H O a Ù ÷ ¨ ½ [ æ Y ÷ · æ Y Ý s M T $ n @ ã ! T · - 9 - ` | H O a Ù ÷ ¨ ½ [ æ Y ÷...

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Transcript of H O a Ù ÷ ¨ ½ [ æ Y ÷ · æ Y Ý s M T $ n @ ã ! T · - 9 - ` | H O a Ù ÷ ¨ ½ [ æ Y ÷...

105 104

6 8

03 5636688

2330

- 1 -

- 2 -

- 3 -

- 4 -

- 5 -

- 6 -

- 7 -

- 8 -

- 9 -

105 104 12 31

105 12 31 104 12 31

1100 $ 541,253,833 29 $ 562,688,930 34 1110 6,451,112 - 6,026 - 1125 67,788,767 4 14,299,361 1 1130 16,610,116 1 9,166,523 1 1135 5,550 - 1,739 - 1170 128,335,271 7 85,059,675 5 1180 969,559 - 505,722 - 1210 146,788 - 125,018 - 1310 48,682,233 3 67,052,270 4 1476 4,100,475 - 4,305,358 - 1479 3,385,422 - 3,533,369 - 11XX 817,729,126 44 746,743,991 45 1527 22,307,561 1 6,910,873 - 1543 4,102,467 - 3,990,882 - 1550 19,743,888 1 24,091,828 2 1600 997,777,687 53 853,470,392 52 1780 14,614,846 1 14,065,880 1 1840 8,271,421 - 6,384,974 - 1920 407,874 - 430,802 - 1990 1,500,432 - 1,428,676 - 15XX 1,068,726,176 56 910,774,307 55 1XXX $ 1,886,455,302 100 $ 1,657,518,298 100 2100 $ 57,958,200 3 $ 39,474,000 2 2120 191,135 - 72,610 - 2170 26,062,351 2 18,575,286 1 2180 1,262,174 - 1,149,988 - 2201 13,681,817 1 11,702,042 1 2206 22,894,006 1 20,958,893 1 2213 63,154,514 3 26,012,192 2 2230 40,306,054 2 32,901,106 2 2250 18,037,789 1 10,163,536 1 2320 38,109,680 2 23,517,612 1 2399 36,581,553 2 27,701,329 2 21XX 318,239,273 17 212,228,594 13 2530 153,093,557 8 191,965,082 12 2541 21,780 - 32,500 - 2573 141,183 - 31,271 - 2640 8,551,408 - 7,448,026 - 2645 14,670,433 1 21,564,801 1 2670 1,686,542 - 1,613,545 - 25XX 178,164,903 9 222,655,225 13 2XXX 496,404,176 26 434,883,819 26 3110 259,303,805 14 259,303,805 16 3200 56,272,304 3 56,300,215 3 3310 208,297,945 11 177,640,561 11 3350 863,710,224 46 716,653,025 43 3300 1,072,008,169 57 894,293,586 54 3400 1,663,983 - 11,774,113 1 31XX 1,389,248,261 74 1,221,671,719 74 36XX 802,865 - 962,760 - 3XXX 1,390,051,126 74 1,222,634,479 74 $ 1,886,455,302 100 $ 1,657,518,298 100

- 9 -

- 10 -

105 104 1 1 12 31

105 104

4000

$ 947,938,344 100 $ 843,497,368 100 5000

473,077,173 50 433,117,601 51 5900 474,861,171 50 410,379,767 49 5920

( 29,073 ) - 15,126 - 5950 474,832,098 50 410,394,893 49

6300 71,207,703 7 65,544,579 8 6200 19,795,593 2 17,257,237 2 6100 5,900,837 1 5,664,684 1 6000 96,904,133 10 88,466,500 11 6500

29,813 - ( 1,880,618 ) - 6900 377,957,778 40 320,047,775 38 7060

3,495,600 - 4,132,128 - 7190 6,454,901 1 4,750,829 1 7230 1,161,322 - 2,481,446 - 7050 ( 3,306,153 ) - ( 3,190,331 ) - 7020

195,932 - 22,207,064 3 7000 8,001,602 1 30,381,136 4

- 10 -

- 11 -

105 104

7900 $ 385,959,380 41 $ 350,428,911 42 7950

51,621,144 6 43,872,744 6 8200 334,338,236 35 306,556,167 36

8310 8311

( 1,057,220 ) - ( 827,703 ) - 8320

( 19,961 ) - ( 2,546 ) - 8349

126,867 - 99,326 - ( 950,314 ) - ( 730,923 ) - 8360

8361

( 9,379,477 ) ( 1 ) 6,604,768 1 8362

( 692,523 ) - ( 20,489,015 ) ( 2 ) 8370

16,301 - ( 83,021 ) - 8399

( 61,176 ) - ( 15,991 ) - ( 10,116,875 ) ( 1 ) ( 13,983,259 ) ( 1 ) 8300

( 11,067,189 ) ( 1 ) ( 14,714,182 ) ( 1 ) 8500 $ 323,271,047 34 $ 291,841,985 35 8610 $ 334,247,180 35 $ 306,573,837 36 8620 91,056 - ( 17,670 ) - $ 334,338,236 35 $ 306,556,167 36

- 11 -

- 12 -

105 104

8710 $ 323,186,736 34 $ 291,867,757 35 8720 84,311 - ( 25,772 ) - $ 323,271,047 34 $ 291,841,985 35 9750 $ 12.89 $ 11.82 9850 $ 12.89 $ 11.82

- 12 -

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105 104 1 1 12 31

105 104

$ 385,959,380 $ 350,428,911

220,084,998 219,303,369 3,743,406 3,202,200 3,306,153 3,190,331

( 3,495,600 )

( 4,132,128 ) ( 6,317,500 ) ( 4,129,316 )

( 46,548 ) ( 433,559 ) - 2,545,584

- 58,514 122,240 154,721

4,014 ( 22,070,736 ) ( 37,241 ) ( 87,193 )

259,960 ( 2,507,707 ) 36,105 138,243

29,073 ( 15,126 ) ( 2,656,406 ) 2,563,439

( 137,401 ) ( 621,513 ) ( 12,725 ) 134,112

( 4,248 )

305,619 - ( 430,041 )

( 6,326,561 )

( 228,560 ) ( 49,342,698 ) 26,630,123

( 463,837 ) ( 192,767 ) ( 21,770 ) 53,607

18,370,037 ( 655,249 )

- 14 -

- 15 -

105 104 ( $ 41,554 ) $ 720,301 94,512 263,384

( 349,771 ) - 7,295,491 ( 2,693,358 )

139,818 ( 369,134 ) 1,979,775 945,030

1,935,113 2,860,250 3,693,638 ( 3,778,322 )

7,931,877 ( 382,774 ) 46,163 52,540

585,777,893 570,822,795 ( 45,943,301 ) ( 40,943,357 )

539,834,592 529,879,438

( 83,275,573 ) ( 13,392,330 )

( 33,625,353 ) ( 28,181,915 ) ( 533,745 ) ( 2,586,169 ) 29,967,979 57,493,051 10,550,000 16,800,000

160,498 368,778 65,087 -

8,868 2,659 - ( 495,348 )

6,353,195 3,641,920 798,469 -

738,643 - 137,420 616,675

5,478,790 3,407,126 - 5,171,962

- ( 51,601 ) - 601,047

( 328,045,270 ) ( 257,516,835 ) ( 4,243,087 ) ( 4,283,870 )

98,069 816,852 ( 144,982 ) ( 404,458 ) 169,912 348,434

- 15 -

- 16 -

105 104

( $ 805,318 ) $ - 706,718 398,185

( 395,439,680 ) ( 217,245,837 )

18,968,936 3,138,680

( 23,471,600 ) - ( 8,540 ) -

( 3,302,420 ) ( 3,156,218 ) - ( 29,098 ) 6,354,677 754,873 ( 523,234 ) ( 742,458 )

( 155,582,283 ) ( 116,683,481 ) - 33,891

( 235,733 ) ( 50,218 ) ( 157,800,197 ) ( 116,734,029 )

( 8,029,812 ) 8,258,851

( 21,435,097 ) 204,158,423

- 81,478

562,688,930 358,449,029

$ 541,253,833 $ 562,688,930

- 16 -

- 17 -

105 104

76

2 21

83 9 5 86 10 8

6 8

106 2 14

IASB IFRS

IAS IFRIC SIC IFRSs

( )

1050050021 106

106 IFRSs

IFRSs

- 17 -

- 18 -

10%

106

( ) 106 IFRSs

1050026834

106 IASB 106

IFRSs

IASB 1 2010-2012 2014 7 1

2014 7 1 2011-2013 2014 7 1 2012-2014 2016 1 1 2

10 1228

2016 1 1

11

2016 1 1

1 2016 1 1 16 38

2016 1 1

19

2014 7 1

27

2016 1 1

36

2014 1 1

39

2014 1 1

- 18 -

- 19 -

1

2 5 2016 1 1

2016 1 1

106 IFRSs

1. 36

36

106 IFRSs

( ) IASB IFRSs

IASB IFRSs

9

15 107

IASB 3 2014-2016 4

2

2018 1 1

9 2018 1 1 9 7

2018 1 1

- 19 -

- 20 -

IASB 3 10 28

15 2018 1 1 15

15 2018 1 1

16 2019 1 1 7 2017 1 1 12

2017 1 1

22

2018 1 1

3

4 12 2017 1 1

28

2018 1 1

1. 9

39

9

(1)

- 20 -

- 21 -

(2)

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12

9

39

(1)

(2)

(3)

- 21 -

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2. 15

15

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(1)

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3. 16

16

17

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- 22 -

- 23 -

( )

IFRSs

( )

( )

1.

(1)

(2)

- 23 -

- 24 -

2.

105

12 31 104

12 31 TSMC North

America

San Jose, California, U.S.A.

100% 100%

TSMC Japan Limited TSMC Japan

Yokohama, Japan

100% 100%

TSMC Partners, Ltd. TSMC Partners

Tortola, British Virgin Islands

100% 100%

TSMC Korea Limited TSMC Korea

Seoul, Korea 100% 100%

TSMC Europe B.V.TSMC

Europe

Amsterdam, the Netherlands

100% 100%

TSMC Global Ltd.TSMC Global

Tortola, British Virgin Islands

100% 100%

100% 100%

100% -

VentureTech Alliance Fund III, L.P. VTAF III

Cayman Islands 98% 98%

VentureTech Alliance Fund II, L.P. VTAF II

Cayman Islands 98% 98%

Emerging Alliance Fund, L.P.

Emerging Alliance

Cayman Islands - 99.5%

TSMC Solar Europe GmbH

Hamburg, Germany

100% 100%

- 100%

87% -

- 24 -

- 25 -

105

12 31 104

12 31 TSMC Partners TSMC Design

Technology Canada Inc.

TSMC Canada

Ontario, Canada 100% 100%

TSMC Technology, Inc. TSMC Technology

Delaware, U.S.A. 100% 100%

TSMC Development, Inc. TSMC Development

Delaware, U.S.A. 100% 100%

InveStar Semiconductor Development Fund, Inc.

ISDF

Cayman Islands 97% 97%

InveStar Semiconductor Development Fund, Inc. II LDC. ISDF II

Cayman Islands 97% 97%

VisEra Holding Company

VisEra Holding

Cayman Islands - 98%

TSMC Development

WaferTech, LLCWaferTech

Washington, U.S.A.

100% 100%

VTAF III

58% 58%

Growth Fund Limited Growth Fund

Cayman Islands 100% 100%

VTAF III/VTAF II/Emerging Alliance

VentureTech Alliance Holdings, LLC

VTA Holdings

Delaware, U.S.A. - 100%

VTAF III/VTAF II/

VentureTech Alliance Holdings, LLC

VTA Holdings

Delaware, U.S.A. 100% -

VisEra Holding

- 87%

1 0 5 3 2 8

3 0 2

1 2 1 0 5 5 E m e r g i n g A l l i a n c e 1 0 5 4

E m e r g i n g A l l i a n c e V T A H o l d i n g s

1 0 4 8 1 0 4

1 2

T S M C S o l a r E u r o p e G m b H T S M C S o l a r

- 25 -

- 26 -

E u r o p e G m b H T S M C S o l a r N o r t h

A m e r i c a , I n c . T S M C S o l a r N A 1 0 4 1 2

1 0 4 1 1 2 0 O m n i V i s i o n T e c h n o l o g i e s , I n c . O V T V i s E r a

H o l d i n g 4 9 . 1 % 1 0 0 %

V i s E r a H o l d i n g 1 0 4 1 1 2 0

V i s E r a H o l d i n g V i s E r a H o l d i n g

1 0 4 1 2 1 0 5 1 2

V i s E r a H o l d i n g 1 0 5 3

V i s E r a H o l d i n g 1 0 5 1 0 T S M C P a r t n e r s

I S D F ISDF II

( )

( )

- 26 -

- 27 -

( )

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( )

1.

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- 39 -

- 40 -

( )

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( )

- 40 -

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( )

( )

( )

( )

- 41 -

- 42 -

105 12 31 104 12 31 $ 536,895,344 $ 557,270,910

2,361,250 5,132,778 1,997,239 -

- 285,242 $ 541,253,833 $ 562,688,930

105 12 31 104 12 31

$ 142,406 $ 6,026 10,976 -

153,382 6,026

6,297,708 - 22 -

6,297,730 - $ 6,451,112 $ 6,026

$ 91,585 $ 72,610

99,550 - $ 191,135 $ 72,610

- 42 -

- 43 -

105 12 31 Sell NTD / Buy EUR 106 1 NTD 5,393,329/ EUR 159,400 Sell NTD / Buy JPY 106 1 NTD 7,314,841/ JPY 26,501,800 Sell USD / Buy EUR 106 1 USD 4,180/ EUR 4,000 Sell USD / Buy JPY 106 1 USD 428/ JPY 50,000 Sell USD / Buy NTD 106 1 ~106 2 USD 439,000/ NTD 14,138,202 Sell USD / Buy RMB 106 1 ~106 6 USD 421,750/ RMB 2,908,380 104 12 31 Sell USD / Buy JPY 105 1 USD 128,418/ JPY 15,449,355 Sell USD / Buy RMB 105 1 USD 226,000/ RMB 1,464,472 Sell USD / Buy NTD 105 1 ~105 2 USD 440,000/ NTD 14,434,179

105 12 31 106 1 USD 170,000 /NTD 5,487,600 3.98% -

105 12 31 104 12 31 $ 29,999,508 $ 6,267,768

14,880,482 2,627,367 11,254,757 3,154,366

8,457,362 878,377 3,196,658 1,371,483

$ 67,788,767 $ 14,299,361

105 12 31 104 12 31

$ 23,849,701 $ 8,143,146 8,628,176 -

4,829,850 4,934,250 1,609,950 3,000,000

$ 38,917,677 $ 16,077,396

$ 16,610,116 $ 9,166,523 22,307,561 6,910,873

$ 38,917,677 $ 16,077,396

- 43 -

- 44 -

105 12 31 104 12 31

$ 5,550 $ 1,739

105 12 31 106 3 US$ 53,600 104 12 31 105 3 US$ 13,800

105 12 31 104 12 31 $ 128,815,389 $ 85,547,926

( 480,118 ) ( 488,251 ) $ 128,335,271 $ 85,059,675

30 30

- 44 -

- 45 -

105 12 31 104 12 31 $ 108,411,408 $ 71,482,666

30 15,017,824 13,577,009 31 60 1,844,726 - 61 120 3,061,313 -

$ 128,335,271 $ 85,059,675

105 1 1 $ 10,241 $ 478,010 $ 488,251 - 321 321

( 8,393 ) - ( 8,393 ) - ( 61 ) ( 61 )

105 12 31 $ 1,848 $ 478,270 $ 480,118 104 1 1 $ 8,093 $ 478,637 $ 486,730

28,593 4,814 33,407 ( 29,065 ) ( 4,737 ) ( 33,802 ) 1,847 - 1,847

773 ( 704 ) 69 104 12 31 $ 10,241 $ 478,010 $ 488,251

105 12 31 104 12 31 121 $ 1,848 $ 10,241

105 12 31 104 12 31 $ 8,521,873 $ 7,974,902 33,330,870 53,632,056

4,012,190 3,038,756 2,817,300 2,406,556

$ 48,682,233 $ 67,052,270

105 104

1,542,779 464,361

- 45 -

- 46 -

105 12 31 104 12 31 $ 2,944,859 $ 3,268,100

1,157,608 722,782 $ 4,102,467 $ 3,990,882

Impinj, Inc.

105 7 104 11

( )

105

12 31 104

12 31 105

12 31 104

12 31

$ 8,806,384 $ 8,446,054 28% 28%

Systems on Silicon Manufacturing Company Pte Ltd. SSMC

Singapore 7,163,516 9,511,515 39% 39%

2,599,807 2,928,362 41% 41%

1,174,181 1,152,335 35% 35%

- 2,053,562 - 12%

$ 19,743,888 $ 24,091,828

105 6

105 6

259,960

104 6

18.0% 104 4

29,160 202,384

12.0%

- 46 -

- 47 -

104 11 20 OVT VisEra Holding

49.1% VisEra Holding

104 11 20 VisEra Holding

VisEra Holding

41.4% VisEra Holding

105 3

104 3

35.4% 104 4 2,172

43,017

104 2 82,000

2,263,539

28.3%

IFRSs

1.

105 12 31 104 12 31 $ 25,662,921 $ 24,800,749

$ 9,501,442 $ 7,785,093 $ 5,476,672 $ 4,262,001

$ 804,107 $ 712,611

105 104 $ 25,828,634 $ 23,319,721

$ 6,083,625 $ 4,593,430 $ 5,520,645 $ 4,139,031

$ 5,592 ( $ 61,886 ) $ 5,526,237 $ 4,077,145

$ 1,206,981 $ 1,206,414

- 47 -

- 48 -

105 12 31 104 12 31 $ 28,883,584 $ 27,611,230

28% 28% 8,179,830 7,819,500

626,554 626,554 $ 8,806,384 $ 8,446,054

2. SSMC

105 12 31 104 12 31 $ 14,585,150 $ 20,078,179

$ 5,360,076 $ 6,144,263 $ 1,746,602 $ 1,954,057

$ 286,340 $ 303,217

105 104 $ 14,045,927 $ 15,026,016

$ 4,921,735 $ 5,802,261 $ 4,918,140 $ 5,904,586

$ 4,918,140 $ 5,904,586 $ 4,076,170 $ 1,556,592

105 12 31 104 12 31 $ 17,912,284 $ 23,965,168

39% 39% 6,948,175 9,296,089

213,984 213,984 1,357 1,442

$ 7,163,516 $ 9,511,515

- 48 -

- 49 -

105 104

$ 23,140 ( $ 171,358 )

( $ 5,244 )

$ 7,880

$ 17,896

( $ 163,478 )

105 12 31 104 12 31 $ 26,089,360 $ 19,868,766

$ 3,664,997 $ 3,081,399 $ 3,622,227 $ 3,605,534 $ 2,636,054

( )

OVT VisEra Holding 104

11 20 OVT VisEra Holding 49.1%

VisEra Holding 104 11

20 VisEra Holding

105 1 1 $ 4,067,391 $ 296,801,864 $ 1,893,489,604 $ 30,700,049 $ 7,113 $ 192,111,548 $ 2,417,177,569

- 9,113,314 156,874,203 4,584,087 - 195,255,966 365,827,570 - ( 13,372 ) ( 3,094,143 ) ( 469,235 ) - - ( 3,576,750 )

- - - 7,113 ( 7,113 ) - - ( 18,099 ) ( 1,497,332 ) ( 4,401,920 ) ( 92,374 ) - ( 167,839 ) ( 6,177,564 )

105 12 31 $ 4,049,292 $ 304,404,474 $ 2,042,867,744 $ 34,729,640 $ - $ 387,199,675 $ 2,773,250,825

105 1 1 $ 506,185 $ 157,910,155 $ 1,385,857,655 $ 19,426,069 $ 7,113 $ - $ 1,563,707,177

29,440 17,540,470 198,189,423 4,325,665 - - 220,084,998 - ( 7,326 ) ( 3,049,502 ) ( 468,401 ) - - ( 3,525,229 )

- - - 7,113 ( 7,113 ) - - ( 10,780 ) ( 1,094,222 ) ( 3,620,067 ) ( 68,739 ) - - ( 4,793,808 )

105 12 31 $ 524,845 $ 174,349,077 $ 1,577,377,509 $ 23,221,707 $ - $ - $ 1,775,473,138 105 12 31 $ 3,524,447 $ 130,055,397 $ 465,490,235 $ 11,507,933 $ - $ 387,199,675 $ 997,777,687

- 49 -

- 50 -

104 1 1 $ 4,036,785 $ 269,163,850 $ 1,754,170,227 $ 27,960,835 $ 841,154 $ 109,334,736 $ 2,165,507,587

- 26,960,460 142,090,400 3,428,660 - 82,595,294 255,074,814 - ( 74,941 ) ( 5,923,022 ) ( 1,170,037 ) - - ( 7,168,000 )

- - - - ( 824,129 ) - ( 824,129 ) - 624,731 1,402,023 447,906 - 176,549 2,651,209

30,606 127,764 1,749,976 32,685 ( 9,912 ) 4,969 1,936,088 104 12 31 $ 4,067,391 $ 296,801,864 $ 1,893,489,604 $ 30,700,049 $ 7,113 $ 192,111,548 $ 2,417,177,569

104 1 1 $ 459,140 $ 141,245,913 $ 1,188,388,402 $ 16,767,934 $ 447,397 $ - $ 1,347,308,786

28,935 16,312,589 199,184,992 3,751,643 25,210 - 219,303,369 - ( 74,075 ) ( 5,585,441 ) ( 1,125,191 ) - - ( 6,784,707 )

- - - - ( 460,380 ) - ( 460,380 ) - 278,057 2,256,785 10,742 - - 2,545,584

18,110 147,671 1,612,917 20,941 ( 5,114 ) - 1,794,525 104 12 31 $ 506,185 $ 157,910,155 $ 1,385,857,655 $ 19,426,069 $ 7,113 $ - $ 1,563,707,177 104 12 31 $ 3,561,206 $ 138,891,709 $ 507,631,949 $ 11,273,980 $ - $ 192,111,548 $ 853,470,392

20 10 10

104

259,568

104 8

104

3 2,286,016

92 12 107

11 104 8

430,041

105 1 1 $ 6,104,784 $ 8,454,304 $ 19,474,428 $ 4,879,026 $ 38,912,542

- 1,091,261 2,788,512 519,289 4,399,062 - - ( 5,273 ) - ( 5,273 )

( 96,809 ) 442 ( 14,072 ) ( 11,880 ) ( 122,319 ) 105 12 31 $ 6,007,975 $ 9,546,007 $ 22,243,595 $ 5,386,435 $ 43,184,012

105 1 1 $ - $ 4,779,388 $ 16,431,666 $ 3,635,608 $ 24,846,662

- 1,367,370 1,730,834 645,202 3,743,406 - - ( 5,273 ) - ( 5,273 )

- 442 ( 12,799 ) ( 3,272 ) ( 15,629 ) 105 12 31 $ - $ 6,147,200 $ 18,144,428 $ 4,277,538 $ 28,569,166 105 12 31 $ 6,007,975 $ 3,398,807 $ 4,099,167 $ 1,108,897 $ 14,614,846

- 50 -

- 51 -

104 1 1 $ 5,888,813 $ 6,350,253 $ 18,697,098 $ 4,292,555 $ 35,228,719 - 2,112,572 867,774 587,754 3,568,100 - - ( 101,377 ) - ( 101,377 )

52,669 - 12,111 - 64,780 163,302 ( 8,521 ) ( 1,178 ) ( 1,283 ) 152,320

104 12 31 $ 6,104,784 $ 8,454,304 $ 19,474,428 $ 4,879,026 $ 38,912,542

104 1 1 $ - $ 3,778,912 $ 14,861,146 $ 3,057,151 $ 21,697,209

- 950,867 1,672,627 578,706 3,202,200 - - ( 101,377 ) - ( 101,377 ) - 58,130 384 - 58,514

- ( 8,521 ) ( 1,114 ) ( 249 ) ( 9,884 ) 104 12 31 $ - $ 4,779,388 $ 16,431,666 $ 3,635,608 $ 24,846,662 104 12 31 $ 6,104,784 $ 3,674,916 $ 3,042,762 $ 1,243,418 $ 14,065,880

5 105

104 12 31 8.40%

105 104

104 8

104 3

58,514

105 12 31 104 12 31 $ 2,325,825 $ 2,026,509

1,007,026 1,457,044 333,140 -

- 360,000 1,219,863 1,118,492

$ 4,885,854 $ 4,962,045

$ 3,385,422 $ 3,533,369 1,500,432 1,428,676

$ 4,885,854 $ 4,962,045

- 51 -

- 52 -

105 12 31 104 12 31

$ 57,958,200 $ 39,474,000

$ 1,800,000 $ 1,200,000

0.87%~1.07% 0.50%~0.77% 106 1

105 2

105 12 31 104 12 31 $ 18,037,789 $ 10,163,536

28,187 46,304 $ 18,065,976 $ 10,209,840

$ 18,037,789 $ 10,163,536 28,187 46,304

$ 18,065,976 $ 10,209,840

105

$ 10,163,536 $ 46,304 $ 10,209,840 36,519,312 ( 13,629 ) 36,505,683

( 28,569,318 ) ( 4,488 ) ( 28,573,806 ) ( 75,741 ) - ( 75,741 )

$ 18,037,789 $ 28,187 $ 18,065,976

104

$ 10,445,452 $ 19,828 $ 10,465,280 17,723,154 41,831 17,764,985 ( 18,133,061 ) ( 14,698 ) ( 18,147,759 )

126,049 - 126,049 1,942 ( 657 ) 1,285

$ 10,163,536 $ 46,304 $ 10,209,840

- 52 -

- 53 -

105 12 31 104 12 31 $ 154,200,000 $ 166,200,000 37,028,850 49,342,500

191,228,850 215,542,500 ( 35,293 ) ( 67,306 )

1 ( 38,100,000 ) ( 23,510,112 ) $ 153,093,557 $ 191,965,082

100 1 100 9 105 9 $ 10,500,000 1.40%

100 9 107 9 7,500,000 1.63% 100 2 101 1 106 1 10,000,000 1.29% 101 1 108 1 7,000,000 1.46% 101 1 101 8 106 8 9,900,000 1.28% 101 8 108 8 9,000,000 1.40% 101 2 101 9 106 9 12,700,000 1.28% 101 9 108 9 9,000,000 1.39% 101 3 101 10 111 10 4,400,000 1.53% 101 4 102 1 107 1 10,600,000 1.23% 102 1 109 1 10,000,000 1.35% 102 1 112 1 3,000,000 1.49% 102 1 102 2 107 2 6,200,000 1.23% 102 2 109 2 11,600,000 1.38% 102 2 112 2 3,600,000 1.50% 102 2 102 7 109 7 10,200,000 1.50% 102 7 112 7 3,500,000 1.70% 102 3 102 8 106 8 4,000,000 1.34% 102 8 108 8 8,500,000 1.52% 102 4 102 9 105 9 1,500,000 1.35% 102 9 106 9 1,500,000 1.45% 102 9 108 3 1,400,000 1.60%

6

102 9 110 3 2,600,000 1.85% 102 9 112 3 5,400,000 2.05% 102 9 112 9 2,600,000 2.10%

- 53 -

- 54 -

102 4 105 4 $ 350,000 0.95% 102 4 107 4 1,150,000 1.625%

( )

TSMC North America

TSMC Europe TSMC Canada TSMC Technology TSMC Solar NA

TSMC Solar Europe GmbH

105

104 2,164,900

2,003,534

( )

6

3

- 54 -

- 55 -

105 104 $ 132,786 $ 134,541

139,355 144,389 272,141 278,930

45,721

( 13,707 )

38,195 297,077

694,632

544,333

278,672

- 1,057,220 827,703

$ 1,329,361 $ 1,106,633

105 104 $ 176,977 $ 189,523

73,395 81,333 17,367 3,102 4,402 4,972

$ 272,141 $ 278,930

105 12 31 104 12 31 $ 12,480,480 $ 11,318,174 ( 3,929,072 ) ( 3,870,148 )

$ 8,551,408 $ 7,448,026

- 55 -

- 56 -

105 104 $ 11,318,174 $ 10,265,284

132,786 134,541 212,909 228,444

38,195 297,077

694,632 544,333

278,672

- ( 194,888 ) ( 146,136 )

- ( 5,369 ) $ 12,480,480 $ 11,318,174

105 104 $ 3,870,148 $ 3,697,502 73,554 84,055

( 45,721 ) 13,707 225,979 221,020

( 194,888 ) ( 146,136 ) $ 3,929,072 $ 3,870,148

105 12 31 104 12 31 $ 818,426 $ 690,821 1,852,950 2,070,142 1,257,696 1,109,185

$ 3,929,072 $ 3,870,148

105 12 31 104 12 31

1.50% 1.90% 3.00% 3.00%

- 56 -

- 57 -

1.

2

2.

0.5%

105 104 12 31

970,282 844,058

3.

0.5%

105 104 12 31

951,424 830,699

105 12 31 1

232,759 14

- 57 -

- 58 -

105 12 31 104 12 31 $ 20,929,350 $ 27,549,563 5,559,960 -

181,312 183,051 $ 26,670,622 $ 27,732,614

$ 12,000,189 $ 6,167,813 14,670,433 21,564,801

$ 26,670,622 $ 27,732,614

( )

105 12 31 104 12 31 28,050,000 28,050,000

$ 280,500,000 $ 280,500,000

25,930,380 25,930,380

$ 259,303,805 $ 259,303,805

10

500,000

105 12 31

1,072,194

5 5,360,968

- 58 -

- 59 -

( )

105 12 31 104 12 31 $ 24,184,939 $ 24,184,939

22,804,510 22,804,510 8,892,847 8,892,847

107,798 100,761

282,155 317,103 55 55

$ 56,272,304 $ 56,300,215

( )

104 5

105 6 7

1.

2.

3.

- 59 -

- 60 -

105 6 7 104 6 9

104 103

104 103 104 103

$ 30,657,384 $ 26,389,879 155,582,283 116,683,481 $ 6.0 $ 4.5

$ 186,239,667 $ 143,073,360

106 2 14 105

$ 33,424,718

181,512,663 $ 7.0 $ 214,937,381

105 106 6 8

87

- 60 -

- 61 -

( )

105 $ 11,039,949 $ 734,771 ( $ 607 ) $ 11,774,113

( 9,409,190 )

-

-

( 9,409,190 )

36,105

-

-

36,105 - ( 696,240 ) - ( 696,240 )

-

4,071

-

4,071

( 915 )

24,684

712

24,481

( 4,712 )

( 3,469 )

-

( 8,181 ) - ( 61,176 ) - ( 61,176 )

$ 1,661,237 $ 2,641 $ 105 $ 1,663,983 104

$ 4,502,113 $ 21,247,483 ( $ 305 ) $ 25,749,291

8,061,882

-

-

8,061,882

138,087

-

-

138,087 - ( 5,543 ) - ( 5,543 )

( 1,595,413 )

( 20,475,233 )

-

( 22,070,646 )

( 60,642 )

( 17,996 )

( 313 )

( 78,951 )

( 6,078 )

2,051

11

( 4,016 ) - ( 15,991 ) - ( 15,991 )

$ 11,039,949 $ 734,771 ( $ 607 ) $ 11,774,113

- 61 -

- 62 -

94 1 6 92 10 29 91 6 25

11,000 120,000

100,000

10 2

105 104

104 718 $ 47.2

( 718 ) 47.2 - -

- -

104 2

105 104 $ 947,415,900 $ 842,997,542

522,444 499,826 $ 947,938,344 $ 843,497,368

105 104 $ 46,548 $ 433,559 - ( 2,545,584 )

- 430,041 ( 16,735 ) ( 198,634 )

$ 29,813 ( $ 1,880,618 )

- 62 -

- 63 -

105 104

$ 4,892,652 $ 3,928,030 816,185 35,811

383,261 76,818 225,402 88,657

6,317,500 4,129,316 137,401 621,513

$ 6,454,901 $ 4,750,829

105 104

$ 3,014,753 $ 3,103,702 291,178 74,664 - 11,666 222 299

$ 3,306,153 $ 3,190,331

105 104 ( $ 4,014 ) $ 22,070,736

37,241 87,193

( 259,960 ) 2,507,707 176,734 189,330

467,051 ( 1,769,253 )

( 37,369 ) -

12,725 ( 134,112 )

4,248 ( 305,619 )

( 122,240 ) ( 154,721 ) ( 36,105 ) ( 138,243 )

( 42,379 ) ( 145,954 ) $ 195,932 $ 22,207,064

- 63 -

- 64 -

( )

105 104 $ 54,315,433 $ 45,857,504

( 1,041,762 ) ( 992,995 ) 122,461 247,835

53,396,132 45,112,344

( 1,775,023 )

( 1,542,786 ) 35 303,186

( 1,774,988 ) ( 1,239,600 ) $ 51,621,144 $ 43,872,744

105 104 $ 385,959,380 $ 350,428,911

$ 66,945,088

$ 60,666,157

( 51,324 )

( 6,332,097 ) ( 19,594,962 ) ( 22,144,303 )

- 6,041,603 11,957,213 12,103,356

( 1,775,023 ) ( 1,542,786 ) ( 4,940,147 ) ( 4,243,661 )

( 400 ) 69,635 52,540,445 44,617,904

( 1,041,762 ) ( 992,995 ) 122,461 247,835 $ 51,621,144 $ 43,872,744

105 104

17%

- 64 -

- 65 -

( )

105 104

$ 126,867

$ 99,326

( 61,176 )

( 15,991 ) $ 65,691 $ 83,335

( )

105 12 31 104 12 31

$ 4,244,214 $ 2,852,961

1,512,061 1,141,511 939,543 895,486 737,247 622,741

378,740 316,283 - 10,025 445,133 531,449

14,483 14,518 $ 8,271,421 $ 6,384,974

( $ 92,447 ) ( $ 31,271 ) ( 48,736 ) -

( $ 141,183 ) ( $ 31,271 )

105

$ 2,852,961 $ 1,437,648 $ - ( $ 46,395 ) $ 4,244,214 1,141,511 371,410 - ( 860 ) 1,512,061

895,486 ( 82,810 ) 126,867 - 939,543 622,741 115,490 - ( 984 ) 737,247

316,283 69,311 - ( 6,854 ) 378,740 10,025 ( 9,836 ) - ( 189 ) - 531,449 ( 77,454 ) - ( 8,862 ) 445,133

14,518 ( 35 ) - - 14,483 $ 6,384,974 $ 1,823,724 $ 126,867 ( $ 64,144 ) $ 8,271,421

( $ 31,271 ) $ - ( $ 61,176 ) $ - ( $ 92,447 ) - ( 48,736 ) - - ( 48,736 )

( $ 31,271 ) ( $ 48,736 ) ( $ 61,176 ) $ - ( $ 141,183 )

- 65 -

- 66 -

104

$ 1,011,065 $ 1,808,736 $ - $ 11,899 $ 21,261 $ 2,852,961 1,230,752 ( 104,428 ) - 13,815 1,372 1,141,511

787,391 8,769 99,326 - - 895,486 591,871 25,088 - 4,081 1,701 622,741

255,621 49,348 - - 11,314 316,283 195,453 ( 185,799 ) - - 371 10,025 749,678 ( 243,398 ) - 148 25,021 531,449

316,951 ( 303,186 ) - - 753 14,518 $ 5,138,782 $ 1,055,130 $ 99,326 $ 29,943 $ 61,793 $ 6,384,974

( $ 15,280 ) $ - ( $ 15,991 ) $ - $ - ( $ 31,271 ) ( 184,470 ) 184,470 - - - -

( $ 199,750 ) $ 184,470 ( $ 15,991 ) $ - $ - ( $ 31,271 )

( )

105 12 31 104 12 31 1 4 $ 136,703 $ 85,402 5 10 41,389 97,831 $ 178,092 $ 183,233

105 104 12 31

1,919,784

1,972,286

( )

105 12 31

1 4 $ 136,703 5 10 126,585 $ 263,288

105 12 31 5

96 103 107 97 104 108 98 107 111

- 66 -

- 67 -

( )

105 104 12 31

83,181,401 80,919,309

( )

105 12 31 104 12 31

$ 82,072,562 $ 59,973,516

105 104

13.94% 12.57% 66 6

104 1 1

86

( )

102

105 104 $ 12.89 $ 11.82 $ 12.89 $ 11.82

105

$ 334,247,180 25,930,380 $ 12.89

- 67 -

- 68 -

104

$ 306,573,837 25,930,288 $ 11.82

- 92

$ 306,573,837 25,930,380 $ 11.82

105 104 ( )

$ 203,476,848 $ 204,126,243 16,583,067 15,152,174

25,083 24,952 $ 220,084,998 $ 219,303,369

( )

$ 2,028,492 $ 1,642,051 1,714,914 1,560,149

$ 3,743,406 $ 3,202,200

( )

$ 71,207,703 $ 65,544,579

( )

$ 2,164,900 $ 2,003,534 272,141 278,930

2,437,041 2,282,464 97,248,082 89,322,946

$ 99,685,123 $ 91,605,410

$ 58,493,500 $ 52,983,173 41,191,623 38,622,237

$ 99,685,123 $ 91,605,410

- 68 -

- 69 -

104 5 105 6 7

105 104

22,418,339

20,556,888

106 2 14 105

22,418,339 376,432

105

105 2 2 104

20,556,888 356,186 104

105 6 7

104

104 6 9 103

17,645,966 406,854

103

VisEra Holding OVT

104 11 20 OVT VisEra Holding

49.1% 100%

- 69 -

- 70 -

( )

VisEra Holding

104 11 20 49.1 $ 3,536,119

104 11 20 100 $ 394,674

( )

VisEra Holding $ 3,536,119 $ 394,674

( )

VisEra Holding

$ 3,858,482 $ 20,710 511,999 - 59,050 -

706,500 373,813 26,441 155

721,641 -

2,651,209 - 12,111 -

29,943 - 15,611 -

8,592,987 394,678

975

- 87,480 -

183,090 - 45,819 4

132,305 - 47,860 -

126,049 -

102,851

-

1,279 - 727,708 4

$ 7,865,279 $ 394,674

- 70 -

- 71 -

( )

VisEra Holding $ 3,536,119

3,458,146

( 7,865,279 )

923,683

$ 52,669

( )

VisEra Holding $ 3,536,119 $ 394,674

( 3,858,482 )

( 20,710 )

( $ 322,363 ) $ 373,964

( )

104 12 31 VisEra Holding

VisEra Holding $ 254,319 $ 16,264

VisEra Holding 104 1 1 104

846,401,819 306,687,674

104

VisEra

Holding

104 1

565,480

104 2

- 71 -

- 72 -

( )

$ 825,000 ( 142,475 )

$ 682,525

( )

$ 81,478

28,519 91,331

643,699 47,373 51,808

944,208

38,151 68,132

35,845 76,915

219,043 $ 725,165

( )

$ 682,525 ( 725,165 )

42,640 $ -

( )

$ 682,525

81,478 $ 601,047

12

- 72 -

- 73 -

( )

105 12 31 104 12 31

$ 153,382 $ 6,026

6,297,730

- 71,891,234 18,290,243

38,917,677 16,077,396

5,550

1,739

541,253,833 562,688,930

129,304,830

85,565,397 2,626,401 4,790,376

407,874 430,802 $ 790,858,511 $ 687,850,909

$ 91,585 $ 72,610

99,550

-

57,958,200 39,474,000 27,324,525 19,725,274

63,154,514 26,012,192

20,713,259

18,900,123

191,193,557

215,475,194

31,460

40,000

-

18,000

26,670,622 27,732,614 $ 387,237,272 $ 347,450,007

- 73 -

- 74 -

( )

( )

105 104

111,347 902,083

- 74 -

- 75 -

1%

105 104

261 332

1%

105 104

105 104

1,600,929 271,547

5%

105 104

105 104

342,565 259,996

( )

- 75 -

- 76 -

105 104 12 31

74% 68%

( )

12

105 12 31 1 2 3 4 5 5

$ 57,974,562 $ - $ - $ - $ 57,974,562

27,324,525 - - - 27,324,525 63,154,514 - - - 63,154,514

20,713,259 - - - 20,713,259 40,669,468 99,161,486 35,340,742 22,979,426 198,151,122

10,543 20,116 2,423 - 33,082

12,000,189 13,060,483 1,609,950 - 26,670,622 221,847,060 112,242,085 36,953,115 22,979,426 394,021,686

40,571,841 - - - 40,571,841 ( 40,586,344 ) - - - ( 40,586,344 )

( 14,503 ) - - - ( 14,503 ) 5,478,066 - - - 5,478,066 ( 5,487,600 ) - - - ( 5,487,600 )

( 9,534 ) - - - ( 9,534 ) $ 221,823,023 $ 112,242,085 $ 36,953,115 $ 22,979,426 $ 393,997,649

- 76 -

- 77 -

104 12 31 1 2 3 4 5 5

$ 39,488,957 $ - $ - $ - $ 39,488,957

19,725,274 - - - 19,725,274 26,012,192 - - - 26,012,192

18,900,123 - - - 18,900,123 26,494,990 104,462,371 68,378,787 25,981,316 225,317,464

8,800 21,540 12,741 - 43,081

18,000 - - - 18,000

6,167,813 13,341,051 8,223,750 - 27,732,614 136,816,149 117,824,962 76,615,278 25,981,316 357,237,705

23,192,477 - - - 23,192,477 ( 23,135,579 ) - - - ( 23,135,579 )

56,898 - - - 56,898 $ 136,873,047 $ 117,824,962 $ 76,615,278 $ 25,981,316 $ 357,294,603

( )

1.

(1)

(2)

(3)

2.

105 12 31

$ - $ 142,406 $ - $ 142,406 - 10,976 - 10,976

- 6,297,708 - 6,297,708

- 22 - 22 $ - $ 6,451,112 $ - $ 6,451,112

- 77 -

- 78 -

105 12 31

$ 29,999,508 $ - $ - $ 29,999,508

14,880,482 - - 14,880,482 - 11,254,757 - 11,254,757

8,457,362 - - 8,457,362 3,196,658 - - 3,196,658

$ 56,534,010 $ 11,254,757 $ - $ 67,788,767

$ 5,550 $ - $ - $ 5,550

$ - $ 91,585 $ - $ 91,585

- 99,550 - 99,550 $ - $ 191,135 $ - $ 191,135

104 12 31

$ - $ 6,026 $ - $ 6,026

$ 6,267,768 $ - $ - $ 6,267,768 - 3,154,366 - 3,154,366

2,627,367 - - 2,627,367 1,371,483 - - 1,371,483

878,377 - - 878,377 $ 11,144,995 $ 3,154,366 $ - $ 14,299,361

$ 1,739 $ - $ - $ 1,739

$ - $ 72,610 $ - $ 72,610

105 104

105 104

(1)

- 78 -

- 79 -

(2)

3.

105 12 31 104 12 31

$ 23,849,701 $ 23,996,429 $ 8,143,146 $ 8,146,756 8,628,176 8,630,769 - -

4,829,850 4,847,785 4,934,250 4,945,878 1,609,950 1,609,738 3,000,000 2,995,731

191,193,557 192,845,296 215,475,194 216,223,736

105 12 31

$ 23,996,429 $ - $ - $ 23,996,429 - 8,630,769 - 8,630,769

- 4,847,785 - 4,847,785 - 1,609,738 - 1,609,738

$ 23,996,429 $ 15,088,292 $ - $ 39,084,721

$ 192,845,296 $ - $ - $ 192,845,296

104 12 31

$ 8,146,756 $ - $ - $ 8,146,756 - 4,945,878 - 4,945,878

- 2,995,731 - 2,995,731 $ 8,146,756 $ 7,941,609 $ - $ 16,088,365

$ 216,223,736 $ - $ - $ 216,223,736

- 79 -

- 80 -

( )

105 104 $ 5,929,141 $ 4,253,961

- 1,206 $ 5,929,141 $ 4,255,167

$ 516,749 $ 489,420

( )

105 104 $ 10,108,210 $ 11,126,415

( )

105 12 31 104 12 31 $ 969,559 $ 505,722

$ 146,788 $ 125,018

( )

105 12 31 104 12 31 $ 1,262,174 $ 1,149,988

- 80 -

- 81 -

( )

105 104

$ - $ 26,207

( )

105 104 $ 1,389,164 $ 2,321,858

- 12,819 $ 1,389,164 $ 2,334,677

$ 161,735 $ 142,833 - 1,398 $ 161,735 $ 144,231

( )

105 104

105 104 $ 2,023,971 $ 1,883,013

3,992 10,926 $ 2,027,963 $ 1,893,939

- 81 -

- 82 -

105 104 12 31

185,698

177,229

106 1

155 6

105 104 $ 1,135,735 $ 995,983

105 12 31 104 12 31 1 $ 1,321,546 $ 1,099,017

1 5 3,677,432 3,635,180 5 6,623,957 6,921,891

$ 11,622,935 $ 11,656,088

( )

76 1 1 5

5 105 12 31

- 82 -

- 83 -

( ) 88 3 30

SSMC 32%

95 9 NXP 95 11 15

SSMC

NXP SSMC 39% 61%

NXP SSMC

SSMC

SSMC

SSMC 105 12 31

( ) Keranos 99 6

TSMC North America

99 11

TSMC North America

Keranos

103 2

TSMC North America Keranos

Keranos

104 8

106 1 Keranos TSMC North America

with prejudice

TSMC North America without

prejudice

( ) Ziptronix 99 12

TSMC North America

103 9 TSMC North

America Summary Judgment Ziptronix

104 8 Tessera Technologies, Inc.

- 83 -

- 84 -

Ziptronix 106 2 Ziptronix

TSMC North America with

prejudice

( ) 101 8 ASML

TSMC Global ASML

837,816 5%

2 101 10 31

104 5 1 104 10 8

102 106

276,000 ASML 105

12 31

228,603

( ) DSS Technology Management, Inc. DSS 103 3

TSMC North America

TSMC Development

TSMC Development 104 5

TSMC North America

DSS

104 11 Patent

Trial and Appeal Board PTAB

Inter Partes Review DSS

DSS 105 1

PTAB 105 3

105 4

PTAB

( ) 105 104 12 31

122,356 144,738

- 84 -

- 85 -

105 2 6

105

2,492,138

105 12 31

$ 5,042,715 32.199 $ 162,370,381 19,556 34.30 670,767 37,024,347 0.2775 10,274,256 257,056 4.15 1,066,780

4,000,930 32.199 128,825,952 183,922 34.30 6,308,513 61,062,114 0.2775 16,944,737

104 12 31

$ 3,089,634 32.895 $ 101,633,497 251,824 6.494 8,283,759 43,933 36.00 1,581,571 9,717,089 0.2733 2,655,680 166,727 4.24 706,924

2,952,404 32.895 97,119,331 44,174 36.00 1,590,264 26,416,113 0.2733 7,219,524

- 85 -

- 86 -

105 104

1,161,322 2,481,446

( )

( )

105

$ 947,938,344 $ - $ 947,938,344 377,957,778 - 377,957,778

3,495,600 - 3,495,600 51,621,144 - 51,621,144

104

$ 842,690,157 $ 807,211 $ 843,497,368 320,833,219 ( 785,444 ) 320,047,775

4,517,699 ( 385,571 ) 4,132,128 43,874,515 ( 1,771 ) 43,872,744

- 86 -

- 87 -

( )

105 104 105 12 31 104 12 31

$ 127,062,984 $ 90,169,543 $ 991,567,870 $ 844,173,826 610,371,107 566,600,178 8,245,054 8,892,851 146,907,470 123,705,876 14,071,364 15,889,993

58,042,311 57,064,965 8,677 8,278 5,554,472 5,956,806 - -

$ 947,938,344 $ 843,497,368 $ 1,013,892,965 $ 868,964,948

( )

105 104 $ 909,179,151 $ 802,937,969 38,759,193 40,559,399

$ 947,938,344 $ 843,497,368

( )

105 104

$ 157,185,418 17 $ 134,117,206 16 107,463,238 11 134,158,421 16

( ) ( )

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