Harvey E Schlesinger Financial Disclosure Report for 2010

8/3/2019 Harvey E Schlesinger Financial Disclosure Report for 2010

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AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report R equired by the Ethics

in Go vernment Act o f 1978(5 U.S.C. app..~.~" 101-111)

I. Person Report ing ( la st nam e , f i rs t , midd le in i t ia l )S c hl e s inge r , H a r vey E .

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part- time)

2. Cour t or OrganizationMiddle Dis trict of Florida

5n. Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t eSenior U S D is t r ic t J u dge

7. Chambers or Off ice AddressI 1 -15 0 US C our t house30 0 N Hogan St ree tJ acks onv i l le , F lor ida 3220 2- 4 24 6

[] Initial [] Annual [] Final5b. [] Amended Report8.Off the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i ca b l e l a w s a n d r e g u l a t i o n s .

Reviewing Office r Date

3. D a t e o f R e p o r t05 /02 /2 011

6. Report ing Pe riod0 1 / 0 1 / 2 0 1 0

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you hav e no reportable information. Sign on last page.

I . P O S I T I O N S . t R e p o . f n g i n d i v i d u a l only; see p p . 9 - 1 3 of fillng instructions.)~] N O N E (No reportable positions.)

POSITION1 . T ru s te e Ca n 5

2. T r u s t e e C a n 53. Tr u s t e e C a n 5

NAME OF ORGANIZATION/ENTITYR i v e r G a r d e n H e b r e w Ho m e f o r t he A g e d a n d R i ve r G a r d e n H o l d i n g C oTh e Commu ni ty Fou nda t ionMiddle Dis trict of Florida His torical Society

I I . A G R E E M E N T S . mepom,# i, divldual o,ly; s,, ~. 14-16 o f f i l l n g instructionx)[-~ NONE (No reportable agreements.)

D A T E PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t i n gSchlesinger, Harvey E.

D a t e o f R e p o r t05 /02 /2 011

I l l . N O N - I N V E S T M E N T I N C O M E . t R , p o r , n g i n d i , id u a l o n d ~ p o u s e : s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Incom e~] NONE non- inves tmen t income . )N o reportable

DATE SOURCE AND TYPE

2 .

3 .

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f you were m arried during an y port ion of the report ing year, complete this sect ion~(Dollar a mount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)

D (No repor tab le re imburseme nts .)ONESOURCE

3.4.5.

N a t i ona l Em pl oym e n tLawyers Assoc.

DATES LOCATION P U R P O S ESept 10-11 St Petersburg, FI Speaker at seminar

ITEMS PAID OR PROV IDEDc a r m i l eage , l odg i ng , m ea l s


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

Name of Person Repor tingSchle s inge r , Ha rvey E.

Dale of Repor t

V . G I F T S . a n d . d e . :h o . e , o s p o . s e . .d d e p e . d e n , c h i l d r e n ; s e e p p . 2 8 - 3 1 of f i l ing instructions .)N O N E (N o reportable gifts.)

SOURCE DESCRIPTION VALUE

05 /02 /2 011

V I . L I A B I L I T I E S . a n c l , d e s , h o s e o l s p o , s e . n d d e v e n d , n t c ~ i l d r e n ; s e e p v . 3 2 - 3 3 of filing instructlon.t)N O N E (No reportable liabilities.)

C R E D I T O R D E S C RIPT IO N1.2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 8 Ia m e o f P e r s o n R e p o r t i n gSch l e s i n g e r , H a rv e y E . D a t e o f R e p o r ~05/02/201 I

N O N E (No reportable income, assets, or transactions.)A. B. D.

Description of Assets Income dur ing Transactions during reporting period(including trust assets) r e p o r t i n g p e r i o d

(I) (2)i A m o u n t T y p e ( e . g .,C o d e l d i v . , r e n t ,(A-tl) o r i n t . )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)V alue V alueC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

(I ) {2) (3) (4) (5 )T y p e ( e . g ., D a t e V a lu e G a i n I d e n t i t y o f

b u y , s e l l, m m / d d h ~ , C o d e 2 C o d e I b u y e r / s e l l e rr e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

I. C SX A Di vi de nd J T2. JP Morga n C ha se A Di vi de nd J T3. We l l s Fa rgo Mone y M a rk e t Asse t s ( cha nge B Di vi de nd J T

n a m e f r o m W a c ho v ia ): 4 . Ja x F e d C U A Interest J T5. Fif th Third Bank D Interest6. E a t o n V a n c e I n co m e M g t C Di vi de nd7. Nat l Mu ni Income Fu n d (exch ange f rom C Di vi de ndEa t on V a nc e FI Mun i )8. Inve sc o V a n Ka m pe n Trus t Mun i (na m e C Di vi de ndc h a n g e f r o m V a n K a m p e n E q9. I S ha re s Dow Jone s C Di vi de nd1 0 . Harley Davidson A Di vi de ndI1 . Hom e De po t A Di vi de nd1 2 . V o d a p h o n e A Di vi de nd1 3 . Wa l t Di sne y Ho l d i ng A Di vi de nd1 4 . Intel A Di vi de nd1 5 . Marr iott Int" l A Di vi de nd

OK

KKKJJJJJJ

T

T

T

T

T

T

T

T

T

T

T

09 /2 1 /1006/01 /10

16. St Joe A Di vi de nd J T1 7 . N u v e e n M u n i F u n d A Di vi de nd K T

I. I n c o m e Ga i n C o d es :( 5 c C olu mns BI and D4)

2 . V al ue C o d es( See C olu mns C I and D3)

3. V al ue Met h o d C o d es( See C olu mn C 2)

A =$1.000 or lessF =$50,001 - $100,000J -$ 15 . O 00 o r l e ssN $250.001 - $ 500.0(~0P3 =$25.000.001 - $50.000,000Q -A ppr a i s a lU B ~ k V a l u e

B =$1.001 - $2.500G =$100.091 - $1,0~0,000K =$15,0OI - $50.000O =S500.001 -R =Cost (Real Estate Only)V = O t h o "

C = $ 2 . 5 0 1 - $ 5 . 0 0 0I I I = $ 1 , 0 ~ 0 . 0 0 1 - $ 5 , 0 0 0 , 0 0 0L = $ 5 0 . 00 1 - $ 1 0 0 .0 0 0P I = $ 1 . 0 0 0 . 0 0 1 - $5 . 0 0 0 . 0 0 0P 4 = M o ~ e t h a n $ 5 0 . 0 0 0 . 00 0S =Asscssm~lW = E s ~ i ma l c d

D = $ 5 . 0 0 1 - $ 1 5 . 0 0 01 1 2 = M o r e t ha n $5 . 0 0 0 . 0 0 ~M = $ 1 0 0 . 0 0 1 . $ 2 5 0 . 0 0 0P 2 = $ 5 . 0 0 0 . 0 0 1 . $ 2 5 . 0 0 0 .0 0 0T = C a s h M a r k e t

E =$ 15,001 - $50.000


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FINANCIAL DISCLOSURE REPORTPage 5 of 8

N a m e o f P e r s on Report ingSch l e s i n g e r , H a rv e y E .

Date of Repor t05/02/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i. co .~ e , v a l ~ e , , . o . ~ o . l o ,~ ~ t n c l u d c s those of spouse and dependent children; see pl x 3 4 - 6 0 of f iling i n s t r u c t i o n ~ )N O N E (No reportable income, assets, or transactions,)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t ~ ) r e p o r t i n g p e r i o d

(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u nt T y p e ( e . g .,e x e m p t f r o m p r i o r d i s c l o s u r e i C o d e 1 d i v . , r e n t ,(A-t l) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a l u e V a l u eC o d e 2 M e t h o d

( J-P ) C o d e 3( Q - W )

T r a n s a c ti o n s d u r i n g r e p o r t i n g p e r i o d(I) (2) (3) (4) (5 )

Type (e.g., D a l e V a l u e G a in I d e n t i t y o fb uy , se l l , mm/dd~, C o d e 2 C o d e I b uyer / se l l e r

r e d e m p t i o n ) ( J - P ) (A - H ) ( i f p r i va t et ransac t i on)

18. GE A Di vi de nd J1 9 . F o r d M o t o r A Di vi de nd J20 . Cisco Systems

21. P ru dent i a l F inanc ia l22 . Ta m pa F l o r i da Wa s t e23 . Br ow ar d Cou nty A i r por t

24 . W e l l s F a r g o B a n k S w a p s25 .26 . E a t o n V a n c e P r i m e R a t e

27 . F r a n k l in N Y T a x F r e e28. N uve e n In sd N Y Muni29 . Roc he s te r Mun i F und

A Di vi de nd J TA Di vi de nd J TA Di vi de nd M atu r edA Interest J TB Interest K T Sold(pa n )

Sold(part)A Di vi de nd J TC Di vi de nd K TC Di vi de nd K TD Di vi de nd M T

I0/01/10 J A public

12/30/10 J A public03 /2 4 /10 J A public

30 . The Ja c k sonvi l l e B a nk31 . Fl o r i da C a p B a nk32 . Ci tade l Broadcas t ing33 . A m e r is B a n k34 . R e g i o n B a n k

A Interest MB Interest MA Div idend JD Interest NA Interest J

T

T

T

T

T

106/28/ l 0 Bankr u pt

! 1 I/11/10 J C l ose d Ac c oun t

I. I n c o m e Ga i n C o d es :(Sc C olu mns BI and IM)

2 . V al ue C o d es( S ee C o l . am as C I an d

3.V al ue Met h o d C o d es( See C olu mn C 2)

=$1.000 or less=$50,001 - $100.000

J =$15.000 o,r less=$250.001 - $500.000

P3 =$25.000.001 - $ 5 0 . 0 0 0 . 0 0 0=Appraisal= B o o k V a l ue

B =$1.001 - $2.500G =$100.001 - $1.000.000K =$15.001 - $50.00~O = $ 5 0 0 . 0 0 1 -R =cost (Rcal Estate Only)V = O t h e r

C = $ 2 . 5 0 1 - $ 5 , 0 0 0I 1 1 = $1 ,0 0 0 ,0 0 1 - $5 . 0 0 0 . 0 0 0L = $ 5 0 . 0 0 1 . $ 1 0 0 . 0 0 0P 4 = M o r e t h a n $ 5 0 , 0 0 0 .0 0 0

W = E s t im a t e d

D =$5.001 - $15,000112 = M ~ e t h an $ 5 , 0 ( ~ . 000M =5100.001 . $250.000P2 =$5.000.001 - $25,000.000T =C as h Mar ket

E = $ 15 , 001 - $ 5 0 , 000


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FINANCIAL DISCLOSURE REPOR TPage 6 of 8

N a m e o f P e r s o n R e p o r t i n gSchlesinger, Harvey E.

D a t e o f R e p o r t05/02/2011

V II. IN V ESTM ENTS and T RU STS -i .... e . va lue , t ran sac t io n s ( In c ludes tho se o f spo use an d depen den t ch i ldren : see pp . 34 -60 o f f i l in g in s t ruc t io n s .)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Inco m e during G ro ss valu e at en d Transactions during relx)rling period

(including trust assets) reporting period of r rponing per iod(I) (2) (I) (2) (I ) (2) (3) (4)

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g ., V alue V a lue T y p e ( e . g ., D a t e V a l u e Gain I d e n t i t y o fexempt from prior disclosure I C o d e l d i v . , r e n t , Code 2 Method buy, se l l , mm/dd/yy C o d e 2 C o d e I b u y e r . t s e l l e r(A-II) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

i ( Q - W ) t r a n s a c t i o n )

35. Hancock Bank D I n t e r e s t O T 0 6 /24 /10 Closed Accounts36. Suncor A Dividend J T B uy 05/21/10 J Public

37 . F i r s t A m e r i ca n Ta x F r e e A Dividend J T B uy 07/01/10 J Public

38. Thomb urg Ltd Muni Fund A Dividend J T B uy 07/01/10 J Public

39 .

I . I ncome Gain C odes : A =$1,000 or less B -$ 1,0 01 - $ 2 .5 00 C = $ 2 .5 01 - $ 5 .0~ ) D =$5.001 - $15,000( 5 C olu mns BI and D4) F = $ 50 .001 - $ 100 .000 G =$100 .0~ 1 - $ 1 .000 ,000 III =$1.000.0~1 - $5.000.0~0 112 =More Ihan $ 5 . 0 0 0 , 0 0 0

2 . V a l ue C o d c ~ J =$15.000 or Ices K ~$ 1 5 .0 0 1 - $ 50 .0 ~) L =$50.001 - $100.000 M = $ 100 . 001 . $ 2 5 0 . 000( See C olu mns C I and D3) N = $2 50.0 ~1 - $ 500 .0 00 O =$50~ .001 - $1.0~< ).0~ 0 P I =$ 1.0 00 .0 01 - $ 5.0 00 .0 00 P 2 =$ 5.0 ~0 .0 01 . $2 5.0 0~ .0 00P3 =$25.000.001 - $50.000.090 P4 =Mo~e than $50.00~.0~0

3 . V a l ue Met h o d C o d es Q =Appraisal R =C osl (R ea l Esta lc O nly) S = Assessm en t T =C as h Mar kc l( S~e C olu mn C 2) U - B o o k V a l u e V = O l h er W = E st i m a t ed

E = $ 15 , 001 - $ 5 0 . 0~ )


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FINANCIAL D I SC L O S U R E R E P O R TP a g e 7 o f 8

N a m e o f P e r so n R e p o r t i n gSch l e s i n g e r , H a rv e y E .

Da t e o f R e p o r t05/02/201 I

V III. ADDITIONAL INFORMATION OR EX PLANATIONS. (indicate part of repor~)


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FINANCIAL DISCLOSURE REPOR TPage 8 of 8

Name o f Pe rson Report ingSch l e s i n g e r , H a rv e y E .

Date of Repor t05/02/2011

IX . CERTIFICATION.1 ce r t i fy t h a t a l l i n fo rm a t i o n g i v e n a bo v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i c a b l e s t at u t o r yp ro v i s i o n s p e rm i t t i n g n o n - d i sc l o su re .I f u r t h e r ce r t i fy t h a t e a rn e d i n co m e f ro m o u t s i d e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a cce p t a n ce o f g i f t s wh i ch h a v e be e n r e p o r t e d a r e i nco m p l i a n ce wi t h th e p ro v i s i o n s o f 5 U . S. C . a p p . 50 1 e t . s e q , 5 U. S. C . 73 53 , a n d Ju d i c i a l C o n fe r e n ce r e g u l a t i o n s .

Signature: S/Harv ey E. Schlesinger

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Comm ittee on Financial DisclosureAdm inistrative Office of the United States CourtsS u i te 2 - 3 0 1One Colum bu s Circle, N.E.W ashington, D.C. 20544

Harvey E Schlesinger Financial Disclosure Report for 2010

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