FUND MANAGEMENT COMPANY...Carne has Management Companies in the UK, Ireland and Luxembourg to...
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© COPYRIGHT CARNE GROUP 2019. ALL RIGHTS RESERVED. FUND MANAGEMENT COMPANY SOLUTIONS
Transcript of FUND MANAGEMENT COMPANY...Carne has Management Companies in the UK, Ireland and Luxembourg to...
© COPYRIGHT CARNE GROUP 2019. ALL RIGHTS RESERVED.
FUNDMANAGEMENTCOMPANYSOLUTIONS
We connect the dots.
This publication has been prepared for general guidance on matters of interest only, and does not constitute professional advice. You should not act upon the information contained in this publication without obtaining specific professional advice.
THE BENEFITSOF CARNE’S FUND MANAGEMENTCOMPANY SOLUTIONS
Creates certainty in European fund distribution in challenging political and regulatory times such as Brexit.
Saves resources by allowing the investment manager to focus on portfolio management and distribution by providing a suite of outsourcing solutions.
Provides reassurance to investors, investment managers and regulators through a systematic approach to ensuring risks are identifi ed and proactively managed .
Simplifies the demonstration of compliance with all rules and regulations through the use of technology.
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WHY CARNE?THE PREMIER GLOBAL PROVIDER OF FUND MANAGEMENTSOLUTIONS TO THE ASSET MANAGEMENT INDUSTRY
Carne has Management Companies in the UK, Ireland and Luxembourg to service both UCITS and AIFs and a non-EU AIF Management Company in Jersey.
Servicing multiple asset classes including:
• Traditional Long Only
• Private Debt and Direct Lending
• ETFs
• Hedge Funds
• Private Equity
• Real Estate
• Infrastructure
• Funds of Funds
• Commodity and CTA
Legal Structure
ManagementCompany / ACD
Depository
FUND
InvestmentManager/Advisor
Administrator
Distributor
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A highly trusted partner
A strong fund management solution partner
• To many of the world’s most respected and largest global asset managers
• Deep relationships with many institutional investors and regulators
• Advising and assisting through the life cycle of your fund(s)
• Well-capitalised managementcompanies
• Comprehensive PI and D&Oinsurance cover
• Extensive investment in systems,infrastructure and people
• Guidance and practical solutions toregulatory changes
• Only fund management solutionsprovider with a truly global footprint
• Highly experienced team
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The leading third party management company provider
WHY CARNE?WHY CARNE?
The leading third partymanagement company provider
A highly trusted partner
• To many of the world’s most respected and largest global asset managers
• Deep relationships with many institutional investors and regulators
• Advising and assisting through the life cycle of your fund(s)
A strong fund management solution partner
• Well-capitalised management companies
• Comprehensive PI and D&O insurance cover
• Extensive investment in systems, infrastructure and people
• Guidance and practical solutions to regulatory changes
• Only fund management solutions provider with a truly global footprint
• Highly experienced team
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FUND MANAGEMENTCOMPANY SOLUTIONS
• MiFID tied agent solution
• Independent risk management
• Oversight of delegates
• Distribution services
• Plug & Play platform
• Investment Compliance
• Portfolio management services to Private Debt, Private Equity, Property and Infrastructure Funds
• Fund structuring advice & full project management
Core Services
Additional Services include:
• Directorships
• Fund Registration and Passporting
• Domiciliation and Company Secretarial
• KIIDs
• MLRO
• Annex IV Reporting
• Distributor and Investment Manager due diligence
CORR: Compliance, Oversight, Risk & Reporting
Providing reassurance through a systematic approach to risk management
CARNE’S INVESTMENT IN TECHNOLOGYCarne Infrastructure:
Workflow oriented
Real time reporting
Integrates data from multiple sources without having to rely on the data provider for the format (ETL, Web services…)
Data repository from multiple systems for multiple purposes
Meaningful risk and other analytics
Function oriented database (Data mining, OLAP cube etc.)
Exception based regulatory and client reporting
Highly secure data access
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Governance &Organisation
of RiskManagement
Identificationof Risks
Measurement & Managemet
of Risks
Reporting of Risks
& RelatedInformation
Risk Reporting
• Establishment of Independent Risk Management Function
• Risk management strategy and Risk management process
• Identification of all relevant risks for:
– Management Company and
– funds it manages
• Measure risks using appropriate methods
• Define risk limits
• Monitor compliance with risk limits
• Take appropriate actions in case of limit breaches
• Effective reporting to Senior Management and the Board
• Reporting to regulators
• Risk and Performance Measurements (VaR, expected shortfall, stress- testing, back-testing, liquidity risk, risk-adjusted performance figures such as sharpe ratio)
• Risk Compliance (Leverage, Commitment, Counterparty Risk, Concentration Risk, Coverage Rules)
• Investment Compliance (Investment Restrictions, Eligibility Verifi cation)
• Other existing or tailor- made reports are available upon request, Valuation-of complex structures (e.g. OTC derivatives)
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CARNE DublinDes Fullam+353 1 489 [email protected]
CARNE LondonAymeric Lechartier +44 203 666 [email protected] CARNE Channel IslandsMark Hodgson+44 1534 679 [email protected] CARNE New YorkJoe Hardiman+1 732 642 [email protected]
CARNE New YorkRodney Laveau+1 732 642 [email protected]
CARNE ChicagoScott Craven Jones+1 312 804 [email protected]
CARNE LuxembourgSteve Bernat+352 2673 [email protected] CARNE Cayman IslandsJohn Ackerley+1 345 916 [email protected]
CARNE LisbonVictoria Roquette+351 926 598 900 [email protected]
CARNE New YorkNicola Cowman+1 732 642 [email protected]
CARNE New YorkKristin Koloniaris+1 718 730 [email protected]
CARNE ZurichVeronica Buffoni+41 78 664 [email protected]
CONTACTS
WWW.CARNEGROUP.COM
