Harvest Brand Leaders Plus Income ETF HBF HBF · 1k. Election of Director: Inge G. Thulin Mgmt For...

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HBF HBF.U (formerly Brand Leaders Plus Income ETF) For For Mgmt 2. The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. 10 Sundar Pichai For For Mgmt 11 K. Ram Shriram For For Mgmt 8 Ann Mather For For Mgmt 9 Alan R. Mulally For For Mgmt 6 Diane B. Greene For For Mgmt 7 John L. Hennessy For For Mgmt 4 L. John Doerr For For Mgmt 5 Roger W. Ferguson, Jr. For For Mgmt 2 Sergey Brin For For Mgmt 3 Eric E. Schmidt For For Mgmt 1. DIRECTOR 1 Larry Page For For Mgmt Prop. # Proposal Proposed by For/Against Management's Recommendation Proposal Vote Agenda Number: 934803188 Ticker: GOOGL ISIN: US02079K3059 Meeting Type: Annual 6/6/2018 Meeting Date: ALPHABET INC. Security: 02079K305 Against For Shr 5. Stockholder proposal on setting target amounts for CEO compensation. For For Mgmt 3. Advisory approval of executive compensation. Against For Shr 4. Stockholder proposal on special shareholder meetings. For For Mgmt 1l. Election of Director: Patricia A. Woertz For For Mgmt 2. To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. For For Mgmt 1j. Election of Director: Michael F. Roman For For Mgmt 1k. Election of Director: Inge G. Thulin For For Mgmt 1h. Election of Director: Edward M. Liddy For For Mgmt 1i. Election of Director: Gregory R. Page For For Mgmt 1f. Election of Director: Amy E. Hood For For Mgmt 1g. Election of Director: Muhtar Kent For For Mgmt 1d. Election of Director: Michael L. Eskew For For Mgmt 1e. Election of Director: Herbert L. Henkel For For Mgmt 1b. Election of Director: Thomas "Tony" K. Brown For For Mgmt 1c. Election of Director: David B. Dillon Agenda Number: 934745920 Proxy Voting Report For For Mgmt 1a. Election of Director: Sondra L. Barbour Meeting Date: Prop. # Proposal Proposed by For/Against Management's Recommendation Proposal Vote 3M COMPANY Security: 88579Y101 Ticker: MMM ISIN: US88579Y1010 Meeting Type: Annual 5/8/2018 Harvest Brand Leaders Plus Income ETF Meeting Date Range: July 01, 2017 to June 30, 2018

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Transcript of Harvest Brand Leaders Plus Income ETF HBF HBF · 1k. Election of Director: Inge G. Thulin Mgmt For...

  • HBF HBF.U

    (formerly Brand Leaders Plus Income ETF)

    For ForMgmt2. The ratification of the appointment of Ernst &

    Young LLP as Alphabet's independent

    registered public accounting firm for the fiscal

    year ending December 31, 2018.

    10 Sundar Pichai For ForMgmt

    11 K. Ram Shriram For ForMgmt

    8 Ann Mather For ForMgmt

    9 Alan R. Mulally For ForMgmt

    6 Diane B. Greene For ForMgmt

    7 John L. Hennessy For ForMgmt

    4 L. John Doerr For ForMgmt

    5 Roger W. Ferguson, Jr. For ForMgmt

    2 Sergey Brin For ForMgmt

    3 Eric E. Schmidt For ForMgmt

    1. DIRECTOR

    1 Larry Page For ForMgmt

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934803188

    Ticker: GOOGL

    ISIN: US02079K3059

    Meeting Type: Annual

    6/6/2018Meeting Date:

    ALPHABET INC.

    Security: 02079K305

    Against ForShr5. Stockholder proposal on setting target

    amounts for CEO compensation.

    For ForMgmt3. Advisory approval of executive compensation.

    Against ForShr4. Stockholder proposal on special shareholder

    meetings.

    For ForMgmt1l. Election of Director: Patricia A. Woertz

    For ForMgmt2. To ratify the appointment of

    PricewaterhouseCoopers LLP as 3M's

    independent registered public accounting

    firm.

    For ForMgmt1j. Election of Director: Michael F. Roman

    For ForMgmt1k. Election of Director: Inge G. Thulin

    For ForMgmt1h. Election of Director: Edward M. Liddy

    For ForMgmt1i. Election of Director: Gregory R. Page

    For ForMgmt1f. Election of Director: Amy E. Hood

    For ForMgmt1g. Election of Director: Muhtar Kent

    For ForMgmt1d. Election of Director: Michael L. Eskew

    For ForMgmt1e. Election of Director: Herbert L. Henkel

    For ForMgmt1b. Election of Director: Thomas "Tony" K. Brown

    For ForMgmt1c. Election of Director: David B. Dillon

    Agenda Number: 934745920

    Proxy Voting Report

    For ForMgmt1a. Election of Director: Sondra L. Barbour

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    3M COMPANY

    Security: 88579Y101

    Ticker: MMM

    ISIN: US88579Y1010

    Meeting Type: Annual

    5/8/2018

    Harvest Brand Leaders Plus Income ETF

    Meeting Date Range: July 01, 2017 to June 30, 2018

  • For ForMgmt1A. ELECTION OF DIRECTOR: CAROL A.

    BARTZ

    For ForMgmt1B. ELECTION OF DIRECTOR: M. MICHELE

    BURNS

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934694147

    Ticker: CSCO

    ISIN: US17275R1023

    Meeting Type: Annual

    12/11/2017Meeting Date:

    CISCO SYSTEMS, INC.

    Security: 17275R102

    Against ForShr6. A shareholder proposal entitled "Human

    Rights Committee"

    For ForMgmt4. Approval of the amended and restated Apple

    Inc. Non-Employee Director Stock Plan

    Against ForShr5. A shareholder proposal entitled "Shareholder

    Proxy Access Amendments"

    For ForMgmt2. Ratification of the appointment of Ernst &

    Young LLP as Apple's independent registered

    public accounting firm for 2018

    For ForMgmt3. Advisory vote to approve executive

    compensation

    For ForMgmt1g. Election of director: Ron Sugar

    For ForMgmt1h. Election of director: Sue Wagner

    For ForMgmt1e. Election of director: Andrea Jung

    For ForMgmt1f. Election of director: Art Levinson

    For ForMgmt1c. Election of director: Al Gore

    For ForMgmt1d. Election of director: Bob Iger

    For ForMgmt1a. Election of director: James Bell

    For ForMgmt1b. Election of director: Tim Cook

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934716068

    Ticker: AAPL

    ISIN: US0378331005

    Meeting Type: Annual

    2/13/2018Meeting Date:

    APPLE INC.

    Security: 037833100

    Against ForShr10. A stockholder proposal regarding a report on

    content governance, if properly presented at

    the meeting.

    Against ForShr8. A stockholder proposal regarding a

    sustainability metrics report, if properly

    presented at the meeting.

    Against ForShr9. A stockholder proposal regarding board

    diversity and qualifications, if properly

    presented at the meeting.

    Against ForShr6. A stockholder proposal regarding a report on

    gender pay, if properly presented at the

    meeting.

    Against ForShr7. A stockholder proposal regarding simple

    majority vote, if properly presented at the

    meeting.

    Against ForShr4. A stockholder proposal regarding equal

    shareholder voting, if properly presented at

    the meeting.

    Against ForShr5. A stockholder proposal regarding a lobbying

    report, if properly presented at the meeting.

    For ForMgmt3. The approval of amendments to Alphabet's

    2012 Stock Plan to increase the share

    reserve by 11,500,000 shares of Class C

    capital stock and to prohibit the repricing of

    stock options granted under the 2012 Stock

    Plan without stockholder approval.

  • For ForMgmt2. Proposal to ratify the selection of KPMG LLP

    as Citi's independent registered public

    accounting firm for 2018.

    For ForMgmt3. Advisory vote to approve Citi's 2017 executive

    compensation.

    For ForMgmt1o. Election of Director: Deborah C. Wright

    For ForMgmt1p. Election of Director: Ernesto Zedillo Ponce de

    Leon

    For ForMgmt1m. Election of Director: Diana L. Taylor

    For ForMgmt1n. Election of Director: James S. Turley

    For ForMgmt1k. Election of Director: Gary M. Reiner

    For ForMgmt1l. Election of Director: Anthony M. Santomero

    For ForMgmt1i. Election of Director: Eugene M. McQuade

    For ForMgmt1j. Election of Director: Michael E. O'Neill

    For ForMgmt1g. Election of Director: S. Leslie Ireland

    For ForMgmt1h. Election of Director: Renee J. James

    For ForMgmt1e. Election of Director: Peter B. Henry

    For ForMgmt1f. Election of Director: Franz B. Humer

    For ForMgmt1c. Election of Director: John C. Dugan

    For ForMgmt1d. Election of Director: Duncan P. Hennes

    For ForMgmt1a. Election of Director: Michael L. Corbat

    For ForMgmt1b. Election of Director: Ellen M. Costello

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934740401

    Ticker: C

    ISIN: US1729674242

    Meeting Type: Annual

    4/24/2018Meeting Date:

    CITIGROUP INC.

    Security: 172967424

    Against ForShr7. APPROVAL TO REQUEST AN ANNUAL

    REPORT RELATING TO CISCO'S

    LOBBYING POLICIES, PROCEDURES AND

    ACTIVITIES.

    1 Year ForMgmt5. RECOMMENDATION, ON AN ADVISORY

    BASIS, ON THE FREQUENCY OF

    EXECUTIVE COMPENSATION VOTES.

    For ForMgmt6. RATIFICATION OF

    PRICEWATERHOUSECOOPERS LLP AS

    CISCO'S INDEPENDENT REGISTERED

    PUBLIC ACCOUNTING FIRM FOR FISCAL

    2018.

    For ForMgmt3. APPROVAL OF AMENDMENT AND

    RESTATEMENT OF THE EXECUTIVE

    INCENTIVE PLAN.

    For ForMgmt4. APPROVAL, ON AN ADVISORY BASIS, OF

    EXECUTIVE COMPENSATION.

    For ForMgmt1K. ELECTION OF DIRECTOR: STEVEN M.

    WEST

    For ForMgmt2. APPROVAL OF AMENDMENT AND

    RESTATEMENT OF THE 2005 STOCK

    INCENTIVE PLAN.

    For ForMgmt1I. ELECTION OF DIRECTOR: ARUN SARIN

    For ForMgmt1J. ELECTION OF DIRECTOR: BRENTON L.

    SAUNDERS

    For ForMgmt1G. ELECTION OF DIRECTOR: RODERICK C.

    MCGEARY

    For ForMgmt1H. ELECTION OF DIRECTOR: CHARLES H.

    ROBBINS

    For ForMgmt1E. ELECTION OF DIRECTOR: DR. JOHN L.

    HENNESSY

    For ForMgmt1F. ELECTION OF DIRECTOR: DR. KRISTINA

    M. JOHNSON

    For ForMgmt1C. ELECTION OF DIRECTOR: MICHAEL D.

    CAPELLAS

    For ForMgmt1D. ELECTION OF DIRECTOR: AMY L. CHANG

  • For ForMgmt1b. Election of Director: Andy D. Bryant

    For ForMgmt1c. Election of Director: Reed E. Hundt

    Agenda Number: 934763613

    For ForMgmt1a. Election of Director: Aneel Bhusri

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    INTEL CORPORATION

    Security: 458140100

    Ticker: INTC

    ISIN: US4581401001

    Meeting Type: Annual

    5/17/2018

    For ForMgmt4. Ratification of the appointment of Deloitte &

    Touche LLP as Deere's independent

    registered public accounting firm for fiscal

    2018

    Against ForShr5. Stockholder Proposal - Special Shareowner

    Meetings

    For ForMgmt2. Advisory vote on executive compensation

    For ForMgmt3. Re-approve the John Deere Long-Term

    Incentive Cash Plan

    For ForMgmt1K. Election of Director: Dmitri L. Stockton

    For ForMgmt1L. Election of Director: Sheila G. Talton

    For ForMgmt1I. Election of Director: Gregory R. Page

    For ForMgmt1J. Election of Director: Sherry M. Smith

    For ForMgmt1G. Election of Director: Clayton M. Jones

    For ForMgmt1H. Election of Director: Brian M. Krzanich

    For ForMgmt1E. Election of Director: Dipak C. Jain

    For ForMgmt1F. Election of Director: Michael O. Johanns

    For ForMgmt1C. Election of Director: Alan C. Heuberger

    For ForMgmt1D. Election of Director: Charles O. Holliday, Jr.

    For ForMgmt1A. Election of Director: Samuel R. Allen

    For ForMgmt1B. Election of Director: Vance D. Coffman

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934718959

    Ticker: DE

    ISIN: US2441991054

    Meeting Type: Annual

    2/28/2018Meeting Date:

    DEERE & COMPANY

    Security: 244199105

    Against ForShr10. Stockholder proposal requesting that the

    Board amend Citi's bylaws to give holders in

    the aggregate of 15% of Citi's outstanding

    common stock the power to call a special

    meeting.

    Against ForShr8. Stockholder proposal requesting an

    amendment to Citi's proxy access bylaw

    provisions pertaining to the aggregation limit

    and the number of candidates.

    Against ForShr9. Stockholder proposal requesting that the

    Board adopt a policy prohibiting the vesting of

    equity-based awards for senior executives

    due to a voluntary resignation to enter

    government service.

    Against ForShr6. Stockholder proposal requesting that our

    Board take the steps necessary to adopt

    cumulative voting.

    Against ForShr7. Stockholder proposal requesting a report on

    lobbying and grassroots lobbying

    contributions.

    For ForMgmt4. Approval of an amendment to the Citigroup

    2014 Stock Incentive Plan authorizing

    additional shares.

    Against ForShr5. Stockholder proposal requesting a Human

    and Indigenous Peoples' Rights Policy.

  • For ForMgmt1d. Election of Director: Todd A. Combs

    For ForMgmt1b. Election of Director: James A. Bell

    For ForMgmt1c. Election of Director: Stephen B. Burke

    Agenda Number: 934764463

    For ForMgmt1a. Election of Director: Linda B. Bammann

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    JPMORGAN CHASE & CO.

    Security: 46625H100

    Ticker: JPM

    ISIN: US46625H1005

    Meeting Type: Annual

    5/15/2018

    Against ForShr4. Shareholder Proposal - Accounting for

    Litigation and Compliance in Executive

    Compensation Performance Measures

    Against ForShr5. Shareholder Proposal - Amendment to

    Shareholder Ability to Call Special

    Shareholder Meeting

    For ForMgmt2. Advisory Vote to Approve Named Executive

    Officer Compensation

    For ForMgmt3. Ratification of Appointment of

    PricewaterhouseCoopers LLP as the

    Independent Registered Public Accounting

    Firm for 2018

    For ForMgmt1j. Election of Director: A. Eugene Washington

    For ForMgmt1k. Election of Director: Ronald A. Williams

    For ForMgmt1h. Election of Director: William D. Perez

    For ForMgmt1i. Election of Director: Charles Prince

    For ForMgmt1f. Election of Director: Mark B. McClellan

    For ForMgmt1g. Election of Director: Anne M. Mulcahy

    For ForMgmt1d. Election of Director: Jennifer A. Doudna

    For ForMgmt1e. Election of Director: Alex Gorsky

    For ForMgmt1b. Election of Director: D. Scott Davis

    For ForMgmt1c. Election of Director: Ian E. L. Davis

    Agenda Number: 934737620

    For ForMgmt1a. Election of Director: Mary C. Beckerle

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    JOHNSON & JOHNSON

    Security: 478160104

    Ticker: JNJ

    ISIN: US4781601046

    Meeting Type: Annual

    4/26/2018

    Against ForShr5. Stockholder proposal on whether the

    chairman of the board should be an

    independent director, if properly presented

    Against ForShr6. Stockholder proposal requesting a political

    contributions cost-benefit analysis report, if

    properly presented

    For ForMgmt3. Advisory vote to approve executive

    compensation

    Against ForShr4. Stockholder proposal on whether to allow

    stockholders to act by written consent, if

    properly presented

    For ForMgmt1j. Election of Director: Frank D. Yeary

    For ForMgmt2. Ratification of selection of Ernst & Young LLP

    as our independent registered public

    accounting firm for 2018

    For ForMgmt1h. Election of Director: Gregory D. Smith

    For ForMgmt1i. Election of Director: Andrew M. Wilson

    For ForMgmt1f. Election of Director: Risa Lavizzo-Mourey

    For ForMgmt1g. Election of Director: Tsu-Jae King Liu

    For ForMgmt1d. Election of Director: Omar Ishrak

    For ForMgmt1e. Election of Director: Brian M. Krzanich

  • For ForMgmt1g. Election of Director: Richard Lenny

    For ForMgmt1h. Election of Director: John Mulligan

    For ForMgmt1e. Election of Director: Enrique Hernandez, Jr.

    For ForMgmt1f. Election of Director: Jeanne Jackson

    For ForMgmt1c. Election of Director: Robert Eckert

    For ForMgmt1d. Election of Director: Margaret Georgiadis

    For ForMgmt1a. Election of Director: Lloyd Dean

    For ForMgmt1b. Election of Director: Stephen Easterbrook

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934776963

    Ticker: MCD

    ISIN: US5801351017

    Meeting Type: Annual

    5/24/2018Meeting Date:

    MCDONALD'S CORPORATION

    Security: 580135101

    No voteMgmt3. Advisory Vote to Approve Named Executive

    Officer Compensation

    No voteMgmt1M. Election of Director: Michael D. White

    No voteMgmt2. Ratification of Auditor

    No voteMgmt1K. Election of Director: Ian C. Read

    No voteMgmt1L. Election of Director: Marc J. Shapiro

    No voteMgmt1I. Election of Director: Nancy J. Karch

    No voteMgmt1J. Election of Director: Christa S. Quarles

    No voteMgmt1G. Election of Director: Mae C. Jemison, M.D.

    No voteMgmt1H. Election of Director: James M. Jenness

    No voteMgmt1E. Election of Director: Fabian T. Garcia

    No voteMgmt1F. Election of Director: Michael D. Hsu

    No voteMgmt1C. Election of Director: Robert W. Decherd

    No voteMgmt1D. Election of Director: Thomas J. Falk

    No voteMgmt1A. Election of Director: John F. Bergstrom

    No voteMgmt1B. Election of Director: Abelardo E. Bru

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934744625

    Ticker: KMB

    ISIN: US4943681035

    Meeting Type: Annual

    5/10/2018Meeting Date:

    KIMBERLY-CLARK CORPORATION

    Security: 494368103

    Against ForShr9. Cumulative Voting

    Against ForShr7. Vesting for government service

    Against ForShr8. Proposal to report on investments tied to

    genocide

    For ForMgmt5. Ratification of independent registered public

    accounting firm

    Against ForShr6. Independent Board chairman

    For ForMgmt3. Advisory resolution to approve executive

    compensation

    For ForMgmt4. Approval of Amended and Restated Long-

    Term Incentive Plan effective May 15, 2018

    For ForMgmt1l. Election of Director: William C. Weldon

    For ForMgmt2. Ratification of special meeting provisions in

    the Firm's By-Laws

    For ForMgmt1j. Election of Director: Michael A. Neal

    For ForMgmt1k. Election of Director: Lee R. Raymond

    For ForMgmt1h. Election of Director: Mellody Hobson

    For ForMgmt1i. Election of Director: Laban P. Jackson Jr.

    For ForMgmt1f. Election of Director: James Dimon

    For ForMgmt1g. Election of Director: Timothy P. Flynn

    For ForMgmt1e. Election of Director: James S. Crown

  • Agenda Number: 934776901

    MORGAN STANLEY

    Security: 617446448

    For ForMgmt5. APPROVAL OF MATERIAL TERMS OF THE

    PERFORMANCE GOALS UNDER THE

    EXECUTIVE INCENTIVE PLAN

    For ForMgmt6. APPROVAL OF THE MICROSOFT

    CORPORATION 2017 STOCK PLAN

    1 Year ForMgmt3. ADVISORY VOTE ON THE FREQUENCY OF

    FUTURE ADVISORY VOTES TO APPROVE

    EXECUTIVE COMPENSATION

    For ForMgmt4. RATIFICATION OF DELOITTE & TOUCHE

    LLP AS OUR INDEPENDENT AUDITOR FOR

    FISCAL YEAR 2018

    For ForMgmt1N. ELECTION OF DIRECTOR: PADMASREE

    WARRIOR

    For ForMgmt2. ADVISORY VOTE TO APPROVE NAMED

    EXECUTIVE OFFICER COMPENSATION

    For ForMgmt1L. ELECTION OF DIRECTOR: JOHN W.

    STANTON

    For ForMgmt1M. ELECTION OF DIRECTOR: JOHN W.

    THOMPSON

    For ForMgmt1J. ELECTION OF DIRECTOR: CHARLES W.

    SCHARF

    For ForMgmt1K. ELECTION OF DIRECTOR: ARNE M.

    SORENSON

    For ForMgmt1H. ELECTION OF DIRECTOR: SANDRA E.

    PETERSON

    For ForMgmt1I. ELECTION OF DIRECTOR: PENNY S.

    PRITZKER

    For ForMgmt1F. ELECTION OF DIRECTOR: CHARLES H.

    NOSKI

    For ForMgmt1G. ELECTION OF DIRECTOR: HELMUT PANKE

    For ForMgmt1D. ELECTION OF DIRECTOR: TERI L. LIST-

    STOLL

    For ForMgmt1E. ELECTION OF DIRECTOR: SATYA

    NADELLA

    For ForMgmt1B. ELECTION OF DIRECTOR: REID G.

    HOFFMAN

    For ForMgmt1C. ELECTION OF DIRECTOR: HUGH F.

    JOHNSTON

    Agenda Number: 934689514

    For ForMgmt1A. ELECTION OF DIRECTOR: WILLIAM H.

    GATES III

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    MICROSOFT CORPORATION

    Security: 594918104

    Ticker: MSFT

    ISIN: US5949181045

    Meeting Type: Annual

    11/29/2017

    Against ForShr5. Advisory vote on a shareholder proposal

    requesting a report on plastic straws, if

    properly presented.

    Against ForShr6. Advisory vote on a shareholder proposal

    requesting a report on charitable

    contributions, if properly presented.

    For ForMgmt3. Advisory vote to approve the appointment of

    Ernst & Young LLP as independent auditor for

    2018.

    Against ForShr4. Advisory vote on a shareholder proposal

    requesting the ability for shareholders to act

    by written consent, if properly presented.

    For ForMgmt1k. Election of Director: Miles White

    For ForMgmt2. Advisory vote to approve executive

    compensation.

    For ForMgmt1i. Election of Director: Sheila Penrose

    For ForMgmt1j. Election of Director: John Rogers, Jr.

  • For ForMgmt1a. Election of Director: Shona L. Brown

    For ForMgmt1b. Election of Director: George W. Buckley

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934743041

    Ticker: PEP

    ISIN: US7134481081

    Meeting Type: Annual

    5/2/2018Meeting Date:

    PEPSICO, INC.

    Security: 713448108

    No voteMgmt6. TO RATIFY THE APPOINTMENT OF

    PRICEWATERHOUSECOOPERS LLP AS

    INDEPENDENT REGISTERED PUBLIC

    ACCOUNTING FIRM.

    No voteMgmt4. TO APPROVE THE NIKE, INC. LONG-TERM

    INCENTIVE PLAN, AS AMENDED.

    No voteShr5. TO CONSIDER A SHAREHOLDER

    PROPOSAL REGARDING POLITICAL

    CONTRIBUTIONS DISCLOSURE.

    No voteMgmt2. TO APPROVE EXECUTIVE

    COMPENSATION BY AN ADVISORY VOTE.

    No voteMgmt3. TO APPROVE THE FREQUENCY OF

    ADVISORY VOTES ON EXECUTIVE

    COMPENSATION BY AN ADVISORY VOTE.

    2 JOHN C. LECHLEITER No voteMgmt

    3 MICHELLE A. PELUSO No voteMgmt

    Agenda Number: 934663774

    1. DIRECTOR

    1 ALAN B. GRAF, JR. No voteMgmt

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    NIKE, INC.

    Security: 654106103

    Ticker: NKE

    ISIN: US6541061031

    Meeting Type: Annual

    9/21/2017

    For ForMgmt3. To approve the compensation of executives

    as disclosed in the proxy statement (non-

    binding advisory vote)

    Against ForShr4. Shareholder proposal regarding a policy to

    prohibit vesting of deferred equity awards for

    senior executives who resign to enter

    government service

    For ForMgmt1l. Election of Director: Rayford Wilkins, Jr.

    For ForMgmt2. To ratify the appointment of Deloitte & Touche

    LLP as independent auditor

    For ForMgmt1j. Election of Director: Ryosuke Tamakoshi

    For ForMgmt1k. Election of Director: Perry M. Traquina

    For ForMgmt1h. Election of Director: Dennis M. Nally

    For ForMgmt1i. Election of Director: Hutham S. Olayan

    For ForMgmt1f. Election of Director: Nobuyuki Hirano

    For ForMgmt1g. Election of Director: Jami Miscik

    For ForMgmt1d. Election of Director: James P. Gorman

    For ForMgmt1e. Election of Director: Robert H. Herz

    For ForMgmt1b. Election of Director: Alistair Darling

    For ForMgmt1c. Election of Director: Thomas H. Glocer

    For ForMgmt1a. Election of Director: Elizabeth Corley

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Ticker: MS

    ISIN: US6174464486

    Meeting Type: Annual

    5/24/2018

  • For ForMgmt1F. Election of Director: Jorgen Vig Knudstorp

    For ForMgmt1G. Election of Director: Satya Nadella

    For ForMgmt1D. Election of Director: Mellody Hobson

    For ForMgmt1E. Election of Director: Kevin R. Johnson

    For ForMgmt1B. Election of Director: Rosalind G. Brewer

    For ForMgmt1C. Election of Director: Mary N. Dillon

    Agenda Number: 934721956

    For ForMgmt1A. Election of Director: Howard Schultz

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    STARBUCKS CORPORATION

    Security: 855244109

    Ticker: SBUX

    ISIN: US8552441094

    Meeting Type: Annual

    3/21/2018

    For ForMgmt18. Authority to purchase own shares

    Against ForShr19. Shareholder resolution

    For ForMgmt16. Authority to allot shares

    For ForMgmt17. Disapplication of pre-emption rights

    For ForMgmt14. Reappointment of Auditors

    For ForMgmt15. Remuneration of Auditors

    For ForMgmt12. Reappointment of Director: Jessica Uhl

    For ForMgmt13. Reappointment of Director: Gerrit Zalm

    For ForMgmt10. Reappointment of Director: Sir Nigel

    Sheinwald

    For ForMgmt11. Reappointment of Director: Linda G. Stuntz

    For ForMgmt8. Reappointment of Director: Gerard Kleisterlee

    For ForMgmt9. Reappointment of Director: Roberto Setubal

    For ForMgmt6. Reappointment of Director: Charles O.

    Holliday

    For ForMgmt7. Reappointment of Director: Catherine Hughes

    For ForMgmt4. Reappointment of Director: Ben van Beurden

    For ForMgmt5. Reappointment of Director: Euleen Goh

    For ForMgmt2. Approval of Directors' Remuneration Report

    For ForMgmt3. Appointment of Ann Godbehere as a Director

    of the Company

    Agenda Number: 934799199

    For ForMgmt1. Receipt of Annual Report & Accounts

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    ROYAL DUTCH SHELL PLC

    Security: 780259206

    Ticker: RDSA

    ISIN: US7802592060

    Meeting Type: Annual

    5/22/2018

    For ForMgmt3. Advisory approval of the Company's

    executive compensation.

    Against ForShr4. Special shareowner meeting improvement.

    For ForMgmt1m. Election of Director: Alberto Weisser

    For ForMgmt2. Ratification of the appointment of KPMG LLP

    as the Company's independent registered

    public accounting firm for fiscal year 2018.

    For ForMgmt1k. Election of Director: Daniel Vasella

    For ForMgmt1l. Election of Director: Darren Walker

    For ForMgmt1i. Election of Director: David C. Page

    For ForMgmt1j. Election of Director: Robert C. Pohlad

    For ForMgmt1g. Election of Director: William R. Johnson

    For ForMgmt1h. Election of Director: Indra K. Nooyi

    For ForMgmt1e. Election of Director: Dina Dublon

    For ForMgmt1f. Election of Director: Richard W. Fisher

    For ForMgmt1c. Election of Director: Cesar Conde

    For ForMgmt1d. Election of Director: Ian M. Cook

  • No voteMgmt1c) Election of Director: Michael J. Burns

    No voteMgmt1a) Election of Director: David P. Abney

    No voteMgmt1b) Election of Director: Rodney C. Adkins

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934744005

    Ticker: UPS

    ISIN: US9113121068

    Meeting Type: Annual

    5/10/2018Meeting Date:

    UNITED PARCEL SERVICE, INC.

    Security: 911312106

    Against ForShr6. To approve the shareholder proposal

    requesting the Board to amend the

    Company's bylaws relating to proxy access to

    increase the number of permitted nominees,

    remove the limit on aggregating shares to

    meet the shareholding requirement, and

    remove the limitation on renomination of

    persons based on votes in a prior election.

    For ForMgmt4. To approve the advisory resolution on

    executive compensation.

    Against ForShr5. To approve the shareholder proposal

    requesting an annual report disclosing

    information regarding the Company's lobbying

    policies and activities.

    For ForMgmt2. To ratify the appointment of

    PricewaterhouseCoopers LLP as the

    Company's registered public accountants for

    2018.

    For ForMgmt3. To approve material terms of performance

    goals under the Amended and Restated 2002

    Executive Performance Plan.

    For ForMgmt1I. Election of director: Aylwin B. Lewis

    For ForMgmt1J. Election of director: Mark G. Parker

    For ForMgmt1G. Election of director: Maria Elena Lagomasino

    For ForMgmt1H. Election of director: Fred H. Langhammer

    For ForMgmt1E. Election of director: Francis A. deSouza

    For ForMgmt1F. Election of director: Robert A. Iger

    For ForMgmt1C. Election of director: Safra A. Catz

    For ForMgmt1D. Election of director: John S. Chen

    For ForMgmt1A. Election of director: Susan E. Arnold

    For ForMgmt1B. Election of director: Mary T. Barra

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934720598

    Ticker: DIS

    ISIN: US2546871060

    Meeting Type: Annual

    3/8/2018Meeting Date:

    THE WALT DISNEY COMPANY

    Security: 254687106

    Against ForShr7. Diversity Report.

    Against ForShr5. Report on Sustainable Packaging.

    AbstainShr6. "Proposal Withdrawn".

    For ForMgmt3. Ratification of selection of Deloitte & Touche

    LLP as our independent registered public

    accounting firm for fiscal 2018.

    Against ForShr4. Proxy Access Bylaw Amendments.

    For ForMgmt1L. Election of Director: Craig E. Weatherup

    For ForMgmt2. Advisory resolution to approve our executive

    compensation.

    For ForMgmt1J. Election of Director: Javier G. Teruel

    For ForMgmt1K. Election of Director: Myron E. Ullman, III

    For ForMgmt1H. Election of Director: Joshua Cooper Ramo

    For ForMgmt1I. Election of Director: Clara Shih

  • Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    Agenda Number: 934771735

    Ticker: YUM

    ISIN: US9884981013

    Meeting Type: Annual

    5/17/2018Meeting Date:

    YUM! BRANDS, INC.

    Security: 988498101

    For ForMgmt3. RATIFICATION OF THE APPOINTMENT OF

    KPMG LLP AS OUR INDEPENDENT

    REGISTERED PUBLIC ACCOUNTING FIRM

    FOR THE 2018 FISCAL YEAR.

    For ForMgmt1J. ELECTION OF DIRECTOR: MAYNARD G.

    WEBB, JR.

    For ForMgmt2. ADVISORY VOTE TO APPROVE

    EXECUTIVE COMPENSATION.

    For ForMgmt1H. ELECTION OF DIRECTOR: SUZANNE

    NORA JOHNSON

    For ForMgmt1I. ELECTION OF DIRECTOR: JOHN A.C.

    SWAINSON

    For ForMgmt1F. ELECTION OF DIRECTOR: JOHN F.

    LUNDGREN

    For ForMgmt1G. ELECTION OF DIRECTOR: ROBERT W.

    MATSCHULLAT

    For ForMgmt1D. ELECTION OF DIRECTOR: GARY A.

    HOFFMAN

    For ForMgmt1E. ELECTION OF DIRECTOR: ALFRED F.

    KELLY, JR.

    For ForMgmt1B. ELECTION OF DIRECTOR: MARY B.

    CRANSTON

    For ForMgmt1C. ELECTION OF DIRECTOR: FRANCISCO

    JAVIER FERNANDEZ-CARBAJAL

    Agenda Number: 934712161

    For ForMgmt1A. ELECTION OF DIRECTOR: LLOYD A.

    CARNEY

    Meeting Date:

    Prop. # Proposal Proposed by For/Against Management's

    Recommendation

    Proposal Vote

    VISA INC.

    Security: 92826C839

    Ticker: V

    ISIN: US92826C8394

    Meeting Type: Annual

    1/30/2018

    No voteShr5. To reduce the voting power of class A stock

    from 10 votes per share to one vote per

    share.

    No voteShr6. To integrate sustainability metrics into

    executive compensation.

    No voteMgmt3. To ratify the appointment of Deloitte & Touche

    LLP as UPS's independent registered public

    accounting firm for the year ending December

    31, 2018.

    No voteShr4. To prepare an annual report on lobbying

    activities.

    No voteMgmt1m) Election of Director: Kevin M. Warsh

    No voteMgmt2. To approve the 2018 Omnibus Incentive

    Compensation Plan.

    No voteMgmt1k) Election of Director: John T. Stankey

    No voteMgmt1l) Election of Director: Carol B. Tome

    No voteMgmt1i) Election of Director: Clark T. Randt, Jr.

    No voteMgmt1j) Election of Director: Christiana Smith Shi

    No voteMgmt1g) Election of Director: Rudy H.P. Markham

    No voteMgmt1h) Election of Director: Franck J. Moison

    No voteMgmt1e) Election of Director: Candace Kendle

    No voteMgmt1f) Election of Director: Ann M. Livermore

    No voteMgmt1d) Election of Director: William R. Johnson

  • For ForMgmt3. Advisory Vote on Executive Compensation.

    For ForMgmt1k. Election of Director: Robert D. Walter

    For ForMgmt2. Ratification of Independent Auditors.

    For ForMgmt1i. Election of Director: P. Justin Skala

    For ForMgmt1j. Election of Director: Elane B. Stock

    For ForMgmt1g. Election of Director: Mirian M. Graddick-Weir

    For ForMgmt1h. Election of Director: Thomas C. Nelson

    For ForMgmt1e. Election of Director: Greg Creed

    For ForMgmt1f. Election of Director: Tanya L. Domier

    For ForMgmt1c. Election of Director: Christopher M. Connor

    For ForMgmt1d. Election of Director: Brian C. Cornell

    For ForMgmt1a. Election of Director: Paget L. Alves

    For ForMgmt1b. Election of Director: Michael J. Cavanagh