Galaxia v. Revolution - Petition for PGR

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    3271143.6 

    UNITED STATES PATENT AND TRADEMARK OFFICE

     ________________

    BEFORE THE PATENT AND TRIAL APPEAL BOARD

     ________________

    GALAXIA ELECTRONICS CO., LTD.

    Petitioner

    v.

    REVOLUTION DISPLAY, INC.Patent Owners

     ________________

    Patent No. D736,750

     ________________

    PETITION FOR POST-GRANT REVIEWOF U.S. PATENT NO. D736,750

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    3271143.6  i

    TABLE OF CONTENTS

    Page

    I. 

    INTRODUCTION .............................................................................................................. 1 

    II.  STANDING AND PROCEDURAL STATEMENTS ........................................................ 1 

    III.  MANDATORY NOTICES ................................................................................................. 2 

    A.  Real Party-in-Interest (37 C.F.R. § 42.8(b)(1)) ...................................................... 2 

    B.  Related Matters (37 C.F.R. § 42.8(b)(2)) ................................................................ 2 

    C.  Lead and Back-Up Counsel (37 C.F.R. § 42.8(b)(3)) ............................................. 2 

    D. 

    Service Information (37 C.F.R. § 42.8(b)(4)) ......................................................... 3 

    IV.  STATEMENT OF PRECISE RELIEF REQUESTED ....................................................... 3 

    V.  ’750 PATENT BACKGROUND AND RELEVANT FIELD ............................................ 3 

    A.  Overview of the ’750 Patent ................................................................................... 3 

    B.  Relevant Field ......................................................................................................... 8 

    VI.  CLAIM CONSTRUCTION .............................................................................................. 10 

    VII. 

    DETAILED EXPLANATION OF INVALIDITY ........................................................... 10 

    A.  Lack of Ornamentality .......................................................................................... 11 

    B.  Improper Naming of Inventors ............................................................................. 28 

    VIII.  CONCLUSION ................................................................................................................. 33 

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    ii

    Table of Exhibits

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    1

    I.  INTRODUCTION

    Galaxia Electronics Co., Ltd. (“Galaxia” or “Petitioner”) requests post-grant

    review of the claim of U.S. Patent No. D736,750 (Ex. 1001, “the ’750 Patent”),

    and cancellation of the claim as unpatentable under 35 U.S.C. sections 101 and 171

    for (i) lacking ornamentality and (ii) failing to name the correct inventors. This

    Petition demonstrates that it is more likely than not that the claim of the ’750

    Patent is unpatentable. 37 C.F.R. § 42.208.

    As an initial matter, the design claimed by the ’750 Patent lacks

    ornamentality, as it was dictated entirely by functional considerations and is

     primarily functional. The claim of the ’750 Patent is therefore not directed at

     patentable subject matter. It should be invalidated on that basis.

    Furthermore, the design claimed in the ’750 Patent was jointly conceived

    and reduced to practice by employees of Petitioner Galaxia. But the ’750 Patent

    names only Jeremy Hochman and Henry Ambrose as the inventors, and fails to

    name all of the joint inventors. The ’750 Patent should be invalidated as a result.

    II.  STANDING AND PROCEDURAL STATEMENTS

    Petitioner certifies pursuant to 37 C.F.R. section 42.204(a) that the ’750

    Patent is available for post-grant review and that Petitioner is not barred or

    estopped from requesting post-grant review of the ’750 Patent. This Petition is

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    also filed within nine months from the August 18, 2015 issue date of the ’750

    Patent.

    Petitioner files this petition in accordance with 37 C.F.R. section 42.206(a),

    and files concurrently with this petition a Power of Attorney and an Exhibit List

     pursuant to 37 C.F.R. sections 10(b) and 42.63(e), respectively.

    The required fee is paid via online credit card payment.

    III.  MANDATORY NOTICES

    A. 

    Real Party-in-Interest (37 C.F.R. § 42.8(b)(1))

    Petitioner is the real party-in-interest.

    B.  Related Matters (37 C.F.R. § 42.8(b)(2))

    On information and belief, there are no judicial or administrative matters

    involving the ’750 Patent.

    C. 

    Lead and Back-Up Counsel (37 C.F.R. § 42.8(b)(3))

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    D.  Service Information (37 C.F.R. § 42.8(b)(4))

    Petitioner consents to service by e-mail at the addresses of counsel provided

    above.

    IV.  STATEMENT OF PRECISE RELIEF REQUESTED

    Pursuant to 37 C.F.R. section 42.22(a), Petitioner states that the claim of the

    ’750 Patent is unpatentable under 35 U.S.C. sections 101 and 171 for (i) lacking

    ornamentality and (ii) failure to name the correct inventors. Petitioner seeks

    cancellation of the claim. Petitioner’s full statement of the reasons for the relief

    requested is set forth in detail in Section VII below.

    V.  ’750 PATENT BACKGROUND AND RELEVANT FIELD

    A.  Overview of the ’750 Patent

    The ’750 Patent (Ex. 1001) is entitled “Modular Video Support Frame

    Member.” It issued on August 18, 2015, from Application Ser. No. 29/481,243

    (“the ’243 Application”), filed February 3, 2014. The ’750 Patent claims what it

     purports to be an ornamental design for a modular video support frame member

    represented by the following figure:

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    (Ex. 1001 at 2.) The ’750 Patent contains 6 other figures, FIGS. 2-7, ostensibly

    directed at top, side, front, and back perspectives of the claimed design. FIG. 2 is

    an enlarged perspective view of a portion of the claimed design:

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    (Ex. 1001 at 3.) A front perspective of the claimed design is shown in FIG. 4:

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    (Ex. 1001 at 5.) FIG. 5 and FIG. 6 are top and side views, respectively:

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    (Ex. 1001 at 6.) As seen in the Figures, the claimed design is essentially a

    rectangle-shaped support frame with four corner blocks at the vertices and two

    mid-frame support units centered along the long axis of the rectangle. As

    demonstrated below, the look of those individual elements—as well as the look of

    the entire support frame—is dictated by its functionality.

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    B.  Relevant Field

    The video support frame member—the purportedly “ornamental” design of

    which is claimed in the ’750 Patent—is used in connection with large-scale LED

    video image displays. These displays are found, among other places, on the sides

    of buildings, in amusement parks, and on-stage at concerts or other live events:

    Given their size, these large LED displays are comprised of smaller tiles

    (e.g., individual video support frame members that are usually no more than 60 cm

    x 120 cm) fastened together to form a larger support frame:

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    In designing the component tiles embodying the claimed design, it was

    important for them to be easily portable (i.e., lightweight), stackable, and

    structurally sound. (Ex. 1002, ¶ 6.) After all, the tiles were designed to be

    transported from site to site, as part of outdoor “touring” displays. It was therefore

    important for them to be as lightweight as possible while maintaining structural

    integrity. They also had to take up as little space as possible when stacked (i.e.,

    minimal bulk).

    The tiles were also designed so they could be assembled (and disassembled)

    easily and interchangeably. ( Id.) This required symmetry in the overall rectangle

    shape as well as a congruence of the corner units where the tiles are fastened. In

    other words, each of the four corner units had to be identical so that the tiles could

     be assembled at the vertices both easily and interchangeably:

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    Each tile also had to support its own individual power-supply unit (PSU) to

     power the LED lights, so that if one tile lost power, it could be contained without a

    resulting loss of power to the entire LED display.

    VI.  CLAIM CONSTRUCTION

    Pursuant to 37 C.F.R. section 42.100(b), the challenged claim “shall be

    given its broadest reasonable construction in light of the specification of the patent

    in which it appears.” See also In re Cuozzo Speed Techs., LLC , 778 F.3d 1271,

    1278-83 (Fed. Cir. 2015).

    The language of the challenged claim does not need to be construed for

     purposes of the invalidity ground set forth in this petition. The claim language

    should therefore be given its plain meaning to a person of ordinary skill in the art.

    VII.  DETAILED EXPLANATION OF INVALIDITY

    The claim of the ’750 Patent is unpatentable under 35 U.S.C. sections 101

    and 171 for (i) failing to name the correct inventors and (ii) lacking ornamentality.

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    First, the claimed design lacks ornamentality, as it is primarily functional.

    The claim of the ’750 Patent is therefore not directed at patentable subject matter,

    and it should therefore be invalidated.

    Second, the design claimed in the ’750 Patent was jointly conceived and

    reduced to practice by employees of Petitioner Galaxia. But the ’750 Patent names

    only Jeremy Hochman and Henry Ambrose as the inventors, and fails to name all

    of the joint inventors. The ’750 Patent should be invalidated as a result.

    A. 

    Lack of Ornamentality 

    1.  Applicable Law Regarding Ornamentality

    To be patentable under 35 U.S.C. section 171, a design must be “primarily

    ornamental.” See M.P.E.P. § 1504.01(c). That is, it must have been “created for

    the purpose of ornamenting” and cannot be the result or “merely a by-product” of

    functional or mechanical considerations.  Id. 

    “Based on this requirement, a design patent can be declared invalid if the

    claimed design is ‘primarily functional’ rather than ‘primarily ornamental,’ i.e., if

    ‘the claimed design is ‘dictated by’ the utilitarian purpose of the article.’”  High

     Point Design LLC v. Buyers Direct, Inc., 730 F.3d 1301, 1315 (Fed. Cir. 2013)

    (citations omitted).

    “In determining whether a design is primarily functional or primarily

    ornamental the claimed design is viewed in its entirety, for the ultimate question is

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    not the functional or decorative aspect of each separate feature, but the overall

    appearance of the article, in determining whether the claimed design is dictated by

    the utilitarian purpose of the article.” See L.A. Gear Inc. v. Thom McAn Shoe Co.,

    988 F.2d 1117, 1123 (Fed. Cir. 1993).

    2.  Claim: “The ornamental design for a modular video

    support frame member, as shown and described.”

    The claim of the ’750 Patent should be invalidated since the claimed design

    is primarily functional instead of being primarily ornamental. The design as a

    whole is dictated by function, not by ornamentation. For instance, there is nothing

    in the development of the underlying video support frame member indicating that a

    design choice was made for the purpose of ornamenting. In fact, the obverse is

    true: each of the design choices was expressly dictated by functional

    considerations.

    a.  Background of Development 

    As background, the named inventors on the ’750 Patent, Jeremy Hochman

    and Henry Ambrose, are employed by a company named Video Equipment Rentals

    (“VER”). On information and belief, VER owns Revolution Display, Inc., the

    exclusive assignee of the ’750 Patent. Irrespective of the relationship between

    those two entities, however, Petitioner Galaxia’s employees collaborated with Mr.

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    Hochman and Mr. Ambrose to develop the video support frame member illustrated

    in FIGS. 1-7 of the ’750 Patent. (Ex. 1002, ¶ 4.)

    Galaxia and VER entered into an exclusive agreement on April 29, 2010,

    under which Galaxia agreed to supply to VER its proprietary WinVision products

    for a period of five years. (Ex. 1003.) That agreement remains the only

    contractual arrangement between Galaxia and VER. (Ex. 1002, ¶ 4.) It does not

    contain a provision about the joint development of intellectual property.1 

    b. 

    Joint Development with Petitioner

    In mid-2013, Galaxia and VER began discussing the development of a new

    outdoor “touring” video support frame directed at transporting large-scale displays

    from site to site. Galaxia and VER’s representatives, including named inventors

    Jeremy Hochman and Henry Ambrose, met at “InfoComm 2013” in Orlando,

    Florida to discuss development. ( Id., ¶ 5.) At that time, VER requested a support

    frame, appropriate for outdoor touring use, capable of supporting a 5,000-nit2 light

    display while weighing no more than 9-10 kilograms per square meter. ( Id., ¶ 6.)

    In other words, one of the principal utilitarian considerations for the support

    frame member was that it had to be lightweight. It also had to be durable, since it

    1  In fact, the only provision regarding intellectual property relates to Galaxia

    granting a limited license to VER to use Galaxia’s WinVision trademark during the

    term of the agreement. 

    2  A unit of light intensity.

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    was to be used for outdoor touring. It is axiomatic that the frames also had to be

    designed so that they could combine with other frames easily to form the larger,

    transportable LED display comprising multiple frames.

    Galaxia proposed the basic design and concept of the new video support

    frame member in October 2013. ( Id., ¶ 7.) On or around October 23, 2013, it

     presented Mr. Hochman and Mr. Ambrose a PowerPoint deck entitled, “New LED

    Display Concept LV-9,” which contained an early version of the basic design:

    (Ex. 1002; Ex. 1005.3) Galaxia proposed the use of carbon fiber tubes for the outer

    frame, because of their light weight and durability. (Ex. 1002, ¶ 8.)

    3  The contents of the deck “New LED Display Concept LV-9” were essentially

    coextensive with the PowerPoint deck entitled, “New LED Display Concept,”

    which is dated June 25, 2013 ( see Ex. 1004).

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    On or around October 24, 2013, Galaxia employees HS Moon, Sang-Beom

    Kim, and JJ Jung had a teleconference with Henry Ambrose and Jeremy Hochman

    in which Mr. Ambrose suggested some modifications to the initial proposed

    design. ( Id., ¶ 9; Ex. 1006.) Among other things, Mr. Ambrose suggested moving

    the placement of the power-supply unit (“PSU”)—and the corresponding PSU bus

     bar—toward the center of the frame as follows:

    In an October 24, 2013 follow-up email from Henry Ambrose documenting

    the conference call, Mr. Ambrose acknowledged that VER had “reviewed the

    Power Point of the NEW LED CONCEPT LV-9 Dated 10-23-2013[.]” (Ex. 1006

    at 3.) Mr. Ambrose also wrote that he was “encouraged about the reductions in

     bulk and weight” and was “committed to work[ing] together with Galaxia

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    Engineers to achieve a competitive product solution.” ( Id.) Mr. Ambrose also

    commented that VER was “willing to assist in the development of the mechanics

    of the frame” in order to “expedite” Galaxia’s “design of the tile.” ( Id. at 4.)

    On or around November 14, 2013, Galaxia presented Mr. Hochman and Mr.

    Ambrose a revised PowerPoint deck entitled, “New LED Display Concept LV-9,”

    which contained among other revisions the design of the mid-frame portion

    directed at mating with the PSU bus bar:

    (Ex. 1008 at 7.)

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    (Ex. 1008 at 2.) Importantly, the design of this mid-frame portion is identical to

    the corresponding portion claimed by the ’750 Patent:

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    (Ex. 1001 at 2.) That is, Galaxia proposed the design of this mid-frame portion,

    and it was adopted wholesale into the final design without any further input from

    Mr. Hochman or Mr. Ambrose.

    Also as part of the November 14, 2013 presentation, Galaxia presented its

    initial proposed design for the corner block, which is directed at allowing the frame

    to be combined with other frames to form a larger display support frame:

    (Ex. 1008 at 7.) The divots in the corner block were contemplated in order to

    reduce the weight of the overall frame (by allowing a reduction in mass without

    any appreciable loss in durability). (Ex. 1002, ¶ 12.) The hollowed-out divots

    were to be filled in with epoxy and painted over, in order to reduce mass. ( Id.)

    Again, Galaxia proposed the use of a carbon fiber tube for the outer frame.

    The reasons were twofold. First, the tubular shape allowed for easier assembly,

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    since the circular end shape allows the tube to be inserted into the corner blocks

    without regard to orientation (as opposed to, say, with a rectangular end shape).

    Second, the carbon fiber tubes were readily available, since they are commonly

    used for other applications, such as in fishing rods. ( Id., ¶ 13.)

    In a subsequent email exchange among Mr. Hochman, Mr. Ambrose, and

    Galaxia’s HS Moon and JJ Jung, among others, the parties discussed the design

    further. (Ex. 1009.) For instance, in a November 16, 2013 email to HS Moon and

    JJ Jung, Mr. Ambrose noted the need to make “improvements on weight

    reduction[.]” ( Id. at 2.) He also requested a modification in the tile’s design to

    allow it to be assembled in a curved display. He suggested “introducing some

    amount of taper to the Corner Blocks . . . .” ( Id.)

    Galaxia’s HS Moon responded on November 17, 2013 that Galaxia’s

    “mechanic engineering team” was working on a proposed solution. In the

    meantime, he pointed out that the contemplated solution would allow for curvature

    up to 15 degrees. He also proposed using a “detachable plate” to connect the tiles

    as opposed to creating two separate versions of the tile (one allowing for curvature

    and one for flat displays). This was because of concerns about the “uniformity in

    flatness” of the tiles, i.e., concerns about stackability and interchangeability if the

    tile design was altered. (Ex. 1009 at 1.) So instead of altering the design of the

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    corner blocks, he suggested using a detachable plate that could be altered “to deal

    with occasional needs.” ( Id.)

    In a November 18, 2013 email, Jeremy Hochman interposed his comments,

    offering that the corner block could be retained as proposed by Galaxia, but with

    “taper to the side” added. (Ex. 1009 at 1.) Galaxia’s HS Moon responded that

    Galaxia would “keep the current corner block in all cases.” In other words,

    Galaxia would keep the corner blocks uniform for all versions of the tile, and

    instead design a “detachable plate” that could be used to connect the tiles together,

    whether in a flat or curved configuration.

    On November 24, 2013, Galaxia and VER’s representatives met at the Live

    Design International Show (LDI) in Las Vegas to discuss the design further. (Ex.

    1002, ¶ 15.) Galaxia also showed VER a physical sample of the proposed design.

    Henry Ambrose sent an email on December 2, 2013 partially recapping what was

    discussed at that meeting. (Ex. 1010.) In that email, among other things, Mr.

    Ambrose discussed the placement of the PSU units. ( Id. at 1.) He also requested

    the “3D Model and latest E-Drawing” from Galaxia. ( Id.) He noted that the

    “overall impression of the Winvision Air sample received at LDI was very

     positive.” (Ex. 1010 at 1.)

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    Galaxia proposed a revised tile design in a December 3, 2013 PowerPoint

    deck entitled, “New LED Display Concept LW9.” (Ex. 1011.) In that deck, the

     proposed design of the corner block was as follows:

    (Ex. 1011 at 5.)

    The corner block design was revised further in a subsequent December 17,

    2013 PowerPoint deck entitled, “New LED Display Concept – Frame,” which was

    sent to Henry Ambrose and Jeremy Hochman by email. (Exs. 1014-15.) The

    corner block was slightly altered so it could mate with an attaching block:

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    (Ex. 1014 at 3.) The attaching block (“Spider Block”) is used to attach the corner

     blocks of up to four tiles together, as follows:

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    ( Id.) Importantly, this corner block design is substantially similar, if not identical,

    to the corner block design claimed by the ’750 Patent:

    (Ex. 1001 at 3.)

    c.  Functional Design 

    As evident above, each design choice in the video support frame member

    was dictated by functional considerations. The claimed design is essentially a

    rectangle-shaped support frame with four corner blocks and two mid-frame support

    units. The look of those individual elements—as well as the look of the entire

    support frame—is dictated by its functionality. By way of example, two of the

    most important functional considerations in the design of the video support frame

    member were (1) the frame had to be lightweight and (2) the frame had to be

    uniform (i.e., interchangeable).

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    Because weight reduction was such an important consideration, the video

    support frame required a reductive design, i.e., using the least amount of material

     possible to achieve its purpose. This reductive design is evident in the design of

    the corner block:

    (Ex. 1014 at 3.) The outer shape of the corner block was designed so that it could

    mate with the Spider Block while the boundaries (i.e., mating surface) of the

    corner block remained entirely coterminous with the boundaries of the Spider

    Block. That way, the bare minimum of materials could be used, thereby

    minimizing the weight of the frame. For instance, the semi-circular portion of the

    corner block protruding at the vertex was placed to accommodate mating with the

    corresponding fastening  bolt on the Spider Block, as follows:

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    Hence, the corner block is shaped the way it is because of functional—not

    ornamental—considerations.

    Likewise, the hollowed-out bevels were placed in the corner block in order

    to reduce weight. The idea was to fill the bevels with epoxy (similar to how a

     baseball batter might hollow out a bat and fill it with cork to reduce weight while

    maintaining surface area). (Ex. 1002, ¶ 12.) In other words, they were not placed

    there for the purpose of ornamenting.

    Similarly, the overall shape of the video support frame is dictated entirely by

    the functional consideration of uniformity. Because each video support frame

    member is a smaller part of a larger display—that is, the frames have to be

    combined together—it is important that they are uniform and interchangeable.

    This impels a rectangular shape, since the symmetric shape allows one particular

    tile to be replaced easily with another tile in a larger rectangular display:

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    Moreover, the two mid-frame portions were placed to support the PSU bus

     bar running along the center of the long axis of the frame. Neither was placed

    there for the purpose of ornamenting. As shown above, each support frame has its

    own PSU to power the LED lights in its segment of the display. Those PSUs sit on

    a bus bar that is connected to the support frame member using the mid-frame

     portions. The placement and detachability of the PSUs were significant functional

    considerations in the design of the support frame. (See, e.g., Ex. 1006 at 3 (“It was

    noted that the existing location of the PSU/Controller might interfere with the VER

    Touring Frame. . . . The possibility of a detachable PSU was discussed to allow the

    option of a smaller PSU in the case that only indoor Brightness is required and the

     priority is reduced weight.”).) The placement and look of the mid-frame portions

    were therefore dictated by function.

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    Finally, even the tubular shape of the outer frame was dictated by function

    and practicality. Again, the tubular shape allows for easier assembly, since a

    circular end shape allows the tube to be inserted into the corner blocks irrespective

    of precise orientation. (Ex. 1002, ¶ 13.) Further, carbon fiber tubes can be readily

    acquired, since they are already used for other applications, such as for fishing

    rods. ( Id.)

    Tellingly, in the various communications between Galaxia and VER about

    alterations to the design of the support frame, the two sides discussed among other

    things weight and bulk reduction (Ex. 1006 at 3), the placement of the PSU unit

    (id.; Ex. 1010 at 1), altering the shape of the corner block to allow for a curved

    display (Ex. 1009 at 1), and the mechanism whereby the support frame could

    attach with other components (Ex. 1010 at 1). There was never any discussion

    about how to make the frame look prettier or distinctive.

    In sum, the claimed design is dictated by the utilitarian purpose of the

    article. Nothing about the overall shape or the design and placement of individual

    elements, for instance, was motivated by an ornamental purpose. Therefore, the

    claimed design is primarily functional and cannot be the subject of a design patent.

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    B.  Improper Naming of Inventors 

    1.  Applicable Law Regarding Inventorship

    The patent laws require the naming of the actual inventor or joint inventors

    of the claimed subject matter. M.P.E.P. § 2157; see 35 U.S.C. § 115(a) (“[a]n

    application for patent . . . shall include, or be amended to include, the name of the

    inventor for any invention claimed in the application”).  All joint inventors are

    required to be named jointly on a patent application. 35 U.S.C. section 116

     provides that when “an invention is made by two or more persons jointly, they

    shall apply for patent jointly . . . .” 35 U.S.C. § 116. “Inventors may apply for a

     patent jointly even though (1) they did not physically work together or at the same

    time, (2) each did not make the same type or amount of contribution, or (3) each

    did not make a contribution to the subject matter of every claim of the patent.”  Id. 

    When a patent does not name the correct inventors, it should be invalidated under

    35 U.S.C. section 101. See M.P.E.P. § 2157. 

    For individuals to be considered joint inventors, there must be some

    “quantum of collaboration or connection.” M.P.E.P. § 2137.01. “For persons to

     be joint inventors under Section 116, there must be some element of joint behavior,

    such as collaboration or working under common direction, one inventor seeing a

    relevant report and building upon it or hearing another’s suggestion at a meeting.”

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     Kimberly-Clark Corp. v. Procter & Gamble Distrib. Co., 973 F.2d 911, 916-17

    (Fed. Cir. 1992).

    2.  Joint Inventorship

    The design claimed by the ’750 Patent was jointly conceived by Petitioner

    Galaxia’s employees. Petitioner Galaxia made substantial contributions to the

    development of the design claimed in the ’750 Patent. As demonstrated above,

    Petitioner Galaxia and its employees did not merely assist the research &

    development (R&D) process, but actually reduced ideas to practice through

    experiments, testing, and working up various prototype designs.

    For instance, during the collaboration process, Galaxia mocked up various

     proposed designs using a 3D-rendering program such as SolidWorks, and then

    shared those designs with VER as necessary or requested. (Ex. 1002, ¶ 10.) By

    way of example, an early prototype of the subject design, rendered on SolidWorks

    and dated November 8, 2013, is substantially similar to the design claimed in the

    ’750 Patent:

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    (Ex. 1007.) Likewise, a SolidWorks model rendered by Galaxia, dated December

    5, 2013, which was sent by email to Henry Ambrose and Jeremy Hochman (Ex.

    1013), is substantially similar to the claimed design:

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    (Ex. 1012.) And as demonstrated above, it was Galaxia’s employees who

    independently conceived, reduced to practice, and communicated to VER the look

    of at least the mid-frame PSU support units (Ex. 1008) and the corner blocks (Ex.

    1014 at 3).

    Moreover, none of this was done pursuant to a contractual work-for-hire

    arrangement or understanding. Throughout, Mr. Ambrose and Mr. Hochman were

    aware of the collaborative nature of the relationship. By way of example, in an

    October 24, 2013 email, Henry Ambrose underscored that the purpose of an earlier

    teleconference was to “review and share ideas about the proposed design of a new

    Lightweight 9mm Tile . . . .” (Ex. 1006 at 3) (emphasis added). Again, he also

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    emphasized that VER was “committed to work[ing] together with Galaxia

    Engineers to achieve a competitive product solution.” ( Id.) Similarly, Mr.

    Ambrose invited the Galaxia team to “explore possible methods” for allowing the

    support frames to be hung in curved configurations. (Ex. 1009 at 2.)

    In sum, there was an iterative design process in which Petitioner Galaxia

    actively participated. There was more than a modicum of collaboration insofar as

    there are elements of the claimed design that Galaxia contributed entirely

    independently while there are others it contributed in conjunction with Mr.

    Hochman and Mr. Ambrose. For example, as illustrated above, the way the

    claimed design was reduced to practice was through a collaborative process

    involving various teleconferences, in-person meetings, and exchanges of prototype

    designs. Throughout, Mr. Hochman and Mr. Ambrose received significant input

    from Petitioner Galaxia’s employees, including especially HS Moon, JJ Jung, and

    Sang-Beom Kim. Accordingly, those individuals are joint inventors of the claimed

    design.

    The ’750 Patent, however, only names Mr. Hochman and Mr. Ambrose as

    the inventors. Therefore, the ’750 Patent should be invalidated for nonjoinder of

    all of the joint inventors.

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    VIII.  CONCLUSION

    For all of the foregoing reasons, Petitioner respectfully requests post-grant

    review of the claim of the ’750 Patent and cancellation of the claim.

    Respectfully submitted,

    Date: May 18, 2016 / Robert Rose #47037/ 

    Law Office of Robert Rose Robert Rose

    PO Box 301272

    Escondido, CA 92030-1272 Reg. No. 47,037Phone: (626) 768-0876 Attorney for Petitioner

    Fax: (626) 768-7654 Galaxia Electronics Co., Ltd.

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    CERTIFICATE OF SERVICE

    The undersigned hereby certifies that (1) the above captioned PETITION

    FOR POST-GRANT REVIEW OF U.S. PATENT NO. D736,750 (2) copies of

    Exhibit Nos. 1001 to 1015 and (3) PETITIONER’S POWER OF ATTORNEY 

    were served via FedEx on May 18, 2016 at the official correspondence address for

    the attorney of record for U.S. Patent No. D736,750 as shown in the USPTO PAIR

    system:

    Downs, Rachlin, Martin PLLC

    199 Main Street

    P O Box 190

    Burlington VT 05402-0190

    Date: May 18, 2016 /Robert Rose #47037/ 

    Law Office of Robert Rose Robert RosePO Box 301272

    Escondido, CA 92030-1272 Reg. No. 47,037

    Phone: (626) 768-0876 Lead Counsel for Petitioner

    Fax: (626) 768-7654 Galaxia Electronics Co., Ltd.