General information about company...2017/09/30 · The holding of Mr. Sachin Agarwal includes...
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General information about company Scrip code 539006 Name of the company PTC INDUSTRIES LIMITED Whether company is SME No Class of Security Equity Shares Type of report Quarterly Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment) 30-09-2017 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b) Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities ? No 3 Whether the Listed Entity has issued any Warrants ? No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No 5 Whether the Listed Entity has any shares in locked-in? Yes 6 Whether any shares held by promoters are pledge or otherwise encumbered? No 7 Whether company has equity shares with differential voting rights? No
Transcript of General information about company...2017/09/30 · The holding of Mr. Sachin Agarwal includes...
General information about company
Scrip code 539006
Name of the company PTC INDUSTRIES LIMITED
Whether company is SME No
Class of Security Equity Shares
Type of report Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment) 30-09-2017
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under Regulation 31 (1) (b)
Sr. No. Particular Yes/No
1 Whether the Listed Entity has issued any partly paid up shares? No
2 Whether the Listed Entity has issued any Convertible Securities ? No
3 Whether the Listed Entity has issued any Warrants ? No
4 Whether the Listed Entity has any shares against which depository receipts are issued? No
5 Whether the Listed Entity has any shares in locked-in? Yes
6 Whether any shares held by promoters are pledge or otherwise encumbered? No
7 Whether company has equity shares with differential voting rights? No
Table I - Summary Statement holding of specified securities
Category
(I)
Category
of
shareholder
(II)
Nos. Of
shareholders
(III)
No. of
fully
paid up
equity
shares
held
(IV)
No.
Of
Partly
paid-
up
equity
shares
held
(V)
No. Of
shares
underlying
Depository
Receipts
(VI)
Total nos.
shares
held (VII)
=
(IV)+(V)+
(VI)
Shareholding
as a % of
total no. of
shares
(calculated as
per SCRR,
1957) (VIII)
As a % of
(A+B+C2)
Number of Voting Rights held in
each class of securities (IX)
No of Voting (XIV)
Rights Total as a
% of
(A+B+C) Class
eg: X
Class
eg:y Total
(A)
Promoter
&
Promoter
Group
15 3288420
3288420 62.77 3288420
3288420 62.77
(B) Public 889 1950643
1950643 37.23 1950643
1950643 37.23
(C)
Non
Promoter-
Non Public
0 0
0
0
0 0
(C1)
Shares
underlying
DRs
0 0
0
0
0 0
(C2)
Shares held
by
Employee
Trusts
0 0
0 0 0
0 0
Total 904 5239063
5239063 100 5239063
5239063 100
Table I - Summary Statement holding of specified securities
Category
(I)
Category
of
shareholder
(II)
No. Of
Shares
Underlying
Outstanding
convertible
securities
(X)
No. of
Shares
Underlying
Outstanding
Warrants
(Xi)
No. Of
Shares
Underlying
Outstanding
convertible
securities
and No. Of
Warrants
(Xi) (a)
Shareholding
, as a %
assuming
full
conversion
of
convertible
securities (
as a
percentage
of diluted
share capital)
(XI)=
(VII)+(X) As
a % of
(A+B+C2)
Number of
Locked in shares
(XII)
Number of
Shares
pledged or
otherwise
encumbered
(XIII) Number of
equity shares
held in
dematerialized
form (XIV)
No. (a)
As a
% of
total
Shares
held
(b)
No.
(a)
As a
% of
total
Shares
held
(b)
(A)
Promoter
&
Promoter
Group
62.77 0 0
3288420
(B) Public
37.23 1047813 53.72
1668683
(C)
Non
Promoter-
Non Public
0 0
0
(C1)
Shares
underlying
DRs
0 0
0
(C2) Shares held
by 0 0 0
0
Employee
Trusts
Total
100 1047813 20
4957103
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.
Category &
Name of the
Shareholders (I)
Nos. Of
shareholde
rs (III)
No. of
fully
paid up
equity
shares
held
(IV)
No.
Of
Partl
y
paid-
up
equit
y
share
s
held
(V)
No. Of
shares
underlyin
g
Depositor
y
Receipts
(VI)
Total
nos.
shares
held
(VII) =
(IV)+(V)
+ (VI)
Shareholdi
ng as a %
of total no.
of shares
(calculated
as per
SCRR,
1957)
(VIII) As a
% of
(A+B+C2)
Number of Voting Rights held
in each class of securities (IX)
No of Voting (XIV)
Rights Total
as a
% of
Total
Votin
g
rights
Class
eg: X
Clas
s
eg:y
Total
A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1) Indian
(a)
Individuals/Hin
du undivided
Family
12 203516
0 2035160 38.85
203516
0
203516
0 38.85
(d) Any Other
(specify) 3
125326
0 1253260 23.92
125326
0
125326
0 23.92
Sub-Total (A)(1)
15 328842
0 3288420 62.77
328842
0
328842
0 62.77
(2) Foreign
Total Shareholding of
Promoter and Promoter
Group
(A)=(A)(1)+(A)(2)
15
328842
0 3288420 62.77
328842
0
328842
0 62.77
B Table III - Statement showing shareholding pattern of the Public shareholder
(1) Institutions
(a) Mutual Funds 0 0
0 0 0
0 0
(b) Venture Capital
Funds 0 0
0 0 0
0 0
(c)
Alternate
Investment
Funds
0 0
0 0 0
0 0
(d)
Foreign
Venture Capital
Investors
0 0
0 0 0
0 0
(e)
Foreign
Portfolio
Investors
0 0
0 0 0
0 0
(f)
Financial
Institutions/
Banks
0 0
0 0 0
0 0
(g) Insurance
Companies 0 0
0 0 0
0 0
(h)
Provident
Funds/ Pension
Funds
0 0
0 0 0
0 0
(i) Any Other
(specify) 0 0
0 0 0
0 0
Sub-Total (B)(1)
0 0
0 0 0
0 0
( 2 )
Central
Government/
State
Government(s)/
President of
India
0 0
0 0 0
0 0
Sub-Total (B)(2)
0 0
0 0 0
0 0
( 3 ) Non-institutions
(a(i))
Individuals -
i.Individual
shareholders
holding
nominal share
capital up to Rs.
2 lakhs.
766 348778
348778 6.66 348778
348778 6.66
(a(ii))
Individuals - ii.
Individual
shareholders
holding
nominal share
capital in
excess of Rs. 2
lakhs.
6 236477
236477 4.51 236477
236477 4.51
(b)
NBFCs
registered with
RBI
0 0
0 0 0
0 0
(c) Employee
Trusts 0 0
0 0 0
0 0
(d) Overseas 0 0
0 0 0
0 0
Depositories
(holding DRs)
(balancing
figure)
(e) Any Other
(specify) 117
136538
8 1365388 26.06
136538
8
136538
8 26.06
Sub-Total (B)(3)
889 195064
3 1950643 37.23
195064
3
195064
3 37.23
Total Public
Shareholding
(B)=(B)(1)+(B)(2)+(B)
(3)
889
195064
3 1950643 37.23
195064
3
195064
3 37.23
C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
( 1 )
Custodian/DR
Holder - Name
of DR Holders
(If Available)
0 0
0
0
0 0
( 2 )
Employee
Benefit Trust
(under SEBI
(Share based
Employee
Benefit)
Regulations,
2014)
0 0
0 0 0
0 0
Total NonPromoter-
Non Public
Shareholding (C)=
(C)(1)+(C)(2)
0 0
0
0
0 0
Total ( A+B+C2 )
904 523906
5239063 100 523906
523906 100
3 3 3
Total (A+B+C )
904 523906
3 5239063 100
523906
3
523906
3 100
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.
No. Of
Shares
Underlying
Outstanding
convertible
securities
(X)
No. of
Shares
Underlying
Outstanding
Warrants
(Xi)
No. Of
Shares
Underlying
Outstanding
convertible
securities
and No. Of
Warrants
(Xi) (a)
Shareholding ,
as a %
assuming full
conversion of
convertible
securities ( as
a percentage
of diluted
share capital)
(XI)=
(VII)+(X) As
a % of
(A+B+C2)
Number of
Locked in shares
(XII)
Number of
Shares
pledged or
otherwise
encumbered
(XIII)
Number of
equity shares
held in
dematerialized
form (XIV)
No. (a)
As a
% of
total
Shares
held
(b)
No.
(a)
As a %
of total
Shares
held
(b)
A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1) Indian
(a)
38.85 0 0
2035160
(d)
23.92 0 0
1253260
Sub-Total (A)(1)
62.77 0 0
3288420
(2) Foreign
Total Shareholding of
Promoter and Promoter 62.77 0 0
3288420
Group (A)=(A)(1)+(A)(2)
B Table III - Statement showing shareholding pattern of the Public shareholder
(1) Institutions
(a)
0 0 0
0
(b)
0 0 0
0
(c)
0 0 0
0
(d)
0 0 0
0
(e)
0 0 0
0
(f)
0 0 0
0
(g)
0 0 0
0
(h)
0 0 0
0
(i)
0 0 0
0
Sub-Total (B)(1)
0 0 0
0
( 2 )
0 0 0
0
Sub-Total (B)(2)
0 0 0
0
( 3 ) Non-institutions
(a(i))
6.66 0 0
200218
(a(ii))
4.51 0 0
216277
(b)
0 0 0
0
(c)
0 0 0
0
(d)
0 0 0
0
(e)
26.06 1047813 76.74
1252188
Sub-Total (B)(3)
37.23 1047813 53.72
1668683
Total Public Shareholding
(B)=(B)(1)+(B)(2)+(B)(3) 37.23 1047813 53.72
1668683
C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
( 1 )
0 0
0
( 2 )
0 0 0
0
Total NonPromoter- Non
Public Shareholding (C)=
(C)(1)+(C)(2)
0 0
0
Total ( A+B+C2 )
100 1047813 20
4957103
Total (A+B+C )
100 1047813 20
4957103
Disclosure of notes on shareholding pattern Textual
Information(1)
Text Block
Textual Information()
The holding of Mr. Sachin Agarwal includes 103080 (1.9675%) equity shares of Rs. 10/- each held
joint with Mrs. Smita Agarwal, as first holders PAN remains same. Accordingly it has been clubbed
with Individual holding of Mr. Sachin Agarwal to facilitate filing. Vide Board resolution dated
12.08.2015 the lock in period extended from 36 month to sixty month from 24.07.2013.
Individuals/Hindu undivided Family
Searial No. 1 2 3 4 5 6 7
Name of the
Shareholder
s (I)
Sachin
Agarwal
Priya Ranjan
Agarwal
Alok
Agarwal
Anshoo
Agarwal
Satish
Chandra
Agarwal
(HUF)
Bina
Agrawal
Kanchan
Agarwal
PAN (II) ABMPA2565
M
ACMPA586
9P
ACMPA620
6G
ACMPA610
1E
AAIHS2242
G
ABLPA0804
A
AECPA2363
N
No. of fully
paid up
equity
shares held
(IV)
1245960 386000 215600 62300 30400 28500 21200
No. Of
Partly paid-
up equity
shares held
(V)
No. Of
shares
underlying
Depository
Receipts
(VI)
Total nos.
shares held
(VII) =
(IV)+(V)+
(VI)
1245960 386000 215600 62300 30400 28500 21200
Shareholdin
g as a % of
total no. of
shares
23.78 7.37 4.12 1.19 0.58 0.54 0.4
(calculated
as per
SCRR,
1957) (VIII)
As a % of
(A+B+C2)
Number of Voting Rights held in each class of securities (IX)
Class eg:X 1245960 386000 215600 62300 30400 28500 21200
Class eg:y
Total 1245960 386000 215600 62300 30400 28500 21200
Total as a %
of Total
Voting
rights
23.78 7.37 4.12 1.19 0.58 0.54 0.4
No. Of
Shares
Underlying
Outstanding
convertible
securities
(X)
No. of
Shares
Underlying
Outstanding
Warrants
(Xi)
No. Of
Shares
Underlying
Outstanding
convertible
securities
and No. Of
Warrants
(Xi) (a)
Shareholdin
g , as a %
assuming
full
conversion
of
convertible
securities (as
a percentage
of diluted
share
capital)
(XI)=
(VII)+(Xi)(a
) As a % of
(A+B+C2)
23.78 7.37 4.12 1.19 0.58 0.54 0.4
Number of Locked in shares (XII)
No. (a) 0 0 0 0 0 0 0
As a % of
total Shares
held (b)
0 0 0 0 0 0 0
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of
total Shares
held (b)
Number of
equity
shares held
in
dematerializ
ed form
(XIV)
1245960 386000 215600 62300 30400 28500 21200
Reason for not providing PAN
Reason for
not
providing
PAN
Individuals/Hindu undivided Family
Searial No. 8 9 10 11 12
Name of the
Shareholders (I)
Kiran Arun
Prasad Manu Agarwal
Ritika
Agarwal Reena Agarwal
Arun Jwala
Prasad
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PAN (II) AAKPP8000D AHWPA9501H ALYPA1533B ACMPA6207H AAKPP7999R Total
No. of fully paid
up equity shares
held (IV)
19200 10000 10000 4000 2000 2035160
No. Of Partly
paid-up equity
shares held (V)
No. Of shares
underlying
Depository
Receipts (VI)
Total nos. shares
held (VII) =
(IV)+(V)+ (VI)
19200 10000 10000 4000 2000 2035160
Shareholding as
a % of total no.
of shares
(calculated as per
SCRR, 1957)
(VIII) As a % of
(A+B+C2)
0.37 0.19 0.19 0.08 0.04 38.85
Number of Voting Rights held in each class of securities (IX)
Class eg:X 19200 10000 10000 4000 2000 2035160
Class eg:y
Total 19200 10000 10000 4000 2000 2035160
Total as a % of
Total Voting
rights
0.37 0.19 0.19 0.08 0.04 38.85
No. Of Shares
Underlying
Outstanding
convertible
securities (X)
No. of Shares
Underlying
Outstanding
Warrants (Xi)
No. Of Shares
Underlying
Outstanding
convertible
securities and
No. Of Warrants
(Xi) (a)
Shareholding , as
a % assuming
full conversion
of convertible
securities (as a
percentage of
diluted share
capital) (XI)=
(VII)+(Xi)(a) As
a % of
(A+B+C2)
0.37 0.19 0.19 0.08 0.04 38.85
Number of Locked in shares (XII)
No. (a) 0 0 0 0 0 0
As a % of total
Shares held (b) 0 0 0 0 0 0
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total
Shares held (b)
Number of
equity shares 19200 10000 10000 4000 2000 2035160
held in
dematerialized
form (XIV)
Reason for not providing PAN
Reason for not
providing PAN
Any Other (specify)
Searial No. 1 2 3
Category Bodies Corporate Bodies Corporate Bodies Corporate Click here
to go back
Name of the Shareholders (I)
Mapple
Commerce Private
Limited
Nirala Merchants
Private Limited
Viven Advisory
Services Private
Limited
PAN (II) AABCM9012G AACCN0656J AAECV4492N Total
No. of the Shareholders (I) 1 1 1 3
No. of fully paid up equity shares
held (IV) 623750 460200 169310 1253260
No. Of Partly paid-up equity shares
held (V)
No. Of shares underlying
Depository Receipts (VI)
Total nos. shares held (VII) =
(IV)+(V)+ (VI) 623750 460200 169310 1253260
Shareholding as a % of total no. of
shares (calculated as per SCRR,
1957) (VIII) As a % of (A+B+C2)
11.91 8.78 3.23 23.92
Number of Voting Rights held in each class of securities (IX)
Class eg: X 623750 460200 169310 1253260
Class eg:y
Total 623750 460200 169310 1253260
Total as a % of Total Voting rights 11.91 8.78 3.23 23.92
No. Of Shares Underlying
Outstanding convertible securities
(X)
No. of Shares Underlying
Outstanding Warrants (Xi)
No. Of Shares Underlying
Outstanding convertible securities
and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full
conversion of convertible securities
(as a percentage of diluted share
capital) (XI)= (VII)+(X) As a % of
(A+B+C2)
11.91 8.78 3.23 23.92
Number of Locked in shares (XII)
No. (a) 0 0 0 0
As a % of total Shares held (b) 0 0 0 0
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in
dematerialized form (XIV) 623750 460200 169310 1253260
Reason for not providing PAN
Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No. 1 2
Name of the Shareholders (I) Ashok Kumar
Shukla
Purnendu
Kumar Jain
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PAN (II) BDYPS1965E ABSPJ2416L Total
No. of fully paid up equity shares held (IV) 81369 60320 141689
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI) 81369 60320 141689
Shareholding as a % of total no. of shares (calculated as
per SCRR, 1957) (VIII) As a % of (A+B+C2) 1.55 1.15 2.7
Number of Voting Rights held in each class of securities (IX)
Class eg: X 81369 60320 141689
Class eg:y
Total 81369 60320 141689
Total as a % of Total Voting rights 1.55 1.15 2.7
No. Of Shares Underlying Outstanding convertible
securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible
securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of
convertible securities (as a percentage of diluted share
capital) (XI)= (VII)+(X) As a % of (A+B+C2)
1.55 1.15 2.7
Number of Locked in shares (XII)
No. (a) 0 0 0
As a % of total Shares held (b) 0 0 0
Number of equity shares held in dematerialized form
(XIV) 81369 60320 141689
Reason for not providing PAN
Reason for not providing PAN
Any Other (specify)
Searial No. 1 2 3 4 5 6 7
Category HUF Overseas
corporate bodies
NRI –
Non-
Repat
NRI –
Repat
Clearing
Members
Market
Maker
Bodies
Corporate
Category / More than 1
percentage Category
More than 1
percentage of
shareholding
Category Category Category Category Category
Name of the Shareholders
Pragati India
(I) Fund Limited
PAN (II)
AAGCP8537Q
No. of the Shareholders
(I) 20 1 2 38 14 3 39
No. of fully paid up equity
shares held (IV) 31596 1047813 25 20546 4054 7100 254254
No. Of Partly paid-up
equity shares held (V)
No. Of shares underlying
Depository Receipts (VI)
Total nos. shares held
(VII) = (IV)+(V)+ (VI) 31596 1047813 25 20546 4054 7100 254254
Shareholding as a % of
total no. of shares
(calculated as per SCRR,
1957) (VIII) As a % of
(A+B+C2)
0.6 20 0 0.39 0.08 0.14 4.85
Number of Voting Rights held in each class of securities (IX)
Class eg: X 31596 1047813 25 20546 4054 7100 254254
Class eg:y
Total 31596 1047813 25 20546 4054 7100 254254
Total as a % of Total
Voting rights 0.6 20 0 0.39 0.08 0.14 4.85
No. Of Shares Underlying
Outstanding convertible
securities (X)
No. of Shares Underlying
Outstanding Warrants (Xi)
No. Of Shares Underlying
Outstanding convertible
securities and No. Of
Warrants (Xi) (a)
Shareholding , as a %
assuming full conversion
of convertible securities
(as a percentage of diluted
share capital) (XI)=
(VII)+(X) As a % of
(A+B+C2)
0.6 20 0 0.39 0.08 0.14 4.85
Number of Locked in shares (XII)
No. (a) 0 1047813 0 0 0 0 0
As a % of total Shares
held (b) 0 100 0 0 0 0 0
Number of equity shares
held in dematerialized
form (XIV)
31596 1047813 25 1246 4054 0 167454
Reason for not providing PAN
Reason for not providing
PAN
Any Other (specify)
Searial No. 8 9
Category Bodies Corporate
Overseas
corporate
bodies
Category / More than 1 percentage
More than 1
percentage of
shareholding
Category
Name of the Shareholders (I) Jolen Marketing
Private Limited
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PAN (II) AAACJ7920R
Total
No. of the Shareholders (I) 1 1 117
No. of fully paid up equity shares held (IV) 136002 1047813 1365388
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI) 136002 1047813 1365388
Shareholding as a % of total no. of shares (calculated
as per SCRR, 1957) (VIII) As a % of (A+B+C2) 2.6 20 26.06
Number of Voting Rights held in each class of securities (IX)
Class eg: X 136002 1047813 1365388
Class eg:y
Total 136002 1047813 1365388
Total as a % of Total Voting rights 2.6 20 26.06
No. Of Shares Underlying Outstanding convertible
securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible
securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of
convertible securities (as a percentage of diluted share
capital) (XI)= (VII)+(X) As a % of (A+B+C2)
2.6 20 26.06
Number of Locked in shares (XII)
No. (a) 0 1047813 1047813
As a % of total Shares held (b) 0 100 76.74
Number of equity shares held in dematerialized form
(XIV) 136002 1047813 1252188
Reason for not providing PAN
Reason for not providing PAN
