Gerald E Rosen Financial Disclosure Report for 2010

8/3/2019 Gerald E Rosen Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-1!1)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l )Rosen, Gerald E.

4 . T i t l e ( A r t i c l e 1 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)U.S. D is t ri c t Judge - Ac t ive

7. Chamb ers or Off ice A d d r e s sRoom 730U.S . Cou r thouse231 W est Lafayet teDetroi t , M148226

2. Court o r O r g a n i z a t i o nU.S. Dis tric t Court

Date of Report5/3/2011

5a. Report T y p e ( c h e c k a p p r o p r i a t e t y p e )~] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [ ] Am ended Repor t8.O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , in c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6 . R e p o r t i n g P e r i o dI /I /2010

to12/31/2010

R e v i e w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NONE box for each pa r t where you have no repor table in format ion. S ign on las t page.

I . P O S I T I O N S . t R , p o r t l , g i n d l v l d ,a l o n l y ; s e e p r . 9 - 1 3 of f i l i ng i n s t r uc t ions . )[ ~ NONE (No reportable positions.)

POSITION1 . Board of Directors2. Board of Advisors3. Trustee4. Trustee5. Custodian

NAME OF ORGANIZATION/ENTITYFocus:Hope, Detroit , MichiganGeorge Washington University Law School, Washington, D.C.Trust No. 1Trust No. 2Custodial Account No, 1

I I . A G R E E M E N T S . m e p o r a n g individual only; seepp. 14-16 of filing instruction&)D NONE (No reportable agreements.)D A T E PARTIES AND TERMS

1. 1995 The Ru tter Group - Pub lication Agreem ent dated Novem ber 1995. Royalt ies to be shared by authors in an amou nt tobe determined upon publication.

2. 1996 The W est Group - Pu blication Agreem ent dated January 1996. Royalt ies to be shared by authors in an amount to bedetermined upon publication.3.2005 The Ru tter Group - Pub lication Agreem ent dated Novem ber 2005. Royalt ies to be shared by authors in an amou nt tobe determined upon publication.4. 2007 The M ichig an Baseball Ventures, LLC - See Part VIII. Additional Inform ation


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FINANCIAL DISCLOSURE REPORTPage 2 of 9

N a m e o f P e r s o n R e p o r t in gRosen, Gerald E.

D a t e o f R e p o r t5/3/2011

I II . N O N - I N V E S T M E N T I N C O M E . m e p o r a n g individual and spouse; see pp. 17-24 of filing instructions.)A. Fliers Non-Investment IncomeD NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.2010 Thom son Reuters (West Group) - B ook Royalt ies2. 2010 Cooley Law School - T eaching3.2010 Wayne State University Law Sch ool - Teaching4.

INCOME(yours, not spouses)$34,852.11$7,000.00

$16,904.00

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f yo u w ere married during any portion o f t h e reporting year, com plete this section.(Dollar amount not required except for honoraria . )

N O N E (No reportable non-investment income.)D A T E S OURC E AND TYP E

1.2.3.

4.

IV . R E I M B U R S E M E N T S - t ransportuaon, Iodglng, food, e n t e r t a i n m e n t .( In c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i li n g i n s t r u c t io n s .)D (No reportable reimbursements.)O NE

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED1. The Rutter Group June 7-9, 2010 Los Ang eles, California Sp eaker A irfare, M eals, T axi , P ark ing , M ileag e

2. The Rutter Group June 14-16 , 2 0 1 0 Seattle, Washing ton Sp eaker Airefare, Meals, Taxi, Parking , Mileage3. The Rutter Group Ju ne 16-17, 2010 San Fransisc o, California Sp eaker Airfare, Meals, Taxi, Parking , Mileage4. T he Ru tter Grou p Ju ne 24, 2010 D etroit, M ichig an Sp eaker Meals5. Cleveland Counc i l on World Apri l 29 , 2010 Cleveland, Ohio Sp eaker M eals, T ax i, T olls, M ileag eAffairs6. University of Toledo February 19-20, 2010 Toledo, Oh io Speaker Mileage, Hotel, MealsFoundation


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Name of P erson ReportingRosen, Gerald E.

Date of Report5/3/2011

7. Southern Methodist Sep tember 30- D allas, T exas Sp eaker Airfare, Parking, Lodg ingU niversity O c tober 1 , 2010


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FINANCIAL DISCLOSURE REPOR TPage 4 of 9


D a t e o f R e p o r t5/3/2011

V . G I F T S . a n c ~ u d e s t h o s e to s p o u s e o n d d e p e n d e n t childr e n; se e p p . 2 8 - 3 1 of f i l ing ins t r uc t ions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIO N1.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . t ln a o d e s t h o ~ e o l s p o u s e and dependent children; see pp. 32-33 of filing instructions.)[] (No reportable l iabil i t ies .)ONE

CREDITOR DESCRIPTION1. M a r r i o tt V a c a t io n C l u b I n t e r n a ti o n a l M ortgage on Vacation Time Share2.3.4.5.

VALUECODEJ


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F I N A N C I A L D I S C L O S U R E R E P O R T I Name of Person Reporting D a t e o f R e p o r tP a g e 5 o f 9 [ Rosen, Gerald E.

5 / 3 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E ( N o reportable income, a ssets , or transactions.)

(including trustassetg) : : : 6~6a "~

Place "(X)" after :: :exempt from prior di~db~r~ ::: di~ii~eni ; ::: :~d~

1. National City Acc ounts - Detroit A2. IRA No. I B3. -Transacanada4. - N e s t l e s5. - N a t u r a l R e s o u r c e P a r t n e r s6. -Rogers Communication7. -M DU Resources Group8. -M arshall & lsley Bank - Cash Equivalent9. IRA No. 2 A Dividend M T

1 0 . -Forest Oil Corp1 1 . -Shoppers Drug M art Corp1 2 . -Mariner Energy Inc1 3 . -Apache Corp.1 4 . -Ensco PLC Sponsored A D R1 5 . -Costco W holesale Corp1 6 . -El Paso Electr ic Co.1 7 . -M arshall & Isley Bank - Cash Equ ivalent

Interest J TDiv idend M T

So ld 01/22/10 J

Sold 11/24/10 J B

I. Income Gain Codes:(See Columns BI and

2. Value Codes1See Columns CI and D3)

3.Value Method Codes(See Colnmn C2)

A =$1 .000 or less B =$1.001 - $2.500F =$50.001 - $ t 06.000 G =$100.001 - $1.000,000J =$15 .000 or less K =$15.001 - $50.000N =$250,001 - $ 500.000 O =$500.001 - $ I.D 00,000P3 =$25.000.001 - $50.000.000Q =A ppraisal R ~:ost (Real Estate Only)U =Book Value V =Other

C =$2.501 - $5.000 D =$5.001 - $15.000H 1 =$1.000,001 - $5.000.000 H2 = More than $5,000.000L =$50,001 - $ 100,000 M =$100,001 - $250,000PI =$L000.001 - $5.000.000 P2 =$5.000,001 - $25:,000,000P4 =M ore than $50.000.000 T =C ash Marke tS =AssessmentW =Est imated

E -$15.1)01 - $50.000


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D a t e o f R e p o r t5/3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r ans ac t ions ( Inc ludes t hos e o f s pous e a nd depen den t ch i ldr en; s ee pp . 34-60 of ~dlng instructions.)D NONE i ncome, a sse t s , or t ransac t ions .)N o reportable

1 8 . Roth IRANo. 11 9 . -Marshal l & Is ley Bank Dep os i t Program

20 . Roth IRA No. 2

21 . -Marshall & Isley Bank - Cash Eq uivalent

22 . Brokerage Accou nt No. 1

23 . -Raytheon

24 . Cus todial Accou nt No. 1

25 . -C isco Sys tems, Inc.

26 . -Intel Corp

27 . 529 Plan

28 . -American Funds Capital World Growth &Inc 529C29 . Trust No. 1

30. -Haslet t MI Publ ic Schools

31. -Genesse City MI Bldg.

32 . -Provident Energy Trus t

33. -Pace O i l & Gas L TD

34 . -Marshall & Isley Bank - Cash Eq uivalent

A I n t e r e s t J T

A Interest

A Dividend J T

None J T

A Dividend J T

Spinof f 07/14/10(from line 32)

A Dividend K TC Int./Div. L T

2. Value Codes J =$15.000 Or les s K =$15,001- $50,000(SeeCoumnsC andO3) N = $ 2 5 0 0 0 1 - $ ~ 0 0 0 0 0 0--$5000O :$ :000~000 : Pi~$ii~o0i $~0,~ P2~$Si0~I~i :$25000000 :P3 =$2 5 .000 .001 - $50 ; 000 .000 : P4 : : ....3 . V al u e M e t h o d C od e s Q = A p p r a is a l R = C o s t ( R e a l E s t a te o n ! y ) s : .... :( s e e C o l u m n c 2 ) u = B 0 0 k V a l u e V = O t h er W--Estimated :


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D a t e o f R e p o r t5/3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a . e , tr . .s ~ a l o n s a . c ! ~ a e s t h o s e o / ~ p o ~ e ~ n a ~ e p e ~ d e ~ t c h i l d r e n ; se e p p . 3 4 - 6 0 of f i l lng ins t r uc t ions.)[-~ NONE (No reportable income, assets, or transactions.)

35 . T ru st No. 2 A Int./Div.36 . -Fomento Econ M exicano SAB SponsoredA D R37 . -Johnson & Johnson38 . -Walt Disney39 . -Atlantic Power Corp New40 . -M arshall & Isley Bank - C ash Equivalent41 . Tm s tNo, 3 (Y)42 . -M arshall & Isley Bank - C ash Equivalent43 . Mic h igan Baseba ll Ventures , LLC Par tners D Distr ibution

T

K V

Sold 01/22/10Sold 05/18/10Sold 05/18/10Bu y 12/30/10

JJJJ

D

B

1. Income Gain Codes:(See Columns BI and D4)

2. Value Codes(See Columns CI and D3)

3. Value Method CodesISee Column C2)

A =$1,000 or less B =$1.001- $2.500 C =$2.501 - $5.000 D =$5.001 - $15.000 E --$15.001 - $50.000F =$50.001 - $100.000 O =$t 00.~01. $1.000.000 H!:=$1.000.091 - $5.000.000 H 2 = M 0 r e t h a n $ 5 .0 0 0 . ~0 0J =$15 .000 or less K =$15 .001 - $50.000 L = $50.00f - $100.000 M =$100.001 - $250.000N =$250.001 - $500.000 O = $5 00 .0 01 - $1 .00 0.0 00 PI =$ 1.0 00 .00 1 - $ 5.0 00 .00 0 P2 =$5.000.001 - $25.000.000P3 =$25.000.001 - $50.000,000 P4 =More than $50.000.000Q = Appraisal R =Cost (Real E s t a t e Only) S =Assessment T =Cash MarketU =Book Va lue V =Other W = Est imated


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D a t e of Report5/3/2011

V I I I . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . tl,,,~ic,,te~,~,rto/re~,ort.)1. Outside earned incom e shown in Par t III A w as comp uted in accordance with the g uidance in Section 3(b) of the Regulations of the Judicial Conference of theUnited States Under Title VI of the Ethics Reform Act of 1989 C oncerning O uts ide Earned Inconie, Honoraria and Outs ide Em ploym ent.Section 3(b) s tates the following:(b) "Ou ts ide earned incom e" m eans all wages, salaries, com m issions, professional fees, and paym ents and com pensation of any kind for services rendered orto be rendered by the covered senior employee, less the ordinary and necessary expenses paid or incu rred in producing the incom e, provided, however, that thefollowing shall not constitute earned incom e.

2. Par t III. A g r e e m e n t sa.) Line 4 - T o own interests in various m inor league baseball franchises; net prof its /losses are allocated with ac cordance with m emb ers shares3. Par t VII. Investments and Trustsa.) Line 12 - Mariner Energy was acqu ired by Ap ache Corp . on 11/24/10. Shareholders received cash and s tock in A pach e Corp. in exchang e for shares ofMariner Energy.b.) Line 13 - Apac he Corp. s tock was acquired through the acquis ition of Mariner Energy (previously reported on Line 12) by Ap ache Corp.c.) Line 14 - Ensco International LTD Sponsored ADR chang ed its nam e to Ensco PLC Sp onsored ADR.d.) Line 43 - Michig an Baseball Ventures, LLC - Value u sed is Tax Basis reported on Schedule K -1.


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FINANCIAL DISCLOSURE REPORTPage 9 of 9IX. CERTIFICATION.

Iame of Person ReportingRosen, Gera ld E . Date of Report5/3/2011I c e r t i fy tha t a l l info rm a t ion g iven above ( in c lud ing in fo rm a t ion per ta in ing to my spouse and m ino r o r dependent c h i ld ren , if any ) i saccu ra t e , t rue , and com ple t e t o t he bes t o f m y know ledge and be l i ef , and t ha t any i n form a t i on no t r epor t ed was wi t hhe ld be cause i t m e t a pp l i cab le s t a tu t ory

p rov is ions perm i t t in g non -d is c losu re .I fu r ther c er t i fy tha t earned in c ome f rom ou ts ide emp loy men t and honorar ia and the ac c ep tanc e o f g i f t s wh ic h have been repo r ted are in

c om p l ianc e w i th the p rov is ions o f 5 U .S .C . app . 501 e t . s eq . , 5 U .S .C . 7353 , and J ud ic ia l Con ferenc e regu la t ions.

Signature: S/Gerald E. Rosen

N O T E : A N Y I ND I V I D U A L W H O K N O W I NG L Y A N D W 1 L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S RE P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p , 1 0 4)

Committee on Financial DisclosureAd m in i st r at i v e O f f i c e o f t h e U n i t ed S t a t e s Co u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Wa s h in g to n , D . C . 205 44

Gerald E Rosen Financial Disclosure Report for 2010

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