Harvest Brand Leaders Plus Income ETF HBF HBF · 1k. Election of Director: Inge G. Thulin Mgmt For...

HBF HBF.U

(formerly Brand Leaders Plus Income ETF)

For ForMgmt2. The ratification of the appointment of Ernst &

Young LLP as Alphabet's independent

registered public accounting firm for the fiscal

year ending December 31, 2018.

10 Sundar Pichai For ForMgmt

11 K. Ram Shriram For ForMgmt

8 Ann Mather For ForMgmt

9 Alan R. Mulally For ForMgmt

6 Diane B. Greene For ForMgmt

7 John L. Hennessy For ForMgmt

4 L. John Doerr For ForMgmt

5 Roger W. Ferguson, Jr. For ForMgmt

2 Sergey Brin For ForMgmt

3 Eric E. Schmidt For ForMgmt

1. DIRECTOR

1 Larry Page For ForMgmt

Prop. # Proposal Proposed by For/Against Management's

Recommendation

Proposal Vote

Agenda Number: 934803188

Ticker: GOOGL

ISIN: US02079K3059

Meeting Type: Annual

6/6/2018Meeting Date:

ALPHABET INC.

Security: 02079K305

Against ForShr5. Stockholder proposal on setting target

amounts for CEO compensation.

For ForMgmt3. Advisory approval of executive compensation.

Against ForShr4. Stockholder proposal on special shareholder

meetings.

For ForMgmt1l. Election of Director: Patricia A. Woertz

For ForMgmt2. To ratify the appointment of

PricewaterhouseCoopers LLP as 3M's

independent registered public accounting

firm.

For ForMgmt1j. Election of Director: Michael F. Roman

For ForMgmt1k. Election of Director: Inge G. Thulin

For ForMgmt1h. Election of Director: Edward M. Liddy

For ForMgmt1i. Election of Director: Gregory R. Page

For ForMgmt1f. Election of Director: Amy E. Hood

For ForMgmt1g. Election of Director: Muhtar Kent

For ForMgmt1d. Election of Director: Michael L. Eskew

For ForMgmt1e. Election of Director: Herbert L. Henkel

For ForMgmt1b. Election of Director: Thomas "Tony" K. Brown

For ForMgmt1c. Election of Director: David B. Dillon


Proxy Voting Report

For ForMgmt1a. Election of Director: Sondra L. Barbour

Meeting Date:


Recommendation

Proposal Vote

3M COMPANY

Security: 88579Y101

Ticker: MMM

ISIN: US88579Y1010


5/8/2018

Harvest Brand Leaders Plus Income ETF

Meeting Date Range: July 01, 2017 to June 30, 2018

For ForMgmt1A. ELECTION OF DIRECTOR: CAROL A.

BARTZ

For ForMgmt1B. ELECTION OF DIRECTOR: M. MICHELE

BURNS


Recommendation

Proposal Vote


Ticker: CSCO

ISIN: US17275R1023



CISCO SYSTEMS, INC.

Security: 17275R102

Against ForShr6. A shareholder proposal entitled "Human

Rights Committee"

For ForMgmt4. Approval of the amended and restated Apple

Inc. Non-Employee Director Stock Plan

Against ForShr5. A shareholder proposal entitled "Shareholder

Proxy Access Amendments"

For ForMgmt2. Ratification of the appointment of Ernst &

Young LLP as Apple's independent registered

public accounting firm for 2018

For ForMgmt3. Advisory vote to approve executive

compensation

For ForMgmt1g. Election of director: Ron Sugar

For ForMgmt1h. Election of director: Sue Wagner

For ForMgmt1e. Election of director: Andrea Jung

For ForMgmt1f. Election of director: Art Levinson

For ForMgmt1c. Election of director: Al Gore

For ForMgmt1d. Election of director: Bob Iger

For ForMgmt1a. Election of director: James Bell

For ForMgmt1b. Election of director: Tim Cook


Recommendation

Proposal Vote


Ticker: AAPL

ISIN: US0378331005



APPLE INC.

Security: 037833100

Against ForShr10. A stockholder proposal regarding a report on

content governance, if properly presented at

the meeting.

Against ForShr8. A stockholder proposal regarding a

sustainability metrics report, if properly

presented at the meeting.

Against ForShr9. A stockholder proposal regarding board

diversity and qualifications, if properly

presented at the meeting.

Against ForShr6. A stockholder proposal regarding a report on

gender pay, if properly presented at the

meeting.

Against ForShr7. A stockholder proposal regarding simple

majority vote, if properly presented at the

meeting.

Against ForShr4. A stockholder proposal regarding equal

shareholder voting, if properly presented at

the meeting.

Against ForShr5. A stockholder proposal regarding a lobbying

report, if properly presented at the meeting.

For ForMgmt3. The approval of amendments to Alphabet's

2012 Stock Plan to increase the share

reserve by 11,500,000 shares of Class C

capital stock and to prohibit the repricing of

stock options granted under the 2012 Stock

Plan without stockholder approval.

For ForMgmt2. Proposal to ratify the selection of KPMG LLP

as Citi's independent registered public

accounting firm for 2018.

For ForMgmt3. Advisory vote to approve Citi's 2017 executive

compensation.

For ForMgmt1o. Election of Director: Deborah C. Wright

For ForMgmt1p. Election of Director: Ernesto Zedillo Ponce de

Leon

For ForMgmt1m. Election of Director: Diana L. Taylor

For ForMgmt1n. Election of Director: James S. Turley

For ForMgmt1k. Election of Director: Gary M. Reiner

For ForMgmt1l. Election of Director: Anthony M. Santomero

For ForMgmt1i. Election of Director: Eugene M. McQuade

For ForMgmt1j. Election of Director: Michael E. O'Neill

For ForMgmt1g. Election of Director: S. Leslie Ireland

For ForMgmt1h. Election of Director: Renee J. James

For ForMgmt1e. Election of Director: Peter B. Henry

For ForMgmt1f. Election of Director: Franz B. Humer

For ForMgmt1c. Election of Director: John C. Dugan

For ForMgmt1d. Election of Director: Duncan P. Hennes

For ForMgmt1a. Election of Director: Michael L. Corbat

For ForMgmt1b. Election of Director: Ellen M. Costello


Recommendation

Proposal Vote


Ticker: C

ISIN: US1729674242



CITIGROUP INC.

Security: 172967424

Against ForShr7. APPROVAL TO REQUEST AN ANNUAL

REPORT RELATING TO CISCO'S

LOBBYING POLICIES, PROCEDURES AND

ACTIVITIES.

1 Year ForMgmt5. RECOMMENDATION, ON AN ADVISORY

BASIS, ON THE FREQUENCY OF

EXECUTIVE COMPENSATION VOTES.

For ForMgmt6. RATIFICATION OF

PRICEWATERHOUSECOOPERS LLP AS

CISCO'S INDEPENDENT REGISTERED

PUBLIC ACCOUNTING FIRM FOR FISCAL

2018.

For ForMgmt3. APPROVAL OF AMENDMENT AND

RESTATEMENT OF THE EXECUTIVE

INCENTIVE PLAN.

For ForMgmt4. APPROVAL, ON AN ADVISORY BASIS, OF

EXECUTIVE COMPENSATION.

For ForMgmt1K. ELECTION OF DIRECTOR: STEVEN M.

WEST

For ForMgmt2. APPROVAL OF AMENDMENT AND

RESTATEMENT OF THE 2005 STOCK

INCENTIVE PLAN.

For ForMgmt1I. ELECTION OF DIRECTOR: ARUN SARIN

For ForMgmt1J. ELECTION OF DIRECTOR: BRENTON L.

SAUNDERS

For ForMgmt1G. ELECTION OF DIRECTOR: RODERICK C.

MCGEARY

For ForMgmt1H. ELECTION OF DIRECTOR: CHARLES H.

ROBBINS

For ForMgmt1E. ELECTION OF DIRECTOR: DR. JOHN L.

HENNESSY

For ForMgmt1F. ELECTION OF DIRECTOR: DR. KRISTINA

M. JOHNSON

For ForMgmt1C. ELECTION OF DIRECTOR: MICHAEL D.

CAPELLAS

For ForMgmt1D. ELECTION OF DIRECTOR: AMY L. CHANG

For ForMgmt1b. Election of Director: Andy D. Bryant

For ForMgmt1c. Election of Director: Reed E. Hundt


For ForMgmt1a. Election of Director: Aneel Bhusri

Meeting Date:


Recommendation

Proposal Vote

INTEL CORPORATION

Security: 458140100

Ticker: INTC

ISIN: US4581401001


5/17/2018

For ForMgmt4. Ratification of the appointment of Deloitte &

Touche LLP as Deere's independent

registered public accounting firm for fiscal

2018

Against ForShr5. Stockholder Proposal - Special Shareowner

Meetings

For ForMgmt2. Advisory vote on executive compensation

For ForMgmt3. Re-approve the John Deere Long-Term

Incentive Cash Plan

For ForMgmt1K. Election of Director: Dmitri L. Stockton

For ForMgmt1L. Election of Director: Sheila G. Talton

For ForMgmt1I. Election of Director: Gregory R. Page

For ForMgmt1J. Election of Director: Sherry M. Smith

For ForMgmt1G. Election of Director: Clayton M. Jones

For ForMgmt1H. Election of Director: Brian M. Krzanich

For ForMgmt1E. Election of Director: Dipak C. Jain

For ForMgmt1F. Election of Director: Michael O. Johanns

For ForMgmt1C. Election of Director: Alan C. Heuberger

For ForMgmt1D. Election of Director: Charles O. Holliday, Jr.

For ForMgmt1A. Election of Director: Samuel R. Allen

For ForMgmt1B. Election of Director: Vance D. Coffman


Recommendation

Proposal Vote


Ticker: DE

ISIN: US2441991054



DEERE & COMPANY

Security: 244199105

Against ForShr10. Stockholder proposal requesting that the

Board amend Citi's bylaws to give holders in

the aggregate of 15% of Citi's outstanding

common stock the power to call a special

meeting.

Against ForShr8. Stockholder proposal requesting an

amendment to Citi's proxy access bylaw

provisions pertaining to the aggregation limit

and the number of candidates.

Against ForShr9. Stockholder proposal requesting that the

Board adopt a policy prohibiting the vesting of

equity-based awards for senior executives

due to a voluntary resignation to enter

government service.

Against ForShr6. Stockholder proposal requesting that our

Board take the steps necessary to adopt

cumulative voting.

Against ForShr7. Stockholder proposal requesting a report on

lobbying and grassroots lobbying

contributions.

For ForMgmt4. Approval of an amendment to the Citigroup

2014 Stock Incentive Plan authorizing

additional shares.

Against ForShr5. Stockholder proposal requesting a Human

and Indigenous Peoples' Rights Policy.

For ForMgmt1d. Election of Director: Todd A. Combs

For ForMgmt1b. Election of Director: James A. Bell

For ForMgmt1c. Election of Director: Stephen B. Burke


For ForMgmt1a. Election of Director: Linda B. Bammann

Meeting Date:


Recommendation

Proposal Vote

JPMORGAN CHASE & CO.

Security: 46625H100

Ticker: JPM

ISIN: US46625H1005


5/15/2018

Against ForShr4. Shareholder Proposal - Accounting for

Litigation and Compliance in Executive

Compensation Performance Measures

Against ForShr5. Shareholder Proposal - Amendment to

Shareholder Ability to Call Special

Shareholder Meeting

For ForMgmt2. Advisory Vote to Approve Named Executive

Officer Compensation

For ForMgmt3. Ratification of Appointment of

PricewaterhouseCoopers LLP as the

Independent Registered Public Accounting

Firm for 2018

For ForMgmt1j. Election of Director: A. Eugene Washington

For ForMgmt1k. Election of Director: Ronald A. Williams

For ForMgmt1h. Election of Director: William D. Perez

For ForMgmt1i. Election of Director: Charles Prince

For ForMgmt1f. Election of Director: Mark B. McClellan

For ForMgmt1g. Election of Director: Anne M. Mulcahy

For ForMgmt1d. Election of Director: Jennifer A. Doudna

For ForMgmt1e. Election of Director: Alex Gorsky

For ForMgmt1b. Election of Director: D. Scott Davis

For ForMgmt1c. Election of Director: Ian E. L. Davis


For ForMgmt1a. Election of Director: Mary C. Beckerle

Meeting Date:


Recommendation

Proposal Vote

JOHNSON & JOHNSON

Security: 478160104

Ticker: JNJ

ISIN: US4781601046


4/26/2018

Against ForShr5. Stockholder proposal on whether the

chairman of the board should be an

independent director, if properly presented

Against ForShr6. Stockholder proposal requesting a political

contributions cost-benefit analysis report, if

properly presented


compensation

Against ForShr4. Stockholder proposal on whether to allow

stockholders to act by written consent, if

properly presented

For ForMgmt1j. Election of Director: Frank D. Yeary

For ForMgmt2. Ratification of selection of Ernst & Young LLP

as our independent registered public

accounting firm for 2018

For ForMgmt1h. Election of Director: Gregory D. Smith

For ForMgmt1i. Election of Director: Andrew M. Wilson

For ForMgmt1f. Election of Director: Risa Lavizzo-Mourey

For ForMgmt1g. Election of Director: Tsu-Jae King Liu

For ForMgmt1d. Election of Director: Omar Ishrak

For ForMgmt1e. Election of Director: Brian M. Krzanich

For ForMgmt1g. Election of Director: Richard Lenny

For ForMgmt1h. Election of Director: John Mulligan

For ForMgmt1e. Election of Director: Enrique Hernandez, Jr.

For ForMgmt1f. Election of Director: Jeanne Jackson

For ForMgmt1c. Election of Director: Robert Eckert

For ForMgmt1d. Election of Director: Margaret Georgiadis

For ForMgmt1a. Election of Director: Lloyd Dean

For ForMgmt1b. Election of Director: Stephen Easterbrook


Recommendation

Proposal Vote


Ticker: MCD

ISIN: US5801351017



MCDONALD'S CORPORATION

Security: 580135101

No voteMgmt3. Advisory Vote to Approve Named Executive

Officer Compensation

No voteMgmt1M. Election of Director: Michael D. White

No voteMgmt2. Ratification of Auditor

No voteMgmt1K. Election of Director: Ian C. Read

No voteMgmt1L. Election of Director: Marc J. Shapiro

No voteMgmt1I. Election of Director: Nancy J. Karch

No voteMgmt1J. Election of Director: Christa S. Quarles

No voteMgmt1G. Election of Director: Mae C. Jemison, M.D.

No voteMgmt1H. Election of Director: James M. Jenness

No voteMgmt1E. Election of Director: Fabian T. Garcia

No voteMgmt1F. Election of Director: Michael D. Hsu

No voteMgmt1C. Election of Director: Robert W. Decherd

No voteMgmt1D. Election of Director: Thomas J. Falk

No voteMgmt1A. Election of Director: John F. Bergstrom

No voteMgmt1B. Election of Director: Abelardo E. Bru


Recommendation

Proposal Vote


Ticker: KMB

ISIN: US4943681035



KIMBERLY-CLARK CORPORATION

Security: 494368103

Against ForShr9. Cumulative Voting

Against ForShr7. Vesting for government service

Against ForShr8. Proposal to report on investments tied to

genocide

For ForMgmt5. Ratification of independent registered public

accounting firm

Against ForShr6. Independent Board chairman

For ForMgmt3. Advisory resolution to approve executive

compensation

For ForMgmt4. Approval of Amended and Restated Long-

Term Incentive Plan effective May 15, 2018

For ForMgmt1l. Election of Director: William C. Weldon

For ForMgmt2. Ratification of special meeting provisions in

the Firm's By-Laws

For ForMgmt1j. Election of Director: Michael A. Neal

For ForMgmt1k. Election of Director: Lee R. Raymond

For ForMgmt1h. Election of Director: Mellody Hobson

For ForMgmt1i. Election of Director: Laban P. Jackson Jr.

For ForMgmt1f. Election of Director: James Dimon

For ForMgmt1g. Election of Director: Timothy P. Flynn

For ForMgmt1e. Election of Director: James S. Crown


MORGAN STANLEY

Security: 617446448

For ForMgmt5. APPROVAL OF MATERIAL TERMS OF THE

PERFORMANCE GOALS UNDER THE

EXECUTIVE INCENTIVE PLAN

For ForMgmt6. APPROVAL OF THE MICROSOFT

CORPORATION 2017 STOCK PLAN

1 Year ForMgmt3. ADVISORY VOTE ON THE FREQUENCY OF

FUTURE ADVISORY VOTES TO APPROVE

EXECUTIVE COMPENSATION

For ForMgmt4. RATIFICATION OF DELOITTE & TOUCHE

LLP AS OUR INDEPENDENT AUDITOR FOR

FISCAL YEAR 2018

For ForMgmt1N. ELECTION OF DIRECTOR: PADMASREE

WARRIOR

For ForMgmt2. ADVISORY VOTE TO APPROVE NAMED

EXECUTIVE OFFICER COMPENSATION

For ForMgmt1L. ELECTION OF DIRECTOR: JOHN W.

STANTON

For ForMgmt1M. ELECTION OF DIRECTOR: JOHN W.

THOMPSON

For ForMgmt1J. ELECTION OF DIRECTOR: CHARLES W.

SCHARF

For ForMgmt1K. ELECTION OF DIRECTOR: ARNE M.

SORENSON

For ForMgmt1H. ELECTION OF DIRECTOR: SANDRA E.

PETERSON

For ForMgmt1I. ELECTION OF DIRECTOR: PENNY S.

PRITZKER

For ForMgmt1F. ELECTION OF DIRECTOR: CHARLES H.

NOSKI

For ForMgmt1G. ELECTION OF DIRECTOR: HELMUT PANKE

For ForMgmt1D. ELECTION OF DIRECTOR: TERI L. LIST-

STOLL

For ForMgmt1E. ELECTION OF DIRECTOR: SATYA

NADELLA

For ForMgmt1B. ELECTION OF DIRECTOR: REID G.

HOFFMAN

For ForMgmt1C. ELECTION OF DIRECTOR: HUGH F.

JOHNSTON


For ForMgmt1A. ELECTION OF DIRECTOR: WILLIAM H.

GATES III

Meeting Date:


Recommendation

Proposal Vote

MICROSOFT CORPORATION

Security: 594918104

Ticker: MSFT

ISIN: US5949181045


11/29/2017

Against ForShr5. Advisory vote on a shareholder proposal

requesting a report on plastic straws, if

properly presented.


requesting a report on charitable

contributions, if properly presented.

For ForMgmt3. Advisory vote to approve the appointment of

Ernst & Young LLP as independent auditor for

2018.


requesting the ability for shareholders to act

by written consent, if properly presented.

For ForMgmt1k. Election of Director: Miles White


compensation.

For ForMgmt1i. Election of Director: Sheila Penrose

For ForMgmt1j. Election of Director: John Rogers, Jr.

For ForMgmt1a. Election of Director: Shona L. Brown

For ForMgmt1b. Election of Director: George W. Buckley


Recommendation

Proposal Vote


Ticker: PEP

ISIN: US7134481081



PEPSICO, INC.

Security: 713448108

No voteMgmt6. TO RATIFY THE APPOINTMENT OF

PRICEWATERHOUSECOOPERS LLP AS

INDEPENDENT REGISTERED PUBLIC

ACCOUNTING FIRM.

No voteMgmt4. TO APPROVE THE NIKE, INC. LONG-TERM

INCENTIVE PLAN, AS AMENDED.

No voteShr5. TO CONSIDER A SHAREHOLDER

PROPOSAL REGARDING POLITICAL

CONTRIBUTIONS DISCLOSURE.

No voteMgmt2. TO APPROVE EXECUTIVE

COMPENSATION BY AN ADVISORY VOTE.

No voteMgmt3. TO APPROVE THE FREQUENCY OF

ADVISORY VOTES ON EXECUTIVE

COMPENSATION BY AN ADVISORY VOTE.

2 JOHN C. LECHLEITER No voteMgmt

3 MICHELLE A. PELUSO No voteMgmt


1. DIRECTOR

1 ALAN B. GRAF, JR. No voteMgmt

Meeting Date:


Recommendation

Proposal Vote

NIKE, INC.

Security: 654106103

Ticker: NKE

ISIN: US6541061031


9/21/2017

For ForMgmt3. To approve the compensation of executives

as disclosed in the proxy statement (non-

binding advisory vote)

Against ForShr4. Shareholder proposal regarding a policy to

prohibit vesting of deferred equity awards for

senior executives who resign to enter

government service

For ForMgmt1l. Election of Director: Rayford Wilkins, Jr.

For ForMgmt2. To ratify the appointment of Deloitte & Touche

LLP as independent auditor

For ForMgmt1j. Election of Director: Ryosuke Tamakoshi

For ForMgmt1k. Election of Director: Perry M. Traquina

For ForMgmt1h. Election of Director: Dennis M. Nally

For ForMgmt1i. Election of Director: Hutham S. Olayan

For ForMgmt1f. Election of Director: Nobuyuki Hirano

For ForMgmt1g. Election of Director: Jami Miscik

For ForMgmt1d. Election of Director: James P. Gorman

For ForMgmt1e. Election of Director: Robert H. Herz

For ForMgmt1b. Election of Director: Alistair Darling

For ForMgmt1c. Election of Director: Thomas H. Glocer

For ForMgmt1a. Election of Director: Elizabeth Corley

Meeting Date:


Recommendation

Proposal Vote

Ticker: MS

ISIN: US6174464486


5/24/2018

For ForMgmt1F. Election of Director: Jorgen Vig Knudstorp

For ForMgmt1G. Election of Director: Satya Nadella

For ForMgmt1D. Election of Director: Mellody Hobson

For ForMgmt1E. Election of Director: Kevin R. Johnson

For ForMgmt1B. Election of Director: Rosalind G. Brewer

For ForMgmt1C. Election of Director: Mary N. Dillon


For ForMgmt1A. Election of Director: Howard Schultz

Meeting Date:


Recommendation

Proposal Vote

STARBUCKS CORPORATION

Security: 855244109

Ticker: SBUX

ISIN: US8552441094


3/21/2018

For ForMgmt18. Authority to purchase own shares

Against ForShr19. Shareholder resolution

For ForMgmt16. Authority to allot shares

For ForMgmt17. Disapplication of pre-emption rights

For ForMgmt14. Reappointment of Auditors

For ForMgmt15. Remuneration of Auditors

For ForMgmt12. Reappointment of Director: Jessica Uhl

For ForMgmt13. Reappointment of Director: Gerrit Zalm

For ForMgmt10. Reappointment of Director: Sir Nigel

Sheinwald

For ForMgmt11. Reappointment of Director: Linda G. Stuntz

For ForMgmt8. Reappointment of Director: Gerard Kleisterlee

For ForMgmt9. Reappointment of Director: Roberto Setubal

For ForMgmt6. Reappointment of Director: Charles O.

Holliday

For ForMgmt7. Reappointment of Director: Catherine Hughes

For ForMgmt4. Reappointment of Director: Ben van Beurden

For ForMgmt5. Reappointment of Director: Euleen Goh

For ForMgmt2. Approval of Directors' Remuneration Report

For ForMgmt3. Appointment of Ann Godbehere as a Director

of the Company


For ForMgmt1. Receipt of Annual Report & Accounts

Meeting Date:


Recommendation

Proposal Vote

ROYAL DUTCH SHELL PLC

Security: 780259206

Ticker: RDSA

ISIN: US7802592060


5/22/2018

For ForMgmt3. Advisory approval of the Company's

executive compensation.

Against ForShr4. Special shareowner meeting improvement.

For ForMgmt1m. Election of Director: Alberto Weisser

For ForMgmt2. Ratification of the appointment of KPMG LLP

as the Company's independent registered

public accounting firm for fiscal year 2018.

For ForMgmt1k. Election of Director: Daniel Vasella

For ForMgmt1l. Election of Director: Darren Walker

For ForMgmt1i. Election of Director: David C. Page

For ForMgmt1j. Election of Director: Robert C. Pohlad

For ForMgmt1g. Election of Director: William R. Johnson

For ForMgmt1h. Election of Director: Indra K. Nooyi

For ForMgmt1e. Election of Director: Dina Dublon

For ForMgmt1f. Election of Director: Richard W. Fisher

For ForMgmt1c. Election of Director: Cesar Conde

For ForMgmt1d. Election of Director: Ian M. Cook

No voteMgmt1c) Election of Director: Michael J. Burns

No voteMgmt1a) Election of Director: David P. Abney

No voteMgmt1b) Election of Director: Rodney C. Adkins


Recommendation

Proposal Vote


Ticker: UPS

ISIN: US9113121068



UNITED PARCEL SERVICE, INC.

Security: 911312106

Against ForShr6. To approve the shareholder proposal

requesting the Board to amend the

Company's bylaws relating to proxy access to

increase the number of permitted nominees,

remove the limit on aggregating shares to

meet the shareholding requirement, and

remove the limitation on renomination of

persons based on votes in a prior election.

For ForMgmt4. To approve the advisory resolution on


Against ForShr5. To approve the shareholder proposal

requesting an annual report disclosing

information regarding the Company's lobbying

policies and activities.

For ForMgmt2. To ratify the appointment of

PricewaterhouseCoopers LLP as the

Company's registered public accountants for

2018.

For ForMgmt3. To approve material terms of performance

goals under the Amended and Restated 2002

Executive Performance Plan.

For ForMgmt1I. Election of director: Aylwin B. Lewis

For ForMgmt1J. Election of director: Mark G. Parker

For ForMgmt1G. Election of director: Maria Elena Lagomasino

For ForMgmt1H. Election of director: Fred H. Langhammer

For ForMgmt1E. Election of director: Francis A. deSouza

For ForMgmt1F. Election of director: Robert A. Iger

For ForMgmt1C. Election of director: Safra A. Catz

For ForMgmt1D. Election of director: John S. Chen

For ForMgmt1A. Election of director: Susan E. Arnold

For ForMgmt1B. Election of director: Mary T. Barra


Recommendation

Proposal Vote


Ticker: DIS

ISIN: US2546871060



THE WALT DISNEY COMPANY

Security: 254687106

Against ForShr7. Diversity Report.

Against ForShr5. Report on Sustainable Packaging.

AbstainShr6. "Proposal Withdrawn".

For ForMgmt3. Ratification of selection of Deloitte & Touche

LLP as our independent registered public

accounting firm for fiscal 2018.

Against ForShr4. Proxy Access Bylaw Amendments.

For ForMgmt1L. Election of Director: Craig E. Weatherup

For ForMgmt2. Advisory resolution to approve our executive

compensation.

For ForMgmt1J. Election of Director: Javier G. Teruel

For ForMgmt1K. Election of Director: Myron E. Ullman, III

For ForMgmt1H. Election of Director: Joshua Cooper Ramo

For ForMgmt1I. Election of Director: Clara Shih


Recommendation

Proposal Vote


Ticker: YUM

ISIN: US9884981013



YUM! BRANDS, INC.

Security: 988498101

For ForMgmt3. RATIFICATION OF THE APPOINTMENT OF

KPMG LLP AS OUR INDEPENDENT

REGISTERED PUBLIC ACCOUNTING FIRM

FOR THE 2018 FISCAL YEAR.

For ForMgmt1J. ELECTION OF DIRECTOR: MAYNARD G.

WEBB, JR.

For ForMgmt2. ADVISORY VOTE TO APPROVE

EXECUTIVE COMPENSATION.

For ForMgmt1H. ELECTION OF DIRECTOR: SUZANNE

NORA JOHNSON

For ForMgmt1I. ELECTION OF DIRECTOR: JOHN A.C.

SWAINSON

For ForMgmt1F. ELECTION OF DIRECTOR: JOHN F.

LUNDGREN

For ForMgmt1G. ELECTION OF DIRECTOR: ROBERT W.

MATSCHULLAT

For ForMgmt1D. ELECTION OF DIRECTOR: GARY A.

HOFFMAN

For ForMgmt1E. ELECTION OF DIRECTOR: ALFRED F.

KELLY, JR.

For ForMgmt1B. ELECTION OF DIRECTOR: MARY B.

CRANSTON

For ForMgmt1C. ELECTION OF DIRECTOR: FRANCISCO

JAVIER FERNANDEZ-CARBAJAL


For ForMgmt1A. ELECTION OF DIRECTOR: LLOYD A.

CARNEY

Meeting Date:


Recommendation

Proposal Vote

VISA INC.

Security: 92826C839

Ticker: V

ISIN: US92826C8394


1/30/2018

No voteShr5. To reduce the voting power of class A stock

from 10 votes per share to one vote per

share.

No voteShr6. To integrate sustainability metrics into


No voteMgmt3. To ratify the appointment of Deloitte & Touche

LLP as UPS's independent registered public

accounting firm for the year ending December

31, 2018.

No voteShr4. To prepare an annual report on lobbying

activities.

No voteMgmt1m) Election of Director: Kevin M. Warsh

No voteMgmt2. To approve the 2018 Omnibus Incentive

Compensation Plan.

No voteMgmt1k) Election of Director: John T. Stankey

No voteMgmt1l) Election of Director: Carol B. Tome

No voteMgmt1i) Election of Director: Clark T. Randt, Jr.

No voteMgmt1j) Election of Director: Christiana Smith Shi

No voteMgmt1g) Election of Director: Rudy H.P. Markham

No voteMgmt1h) Election of Director: Franck J. Moison

No voteMgmt1e) Election of Director: Candace Kendle

No voteMgmt1f) Election of Director: Ann M. Livermore

No voteMgmt1d) Election of Director: William R. Johnson

For ForMgmt3. Advisory Vote on Executive Compensation.

For ForMgmt1k. Election of Director: Robert D. Walter

For ForMgmt2. Ratification of Independent Auditors.

For ForMgmt1i. Election of Director: P. Justin Skala

For ForMgmt1j. Election of Director: Elane B. Stock

For ForMgmt1g. Election of Director: Mirian M. Graddick-Weir

For ForMgmt1h. Election of Director: Thomas C. Nelson

For ForMgmt1e. Election of Director: Greg Creed

For ForMgmt1f. Election of Director: Tanya L. Domier

For ForMgmt1c. Election of Director: Christopher M. Connor

For ForMgmt1d. Election of Director: Brian C. Cornell

For ForMgmt1a. Election of Director: Paget L. Alves

For ForMgmt1b. Election of Director: Michael J. Cavanagh

Harvest Brand Leaders Plus Income ETF HBF HBF · 1k. Election of Director: Inge G. Thulin Mgmt For...

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