies

    Requ ired adjustm ents:

    Accept less direct

    controlMaintain role of

    leader

    Represent the

    organization

  • 8/12/2019 How to Train Employees to Be Supervisors

    21/42

    Adjustments to 2. ATTITUDES

    Old ATTITUDES to new

    Desire to/willingness to:

    Be well liked/praise or

    criticize others

    Avoid conflict/deal

    with conflictCompete with others/

    develop cooperation

    Required adjustments:

    Accept new power &

    relationships

    Expect conflict

    Shift focus to team

  • 8/12/2019 How to Train Employees to Be Supervisors

    22/42

    Adjustments to 3. SKILLS

    Primary emphasis ontechnical skills togreater emphasis onhuman skills andbroader goals:Preparing working paperstoreviewing

    Outlining and drafting

    report segments tore-viewing for compliancewith audit prog., policies,and standards

    Required adjustments:

    Improve skill at findingholes in evidence,support, etc.

    Improve skill at reviewing,communicating, andadvocating reports tohigher levels

  • 8/12/2019 How to Train Employees to Be Supervisors

    23/42

    POWER is now MINE!

    Power is the ability to influence the actionsof others.

  • 8/12/2019 How to Train Employees to Be Supervisors

    24/42

    POWER!

    Formal

    Legitimate

    Coercive

    Reward

    Informal

    Expert

    Referant

  • 8/12/2019 How to Train Employees to Be Supervisors

    25/42

    Personal Styles

    In order to become a supervisor, staff

    must:

    a. Recognize their own managerial and

    interpersonal styles, and

    b. Improve their effectiveness with

    subordinates

  • 8/12/2019 How to Train Employees to Be Supervisors

    26/42

    III. Followthrough & Modeling

    In training staff to become supervisors,

    you must teach and model behaviors for

    them; for example:

    Personal styles of managing

    How to conduct meetings

    How to handle conflict

    Focusing on performance

  • 8/12/2019 How to Train Employees to Be Supervisors

    27/42

    Myers Briggs Type Indicators

    Extravert (E)

    Sensing (S)

    Thinking (T)

    Judging (J)

    Introvert (I)

    iNtuiting (N)

    Feeling (F)

    Perceiving (P)

  • 8/12/2019 How to Train Employees to Be Supervisors

    28/42

    Think About It

    Responsibility cannot be delegated.

    Supervisors are accountable for what

    others do.

  • 8/12/2019 How to Train Employees to Be Supervisors

    29/42

    Working with Staff Performance

    Challenges

    Performance system elements:

    Task

    Direction

    Resources

    Consequences

    Feedback

    Performer

  • 8/12/2019 How to Train Employees to Be Supervisors

    30/42

    Meetings

    Types of meetings:

    Decision making

    Problem solving

    Planning

    Feedback

    Presentation

  • 8/12/2019 How to Train Employees to Be Supervisors

    31/42

    Planning a Meeting

    Desired outcomes -

    objectives

    Who (depends onobjectives)

    Type: feedback,

    decision making, etc.Length

    Timing

    Agenda

    Process

    Roles (presenter,

    facilitator, recorder,

    etc.)

    Decision process

  • 8/12/2019 How to Train Employees to Be Supervisors

    32/42

    Managing Conflict

    Types of conflict

    Technical

    Interpersonal

    Aspects of conflict

    Destructive

    Constructive

  • 8/12/2019 How to Train Employees to Be Supervisors

    33/42

    Conflict Management Styles

    Competeposition allows it; agreed to

    Avoidunimportant issue; time not right

    Compromisesome leeway; resources limited

    Accommodaterelationships more important

    Collaboratecommitment to cooperation; time

  • 8/12/2019 How to Train Employees to Be Supervisors

    34/42

    Motivation

    A. Maslow (40s & 50s)

    B. Herzberg (50s &

    60s)

    C. Deci (1970s)

    A. Hierarchy of needs

    satisfy one and move

    up (5 needs)

    B. Motivators andhygiene

    (maintenance) factors

    C. Intrinsic motivation

  • 8/12/2019 How to Train Employees to Be Supervisors

    35/42

    Intrinsic Motivation

    Stems from the innate sense of

    accomplishment and enjoyment one gets

    from doing good work

    We do something because it is worth

    doing

    Performing the work makes us feel good

    about ourselves; we feel competent and incontrol

  • 8/12/2019 How to Train Employees to Be Supervisors

    36/42

    The Question is NOT how to

    motivate others, but

    how can leaders createconditions under which others

    will motivate themselves.

  • 8/12/2019 How to Train Employees to Be Supervisors

    37/42

    Perspectives on One Generation

    Motivating Another

    Matures

    Baby Boomers

    Gen Xers

    New Millennials

    Born before 1945

    Born 1945 -1964

    Born 19651979

    Born 1980 +

  • 8/12/2019 How to Train Employees to Be Supervisors

    38/42

    New Values in the Workplace -

    A Retention Issue

    Gen Xers and New Millennials haveessentially said to their managersthe

    Matures and especially the BoomersWe dont share your definition of success.We define success differently and willpursue other rewards for our work.

    Motivating the Whats In It For Me?

    Workforce, Cam Marston, 2005

  • 8/12/2019 How to Train Employees to Be Supervisors

    39/42

    How Different Are They?

    For them

    Jay Leno has ALWAYS been host of TheTonight Show (Johnny Carson WHO?)

    TV without cable is inconprehensible

    The Cold War is just in history booksGoing to the moon is old science

  • 8/12/2019 How to Train Employees to Be Supervisors

    40/42

    Its not about the workday

    its about the end result.

    Younger workers look at what they

    accomplished, not how many hours theyworked in a day

    Up and coming supervisors have differentvalues/expectations; their superviseesalso different

  • 8/12/2019 How to Train Employees to Be Supervisors

    41/42

    Conclusions

    The supervisory role is complex and

    challenging

    3 steps to developing new supervisors:

    train (technical & HR)

    set expectations for changing role

    model behavior (e.g., conflict management)

    Understand the new workforce in order to

    motivate and retain

  • 8/12/2019 How to Train Employees to Be Supervisors

    42/42

    Contact Information

    Robert Black

    Dean, Government Audit Training Institute

    and Financial Management

    Graduate School, USDA

    Phone: 202-314-3560E-mail: [email protected]