1 - meeting 08 July – 12 July 2013 Ghent (Belgium) Host: Ghent University – iMinds.
GHENT UNIVERSITY FACULTY OF VETERINARY MEDICINE AZ …
Transcript of GHENT UNIVERSITY FACULTY OF VETERINARY MEDICINE AZ …
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GHENT UNIVERSITY
FACULTY OF VETERINARY MEDICINE
AZ Sint-Lucas
Academic year 2014- 2015
“Comparison of antimicrobial resistance profiles of commensal Escherichia coli obtained from
different animal, human and environmental niches.”
by
Karel Jacobs
Promoters:
Prof. Dr. J. Dewulf Research Report as part of
Dr. F. Boyen the Master’s Dissertation
Dr. A. Van den Abeele
© 2015 Karel Jacobs
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GHENT UNIVERSITY
FACULTY OF VETERINARY MEDICINE
AZ Sint-Lucas
Academic year 2014- 2015
“Comparison of antimicrobial resistance profiles of commensal Escherichia coli obtained from
different animal, human and environmental niches.”
by
Karel Jacobs
Promoters:
Prof. Dr. J. Dewulf Research Report as part of
Dr. F. Boyen the Master’s Dissertation
Dr. A. Van den Abeele
© 2015 Karel Jacobs
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Universiteit Gent, its employees and/or students, give no warranty that the information provided in this
thesis is accurate or exhaustive, nor that the content of this thesis will not constitute or result in any
infringement of third-party rights. Universiteit Gent, its employees and/or students do not accept any
liability or responsibility for any use which may be made of the content or information given in the thesis,
nor for any reliance which may be placed on any advice or information provided in this thesis..
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1. Preface
This thesis would not have been possible without the participation of so many people at so
many different levels. First of all l thank the people who are not daily engaged in research
activities but that were willing to cooperate. Thanks to the farmers and dog owners, to supply
with the samples from their livestock or beloved pet. Thanks to the small animal veterinarians
who deliberately committed themselves to convince dog owners and particularly, thanks to the
new residents, nursery and executive staff of the nursing home ‘Veilige Have’. Without the
support of all these volunteers, I would have been nowhere.
Secondly I have to thank the staff of the two laboratories where the microbiological
examinations took place. Thanks to all the people of the bacteriology and mycology lab of my
faculty with special thanks to Dr. Filip Boyen, for all the brainstorming, the assistance during
my assays and the guidance in my research. Also, many thanks to all the people of the clinical
lab of AZ Sint-Lucas, for the time and dedication they put in the laboratory work, next to their
daily assignments. Special thanks to Dr. Annemie Van den Abeele. For her willingness to work
together with my faculty for my master’s dissertation and for her flexibility. Her punctuality and
dedication motivated me to set high standards for this thesis.
Many thanks to professor Dewulf, my promoter. He gave me the opportunity to develop a brand
new consortium for my research making adjustments where needed. He also gave me the
opportunity to participate at my first conference - he himself organized - which was one of the
highlights in my last year as a vet student. Next to the academic support, the student
association VDK also could count on his assistance he fully provided for our plans to build a
new student facility building at our faculty, and on the support and sympathy in general. In the
name of all members of the student association, thank you very much.
Finally, I would like to thank my friends and family. Thanks to my dear friend Boudewijn Catry,
for the academic support over the past years, but much more important, to be the decisive
factor in the best decision I ever took in my life, namely to start with Vet School. Many thanks
to my oldest friends from Leuven and my friends here in Ghent, for the many incredible
moments over the past 6 years. While mentioning this groups of friends, I cannot forget to
thank my student association VDK as well as my youth movement KLJ Nieuwrode. For all the
friendship, for all the opportunities and for all the things I learned. I will conclude with the most
important acknowledgement, in particular that of my parents. Their everlasting believe in me
and support in whatever I want to undertake: thanks, not only for the last 6 years, but for my
whole life.
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2. Table of Contents
1. Preface
2. Table of Contents
3. Resume & Keywords ........................................................................................................................ 1
4. Introduction ..................................................................................................................................... 2
4.1 Antimicrobial resistance .......................................................................................................... 2
4.1.1 Transmission of antimicrobial resistance between animals and humans....................... 2
4.1.2 Transmission between human and animal due to (in)direct pathways .......................... 5
4.2 Research Question ................................................................................................................ 14
4.3 Objective of the research ...................................................................................................... 14
5. Materials and Methods ................................................................................................................. 15
5.1 Study design .......................................................................................................................... 15
5.1.1 Human ........................................................................................................................... 15
5.1.2 Environmental ............................................................................................................... 15
5.1.3 Animal ............................................................................................................................ 15
5.2 Study period .......................................................................................................................... 15
5.3 Subjects/Samples .................................................................................................................. 16
5.3.1 Human Samples ............................................................................................................. 16
5.3.2 Animal Samples ............................................................................................................. 16
5.4 Sampling ................................................................................................................................ 16
5.4.1 Human Samples ............................................................................................................. 16
5.4.2 Environment Samples .................................................................................................... 17
5.4.3 Animal Samples ............................................................................................................. 17
5.5 Preservation and transport of the samples ........................................................................... 19
5.6 Microbiology .......................................................................................................................... 19
5.6.1 Isolation & Purification .................................................................................................. 19
5.6.2 Identification ................................................................................................................. 19
5.6.3 Antimicrobial Susceptibility testing ............................................................................... 19
5.7 Data management and statistics ........................................................................................... 22
5.7.1 Ethical issues .................................................................................................................. 22
5.7.2 Interviews ...................................................................................................................... 22
5.7.3 Statistical methods ........................................................................................................ 22
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6. Results ........................................................................................................................................... 25
6.1 Sampling and isolation ................................................................................................................ 25
6.2 Antimicrobial susceptibility ......................................................................................................... 27
6.1.1 The ARI Index on the level of Antimicrobial Classes ..................................................... 30
6.1.4 MDR (multi-drug resistance) ................................................................................................ 31
6.1.1 Antimicrobial resistance profiles ................................................................................... 33
6.1.2 Specific phenotypical patterns ...................................................................................... 33
6.2 Interviews .............................................................................................................................. 33
7. Discussion ...................................................................................................................................... 34
7.1 The strength of this study...................................................................................................... 34
7.2 The materials and methods applied ...................................................................................... 34
7.2.1 Advantages .................................................................................................................... 34
7.2.2 Limitations ..................................................................................................................... 35
7.3 Antimicrobial resistance ........................................................................................................ 35
7.4 Conclusion ............................................................................................................................. 37
8. References ..................................................................................................................................... 38
9. Annexes ......................................................................................................................................... 47
9.1 Annex 1: Instruction letter and form for broiler famers. ...................................................... 47
9.2 Annex 2: Form citizens of nursing home ............................................................................... 48
9.3 Annex 3: Dutch summary ...................................................................................................... 49
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3. Resume & Keywords
Since the first use of antimicrobial agents for the treatment of bacterial infections, the problem of
acquired resistance has been notified. In both veterinary and human medicine, the prevalence of
resistant strains rises year after year. This could be a public health risk, especially when there is
transmission of antimicrobial resistance from one species to another and in particular to human. The
process of interspecies transmission and the factors involved are poorly understood, in particular the
epidemiological link between environment, food producing animals and elderly that often suffer from
healthcare-associated infections. This research focused on investigating the resistance levels in
different ecological niches as livestock, surface water, nursing home residents and pets. Samples were
taken from mixed livestock manure, nursing home individuals and dog feces, and surface water in one
well demarcated area (Aalter, Belgium) and specified time period (2014-2015). E. coli were isolated and
purified with standard techniques and identified by MALDI-TOF. By using a combination of disk diffusion
and phoenix MIC-determination, resistant profiles were created. Results clearly showed that high levels
of resistance against critically classified antimicrobial classes such as aminoglycosides, tetracyclines,
fluoroquinolones, and 3rd and 4th generation cephalosporin, were seen in the broiler, human and pork
population. Further substantial similarities in resistant levels, multidrug resistance and the antimicrobial
resistant index between the poultry, swine and nursing home residents strongly suggested an
association between these ecological niches with consequence for public health. The findings in
respectively pig and broiler population of tigecycline and fosfomycine resistance, two so called last resort
antimicrobial classes that are not registered for veterinary use, was unexpected and furthermore
worrisome. Resistance to polymyxins (colistin) and carbapenems was not detected. Further research
that examines the transmission between these ecological niches should be encouraged. Additionally,
molecular investigations to identify the resistance determinants and mode of transmission that explain
especially the resistance against tigecycline and fosfomycine, is required.
Keywords: antimicrobial transmission - resistance profiles – ecological niche – indicator bacteria –
Escherichia coli
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4. Introduction
4.1 Antimicrobial resistance
Since the introduction of antimicrobial agents in medicine, the problem of antimicrobial resistance has
been acknowledged. Soon after the introduction of penicillin as an antimicrobial drug, researchers first
described resistance against penicillin for the target pathogens. For many antimicrobial agents that
came next on the market, the same problem occurred (Alanis et al., 2005). Because of a rise in invasive
medical procedures, the increase in immune compromised individuals, the excessive use as a result of
the population boom and an improved access to healthcare worldwide, the selection pressure by
antimicrobials and therewith the spread of resistance increased over the last decades. A recent
systematic review and meta-analysis, including 243 studies on the use of antimicrobials in human health,
concluded that there is a clear association between antimicrobial consumption and the subsequent
development of bacterial resistance (Bell et al, 2014). A recent study -combining published information
of 7 EU countries on animal husbandry- linked resistant bacteria from animal sources directly to
veterinary antimicrobial use. (Chantziaras et al., 2014).
The consequences of antimicrobial resistance (AR) are serious. The article ‘The bacterial challenge:
time to react’, describes a study executed by the European Centre for Disease Prevention and Control
ECDC and the European Medicines Agency (EMA), where the annual death toll caused by AR was
estimated to be 25100 persons for the European Union alone (Norrby et al., 2009). AR is causing
problems (= the burden) through 3 different mechanisms in both veterinary and human medicine:
infections caused by AR bacteria cause a longer duration of illness and higher rates of mortality.
Secondly, treatment costs of resistant infections are rising and at thirdly, procedures relying on effective
antimicrobial agents to prevent infections, cannot be carried out without creating an increased risk for
infection. (Laxminarayan et al., 2014) (Levin et al., 2014).
4.1.1 Transmission of antimicrobial resistance between animals and humans
In both veterinary and human medicine practices, the same conditions lead to the selection and spread
of resistant bacteria. Antimicrobial agents are heavily prescribed, mostly based on the risk of infection,
rather than on the documented presence of the infection itself and the natural microflora in both humans
and animals are exposed to many antimicrobials from different classes (Silbergeld et al., 2008). In animal
and human populations resistant bacteria are by consequence present and result in antibiotic resistance
transfer. Two major resistance pathways support this process: transmission of entire bacteria harboring
the resistance genes, and the specific transmission of the concerned resistance genes. This process
exists between bacteria from different origin and ecosystems and is here reviewed.
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Transmission of bacteria from animals to humans and vice versa
The bacterial residents of the gut of human and other vertebrates are similar. The composition of
bacterial flora differs mainly because of food habits, habitat, age, physical condition or disease status,
rather than animal species (Ley et al, 2008). Besides similar habitants of the intestines, bacteria
colonizing body surfaces or cavities of human and animals, also correspond between vertebrate
species. Therefore many bacteria can thrive on or in different animal species and/or on humans.
Interspecies transfer of bacteria can happen, and depending on the hazardous nature, they are referred
to differently. When a bacterial population is thriving without causing harm to the host, they are called
commensals. When the opposite is true and the bacteria produces disease, the population is called
pathogenic. The phrase facultative pathogen is used when disease is produced under certain conditions
or under changing circumstances. When a bacterial species is living as a commensal or pathogen in an
animal species and is pathogenic when transmitted to human, it is classified as a zoonotic agent.
Bacteria are often not host-specific i.e. they can colonize different species. When interspecies
transmission of bacteria occurs, the resistant genes they carry can also become disseminated. These
genes can subsequently cause harm if they are being transferred to other pathogenic bacteria or when
the resistant germs cause disease that is more difficult to treat.
Transmission of genes
Genes, including specific resistant genes, can be transferred from one bacterium to another. This
process, described as horizontal gene transfer (HGT), can lead to acquired resistance against
antimicrobial agents in a very fast way. Vertical transfer, the passing on of genetic material from one
generation to the next, occurs in general more slowly (Gogarten et al., 2005) since it relies on the
multiplication of the organism. Horizontal transfer sometimes exceeds phylogenetic borders, even
unrelated bacteria can exchange genes with each other if certain conditions are met. In practice, genes
from animal bacteria can be exchanged to germs living in the environment which causes the
development of a reservoir of resistant genes. Also, bacteria coming from animals can transfer their
genes to human bacteria and vice versa, for instance when commensals or pathogens are taken up by
humans or animals consuming contaminated food/water, they come in contact with indigenous flora and
possible exchange of genes can occur.
Basically, there are 3 major mechanisms for genetic transfer between bacteria.
First, genetic material can be transferred through mobile genetic elements (e.g. plasmids, transposons,
mobile genetic elements) from one bacterium to the other by direct contact. This process is called
‘conjugation’. These mobile genetic elements contain DNA that is given from a donor to an acceptor
strain if compatibility conditions are met, irrespective of a phylogenetic relation. On those mobile genetic
elements, besides other genes, resistant genes against one group or different groups of antimicrobial
agents can be present what leads to respectively mono-resistant or multi-resistant strains.
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Figure 1: Horizontal gene transfer between bacteria by conjugation (Source: Furuya et al., 2006)
A second mechanism of DNA exchange is transduction by bacteriophages. Bacteriophages are viruses
who infect bacteria. They attach to the surface and subsequently inject their DNA to the inside. A first
type of phages will inject their DNA and this will be translated directly to mRNA that leads to viral proteins
and other building materials for the development of new phages. Those so called lytic phages will cause
a burst of their host bacterium and new bacteriophages are spread in the surrounding environment. A
possibility is that DNA from the host cell is encapsulated in newly formed phages. When those phages
infect other bacteria, homologous recombination of that part of the DNA in to the chromosome of the
new bacterium may occur what causes transfer from genetic material from one bacteria to another.
Another type, lysogenic phages, will integrate their DNA into the DNA of the host. When that host
multiplies, the genetic material of the phage will multiply as well. In certain stress situations, the viral
DNA will free itself and new bacteriophages will be formed which on their turn will cause the burst of the
host cell. In this process, parts of bacterial DNA, neighboring the viral DNA can be incorporated into the
newly formed phages together with the viral DNA. In contrary with lytic phages, in this case, specific
DNA can be exchanged in contrary with any random peace of DNA. Transduction, caused by the
lysogenic phages is called ‘specific transduction’.
Figure 2: Horizontal gene transfer between bacteria by transduction. (Source: Furuya et al., 2006)
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Bacterial transformation is the third and last mechanism. This process is based on the intrinsic capacity
of some bacteria to collect DNA out of their environment and incorporate it in their own chromosomal
DNA by using homologue recombination. Those bacteria are called ‘competent’ and this process is
mainly described when strains are at the end of their exponential growing phase. Typically, this transfer
of DNA is only seen with linear DNA fragments and not with plasmids. The importance of this last
mechanism to transfer antimicrobial agent resistant genes is believed to be secondary to the first two
(Drlica et Perlin, 2011).
Figure 3: Horizontal gene transfer between bacteria by transformation. (Source: Furuya et al., 2006)
Intracellular transposons are entities able to exchange genetic material within one bacterial genome.
The transmission can occur from chromosomes to plasmids and the other way around, or between
chromosomes or plasmids reciprocally. The frequency of intracellular exchange can be influenced by
specific DNA regions called transposons. Neighboring DNA to those transposons are changing much
more often from one place to another, these genes are called ‘jumping genes’.
Transposons sometimes also include integrons. Those are regions inducing the placement of different
genes closely to each other (gene cassettes) and make sure that those genes are read correctly to
translate into RNA. Those integrons can often be carrier of different resistant genes, making the bacteria
multi resistant. Together with the first 3 mentioned intercellular mechanism, transposons and integrons
contribute also to the HGT. (Levy et al, 2004) (Mazel, 2006)
4.1.2 Transmission between human and animal due to (in)direct pathways
Transmission from animals to humans and vice versa can occur via two major pathways. Transmission
due to direct pathways is the result of direct contact between the animal and the human. Bacteria can
stick on the skin when people touch the animals, or when droplets of fluid are being released after
sneezing or coughing. When the skin surface is not intact, bacteria can enter through the skin or mucosa
into the body. Also, by swallowing or inhalation, scratch or bite wounds, germs can enter the body.
Transmission via the indirect pathways takes place through contact of humans to food from animal
origin, biological or inorganic vectors, through environment, through water, etc. (Colville et Berryhill,
2007).
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Figure 4: Outline drawing of transmission routes (source: own design)
Direct Pathways
Transmission through direct contact between animal and human is well documented with farmers who
live in close contact with their animals (Van den Bogaard et al., 2001), (Fey et al., 2000), (Voss et al.,
2005), (Wulf et al, 2008). Direct contact can lead to transfer of commensals or zoonoses from colonized
or infected animals. Also, other professions in animal husbandry such as veterinarians can be at risk for
transmission (Wulf et al., 2006). Research is mostly based on the difference in prevalence of resistant
strains between people handling animals and the general population.
Direct spread of Methicillin-Resistant Staphylococcus aureus (MRSA) between animal and human is
demonstrated worldwide. In a reflection paper of 2010, Catry et al. described the different characteristics
of MRSA transfer according to species. In livestock, a specific MRSA strain, CC398 (also known as
Livestock Associated-MRSA or ST398) is far more present than any other strain. This LA-MRSA is often
present in (pig) farmers and veterinarians worldwide. Two Dutch studies showed higher prevalence rates
of MRSA in both veterinarians (4,6%) and pig farmers (26%) compared to general population (Wulf et
al., 2006) (Voss et al., 2005). A surveillance study of professionals (farmers, veterinarians) handling pigs
in Denmark showed a higher prevalence rate as well (12, 5%) (Wulf et al, 2008).
For Gram-negative strains, research that investigated fecal samples from broilers, turkeys and their
farmers strongly support intense transmission of resistant E. coli bacteria and the transmission of
plasmids from the animals to their farmers. This research led to the discovery of E. coli carrying the
same resistance patterns for commonly used antimicrobial agents in turkeys and their farmers (Van den
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Bogaard et al., 2001. After genotyping with pulsed-field gel electrophoresis, two isolates from the
farmers were completely identical to the fecal strains from turkeys). A smaller study on the origin of a
ceftriaxone-resistant Salmonella enterica serotype Typhimurium that infected a 12 year old boy with
fever, abdominal pain and diarrhea was conducted using genotyping as well. The investigators showed
clear evidence that the strain was originating from ill cattle of a farm where the father of the patient was
farmer (Fey et al., 2000).
Direct transmission from pet to human and vice versa gained interest the last 2 decennia. Also pets can
act as a source of antimicrobial agent resistant strains (Guardabassi et al., 2004). A recent study
conducted in Japan showed that dog owners and their dogs can share the same identical E. coli strains.
Compared with a control population, the characteristics of E. coli isolates between dogs and the owners
where much more alike (Harada et al., 2012).
Ampicilline resistant Enterococcus faecium (AREF), a strain causing hospital associated infections
worldwide, is present in many animal species. A large cross-sectional and longitudinal study showed
high prevalence in resp. the UK (23%) and Denmark (76%). Molecular studies showed that a large part
of those isolates (76%) belonged to the same clonal complex (CC) that causes the worldwide pandemic,
CC17. One of the dog owners appeared to be carrier of the identical CC17, with indicates that dogs are
a possible reservoir and may play a role in the dissemination of the pathogen. Further research towards
the origin of the AREF strains, conducted by de Regt et al., 2012 and Tremblay et al., 2013 could not
figure out if the CC17 strains were first transferred from dogs to humans or the other way around.
Staphylococcus species can also be exchanged between pets and their owners or veterinarians. After
the statement that a gap in surveillance of Staphylococcus on small animals compared to food producing
animals existed (Guardabassi et al., 2004), further research has been executed and published. Isolates
of dogs and other pets were compared with isolates retrieved from hospital settings by molecular
techniques. The molecular typing of a significant number of methicillin resistant staphylococci isolates
from dogs by Malik et al., 2006, showed high similarities with strains causing healthcare-associated
infections. A much larger study, conducted in Germany by Strommenger et al., published in that same
year, stated as well that MRSA could been transferred between human and pets. Pet isolates showed
high similarity with the ST22 MRSA isolates that are widely spread in German hospitals after multilocus
sequence typing (MLST). Next, microbiological assays on strains isolated from pets and their veterinary
caregivers suggested same conclusions. Veterinary staff of a small animal hospital in the UK were
carriers of the same EMRSA-15 type that was found in the hospitalized dogs (Loeffler et al., 2005). An
Irish study showed similar strains between pet patients and small animal veterinarians witch were also
indistinguishable from the most common occurring type in the human inpatient (hospital) population
(O’Mahony et al., 2005).
Different case reports document the origin of the strains. In 2003 in the US, the case of a man with
diabetes that was victim of recurrent MRSA infections due to the nasal carriage of the bacterium of his
dog was described (Manian et al). Another report described a 31-year-old female nurse who became
MRSA carrier after a hospital outbreak in the Netherlands, and relapsed a month after the initial
treatment. The strain that colonized the nurse was also found on the body of her 1-year-old daughter
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and the family dog. A second attempt to eliminate the MRSA was in both cases successfully undertaken
by treating both humans and colonized dogs simultaneously. These events support the fact that pets
are at risk to become a carrier for MRSA when living in close contact with humans (Van Duijkeren et al.,
2004) and that MRSA can be transferred from human to animal, and vice versa.
It remains unclear if the transmission of MRSA happens by direct contact between human and pet or by
contact with the contaminated household environment, bringing us on the limit between direct and
indirect pathways. As concluded in a large study of Davis et al., 2012, strategies to prevent recurrent
infections should focus on both the treatment of the MRSA colonization of pets and the decontamination
of the household’s environments.
Indirect Pathways
Food-born transmission
Worldwide, the global meat production and consumption has been rising year after year because of the
increase in global population. (WHO, 2014). Next to the consumption of contaminated water, consuming
raw meat is estimated to be responsible for 320 000 clinical cases of zoonoses in the European Union
(EFSA, 2011). Because of their clinical importance, transmission of resistant zoonoses is also well
described. For example, Gupta et al., 2004, found fluoroquinolone-resistent Campylobacter strains on
different broilers in supermarkets all over the United States. Other research was conducted after the
outbreak of resistant clinical zoonoses; Holmberg et al., 1984, concluded that 18 persons were infected
by multidrug resistant Salmonella Newport due to eating burgers of beef. A year later, in 1985, a
Salmonella outbreak, this time Salmonella enteritidis, could be linked to the consumption of raw milk
establishing the presence of the same specific R plasmid (Tacket et al., 1985).
In Denmark, Salmonella enterica serotype Typhimurium DT104 was the cause of a clinical outbreak.
This strain was transferred from pork meat to humans and was resistant to ampicillin, chloramphenicol,
streptomycin, sulfonamides, tetracycline and fluoroquinolones (Mølbak et al., 1999). A large Belgian
study showed a high prevalence of that same S. Typhimurium DT104 on pork meat (7,4%) and in human
fecal isolates (13,2%). Upon today, this strain remains important for the community (Van Boxstael et al.,
2012). A more recent study, conducted by Nordstrom et al., 2013, linked urinary tract infections
outbreaks with a foodborne origin.
Both resistant Salmonella and E. coli have also been found on egg shells. The authors of the paper
stress the fact that the handling of eggs should be considered as a possible way of transferring resistant
genes and bacteria (Musgrove et al., 2006). Another research on E. coli, conducted in the US, showed
the presence of resistant strains on retail meat. The resistance pattern depended on the animal origin
of the species (Zhao et al., 2012). A risk assessment study, published that same year, tried to estimate
the risk of transfer of third generation cephalosporin resistant E. coli when eating a meal containing
chicken. In Belgium, 60 % of the broiler population carries this strain. The study concluded that there is
indeed a risk of exposure and that this risk mainly depends on the amount of cross contamination and
of the source of the meat but there is still too little known about the quantity of transfer of the resistant
genes from the E. coli of poultry origin to the indigenous human microbiota.
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Already in the late sixties, Smith et al., proved that E. coli, originating from animals, transferred their
resistant genes to resident E. coli in the human alimentary tract when there was a significant uptake of
colony forming units (Smith et al., 1969).
The environment
Figure 5: Outline drawing of indirect transfer via the environment. (source: own design)
Agriculture as a source of antibiotic resistant genes (ARG) Other than foodborne transmission, transmission through other indirect pathways, more precisely via
the environment, is much less understood and described. An early experimental landmark study
showed, after the application of antimicrobial agent-supplemented animal feed to chickens, the spread
of resistant plasmids between chickens and from chickens to humans who came in contact with the
chickens. This became clear when different types of E. coli became carrier of the same R plasmid and
substantiated the theoretical dissemination of resistant genes in the environment (Levy et al., 1976).
In literature, some events have been published that indicate indirect transfer of genetic material and
resistant bacteria between animal, environment and the community. First, when manure is spread over
agricultural lands, strains like Salmonella or Campylobacter and many other gut bacteria can survive for
weeks, even months in the soil, depending on the strain and environmental circumstances. Genes
leading to resistance are being disseminated and transferred to other soil bacteria and remain
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indefinitely present (Chee et al., 2008). Composting of manure before using it as a fertilizer for
agricultural land over a period of 5 weeks might be a way to reduce the total amount of colony forming
units (CFU’s) but resistant genes, e.g. for tetracycline (tet) or erythromycin (erm), will still be detectable
after the process (Sharma et al., 2009). A more recent study compared the processing techniques of
composting and lagoon treatment as a solution to kill resistant bacteria in swine manure. The composting
technique showed a much higher efficiency (decrease by 4 to 7 logs versus 1 to 2 logs) than the lagoon
treatment. Same as in the research done by Sharma et al., resistant bacteria and genes could not be
eradicated completely (Wang et al., 2012).
Secondly, the leaking of waste storage pits and the land-application of the manure could also lead to
contamination of surface and groundwater sources nearby. Sapkota et al. 2007, took water samples in
the surroundings of a swine feeding operation. Enterococcus spp., E. coli and other fecal coliforms could
be isolated and significant higher levels of erythromycin, tetracycline and clindamycin resistance were
present compare to the isolates from the samples taken upstream.
Purifying the waste water by water treatment plants is not sufficient to eliminate all the resistant bacteria
and genes. A study of Portugal showed that the water treatment of slaughterhouses only could reduce
the E. coli with a factor of 0,5 to 3 log (Da Costa et al., 2008). In the United States, water samples out
of rivers contained bacteria with plasmids carrying resistant genes towards β-lactam antimicrobial
agents as ampicillin, cefotaxime and ceftazidime, suggesting the presence of ESBL strains (Ash et al.,
2002).
The community and hospital settings as a source of antibiotic resistant genes Besides the animal population, antibiotic use in the human population has his effects on the spread of
ARG in the environment as well. When comparing the presence of vancomycin-resistant enterococci
(VRE) in urban sewage -both raw and treated- , surface water and hospital sewage, the researchers
were surprised by the high prevalence of VRE in the sewage of both hospitals and community (Iversen
et al., 2002),. The Enterococcus spp. could not be eliminated by the treatment plant. Concentration fell
from 103 to 104 per ml in raw sewage to 101 to 102 per mL in treated sewage and in surface waters. A
year later, a similar research towards the resistant patterns from E. coli isolates in 3 sewage plants and
the survival ratio of the E. coli bacteria after treatment has been published by Reinthaler et al. (2003).
Different levels of antimicrobial resistance were measured, depending on the source of the sewage.
Sewage, coming from a hospital had the highest levels of antimicrobial resistant. Again, in this case,
treatment of the sewage could only reduce the number of E. coli by 200-fold. Despite the purifying of
sewage water, resistant bacteria from the community and hospital settings are still released in the
environment. Another research even took it further. By not only investigating samples of wastewater and
surface water but also from drinking water derived from the surface water sources, they learned that
some resistant genes could be find in the drinking water network. This suggesting that resistant genes
could be transferred to indigenous drinking water bacteria and reenter people when drinking this water.
The vancomycin-resistent gene vanA and the β-lactam resistant gene ampC were present in the drinking
water samples. Only the mecA gene, encoding for methicillin resistance in staphylococci couldn’t been
retrieved (Schwartz et al., 2003).
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Wild animals as an indicator, a reservoir and a vector for dissemination Wild animals, like birds or mammals, can generally be assumed not to have been treated with
antimicrobial substances. They can be carrier of naturally resistant bacteria, e.g. Streptomyces spp. who
harbor resistant genes as a part of their natural protection mechanism, but when wildlife carries
substantial numbers of resistant bacteria, it is most likely transferred through contact with the
environment. Hence, they are very suitable to get a better idea of the scope of the dissemination of
antibiotic resistance in the environment. Worldwide, different research has been done.
In America, on the Mary land Eastern Shore of the United States, Enterococcus spp. and E. coli were
isolated out of fresh stools of Canadian Geese (Branta canadensis). The susceptibility towards 10
antimicrobial agents were tested and resistant profiles showed highest resistance towards cephalotin,
streptomycin, sulfathiazole and penicillin G, ampicillin, cephalotin, sulfathiazole respectively. No large
differences were noticed between seasons (Middleton et al., 2005).
On Europe’s mainland, in the Czech Republic, similar research on Escherichia coli isolates of black-
headed Gulls was conducted. Antimicrobial susceptibility towards eight antimicrobial agents was tested
by the disk diffusion method. Of the 257 isolates, 29,9% of them were resistant to one or more
antimicrobial agents with resistance towards tetracycline (19.1%) as the most prevalent (Dolejska et al.,
2007).
On the Iberian Peninsula, Portuguese researches found nearly two thirds of isolated E. coli out of fecal
samples of Iberian wolves resistant to one or more antimicrobial agents. Of the 19 tested drugs, again
tetracycline was the dupe, followed by ampicillin and streptomycin (Simões et al., 2012).
Guenther et al., 2010, not only isolated many Escherichia coli out of wild bird stool samples to test on
antimicrobial resistance, but subsequently compared the results with the published resistance patterns
observed for domesticated animals. Out of 187 isolates 4.8% were multi-resistant phenotypes, including
resistances against β-lactams, aminoglycosides, fluoroquinolones, tetracyclines and sulfonamides
which were also described in studies of livestock and companion animals in Germany and by extension
in Europe.
A lot has been published about the presence of the extended-spectrum β-lactamase harboring E. coli
specific in wild animal populations. In Poland, mallards, herring gulls and waterbirds, living on the Baltic
Sea Coast, showed a ratio of resp. 4.6 % (3/65), 11.1 % (3/27) and 5,2 % (3/58) of ESBL-producing E.
coli on the total amount of isolated E. coli (Literak et al., 2010). In Portugal, different studies showed an
even higher prevalence. ESBL-EC could be isolated out 8 of 77 fecal samples (10.4%) of wild boars
(Poeta et al., 2009). In common buzzards, 15.2 % (5/33) of the isolated E. coli were of the ESBL
phenotype, published a year later by Radhouani et al. ESBL-EC was present in 26.9 % (32/119) of fecal
samples of birds of prey from the Serra da Estrela Natural Reserve (Pinto et al., 2010) but the highest
prevalence was seen in the seagull population (32%) (Simões et al., 2010).
The dissemination of antimicrobial resistance into the environment goes further than the areas where
there are human activities or where strains are subject to selection pressure. Study’s showed the
presence of ARG on very remote locations. In the artic, some E. coli isolates from birds stool samples
were resistant to some of the 17 antimicrobial agents tested. Of the 97 isolates, 8 showed resistance of
which 4 were multi-resistant to 4 antimicrobials or more, mostly to ampicillin, sulfamethoxazole,
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trimethoprim, chloramphenicol and tetracycline. The authors did discussed the possibility of
spontaneous mutations or HGT with constitute environmental bacteria to explain the phenomenon but
concluded that most likely, the resistant genes were brought there by the migrating birds, stressing out
the complexity of the dissemination of antimicrobial resistance (Sjölund et al., 2008). A prove can be
seen in the high prevalence of acquired ARG in a very remote rural Bolivian Indian community. It is
known that preceding antibiotic use was very limited and exchange with the outside world was minimal
due to the remote and difficult-to-reach location. Of the 130 individuals, 67% were carriers of E. coli
resistant to one or more antimicrobial agents. Highest rates could be found for tetracycline (64%),
ampicilline (58%), trimethoprim sulfamethoxazole (50%) and chloramphenicol (41%).
Consequences of the antimicrobial resistant genes dissemination in clinical settings
As described above, problems because of the emergence of antimicrobial resistance in veterinary and
public health arise worldwide. When a new strain becomes resistant and causes hospital associated
untreatable infections, many research has been done to identify the source of the strain. Some research
suggests the link of a new hospital-associated bug with the environment and the veterinary sector.
Salmonella, Shigella isolated out of fecal samples from humans with diarrhea and E. coli that was
retrieved from urinary tract infections were carrier of a streptothricin-resistance gene. Because this class
of antimicrobials was only used to treat animals, this research provided strong arguments for
transmission (Witte et al., 2002).
More recently, other resistant genes are suspected as well to be transferred from animals. The discovery
of VRE in the animal population led to molecular analysis of the genes involved. Different researchers
couldn’t exclude the possible transfer of the vanA-gene. (Witte et al., 2000). Also, an experiment showed
the in vivo transfer of that same vanA-gene from an Enterococcus faecium of animal origin to E. faecium,
part of the indigenous microbiota when surpassing through the human intestines. The authors also warn
for possible spread to other E. faecium in the gut, especially with immunocompromised patients (Lester
et al., 2005).
Even more controversial is the discussion around the possible transfer from animals to humans of
Extended-spectrum cephalosporin-resistant Escherichia coli (ESCR-EC) and the newly arising
Carbapenemase-Producing Enterobacteriaceae (CPE) in clinical hospital settings.
A very recently published systematic review combining the results of 34 publications including
epidemiology studies and molecular studies concluded that there is clear evidence that a significant part
of the extra intestinal ESCR-EC infections are originating from animals, most likely poultry (Lazarus et
al., 2015). As referred to above, Extended-Spectrum β-lactamase (ESBL) possessing
Enterobacteriacae in wild animals indicates that these strains are wildly spread in the environment and
could support that theory.
CPE, the latest new chapter of the resistance story, is an emerging problem. Human clinical cases were
first reported in the early ’90 (Klebsiella pneumoniae) and today, mortality rates from invasive CPE
infections can mount up to 40 % (Paterson et al., 2015). Huang and his colleagues detected the
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presence of CPE in one-third of the 24 participating hospitals in a study in Belgium, suggesting that the
CPE’s are established and spread in some hospitals. Although there is not yet any published prove of
transfer from animals and the fact that carbapenems are not used in veterinary medicine, some medical
researchers are looking to the veterinary sector. Recent worrisome research found CPE present in
companion and farm animals, as well as in the environment. In Germany, the presence of a
carbapenemase-encoding gene in S. enterica was found in both poultry and pig farms. As indicated
before carbapenems are not licensed for the treatment of livestock animals, so the authors suggest that
the presence is the result of co-selection (Fischer et al., 2013). CPEs are also found in the environment.
Montezzi et al., 2014, collected water samples of the coast of recreational waters near Rio de Janeiro,
Brazil, that contained CPEs. A case in Germany described the presence of a CPE in an isolate from a
wild bird, a black kite. (Fischer et al., 2013)
Clearly, the common denominator in all the publications on the transmission through indirect pathways,
the process of transmission, the scope of the problem and the risk factors are poorly understood. In
particular the epidemiological link between environment, food producing animals and elderly that often
suffer from healthcare-associated infections with resistant microorganisms (Latour et al., 2012), needs
further investigations
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4.2 Research Question
How is the situation of the resistance levels towards the major classes of antimicrobials in following
ecological niches: livestock, surface water, nursing home residents, and pets?
Are there similarities between the antimicrobial resistance profiles of each ecological niche that indicate
potential routes of transmission between these niches?
Are the ecological niches harboring resistant Escherichia coli displaying resistance mechanisms similar
to those recently observed in hospital settings such as ESBL producing strains or CPE?
4.3 Objective of the research
The aim of this study was to investigate the rates of antimicrobial resistance among Gram-negative
bacteria between different ecological niches by monitoring the resistance in commensal E. coli. The
ecological niches include food-producing animals (dairy cattle, pigs and broilers), pets (dogs), surface
water and humans (residents of nursing homes – long term care facilities, LTCF).
Fecal Escherichia coli was chosen as Gram- indicator bacteria for following reasons. First, they easily
acquire antimicrobial resistance when exposed to antimicrobial agents. Also, they are assumed to be
present in all ecological niches. At last, they are commensals in both human, environmental and animal
reservoirs and could transfer resistance to other, sometimes pathogenic bacteria. Because of this last
reason, Escherichia coli has also a substantial clinical importance in both human and veterinary
medicine (DANMAP 2013).
To the best of our knowledge, investigating simultaneously the concerned different ecological niches in
one well demarcated area and in the same time period has not been done before. This narrow timely
and geographically study design ensures that niches can interact directly with each other. Comparing
the resistant patterns of different niches is therefore more valuable. We selected the town Aalter,
(Province of East Flanders, Belgium) with his diverse rural activities. Wherein this area all livestock
species of interest are held, and a large nursing home ‘Veilige Have’ is present. Also, the isolated E. coli
will undergo susceptibility testing for predominantly used veterinarian and human antimicrobial
compounds. The objective is to determine the antimicrobial resistance, present in the different ecological
niches and to determine resistance profiles. By comparing resistance profiles within and between each
sampled niche, we may find relevant associations that can lead to a further understanding of the
epidemiology (Harwood et al, 2000) and therefore interventions. In addition, by comparing the
antibiograms of E. coli from residents at admission with the antibiograms of E. coli coming from mixed
fecal samples during residency, we try to lean something more about the evolution of resistance of
commensals in nursing homes.
In summary, this observational study has as a main goal to contribute to a better understanding of the
dispersion of antimicrobial agent resistance in and between different ecological niches. This is done by
monitoring different ecological niches in the same geographical region and within the same time frame.
This may help us form a better idea of the potential public and environmental health risks associated
with the dispersion of antimicrobial resistance.
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5. Materials and Methods
5.1 Study design
This research was conducted in 2 geographical regions. Sampling occurred in the commune of Aalter.
The samples were subsequently brought to Ghent, where they were processed.
The rural city of Aalter (8.192 ha) houses farms with the different animals of interest, a large nursing
home and 2 small animal veterinary practices (commune of Aalter, 2015). Aalter is 30 km away from
Ghent, were all the samples are being processed. GIS-coordinates of Aalter: 51.083236 N, 3.447266 E.
5.1.1 Human
In this study, we worked together with the nursing home ‘Veilige Have’ to collect human samples. This
facility is situated in the center of Aalter and hosts approximately 400 residents.
5.1.2 Environmental
By using the satellite imaging (Google Maps) surface water in Aalter was located. Surface water was
regarded as suitable if it was easily accessible for humans, or if there was some sort of human activity
on or around the water. A total of 7 locations were selected for inclusion in the study.
5.1.3 Animal
By satellite imaging (Google Maps), 15 pig farms and 15 dairy cattle farms were located. For the broiler
farms a list from the city Aalter was obtained, containing 7 farms.
To sample dogs, 2 small animal veterinary clinics were involved in the study. The dog owners who
engaged to the research by letting their dog rectally sampled all lived in Aalter.
5.2 Study period
The human samples were collected in the period September 2014 to March 2015. Animal samples were
collected in the period December 2014 to March 2015. All environmental samples (Surface water) were
collected on one day, February 14th, 2015. All septic samples, out of the septic tanks were taken on
March 24th, 2015.
The bacteriological processing in the laboratory was started within 7 days after sampling. Collecting data
ended on April 15th, 2015. Statistical analysis was carried out in the second half of that same month (see
5.7.3.).
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5.3 Subjects/Samples
5.3.1 Human Samples
Individual fecal samples
The management of the nursing home kindly provided the samples that were simultaneously obtained
and processed in the scope of a surveillance study for MRSA in elderly, who were admitted at the nursing
home ‘Veilige Have’, Aalter.
In total, 44 individuals, 100% of the newly arrived people at ‘Veilige Have’, were sampled. Of those
people, 95 % comes was resident in Aalter, 5% was resident in neighboring communes.
Septic samples
Out of the 3 septic tanks of the nursing home ‘Veilige have’ in Aalter, 3 mixed fecal samples were taken.
5.3.2 Animal Samples
Farmers were fully informed about the course of, the purpose and the scientific benefits of the research.
They were kindly asked to participate in the study. The farmers themselves were ensured that their data
would be processed anonymously. They will be informed by (electronic) mail about the results of the
entire research and their specific situation, together with background information. After agreement to
participation, farmers were asked for their contact details and also, of all the animals present on the farm
and of the animals were mixed manure was taken from, identification numbers (tags) were written down.
The animal group included for sampling was always that group with the oldest mean age. The age was
also noted. Questions on other animal species present aside from the sampled livestock were asked to
determine if the resistome of one species on the farm could be detoriated by other animals in direct or
indirect contact.
5.4 Sampling
5.4.1 Human Samples
Individual fecal samples
Nursing home residents at initial admission were subjected to the surveillance study for MRSA. Perianal,
rectal and nasal swabs from each individual were taken by a registered nurse. The samples were
transported to the lab within the next 24 hours and an additional rectal swab was used to culture
Escherichia coli from.
The individuals were asked to participate in the research and by a written informed consent. Nurses
interviewed the elderly about a possible contact with animals.
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Septic Samples
Out of the 3 septic tanks of the nursing home ‘Veilige have’ in Aalter, 3 mixed fecal samples were taken,
similar to the way in which the samples of pigs and cows were taken out of the manure pit (see below).
All samples were taken on March 24, 2015.
5.4.2 Environment Samples
On each sample site, 2 samples of 500 mL were taken. All samples were taken on 26 February ’15
under moderate temperature conditions of 13° C.
5.4.3 Animal Samples
Sampling of the pigs
Two samples were taken from the manure pit at different locations. The farmer was asked to lead to the
manure pit of the piggeries were the oldest pigs of the farm were located. To take the samples, an own
‘manure collecting device’ was designed, analogously to a previous similar research (Casteleyn et al.,
2005). Sterile plastic containers of 100 mL were attached by a clamp at the end of the metal bar. For
every first sample a sterile plastic container was opened and with one fluent movement being dragged
through the manure. After being filled, the container was closed again and detached from the device by
opening the clamp. The same was done for the second sample afterwards. Before attaching the plastic
container, a specific code was given that would be linked with the farm details and the isolates with a
permanent marker. During the process, latex disposable gloves were worn. After the detachment of the
second plastic container, the manure collecting device was cleaned with tap water.
Figure 6: Manure Collecting device: left: clamp, upper right: lengthening piece
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Figure 7 Sterile plastic containers used for the manure samples
Figure 8 Container attached to manure collecting device
Sampling of the dairy cattle
By using the same method as with the porcine samples, the dairy cattle samples were taking of the
manure pit, draining the stables were lactating dairy cows are housed.
Sampling of the broilers
Because of the specific 6 weeks cycles of broiler chickens, unexpected visits as where done with dairy
cattle and porkers were impossible. The broiler farmers were contacted in advance, informed about the
research and asked for their collaboration. If the farmer agreed to cooperate, an appointment was made,
depending on when the next production cycle would start. Three sterile plastic containers of 100 ml, also
numbered with a specific code linked to their file, were dropped off in time, together with a letter with
instructions to the farmer of how to take and conserve the samples and a form with questions about the
quantity of the broiler population (see Annex 1: Instruction letter and form for broiler famers.). The
farmers were asked to take the samples during the 5th week of the cycle, one week before the broilers
were transported to the slaughterhouse. During the 5th week, contact by phone was made to friendly
remind the farmers to take the samples and to make an appointment to pick up the samples.
Dog samples
The 2 small animal practices in Aalter were contacted and asked for their participation. Both accepted
and convinced several dog owners of the usefulness of the research. Samples were taken by the
veterinarian who were asked only to sample dogs, older than 5 years in the period starting in From
December to January, Samples were taken by using dry swabs. From February onwards dry swabs
were chanced into commercial swabs with an agar (Copan, Italy).
Figure 9: Commercial swab with an agar (Copan, Italy)
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5.5 Preservation and transport of the samples
Samples of the dogs and the chickens were collected, resp. by the veterinarians and the broiler farmers
and they were asked to preserve the samples below 7° C (refrigerator). On appointment, the researcher
transported it to the microbiological laboratory of the AZ Sint-Lucas (Gent, Belgium) for bacteriological
investigations, ultimately 5 days later. Samples that were taken by the researcher, those of the other
farm animals, of the surface water and the septic samples, were cooled (< 7°C) and transported to the
laboratory (AZ Sint-Lucas) the same day or the day after.
5.6 Microbiology
5.6.1 Isolation & Purification
Ultimately 2 days after arrival the isolation and purification process of fecal or water samples was
initiated.
From fecal samples bacteria were isolated by plating them on a McConkey agar (Oxoid, Dardilly,
France). McConkey agar plates are selective media for coliform bacilli that grow as pink or red colonies
of 2-3 mm after overnight incubation under aerobic conditions. If present, the colonies were purified with
a sterile loop on a new McConkey agar. Monocultures were submitted to identification. From each
sample preferably one E. coli strain was isolated (Collins et Lyne, 2004).
Water samples were first filtered roughly to separate the debris. Secondly the water was filtered with aid
of the Sentino Microbiology Pump following the standard operating procedures described by Pall Life
Science (Sentino Microbiology Pump, Pall Life Sciences, Ann Arbor, USA)
5.6.2 Identification
To identify the isolated bacteria, the MALDI-TOF (matrix-assisted laser desorption/ionization-time of
flight mass spectrometry) mass spectrometry (MS) technique has been used with the MALDI biotyper
(Brüker, Billerica, United States) by using the standard operation procedures and IVD library, as
described by the manufacturer.
5.6.3 Antimicrobial Susceptibility testing
The goal was to test the most important veterinary and human antimicrobial agent classes with a limited
budget. We chose for the combination of the Automatic Susceptibility testing system ‘Phoenix’ for
determination by broth micro dilution of minimal inhibitory concentrations (MIC) and the additional
susceptibility testing of 6 other antimicrobial agents with the classic disk-diffusion method (Kirby-Bauer,
Figure 6).
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MIC-determination
In microbiology lab of the hospital ‘AZ Sint-Lucas’, all the routine susceptibility testing on clinical E. coli
is done by using the commercial NMIC-93 panel on the BD Phoenix system (BD Diagnostics, Sparks,
MD). This semi-automated method allows subsequently to determine the MIC concentrations for 25
antimicrobial classes by microbroth dilution (see below: Table 1). The MIC for a certain antimicrobial
agent of a bacterium is the lowest concentration of that antimicrobial agent that (visibly) inhibits bacterial
growth. Concentrations tested are twofold dilutions and the result is expressed as mg/L (or µg/mL). It is
regarded as the golden standard for clinical and epidemiological resistance determination. Interpretation
was done according to the EUCAST (European College for Antimicrobial Susceptibility Testing) clinical
breakpoints and assay conditions were done according to the manufactures’ guidelines.
Internal quality control was conducted by incorporating the reference strains E. coli ATCC 25922, E. coli
ATCC 35218, Pseudomonas aeruginosa ATCC 27853 en Klebsiella pneumonia ATCC 700603.
Disk-diffusion
Some classes of antimicrobial agents that are frequently used in animal husbandry are not included in
the Phoenix panel NMIC-93. For an additional panel of antimicrobial agents the Kirby-Bauer disk
diffusion method was applied with NeoSensitabs (Rosco, Taastrup, Denmark) following manufactures’
guidelines (Rosco, 2011). The EUCAST guidelines were followed to inoculate, incubate and to
implement internal quality control organisms. Two quality control strains were incorporated in each disk-
diffusion cycle (E. coli ATCC 25922 and ATCC 35218). Following antimicrobial agents were tested:
(dihydro)streptomycin (10µg); florfenicol (30µg), chloramphenicol (60µg), spectinomycin (200µg),
neomycin (120µg) and tetracycline (30µg). The inhibition zones were read after an incubation of 16 h.
Figure 10: A Mueller-Hinton plate with the 6 tested antimicrobials after incubation with a bacterial strain. Large inhibition zones (measured in mm) indicate susceptibility, whereas small inhibition zones indicate resistance round the antibiotic disks of interest.
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Breakpoints
For the 6 antimicrobial agents tested by using the disk diffusion method, the availability of a EUCAST
epidemiological cut-off value was checked ( www.eucast.org ). These values are preferred because they
exclude the variations of clinical breakpoints. For chloramphenicol 30µg disks only, such a cut-off value
existed. For florfenicol (30µg) and neomycine 120µg, the cut-off values were determined using an
algorithm developed in recent research (Callens et al., 2015), using the normalized resistance
interpretation method as conceptualised by Kronvall et al., 2010. For the remaining antimicrobial agents,
streptomycin (100µg), spectinomycin (200µg) and tetracycline (30µg), the clinical cut-offs as supplied
by the manufacturer of the disks (ROSCO) were used.
The NMIC-93 panel for MIC determination is constructed to test antimicrobial susceptibilities in a clinical
human setting. Therefore, the concentrations tested for each antibiotic is restricted to a narrow range
around the human EUCAST clinical breakpoints. As a consequence, this range was sometimes too
limited to use the EUCAST wild-type cut-offs for interpretation. In these events the human EUCAST
clinical breakpoints were used to categories the isolates as resistant or susceptible.
Table 1: Method and threshold values (cut-off) used per antimicrobial susceptibility testing of fecal E. coli of different origin.
method Applied cut-off Value
amikacin Mic-Determination Human EUCAST Clinical Breakpoint > 8 mg/L
amoxicillin-clavulanic acid Mic-Determination Human EUCAST Clinical Breakpoint > 8 mg/L
ampicillin Mic-Determination Human EUCAST Clinical Breakpoint > 8 mg/L
aztreonam Mic-Determination Human EUCAST Clinical Breakpoint > 1 mg/L
ceftazidime Mic-Determination Human EUCAST Clinical Breakpoint > 1 mg/L
cefepime Mic-Determination Human EUCAST Clinical Breakpoint > 1 mg/L
cefoxitine Mic-Determination Human EUCAST Clinical Breakpoint > 8 mg/L
ceftriaxone Mic-Determination Human EUCAST Clinical Breakpoint > 1 mg/L
cefuroxime Mic-Determination Human EUCAST Clinical Breakpoint > 8 mg/L
chloramphenicol Disk Diffusion Wild Type Cutoff EUCAST < 17 mm
ciprofloxacin Mic-Determination Human EUCAST Clinical Breakpoint > 0.5 mg/L
colistine / polymyxine Mic-Determination Human EUCAST Clinical Breakpoint > 2 mg/L
cotrimoxazole Mic-Determination Human EUCAST Clinical Breakpoint > 2 mg/L
ertapenem Mic-Determination Human EUCAST Clinical Breakpoint > 0.5 mg/L
florphenicol Disk Diffusion Callens et al., 2015 < 18 mm
fosfomycine Mic-Determination Human EUCAST Clinical Breakpoint > 32 mg/L
gentamicine Mic-Determination Human EUCAST Clinical Breakpoint > 2 mg/L
imipenem Mic-Determination Human EUCAST Clinical Breakpoint > 2 mg/L
levofloxacine Mic-Determination Human EUCAST Clinical Breakpoint > 1 mg/L
meropenem Mic-Determination Human EUCAST Clinical Breakpoint > 2 mg/L
neomycine Disk Diffusion Callens et al., 2015 < 24 mm
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norfloxacine Mic-Determination Human EUCAST Clinical Breakpoint > 0.5 mg/L
piperacilline-tazobactam Mic-Determination Human EUCAST Clinical Breakpoint > 8 mg/L
spectinomycin Disk Diffusion Rosco Clinical Cutoff < 20 mm
streptomycin Disk Diffusion Rosco Clinical Cutoff < 14 mm
temocilline Mic-Determination Human EUCAST Clinical Breakpoint > 16 mg/L
tetracycline Disk Diffusion Rosco Clinical Cutoff < 15 mm
ticarcillin Mic-Determination Human EUCAST Clinical Breakpoint > 8 mg/L
ticarcilline-clavulanic acid Mic-Determination Human EUCAST Clinical Breakpoint > 8 mg/L
tigecyclin Mic-Determination Human EUCAST Clinical Breakpoint > 1 mg/L
tobramycin Mic-Determination Human EUCAST Clinical Breakpoint > 2 mg/L
5.7 Data management and statistics
5.7.1 Ethical issues
The study protocol was submitted to and approved by the Commission of Medical Ethics of the hospital
‘AZ Sint-Lucas’, Ghent. The results of the persons participating in the survey were processed by using
a coding system where only the coordinating doctor of the nursing home, Dr. De Crop and Dr. Van den
Abeele of the AZ Sint-Lucas had access to.
As said above, the farmers who engaged themselves to this research, had been assured that the
information of the farms and the results were processed anonymously.
5.7.2 Interviews
The participating elderly were asked to fill in a questionnaire with the help of the nursing staff of ‘Veilige
have’. The individuals were asked about their contact with animals during the last year, due to
professional activities or as owner of pets at home or other reasons. (See: Annex 2: Form citizens of
nursing home)
5.7.3 Statistical methods
Antimicrobial classes To describe and discuss the results of the antimicrobial agent susceptibility testing, we used the
standardized international terminology and method, determined by Magiorakos et al., 2012, a result
of a joint initiative by the European Centre for Disease Prevention and Control (ECDC) and the American
Centers for Disease Control and Prevention (CDC). The main goal of the authors was to determine
guidelines to standardize the way antimicrobial susceptibility testing results should be interpreted and
to create definitions of multidrug-resistance (MDR), extensively drug-resistance (XDR) and pandrug-
resistance (PDR) for bacteria such as S. aureus, Enterococcus spp., Enterobacteriaceae, P. aeruginosa
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and Acinetobacter spp. These bacterial genera/species were chosen because of their epidemiological
significance, the emerging antimicrobial resistance and the importance of these bacteria within the
healthcare system.
By this standardized method, an isolate is defined as non-susceptible to a tested antimicrobial agent
when it is tested resistant or intermediate (when using the Rosco cut-offs or the EUCAST clinical
breakpoints).
Before the paper of Magiorakos et al. (2012) was published, there was no standard approach to
determine types, classes or groups of antimicrobial agents that should be used when defining MDR,
XDR or PDR. The expert group therefore constructed ‘antimicrobial categories’ for each strain, also for
Enterobacteriaceae. This was done by first pooling the information of the ‘suggested agents‘ with FDA
(US Food & Drug Agency) clinical indications and the EUCAST’s Expert rules. Below, the table with
antimicrobial categories and agents to define MDR, XDR and PDR is given. In the fourth column, specific
species that are naturally resistant to the antimicrobials are listed. For describing the resistance
parameters, the corresponding antimicrobial agents or category should not be included. In case of
Escherichia coli, no exclusions are necessary.
Table 2: Enterobacteriaceae; antimicrobial categories and agents used to define MDR, XDR and PDR. (Magiorakos et al., 2012)
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Antimicrobial resistant index (ARI) The antimicrobial resistance index (ARI) is the ratio of the number of antimicrobial agent classes against
which a germ shows resistance to the total amount of tested antimicrobial agent classes. Thereby, it can
vary from 0.00 (0%) (when the strain is susceptible to every tested antimicrobial agent) to 1.00 (100%)
(the strain is resistant to all tested antimicrobial agent classes). It is a straightforward way to describe
multidrug resistance (Manjusha et al., 2005) (Catry et al., 2005) (Vignesh et al., 2012).
The comparison of the ARI between the species was performed by means of one way ANOVA (analysis
of variance) and Sheffé post hoc test (SPSS 22.0).
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6. Results
6.1 Sampling and isolation
Out of all 44 human samples individual rectal samples, E. coli could be isolated.
All the farmers but one agreed to participate in the research. Of the 15 dairy farms and 15 pig farms
selected, 1 was wrongly regarded as a dairy farm and turned out to be a pig farm. Another farm turned
out to be housing both dairy cattle and pigs. In total, 14 populations of dairy cattle and 17 populations
of pigs were sampled. The farmer who did not agreed to participate was 1 of the 7 broiler farmers from
the city Aalter.
Table 3: Isolation rate per type of sample by ecological niche.
Sort samples E. coli isolated
Total samples
Success rate (%)
Human Samples 44 44 (44x1) 100%
Broiler Farm Samples 17 18 (6x3) 94%
Pig Farm Samples 30 34 (17x2) 88%
Dog Samples 11 17 (17x1) 65%
Septic Tank Samples 2 9 (3x3) 22%
Surface Water Samples 3 14 (7x2) 21%
From Table 2 it appears that isolation of E. coli from the septic tank samples was much more difficult
(2/9) than anticipated. This was also the case for the surface water (3/14) samples.
Figure 11: Visualization pig farms + yield isolation (E. coli strains isolated/samples)
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Figure 12: Visualization dairy farms + yield isolation (E. coli strains isolated/ samples)
Figure 13: Visualization broiler farms + yield isolation (E. coli strains/ samples)
Seventeen dog samples were taken. The first 5 were taken with a dry swab. Because of the low yield of
Escherichia coli isolation (1 out of 5), the dry swabs were replaced for the remainder of the study with
swabs with an agar. It was possible to isolate 10 E. coli out of 12 samples by this improved method. The
isolation success increased from 20% to 83%.
Because of the low yield of surface water (21%) and septic tank samples (14%), the results of the
susceptibility testing of these isolates were not included in the statistical analysis.
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6.2 Antimicrobial susceptibility
Each isolate was tested against a wide variety of antimicrobial substances. The proportion of the strains
of the ecological niches, resistant to an antimicrobial agent is listed in the following table.
Table 4: Proportion of resistance for each antimicrobial agent by ecological niche
Human Broiler Pig Dairy Cattle Dog
neomycin 97,7% 76,5% 90,0% 89,5% 90,9%
ampicillin 65,9% 94,1% 76,7% 5,3% 0,0%
ticarcillin 65,9% 94,1% 73,3% 5,3% 0,0%
ticarcillin-clavulanic acid 56,8% 58,8% 60,0% 5,3% 0,0%
tetracycline 45,5% 64,7% 50,0% 5,3% 0,0%
amoxycillin-clavulanic acid 40,9% 41,2% 43,3% 0,0% 0,0%
streptomycin 36,4% 76,5% 63,3% 15,8% 9,1%
norfloxacin 31,8% 52,9% 3,3% 0,0% 0,0%
ciprofloxacin 29,5% 17,6% 0,0% 0,0% 0,0%
co-trimoxazole 29,5% 70,6% 63,3% 0,0% 0,0%
levofloxacin 27,3% 17,6% 0,0% 0,0% 0,0%
chloramphenicol 20,5% 23,5% 36,7% 5,3% 9,1%
florphenicol 9,1% 0,0% 16,7% 5,3% 0,0%
tobramycin 9,1% 5,9% 0,0% 0,0% 0,0%
aztreonam 6,8% 17,6% 6,7% 5,3% 0,0%
ceftazidime 6,8% 11,8% 6,7% 0,0% 0,0%
cefepime 6,8% 17,6% 6,7% 5,3% 0,0%
cefuroxime 6,8% 17,6% 13,3% 10,5% 0,0%
ceftriaxone 6,8% 17,6% 6,7% 5,3% 0,0%
gentamicin 6,8% 5,9% 0,0% 0,0% 0,0%
spectinomycin 4,5% 58,8% 30,0% 5,3% 0,0%
amikacin 2,3% 0,0% 0,0% 0,0% 0,0%
cefoxitin 2,3% 0,0% 6,7% 0,0% 0,0%
colistin/polymyxin 0,0% 0,0% 0,0% 0,0% 0,0%
ertapenem 0,0% 0,0% 0,0% 0,0% 0,0%
fosfomycine 0,0% 5,9% 0,0% 0,0% 0,0%
imipenem 0,0% 0,0% 0,0% 0,0% 0,0%
meropenem 0,0% 0,0% 0,0% 0,0% 0,0%
piperacillin-tazobactam 0,0% 0,0% 0,0% 0,0% 0,0%
temocillin 0,0% 0,0% 0,0% 0,0% 0,0%
tigecycline 0,0% 0,0% 3,3% 0,0% 0,0%
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Based on the antimicrobial classes (see 5.7.3), the 33 tested antimicrobial agents tested were divided.
A bacterial isolate was considered resistant to an antimicrobial class when it is ‘non-susceptible to at
least one agent in a category’. In the table below, resistance prevalence is shown for each ecological
niche.
Table 5: Percentage of resistance in E. coli from different origin against the 16 tested antimicrobial categories, Aalter, Belgium, 2014-2015.
Human Broiler Pig Dairy Cattle Dog
Aminoglycos ides 97,7% 100,0% 93,3% 89,5% 90,9%
Penici l l ins 65,9% 94,1% 76,7% 5,3% 0,0%
Antipseudomonal penici l l ins + Beta-lactamase inhibi tors 56,8% 58,8% 60,0% 5,3% 0,0%
Tetracycl ines 45,5% 64,7% 50,0% 5,3% 0,0%
Penici l l ins + Beta lactamase inhibi tors 40,9% 41,2% 43,3% 0,0% 0,0%
Fluoroquinolones 31,8% 52,9% 3,3% 0,0% 0,0%
Folate pathway inhibi tors 29,5% 70,6% 63,3% 0,0% 0,0%
phenicols 20,5% 23,5% 36,7% 5,3% 9,1%
Non-extended spectrum cephalosporins ; 1st and 2nd gen. cephalosporins 6,8% 17,6% 13,3% 10,5% 0,0%
Extended-spectrum cephalosporins : 3rd and 4th gen. cephalosporins 6,8% 17,6% 6,7% 5,3% 0,0%
Monobactams 6,8% 17,6% 6,7% 5,3% 0,0%
Cephamycins 2,3% 0,0% 6,7% 0,0% 0,0%
carbapenems 0,0% 0,0% 0,0% 0,0% 0,0%
Glycylcycl ines 0,0% 0,0% 3,3% 0,0% 0,0%
Phosphonic acids 0,0% 5,9% 0,0% 0,0% 0,0%
Polymyxins 0,0% 0,0% 0,0% 0,0% 0,0%
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Table 6: Percentage of resistance in E. coli from different origin against the 16 tested antimicrobial categories
There were many similarities between the human, broiler and pig population. In all three ecological
niches high levels of resistance were measured and most resistance was seen towards
aminoglycosides, penicillins (and beta-lactamase inhibitors) and tetracyclines at more or less similar
levels. Resistance towards the cephalosporins, and monobactams was seen in all 3 species at a low
rate and for the cephamycins, carbapenems, glycylcyclines, phosphonic acids and polymyxins,
0,0%
20,0%
40,0%
60,0%
80,0%
100,0%
120,0%
Resistance prevalence
Human Broiler Pig Dairy Cattle Dog
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resistance levels were very low to zero.
Although there are many similarities, some antimicrobial classes have divergent results when comparing
the 3 niches. The prevalence of resistance towards fluoroquinolones is very high in broiler isolates,
medium to high in human isolates and very low in pig isolates. Resistance towards folate pathway
inhibitors (sulphonamides – trimethoprim) was very common in the pig and broiler population, but much
lower in the human population and also, resistance prevalence towards phenicols was twice as high in
pig isolates compared to the human and broiler E. coli. Remarkable is the low but substantial prevalence
of resistance towards glycylcyclines and phosphonic acids in resp. the pig and broiler population.
In contrast with the human, broiler and pork population, the dairy cattle and dog population harbored
much less resistance. For all classes but aminoglycosides, resistance was very low (dairy cattle isolates)
to absent (canine/bovine samples)
6.1.1 The ARI Index on the level of Antimicrobial Classes
Descriptive
The ARI-index on the level of antimicrobial classes is given in the boxplots below (Figure 14: Boxplots
of the antimicrobial resistance index (ARI, The thicker black horizontal line shows the ARI-mean. The 2
lines at both ends of the box show the minimum and maximum values. The box itself is the
representation of the interquartile range (25 % to 75 % of the values).
For each population, the mean, standard deviation and the 95% confidence interval is given in the table below. Table 7: Descriptives of the ARI-Index for E. coli from different origin (%)
Mean Std. Deviation 95% Confidence Interval for Mean Minimum Maximum
Lower Bound Upper Bound
human 25,7% 15,2% 21,1% 30,3% 6,3% 62,5%
dog 6,3% 2,8% 4,4% 8,1% 0,0% 12,5%
dairy 8,2% 7,6% 4,6% 11,9% 0,0% 37,5%
broiler 35,3% 18,9% 25,6% 45,0% 6,3% 68,8%
pig 29,0% 12,7% 24,2% 33,7% 6,3% 56,3%
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Figure 14: Boxplots of the antimicrobial resistance index (ARI, in %) for E. coli retrieved from different ecological niches, Aalter, Belgium 2014-2015.
Analytical
Overall a statistical significant difference between the ARI-index of the different ecological niche was
observed. In the post-hoc tests it was found that there was no significant difference between the human,
broiler and pig population and also, no significant difference could be found between the dairy cattle and
dog isolates. Yet, both the ARI of dairy and that of dogs were significantly different from the three other
species.
6.1.4 MDR (multi-drug resistance)
Descriptive
Many isolated strains show resistance to more than one antimicrobial class. Table 8 below shows the
proportion of the strains resistant to the corresponded number of antimicrobial classes. Isolates are
classified as multidrug resistant when they are resistant to at least 3 or more antibiotic classes by the
standardized method of Magiorakos et al., 2012. The horizontal red line segregates the MDR strains
from the non-MDR strains.
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Table 8: Proportion of E. coli isolates resistant to one or more antimicrobial class.
# antimicrobial classes Human Broiler Pig Dairy cattle dog
0 0% 0% 0% 5% 9%
1 18% 6% 7% 79% 82%
2 16% 12% 7% 11% 9%
3 11% 18% 13% 0% 0%
4 9% 0% 20% 0% 0%
5 11% 18% 30% 0% 0%
6 18% 0% 7% 5% 0%
7 9% 18% 7% 0% 0%
8 2% 12% 3% 0% 0%
9 2% 6% 7% 0% 0%
10 2% 6% 0% 0% 0%
11 0% 6% 0% 0% 0%
12 0% 0% 0% 0% 0%
13 0% 0% 0% 0% 0%
14 0% 0% 0% 0% 0%
15 0% 0% 0% 0% 0%
16 0% 0% 0% 0% 0%
Figure 15: Proportion of E. coli isolates resistant to one or more antimicrobial class (Aalter, Belgium, 2014-2015)
In the table above, it is notable that the dairy cattle clearly harbors mostly strains with only resistance to
zero to two antimicrobial classes. For the human and broiler population, the number varies from 1 to
resp. 10 and 11 classes. The pig isolates form a normal distribution around 5 antimicrobial classes.
Broiler, Pig and Human population harbor resistant to larger numbers of antimicrobial classes, although
in respectively lower proportions. The highest level of multidrug resistance is shown in the broiler
population.
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Human Broiler Pig Dairy cattle dog
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In the table below, the proportion of multidrug resistant strains are given for each ecological niche.
Table 9: Proportion multidrug resistant isolates
# multidrug resistant strains # strains % multidrug resistant strains
Human 29 44 65,9%
Broiler 14 17 82,4%
Pig 22 24 91,7%
Dairy Cattle 1 19 5,3%
Dog 0 11 0,0%
Multidrug resistant isolates are very low and absent in resp. dairy and dog population. The human,
broiler and pig population harbor increasing numbers of multidrug resistant strains.
6.1.1 Antimicrobial resistance profiles
Out of 121 isolates, 24 had a unique profile. The remaining 97 isolates could be classified in 23 groups
that harbored 2 or more isolates with the same resistance profiles. Three big clusters of resistance
profiles could be seen. The first cluster harbored 27 isolates, all resistant to aminoglycosides,
tetracyclines, penicillins and folate pathway inhibitors. All isolates of this cluster were coming from the
pig (11), broiler (9) or human (7) niche. The isolates were a mix from the human (10), Pig (7), Broiler (2)
and Dairy cattle (1) population. The second cluster harbored 20 isolates, all resistant to aminoglycosides
and penicillins but not to tetracyclines. A third and largest cluster could be formed by the isolates only
resistant to aminoglycosides. This cluster was formed by the collection of 1 broiler sample and resp. 2,
8, 9 and 14 pig, human, dog and dairy cattle samples.
6.1.2 Specific phenotypical patterns
In each ecological niche, extended-spectrum cephalosporin resistant E. coli are present. In dairy cattle,
only 5% of the strains have an ESBL-like phenotype. In both pig and human population, the proportion
is 7%. The broiler population rises above all with 18 % ESBL-like phenotypes.
In contrary with ESBL, is absent in all animal niches and in the human population.
6.2 Interviews
Of all 44 individual residents that were sampled, only 17 could be interviewed. Others did not want to
participate, suffered from mental disorientation (dementia) or were deceased at the moment of interview.
The number of participants was too low to be statistically significant.
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7. Discussion
7.1 The strength of this study
As said in the introduction, most studies are limited in investigating the resistance levels and profiles of
only 1 or 2 species. In spite of the unachieved goal to isolate enough statistical relevant Escherichia (E.)
coli from all 6 ecological niches under investigation (broiler, dairy and pig farms, dogs, humans and
surface water), we were able to isolate enough strains of 5 species, including both animal and human
populations. Secondly, this study differs from most other previous studies because all samples were
taken within the same timeframe and in one well demarcated area, the town of Aalter. This ensures that
niches could interacted directly with each other, in line with the rationale that different ecological niches
do not stand alone but are communicating at the microbiological level (Laxminarayan et al., 2013)
(Schroeder et al., 2002).
The combination of testing a significant large amount of isolates from both human and animal population
to a high number of antimicrobials (n=31) used either in veterinary or in human medicine as well as in
both sectors, is also unique. The antimicrobial agents are covering all antimicrobial classes. Often in
surveillance studies, different ecological niches are tested to a limited amount of antimicrobial agents or
one single ecological niche is tested towards many antibiotics, e.g. in the surveillance program
DANMAP, 5 ecological niches (broilers, Danish broiler meat, imported broiler meat, pigs, Danish pork
and imported pork) are tested against 14 antimicrobial agents.
Finally, this is not the only study were both animal and human samples are processed and compared.
Here we included samples from elderly living in a long term care facility, a group that is much more
susceptible to the negative effects of multi-drug resistance (Latour et al., 2012).
7.2 The materials and methods applied
7.2.1 Advantages
The use of E. coli as the indicator for the presence of antimicrobial resistance in Gram-negative bacteria
is internationally adopted. As described in DANMAP (2013), E. coli is the most important commensal of
both animal and human reservoirs and they are ubiquitous. Also, they can acquire resistant genes as a
response to selective pressure and transfer those genes to pathogenic bacteria. The assessment of the
prevalence of antimicrobial resistance gives us a good idea of the selection pressure.
Presumptively identified Escherichia coli-like strains were confirmed by the MALDI-TOF MS technique.
This is a highly reliable, very quick and budget friendly technique that runs almost fully automatically
and is therefore not subject to human errors. Compared to the classic biochemical identification
technique (Quinn et al., 1994) MALDI-TOF has 2 other disadvantages. First, biochemical identification
is much more time consuming and secondly, depending on which biochemical steps are executed, the
identification is never completely accurate.
Antimicrobial susceptibility testing by using the combination of the NMIC-93 panel on the BD Phoenix
system together with the disk diffusion method had also several advantages. The NMIC-93 panel is
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designed to use for routine clinical susceptibility testing. The technique is, like MALDI-TOF, quick and
budget friendly and less receptive to human errors because of its (partly) automated character. It can
test the susceptibilities for many different antibiotics (25) during the same run. Because of its
disadvantage, the antibiotics tested on the NMIC-93 panel are fixed and some important veterinary
antimicrobials (and classes) were not present, the range of antibiotics tested could be enlarged by
including a disk diffusion test. This is also a frequently used technique for the surveillance of
antimicrobial resistance. It is again budget friendly and easily to execute. Also, the antimicrobials tested
with this method can be chosen freely.
The determination of antibiotic resistance for all ecological niches has been done by the use of the same
2 techniques. Differences of resistance frequencies due to the used techniques in this research could
be reduced to zero. Therefore, the comparison of the resistance profiles between different niches was
more reliable.
7.2.2 Limitations
It was not always possible to isolate a sufficient number of E. coli to be representative for all ecological
niches under investigation. Out of the 14 surface water samples, only 3 E. coli could be isolated by the
applied technique. In some samples, other species such as Aeromonas spp., Rachnella spp., Klebsiella
spp. and Erwinia spp. could be isolated but in most samples, no bacteria were found. In further research,
the membrane filtration technique using mTEC Escherichia coli agar described by EPA (2002) could be
used to isolate more bacteria. Another option would be to include other Enterobacteriaceae and their
resistance profiles while taking natural resistance (see Fout! Verwijzingsbron niet gevonden.)
To test the samples on resistance towards 31 antibiotics, both broth microdilution (MIC-determination)
and disk diffusion were used. To interpret the results, many different cut-offs had to be applied because
of the use of different techniques and the lack of available cut-offs for some other antimicrobials. The
Phoenix panel NMIC-93, to determine the minimal inhibitory concentrations, is only designed for
concentrations around the clinical human breakpoints. For the six other antimicrobial agents, only for
one, chloramphenicol, a wild type cut-off was published by EUCAST, 2 cut-offs were determined by
Callens et al., 2015 (florphenicol and neomycine) and for 3 others, the Rosco Clinical cutoffs had to be
used. Preferably, and as described in the standardized terminology we used in this research (defined
by of Magiorakos et al., 2012) cut-offs of breakpoints by the CLSI, EUCAST or the FDA are used.
7.3 Antimicrobial resistance
The most notable in this study is the high similarity seen in resistance ratios between human, broiler and
pig intestinal flora. For almost all 16 tested antimicrobial classes, resistant ratios are more or less the
same. These results suggests that there might be some sort of link between the niches.
Next to the high similarity, the high levels of resistance in all three species is striking. The WHO (2011)
published a list of critically important antimicrobials for human medicine with the intention to inform
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doctors and veterinarians to use critically important antimicrobials (CIA) with prudency. Antimicrobial
classes are listed as critical by 2 criteria. First, when it is sole, or one of limited available therapy to treat
a serious human disease. Secondly, a class is defined critical when it is used to treat human bacterial
infections, caused by organisms transmitted or infections that may acquire resistant genes from non-
human sources.
Resistance towards almost all tested antimicrobial classes listed as critically important is seen in all 3
niches and at a very high rate. These critically important classes include aminoglycosides, tetracyclines,
fluoroquinolones and 3rd and 4th generation cephalosporins.
In the poultry and pig population, the high rate of resistance towards some antimicrobial classes was to
be expected. Tetracycline for example is Belgians 3th most consumed antibacterial class in veterinary
medicine, stated by the BelVet-SAC National consumption report (2013). Same resistance levels of
isolates from livestock towards tetracyclines have been seen worldwide (Klein et al., 2003) (Schroeder
et al., 2002). The most and second most consumed antibiotic classes, β-lactam antibiotics and folate
pathway inhibitors (sulphonam & trimethoprim) are also resulting in high levels of resistance in these
two animal populations.
For other antimicrobial classes, rates were less expected. Despite the low use of aminoglycosides, the
resistance level measured is very high. Very unexpected and worrisome is the high rate of
fluoroqiunolones resistance in the poultry. Also, resistance towards the critically important 3th and 4 th
generation cephalosporins are seen. Fortunately, compared with other findings in other countries
(Fischer et al., 2013), there are no signs of the feared resistance towards the so called ‘last resort’
antimicrobial classes such as carbapenems and polymyxins (colistin) but remarkably, and suggesting
further molecular investigations to identify the resistance determinants and mode of transmission
involved, is the substantial number of tigecycline and fosfomycine resistant strains only found in resp.
the swine and broiler population. Tigecycline and fosfomycine are along with colistin and temocilline
among the last resort drugs frequently required to treat human infections with CPE (Jans et al., 2015).
Both are only authorized for human use. Co-selection, e.g. by other tetracyclines, might be an underlying
reason of this appearance. Previous research showed that resistance towards cephalosporins for
example could be co-transferred when selecting with chloramphenicol, sulfamethoxazole or tetracycline
as well (Rankin, 2002).
In the dairy cattle population, resistance is much less present. Dairy cattle is kept far less intensive then
pigs or broilers, and infection pressure is much lower. Therefore, lesser amounts of antibiotics is applied.
Also dairy farmers are much more cautious in applying antibiotics out of fear of residuals in the milk.
(Feyen et al., 2004). This results of low presence of resistance, are similar to earlier findings of Casteleyn
et al., 2005.
The dog population harbored also much less resistant strains. Only towards aminoglycosides, high rates
were seen. Of all populations sampled, the dog population was the one with the lowest amount of
isolates. Low resistance could be coincidental. A confounding factor could be that the 2 small animal
vets who convinced their clientele to participate were both very aware of the resistance problematic and
described themselves as very prudent appliers of antibiotics. Therefore, results may differ from the
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37
Belgian situation.
When looking to the prevalence of multidrug resistance, antimicrobial resistance profiles and the ARI-
index, it is again possible to see the large difference between the human, broiler and pig population at
one side, and the dog and dairy population at the other. No statistically significant difference has been
found between the human, broiler and pig isolates. Of all three, the pig population harbors the largest
percentage of multidrug resistance isolates but when E. coli are classified as multidrug resistant, the
isolates of broilers are resistant to the largest numbers of antibiotic classes.
7.4 Conclusion
The results of this study showed that antimicrobial resistance was present in all ecological niches, at
high rates in the human, broiler and pig population and at low rates in the dairy cattle and dog population.
The red thread in this research is the similarity between the human, broiler and pig niche. When looking
to the resistance profiles, ARI, MDR and the figures of resistance ratios, it can be assumed that there is
a link between the ecological niches. However a direct causal relationship between the 3 species was
unintended by this epidemiological research. Nevertheless, the findings give a clear incentive to focus
on these 3 species when investigating transmission of antibiotic resistance in future research.
The results confirm the necessity of the surveillance of antimicrobial resistance. The collection of more
bacterial isolates from different sources out of the environment (e.g. soil and wild-life) has to be the goal
of following research, to attempt better the way these ecological niches are linked with each other. Also,
an extension to investigate resistant profiles of Gram-positive indicator bacteria and the genetic typing
of some isolates could be an added value in further research.
The implied link between these 3 ecological niches, all harboring high levels of resistance towards very
important classes, forms a high risk for public health. This research reaffirms overall that antibiotics,
especially those listed as critically or high importance, should be used with the highest prudency and
proves the weight of organizations trying to raise awareness with human and veterinary doctors about
the urgency of the antimicrobial crisis. Although there are no signs of the feared resistance towards the
so called ‘last resort’ antimicrobial classes such as carbapenems and polymyxins (colistin), low but
remarkable levels of resistance towards tigecycline and fosfomycine were found in pigs and broilers,
respectively. The presence of these levels should be unraveled in depth.
Finally, this research affirms the value of a good corporation between human and veterinary medicine.
This research is the result of when medical doctors and veterinarians join forces in a one health setting,
something that still happens far too little. The results point out that the resistance problematic exceeds
the phylogenetic borders and the only way to resolve it, is to face this problem together.
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38
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9. Annexes
9.1 Annex 1: Instruction letter and form for broiler famers.
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9.2 Annex 2: Form citizens of nursing home
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9.3 Annex 3: Dutch summary
Reeds vanaf de aanvang van het gebruik van antimicrobiële middelen als behandeling van bacteriële
infecties, is het probleem van verworven resistentie op de voorgrond getreden. Zowel in de dier- als
humane geneeskunde stijgt de prevalentie van resistentie jaar na jaar. Voornamelijk wanneer
antimicrobiële resistentie van de ene soort op de andere wordt overgedragen, in het bijzonder op de
mens, is dit mogelijk een belangrijk risico voor de volksgezondheid. Het mechanisme van resistentie
overdracht tussen verschillende diersoorten, alsook de oorzaken en de betrokken factoren hierbij, zijn
tot op heden nog steeds slecht begrepen, vooral dan het epidemiologisch verband tussen milieu,
voedselproducerende dieren en de oudere bevolking die vaak ziekenhuisinfecties vertoont. Deze
masterproef richt zich op het onderzoeken van de resistentie graad in verschillende ecologische niches
namelijk vee, oppervlaktewater, rusthuisbewoners en huisdieren. Stalen werden genomen van dierlijk
mengmest, stoelgang van rusthuisbewoners en honden en van oppervlaktewateren in een afgebakend
gebied (Aalter, België) en bepaalde tijdsperiode (2014-2015). Escherichia coli’s werden geïsoleerd en
opgezuiverd met standaardtechnieken en geïdentificeerd met behulp van MALDI-TOF. Door de
toepassing van een combinatie van disk diffusie en Phoenix MIC-bepaling werden resistentie profielen
gecreëerd. De resultaten tonen duidelijk aan dat een hoge mate van resistentie bestaat tegen de als
kritisch geclassificeerde antimicrobiële groepen in het bijzonder tegen aminoglycosiden, tetracyclines,
fluoroquinolonen en 3e en 4e generatie cefalosporines. Dit komt voor, zowel bij de vleeskuikens, de
varkenspopulatie, als bij de humane studie populatie. Verdere substantiële gelijkenissen in resistentie
niveau’s, multidrug resistentie en in de antimicrobiële resistentie index tussen het pluimvee, varkens en
rusthuisbewoners suggereren een sterk verband tussen deze ecologische niches met negatieve
gevolgen voor de volksgezondheid. De bevindingen in respectievelijk de varkens en vleeskuiken
populatie van tigecycline en fosfomycine resistentie, twee zogenaamde laatste redmiddel antimicrobiële
klassen die niet zijn geregistreerd voor diergeneeskundig gebruik, was onverwacht en bovendien
zorgwekkend. Resistentie tegen polymyxines (colistine) en carbapenems werd niet gevonden. Verder
onderzoek dat de transmissie tussen deze ecologische niches grondig uitklaart, moet worden
aangemoedigd. Bijkomend is moleculair onderzoek aangewezen om de resistentie determinanten en
de wijze van transmissie te identificeren, die de tigecycline en fosfomycine resistentie kunnen verklaren.