Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design...

49
1 Fundamental Principles of Foundation Design Anthony M. DiGioia Jr., PhD, PE, President DiGioia, Gray and Associates, LLC IEEE TP&C Subcommittee Meeting Orlando, Florida January 8 – 11, 2007

Transcript of Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design...

Page 1: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

1

Fundamental Principles of Foundation Design

Anthony M. DiGioia Jr., PhD, PE, PresidentDiGioia, Gray and Associates, LLC

IEEE TP&C Subcommittee Meeting

Orlando, Florida

January 8 – 11, 2007

Page 2: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

2

Foundation Design Requires a Blending of

Soil/Foundation Interaction Modelingand

Engineering Judgment

Page 3: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

3

Foundation Design Process

INPUT DATA

FOUNDATION DESIGN

CONTRACT DRAWINGS AND SPECIFICATIONS

CONSTRUCTION MONITORING

AND AS-BUILT INFORMATION

Page 4: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

4

SUBSURFACE

INVESTIGATION

Input Data

Page 5: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

5

PAST SUBSURFACE INVESTIGATIONS

GEOLOGY STUDY

SUBSURFACE

INVESTIGATION

Input Data

Page 6: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

6

SUBSURFACE INVESTIGATION

Input DataGEOLOGY

STUDYPAST SUBSURFACE

INVESTIGATIONS

STRUCTURE TYPES(Lattice Towers, Poles, H-Frames, Etc.)

AND ROLE(Tangent, Runing Angle, Dead End, Etc.)

Page 7: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

7

SUBSURFACE INVESTIGATION

Input DataGEOLOGY

STUDYPAST SUBSURFACE

INVESTIGATIONS

STRUCTURE TYPES(Lattice Towers, Poles, H-Frames, Etc.)

AND ROLE(Tangent, Runing Angle, Dead End, Etc.)

MODE OF FOUNDATION LOADS(Moment, Horizontal, Uplift, Compression

and Combinations)

Page 8: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

8

Input Data

SINGLE POLE STRUCTURES

Page 9: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

9

Input Data

LATTICE TOWER (FOUR-LEGGED) STRUCTURES

Page 10: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

10

Input Data

H-FRAME STRUCTURES

Page 11: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

11

SUBSURFACE INVESTIGATION

Input DataGEOLOGY

STUDYPAST SUBSURFACE

INVESTIGATIONS

STRUCTURE TYPES(Lattice Towers, Poles, H-Frames, Etc.)

AND ROLE(Tangent, Runing Angle, Dead End, Etc.)

MODE OF FOUNDATION LOADS

(Moment, Horizontal, Uplift, Compression and Combinations)

NUMBER, TYPE AND LOCATION

OF BORINGS

Page 12: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

12

SUBSURFACE INVESTIGATION

Input DataGEOLOGY

STUDYPAST SUBSURFACE

INVESTIGATIONS

STRUCTURE TYPES(Lattice Towers, Poles, H-Frames, Etc.)

AND ROLE(Tangent, Runing Angle, Dead End, Etc.)

MODE OF FOUNDATION LOADS

(Moment, Horizontal, Uplift, Compression and Combinations)

NUMBER, TYPE AND LOCATION

OF BORINGS

LINE DESIGN CRITERIA

Line Reliability Issues Component Reliability

Issues

Page 13: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

13

SUBSURFACE INVESTIGATION

Input DataGEOLOGY

STUDYPAST SUBSURFACE

INVESTIGATIONS

STRUCTURE TYPES(Lattice Towers, Poles, H-Frames, Etc.)

AND ROLE(Tangent, Runing Angle, Dead End, Etc.)

MODE OF FOUNDATION LOADS

(Moment, Horizontal, Uplift, Compression and Combinations)

NUMBER, TYPE AND LOCATION

OF BORINGS

LINE DESIGN CRITERIA

Line Reliability Issues Component Reliability

Issues

Page 14: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

14

PI1

PI3 PI2

PI4

PI5

How should you approach obtaining subsurface information and geotechnical design parameters?

• SOIL TYPES

• ROCK TYPES

• DEPTH TO GROUND WATER

• DEPTH TO ROCK

GEOTECHNICAL ISSUES

Page 15: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

15

PI1

PI3 PI2

PI4

PI5

How should you approach obtaining subsurface information and geotechnical design parameters?

• STRUCTURE TYPES

• STRUCTURE ROLES

• PERFORMANCE CRITERIA

• RELIABILITY LEVEL

STRUCTURE ISSUES

Page 16: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

16

Ws Ws

GWL

U

H Wc

β

• What geotechnical data do we need?- All cohesive soil- All cohesionless soil- Layered soil conditions

• Free-Standing Lattice Tower; Concrete Spread Footings;Frustrum Design Method

Page 17: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

17

Ws Ws

GWL

U

H Wc

τ τ

• What geotechnical data do we need?- All cohesive soil- All cohesionless soil- Layered soil conditions

• Free-Standing Lattice Tower; Concrete Spread Footings;Side Friction Design Method

Page 18: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

18

H

GWL

U

Wcττ

• What geotechnical data do we need?- All cohesive soil- All cohesionless soil- Layered soil conditions

• Free-Standing Lattice Tower; Drilled Shaft;Cylindrical Shear Design Method

Page 19: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

19

• What geotechnical data do we need?- All cohesive soil- All cohesionless soil- Layered soil conditions

• Tubular Steel Pole; Drilled Shaft;Hansen Design Method

Page 20: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

20

Foundation Design Process

INPUT DATA

FOUNDATION DESIGN

CONTRACT DRAWINGS AND SPECIFICATIONS

CONSTRUCTION MONITORING

AND AS-BUILT INFORMATION

Page 21: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

21

Foundation Design Process

INPUT DATA

FOUNDATION DESIGN

CONTRACT DRAWINGS AND SPECIFICATIONS

CONSTRUCTION MONITORING

AND AS-BUILT INFORMATION

ASCE MANUAL 74 RBD METHOD

Page 22: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

22

• Consider the variability of loadings.• Consider the variability of component

strength.• Vary reliability levels between lines.• Vary reliability levels between line

components.

The ASCE Method allows the designer to:

ASCE Manual 74 Reliability-Based Design (RBD) Method

Page 23: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

23

The Load Resistance Factor Design (LRFD) equation presented in Section 1 of Manual 74 for weather-related (reliability based) loads is as follows:

ΦCRe > effect of [DL + γ Q50] (1)

in which:

ΦC = strength (resistance) factor which can be selected to adjust the reliability of the component;

Re = the e-th % design strength for the component;DL = dead load effect in the component;γ = load factor applied to the live load effect Q50;

Q50 = load effect produced by combinations of wind velocity, ice thickness, and/or temperature, which has a 50-year return period

Page 24: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

24

Load Factors to Adjust Line Reliabilityby Factor LRF

40020010050Load Return Period - RP (years)

1.41.31.151.0Load Factor, γ

8421Line Reliability Factor (LRF)

Page 25: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

25

Strength Factors to AdjustComponent Reliability by Factor CRF forStrength Exclusion Limit, e of 5 to 10%

0.750.901.11CRF, ΦC, for COVR = 50%0.770.881.09CRF, ΦC, for COVR = 40%0.760.871.05CRF, ΦC, for COVR = 30%0.730.851.00CRF, ΦC, for COVR = 10-20%

421Component Reliability Factor

(CRF)

NOTE: COVR = Coefficient of Variation of Resistance

Page 26: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

26

Foundation Design Process

INPUT DATA

FOUNDATION DESIGN

CONTRACT DRAWINGS AND SPECIFICATIONS

CONSTRUCTION MONITORING

AND AS-BUILT INFORMATION

ASCE MANUAL 74 RBD METHOD

FOUNDATION DESIGN MODEL SELECTION & CALIBRATION

Page 27: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

27

Hansen Design Model

Page 28: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

28

0

1000

2000

3000

4000

5000

6000

0 1000 2000 3000 4000 5000

Predicted Nominal Strength - X (kip-ft)

Test

Str

engt

h - Y

(kip

-ft)

Constant COVm

least squares f ity = mm Xy = 1.242 X

Calibration of Hansen Design ModelTP3 Revised, 4-in criteria – Drilled Shafts Under Drained Moment – 20 Tests – Lognormal PDF

RT5 = 0.75 Rnφ5 = 0.75

Page 29: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

29

MFAD Design ModelThe Schematic Four-Spring Model in MFAD

Page 30: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

30

0

1000

2000

3000

4000

5000

6000

7000

0 1000 2000 3000 4000 5000 6000 7000

Predicted Nominal Strength - X (kip-ft)

Test

Str

engt

h - Y

(kip

-ft)

Constant COVm

least squares fity = mm Xy = 0.929 X

Calibration of MFAD Design ModelTP3 Revised, 4-in criteria – Drilled Shafts Under Drained Moment – 20 Tests – Lognormal PDF

RT5 = 0.60 Rnφ5 = 0.60

Page 31: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

31

CAISSON Design Model

Page 32: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

32

0

1000

2000

3000

4000

5000

6000

0 1000 2000 3000 4000 5000 6000

Predicted Nominal Strength - X (kip-ft)

Test

Str

engt

h - Y

(kip

-ft)

Constant COVm

least squares f ity = mm Xy = 1.017 X

TP3 Revised, 4-in criteria – Drilled Shafts Under Drained Moment – 20 Tests – Lognormal PDF

Calibration of CAISSON Design Model

RT5 = 0.42 Rnφ5 = 0.42

Page 33: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

33

0.4249.91.0220CAISSON

0.6024.90.9320MFAD

0.7528.91.2420Hansen

φ5(Lognormal

PDF)COVm(%)mmnDesign Model

Summary of Calibration Statistics and Strength Factor Data

Page 34: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

34

Foundation Design Process

INPUT DATA

FOUNDATION DESIGN

CONTRACT DRAWINGS AND SPECIFICATIONS

CONSTRUCTION MONITORING

AND AS-BUILT INFORMATION

ASCE MANUAL 74 RBD METHOD

FOUNDATION DESIGN MODEL SELECTION & CALIBRATION

LABORATORY TESTING PROGRAM

Page 35: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

35

Laboratory Testing ProgramCOHESIVE SOILS

•Total Density

•Moisture Content

•Undrained Shear Strength

•Modulus of Deformation

COHESIONLESS SOILS•Total Density

•Moisture Content

•Angle of Internal Friction

•Compaction Characteristics

•Modulus of Deformation

Page 36: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

36

Engineering Property Correlations –Cohesionless Soils

Page 37: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

37

Engineering Property Correlations –Cohesive Soils

Page 38: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

38

Page 39: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

39

Page 40: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

40

Foundation Design Process

INPUT DATA

FOUNDATION DESIGN

CONTRACT DRAWINGS AND SPECIFICATIONS

CONSTRUCTION MONITORING

AND AS-BUILT INFORMATION

ASCE MANUAL 74 RBD METHOD

FOUNDATION DESIGN MODEL SELECTION & CALIBRATION

LABORATORY TESTING PROGRAM

SELECTION OF GEOTECHNICAL DESIGN PARAMETERS

Page 41: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

41

Selection of Geotechnical Design Parameters

+ =BORING

LOG

SUMMARY of

LAB TEST RESULTS

SUMMARY of

SELECTED GEOTECHNICAL

DESIGN PARAMETERS

Page 42: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

42

Selection of Geotechnical Design Parameters

Page 43: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

43

Foundation Design ProcessINPUT DATA

FOUNDATION DESIGN

CONTRACT DRAWINGS AND SPECIFICATIONS

CONSTRUCTION MONITORING

AND AS-BUILT INFORMATION

ASCE MANUAL 74 RBD METHOD

FOUNDATION DESIGN MODEL SELECTION & CALIBRATION

LABORATORY TESTING PROGRAM

SELECTION OF GEOTECHNICAL DESIGN PARAMETER

FOUNDATION DESIGN

Page 44: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

44

Using the reliability-based design approach, determine D for the Hansen, MFAD and CAISSON design methods.

M50 =1000 kip-ft

D = ?

Groundwater level at surface

Stiff to very stiff clayγT =120 pcfsu = 2.0 ksf

ll = ll = ll ll = ll

Laterally Loaded Drilled ShaftFoundation Design Process

5 FT

Page 45: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

45

Laterally Loaded Drilled ShaftLognormal PDF

23810.42CAISSON16670.60MFAD13330.75Hansen

The Required Nominal Design Moment

Capacity (1)Φ5Design Model

(1)The nominal design capacity moment required = M50/φ5

Foundation Design Process

Page 46: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

46

Nominal Moment Capacity (Mn)Versus Embedment Depth

1000

1100

1200

1300

1400

1500

1600

1700

1800

1900

2000

2100

2200

2300

2400

2500

2600

2700

2800

2900

3000

10.0 10.5 11.0 11.5 12.0 12.5 13.0 13.5 14.0

Embedment Depth (ft)

Nom

inal

Mom

ent C

apac

ity (k

ip-ft

) CAISSON

HANSEN

MFAD

Mn =2381 k-ft

Mn =1667 k-ft

Mn =1333 k-ft

Foundation Design Process

Page 47: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

470

100200300400500600700800900

10001100120013001400150016001700180019002000

10.0 10.5 11.0 11.5 12.0 12.5 13.0 13.5 14.0 14.5 15.0 15.5 16.0

Embedment Depth (ft)

Desig

n Mom

ent C

apac

ity φ

5Mn (

kip-ft)

CAISSON

MFADHANSEN

Design Moment Capacity (Φ5Mn)Versus Embedment Depth

Foundation Design Process

Page 48: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

48

Summary•FOUNDATION DESIGN REQUIRES A BLENDING

•A WELL-PLANNED SUBSURFACE INVESTIGATION IS CRITICAL

•IMPLEMENTATION OF THE RBD METHOD IN ASCE MANUAL 74 IS RECOMMENDED

•CALIBRATING FOUNDATION DESIGN METHODS PROVIDES A RATIONAL DESIGN FRAMEWORK FOR DEVELOPING STRENGTH FACTORS

•FIELD INSPECTION OF CONSTRUCTION AND GEOTECHNICAL PARAMETER CONFIRMATION ARE CRITICAL

SOIL/FOUNDATION INTERACTION MODELING

ENGINEERING JUDGEMENT

Page 49: Fundamental Principals of Foundation · PDF file · 2009-11-203 foundation design process input data foundation design contract drawings and specifications construction monitoring

49