FYS3400 - Vår 2020 (Kondenserte fasers fysikk)...On 22/4 10-12 Origin of the band gap; Nearly free...

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FYS3400 - Vår 2020 (Kondenserte fasers fysikk) http:// www.uio.no/studier/emner/matnat/fys/FYS3410/v17/index.html Pensum: Introduction to Solid State Physics by Charles Kittel (Chapters 1-9 and 17 - 20) Andrej Kuznetsov delivery address: Department of Physics, PB 1048 Blindern, 0316 OSLO Tel: +47-22857762, e-post: [email protected] visiting address: MiNaLab, Gaustadaleen 23a

Transcript of FYS3400 - Vår 2020 (Kondenserte fasers fysikk)...On 22/4 10-12 Origin of the band gap; Nearly free...

  • FYS3400 - Vår 2020 (Kondenserte fasers fysikk)http://www.uio.no/studier/emner/matnat/fys/FYS3410/v17/index.html

    Pensum: Introduction to Solid State Physics

    by Charles Kittel (Chapters 1-9 and 17 - 20)

    Andrej Kuznetsov

    delivery address: Department of Physics, PB 1048 Blindern, 0316 OSLO

    Tel: +47-22857762,

    e-post: [email protected]

    visiting address: MiNaLab, Gaustadaleen 23a

    http://www.uio.no/studier/emner/matnat/fys/FYS3410/v16/index.html

  • 2020 FYS3400 Lecture Plan (based on C.Kittel’s Introduction to SSP, Chapters 1-9, 17-20 + guest lectutes)

    Module I – Periodity and Disorder (Chapters 1-3, 19, 20) calender week

    To 16/1 12-13 Introduction.

    On 22/1 10-12 Crystal bonding. Periodicity and lattices. Lattice planes and Miller indices. Reciprocal space. 4

    To 23/1 12-13 Bragg diffraction and Laue condition

    On 29/1 10-12 Ewald construction, interpretation of a diffraction experiment, Bragg planes and Brillouin zones 5

    To 30/1 12-13 Surfaces and interfaces. Disorder. Defects crystals. Equilibrium concentration of vacancies

    On 5/2 10-12 Mechanical properties of solids. Diffusion phenomena in solids; Summary of Module I 6

    Module II – Phonons (Chapters 4, 5, and 18 pp.557-561)

    To 6/2 12-13 Vibrations in monoatomic and diatomic chains of atoms; examples of dispersion relations in 3D

    On 12/2 10-12 Lattice heat capacity: Dulong-Petit and Einstein models 7

    To 13/2 12-13 Effect of temperature - Planck distribution;

    On 19/2 10-12 canceled 8

    To 20/2 12-13 Periodic boundary conditions (Born – von Karman); phonons and its density of states (DOS); Debye models

    On 26/2 10-12 Comparison of different lattice heat capacity models; Thermal conductivity. 9

    To 27/2 12-13 Thermal expansion

    On 4/3 10-12 Summary of Module II 10

    Module III – Electrons I (Chapters 6, 7, 11 - pp 315-317, 18 - pp.528-530, 19, and Appendix D)

    To 5/3 12-13 Free electron gas (FEG) versus free electron Fermi gas (FEFG);

    On 11/3 10-12 DOS of FEFG in 3D; Effect of temperature – Fermi-Dirac distribution. 11

    To 12/3 12-13 canceled

    teaching free week 12

    Module IV – Disordered systems (guest lecture slides)

    On 25/3 10-12 Thermal properties of glasses: Model of two level systems (Joakim Bergli) 13

    To 26/3 12-13 Experiments in porous media (Gaute Linga)

    On 1/4 10-12 Electron transport in disordered solids: wave localization and hopping (Joakim Bergli) 14

    To 2/4 12-13 Theory of porous media (Gaute Linga)

    Easter 15

    Module V – Electrons II (Chapters 8, 9 pp 223-231, and 17, 19)

    On 15/4 10-12 After Easter repetition; Heat capacity of FEFG in 3D 16

    To 16/4 12-13 DOS of FEFG in 2D - quantum well, DOS in 1D – quantum wire, and in 0D – quantum dot

    On 22/4 10-12 Origin of the band gap; Nearly free electron model; Kronig-Penney model 17

    To 23/4 12-13 Effective mass method

    On 29/4 10-12 Effective mass method for calculating localized energy levels for defects in crystals 18

    To 30/4 12-13 Intrinsic and extrinsic electrons and holes in semiconductors

    On 06/5 10-12 Carrier statistics in semiconductors 19

    To 07/5 12-13 p-n junction

    On 13/5 10-12 Summary of Modules III and V

    To 14/5 12-13 Repetition - course in a nutshell

    Exam: oral examination

    May 28th – 29th

  • Intrinsic and extrinsic electrons and holes in semiconductors; carrier statistics

    • Band-to-band transitions

    •Intrinsic and extrinsic semiconductors

    • hydrogen-like impurities

    • n- and p-type semiconductors

    • equilibrium charge carrier concentration

    • carriers in non-eqilibrium conditions: diffusion, generation and recombination

  • 4

    Band-to-band transitions

  • valence

    band

    conduction

    band

    Band-to-band transitions

  • gap size

    (eV)

    InSb 0.18

    InAs 0.36

    Ge 0.67

    Si 1.11

    GaAs 1.43

    SiC 2.3

    diamond 5.5

    MgF2 11

    valence

    band

    conduction

    band

    Band-to-band transitions

  • valence

    band

    conduction

    band

    Band-to-band transitions

  • electrons in the conduction band (CB)

    missing electrons (holes) in the valence band (VB)

    Band-to-band transitions

  • Band-to-band transitions

  • VB maximum

    as E=0

    conduction band

    valence band

    free electronsBand-to-band transitions

  • electrons in the conduction band (CB)

    missing electrons (holes) in the valence band (VB)

    Band-to-band transitions

  • for the conduction band

    for the valence band

    Both are Boltzmann distributions!

    This is called the non-degenerate case.

    Band-to-band transitions

  • Band-to-band transitions

  • VBM

    CBM

    μ

    Band-to-band transitions

  • Lecture: Electrons and holes in semiconductors; carrier statistics

    • Band-to-band transitions

    •Intrinsic and extrinsic semiconductors

    • hydrogen-like impurities

    • n- and p-type semiconductors

    • equilibrium charge carrier concentration

    • carriers in non-eqilibrium conditions: diffusion, generation and recombination

  • Intrinsic and extrinsic semiconductors

  • iE

    pi

    ni

    EgiE

    p0

    n0

    Eg

    iE

    p0

    n0

    Eg

    Intrinsic and extrinsic semiconductors

  • p0

    n0

    Eg

    Ed

    Ei

    EIDnd

    Intrinsic and extrinsic semiconductors

  • Lecture: Electrons and holes in semiconductors; carrier statistics

    • Band-to-band transitions

    •Intrinsic and extrinsic semiconductors

    • hydrogen-like impurities

    • n- and p-type semiconductors

    • equilibrium charge carrier concentration

    • carriers in non-eqilibrium conditions: diffusion, generation and recombination

  • Hydrogen like impurities in semiconductors

    d

    Hydrogen-like donorHydrogen atom

    P donor in Si can be modeled as hydrogen-like atom

  • Hydrogen atom - Bohr model

    222

    0

    42

    2

    0

    2

    0

    22

    0

    2

    2

    0

    2

    2

    0

    2

    22

    0

    22

    0

    2

    0

    2

    0

    2

    2

    2

    2

    0

    1

    2)4(

    2)4( :energy Total

    242

    1 :energy Kinetic

    44 :energy Potential

    4

    1

    4

    4)(44

    ...3,2,1 ,for 4

    1

    n

    emZEK

    r

    ZeVKE

    r

    ZemvK

    r

    Zedr

    r

    ZeV

    n

    Ze

    mr

    nv

    mZe

    nr

    mr

    n

    mr

    nmrrmvZe

    nnmvrLr

    vm

    r

    Ze

    r

  • Hydrogen atom - Bohr model

    eV613)4(2 20

    40

    H .qm

    E

  • eV0.05

    2

    0s

    0

    0

    *neV613

    ) π(42

    q*n2

    0s

    4

    d

    Km

    m.

    K

    mE

    eV613)4(2 20

    40

    H .qm

    E

    Instead of m0, we have to use mn*.

    Instead of o, we have to use Ks o.

    Ks is the relative dielectric constant

    of Si (Ks, Si = 11.8).

    Hydrogen-like donor

    Hydrogen like impurities in semiconductors

  • p0=0

    n0=0

    Eg

    Ed

    Ei

    EID

    p0

    n0

    Eg

    Ed

    Ei

    EIDnd

    Hydrogen like impurities in semiconductors

  • Lecture: Electrons and holes in semiconductors; carrier statistics

    • Band-to-band transitions

    •Intrinsic and extrinsic semiconductors

    • hydrogen-like impurities

    • n- and p-type semiconductors

    • equilibrium charge carrier concentration

    • carriers in non-eqilibrium conditions: diffusion, generation and recombination

  • a) Energy level diagrams showing the excitation of an electron from the valence band to the conduction band.

    The resultant free electron can freely move under the application of electric field.

    b) Equal electron & hole concentrations in an intrinsic semiconductor created by the thermal excitation of

    electrons across the band gap

    N- and p-type semiconductors

    Intrinsic semiconductor

  • a) Donor level in an n-type semiconductor.

    b) The ionization of donor impurities creates an increased electron concentration distribution.

    N- and p-type semiconductors

    n-type Semiconductor

  • a) Acceptor level in an p-type semiconductor.

    b) The ionization of acceptor impurities creates an increased hole concentration distribution

    N- and p-type semiconductors

    p-type Semiconductor

  • N- and p-type semiconductors

  • • Intrinsic material: A perfect material with no impurities.

    • Extrinsic material: donor or acceptor type semiconductors.

    • Majority carriers: electrons in n-type or holes in p-type.

    • Minority carriers: holes in n-type or electrons in p-type.

    )2

    exp(Tk

    Enpn

    B

    g

    i

    ly.respective ionsconcentrat intrinsic & hole electron, theare && inpn

    e.Temperatur is energy, gap theis TEg

    2

    inpn

    N- and p-type semiconductors

  • donor: impurity atom that increases n

    acceptor: impurity atom that increases p

    N-type material: contains more electrons than holes

    P-type material: contains more holes than electrons

    majority carrier: the most abundant carrier

    minority carrier: the least abundant carrier

    intrinsic semiconductor: n = p = ni

    extrinsic semiconductor: doped semiconductor

    N- and p-type semiconductors

  • Lecture: Electrons and holes in semiconductors; carrier statistics

    • Band-to-band transitions

    •Intrinsic and extrinsic semiconductors

    • hydrogen-like impurities

    • n- and p-type semiconductors

    • equilibrium charge carrier concentration

    • carriers in non-eqilibrium conditions: diffusion, generation and recombination

  • Consider conditions for charge neutrality.

    The net charge in a small portion of a uniformly doped semiconductor

    should be zero. Otherwise, there will be a net flow of charge from one

    point to another resulting in current flow (that is against out assumption

    of thermal equilibrium).

    Charge/cm3 = q p – q n + q ND+ q NA

    = 0 or

    p – n + ND+ NA

    = 0

    where ND+ = # of ionized donors/cm3 and NA

    = # of ionized acceptors

    per cm3. Assuming total ionization of dopants, we can write:

    Equilibrium charge carrier concentration in semiconductors

  • Assume a non-degenerately doped semiconductor and assume total ionization of

    dopants. Then,

    n p = ni2 ; electron concentration hole concentration = ni

    2

    p n + ND NA = 0; net charge in a given volume is zero.

    Solve for n and p in terms of ND and NA

    We get:

    (ni2 / n) n + ND NA = 0

    n2 n (ND NA) ni2 = 0

    Solve this quadratic equation for the free electron concentration, n.

    From n p = ni2 equation, calculate free hole concentration, p.

    Equilibrium charge carrier concentration in semiconductors

  • • Intrinsic semiconductor:

    ND= 0 and NA = 0 p = n = ni

    • Doped semiconductors where | ND NA | >> ni

    n = ND NA ; p = ni2 / n if ND > NA

    p = NA ND ; n = ni2 / p if NA > ND

    • Compensated semiconductor

    n = p = ni when ni >> | ND NA |

    When | ND NA | is comparable to ni,, we need to use the charge neutrality

    equation to determine n and p.

    Equilibrium charge carrier concentration in semiconductors

  • 33

    17

    20

    0

    2

    0 1025.210

    1025.2

    cmn

    np i

    kTiEFE

    enn i)(

    0

    eVn

    nkTEE

    i

    iF 407.0105.1

    10ln0259.0ln

    10

    17

    0

    Si is doped with 1017 As Atom/cm3. What is the equilibrium

    hole concentra-tion p0 at 300°K? Where is EF relative to Ei

    Example

    Equilibrium charge carrier concentration in semiconductors

  • 0 0a dn N p N

    Equilibrium charge carrier concentration in semiconductors

  • Lecture: Electrons and holes in semiconductors; carrier statistics

    • Band-to-band transitions

    •Intrinsic and extrinsic semiconductors

    • hydrogen-like impurities

    • n- and p-type semiconductors

    • equilibrium charge carrier concentration

    • carriers in non-eqilibrium conditions: diffusion, generation and recombination

  • Particles diffuse from regions of higher concentration to regions of lower concentration region, due to random thermal motion.

    Charge carriers in non-eqilibrium conditions

  • dx

    dnqDJ ndiffn,

    dx

    dpqDJ pdiffp,

    D is the diffusion constant, or diffusivity.

    Charge carriers in non-eqilibrium conditions

  • dx

    dnqDqnJJJ nndiffndriftnn ε ,,

    dx

    dpqDqpJJJ ppdiffpdriftpp ε ,,

    pn JJJ

    Charge carriers in non-eqilibrium conditions

  • • The position of EF relative to the band edges is determined

    by the carrier concentrations, which is determined by the

    net dopant concentration.

    • In equilibrium EF is constant; therefore, the band-edge

    energies vary with position in a non-uniformly doped

    semiconductor:

    Ev(x)

    Ec(x)

    EF

    Charge carriers in non-eqilibrium conditions

  • The ratio of carrier densities at two points depends exponentially on

    the potential difference between these points:

    1

    2i2i112

    1

    2

    i

    1

    i

    2i2i1

    i

    2Fi2

    i

    1Fi1

    i

    1i1F

    ln1

    lnlnln Therefore

    ln Similarly,

    ln ln

    n

    n

    q

    kTEE

    qVV

    n

    nkT

    n

    n

    n

    nkTEE

    n

    nkTEE

    n

    nkTEE

    n

    nkTEE

    Charge carriers in non-eqilibrium conditions

  • n-type semiconductor

    Decreasing donor concentration

    Ec(x)

    Ef

    Ev(x)

    dx

    dEe

    kT

    N

    dx

    dn ckTEEc Fc /)(

    dx

    dE

    kT

    n c

    kTEE

    cFceNn

    /)(

    Consider a piece of a non-uniformly doped semiconductor:

    Ev(x)

    Ec(x)

    EF

    εqkT

    n

    Charge carriers in non-eqilibrium conditions

  • If the dopant concentration profile varies gradually with position, then the majority-carrier concentration distribution does not differ much from the dopant concentration distribution.

    – n-type material:

    – p-type material:

    in n-type material

    )()()( AD xNxNxn

    )()()( DA xNxNxp

    )()()()( AD xnxNxpxN

    dx

    dN

    Nq

    kT

    dx

    dn

    nq

    kT D

    D

    11

    Charge carriers in non-eqilibrium conditions

  • Band-to-Band R-G Center Impact Ionization

    Charge carriers in non-eqilibrium conditions

  • Direct R-G Center Auger

    Charge carriers in non-eqilibrium conditions

  • Little change in momentum

    is required for

    recombination

    momentum is conserved

    by photon emission

    Large change in momentum

    is required for recombination

    momentum is conserved by

    phonon + photon emission

    Energy (E) vs. momentum (ħk) Diagrams

    Direct: Indirect:

    Charge carriers in non-eqilibrium conditions

  • 0nnn

    0ppp

    Charge neutrality condition:

    pn

    equilibrium values

    Charge carriers in non-eqilibrium conditions

  • • Often the disturbance from equilibrium is small, such that

    the majority-carrier concentration is not affected

    significantly:

    – For an n-type material:

    – For a p-type material:

    However, the minority carrier concentration can be

    significantly affected.

    so |||| 00 nnnpn

    so |||| 00 ppppn

    Charge carriers in non-eqilibrium conditions

  • n

    n

    t

    n

    p

    p

    t

    p

    for electrons in p-type material

    for holes in n-type material

    Consider a semiconductor with no current flow in which

    thermal equilibrium is disturbed by the sudden creation

    of excess holes and electrons.

    Charge carriers in non-eqilibrium conditions

  • Uniformly doped p-type and n-

    type semiconductors before the junction is formed. Internal electric-field occurs in

    a depletion region of a p-n

    junction in thermal equilibrium

    Charge carriers in non-eqilibrium conditions